HomeMy WebLinkAbout0231.095""I
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TO:
AlTENTION:
FROM:
City of Palo Alto
City Manager's Report
HONORABLE CITY COUNCIL
FINANCE COMMITfEE
CITY MANAGER DEPARTMENT: FINANCE
AGENDA DATE: MAYl,l9')S CMR:l31:9S
SUBJECT:
REOlJF.ST
APPROVAL OF PROPOSED RFAL PROPERTY TRANSFER
TAX EXEMPTION FOR LOW AND MODERATE INCOME
JIlRST-TIME HOMEBUYERS AJIIl) ADOPTION OF
ORDINAl"CE GRANTING AN EXEMPTION FOR RELEASE
OF OWNERSHIP INTEREST HELD BY CO-BORROWERS
WITHOUT MONETARY CONSIDERATION
This report was prepared in response 10 Cooncil a".«:Iion for a modified staff
recommcnda6on for an ~cmption 10 dle City's real property transfer tax for low and
modera!e income firsI-fum bomebuy=-It also includes proposed cbanges \0 the Palo Alto
Municipal Code, necessary \0 enact dle exemption for real prDp<lrty transfers involving a
release of ownership interest of one or more parties, where no IIlO!leIaly consideration is
involved
RECOMMENDATlQH
Staff recommends that Coon<:il oW"'" a modified exemption \0 the City's real propet1y
lIans{er tax for low and moderate income first-time homebuyers. Staff also recommends
that the ex=Plioo be administered on • rebate basis in conjunction wi1h the Palo Alto
Housing Ca;>oratioo (P ARC), and that • $50 processing fee per rebate request be instiMed,
\0 be adjust<d annually by the C<lnsumer Pri<:e Index (CPI). Staff also recommends that
Cooneil adopt the attached ordinance granting an exemption to the City's real property
transfer tax for all Iransactioos involving • release of ownership interest beld by co
bo<rowers. wilen monetal)' or other valuable consideration is ooIlnvolved.
Pace'."
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POI,ICY IMPYCAUONS
1'llis report has been prepare<110 aid in the anal) sis of. first-time bomebuyer exemption 10
the City', real property Ironsf .. tax fur transfen of R'SidentiaJ property. The proposed
exemption targets low and moderate L'lCome buye", of property in Palo Aho,
EXECJITIYE SHMMARY
Baekgroaad
During 1hc 1992-93 budget process. !he City iru;tiM~ • real property transfer tax of $1,65
per $SOO of assessed value, in order 10 fiJI • ",'{ooue shortfall. Upon instituting the tax, the
City ,.,1inquisbed its sit ..... ($.275 per $5()() of!he Coonty's document transfer tax. The tax
generates revenues of approximate!) $1.5 million annually. 00 average, a buy ... of
residential property in Palo Alto pays • transfer tax of S6l!5 (Attachment 2).
lA December 1994, staff completed. review of the City's real p!'Operty transfer tax, which
in<:Juded an evaluatioo of pctential exempoo'.s 10 the tax (CMltS33:94), Staff
recommended two exemptions 10 the ta. ... fur transf.". of residential property: 1) an
exemptlon lOr transfers where ti1lc is chan~ merely 10 =tOYe "" ownership in1erest of one
or more parties without moneto.ry considera6on; 2) or. exemp600 fur low and moderate
in<:ome ~-1ime homebuyers. Cooncil lllWliInoos!y .pprov~ !he first exemption.
~ Council expressed support lOr the second exemptioo, there were = .bouI
the way iIl'wIDell it was slrllctuIed; and Cooneil ,.,quested staff 10 return willi a modified
recommendation.
Fint-Tlm .. Bomeb"Ytr Extmptioa Optio ••
Staff consid~ several options in stnK:tu.-ing the fIest-time bomebuyer exemption
recommended 10 Coanci1 in December 1994. The first option was 10 <>!fer the exempti<>n
only 10 Mortgage Credit Certifi<:ale (MCC}q\laIified homebuyers, The MCC program
provides quaTlfied law income fltSt-time homebuyers with federal income tax credits, Since
the MCC qualification criteria are restrictive (e,g,. the cost of the home must be less than
5250,000, the \O!aI household income lOr • L'rree "" more persoo hcusebold ~ exceed
$63, 195, etc,), • very limited nwnber of Palo Aha transactioos would quaIil'y lOr this option.
Staff consider~ rnaJOng the exemption Iv.Hab!e 10 a greater number of first-time
bomebi.'Y"" by basing the cxc.mption 5O!eiy 00 income le1.'els. This option COIICerned staff,
because lite vorificati<m of iDcoo>e poses administrative difficultles. As. result, staff
selected, lite option of basing the qualification for lite first-time buyer exemption on the
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putcIwe price of the home. Spe<:ificaIly,:O qualify for this option, staff recommended the
pu1dlase price of the home be less 1Iw! 60 petcet!! of the average sales price ofa P;uo Alto
resideOGe. In C8k:u1ating the avemge .. Ies price, staff combl',ed single family homes and
coodomini~wnbomes, whicb res;l!ted in • q"a1ifying home sales price of IIp 10 a
ma.'t1mum of5332,OOO. Staff selected !his op6oo because it was easy 10 admlnister, since
it .r""mated !he need 10 verify inw<m levels; and under this option, I majority of the first-
lime homcbuyers in Palo AlIo would qualify. •
. .lJIbougb. in general, Council expressed suppo!l for • low and moderate income first-lime
bomebuyer eXemptioo. there were seven! coocerns about the option selected by staff
CoIlncil WlIS concerned that staff bad not defined or \imited the income level required 10
qualify for Ibe exemption. Since the average sales pr',ce included boll!
coodominlumsl\ownbomes and single far.u1y homes, Coon<;i1 was coocemod about t;e
potential \bat • lim-time homebuyer ,.ith substannal income would purchase a bigh-end
condominium for 5332,000 and qualify for the exemptio<>_ Council recognized. however,
that the cost of ad!ninistering an exemption based on income verification could be
subsWlnal.
To address Council concerns. stafIhas modified the recommendation 10 define the maximum
inc<:me !evellhat • t.omebuyer may have in onlet to qualify fur the exemption. AI the same
lime, staff bas limited the odministrative effort and costs involved in implementing this
exemption.
Modified Recomme.dotioa
Staff ~ modifYing the optloo recommended in December 1994 by inC<ll'p<ll'llting
8ft income level cap. The City woold qualify first-lime buyers based on • combination of
income level and the purcbase price of the home. By focusing the ."eruption OIl income
level, staff woold ensure that .. first-lime buyer with S'obstantiaI income woold not qualify
for !he exemption. At the same time, by inducfmg I purcbase price cap, staff woold ensure
that • first-time homebuyer purchasing I higher priced home would not qualify for the
exemption. The Palo Aho Housing Coq>oration (P AHC) has agreed 10 per'..orm the income
verificatioa for the City with the same process they use \0 quaflf'y buyers for the City"s
Below Madel Rale (BMR.) program. This will allow staff to include this qualifi<:ation
c:riteria withou't !he administrative concerns expressed previously.
Staff I'CCOIIllIKlIds structuring the low aud moderate first-time buyer .""mption as Ii:>!lows:
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I) StalJproposes an iIIt:OINlevd cap of ISO perCeDI oflll. median income IOCthis area,
as reported by HUD, or S86,67(1 lOr a three-persoo household (Attachment 3)
AI1llougb various incooJe level cboices are displayed in Attachment 3, !his income
level .. ", selecUd l>c<:a-, based onl survey conducred by \he Board of Realtors IOC
first-time home purchases, it was the income IlIat would !lOCmally be required to
qualify IOC • first-time home purchase in Pak> MG, Utilizing this income critcria,
more !ban half of \he first-time buyen in Palo Alto ",'ould qualify_
2) The proposed purr:It_ prW t:flP for a lhreei>=OO hoosebold would be $330,000
(Attacbmenl3)-Although Ihe average Pal<> Alto borne l":ice is $414,958 (Attachment
2), Ihe average prke of. single family resideace is .woximalely S« 8,000 and !be
average price of & """dominiumltownhome is $234,000, Cooscquently, fOr
$330,000, the first-time buyer would be purchasing property at \he hlgh..-r-middle
range of !he coodomini~ ma:1i:et and !he boUom 2 S percent oftl!e single
fltJll11y residence market (Attachment 4).
3) The intent of \he low and moderate income first-tirM buyer exemption is to benefit
!be buyer who. with !be bigh COS! of real estate in Palo Mo, is struggling 10 wme up
witI! the cash down payment needed 10 purchase • first borne, Since \he tradition is
!hat the buyer and seIler split the !ax with each party payL"g 50 percent. staff
recommends • car 00 the e""mptioo of 50 pen:enI of !he 100Il !ax due lOr each
transaction_ This would ensun: that only \he buyer would benefit from the ~
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Since \he incooJe ceiling would prevent. conoo",inrumitownbo= buyer with substantial
inccme from qllllfifying fur this e"etIljltioo, staff did not define separate qualification criteria
IOC single Camfly resid<=es and coodominiums?k>, In addition, \he P AHC has
o4vised slaffthat most of\he families in the City'. BMR Program purchase condominiums
()/.' lOWDhomes whea buying \heir first home in Palo Mo_ However, if Council prefers to
eliminate or define coodomini\l!IlSl\oy,nhomes sepal'alely, staff ",iII r<vise the first-time
exemption 10 refkct Council direction.
AdmjnjetpMD
. The'City would adminisler the first-time bomebuyer exemption unlizing • rebate progrartL
Wnh such. program, the County Recorder would rolleclthe full payment ofth. tax at the
time \he deed or other instrument cfrecti.-,g • lraru;fer is recorded, The taxpayer would then
submit • rebal. request \0 the Administrative Services Departm<:nL In order 10 verify the
purchase price 0( the home, staff .... oold require specific c""'ing statements from the
bomebuyer_ P AHC would perl<xm !be income levellUld lirst-tlme bU)'er status verification-
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Thls verilieatioo prot... woo14 provide \he City with proIectkln against fraudulent
oppIicatioas. Following review and approwI of the rebate request. the tax would be refunded
to the taxpayer. StalTanticipales anywhere from 60 10 188 first·time bomebuyer refund
nquests annually. The P AHC estimates that, for each rellate ~ verilkatioo of income
and certificalioo ofbuyer sta"..IS would talr.e from ooc 10 !WO hours.. P AHC would chorge the
City b: the actual time spent on eacb verification. Utilizing PAHC's standard how-Iy rates,
it is estimated that cllarges 10 1he City would range from 53.000 to 511.200 annuany,
depending on the time spent on each \'erificatioo and 00 the nwnber of rebate request
vmticalioos processed. The staff wo<k.1oad rq>reSeIl!ed by the anticipated ,'oIume would be
approximately 5 percent of a full.ti!Ile equivalent employee oad could be absoIt>ed by the
Administrative Services Department. Staff recommends tharging • processing fee of $50
(ad'jUS!ed annually by CPf) when the rellate request is submilled to rC<over the WSIs of
administering the program.
IfCooncil.pproves the modi1icd low and moderate income first-time bornebi.'}·er cxmnption,
staff will return with proposed ell/IDg« to the Palo Aho Municipal Code, Mun.1cipal F~
Schedule. and the 1995-96 Budge<_
fiSCAl, IMPACI
The exemption b: low and moderate income first-time bomebuyers would r"",,11 in an
estimated annual r~ue reduction ""'ging from $33,000 10 586,000 (assuming the 50
percent cap is in place). The exemption for • release of own=hip interest held by <»
bcrrowm would resuI! in an estiIrutted annual revenue reductioo ofapproJ<imately $10,000.
Staff'. inteoI W0310 eslab!ish the processing fee at • level suflkieot to rec<JV<;r PAHC rosIs
b: the first-time homebuyer verification. However, .;nce payments to the F AHC could be
.. much as $11.200, there is the potential thai the City would need 10 absorb an annual
expenditure ofSI,800 for the first-time homebuyer exemp600.
ENVIRONMENTAL ASSESSMF-'\f[
Thi. does no( constitute • project under the California Environmental Quality Act.
Thereb:e, no envirorunen!al assessment is needed.
AUACBMENIS
I) Relea.se of Ownership Interest Ordinance
2) Average Residential Transfer Tax Payment
3) I""""", Level and Purchase Price Limits
4) Single Family and Condo{]' ownhome Market
Poco 5.1(
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em MANAGER APPROVAL:
cc: 80anI cfRealtors
Jan C. Aam. Cornish " CorC)'
Marlene l'rmdetgast. PA Housing Co<poratioo
Eric T. Tru1 .... NOf1h American Tille Company
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AnAClf£lT I
Of<DIliO.NCB NO.
ORDINANCE OF THE COUNCIL OF ffi CIn' OF PALO ALTO
A.'II!IID!NG ~BR 2.3. OF TITLS 2 OF THliI PALO AL10
M!JlUCIPAL COOE BY A.."DrNG SECTION 2.14.095 TO
UEMP'l' TRA.'lS FBRS EFFECTBD BY THS HLEASB OF AN
~HIP INTEREST IN RSAL P11.0Pl!RTY BY A CO·OWNER
WITHOUT CONSIDERATION
The COWlCil of the City of Palo Alto does ORDAIN as
follows ,
SIC"fION 1. cr..apter 2.34. of Title a of the Palo Alto
MuniCipal Code ls hereby amended by adding a new section 2.34. OSS
to read as follows:
2.H .on COD-nyanC •• DOt subject to t6.x-'2<11 ..... of
OWIJeraMp !.ater •• t :by • co ·ow.ner
Any tax ~ed pu.rsuant to this c~.apter shall !lOt apply
to the maJting. delive~" or filing of an instru:l!\ent by which a co
owner or t.ile co-owners of real prcperty releases his or her or
their cwnership interest to the ot:her co-owner or co-owners of the
rea.l prot>e'rty without receiving. directly or indirect.ly. any
monetary or ~ber valuable consideration" wbere the co-ownere are
eo-oorr:owers "under a loan to finance or refi.nance t.he acquisition
of or ~he cODstructioa of Lmprovements ~~ the real property.
SBC'UON ? The City Cou:ucil hereby
of ~hls ordinance does ~ constitute
california Envir~ntal Q~ality Act.
finde that the passage
a project under the
SECTION J. Pursuant to Sec~icn 2.C4.3S0 of tbe Palo Alto
MUniCipal Code.. this ordinance shall becane effective upon its
adopeloa.
Ili'I'i<OOUCBD AND PASSED:
NOBS:
ABSBN'l':
ABS'I'ENTIONS:
A'ITBST: APPROVED:
City Clerk .Mayor
City !'.anager Director of Finance
1
APPRQVEI> AS ro FORM,
Senior Asst. city Attorney
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Attachment 2
AV8la1l" Residential T.-ns'e. Tall Payment
Average Palo Me Home Pri<;e (a)
Palo Mo Transfef Tax ($1.65l'@C$5OO)
Santa Clara Transfer Tax (.55 pet $500)
Ave.age F'1I'Sl-Time Buyer FA Home Pri<;e (b)
Palo Mo T"",srer Tax ($165 per $500)
Sailla Clara Transfer Tax (.55 per $5(0)
Tolal Tax
Payme.1I
$41<4,958
$1,369
Paym&nl with
5OISO $;>Ii! (e)
ilu}<1! Seller
$41<4,958 $41<4,958
$<C56 $0 $456
.f ..,S~ '. ~ -~ .. -c~T"~" ,,_'IIi!! ~ ._0_'-'-___ 4 ____ "~ ______ ~,,_~.:J_!:JY"
$335,250
$1,106
$369
$335,250 $335,250
$553
$0
$553
$369
a-Based on average price of s;,gle familyresiclences and condominitJmsi!ov;nhomes n 1993/94.
II-This avenoge is based on a sampie of first-time buyer puroI!aoes of .1"1118 family
residences and COndominiums!lownhomes n 1994. c.. The buyer and seller l<a<frtionally split VI9 Cily Hnsfer lax, with each paying SO percent;
toe CounIy lransfer lax is traartionaily paid by !he seller.
AaaahftMlnt3
Incl)lM and Pu,., ..... PrlO8 LIIIII ..
,00%QI 125% of -~eo%at-..,"' ....
MOU$ohOld
.5lU
MI,iDM~"n PllfQha •• MUD,Me<:!lan ..... r(lIl ...
Incoma.(J),.J'1ICO.LIllll1.(bl ---IJ)gOmlt...--!'~ ~~~::::-=~
1 $014,~~ $170,000 $~,18e $215,000 :107,426 $280,000
2 51,3110 1;5,000 84,~00 246,000 ,77,040 ,,~Moo
3 57,780 220,000 72,225 275,000 80,870 ~,OOO;
84,200 246,000 8O,2~ 3(15,000 ' 1I/J,3(IO 365,090: , 4
6 e9,336 2e5,000 8M70 33(1,000 104,004 395,000,
•• MUD rn~lln bale<:! on FebrUary 1l1li5 MUD data W \he San.lOM PttmOl'J MetrQPOlllan SIaIlI\lc;MI Nee,
01 whiCh "alo AKo 10 • port,
b-Eq .... 1 to the "'aximum hOme prioa • buy., would qU81!fy for (prinolp~l, Int ..... I, _ •• nr.llnaul'll_ "'iuollO
40% of lr\IlOMo) ..... .,"Ing • 10 percent down peymollt, IntenI.t hi ",,10.1_ ... Ing lhe FNMA delivery 'ate
publllhe<:! in the Wallat_ JOUm.1 pi .. _5 peroant Ind WOYkI be lIdjul1e<:! bioannually.
175% of
HUD Me(IIen p~
~~ __ I'lICLUm~
$78,8e3 $300,000
eg,8/!O 340,000
101,1'5 365,000
112,350 "25,000
121,336 <180.000
Pun:/IaM Slngle Con4oO(
Prlce farnjJy Beajdorn;e Merkel 1(lW!l!loml> Mall<el
$220,000 SoIIom ~ pereel1l rA marlsel . , low ... na e>t marls.1
$27S,000 So!Iom 1\:1 pen;enl 01 matl<et ),fiddle 11Iif1ge 01 mall<eI
$330,000 So!Iom 25 percenl of ma"'el tflQl>er-mldd!e fliOQe e>t marf<et
$385.000 Lowet-middle raIl9" of mall<el Higb-end 0( rna"'.!