HomeMy WebLinkAbout0230.093-
Apri 1 S, 1993
HONORABLE CITY COUNCIL
Palo Alto, California
Recommendation Regarding Whether the Santa Clara County
congestion Kanagement Agency Shculd Seek To Obtain From
The Bay Area Air Quality Management (BAAQMD) Responsibility
For Administration of 8AAQMD Employer Transportation
Demand Management Regulatjons.
Members of the Council:
Report in Brief
22
The Santa Clara county congestion Han3gement Agency (CMA) ~il1
neea to decide in the near f-..lture 'Whether or not to SlE!eK, fr--om
the BAAQMD, delegation for administration of the District's
employer transpol.'tation demand management regulations. This
report identifies reasons for and against seeking this
responsibility and concludes that the City should recommend that
the C¥Jl not take on this additional responsibility.
The Issue
Under the provisions of the ca.lifornia Clean .... i:r-Act~ the Bay
Area Air Quality MQnage~ent Di$trict (BAAQMD) ~as promulga~ed
r'"'.J.les and pro-o::edul~l'!s for employ-er transportation den:and
management (TDM) obligations. The District's action is commonly
referre.d to as Regulation 1], Rule 1. The Rule applies to 2111
employers (p\,.\blic and private, profit and fI.onpl"otit) having 100
or more employees at 4 single ~ork site during the ~orninq
commute pe~iod. In Santa Clara County. the Rule is effective on
July 1. 1994~ In brief, the Rule &stablishes goals for the ratio
of commuters {6:00 a.m. -10;00 a.m.) and the number of cars they
use to get to work. For Santa Clara County~ q0315 increase from
a 1993 average vehicle ridership (AVR) of 1.10 persons per car to
AVRS of 1.20 in 1995~ 1.25 in 1996, 1.30 in 1997 and 1.35 in 199a
and beyond. By way of ilJustration~ an employer with 1,000
employees and an AVR of 1.10 in 19;'3 ... ·ould have 910 cars used for
commuting. By 1998, the number of cars would have to decrease to
740 in order to achieve the 1.35 AVR (see Atta:chment A tor a
detailed summary of the Rule) ~
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EmploYE:t"s are r.equired to satisfy a variet}' of staffing and
tIIurvey requirements. Employers that fail to meet the AVR t!:llrgets
are required to pre-par-Ii! and implement an Emploz'ee T .... ip Reduction
Plan that will need to be reviewed and ~pprcved by BAAQMD~ While
there is no requirem-a-nt that E'mployer-s meet the annual average
vehicle ridership t.ar-gets t failure to meet the Rule's
require:ments (or staffing. surveys and j if necessary, a Plan
acceptahle to th~ eAAOMD can result in fines up to $l,OOC per
~ay~
The operatinq assu~ption held by many of the elected officials
associated with the Santa Clara county Conqestion Management
Agency (CKA), as well as the CKA staff and staff from local
cities and the cou~ty that vork vith the CMA, has been that Santa
clara county, through th~ CHA, ~ould work to obtain local
responsibility for ~d.inistration of Rule 1. The C~~'s Comm~ter
Net_'ork was origin.elly established to assist in i!r'.plet:lF!ntatior. of
a Santa Clara Coun~y trip reduction ordina~c~ adopted by the five
Golden Triangle Task Force citi&s and Santa Clara .o:ounty, and
since adopted by all 15 cities. af,1j the county. The expectation
has been that the CMA ~o~ld seek delegation of BAAQMD~5 role
regarding Rule 1, ancJ i:mple~tE!ntation of Rule 1 'Would be handled
by the Commuter Network. The primary reason for seekinq this
responsibility 'W.as to provide a higher level of service to county
employers. than could be expected froir. the BAAQMD (see Attachment
B, Draft Proposed Commuter Network Services~ and Attachrnant C~
Comparison of BAAQMD and Commuter Network Services).
with adoption of Rule 1 in late 1992, a decision on whether or
not the CMA should seek delegation ot BAAQMD's role ~il1 soon
need to be made. This item is scheduled for discussion by the
CMA on May 6, 1993, and a formal decision ~ill probably n~ed to
be made by June 1993.
Reasof1;s for ~he CMA to Seek Respo.r. __ ~t..bj,J. __ lli' for Rule 1
1. The Commute.r h'et,!ork can do the ";ob b~tter ___ than 3MOMD
Rule 1 ~ill apply to over sao Santa Clara county employers.
BAAQKD has a history of being difficult to ~ork with and
quite burea~cratic. The Commuter Network can be org~nized
to provide faster and bect~r communication ~ith County
employers. The COllllOuter Net·..,ork ~ill be. both physically and
psychologically closer to local e~ployers~
2. Local administ.ration il1g::e3s,.~s the possibi 1 i tY-2iJ.oca.l
e.mploy~r$ comply1rtg 'With the details and t~.IL-i.,.nteDt of
Rule 1 --The Commuter Network, through a hig~e.r level of
cODlDlunl.cation loo'ith e",ployers and provision of training and
administrative services, reduces the possibility of local
employees violating the Rule through inattention and
increases the possibility that emplo~er-based programs can
meet the AVR targets set out in Rule l~
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J. .L2£al enforCel!le~.Rule-1 ...... ill be benefici~L1;_QJ~
emp19y~~ --The enforcement process for re9ul~ticns such as
R~le 1 can rasult in financial and public relations cost~ to
some et>lployers ~ Local e:nforcement., rather t.han ~ region" 1
entorce~ent process based in San Francis~o. means that
punishments are more likely to reasonably relate to
infractions.
4. Delegatio~uld facilitate policy an~ proc~dur§l linkage of
the cgngestion Manage~ent legislatioD alnd the Cal ifor7tioi!
Clean Air !;ct --The CMP legislation and the California
Clean Air Act ~equire an employer-based trip reductio,"'.
ordinance; howe ..... er, there is no require!tent that these
o~dinances be consistent..
Since 1990, the CMA has stated its intent to ~erge ~J nnd
Clean Air Act req~ire~ents. ~ccordinqly, the COMmuter
Network t.rip redaction program has beer. designed ",itt. the
dual qoals of reaucing motor vehicle emissions (thus
satisfying air quality requiremer.ts} and rE!ducing traffic
congestion (thus satisfying congestion management
requi.rements). The info.rrr.ation that the. Commuter Network
collects through the annual employee surver --such as
employee co~~ute patterns --is critical to the Congestion
Management Program as ~ell as the C~A'S trip redUction
e.fforts.
Conversely, the BAAQMD is concerned only with average
vehicle ride~ship rates. If the CMA loses the data
collect.ed for congestion management. purposes. it could
eigniticantly hamper the CHAts travel information database
and therefore the effectiveness of the CMA1s programs.
Reasons for the eM to Not Seek ResDonsibi lity formnRule 1
1. ~.is problematic that !2_l,lJ-fin<;:nLent revenues ~e aV_~n.:i.l~ble
to adequately _~dminister the program --Administration of
~ule 1 relates to future use of Vehicle registration fee
revenue raised by AB 4J4~ AS 434 allows the BAAQMD to
impose a surcharge of up to $4.00 per vehicle registered in
the nine-County Bay Area. Forty percent of this revl!nue is
to be passed through BAAQMD to local cour.ty-wide
transportation agencies. Sixty percent of the money is
retained by BAAQMD to fund their vehicle-related air quality
improvement programs and to provide grants to local efforts
that meet the in~ent of the legislation.
Several months ago, BAAQMD staff indicated that they would
use a portion of the 60 percent money to fund their
implementation of Rule 1 for areas that do not seek
delegation of BA}.QMD administration responsi bi 1 itJes. Based
on a recent conversation bet~een CMA and BAAQMD senior
staff. it now appears that the BAAQHD will attempt to fully
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fund their expenses in administering: the Rule through
employer fees beginning in 1994-95, r~ther than continue to
use AB 4:;4 60 percent funds for this purpose~
This policy decision r.cmoves one of the disincentives for
local jurisdictions to ~eek delegation~ That is, currently,
jurisdictions that do not seak delegation lI',ay use their
40 percent funds for other projects, s'.lch as signal timing
programs, ~hile juris~ictions who do seek delegation must
rely en their 40 percent portion to implement the Rule,
Beginning in FY 1994-95, the BAAQMD ~ill r~ly entirely on
employer fees to fund their program. ~his means that,
beqinning in FY 94-95, the CMA Board mu=t also decide
whether to fund the Commuter Network entirely from e~ployer
fees, thus freeing up the County's 40 percent funds for
other programs and projects, or through a combination of
employer fees and AB 434 funds. In any event, full CMA
reliance on AB 434 funds ~ould not be sufficient to conduct
the level of Commcter Network activities envisioned, and
some use o~ employer fees ~ill be necessary~ The funding
issue is complicated by items 2 and 3, belo;,,',
The future administra\ive burden could be sgbstantially
greater than during the first se ..... eral years af activity
Most of the available evidence regarding employer trip
reduction programs indicates that employers will have
Eubstantial problems m~eting the higher AVR targets
effective l:ly 1996. Studies have indicated that mast
successful employer programs will have to rely on
substantial financial incentives to induce employees to
leave their cars at home, Thus, it is quite likely that a
high percentage of the over 800 Santa Clara county employers
subject to Rule 1 will find themselves, by mid-de~ade,
having to prepare an Employee Trip Reduction Plan, Each
Plan will ha~ ... e to be reviewed and acted upon by the CMA
staff. The process of ~orking ~ith employers on their plan
developmgnt, along with review, approval and follov-up
processes, are likely to require significant staff
resources. Vehicle registration revenues viII ir.crease only
to the extent that there are more vehicles in the Bay Area
and Santa Clara County~ The possibility exists for a
substantial increase in fees charged by the C:p.I'.A to santa
clara county employers, in order to continue to fund the
high quality type of program envisioned by the CMA.
ACCE!p_tan~ _____ 9f responsibility of Rule 1.JJ.as irnplicatians for
Ru~ --The B~~QMD intends to expand th~ proviSions of
Rule 1 to multi-tenant employment centers of 25G employees!
60,000 square feet (e'9~, shopping centers, office
bui!dingsj through adoption of Rule 2 ~ The timing of Rule 2
is uncertain, 8AAQ~m ir.dicated an intention to start .... ork
on drafting Rule 2 in the near future. At their March 6
meeting, the CMA requested that the BAAQMD delay the rule-
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making process for RulE 2 until March 1994. In
conveLs~tions with CHA staff, the BAAQMD staff have looked
favorably on this request. Once adopted, Rule :2 is very
likely t~ be administratively more complex than Rule 1 and
lil.ore disru.ptive and burdensome to o .... 'ners of multi-tenant
facilities and employees located iM these centers.
AccorQing to BAAQMD, there is no expectation on the B.'-AQMD t S
part that a jurisdiction that accepts de)~gaticn of Rule 1
will necessarily accept del€qation of Rule 2. However,
failure to accept responsib11ity for Rule 2 after aqreeing
to administer Rule 1 would ~ean that the C¥oA was providing
services and assi$tance to one group of e~ployer$ while
leaving other, and often smaller property owners and
employers; to contend ~ith a regional agency~
AdministrAtion will detract from the ce~J work of the
CMA --Over the neJ(t years, responsibility for preparation
of L~e County Congestion Management Program, administration
of tr3nsportation funding responsibilities. and other work
expecteQ from the CMA ~ill be a full ti~e and comple~
undertalting~ The additional responsibilit.y for Rule 1. and
possibly ~ule 2, will almost undoubtedly require a
SUbstantial energy and tim~ commitment from the Director and
other key s~nior administrators of the CHA.
Responsibility for Rule 1 pyts the C¥J\ in ~ n~9ative role
vithodt the authority to mak A desir~d changes in the
fundamental reguiremonts --For many employers, Rule 1 ~ill
be reqarded as an onerous and potentially expensive
intrusion by government.. Adrl'"!inistration, including
enforcement of Rule 1, would put the CMA in a negative and
potentially conflictive position ~ith em?loyers. The
problems associated with this positi~n a~e compounded by the
CMA's lack of final authority for the Ru.le. In recent
conversations between ~~ and BAAQMD staff~ it ~~pears that
the C!1A 'Will hays ;tore discretion in deterIt!ining the content
of the local program than previously though~. The approach
the BAAQMD i~ r.oW' taking is that loca 1 jurisdictions must
adopt critical portions of the Rule. for example, certain
definitions (e.q., ~crk site, employeE), AVR standards, and
enforcement requirements; but beyond that, the local agency
can tailor the progra~ to its local conditions and
employers' needs. Examples of ~here the CMA could have
different requirements from the regional Rule include:
adopting a different survey format, providing a more
extensive training program I and/or using the Co~~uter
Network Council as the Appeals council. However, final
authority for the basic regulation ~ill remain ~ith the
BAAQMD, and there is the potential for having to repeatedly
ne.gotiate with BAAQMD staff changes from their
understandings and expectations.
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6. InS! pule i.§L.ll.Il.likely to have significant pcsit.ive air
guality benefits --The air quality benefits frOlO: the
transporta,tion control measures {TCMS) contSiined in the:
Regional Air Quality Plan are ~ssum",d to be much higher th3.n
data published by the BAAQ~ indicates. 'I·he logical
relationship ot the costs a~d benefits of Rul~ 1 and other
TCM efforts could lead t after e.nough negative publicity, to
classification of Rule 1 anc related SAAQMD regulatory
efforts as undesirable 19SDs-style regulations unsuited to
the mor~ competitive environment of the 19905. Close CMA
association with Rule 11 and potentially Rule 2, will have
long-term adv~rse impacts on the public ~erception of the
CMA.
The 1991 Bay Area Clean ~ir Plan {CAP) calculated the
henefits of transportation con~rol measures. The benefits
~or ~11 non-marKet-based TCMs {market-based TCMs are items
s·.lch as parking charges and road pricing), assuming full
implemertaticn, are quite low. For the period from 1987 to
1991, non-market-based TCMs account, as a percentage of 1987
emission levels/ in the following reductions: 1 percent of
reactive hydrocarbon {RHC) emissions, 3.1 percent of oxides
of nitrogen (NOx) emissions and 4.0 percent of carbon
mcnoxide (CO) emissions. As a percentage of total 1987-1997
emission reductions, non-marKet-based TCMs account for J.6
percent ot RHe emissions, 8.9 percent of NOx reductions and
8.4 percent of CO reductions. The percentages for RHC and
NOx are ove.rstated, because they do not include the positive
impacts of 1991 requirements of the State Air Resources
Board mandating cleaner fuels. In addition, the benefits of
TCMs declines (in terms of tons of emission per day) bet~een
1997 and 2000, because of the positive impact of retirement
of older, higher-polluting vehicles. This decline is 1 ikely
to continue beyond the year 2000, but that data was not
included in the technical reports pro~ided with the Clean
Air Plar ..
Of note is analysis contained in the Winter 1993 issue of
the Journal of ...... Mli!rican Planning Association (·Air Quality
and Travel Behavior -Untying the KnotJ~ Chang-Hee
chriEltine. Sal, pages 65-74). The paper examines the irr.pact
of the South Coast Air Quality Management Districtls (AQMD)
Regulation XV for the Los Angeles Basin. T~e analysis is
based on data published by AQMD. Regulation XV requires
employers to submit ridesharing pla~s and establishes
increasingly higher average vehicle ridership (AVR) targets
in order to reduce vehicle. 1!1iles traveled (VM'I') and vehicle
hours of travel CVHT). The Air Quality Management Plan
(AQMP) assumes effective implementation .af a variety of
proqrams that will substantially change commuting patterns
in the Los Angeles Basin. The author notes that "A b~lief
prevails worldwide that the use of ~aS5 transit and more
ridesharing will have dramatic effects in reducing air
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pollution." Arlal)lsis of data published by the .~Q~D l-eads
the author to conclude that:
"The empirical results are astonishing.
Despite the v~st array of transportation and
land use planning measures and the media
saturation about the need to use transit cr
ridesharir:.g to clean up Los Angeles's air j
the data show that, even if the VM'l'-reduction
qoals could be achieved, the measures would
contribut.e only l'f,odestly to the total
emission reductions planned in the AQMP~
Moreover, the contribution of the most
controversial of the measures--altern~tive
work schedules and mode shift strateqies--is
very small. More transit use, ridesharing,
and telecommut.i.ng are !.lot .needed to achieve
clean air objectives." (p. 66)
"Of the three critical pollutants (ROG: NOx,
and CO) and the t~o strategies requiring the
most adjustment in travel behavior~
alternativ0 ~ork schedules account for only
2.2 1 3.7, and 9.~ percent of AQMP emission
reductions, while mode shit·;: strategies
account for only 0.9, 2~O and 4~3 percent.
These two strategies~ which have received so
much attention in the media and among
planners and have gene.rated the 1IO.CISt
hostility, turn out to be marginal to the
attempts to make Los ~~qeles comply with
federal clean air standards4 The feasibility
of AQMP does not depend on controversial
tra~spo4taticn measures ~hat require
travelers to make irrational mode choices, or
on regulators mandating compulsory
ridesharing( or on ~i5hful thinking about
transi~ ridership gro~th rates." {po 70)
"If the VMT/\~T-reduction ~easllres do little
to help the region to comply with federal air
quality standards, it makes little sense to
devote scarce planning, managerial, and
public relations resources to promcting them
for these ends.~ (p. 72)
The conclusio~s regarding the effectiveness of transportation
contrel measures in terrus of air quality improvement are net
surprising, because all commuting makes up about 25 percent of
total vehicle miles traveled and, according ~o state statistics,
the dirtiest 7 percent of cars emit 50 percent of automobile
emissions, the dirtiest 12 percent of cars emit 75 percent of
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lautomobile cmis~ions~ and the cleanest 50 percent emit J percent
of ~~tomobile emissions.
nO'W"ever# the Commuter Netw;:.rk TDM Program .and Ordinance are also
designed to achieve congestion management objectives. Indeed,
the Commuter Networ~ TDM Ordinance .as initially developed to
reduce traffic congestion :rather than improve air quality~ If
the CKA does not seek delegation of th-e Rul£, it \Ifill have two
funda~ental choices in regards to the eM? aspects of the TDM
pr~am: either the CMA must impose separate requirements on
employers for congestion management purposes (so~ething the CMA
has already stated it opposes) or the BAAQKD iII'ill administer the
Rule and the congestion manaqe.-uent elements of the program could
be downplayed, if not l~st.
conclusion and Recommendation
Staff's conclusion is that the C~~ should not seek delegation of
responsibility for administratlon of Rule 1. The fin"lncial,
administrativ-e and public perception problems are not worth the
advantages that th~ county would gain. The CMA should focus on
the central work expected of the agency and let BAAQMD administ~r
Rule 1.
Staff recomner.ds that the city Council adopt a motion. directing
the city Man~ger to send a letter to the Santa Clara County
congestion Management Agency transmittinq the City Councilts
recommenation that the CMA not seek delegation of responsibility
for administration of Rule 1.
Respectfully submitted,
-j;'#~ ~ /d~ .
KENNETH R. SCHREIBER ~
Director of Planning and
Community Environment
Attachments
~~
City Manager
cc: santa Clara County CMA (Mike Ev~nhoe)
Santa Clara ccuntj Manufacturing Group (Carl Guardino)
Chamber of Commerce {Susan Frank}
P2ninsula Rail 2000 (Allan HirSCh)
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Attachment A
Bay Area Air Quality Managemen[ Djjtric:t
939 Ems Stred
San Fr.mdsco. CA 94109
SVMMARY
TRIP REDUCTION REQUIREMENTS
FOR LARGE EMPLOYERS
Regulation 13, Rule 1
January 1993
l
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~URPOSE
The purpose of the Regulation 13, .Rule 1 ITrip Reduction Requirements for large
EmpJoye(s) is to decrease-air pollutant emissions from motor vehicles by ~educing their
usa in tra\leiir.g to,and from work Sites.
APPLICABILITY
The rule will apply to ali PUb;iC and pdvate emplcyers with work sites of 10.' Of more
employees. If an ernpicyer has multiple work. sites, c:11y tnose sites ....... ith ~OO Oi more
employ-ees are st.:bjec( to the ru:e. Employers which have 100 or more ei:1p1oyees in
total, but r..:a single work site witi"'! 100 or more empioyees, are not subject to the ru!e.
The r.Jle provides exemptions for 1) wo(k sites of 100 or more emplovees wheie less
than fifty employees start work during the peak period [ 6 a.m. through 10 a.m.),
2) construction sites, 3) work sites where the 1999 riders~ip objectives .are achieved,
and 4, work sites l-cealed in a city or country where implementation of 'the rule has
been delegated to a local implementing Bgency.
Requirements for emp1oYrr1cr:t centers (mu1ti-te:1ant complexes) are .G.Ql included ;(1 this
rule. They v\'111 be addressed in a separ.ate rule ~Regulatior1 13. Rule 2) to be
developed in 1993.
EFFECTIVE DATES
The rule becomes effective July ,~ '993 in any c'rty or county which does n2! have an
adopted trip reduction ordinance in effect on January 1, 1993. in cities and counties
with adopted ordlnences, the Bay Area Air QualitY Manogement Distrtct [BAAQMO)
will impl~ment the rufe eff-ective Ju!y 1, i 994 if the city or count)r does not recefve
delegation prior to that date. In c2ties and counties w~ere delegation oC_..lrs, the
regional rule will be implemented via the local ordinance.
ZONES AND PERFORMANCE OBJECTIVES
The rule divides the region into four geograuhic zones and es!abHs'nes annual ridership
perfoimanc.:e objectives tha1 apply in each zone. The performance objectives set goals
for the employer tiip reduc'[ion program and, within the context of the .ule, determine
whether an employer must submit a trip reduction plan to the 8AAOMO (or locat
jurisdictionl for review and approval. Work sites that demonstrate achievement of the
performance objectives via an employee trans;Jonation survey are DQ1 required to
submit a plan for review and approvat.
The bO\.mdaries of 1he 'four geographic "zones are' defined in Section 13-1-233 of the
ruJe. Zone 1 encompasses the northeastern area of San Francisco. Zone 2 includes
the remaining portions of the Ctty and County of San Francisco and the downtown
areas of the cities of Et>rkeiey and Oakland. Zone 3 includes the southern counties;
San Mateo, Santa Clara, Contra Costa, and the portion of Alameda County not
contained in Zone 2:. Zone 4 inciudes the northern counties: Madn and Napa
Counties, and those portions of Sonoma and Solano CO'..Jnties within the district.
::'4:: •
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"'rip Reductiof"! ReQu':reme:)[s for Larf,'e Err:{)/~'1fHS
December 1992 2
The performance cbjec'\.\ves are e)'.press~d in ter'1'1.5 ot C! .... €:rzg~ vehicie rlde~shlp \AVR\
.and vehicle ern.pioyee rati~ iVERI. E"mp!oyers r"1ave the oPtion of expressing their
survey resu!t~ ;n e1wer AVR or VER. Both AVR and \lEA are .based on 'the iatio
between the number of employ~es , ..... ho s!an: work during the peak period \6 am
through 10 am: and the numbe~ of vehic;es which rt"1ose employees LIse to commute
tD the work srte. In its simprest form. AVR eQuaJs the number of employees divided
by the number of vehicles. VER equa!s the number of vehic!es divFded by the nwmber
of employees. 8ecalise AVR and VER are reciprocals. it is easy to convert from one to
the other.
The annual performance otJjectives trtat apply in each zone are shawn be!aw.
-~ AVR Ferformance Objectives and Year
Zone 1199311994 19951199611997 1998 1999
Zone 1 i 1.50 1 1 .65 i 1.8012.00 2.20 2.50 2.50
Zone 2\1.20 1.26 1.32 1.38 1.44 1.50 1.50
Zone 3 1.10 11.15 1.20 I 1.25 1.30 1.35 1.35
Zone 4 ,1.05 1.10 1.15 i 1.20 1.251-2:30 1.30
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VER Performance Objectives and Year
Zene i 1993 199411995 1996 1997 1998 I 1.999 ,
Zone 1 0.65 0.61 0.55 0.50 0.45 0.40 0.40
Zone 2 0.83 0.79 0.75 I 0.72 0.69 0.66 0.66 I Zone 3 I 0.91 087 0.83 i 0.80 0.77 0.74 0.74-
Zone 4 1 O.9~. 0.90 0.S7 0.83..1 0.80 0.77 I 0.77 I
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REQUIREMENTS
The rufe establishes the foiiowlng administrative requirements: employer registration;
de.signatlon of an Emp!.Qye~ Transportation Ccordinator {ETC) and an Employer
Program Manager; employee notification; ~nnual employee transpon:ation survey; .and
devefopment and irr.pJementatian of a trip reduction program. In addition, employers
with work sit€s that do not acr.ieve the epplicaole ridership performance objectlve are
required to subm!! an employee· trip reduc[io1"1 pian 'for review and approvaJ for (hose
work sites. Employers are also required (0 maintain records .and documents needed to
verify comptiance with sit re.quirements of the rule.
Empfover Reoistration (Section' ,3·1 ~4051
The ruie~ requires all affected em;Jloyers to register wrth the BAAQMD within 90 days
of the effect~\le date of the rule, Trds requjrement applies oniy when the 8AAQMD is
,.
...... :
;.. ...
~WK~1f~f"
--.--~--~'".-~
1,!0 .Reduct/on RerJf)iremenl'!i (or L3!ge £mpfovf:rs
D~cemb(!' t 992 3
impleme-ming the nile. 1,"'1 registe:mg, the employe; ,'Tli)sr ide-rwty affec:ed ''York slte~,
designate an Employee Tra;):sporratiori CoorCinator and a Program Manager, and
specify the total number of emplDyees at each affected work site and tr,e !'lumber of
empIQ·~e~~ who start work d'Jrir.g the peak period, .
Emplqyee Transportation CuQrdinator (Sectton 13-1-4G3i
The employer ml'st d'9signa"!e an Employee Transportaticn Coordinator (ETC) prior to
or at the time of registration. The ETC is. def'ned as • A,l employee, o'tt!er i!1di'.:idual, or
emity appointed by an emproyer ,c develop, mar~er, acmlnis-rer, snd mon-itor the
employer tr:p reductioil program or pian on a fu:l-t~me or ::nHt-t,me basis." An
employer may 2ppoin( er:e ETC to handle multipie work si:es.
The ErC is required to complete an SAAQMD-csrtif:ed rre!nlng curricu,'um within nine
months of tt1e effective date af the rule. An employer may apply for i3 waiver from
!N; ETC trai;)Jng reQtJireme!"!t when an ETC has one year or more of experience in trip
reductlon or equivalent skills.
Employer Program Mtmager (Sa-ction 13·1-4C41
In addition to the ETC, the emplo,)-'er muSt designate an EMp~oyer Program Manager
prior to or at the time of rr::gisnatior.. The Program Manager rn:.;st have polic',.. and
budget.ary authority for the Emp~oyer Trip Reduction Program. The purpose of
requiring a Program Menager is to eiisur€ that the trtD reduction program receives
sufficient support from management. As in the case Df the ETC, one Program
Manager may be assigned to cove! r.i1,.J1ripie work sites, Ail. emDloycr may desigr'late
one individual as both ETC and Program Manager, provided that the designee meers
the requirements of both positions.
~.g,,~ Notification (Section 13-1-402i
The purpose of the employee not1fication requirement is to promote employee
participation in the development and implementat[on Qf the emp10yer tri,:> reduction
prograrn and/or plan. The rule specifies three occasijons wh-en empioyee notification is
required: prio; to or at the time of regtstratio~; during celle[opment of the empioyer
trip jaduction program: 2nd 30 days pr;or to the subminal o~ the .. rip red~Ction plan
twhen 13 pior) is reQwired).
The notification requi'ement is a key element of the rulE: 'Decause employee
participation is critical to the swccess of tMe trip reducHon program. The notiflcaticn
provision Should also help to avoid allY potentia1 conflicts betw~en the emp~oyer and
employees regarding: the types of meaSl!res to be applied at the work site.
Employee Tfan.:iQQrtar)on Survey iSection 13-1-406)
The rule requires at]"empJoyers-ro perfcrm an annuaJ employee transportation survey,
There are two exceptions to the requirement that the survey be performed on. an
an.nuaf baSis. 1) Work sites '.'\J·r.lch demonstrate aChrevement of a performance
objective that applies to a future y'-eer are permitted to survey once every tVJO years as
long as future year performance objectives continue to be achieved, 2, Viork sites
which ;:lemonstrate achievem-en"! cf the 1999 performance objeCtive are e:igible for an
exemption from the rule: however, they mvst demonstrate cor1tinu~d achievement of
the 139'9 performance ob;ective by conducting an er.lplayee transportation survey
every th~rd year,
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T'r':p Ae;jl.)ction PeQuir!:m'f!rrts for Uyge Employers
December 1992 4
Employers are required to survey all empioy~es who s'Cart work dur~ng th~ 6 2.m.
"through 10 a.m. peak period. The survey must cever a five day Monday 1hrcugh
Friday work week. Tt1e c.alcv!at'lon methodology' defined :(1 '!he rule !Sect'lo;1
13-'·601) provides credits for Hip elimination measures \telecommuting and
compressed work week scneou'es) 8:"ld for alternative fuel vehic:es,
Sta~ has dev.e{o~ed a draft set of "care questions" needed to caicufate AVR and VER.
end tc determine the total I"'umber of vehicle uips BSsocI31ed with the employees at
each work site. All emptoyers wi.i be required to use the core questjort5 for purposes
of gathering data to calculate AVR 0; VEA, Employers have the cptior'l of submittrng
completed survey forms to "(he BAAQMD for processing and analysis. Aiternsttvefy.
employers may choose to perform tneir own survey processing and analysis (Of
contract with a thiid part"r' to perform this function) and submit the results 10 the
BAAQMD. provided that 'the survey methodorogy is consistent with BAAQMD
requirements and that the data is availabre for audit.
The rvie provides the Q.Q..tiQn to use a random sample survey meth-vdology ~Section
13~1-602) at wod( sites where 400 or more employees start wort.( during the $ a,m.
throllgh 10 a.m. period. The random sample ~ethod should help to reduce the survey
COSts at the larger work sites where this option is available,
Employers witrl multiple wo'rk sites within the same zone may calcuiate a ...... eighted
AVR average for those work Site-s for purposes of determining ff the performance
objective has been achieved, This will be zllowed when the BAAOi"l,,'D is implementing
the :'lile.
Emoloyer 1:r:1p __ Reductigo ProOfam [Sp.crlon' 3-i -407)
Employers are required to develop and implement an employer trip reduction program
within six months of the first emplo~'ee transportation survey. The trip reduct10n
program should indude services, incentives and measures to achjeve and maintain the
ridership performance objectives, Section 13-1-216 of the rule fists forty examples of
such measures rhat the employer may choose to if1c!ude in its program. The rule
pro'Jides the i:mpioy~r with f!exibilit'( ":0 'design a program that IS appfO~ria'!e to the
work sitp., given the demographfcs of me work force, the nature .;)f the ;Nork activity
and the types of tr2lnsportatior'! optio:ls that serve the site. Employers are StfOngiy
encouraged to Involve employees in the devg!opment of tMe trip reduction program.
Employers are £lQ! required to submit the prC'lgram to ttle BAAQMD for approval
(except as described below),
Employer Trip Reduction Pian rS.e-ction 13-i~408)
The employer 15 reQuired to submit ~m Employer TTip R.eduction Plan for 'CiYy' work sitE:
that does not achieve the applicable performance cbiective based upon the resulrs of
the emplo'fee transportat]on Sl:rvey. -The empioyer must submrt a plan for :'"eview and
approval by the Air Porlution Control Officer (APCO) within 120 days of a
determinat]on by the APeD tnat t~e performance objective was r,ot achieved.
The Employer Tr]p Reduction Piar'. must include air reason2!bie, feasible and COS[
effective trip reducrion measures that con be expected 10 bring about significant
progress toward ach1evernent of the perforrnance objecttves giver. the constraints of
the worlt site, lt1e nature of the work activitY .. and the geographical d~stribution of the
employees relatrve to the work stre, In Cjddition, the plan must lnciude an
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Trip Reductio.l Requ/rements for Large fmpioyers.
Decf!mber 1992
implementation schedule for the trip _red:.Jcti:Hi me.asures. a program .budget, and
information regarding employee attitudes toward varJous incent:'Jes and oisincemives.
The employer mu,'St notify emp!oyees about the content of the trip .reduction plan, ana
;dentify the ETC or Program Manager to wnom em~rO~'8'es can address suggestions or
comments at least 30 days prior to subminal 'Of the p[an to the APeD. The employer
must submit an updated pian for review and app~olJal every two years for each wor\(
site that does not achiel/e the appricable performaJice objective l"intil such time as the
work site doe.~ achieve the obiective.
The rule provid!! employers with the Option to develop an elternative emission
reduction program as part of its trip reduction plan, provided tr.:!t t~e alternative
measures are not required by any other regulation or control' measure, For example,
an employer might develop a plan based on me.asures such as a vehlele buy-back
lscrap) program to remove highremittlng vehicles or ft.mding tuneaups for employee
vehicles. The employer must demonstrate that these a~ternativc measur9s will result
in em iss-ion reductions that are real and Quar.tifiable and that the reductions are equal
to 01 greater than the ernissFcns reductions that would be reattzed if the appiicable
pe~form8nce objectives were aChieved.
if 811 Employer Trip Reduct10n Plan
resubmit the plen within 90 days.
within 30 days of plan disapproval.
is oisappfoved. the empioyer must revise and
Aller~ativery. the emproyer may fiie an appea~
,MDnitoring and RecQr~ {Section 13-1-501)
Employers are requ:red to maintain. records
compliance with a~t requirements of the rute,
retained for three years.
and documents needed to verify
Records and documents must be
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NOTE', The Commuter Network Council wi!.l fC'view lh.e Commuter Network's
proposed services and make a recommendation to the Congestion Management
Agency Go'leming Board. The Council and Goveming Board wm establish which
:Services arr indudtd in the Basic Progr<l.tn, ;and which services are included in
Enhanced Progr>m.
1. Inform Employe" of Ordinance Require=ms
A Notify empk;yers about the ordinance through letters to individual
employers ,and through public noti-:-es i."1 l1ewspapers of ger.e!;}l
circulation
B. Di.stribute 3 v..'IiHen C'verview of lhe ordir'..al"..ce, its reqLlireme!1ts, and
'lmeline
C. Explain/discuss the ordmance with bcUvidua! employers through
meetings with Employee Transp:mation CGGrdinators CITCs) :and
n'.af!.3gemem presentations
D. Hold meet.!.!':gs with employer groups (b;;sed on size, location,.
knowledge of rute, etc-l to f'Xplain/discuss the ordinance
E. Educate employers about Corn.-nutet ~'etwork services and
assistance in meeting ordinance requ[rementsj also provlde
information about services of other agenc[es such as RIDE..~
11. As.o;15t Empiorers in ComplY'.fl8 wli.h the Ordinance
A. Meeting Administrative Requirements
1. Provide forms for the required reglsrrauon and employee
nOllficaHon, and assist in completing [hem
S, D:oveloping a Program
t Csing t.'1E' employee survey results, assist in targetit18 appropriate
program elements and in de\"eloping prellinina.y budget estimares
2. Provide malerials descnbing specific progt:lffi elements
C. Implementing a Pregram
1. Assist in developing a plan CO market program elements to
employees
D. Monitoring 3 Program
t Provide information on how La track program success
2. Contact ETCs quarterly (at a .r:nlrJrnum) to deterrr.ine program's
status
3. Assist in modifying program element'S as needed
4.. A.oe;s~:i; employers In developing a Trip Reduction Plan if Average
Vehicle Ridership (A',,'R) objectives <ire not met
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1II. Improve the ComIJ'lCting Environment to Assist irl Meeting: AVR
Objectives
A Develop employer coal..illons to address common is.sues, e.g. shuttles.
L~proved transit service, program elements (may L'1Clude deveioping
Transporution Management Associalions !TMA'sD
8 Pursue gr.mLs to fund commute alternath·es
C. .. "'ct as liaison between ua~ponation pmv[ders and the employers
1, Com.I!lunic3te emp!orers' neecio;/con~""ems to transportation
providers and promote nec¢ssary cl'.anges
2 Distnbute materials on trdruit servke changes to Corrurr...Jter
Network employers
3. Anend meeungs and monitor actions of transiT boards and report
action to employers
D. Coordin;lte t.he J:'la~.Jtin8 .and activil,jes for regional promolions in Santa
Oar> County (includes &-0' the Back-Up Dar, Ollifom!, Rldeshare Week
and we Spare the Air Olmpaign)
rv. Serve as an Wcrmaticn and R~ferral Resource for TransporT.arIon-related
Legislation, Programs, Pubticatlons, etc
A. Ho!d q'Jarterly empioyer meetings to discuss timely issues and policies
B. Prep2Te and disUibute :3 bi~monthJy newslener, Each issu-e will
include rolunms on the foilowing agencies and topics -8AAQMO, eM"-,
RIDES, Tr:tffic Aut..'J,ority. Transportation Agency, Jegisl.1tion. and
employer proCHe
C, Develop materiats on common topics to a:;,sist employers in de,\lelopL'lg
successful program>;
v. Educa tion
A Hold Ii. w.:>rkshop on how to administer .i survey and obt2in !.he best
resul!s
B. Develop and implement .an ETC lCainlng program to meet ordinance
requirements
C Devetop al1Q irnplement ETC advanced training sessions 0/2 day)
on speclfic issues, e.g. individual program ekments. liability L"'SlJes, tax
benefits, budgeting, professional de\'elopment.
O. CompUe ~nd develop materials/brochures on program elements and on
exisling employer programs.
E, Develop an outline for management presentatioa5
F. Develop materials/brochures for F.TCs almed at emp[oy~es to increase
<!'V."3reness/need for commute alternatives
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Vl Assist Employers in MeetL'1g Defidency PLan Requiremems
A, Hold meetings for ETCs at companies located 'T,oiithin me Deficiency
Plan area to exploi:ln the requirements t.lut mu.~ be met
B. Elicit the ETC.!' optnlons on needed infrastr'J.crute improvements and
transit services/facilities to be funded
C. Work with affected ETCs to enhance Transponation Demand
M2nagerrent (11)."1) programs as required
D. Morutor employe!"s ccmpllance wit.~ Defidency Plan requirements
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BAAQMD .. Ill Provltk
sut'ver
• A VR SUtvey. Processing and Reports
T •• lnlng
• Create &!:<j:k: curriculum
.. Cenify 1'lain~(s (Individuals and
organh:;1tion.'))
SERVICES
1
Commu!<:r Network will P"""h1e
Survey
• AVR 51..1IVey and pl'QCcsstng
4 RepoflS
• AVR Eoll.m,ed su""'y and
processing
11 Reports
1 Mop
• Mode/Region ~ Spedflc Maps
• Rldematch\f\g -Tfih'\$lt Route
Planrung CaPflbiUtie-s
Tr~lnln8
• Survey Workshop
• One--day Commute Managcl1lf:nt
Seminar
• Two-Day Commute Maoagc01f'lU
Semina.r
4; AdV'.lnced Traitung Seminl1fS
• Bi-monthly NewsJeHer
.. "How~T()" Packets and llrf)Chures
• SeJf·p<tct:d educ:Hio(j progf3"mS
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Outreach Scrvlce:s
Guidance Ool'UmefIts
Regi.<;trntioll (out now)
Survry (Draft in 2 weeks)
Delegatioo (Sooo)
Employer Program Development
(November)
Employer Plan D~c(opment
(0«:-Jan)
SERVICES
Outreach Sefvice:s
• Inform employers of Qrdlnapce
Requirements
• Employer Ordinance compliance
as.<iislance
Meeting administrf\tive requirements
Developing a program
Implementing a progr<11'll
Monitoring a progfam
• Improve the commute em'ironment
Liaison ~rween Employers and
Service Providers
Establish TMA's
legiSlation tracking anu analysis
• Defidency Plan assistance
L NOTE; The Commuter Network Council will review the Commlltrr NNwnrk's proposed services and Il1:1ke a
recommendation to the Congestion M;magernent Agency Governing Board, the Council flnd Governmg B(Jard will
est;lblish which :services are included in tlie Dasic Program, ~nd which services are included in Enhanced ProgrJm
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