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HomeMy WebLinkAbout0104.094, January 6, 1994 Honora~le City council Palo Alto, california Attention: Finance CO~~itt8e REPLACEMENT OF LIBRARY CQMPU'1'EJ\ HARDWARE MeRbers of the council: REPORT III BRIEF This report describes the circuastances accountinq tor the tenuous conditions surrounding the op4ration of the Ultimate/HoneY'i/ell computer which support:s most library functions. Library consultant Joseph Ford recommenas its i..ed i ate replacement. Staff reCODL!1lends approval of a $200 1 000 budqet amendment to purchase a new computer and related software and services in order to continue existing services; and, referral of the subject of a Library Lonq-term Automation Plan to the Policy and services Committee. BACKGROUND Knowing that the library computer equi~ent was beqinning to age and that the hardware could not acc:omDIodate new products and lUtrVices becoming commonplace in the in.formation marketplace., staff established a goal for the 1992/94 budget to preparE a report on Library automation development needs for 1995-2000. The report would provide the basis for consideration during the next capital budgeting cycle~ ~~e to the rapid development in the library automation field and the highly technical nature of the issues to be incorporated into a plan~ staff opted to hire a consultant to assist in the planning_ Last spring, staff contracted. with consultant Joseph Ford to prepare a report 1) eval\.lating the life expectancy and cost­ effectiveness of the current Ultimate/Honeywell co.puter purchaEed in 1985 and now used tor vir~ually all library operations and 2) detailing a long-term automation plan for the Library. CHR:I04:94 1 -"------------- '.1(' " For~'s first visit to Palo Alto coincided ~ith the current Library computer suffe~ing a first-ever, substantial and lengthy period of downt.ime, stretching over ten d~ys.. Based on his first-hand experience, Mr. Ford prepared an unexpected interim report in July 1993, recommending immediate replacement of our current computer due to its age, the lack of replacement parts and groving maintenance difficulties~ He also recommended a temporary "patch .. II namely, the purchase and installation of an Un interruptible Power Supply (UPS) to avoid devastating effects on the hardware operation due to power outaqes or changes in electrical current. The interim report was z:evie'aled by many City staff including the City Manaqer, Assistant City Manager, and Director of Information :Resources. council was informea in CMR:467:93 ,Appendix A) of staff actions to respond to' the urgent, precarious situa"t.ion, which included plans to install a UPS for the present equipment and to issue a requp-st for proposals to procure replacement hardware. These two t~sks hav~ been completed. NEEp FOR REPLACEMENT O£......Q..URRE'NT COiotPUTER Attacbed is the complete report prepared by Mr. Ford (Appendix B) Report 1'9 Palo Alto city Library Regarding AutoJc.ation Planning, NcvQmber 11, 1993. Phase l--replac .. ent of tb. current computer-­ is described on pages 14 through 24. These are the pagoes issued in July as the interim report. In sUmlllary, the Ultitilate./Honeywell hardware presently operating the Dynix Library software (including acqui5itions, cataloginq. magazine control, public catalog and circulation functions) requires replacement for the following reasons: .1. LaQk oL Lr •• b, spar. part. or .re:fU=-bi8hinq capability ~or seas solid-stat. part 8 • New Ul timate parts have been out of production for approximately two yea~s~ Only used and refurbished parts are installed when possible~ 2. J>apenaeuce OD a e..crea .. i.uq n~%' of qua.l.if"ie4 .. iJLtena:Dce parsQDJ1el. As more and more customers move to more modern equipment, field maintenance staff vith expertise is decreased as well and not replaced. :3.. sy.t.. failure in lat. Kay indiea.tea hov tenuous the Ultiaate aaintenanc. support is. Mr. Ford vas present when the system had its last major failure and observed firsthand the actual difficulty Ultimate/Honeywell staff experienced over a ten-day period, attempting to qet the computer reliably operating again. 4~ Biqb .. tnt.Danee costs. Over a period of time, as the current equipment becomes more difficult to maintain, costs for both hardWare and software maintenance 'Will only increase. Ne'W equipment will result in an immediate approximate $18,000 reduction in annual hardware maintenance costs. 5. Ad'Yallc-ed age .. n4 d •• ign of c:o.puter. The age and design of the current Ultimate machine ~akes it unable to support ~ost of the developments now emerging~ such as effective operation in a city network environment and access to computer networKS that .. .;;:. /" employ common standards for information transmission. Further, it does not support Unix, the c .... rrent sta-_ndard operatinq system for computers of this si2e. 6. Lack of 4~v.1op"Dt an4 support ~or tuture service. and 80ttware r.lea.... Softwar~. vendors, such a.s Dynb:~ typically provide ~new software releases" ~ith improved features to maintain competiti veness and responsi vena-55 to customers. However, Oynix will not support operation of new soft~are releases on obsolete equipment, including the Ultimate hardware, attar the next release, which will be available this year. {Dynix reports that they once had over 250 customers on Ultimate computers; currently, thare are less than 30 and all have been advised to move to a more reliable hardware platform)~ 7~ su.c.pt~ility to pow.r outaq_B and fluctuations. While an Uninterruptible Power Supply has been installed on the current system, it is a -band-aid" form of repair if it is the sole remedy~ The UPS rec~ntly purchased and installed can ~ used with a new computer~ Mr. Ford's report states in conclusion that the lib~ary -is increasingly at risk of extended downti~e and o£ dealing with the replacement on an emergency basis. For all these reasons, the consultant urges tbe immediate replacement of the Ultimate computer ••• Pa~o Alto City Library has reeeived all the va~ue it purchased in the Ultimate computer. Little or no residual value remains. What does remain are the inevitable p~cblems of aqinq equipment ~~at is stressed to its op@rational limit and has poor spare parts support." (p. 18) staff also h~ld discussions with Ford about the cost effectiveness of leasing or a lease-purchcl:5e of a replacement computer. This opt.ion was rejected ea.rly on for reasons of higher cost and is discussed on pages 2~ and 23 of the report. REPLACEMENT REQOMHENPATION 5thf! issued a request fOT proposal priThaTily for hardwar~ replacementr The Oynix softvare is satisfactory and also consistent with that expected to be purchased tor use in the Pale Alto Unified School District libraries. HoW"ever, there are software and service costs to enable successful migration from the \lItigate/Honeywell environment to the Unix based system recommended by Ford, which were included in the request for proposal. In addition, the proposal included only hardware Rrqantly needed~ that is, the computer processor and related equipment, but not peripheral equipment such as terminals. terminal printers, bar code scanners, etc. All of this type of equipment currently in use wil.l CHP.:1C4:94 3 .. ; ! ! o re~ain in use for the present. The proposal opening was Nover.lbE',r 30# 1993, and responses received to operate DYNIX software on Data General, DEC, Hewlett-Packard ~nd IBM equipment. Attached (Appendix C) is a summary of the oyni~ software costs and service costs and capital hardware costs to operate on the hardware products of each vendor. staff recommends purchase of Hewlett-Packard hardware (to replace the Ultimate/Honeywell hard~are) for meeting the technical specifications and for the initial cost and th~ overall maintenance cost effectiveness of that proposal operating the Dynix soft~are. Further l Dynix has had long and successful eKperiences operating its software on HP equipment. An additional benefit will be the experience and knowledge City staff has -with operation of HP equipment. It is recommended that $200 1 000 be appr'::>ved for purchase of replacement computer hardware, and costs for related software and service expenses to miqr3te to a new computer and operate existing Library functions. This cost includes approximately 61 contingency~ Attached (Appendix D) is a Budget Amendment Ordinance to authorize this expenditure. Upon approval, staff 'Will purchase the Tie.,.; equipment, complet~ contr~ct negotiations ~or system functionality and maintenance and return to council with a revised Dynix contract for approval. LIBRMY Lm!G-TERM, hU'l'Olu:r:::Oli PLAN 7his report addresses only the urgent replacement of the Library's aging UIti.ate/Honeywell computer. It does not address, nor is it in~ended to address, a long-term plan for Library automation in the rapidly changing infor~ation world of today. It is recommended that the lonq-term plan, including the. Ford report, be forwarded to the Policy and Services Com&ittee for discussion and direction in ti.~ for possible incorporation into the five year capital Improvement proq~am. At that time staff will p~epare a complete report addressing the plan and signif ic.ant policy j ssues. RECOMMENDAT~ staff recommends. 1. that Council appl.·ove the attached Budget Amendment Ordinance in the amount of $200,000 to purchase equipment and softvare and related services to ~eplace the functions of the cur~ent computer; and, 2. that Council refe~ discussion of a Long-term Automation plan for the Library to the Policy and Services committee for direction on the next steps in the future!! of the Library"s automation. CMR:104:94 4 Sincerely, "?l.-, _ -, '7 ", £,(/L-<..''? )1c, ~.;-- Mary 30 ~vy Di~ector of Libraries / /!7z.,-<~"i;'-A: 0r-/~- Paul Thiltgen Director, community Services ltlJlJj.d~ ~~~ ·~~'emin9 City Manaqer Attachaents: ~'­'~'§< Appendix A -Status of Library Computer Operation, CMR:467:93 Appendix B -RePOrt to hlo Alt.o C:lty Library Regarding Automation Planning by Joseph Ford, November 11, 1993 Appendix C -Responses to RFP Regarding Library Hardware System , Related Software Appendix D -Budget Amendment CMR:104:94 5 t ~ .. ,', " , SepteDber 2, 199J Bonorable city council Palo Alto, California STATUS OF LIBRARY COMPUTER.OPEF~TION HeRbers of the Council: REPORT IN BRIEF T~i. is an informational report Division's computer hardware4 report and recommendation to replaceae~t of this equipment. thi. tial~. HISTORY OF LIBRARY'S AUTOMATION about the condition of the Library staff plan~ to bring a detailed Council later in the year for No action by Counci 1 is requ i.red at The Palo Alto libraries ~ere first autoroated in 1917 with a CLSI circulation system. The CLSI hardware ~nd software were replaced in 1985 witll Dynix software, operating on an Ultimate bi!lsed Honeywell .ainf~ame. The Oynix software now provides suppo~t for circulation, cataloqing, acquisitions, Dl<"gaz.ine records, the pLiblic cataloq (includinq dial-up access) and community resources services. u~til recently, hard .. are operating the software has been coapletely r.liable~ -ro date, citizens and the Library staff have enjoyed slightly lonqer and greatly improved s~rvice from the oynix system than fro. the CLSI aysteJI. It became clear. hoW'ever z that the equipment vas beginnIng to be superseded by new technology and that the hardware could not accommodate new products and services becoming CO!DJIIonplace 1n the" information marketplace. Th~re!ore:, in 1991, staff established a goal for the 1992-94 budget to prepare a report of Library autouoation develop.ent needs for the next ten years ~ • The report was to include ~ long-term plan, as well as an analysis of tbe life. expectancy and cost effectiveness of the UltisatefHoneywell system. A cowpletion date of November 1~ 199) vas eet, so that the report's findinqs could serve 35 a basis for a proposal in the 1994-96 city budget, in particular for inClusion in the City's capital improvement process. CMR: 467: 93 • -2- CONSUI.TAtlT WORK ANP oaWNTlliE :/ ",,' .. " "-.-' --'-___ L"" ___ ~. "" .",­.. - Oue to the rapid de'J~lopm.ent.s in the library automatIon rield: and the highly technical n~tu~e of the issues to be incorporated Int~ a pl.r.n, start opted to hire a consultant to I!Issiet in the pll!lMnil"l9 process. Ar. RFP was issued and the cons(.I1tant, Joseph F"rd end Associates, was hired this spring. His first site visit occurred in June, coincident wi~h the Liurary's cnmputer sufferi~ a rirst­ ever, substantial and lengtl.y period of downtime, stretching over ten days. Mr. Ford had firsthand experienc6 ~ith ~hat he called -recurring problems •• 4~ymptQrnatic of elderly computing equjp~ent.· These ihcluded l} the lack of fresh spare parts (as the Me~ pa~ts are new out of proQuction)~ 2) no refurbishing capability fer some solid-state parts, 3) dependenc~ upon a deer-easing number ot qualified maintenance personnel, and 4) the advanced age and design of 'the processor. As time goes by; \rIe can expect increasing .alntenllnce costs for less and less service. Yurther..ore, while a conditionpd computer power circuit 1s installed at the Main Library where the computer is located, the Ultiaate Byate'. is part.icularly susceptible to relatively Sliall changas in electrical current. Toe JUlle downtime 'Was Bxtended as a result of power olltages In Palo Alto near.the Main Library, which aight have been avoided if an Uninterruptlble Po~er Supply (UPS) had been installed. In response to this precarious situation, Mr. Ford adapted his work plan and pr*pared an interim report in July. The report recoa.e:nded that the City proceed with immediate purchase of replacelllent hardware to continue support of current operations instead of delaying a decision until the next fisc8l year. Mr. Yord projects that the present computer is operating on borrowed tiRe; that maintenance efforts~ despite best efforts by starf and cOWIputer a.int.nance field staff ~ may not be able to restore reliable service after a prolonged downtime period; and that public confidance in the reliability of Library recordkeepinq would be at riak l should this scenario occur. Further~ Mr. Ford has confirmed that there is no residual value in the equipment~ i.e.~ the city has gotten all the value it can fro~ this equipment. Mr. Ford's final report, with a to the city by November 1; considered in the usual w~y. IIfTERIM STEPS long-term plan j will be presented and its recom~endations will be Given the fragility of th~ Library computer hardware mainframe and the tact that there is nothing that can be done to prolong the life of the equip.ant, steps need to begin ima:.ediately to procure replaoe.ent equipment rather than waiting until the next budget cycle, as origina ll'i planned. CJtR'467'~3 , . \ :~~~l~·· ,'",<"u", fW -)- In preparation fur replacement, staff will: 1) P~rchase a UPS to avoid repetition of the power outaqe problem that occurred in June. Sufficient funds tor t.his purchase are available in an authorized Information Resources oepartm~nt capital budget. 2) Prepare appropriate documents to request price quot,es from a variety of vendors for replacement hardware. 3) Determine an appropriate fundinq 50urce for this purchase. When items 2 and 3 are coMpleted, staff ~ill return to council with B report, includinq a elP r-equest~ and aqendize the matter for Finance committee dls~ussion. Respectfully submitted, In(~r''~ Mary J'? Levy Director of Libraries lj6J7t~r- Thiltgen or of community Services CMR:467:93 • Report To PALO ALTO CITY LIBRAR \' Regarding AUTOMA nON PLANNING Report Pt-epared For: Mary Jo Levy Director Palo Alto City Library 1213 Newea Road Palo Alto, CA 94303 Report Prepared By: Joseph Ford Joseph Ford and Associates, Inc. 209 East Fourth Avenue, Suite 201 Olympia, WA 98501 206-3524434 (Voice) 206-352-4712 (Fax) fordjb@wln.com (Interoet) Repon Date: November II, 1993 ...•. ';, "..,,-./' .,'::;;c, .- TABLE OF CO .... 'TEI\TS ExE.cloTiVE SU}"n,,(AR'l' ... .•... . ••....•..•..•....• , •.•...• ,..... . ••. 1 Phase 1: Replace Current Ultimate: Computer ,......... .. .... 2 Phase 2~ Begi.n PACL Network Development... ... . .................... 2: Phase 3: E.~pand PACL Ne:~work and CD-ROM, InstaH Internet Access , ................ 2 PtJa..sc. 4: fu.pand Ne.twork!ng Acces.s to Full Inte:mct, Add Rt':gional Links .............. 3 Phase 5: Deliver Information Services Directly to Hom~s and Bw.inesses ................ , Implications ior Staff and Se-rvice:s..... ......... ... . ................. , ............. , ...... 4 r mplications for Linking :0 Other Re SoOurces . ..... . .......... ".......................... .. 4 Financial Implications .............. " ........................ ". ....... ............ . ... 4 lNT1l000CfION TO THE PROJECT REPORT ........• , •.•....•.• , •.•. , •......... . .................. 5 CoNSl!LTIJ'oiG PROJEcrOaJECI1VES •.•• , •••• , ••••• , •.•.•.•..•••...••.•.••.•.•••.••..•. , •••.•••.•.•.•...•. 5 CONDUCTlNO THE CoNSUL 1lNG PROJECT....... ... . ...•..•.....•..... ,............ . ........... 6 lnitial Site: Visit ...... , .................. , ........... ,., ...... ,., .................................. 6 Jnrerim Documents Provided to PACL ................... , .................................... 7 Second 5i[e Visit...... ...... .......... ...................... . .......... , ... , ......... I FUT\JP.E. Sf.I<V\CES fOR PACL ............................................................................ % Acceptance of Powe.rfoJ] N(..~· Services by Libraries ........... , ............................. JO Outlook for Palo Alto Clty Library ............................................................ 10 PJt;OPOSEI> PHAses IN .0\ P1.ANNL~G MODEL .......••. , ..• ,............. . , ............•.•...•.• , ... 11 Two EJemelllS in Eal:h Ph ...................................................................... 12 Phase I: Replace Cum:nt Ultimate Computer ................................................ 12 Pb...,2: Begin PACL Network Dcv.lopment ................................................ 12 Phase 3: Expand PACL NetWork and CD-ROM. Installlnternel Acoess ................ 13 Phase 4: Expand Networking Access to Fulllntemel. Add Regional Lir.ks ............. 13 Phase 5: Deli .... er Infonnario:1 Services Directly to Homes and Busine~s .............. , 14 I'HASE I: REPLACE CURREJ<T COMPt!TER .............................................................. 14 Recommeooation to Repll1l~e the: Computer I mmed\atety ........................ , .......... 18 Repiacc-ment Assumptions ......................... __ .......... , , ....... , ..... ,., ............... 19 Phase 1 Preliminary Sy5lem Cost Estimate and Notes ...................................... 20 Financial Implications. of Leasi!'.g and LeuefPu.r-;l\ase ................... , .................. 23- PHAsE 2: BEGIN PACL NETWORKD:E"'ELOPMENT .••• , •......•....................•.••••.••• , ..••.•.• 25 Rationale for the PACL Network .............................................................. 25 Construction of L'le Network and Network Se",i"" Issue ................................... 26 Initiating Local Area Network Sen-ice Within T«hnical Services ........................ 1.7 Estimatf"..d Costs for Pha."~.e 2 Recommendations .................. " .......................... 28 Recommendations Reganling Phase 2 ................ ,. ....................................... 31 I'HASE 3: ExPAND PACL NETWORK M"D CD-ROM, Il'ISTALL I~'TERNET ACCESS ................ 32 PrQpos:d New Se",,= ......................... ,. ............................... '" .......... 31 Internal Network Cor..side:racions ...................... , ......... ,., ...................... , ..... 33 Recommendations Regarding Phase 3 .... , ..... , .... , ... , ................ , ...... ,., ...... 35 losE.PH FORD AND ASSOClATES, !I'4C. NOVEMBER 11. 1993 ---_._-_.- PAl.O ."L TO CITy l.J:BRARY: C411NG !>RolEn REPOR.T PHASI: 4: FJOI'A.~D NE.l"t.ORX.i.NG ACCESS to FU1.oL Ir..'Tf..RNET, ADn REGlONAL LINKs ........... ).7 So!ne Ren.:flts of ~ntemet Access . .o.o.o ............... "............. ........... . .... 37 Making Full Internet AcceSl a Reality ........................ " .. ' ....... . ..... 3! Linking to Regtoro.al or Local Networks ................. ,........ . ...... ,39 Recommendations Regarding Phase 4 ......... , ............ ,. . .......................... 49 PRI\SE.5; D.EUVn.1N'FOJtMATJON SERVICES DlRECrLV ................................................. 42- Potential New SeNitts............ . ..... .................. ......... . ............ 42 Barriers to Success in Phase 5 ................................ . ............................... 43 Prob.ahle Expc:rlSC's Difficult to Estimate ...... _ .................... .43 R«ommendo:uoos Regarding Phase 5 ....... " ................. ".......... .. ... 44 CONCLUSIONS ....................................................................... . APPENDIx A-GRAPHICAL PRESENT A nONS OF THE. FrvE PHASE.S. , .... . . .. "".",,45 """"'''''''''" A I APPENDIX B. PALO ALTO CITY LmRARY COST EsT!MATE.S, "'"'''''''''''''''''''''''''''''''''' B I APPENDIX C. htOn:Cf GA."""'-CHART FOR PALO • .I\LTO Cm LWRARY ....... " ................... C1 JosEP'H FOIm /\ND ASSOClA 1 £5, bole. NO\<'EMSER II, ]993 >- Executive Summary PaIi' Alto Ciry Library (PACL) has PfQvided automated services to its patrons since the late 19705, and is oow preparing to n:p!ace its second ~mpuler s),slem while reroUning the second generation of softw2.t'e that has been i!'1 operation since 1985. The nature of libra.J)' automation and the rang~ of information .servi<%s a\;ailable to Ubrary patrons have grown drdmatiraily if! the last three: years, with iill projections indicating even more electronic information becoming available to libnuy pauvrtS in the neX! f!ve years. PACL undertook 2: study employing the services of a ltbrary automation cvnsulla:lt, who is responsible for the conte:1ts of this report. PACL wishes to remain near the forefront of automation, as It ha5 been for 15 years. The citizens of Palo Alro place t.uraordinarily high usage dem;inds on the Library. a:n<i the Library Dirc--Ctor anticipates that as patrons become aware of tile availability of :new .sen'ice's, they will expect PACl to provide those scr.'ices. For PACL to provide those services, it will be !lel:essary to make investments in c.omputer equipment. data commun.i:;:ations equipment, .md other products and se.rvices. TIlese investments arc needed to provide access to the three primary sources that PACL anticipates using to deLi\.'"er el~ically-based information to patrons. These sources are as follows. Information mounted on the PACL computer that also supportS CUIT~nt automated library service!'. These services would be added onto th~ llbrary computer. • Infonnatioo accessIble from remote: services through net\o\'orked ronnectiQn:s., includi."l,g the InTernet. These ~'"Vjces would be available on terminals connected to the PACL computer-~ but would originate from remote sites. InformatiO<l provid«l on C<lmpact-Disk Read-Only-Memory (eD-ROM). PACL currently offers some;. CD-ROM services, and would make both new services;Mnd wider access available. To make multi· media services available, the older tennin:a1s. will be replaced wi~h a oombination of PCs and diskless workstatior.s, a lower-cos: PC. At the center of all planning for such a process is a key requirement: the need to replace the old PACL centrnl oomputer as soon as possible. The replacemc;u would bring needed power and capaciIy for patron services. high reliability and lower maintenance costs. and suppon for the networking needs that underlay plans for expanded services. The second key element in the plan is the development of a modem data communications network employing turrent standards for services such as PACL anticipates providing, The consultant and staff have dc:vc:loped a ten-year, five-phas.: plan for P}\CL that will replace the ..:omputer (Phase I), establish a s.."'a:rplY-lmprovc:rl PACL network based or:. City of PalQ Alto coaxial utility cables (Phase 2). expand access to resources with CD-ROM and limited Internet access (ph.ase 3). expar.d Internet acce&s and connect to re8ional networks (Phase 4), and evcnrually provide for direct home delivery of library infonmllion (Phase 5). JosEPH foRD AN D As....o::c.cIA TES, fNC. NOVEMBER II. 1993 -'-'-' " -; .. - " .. -.;- PALO At 10 em-LlSRARi'; coG: 71NG PROJEct REPClRT Q Phase 1: Replace Current Utimate Computer Goal: Provide a stabi~. reliable. ~)(pandah!e computer platform. Propo5<.'<1 Date(s): Comple1e<j by Marcn I. 1994. Estimated Costs: $241 .160 Capital; S2Q,I76 Incrementa! Maintenance Costs. This first phase is a critical step. for PACt f2ce1 a potentially disas:rous loss of system functionality If its aging Ultimate com puler continues to suffer extended periods of downtime. The primary activity in this phase is the replacement of Ultimate computer. Elsewhere in chis report. the consultant deals with Phase J issues extensively. See Appendix A for .a graphic-al depiction of Phase: I. Appendix B (QT cost summaries, and Appendix C for a project timeltne. See page 14 and fo[lowing for a detailed description of Phase 1 go.us, recommendat:ons, and e3timated expenses. Phase 2: Begin PACL Network Df,"clapment Goals: ~. Develop and de!iver new infonnation s::n'icC'5 based on the Dyni-. system. 2. Implement a robust compute.! network using proven, high·level Ethernet protocol for informa.;:ion services on City utility coaxia1 c.able. Proposed Date(s): Begin following Phase I, completed by July 1.1995. $293,789 C.pital; $24,035 fncremental Maintenance Cosu. This phase both imp'!ements a criticl:.l component in PACL' s furure, a new computer ~'oIk based on City-<>\\ned coaxial cables. and inaugurates new computer data information services on the system acquired in Phase. I. Sec Appendix A for it graphical deplCl:ion of Phase 2, Appendix B for cost summaries, and Appendix C for a project timcline. Soe page 25 and following for a detailed description of Phase 2 go.a1s, recommendations. and csllmatt:d expenses. Phase 3: Expand PACL Network and CD-ROM, Install Internet Access Goals: 1. Develop enhanced CD-ROM capability based in Main Library with services to zlJ branches, 2. Install a link to the Internet via Dyni'l and add their Vista product for additional services. Proposed Dale(5): Begin following Phase 2 (September I, 1995). Initial component completed by August 30. 1996. Estimated Costs: $215.628 Capital; $77,0.50 Incrementa! Maintenance Costs .JosEPH FoRD AND AsSOC1ATES, INC. NOVEMBER. II. 1993 · .. - PA-WAlTO CITy LIBRARY: PROiECT REJ>()RT PAGE) This phiIS(' o! development begins to c1.:pand the access created by the new computer and the E:hemcl networK, which would penn[~ centrahzed CD·ROM services and lir.kage'j,. The work accomplished in Phao;es J and 2 would also perml' the d-:\'clopmenr, of access to remote infomtation serviceI!'; "'ia the I(1ternct, a key elcmen; tJf?base 3. See AP:Y-'ndix A for a graphical depiction of Phase 3, and Appendix H for cmt sum manes. See Appendi); C for a project timeline. See page 32 and following for jJ detailed descrip:t<>n of Phase 3 gOIUS, !'C4.";Qmmeooations. and estimaled expenses.. Phase 4: Expand Networking Access to Fulllnlernet, Add Regior.al Links Date(s), Estimated Costs: 1. Pro\! Ide patrons 2ccess [0 aU current and emerging national and interna!ional information networks such as the Int~rnet (National Research and Education Network). '"'I Connect to regional networks such as the Sman Valley Fiber Projecl. Work 10 begir! in 1996 and conclude in 1998, S 189. 719 Capital; $60,950 Incremental Maintenance Costs. This phase extends the I\'ailebtlity of networked sen'ices by adding diiect access to ';I.·orld·wide Internet services, and by addtOlg regiorutllinkages. See ..... ppendix A for a graphical depiction of Phase 4. and Appc:rKb, B for cost summaries. See Appendix C for a project timelme. See page 37 for.a detail'" dcs.criptior. of Phase 4 goals, recommendations. and estimated rxpenses. Phase 5: Delh'er Information Services Directly to Homes and Businesses Goal, Date(s), E>timated Costs: Provide Palo Alto City Library information services to homes and businesses. using city·wide tn.nsmission capacity. Work to begin in 1998, for completion by 2003. 5207,000 C.pit<:l, $46,000 Incremencal Mainter.ance Costs. This phase moves the availability of access to individual homes and places of business which ha",e the capability of connecting !o cable facilities and using them in an interactive and full· duplex mode. W'ni1e th:s phase is conjectural, and depends on the development of such bi­ directional cable serv~s, nothing would preclude PACL·s services being C!eli~ted to a borne information appliance connected to some fonn of information cable semC(.. See Appendix A for a grap/lical depiction of Phase 5. Beaiuse of the sperulative-nature otPhase5 cost estimates, tbey are not included in AppeDdix B. See page 42 and following for a detailed description of Pha.se 5 goals, recommendations, and estimated c.ltpenses. los:EPH FOiID AX D AsSOCl1. TES. INC. NOVEMBEll II, 1993 • .:.P.::'.:.LO:..:.A:.:'.:.T.:.O.::CTTY:..:.~U.::B.:.IWl::.::.:.:.Y_" .:.C_"*.!"'.' I!" :..T_'''_O_P_.O_I_E_CT_RE_PO_RT _____ ....!O .. -<:..' ________ PAGE: 4 Implications for Staff and SeT\' ices The proposed ;-.llTl is ambil~OIJs but achie\'1ble. The alternative to n\ll adapting ttt:hnolo!-)1 ;u; It becomes 1 .. ·a..ilable is that patrons will go elsewhere to ge~ !.ervices. lea"ir~g the libraI')' jru;reasingiy isolated and without the most modem forms of information or deliver)' mechanisms. In order for PACL to succeed in this proposed plan, it must also make substantial investments in staff and training. PACL should be prepared to send its ~rsonnel to a ,,-ariet)' of technical workshops, vcooor·provided courses, a:tld libra.ry-oriented tecnnol(),gy seminars. The topics of such trdining will cover the gamut of networking and computer :eC"t'rilolog~ thar PACL a.~cipai:es u'iing to provide servi('es. With the inve..ctments a."1d pla."lS described Lrl this report. and a commitment to staff devdopme.·'U~ PACL will remain "'cry near-the automation forefront of public librnrie.I:i, where it has been for many years. Implications for Linking to Other Resources PACL is an integral part of larger municipal and regional information services, which includes the Palo Alto Unified School Distric, (PAUSD). and the public. acade",ic. and special libraries in the SanLa Clara VaHey and tne Bay Area. As an element of City ,government. PACL also provjdes access to City iniormation 5ervices~ and in tum pra .... ides services back to City staff. AU these functions are hlghly amenable (0 automated linkages, for eumple. to PAUSD, '9fhich. may evUltuaI1y a<:quin:: a ~hooI-library verslon of the Dynix systc:m~ making them an exceHent candidate for linking to PACL's computer. Linkagt$lo City offices and to emerging regional infonnation netWorks such as the Smart Valley Fiber Project could make: PACL part of a much larger information-sharinB; and iniormation-acccssing consortium or public service and library agencies. The recommendations in this. report are all a.lmed at facilitating. both PACL's own cperations. and the potential for linking to other City, regior.al, national, and wOI"ld-wide information services. Ymanciallmplications Tile total cost of the first. four 'Pbases of the plan as outlined u. approximately $1.? milhon donars. These costs would be spread over roughly ~ix years, and divided inte appwx.imatcIy 559:i capital expenses and 45% maintenance and operations e~pcnses, Sec Appeooi)l. B for financial projections of the project's costs. 11K: l.Jbrary would benefit from the creation of a depreciation fund, to amortize the cost of capital' goods and their replacement and accumulate such funds over a period of years. Jo5EPH: FORD AND ASSOClATES, INC. NOVEMBElI II, 1993 PAGf;j p,ho AI.TO CITY 12BRARY' 0:' l Ti~(i PROJECI REPOFT ~L-______________ ~ __________ ___ Introduction to the Project Report Palo A!to City LibraI')' is engaged in a planning process 10 review automat jon pt4J1:ning nocds for the nexi ten years. R~cent gro .... 1h in the scope and capacity of automated information services has been astonisl"l!ng. a"d a variety of curreru: ;mj emergin,£ technologies is available to improve the publie's ac~ss to infonnation. The Library's Dirf'.ctor and managers believe that continuing ,gro"",1h in automated services require.; c,a.reful planning if the gro""th is to be integrated into technologies in use in libraries and in the City oj PaJo AIto. The: LibraI)' engaged a library automation consultant 10 as..sist in the planning process. This report is the result of that consulting prOtt.."'ess. In drafting the report, as well as conducting the research and evaluating the ~atu 5 of library information services in PaJo A!to Ci ty Library (PACL)~ the consultant relied in part on information provided by City staff. Despite that reliance+ the report is the work of the consultant, Joseph Ford, wbo remair.s SQlely responsible for its content and ('cncIusi ons.. Consulting Project Objectives In its original Request for Proposals, ? ACL identi fled a numbe,r of issues for wbich tile Director and staff wished to have consulting analysis. These objectives form a substantial portion of this report~5 focus, and are as fonows. • Assessment of Uisring T echnic:aI Platform -Present capacity of the current system in support of b~liographic and patron functions. -Expansion capability, backup, support for all 5Oftwan: vendor (Dynix, Inc.) modules, and suitabllity for future library applications. -Life expectancy and maintenance availability and cost projectioru for hardware ,,'eIldor's (Ultimate} equipment. RequiremeillS for Future System -Implication.5 for local database loading on system C<lpacity. -Telecommunications alternatives, including use of City cable facilities already in place. -Implica.tloru for graphics. imaging. and multi-media. -Choices for system peripheral equipment sueb as terminals c.r PCs. -Role of standards and implications for PACL. • Cost Estimates and Funding Alternative~ and Their Implications -Purchasing, -Leasing and LcaselPurchase. -Mounting library software on City mainframe . .Jo5:Epff FORD AND AsSOClATES. INC. NOVE"'BEll 11. 1993 PAto ALTO CITY UeRAJt't: CoS-TING PRo/ECT REPORT o Conducting the Consulting Project The ronsulti!1g project began in May 199.3, after PACL selected Joseph Ford and Associates, Inc. as rhe projeC't consultant. An initial site vis-it on June 1 through 4. 1993 brought City staff and the C(l1"l::rul!ant together t{I review lhe tbarge jd.entifL~ in the original PACL RCGues.: for Proposal •. Initial Site Visil Early in the lune site visl~~ PACL Director Mary Jo Levy, Manager of Main Llbrnry Services Diane 1 enning!>, and !oupen'i sors met with the consultant a'ld fmished planmng the consulting project. A variety of on-site a~tivities consumed the bulk of rime i11 the first site visit. Visits by Coordinator of llbrary Circulation Maureen RotJ and the consultant to each PACL bra.,ch. Review of ll]e dO'A"!1-time problems then occurring, with Coordinator of Liba.')' Programs Lois Reho!' providing substantial information. Reviews of TechnicaI Services opc-ratioru, with substan'"j&.l support by Mary Minto, Supenising Librarian of TeduucaI Sen'ice~. Meetings with community representatives and library pr,rsonnel to diSCtJss the opportunities for enharlcing libra..-y sen-ices as the technology mace such enhancemeru possi'l>lo. • Meeting with Dianah Neff, Director of Infonnation Resources. to discuss opportunities for expanded ac~ for Palo Alto throu8h City communications facihties. • Library all-Staff meeting. attended also by PaulTInltgen, Director of Commuruty Services. in which the project and il$ gener.ll OI..Jclines were the topic of a presentation and question and answer session. • A final "brain-storming" SCMion by PACL DirectOf~ Supervisors, and thecon..llUltant to identify and document the discus.~ions held a."'ld the opportunities we OUlJine-d. • An agreement by the parties that the consultant would pr~pa.re an interim report regarding the seriOUs. problems being experienced with the Ultimate computer and the need to replace it. Owing t.'le initia.lsite visit, Barbara Geibel, Syivia Baker, Marily[I Gillespie, Pat Wbe.tton am:! the other PACL staff members contributed mucb to the consulting project. JosEPH Fotw AND Assac.1ATES. fNC. NOVEMBER II. 1993 PALO At TO C;-rV UORA.R '( , {1iln TIN G F1I:OJ E-CT REPORT r'""'l .. Interim Documents Provided to YAeL As the rt~~t of the initial sire visir, the consultant developed !ievera1 docu.ment.s. for PACL. First was a summary of the sire visit. dated June II. that included ar. ourline of the five proposed phases of an automation plan with ,goals alld resource requirements. PAGE 7 The second document was an in!erim report. provided first in d~.ft form and t..".en in final form to P.\CL. The imer.m repan. find.l date July IS. 1993. u.rged the tr.:mediate replacement of the Ultimate sysrem. A ;)U~mary of the text of that report is included in thi~ ieport in the section dealing with Phase I of the proposed Palo Alto City Lit>rary Automation Development Plan. The: interim report requrred subs1antial C'ontnoutioJn from Dynix. the vendor of the PACL automated library system. in providing pricwg infonnatlon. COlK"lusions and recommendati(ms in the interim report were the result of tbe consultant's research. Second Site Visit Following the defivery of the interim report. PACL staff had an opportunity to review its contents and to pla..,. for i! second site visit. The. consultant visited Palo Alto on August 16 and 17 foe meetings with t.he Lbrary Director, Manag.c:, of Main library Services. and with a number of persons in City government. These im:luded Ciry Manager June f1~ming. Assistant City Manager Bernard Strojny. Manager of Purchasing and Contract Admiru sttation Ken Ha.sJcins. and Director of Information Resources Dianah Neff. The primary topics of discussion in the first m«ting. attended by all persons named as well as the cons;.:ItaJU. were as follows. ,. PocentiaJ techniques for ex[cnding the woricing life of the existing Ultimaie romputer. • The .... alue of adding a dedicated u~jnterruptible power source to Lhe Newell Road computer room to reduce the potential fer fun:hc.r degradation of the Ulci mat;:. computer. • Options for replacing the Ultimate compurer and the ri sk of substantial loss of data a.'1Cl functionality if aniXticr elttendcd period of downtime occurs. Administrati vc and legal requirements for moving the: r-eplaccment forward as ~ City Council agenda iterr. and sub~.equently as a competili ve procurement. FoUowing the larger meeting. rhanah Neff provided the coruultanJ: with iii. great deal of substantive information regarding the potential for PACL to use the e,usting City utility coaxial cable facilities tD improve communicatioru capability for the Library. This meeting focused on the fol1o\\.'in8 technical issues. lOSE.PH FORD AND ASSOClA U.s, INC. NOVE .. sa. 11, 1993 ~P~~:L:O~A:L:T:O:crr~~Y:U:.:R:':R:Y~::C:~JI~-:'L:N:G:PR::O_JE:CT __ RE::PO __ ._T __________ ~4it .. ~ ______________ P~GE8 • Potential usc of the City of Mo Alto' s; broadband uti liry coax i aJ cabling iiU the primary communications links for the ltbrary cOf':'lputer system. Communications hardware requirements for maJr.wg the ellisting Ethernet cahting able to s.upport the servi.ces PACL aa~jcjpales offering. Location of elliSfing cable fac!:iries, verified by an "as-built" map of Cit)' utility rcsourcts. Estimated costs for Imking [he library facilities together on the Eth-:.met c:.tble. using additional construction to bring cabling into e,adl (If the f:r:c\lities proposed fer Ethernet access. As a result of the. meeting. :he (,!if.!..Sultant belie\'es that L~e City of Palo Alto has the means 10 provide low-cost, hi.gh-speed network comrn12njcations for the Library. A COST estimaie for the services ;s include<f as Table 10. page 28. Based on the information revealed in the: site visits. and the coru.uttant's analysis of vendor and technical re.quirements. the rc mii..inder of the report addres~s planning fOT PACL' 5 automated future. Future Services for PACL With the rapid grov..1h of computerized information scrvices in the last five years as a guide for future dcvelopmeru.. PACL VI~1l1ikely provide a number of servi~s at the end of this decade L~at are not currently available. lbe new services. the consutta.!l! believes, will be a combination of ~ly-acquired and delivered $Crvices based or. the upgraded .Dyni~ system or on other PACL-operated systems. and services [hat employ remote re5O\.If'CCS acce~bIe through • computer n<twork. Locally-acquired or I)per:ned SC'rvitts include the follo·.0.ng. • Expansion of .sen'ices based: on the Dyni,. system to incorporate new infonnarion files sucb as the c-OiTlputerized versions of periodical indeJlies. Use of threa: technologies to provide informatioo scrvices; Personal Computer. Local Area Network, and Compact Disk-Read Only Memory, oombinod '0 make the rapidly expanding number of information services being published ele.::tronicaJly on CO-ROM. The consultant believes that the future of virtually aU automated ubruy services will involve a high degree of reliance on oomputer-to-oompute-r communications, making networked services available to end users. Such networked services will p.-ovide 3. number of benefits to library patronS. and will require in tum an in .... c:;unent by libraries in the lechnology c..f communications netWOrking. The primary Ihrust of this report involves preparation for such networidr.g access and ClpCtoItioo within PACL. The feature.s. and benefits of such networked access include the following . .JosE.f'H foRD AND ASSOCIATES, INC. NOVEMBER II. 1993 :"'" :::' .-.- -; .. Pl.LO ALTO ern IJBRARY: COL Tlp.,lG PROlSCT REPORT Ability for library patrons using PACt tompoJtcr terminals to COTlJ1e(;1 to reIT1()(e computing and information resour«5 and rec~ive infomlalion s.en'lces from those resources, EA.amples include the followl.ng: Access to other 2l.1romate.d libra.-y ca~alogs ~n the Bay Area, California, nationwide, or worldwide. ACi::" to the tc.)i.t of i:IlrrenL eve:lts., news, weather repor1s, stock market information. and a bost of other public and consumer-orieflted infonnation services. Conta"t with discussion groups on a..1"l enorrnOllS variety of topi..;-s, permitting exchanges -of personal, profCsslonal, hobby-()ri~nted, and other !1ews and information. ..•. PAGE9 Access to and use of electronic mail services and automatic updating of bulletin boards -and other 'iVidely-distributed information. In addition. eo these remote-based. services, O(her inf('>mIation resources now u.iSl: or wH] be<:Qlm widely used in the next three years. • New machine-readable: data bases are becoming COITU"l(1n, and are repiac.ing or augmenting older paper-based information services. Examples include the familiar index known as R~adt!r's Guide to PeriodictJl Liurature. a long~time stapI.e of public library reference. Such databases are often avallable in subscription fonn on magnetic tape and after transferring from tape to computer, reside with other bibliographic irolonnation in the same computer hoosin& tt.e hbr.u;'·s catalog. Use of Compact Di>k~Read-Only MemOf)' (CD-ROM) •• medium originally developed for entertainment audio but adapt"" {or computerized infOmlation storage and rettieva!. Use of CD-ROM services in tibraries has mushroomed in the last two years as pubIisl-~ rush to adapt information services to CD fonnats. PACL already provides some CD-ROM s.el ..... ·ices, and wishes to u.pand its offering of such services. CD-ROM provides. the libmry .commuruty databases well adapted for patrons. in part bec;ause of the wide variety of information soun,-e5 now avai!able. and in part because of the mormous. storage capacity of the formal. Examples of some CD~ROM services include the fonowing. GroNer's EIlIJ'Jic/opePw. Microsoft Enc4rto, a multi-media eoc)'clopodia. Many of the information databases from Dialog lnIonnation Services. Approumately 3,200 olher titles a"'"ld CD-ROM products. PACL should be prepared to provide these servires, .. hich ",ill become standard public Ubrary orrerings witbin three to five years~ Because public libr.rries uist to serve both the JOSEPH F'JRD !\NO ASSOClATES. INC. NOVEMBEllII, 1993 - , PALO At.TO CITY UBIV.RY: C~ T~NG PROJECT REPORT information rich and poor, PACL fares: a need 10 provide relec:troDic: services to the public. In order to provide ~ucb services, PACL must inl'e'it in nE'lwork technology, lnduding the world..standard Ethernet for linking rompulers and patrons to po~'erful senices. Acceptance of Powerful New Servict'S by Libraries PAGE1D l.1"braries have moved rapld,ly to pR·vide their patrons the Automated services described in lhlS report. Virtually all the major providers of library indexes., such as H.W. Wilson. Inc.; Information Access Corporarion. Inc.; U!,jver.s.ity Microfilms. Inc.; Public Affairs lnformation Service; and a hose of oth~r indexing and publishir,g firms have developed: online-or CD-ROM services based or. their earlier paper or microfilm services. These new sen·ices are in most regards far superior to the paper versions they replace or augment. for they provide mx 001)' the same or improw·..d information content as their predecessors, hut they provide more comprehensive com~terized access mel usage a:i well. They pennit, for ex.ampie, Ii patron to search an index. database for articles: on a particular topic. These se~ices $.ipport the use of keyword and olner searcb ,echniques not 1.vailable in paper. and then can have: the computer indicate whether or not PACL has a subscription to the magazine(s) dted. and whethu or not me individt..:al issue has :mived at the library. The outlook. for such services is continued and rapid growth. and more inoo\'ation as computing and storage costs continue to dcdine. For example. the availability on CD-ROM of the fuU tell!: of magazine articles will pennia PACL to pro\'ide infoTnu1I'jon 5el'\lices without subsm'bing to the magazine it..ltClf. With the recent development (If multi-media capabilit)' for personal computers, it is highly likely fr..at. many new products will join the cum:nt amy of information pac\:i1gc.s that incorporate moving image, sound. and lext in waY50 not possible without automated processing of the information. Outlook for Palo Alto City Library With its astounding per capita drculation!'ate of approximatety 18 items. per resident per year, PACL represents. iii national leader in service demands. faced and delivered. That is, few public librarie:; in this country deliver more cirwlating items than PACL.I The Palo Alto community bas a number of speciaJ cirnuDstances affecting Library senices! induding the fon.owina demographk and technical characteristics. 1'Tbe D41i01l8.laver.&ge for 1992 reported lD a OOS!i·!CCtlOIl s..-udy by .AMcriC'a." LibTQrits. the official pubiicati01l of Ibe American l.I.1Jruy Aswciatioll, I.s approxi'!lWety 6.6 jtem.~ per borTC'IWeT per year. See A.mericanUbrl1rin. VoluJpc 14. Number 8, Page 713. Jo5Ept( fORD AND ASSOCIATES, l:-.:c. NOVEMBER J 1. 1993 P"ALO AL. TO CrTY l..IBPAXY; C@'LTING PROJECT REPORT PAGE it .. The very high rate of circulation already noted. likel), indicating an ongoing demand for infonnation Sl!rvices in an dectronic environment. .. The re~ati\lely high amoont of education [hat Palo Alto residents have, making them likely users of iflnO\,:ativ"! information services in their .... ·ork and at bome:. The Tdath-ely high incomes of PalQ Ah'J residents. mruc:ng t'hem likely to acquire some of the tec:hooiogy needed for individual users to access mformation re.sourccs in II networked e.nvironment. The proximity to Stanford University and the other irutit'Jtions o( higher f'..ducation in the Bay Area, likely to influence users by educating the m in the range of information services a .... ailable. The prox.imity to and relalionship with "Silicon Valley" technical environments, wh(:rein much of the technology [hat will likely be used i.n PACL VO'3.S eiLier planned. developed. or manufactured. 'The current and plannc<l ~vailabiljty of high-capacity information transmission facilities, L'lcluding the. currcnrly-installed City of Palo Alto broadband coaxial utility cable, and the planned-for Smart Valley Fiber Project which could link much of the murucipa! computing and communication resourc:es in the Santa Clara valley. These circum starlces arc: likely to fuer demand for innovative infonnation services as tbc:y become ccmmon in public libraries. and roucb of the technology .discussed in this report will be common and in wid<-spread public library use by 1995_ Because Palo Alto'5 citizens demonstrate an awareness of services and a very high degree­ of reliance OIl PACL a5 an inromtahon resource, tbe consultant believes that those ciliuns will expect Inoo.ation as it becomes available, PACL wiD almost certainly be nped:ed to provide new electronic information 5eJ'1'lces. In (act I some of tbese services ..... already available and in use willUn PAeL. PACL should prepare fo de\'elop and offer DeW moi:.1bods of access , new ffifofiJl9tion cootent, and a wider distn1JUtion of access methods and ktcati(ms (0[, using PACL .services. WJder access would eventually include ac£eS5 to PACL-provlded services From bom<s ami pIac<s of business-The following >ectioo reviews Ih. proposed steps _ to move into PACL IS information (u.ture. Proposed Phases in a Planning Model In "discovery meetings" (brainstorming and scenario evaluations) with PACL staff during the: iniba] site visit, fi ve probable development phases emerged as likely steps for PACL to prepare itself 10 keep abreast of and deli veT new and innovati ve infonnation tecbnol{'lgies. The following outline summarizes tile five phases proposed by the conSlJltant and discussed in a thorough and wide-ranging discussion with the Library Director. Manager.o( Main Llbrary Services, and Superv!sinp. Librari art5. JosEPH FORD AND A5SOl.'ATES, INC. NOVEMB .. II, 1993 -. PALO ALTO an LIBRARY: TINO PROJECT RePORT In reviewing the phases outlined below, the consultant notes se ... ·crall:c)' points thai affcc[ a!l planning pTOC~SSCS sucn as PACL~s. Dates arc approximate and ncgoli able . • Tedmlcal planning beyond an is-month horizon is risky. bc:ca'U5e of the Ifer), rzpid pate. of new de ..... dopment If:. c(,lmputing and' communications. .. Price-performance ratios. in computing and communications improve with each passing mamn, and may affect actual costs for PACL's project. The oontem: of this section repeats in some. respects pa."1 of the Executi·;c Summary. which was extracted from this !:«tion. The repet;ri~n is deliberate, .as the project phases are a critical portion of the projfCI report. Two Elements in Each Phase In each phase C:ltcept. the frr& one. the. wnsultant is proposing two types of activity. One is an investment in infrastructure. that is. We pill'Cha:se or implementation of computer or communications equipment needed to improve tbe infOrmatiOtl delivery capabilit)' of PACl. The second a.:tivity or goal. is ro provide: an enhanced information sendct as the resuit of either that phase'.s or the pre .. ·ious pbase's investment. In dtis fashion, the improvements or upgrades to teclmology directly support a new or enhanced information service. Phase 1: Re~ Current U1tilJUll" Computer Goal: Provide a stable., reliable. expandabJe computer platform. I'rop<>I«I Dale(.): Completed by Mar<~ 1, 1994. Estimated Costs, $241,160 Capital; $2'9.176 Incremental MaintcJWK..C: Cost. This firs! pbase is 3 critical step, fa< PACt faces. potentially disastrous loss of SYSiem functionality if its aging Intimate computer continues to suffer extended periods of downtime. Elsewhere in. this repon~ the consultant d2Is with Phase: 1 issues cxrens.iveiy. See ~""ppendi% A for a graphical depiction of Phase I. Appendix B for cost summaries. and A.ppendix C fOf" a project time-line. See page 14 and (ollowin,g fOf" a detailed description of Phase 1 goals, recommendations. and estimated expenses. Phase 2: Begin PACI" Network Development G<!aIs: 1. Develop and deliver new inform:ation servie<:s based on the Dynix sygem. IOSE:PH FoRD ":ND ASSOC1A TES. INC. NOVEMBEJl l!. 1993 ",:" ~ •.. :,~~; . p",UO ALTO On UBRARY: -",',~> .,.... ..;~. REPORT PAGE 13 2. lmplem.enl a roburt computer network using tbe: proven, high­ level Eth<rr:c::t prOiocol for library information ser ... ices.on City utIlity coa~ai cables. Prop<lS<'d 11010(.): Begin fol!owing Pha.>< I. completed by July I. 1995. E5timaled Costs: S293.789 Cap"al; $24,035 lncremental Maintenance Costs. This phase botb impi(",menls a critical component i.n PACL's fJture, a new computer network based on Cjty-o~....d coax.ial cables. and ir.augl:TaICS new computer data information services on tile system acquired in Phase: I. See AppeildlX A for a graphical dcpi::1ion of Phase 2. Appcndh B for cost summaries, and Appe!".di,.; C for a project timeiine. S« page 25 and. following for a detailed description of Pha..~ 2 g,oa]s. recommendations, and estimated c.xpetJSes. Phase 3: Expar.d PACL Network and CD-ROM, Install Int.rne! ACce~5 Goals: I. Develop enhanced CD-ROM capability based in Main ubl'lll)' with servi~es to z.l1 branches. 2. lnstail a link to the Internet via the DynU services and add the Dynix Vista product to thlO!' services pro\o'ided to PACl patrons. Proposed Dale!,): Begin following Phase 2 (&pIember l, 1995). Initial component completed by August 30, 1996. E5timated Costs: 5215.628 Capitai; $71.050 Incre:nenta] Maintenance Costs This phase. of development begins to -expand the access created by the new computer and the Ethernet networlc, which woold permit oentraIized CD-ROM serviees and linkages. 5« Appendix A for • grap/lieal depiction of Phase 3, and Appendix B for cost summaries. 5« Appendix C for II. project timeline. Ste page 32 and following for a detailed description of Phase: 3 goa1s, mrommeTKIa!:ioos. and estimated expenses. Phase 4: Expand Networking Access to Full Internet, Add RegiOnal Links Goals: Dato(,): Estimated Costs: 1. Provide patrons access to all current and emerging ruttional and international infonnation networb such as the Internet (National Research and Education Network). 2. Connect to regional networks. such as the Sma.'1 Valley Fiber Project. Werk to begin in 19% and conclude in 1998. $189,719 Capital; $60,950 Incremental Maintenanc.e Costs. JosErH FOJlD AND ASSOCIA'!'ES. INC. NOVEMBER 11.1993 ~ ._- ._c' -', . ..•. PALO ALTO CITy LIBRARY: P1l:0J[Cf REPORT PAGf'14 This phase extends the avotiiability of networked servi\;:es by adding direct access to 'lWorld·wide Internet services, and by adding regional Imkagcs. See Apperxfix A for a ,graphical depiction -ofPha.o;e 4, and Appendix B for cosl summaries. See Appendi~ C for'.I project timc!ine. See page: 37 and following for a detailed description of Phase 4 goaJs, Tecommendaljon~. and estimated expenses, Phase 5: Delher Inrormation Services Directty to Homes and Busines5el; Goal: Datels): Estimated Costs: Provide Paio Alto City Library information services to homes and businesses usj~8 cLty-wioe transmission capacity. Work to begin in 1998. for completion by 2\103. $207,000 CapitaL $4-6,(.00 Incremental Maintenance Costs. This phase moves tJ-.re a .. ·ailability of access tv i"ldividuaJ bomes and places. of husines.'i which h ... ,'c the capability of connecting to cable facitiLies and using them in an inieracLive and fulJ­ duplex mode. Wnile this phase is conjecrural~ and depends on the development of such bi­ directional cable services. nothing ...... ould pre.clude PACL's serviccf. bc::tng delivered to a bome information appliance connc.;::ted to some fonn of information cable service. See Appendix A for. graphical depiction of Phase 5, and A::>pcooix. C for a project timelirK. The detaiJed discussions of Phase, I through 5 f"lIo\O'. Phase 1: Replace Current Computer Coincident with the au:omation planning effort and the consultant's first site visit 10 Palo Aito in June 1993, the Library', computer suff.red. substantial and lengthy period of downtime, st:ret:~hing over more t:hM 10 days, Having observed me maintenance organization's attempts to repair the computer, having noted the problems in making the machine function properly, a.'ld havL.'1g experienced the impacts on staff and patrons of an extended period of downtime, the c.onsuitant drafted an interim version of this se.t;;tion of the report recommending replacing :he CUlT'ent machine. This ~"tim:: also projects replacement C(lsts fOf the romputer. The UneDt of thfs section of the report is to promote the i:Jnmedia1e replace.meul Gf tbe Ultimate computer owned and operated by Palo Alto City Library; the target ....,~ date should be DO( Ister than MardI I, 1994. The immediate replacement recommlmC!atioo is based on what the consultaJ;t belie"'e5 is a near....emergeDCY: the potential r.ailure or tbe automated system to (unction properly and to cause substantial unn<eeSSarJ' ... pense and eITort, Subsequent system problem:; following tbe o",inai prohl"'" events of May and early June ooJ)' serve to emphasize Lbe urgency or ... placement. .JosEPH FORD AND ASSOCIATES. INC. NOVEMBER II, 1993 ,", .. , , ~. -~ PALO ALTO C'r'n' LJ BR"ay: C@LTLNG PROJECT REPrntT smc:. PACL's intention was to replace the compuler in the J994-1996 bienniuDl, the Earlier re~1acem('nt recorru'llendation ~imp]}' accelerates thc replacement process, All partie. im'olvcd in tr.::: automation planning process understand the reality of bud,g~t processes. Unfortunately, the normal City budgel cycle would not likely yi-eld fUndi to support replacement until sometime a.fter luly 1. 1994, and possihty not unti~ 199.5, The consultant believes that stich a deJay pl2:ces the Libra.')' at substanlial risk of having a failed and irreparable system, with veT)' unfortunate conseque'nc~$ for the Library and ..:redibility with the public. Reasops to Replace the Current Library' Computer White Palo Alto City library {PACL) and its patrons and staff have generally had good service and re!iability from the Ultimate 6930 model compute:-, the consultant believes that the time is appropriaJe for replacing the Ultimate. in support of the replacem~m recommendation, the consultant offers historical information regardi'1g the current syslem. '&ckground on tbe CulTf:nl DJmputer At the time of the Library's purcbase of the autO!T.ated system from Dynix, Inc. in 1985. the Dynix software and Ultimate computer provided the be3t available combination of software functionality, computing power, and vendor support for a library ()fPa1oAlto'~ s;u and mission. TIte. Library llrllS an experienced customer in lioilll)' automation, having made an t"arIy and wise decision to acquire the then-leading syfitem provided by CL Systems, Inc .• (also known as CLSO ill 1978. The replacement of the CLSI system by a newer and more robustly functKmal system in 1985 was equally wise:. Dynix is arguably the world leader in supporJng libra..';'c:s like Palo Alto City LibraJ)'. with a wc:lJ-developed specializ-ed software product. Jt is important to recognize mat applications. such as Dynix rely heavily or. on~going vendor suppvn for hardware and software. unlike very widely distributed generaiizc:.d apphc-..dions used in rIlaJlY business and municipal applications. Dynix's own recomm~ndations are a crit{(..-aI element in th.e replacement decision, Having made its purc.hasc of the Ultimate computi:r on which to mount and operate the Dynix software in 1985, Palo Alto City Library had enjoyed approximately eight years of ~ng life with the. rntimate. Prior [0 the onset \)f problems. in May and J ' .. me of 1993 and re....""Umng in late June~ the U1timate had generally proven itself as a reliable compute. Despite its early reliability. the recent Rcurring problems are symptOmati(: of elderly computing equipment. anrl reinforce the replacement recommendation, with the foUowing, n:.aso.ns.. I. Lack or fresb 'par< parIS. as demonstrated by Ultimate repair personnel. No new parts. e~Sl for Li:le Ul.[imatC' machines, which have l;)een oot of production for at lust two years. All the parts L'lat Ultimate could ioQte during the recent downtime were JosEPH FORI) AND ASSOC1ATES. INC. NOVEMBER 11. 1993 --. .,., •. -~~ .. -'-'" fAtO ALTO OTy l...r!IRARY: COeTiNG PROJECT REPO.A.T Q PAGE 16 used. some refurbished. and many had 10 be rush ordered from a Los Ang.eles depot. This lack of new parts for ongoing maimenance and repair is an ominous development for a computer system in use as heavily as PACL·s. 2. No refurbishing capabl1ir)' for some soHd-stale ~. making Palo Alto Cn)' Library very vulnerable Co ruture problems.. Whilc somc electro-mechanical p.a.rts. such a~ <!isk drives • .:an bt pU!ially dlsassembItd and their components replaced or adjusted, many of the computer .wemblies and circuit boards are entirely sohd·state deyj(;cs, consisting of chips soldered in place. As they age, they cannot be restored to a htgh degree or compltiln(c with. o;tglnal specifications. Further, the itock of all these parts relies on scavenging old machines for the. p'Jrposc of replenishing spare parts inventories. 3. DependeD« on iI decreasing number of qualified maintenance personnel. Of the th .... ee persom in L'le local maintenance office who are currently ttained and ava.iJable to maintain du~:?alo Alto computer. one is receiving uaining in a different environment and will begin :;upporting other systems as rostomcrs migrate .away from Ultimate. compmers. This migration. whether by librat)'-based customers Of 00, is powerful and convincing evidence of the ooSQleSCf'J1ce of the Libra.ry's computer. 4. System failure in late May indicafes how tenuous tbe Ultimate support is. The tcn-day downtime shows how thin the support for the Ultimate machines has become. Much of the do",·rnime is due to the lack of reliable sp.3.J--e parts and the difficulty maintenance personnel had in iiiStal ting and certifying their opcnlion. These comments are not a diminution of the support persorl11el or their skills. but a note thar (:keellen! skilJ 5 !Dea!t little when fresh part:; are no km,ger aVilllable. 5. IIigb mamtenanCf oosts. The main'enance cost for [he: UJ.tim::lte hardware is now in e;\cess of S37 ,()(x) per year. and can only increase as the mar.hines t.ecome increasingly rare and cantankeTou5. Maintenance costs for a repJaCf'.ment machine would be approximately S13.5OO per )"ear. 6. Lack or de.elopmeot and support [or [u\"re seM/;.,.,s and software rekases. The software vendor, Dynix, originally developed tbe: software ill use by Palo Alto City LIbrary to operate on mtirT.ate computer.s. and other computers using me Pick operating system, but began convening to the more industry·standard Unix·ba.sed computers about four years a.go. ~"'cc,()rding to private infonnation provided to the consul~nt from sources wlthin Dynix. the upcoming release of the Dynlx software, release lIeTSiQn I1U mber 140, will be the: last release that Dynix will suppon on the Ultimate machines. Re:xn:: Dyni~ publications have s.trcs..c;ed [he value of replacing oosolescent computing equipment, with the Ultimate computers specifically identified as obsole.scent . .JosEf'H FORD AND ASSOClATES, INC. No vEMBB; I I, 1993 ----~---. PALO Al.TO CITY L1@:RARV: c:;i: t:rINO PROJECT REPORT ::::,....;:­ ':r:-1.~ ~ . PAGE t7 Thc implications for PACL ~f bei.ng outside the mainstream of developmcnt are unfortunate &nd troubling. 2S they sugges.t that new information acccss scrvir;c5 will pass by Palo Abo City Library. For example:. the Unix operating system is very widely used in a variety of automated mformation servi(;es, which libJilJ)' system vendors are incorporating 1m') their sys,tems. S .. II::b 'Servic~s :as graphical u~r imerfaces, access m remote or off-site information. development ar.d deployment of local area n-:t ..... ork (LA~) servic.:s. and interconneoiOrl to national information networks wlll rely on 11C'.WI!r comJ>lJting. equipment using the Unix operating system. and not older technology. Further, It is im:r~in&ly likely that Dynix itself wilt not provide software development for the core Dynix applications after release 140. These applications indude ~e f .. mdamental requirements for dataIYae creation. circulatiiln control. a."ld patron access, P}\CL ba~ ma.intaine.d a position Qf leadersbip in providing automatea services to its p<s:rron~. and now faces .a l""..ductior. of that leadership b)' operating on unre:iable and poorly perfonn:ng equipmerH. Finally, DyntX pe!"sonncl who have detail«! knowledge of the compa.l1.Y·s software and its operatior. on U1timate machines are becoming rare. As the numher of Dynix sltes who use Ultimate machines has declined, so has the .amount of support from within Dynix for the U1timate platform. 7. Adoa=ed _ and design of the romputer. The agc and design of the Uhi mate machines makes them unable to iUpport most of the developments now emerging for automated library services and likely to be pan of furore PACL services. Specifically. the future of virtually an automated information services will depend on acce~ to computer networks that employ common standards for informaticm t."'a!lSmissioo. Such services as the Internet-the computer network that is eviJIving into the nation's information highway and which bnks a rapid1y ,growing; nuCl.'ber of library servkes-rely 00 standards that the lntimate cannot employ because its design lacks the requisite sophistication and power. Further, 00 capacity e~.ru for adding more patron terminals. additional dia...l~in capability, or support for providing public access to serv ices such lIS new au:omated pc.riodica1 ind~~es and the text of anicles. Finally. the Oltirr..ate provides no support for effective operatiun in a city network environment such as Palo Aho's. 8. ~ptibilily to power outages and nuctuatioll5. Mille Palo Alto City Library initially installed a conditioned romputer power ci.rcuit in the Main LIbrary housing the automated system, the Ultimate remains particularly su.scepuble to re!arive1y smaJI.change, in electrical current. The May and June downtime may be the partial result of powe1" outages in Palo A!to near the; Main Library. Addilional power conditioning in the form of an Uninterruptible Power Supply (UPS) would reduce that susc:epnbihty ~ but is 3 .. band-aid" form 0 r repair if it is the sole remedy. JosEPH FORD AND ASSOCLA lB. INC. NOVEMBER 11, 1993 The consultant recommends tbe addition of a UPS as an immediate measLlre: if technically feasible given the <!ifferifli power requi.emenls or older computers versus newer ones. The UPS would suppon tbc: equipment now in use temporarily and could remain in 5er\o'icc following replaceme!lt of the Ultimale compuIer by a Unix.-basetl computer. Recommendation 10 Replace the Computer Immediately Clearty the inventor)' of parts far maintenance and repalf now primarily induoes u~ or refurbished parts, meaning that Palo Alto City Library is iIlC"reasing!)' .at risk of extende.a downtime and of dealing wilh replacement on an emergency basls. For all these reasons, the COnSCltaJ'll urges the immediate replacement of the: Ultimate compute,r, before. PACL faces any more urgent needs for repa.lr or the obsolescent system now in u~e. Sino;e Palo Alto Ciry LibrJ~ mu~ inevitably replace iu aged central compu:er, ui.e receru problems oruy under5Corc tht" relati .... eiy urgent nature of another failure or two; PACL ,gains little by postponing the rcpl~c(:menl, and loses much if additional patts or power problems disable the oomp"ter_ Palo Aho City LibraI"') Ii a'io Rt'eived iii 11 the \larue it ~rchased in th~ UltiDlati! computer ~ Little or no residua] "'atuf relllains. Whar does remain are the ineVItable proOJems of aging equipment that is stressed [0 ns operatiooaI Ii mit anc! has poor spare parts support. The circumstances and h.o ~oruequent recommendations are clear. Palo Alto City Library fa.oe.J a potential emcrg,ency and .should pTeJl'U'! immediately to reduce its risk. Risk reduction would involve compicli n, these recommended stq>S as soon as possible. 1, .Acquire and insta!l a nplacement computer or rorreDI vintage and upport, using the DynD. software, Unix Gpenlting system and certU'ted by Dynix, Inc, as a p1Rt.ronn for iU software. Th. largo! date for ... placemeqt is March I, 1994. The Unix operating system has emerged in the last three years as the standard for computer systems such as PACL's. Virtually all hardware manufacturers !lOW provide computers tha~ elnploy Unix as the primary internal sysrcm management .software. T,Le following oomments support the Unix upgrade decision. Unix incorporates the inU'mahona1 standard foc comptJ[er-to-compuler communication netWorking known as TCPfIP. Virtually ilII furure operations for libraries and infonnarion services will rely on ne:tworking acuss with local area networks and with TCPIIP. • Because: it has become nearly ubiquitous in the computing industry. Unix: also provides the ability 10 transport applications sudJ as library systems from one computer to another relatively quickly. Rather than being n:quired to stay with ooe manufacturer. a Unix user can migrate to another computer platform when cost opportunities or performance. requirements permit a move. ConverseJy, PACL could install a new system based on a Unix computer without ha .... ing (0 make an additional romputer purchase. If PACL wi.shed. to replace Dynix losE.PH FoRD AN [I AssoctA U:S, INC. NOVEMBER II, 1993 PAlO ALTO CITy LBR.AJl,{; nNG PROJECT RePORT w:th aoother software package, it 15 more likely to convert 10 3J"IOther Unix product than to any other operating system. Most librarj system "endors have c!Jmened their s),stem'§ to Unix. operations. An upgrade with Dyni:'\ me:aru an upgrade to Unill. PA.GE 19 As rw.:e.d in the previous. point, the consultaru specifically recommends staying with Dynix. lhere is absolutely nQUting to ~ gained by moving to a different ,,:endor. as Dynix is the marker teader for libr.!ries of PACL~s siz-c and type. and l'emams highly involved tn development. implementation of new standards Ol1!d services, and j)lannin~ for the fl.1tuTe of library information s.eryices. 2. Wbile the originai PACL RFP sought an anaJysis or placing tbe libT2ry software 00 the City ma.inf'rame romputer t IiliJe -or DO evide!K'e supports the cost-effectiveness of :mch a step, and the cOlEUhant specirlcall)' reroountnds against it. There islinJe or no operr.lional value in placing the library's software on a municipally­ owned C()mputer, as whiche\ler c('mputcr were seleete'..d would need to be able to support the terminal network and up-time.. requ\~men{s PACL currentiy has. A Cit)! of PiUo Alto computer would need, therefore, fO be able to wpport 96 additional terminals wiltl sub-five .second response times. and be up as many as 80 hours per w;:ek. rne Cit)· does not currently have scen resourees.. and WO'.J.ld need. to ilCquire them, just as the Library proposes 10 do, 3. Acquire and instaU an Uninlerruptible Power Source (UPS) pro"idIDg additional eIecb ica) line conditioning as part or tbe !Jo'Slem purchase! but make tbe UPS purchase wbile conversion preparatioo Cor a new system :s underway. Anticipated ""pense> for • UPS .hoold 00< e7.e<ed $? ,500', aM rould provide ,",me ~lief for potential electnc:aI faults. 4. Yo the extent possibre, create II depreciation fund to ;u::wmulate the funds nee-ded to replat-'e equlpment as it nears tbe end or its userul fife. Budgeting approximately IS% per year of annual capita! el{pens.:s.c.s an ~uipment depreciation fund would ease the Lib!"'3J}"'s; automation proce..ss. Tne fund would accumulate the: b:.Jdgttc:d e.ll.perue ea-ch y<ear and carry it forward untJl replacement occurs. R.lplacemenl Assumptions The remainder of Ihis section is a projection of costs for syste.m repl acement, based on Dynix price proposals for 96 computer ports and a. full complement of software from Dynix. AIl c.xisting communications equipment, terminals, and other peripheral equipment remain in place. 27his blUR: is IRate, tlwJ the UPS estimate shoWIl ill Table 1. The hi8bet figlire-estimate i'!i based 011 purdwiD.& • UPS IS a separate item, rather than ill • bWidled pwt:hase;L) .IoboWD ill T .. ble 1. Joscpfi FoftD .\ND ASSOCIA rES, INC. NOVEMBEllll,I993 '.,;. ; me :zl p"tO ALTO CITy LrBRAR),: CO' ; Ti~G PROJECT R.EPORT Phase 1 Preliminary System Cost Estimate and Notes .~. ESTIMATED CAPITAl. COSTS: for 96 unnina/s I" Em"moled Capital Ce"tral Hardware Costs This table includes tbe purchase of all centra! site compu.ting equipmem. additiono.l memory, disk drives and controllers., ~(I.bles. cabinets, and control conoole ar:d line primer. TYPICa! hardwa.--e ~·04..LId be a Hewlett-Packard 9000. Model 800 F20 class computer. r-------------l~tem---------------,E,-"--,!im~at·.--,d-C,-osI-~ C<Jmputer, S'J.ppon for % terminal ports including primer a'ld <hal-in POr::!s $15,500 Additiona.l disk. drives. conlroller5. and memory modules $14,500 S stem rts .. "III cables ="-"=='-"=="---.------1~-S 16 .38g UPS ~'-er source $5,690 ratin s stem licen.~ for-~!2. 128 total TIS Ius Tinter/console;ts S18,295 Tape dri ... e. nAT. 4.0 GB ______ . __ +-_-0"'$71."'6"'50"- Line Tinter and ronsolcs ____________________ ~f----'$'::Ic:O"'.5"'9,,2;_-_I Taxes@8.25% $6.816 1-::"""7-''''-'''==---------~-----_t-__,2_0=__l Contin en at 5 % $4,472] Total $93~'I03 Table 1 2. Estimatul Ctrpi/Ql Software eosts Thi~ tab~ includes all estimated costs for compute.r software licenses, including D)'nix, Inc. applications:roftware for Lie lIbrary system. Also included an: applicaLion port licenses. Item Eslimated Cl>SI Uni,.= license, % rts $475 ____ $45,780 Catalo in and Circulation. 2@$8.000---------+----:$"1"6"'000C""---1 PAC S12,OOO Serial. and A< uisitions. 2 @ 515.000 $30,000 Communi Resourees 55;000 EX-isting applications suc:h as T elxon, No Charge N Ie A Iication user license. 93 $ 450 _______________ f-_--'S4':::l",S50""''-__ -I Taxes 8.25 % $7 531 Ccntin en at 5 % $7_908' Total $166,069 Table. 2 lWbJle I>y1ID; has acot induded Illy OOWD@atC)' amCJuotli ig their price proposal, the oonsullaDr added them to i:ad1c:ate the pote'1IfIU r&D.!t {)f addilio.aa.l expetlSeS. Some pote1lllJ.i addItional C'xpellSt'$ might i~-ludl; hardware veador ~1 rom dwiQl C\lIOVCT from Uhioate to a new e.:mputet. These OOClbllgency n&lJre5 are BQ( hId,IUke! ill lbe IWIMW'}' expense (otah. in subseqaeur tables. "As widl hardw&re:. a .5!l co:It1C,GC1IC)' figure is ioclllded in thls uble ud DOt carried fOlW.ard ill ~ueJll WIld;. JosEPH FORD AND ASSOCLA TES. INC NO\'EMBE..11 i I, 1993 • 9'ALO Ai..l'O CITY USRARV: TING PROJECT REPORT P"GE21 This table includes Dynix and third-pan)' charges for inS[allin,g the system and convert:ng from the Uh.imal.e compuler to. Unix-based computer. This entire c::ost. section rep~~sents new ei'Cpen.sc:s not payable to Dynill: tinderthe current contract te.rms . .---------------~-------------------~~~~~ Item Estima!ed Cost $600 $4.580 Automation skill s ma.:i ntenance 51,000, Tape drive rental I Taxes @ 8.25% __________________ ' ____ = __ ~S~I.~OOO7_~ J 4.429 Total $58,109 Tobld 4. Discounts Onertd This tabI~ includes discounts proposed by Dynix, lnr. to ~ompensate for existing customer stahls. :md by the hardware vendor as an incentive to acquire their computer. Item Estimated Coot Exlsrin eben!: software discounl to be deducted froro stem cosO $57,120 Vendor hardware discount to be deducted fro=m=,-,s",le",m,-"co",st",)~ ____ -+_ -cS2:;o.;O",,34:::.!.I_-l Total $71.461 Table 4 5. GroJtd TOUJI for System Replacemem TIUs table states one-time replacement costs as proposed by Dynix, not including any contingencies, estimated by the consultant at S I I .668. r-----------------------------------------~~~~~ Item Estimated Cool Toial hardware and software costs 5318.621 Total disoount to be deducted from s: stem cO'S!:) S71,461 Total $241.160 Table 5 B. RECURRING MA/IVTENANCE AND OPERATIONS COSTS: 1. Almlltd ~ntraJ Ho.,.dwQri 11laintenance Costs This. item is stalc.d at S13,:)43 for «ntnI site equipment. This figure is based on f>JTI mainten;mce. and emergency repair sen.-·ice for aIJ central hardware only. JosE.PtJ fORD AND ASSOC[ATES, INC. NOVEMBER: 11~ 1993 PALO ALTO CIT"" UJUtARY: C ',< liNG PROJI:C'T REPORT .PAGE 22 Z. M,",ai Saftw:Ut MQinten.an~t Costs These. charges. are st$.ted itt S l L933, This figure is based or. fuil maintenance and cmcrgenc)' repair service for all 5yslem and application.-;; software, iU'.d represen[S charges cu.rr-ently paid by PACL on an a.'"\1lual basis. This item is stated at IQ'; of Ihe System Integration Servic~s dement in A. J. Sen:jces COSH above. or $3.900. This flgUTe is an entirely new servtce cost catek!:ory. See the explanation in A. J. &r.iccs Costs above . .,. ToUJI Anruud ~nlroJ Hardware find Si;flware .lfabt.tenance and Services Costs This table sums all stated Dyoix maintenance c'osts for cemral sjte r,,!uipment. software. and services for the flrst year. Ilem Estimaled Cos! t-'So=ft",ware=~me:.,,,,·ru,,,·,,,M=an,,,,,,,,",,-,ann=,,"a1,,,-_______________ --+ .. __ ~.!,-l,,,,9,,,,33"-_-1 Services ~nterumce. annoal $3,900 Tocal $29,176 T_6 This table projects all swed Dynjx maintenance casts for caltral site «l.uipment, software. and servlccs. for a fivt-year perioo. A..'l annual cost increase of 6.5% for years 2 through 5 is. included in the. five-year figures. Item Estimated Cost Hard~ maintenance. iIlnnuaI $75,970 $61,942 Sc.rvicu maintmance. annual $22,205 Total 5166.117 Table 7 6.l'ro,je<te4 flu·Yeal o,st of awlle/'$.hip This table projects. all stated Dynix initial purchase and five year maintenance costs. for central site equipmenl:. software, atld services. An annual cost increase of 6.5% for years 2 througb 5 is included in the. fiv~-year flgu.r(.$ . .IOSEPH FoRo AN D AssOCI" TES, INC. NOVEMBER ll, 1993 PALO ALTO CITY L,IBRAR¥: C~LTING PROJECT REroR"r ('., " .' Item Initial SYstem "pure hf\Se and ins!all atiOfl .~~."'.' -... ~;c .'",~ PAGE 23 EstimAted C05t I ~241,160 Maintenance for harowaT(, software, and sc:rvl..:es for five years (lJroiecred) j $166,1 !7 Toto1 S4i17,lTI Tllhle 8 F'mancial Implications of Leasing and LeaselPurchase PACL wishes to have infonnatlon and ~commendatjoos. regarding leasing the bard~'<il"e md software ne:ed:ed to replace the Ultimate computer. The following LabJe providt:.s an es:im2tW iease cost usin£ tiltse assumptions. • Fir.ancing tbe le.as.e is at a percentage rate of 8.50%. The tenn of the lease is 5 years. • Only the capital coSl:s are leasable, and all maintenam.:e and recurring charscJ. continue as ii the replacement were an outright purchase. Leas;n~ Cost Proiect ..... roc a 6O-Montb Lease Item Estimated Cost HMdware Ieat<:. 60 month. (purchase .mou1\l -SS6,1~) $106,183 Sofuvare license lease (purchase amount $158.161) 5194.694 Ha.rd~ maintcM.nce $75,970- Software maintenance S67,942 Service maintenance $12.205 Conversion services S53.680 Less Discount ($71,461) Total 5443,813 TableS The five-year costs of a lease versus a pl:rcna.se are more than 20~ greater with a lca.se~ and t!IlI! 20% i. highly dependent on a favorable 1= rue, Every ,5% ofkase rate adds $4.000 to the five-year-Jease cost The: projections .shown m Table 9 aho assume tbat a fnorabIe discount is available. and any reducticm in t."fle arnouru of the discount woul.d add to the cog of the leased system, Lease/purchase arrangeme.'"lts normally require §.Orne balloon payment at the end of the lease period. A 1% payme.f1t is nor uncommon, and if it were added to the cost of the lease itself, would make tota11easefpurchase costs equal $448,251. Neither leasing nor iease/purcltase is itoanciany attractive if outright purcli!l..'iC' is possible. losEPH FORD AN D ASSOC1ATEi. l!lle. NOVEMBEA I :, 1993 PAW At.70CrrV l.JBRARY: PROJECT REPOltT PACE 24 Noles on F'<Mocial Projection. 1. The system confLgurntion identitied in these tables has 96 ports a.'1d license fees .sel at the 96-port level. This ron number is greater than th.~ current PACL port cDUnL and gi\les !nme potential gro'Wth capability. 2. In preparing this section of tbe report and providing 5-yeH COi50t projections, the consultant is not specifically recommending that PACL w~1! need no more Iha., 96 pons. In fact. the system could expand tl) 144 ports . .losEPH: FORD AND ASSOCL" TE$, INC. NOVEMBER 11. 1993 p"'''U) ALTO CITY LlBR/.RY: C0lTlt'lG PROI:::CT REroFT " ).. I PAGE 25 Phase 2: Begin PACL Network Development Pha.!.e 2 of the automation plan invoh'es providing substantia! upgrndcs in tWQ separate areas: network developme,nt, and information sen'lces content. The conlenl upgrade will make at least one database of periodical indexing. similar to Read~r's G~ide but in an electronic fonn. available on the new computer being acquired in Phase 1. Patrons at terminals in any brdJlcn of the library. or dialing in from home or offtce, wm be able to se:an::h for magazine articles usins ,~powerfuL access and retrie ... ·a1 capability of the new computer system. Some of the feat1.lres that l,I,'ould benefIt patrons and st.aff, in additwn to the oovious one of having fully computer-.!teaTched indexes, include the follo......:1ng. Abiliry 10 monitor te-trni . .,al :.Jsz:ge and n<:ed and therefore develop knowledge of addilional termlr:al reGuir~ment.:i, Low l.mit costs to hnng innovati .. re service to Palo Alto'! citizens. • Ability to "scale up~ sc:r.'j~es, witn additional databases a .... ailable for loading as time. computer rescun;cs. ilnd budgets pennit. One service operation at a central s:te-installing Dynix~s Journal Citation module and loading an inde"m~ database-would provide access at an PACL locations and to diaI­ irl users. Rationale for the PACL Network The network develo,:lment component of Phase 2 will begin preparing the library (Qr use of modem network technology in information delivery. By using the City', broadband utility ooaxial cable co link che branches 10 the Main Llbraty. PACL can upgrade che operuional speed arxl capacity of cite PACL "",,,,"ork Co make it provide substantially greater capability. In effect~ PACL will provid.! access to existing resources such as the online catal08. and new resources 00( now in use in PACL Pato Alto City Library has for more than 14 years operated analog data networks that link compL'ter tenninais to the LibrMY·s computers. These anaJog networks have been cost­ e.rfectivc access mechanisms. bm they suffer in many regards in comparison to more modern, robust. and higher-capacity networks. The older analog network; employ voice· grade telephone circuits. limited b)' design ro approximately 9,600 data bi!s per second (9,600 bps), and unable 10 support the protocols or standards developerl for digital computer networks. • Such circuits and the equipment a.ttached to them la.ck the .. robustness~" Of" seif­ correcting futures of more modem netwvrks. Hence PACL's recurring. problems with circuit failu res and' the down-time needed for manual repai rs to the networks. JosEPH FORD A}oI D ASSOC1A TES. INC. NOVEMBER 11. 1993 "_., PALO ALTO CITY UBRAAY: C~~.· liNG PP.OJECT REPORT PAGE '26 The older netwoTks cannot suppon: the International standard for computer networks known as Etbernet l , making: them the absolute block to any of the subsequent propose.d de~elopmc:nts or e:nh<-.ncemems to fururc-PACL services. By contrast, Ethernet. also known by its r nstitute of BectJ:;ca] 2Jld eectronlC's En,gineen standard desi,gna::ion. (IEEE &02.3). is at the-core of at least 75 % of the h; gh­ speed data communications in use world-wide:. o Ethernet would ~rmit the expansion of net .... orked access to remote sites, and ",,'ould also jJrovide the lil"'.kages n~ed 10 network CD-ROM services. Ethernet will almo_q: certainty be a primary standard used or incorpor.ned inro emerging regional and national networks. The world-wide. Internet, for eumpie, inwrporaces Ethetn<t technology. • The long-term future, within three to eight }'cars. of vLrtually all computer a.TId information sen.'ices ~ ... ill involve what is being called "clienl-server 2Ichitecture." Essentia!ly, dient-server means. that all user devices ("clients") such as computers will have dleir own legi.c and processing capahilitie-i, and they wiU be linked to inforrnaboo resource rroYide~ ("servers"). Most library systems vcr-dOl's are actively deve-loping client-server capabilities., and have begun pt(lvidmg some client-server-capability already. Ethernet is very well adap1ed to client-server services. • For all these reasons, the COI".5ultaru is; recommending Ethernel to PACL Construction of the Network and Network Service Issues In order for the Palo Alto City Library to openlte high-speed services. the capacity n:quirements between the Main Library and the other branches mus:: be able to support mu~b g;reater transmission speeds than are currently in place. Cur~nt Ethernet traJ'I..smiSiiion. the: international standard fOf' high"'\."'apacity nefVt,'OOO of the type PACL will ev-entually employ, operates up to 10 million dara bits per second (10 MBPS). The City of Palo Alto ope""" precisely such a network: resource in the form of the City's broadba.od Ethernet. D:scussions wi!.h Dianah Neff. Director of lnformacion Resource.s IiOd the source of substantial and valuable information in the preparation of this report. verified that the City's network h25 sufficier.J capacit:) to provide transmission between the library service points.in the rtetwork. The construction and servi<:e implications for PACL are 2.S follows. • Long-tcrra growth in and demand for servi('.es will likely require PACL to pro\'ide­ high·speed access from its branch sites. to a centl1l1 J.oc.ation for imerconTJC'ction to other computer and network resources. The City already operates precisely tf'1..e type of faciUty PACL will need to delIver services: in the mid-to lale·l99Ck. lAs IUllatef'a!lllg Uddi.ght. E!bcmet W&.1 developed ill PzJo Al,o If tbc: Xerox Palo Alto ~ enler. Jo5EPH FOR:O ~D ASSOClATES. INC NOVEMBI"ll 11. 1993 , -.. <1";.' ,-. P"ALO ALTO CITY tJ9RARY: C ./" L TING PROJECT REPORT PAGE 27 • PACL should acquire Digilal Equipment Corporation (DEC) network communic!ltions equipment, already selected by the Ciry for u.se in precisely the type of environment that PACt would use. PACL should seek the cooperaLion of the Ciry's Public Works and Information Resourc-cs staff to t'ltend the utility coaxial cable imo each library branch, (';xcc:pl for Conege Terrace, w~ich is. located too far from ex.i:sting Cit)' utiliry cables [0 make Ihis cost effe...'tive, For this ~attej' branch, PACL s.hould t:ooperate with the Cable Co-op to use Cable Co-op cabling for the necessary extension. • For approx.irna!ely $140,(X)(), PACL could link the Main Library and all tbe branches. • The scI"\li~ benef:ts wooid 'be substantial. More reliabJe PACL network. Much higher speed ortwork, able to tr..nsmit more data. Ability to pr(wide access to other information servi<::cs and mtet public rleeds. Initiating Local Area Network Seni'" Within Tec:hnical Services Much of the benefit of Ethernet az,d its I inking fearuT't's is that a variety of infannarion services. so long as they a.-e Hnked to an EtbeJ1lCt service::, flo\\' over the same cables as other services. simultaneously. For example. CD-ROM databases and remote servi.ces and the PACL cataI08 can all ,"ocxist in the same network. EventuaTiy. PACL and vit't'.Jally all libraries wiT! install and OiXf3!e their own Local Area Networks (lANs)~ making a variety of services available through a linked se( of network cables. computers. and remote access drnces.. F(K' F'ACL, the appropriate location to begin installing a LAN is in the Main Library·s Technical SeMces section, and the time to iruuguratC' such OJ. LAN is in Phas.e 2, when the :E.the.rT'Ct capability can provide substantial benefits. • [mprovcd staff efficiency for accessing [he PACL system, and bibliographic utilities .such as RUN and OCLC, which no."... require separate terminals. With a LAN and Edtemet, one computer can be the interface device for virtually an information services. • Reduced time to conduct routine library cataJoging. editing, and odler tecbnical sep.'ic.es .operations. • Slal1s development for the staff in a low-ri.sl, relativ~ly limited setting. The _ .... ltanI i. proposing the ",;e of. highly-regarded LAN NetWork Oper.lt1r.g Sy6lem (LANfNOS) for apprc,urrnu:cly 12 to 20 inidal users. with ellparuion capability in Phase 3. JosEPlf FoRD AND AsSOCIATES. INC. NOVEMBER 11. 1993 .-: PALO ALTO CITy LIBRARY: C ,",," TJNG PROJECT REfORT Estimated Costs for Phase 2 Recommendations This section provides estimates for r.:apitaJ and operational elCpens.e:s np.eded tI) mc-et Phase 2 recommerniations. Estima1ed Capital Construction and Network E:c:u"l "m"'""n"t:....:oC"'ost~s'-__ -:::-::-_:-:-::,-c-o Item £sIim.ted Cost Main Library facilitY Cable service (estimated maximum) _____ + __ -.eS:::I"O:":;.OOO:::' ::---1 Cable service to Children's Library (e~limi:1ted maximum) ______ + _____ $23,000 I-"Cab::::;I:::e..:se="'c:i=ce:..t"o:..T:..e=nnan==P:~a:::r:::k..:L:::J:::b.:.;ra1)::.!"-,(,,,e:::st"im"a:::,:::e.d"",m"ax=im=""n,,' ',-______ + ____ 55,000 cable service to Mitchell Park: Library (eslimated ma.x.imum) $1.000 I-OCab~"'le"-'CQ5I~C!.'-. -"fo=rc,.:=:xO!t::.!!ns",i"o"n-,i"n"to:...::L"ib""~-,b"u"i,,i d"m""s,-,( estimiUe~) Conting,n @ 15% Total Table 10 SiC,500 525, ()()()6 545,000' $1.500 __ 518.450' 5141,450 Incremental Annual Maintenance and 0 rations Ex mes ror Phao;e 2: Network Item Est imated Coot Maintenance for DEC Brid os, @S!,IOO $6,600 loosin 00<lS for Coli •• TemlC< branch (See Footnote 6 below) S3,OOO Contin en @ 15% $1.440 Total $11,040 Tabic 11 The foUowing table Pr(W ides es,.'i mated CCSlS for a. single database to be brought up 011 me Dyni;:;. -computer. Because no specific datab~ file is identified:. the report iUSUmes some ,generic costs for database !albscri.IXions, and further, assumes that a rela6'11ely small data file, requiring no more tha.'1 1.0 billion characters of data stol3ge would be added to the system f-or storing the. file. Th.:: costs and file storage requirements for this example would correlaJ::: well for a service such as P~riodio;U Abstract:;, fer cxamp:e, published by U~!I, foc. fooJ'be, CoDege Tena...-e Libtn}' Lies too dl.s:.\ol f1Nn ex..imnr; a.ble facilities lO make an extec:.s.ioll us.i:!lfi City cabtL:I,B ecoaomicaIly £e;ubte, The reooma!le~ stra1ef)" for providing servke to ().)nege T e~e U to ~ ooaxiaJ. cablt from the CaJ;k~. C-c»ts for ~cb it-..uiD.E are specul.at..i1/C 'The equ.ipmenl: proposed ~ the Di,giuJ Equlpmenl Corp:tnli::lll (DEC) LI\NCiry bridge, u.<.iug RF tTa:Sulissio.o aa POO Alto's I·Ner bad:bo.oe. Cost estimates are based (Ill DECs propos.allo Palo Alt') dateJUDt 29, 199). T.oe proposed ~ iuclude a bridGe Uld tnlfI'iCe~.eI at each library kx.atlO"CI. 'ID order co provide ,Ii cu\hi(\D fer bud~ l'laDllIlI.,g purpose~. this CODungello..j' pe:!"cectalloe" is sc1: at 15 'I, which is highly specul.3Lflo"t. JosEPH FoRo AND ASSOCI" 15S. iNC. NOVEMBER 1] ~ 1993 .,' .' / p"AJ 0 Al.TO crTY LIBRARY: C1f);,;e::...'L_T_'_N_G_l'R_O_"_CT_, _RE_PC_'_R_, ____ -...:C"-; .... ________ P_,A_,G_'_' _29_ E..ctlmated Ca ital Com cler E ui mcnt and Startu Costs Phase 2: Database Item Estimated Cost I-::J",,:::::.===-I "'C"'il.a:=.:t,io""::...:lnd=e,,x=-:::so,"""'w"'a::;r.::,-'f.:.ro:::;m=--'Dy:;<."'ni"'x'-_________ l ____ -'S;;5C',.::000::::::----j File Loader (Est, ) SI ,5W Additional diSk driv~ c.apac;it)'~ 1.0 GByte ~E.)"·,,,.)'__ __ , ______ t-__ -'$;C3~.,,5.;;OO;;-_--! Additional memo module: for 8 MB (est.) ______ S,,5"',I"'JOO""-_--l Database subscription f~r a single year of a generic file S~,(XX) __ _ Trainin $2.00:) Miscellaneous costs (Travel. manuals, etc,) 52,000 Contingen @ 15 % and taxes @ 8,25 % $3.300" Total $25,300 Tabt~ 12 Recurring costs for tbe second !l11d succeeding years would be Iimlt~ to 5uhSC'ription expenses for the database, and maintenance: costs for the Journal Citation Index software and wmputer hardware. The estimated year-two costs would be $4,000. loc:remental Annual :Maintenance and 0 rations Ex nses ror Phase 2: Database Item Estimated Cost Subscri '00 Costs for database $3.000 Additional ul mcnt maintenance costs $1.200 Contin @ 15% $630 Total $4,830 Table 13 Effects of Adding Other Databases Eventually, l'hase 2', success will be evident to staff and patron> or PACL, ... hen terminals to access the system are in sucb high demand that PACL rr,USi add additional term:n.a1s to prevent long delays and impaticnt patrons. The system replacement idcntifie-d in Phase 1 induded up to 16 computcr ports for simultaneous access, bu.t beyor.d that, additional cosu. Will accrue at the rate of $475 per port at a mir.imum. In addition to providing new services in Phase 2. PACL a1so anticipatts add~ng more computer access devices? and replacing the oldcr PACL terminals tbat are worn out and not able to operate effectively with Ethernet. The repiaccments will be a combination of PCs without hard disk drives and regular PCs. PACL alsO anticipates adding specialized PCs with software oriented to chlldre:n's u.seofcomputers. These so-called "Kid's Catalo,gs" will pennit cbildren to ~ the computer more effectively tban is now poS$1.ble. 9Jrus exper:sc ile'!]". is 'pecuLativc, &.lid both the item and tM Cllpell5C fi,gu:c: m)' Dot appJy for some OODlmOU cb1abue$. Its in.;ilJS.iou bere i$ for the f'lUt'J'lOSt of alC1til!lt P.A.CL thai dMabue loadlDg cmls ma~ apply in some """". :C7his cc:oatill~~DC)' item is hilJhly speruwi .... e. JosEPH fOIlD A.Jool D AsSOCI" TES, INC. NOVEMl!ER 11. 1993 "--........_---- ,. ':-, PALO ALTO CITY LWRARY: Co ING PROJECT REPORT PAGE 30 The replaccment process for older te:1Tlinals: wit! take place in Phases 2 and 3, a'i noted, with aboo.Jt 40Cfo of the termtnals s.l3ted for replacement 'in Phase 2., and 60% in Pb!ase 3, The terminals being replaced do not provide effectlvc access to networked services. particularly for .services tlJat incorporate color, images. or that need Ethernet capability fo~' CD-ROM networking. There is little to be ,gained from retaining equipment pASt :ts useful life, and replacing equipment such as the central computer and peripheral de\riccs. should be part of a regularly scheduled process occumng appro'-.imately every fj\'e years. finally, the addition of computers, rather than tenninaIs, will improve 5t3ff eff~cic:ncies in using the '-artcl), of automated services PACL staff employ to generate patron-oricntod se·n:iccs. For example. the: use of terminals in the Main Library'S Te",hnicai Services section means that, becausc;ll terminal cannot switch betwec:n computer.s., a PACL emptoy~ wbo wishes to use one service for acquiring a book and anolner service for ~ataloging it mus.t physically move from Orle location to another. Bringing these PCs into PACL W!l1 beJ1efLt patrons and staff. Estimated Ca Hal Local ' ui m<nt Costs for Phase 2 R lace 40% of terminals with disk:les~ work:::5t"a::ti"'o:::n"'s.'='2=:2'="@,-"$;::800= ___ -+ ___ -"S"1"'7".600:::::'-_~ Add 13 new PC,@ SI.85() an~ 5 Kids Catal. ,@52.5QO S36.550_ Add 16 new nix Its @ S4 75 57.600 Furniture. 14 tables @ $400 55.1\00 lacement dial-in ffiOOcrn for Dynt" maii\tenance + "3 new dial-in S3,9<X> Network ntlin 5 stem Ii-cense for 20 users S2,500 Network Interface cards. ('.ach networke<! __ PC or work:.""Ulticn. @S!50 $7,200 Network hubs, 7 in all (1 r branch ex.cept 2 (or Main~ @ $7.M Additiona1 com orec scre.:n rintel'5. 10 @ 5350 $3.500 Miscellaneous C05tS ~lnswJation, trainin ) S10,()O()!.' Additiona1 tei hone hne, and installation 3 @ 5200 $600 Taxes @ 8.25% $8.419 Contin ency @ 15% 516.570 Total 5127.039 TablA> 14 Utimated Maintenance and 0 tions E" n.'W'S (or local u i ment Item Est imaled Cost AMU8l maintenance on PCs and other ui men! $S,OOO Estimated costs for additional phone Iines:::...:f<.::u",c ;:d"ia,,! --'in::....:;m::;od=e;::m::s'-____ + ___ -=S2::.o.. :..:1 00;'::"_-1 Cooting~' @ 15% SI.Q65 Total $8.165 To!>l. ]j liThe oeed for staff tIaillil!o! illLAN.s and olDt!" lecilcicaJ operatiollJ emerges in Phase 2 bud.!¢tli. This itelZl also .iJx;hxlea estimaled COSl5 for i.nsuJ]atioD of L"-N anJ Ethcl'1Iet equtPll1et1L .JosErH FORD AND ASSOCiATE-\;. INC. NOVEMBER 11. 1993 PALO AljOCtTy l.l~RA"'t: TiNG Pi-tOIECI REpORT PAGE 31 Recommendalions Regarding Phase 2 PACL illld its palrons will begin to enjoy the ben~tits of its inv~stment In new technology fairly soon afler Pha.."t "2 begins, because the costs and efforts of bringing up the Journal Citation Ifldex wl11 be rela.tively low. The issues of establishing a ne;r.' PACL network are more chaHenging, but are critical to lhc: long-term development and delivery of libra.')' services in a digital L'1formation age. In order to provide effecti\'e libra!)' services in the mid and late 1990s, PACL must undertake a "umber of steps. 1. Identify one 0:-I w{; popular indexes or databases whose size can be acx:ommodated OD the new au1omalt'd s)-stt'm \It'ith a-;; littlt' additional computer hardware as pos.~Dle. Databases wbicb COTTC:spond easily to familiar paper services are a recommended first choice: for pub!ic uSC:. Some Ch(JICC5 are those from H. W. Wilson an<! Information Access Corporation. 2. Subscribe to lhe dalahao;;('Cs), aoequire DYl!ix's Journal Citation l\{odule, and install tbe database se1ec1 ed in I hl' previous step. 34 :Monitor close]y thl! impact OD 1enninot usage and availabilily. The probabilit), is VI!f)' hi,:h that adding additional databases win create demand for terminals, with the degree of demand speculative. The consultant believes that the more comprehensive the databasc-PuiodiCQ:l AbslrQ.c;ts or Reader's Guid~, for example-the greater the amount of lime the average patron \1w;1l spend at the terminal. Adding a. single rlatabase could increase peak terminal demand by 10%, or approximately g termina1s total. but only experience ..... indicate how great the demand wm be and how much eff"" PACL will need to fill that demand. 4. Inaugurate. project witb the appropriate City or Palo Alto divisious and staff, with the spedrlC goal of e!<lending Ihe C-rty'. roaxial utility cable into each b ..... ch of lb. Librar)' eAcept College Terrace. S. For CoUege Terrace, arrange with the Cable Co-.op for cable capacity and enemioll into the branch, just as w:ith the City's utility cab1e. Arrange rurtber for ~xtensJon into Ihe Main Library. The use of Cahle Co-op r.ciJitie, is the resu}, of the Colle&" Terrace Library lying too distant from existing City utility coaxial cables to permit cost-effective cable exterWon. 6. Acquire and instaD DEC LANCity bridges, DOW available 00 • purchase <ootrad witb the City or Palo Alto. Arter instaJlation and testing, cut the nt1work. O\"U rrom analog 'lIoic:e-grade senice to Ethe-met. 7. Mq:rat-e equipment, such 2S terwinalSfners located temporariJy in tbe Maio Library, oot to brandles ,,'here tbey will be used 10 supporllerminals slill in place. lOSVH FORD AND ASSOCIATES, 1HC. ~OVE.MBElt 11. 1993 PAtO ALTO CITv UBitARY: C .-.. ,[. ... 0 PROJECT REPORr Phase 3: Expand PACL Network and CD-ROM, Install Internet Access Devetoping recommendations and ~robable costs in this phase of automated libra!)' s.er.;ices development begins to e,.ceed the anlQUtU of information that is available for firm projections. Specifically, beyond 18 months in the current computing and communicati·:ms markels. new developments and new improvements in price and performance make forecasting a speculative and risky undenaking_ Despite the degree of uncertalnty ~gardlng costs, u,e consultant is optimistic regardins: the overall a:vailwihty of compute.r and cammunlcatlons equipment within the price ran,ges shown. As PACL mo ... es to pro,,'ide high·speed at:cess to its existing services in Phase 3, a quick review of those services and the implications of adding new ones is imponam:. Fol!owifl,g the recommendations in to'lis report, by !ate 1994 or earty 1995, PACL 'l/rl<ill have the following services ill operation. Bibliogntphic access to its current catalog via an Ethernet oetwork. At ieast olle d!t8oase added to its new computer, with the opportunity to add more. FoUowi.ng the installation of a robust Cit),-Ethemet network {o all branch iihrary sites, PACL should expand its: infonnation services in several key ways. using t"1e strategy of information services being made available through exploitinl; new investments in technology. Proposed New Services With its branch network largely c(tmpl~ed in Phase 2, PACL is poised to take the next steps i-'l the network development ~ services cnhaocement processes. The consultant !.s recommending the two following thrusts for Phase 3. Provide pew services using CD·ROM in a centrah.zed, LAN-ba.~ environment. Pro\-ide rntemet access on a bmite<i basis via a Dynix-supported acc.ess arrangement. with Dynilt~S Vista. ~rvicc provlding oome full-rex. and index access.. These recommendations are based on PACL's opport"o.Initieslo build incrementally on its earli::r work. For clilample. PACL currently U$CS CD-ROM products that require s.eparale CD drives and servers in each l...>eation where CD products are accessible to users.. In a robust network environment, the CD produ ... 1:s could be centrnlized and maintained at lower costs and Vrrith fewer subscriptions required to meet public needs. The cost :;avings for centralized CD-ROM could be subSWlliaL For cumplc, CD-ROM drives and computer servers, tile equipment needed to access and COnned: a CD-ROM service, can cost $6,000 to SIO,()(X) or mOT::: for a multi--dri\o'(: configurdtlQn, the most common method for .JosEPH Foal> AND ASSOCIATES, INC. NOVEM."" 11. 1993 • . . " '::~' . PALO At TO CITy LJBRARY: .L TiNO PROJECT REPORT PAGE 33 organizing library CD-ROM 5emces_ With six branches, attempt:ng to replicate alL servIces at each brancb, including separare 5ubscnplions or pLlrclia5es of each CD· ROM product. c.."'Uld easily cost .$100,000 in capitaf costs, and $i5.QC() or more in recurring exp:nses. Other factors also infh.:ence the piar.lling p:-ocess, part)!;ularty the choice of acces.c, dell'lces. As PACL mo\-es to centralize its delivery of ete.ctror.ic information. a new requirement becomes apparent. Specifically, se·veral factors make the use of Pers.onal Computers as replacements for terminals more necessary in Phase J and fo!lowing. for these reasons. CD-ROM product!. almo~ all require PC logic in the display, processing, afld keyboard dCvlCCS with which the Co.-ROM devices are con1lC',cted. As CD· ROM products become more heavily usc.:! in PACL. the need for pes will expand. • The software nee-Jed to access CD-ROM and other information r~,sources will almo~ certainly follow the current trends of other fonns of computing. which will push PACL to -deal with these lssue.s: Use of Grapbical User !nterfaces (GUn for the personal computers themselves. aUI essentialiy means Microsoft Wir.dows for PCs, and most system and service providers have: already begun vrvYiding Windows-based access software or have announced intentions to do 5(J. While omer fonns of wiJldowing software cx.iSl:s (and windows means many different things but implies access to separate services simultaneously ~ each service available ()r visible or. il separate "pane"" or "window" on the u~r~s compute! screen), including X-Windows. Open Motif~ and others, the PACL environment for the future wili d<:pend on Intel~ Inc. based' computeT chips, Mkro~ft DOS operating sy5t~m. and if windowing is required. Microsoft Windows_ • For these reasons, PACL will need to continue replacing and augmenting its terminals with user devices that contain more power and logic: than the relatively simple tennir.a.ls now in use. It may be possible to substitute 5O<.aned diskless workstatioru or Iower-capacity Pes at a lower cost, and tbe proposed expenses for local eqUlpme-ut include a mil; of PCs aDd diskless workstations. Internal Network Considerat Horn As PACL moves into Phase 3, it will begin to expand its multi-servi;;c: LA.~ from the Main Library into individual branches. Within indiyicuiU buildings. the d.ata communications. equipmeru (DEC LANCity bridges) will bave cable lemrinations TeqLliring an Ethernet transceiver and distribution cabling ;0 ind i vidual hubs and Pes. The fonewing characteristics. descnbe a recommended branch network strategy_ 10SEPH FORD AND ASSOClATES. INC. NOVEMBER 1l ~ 1993 • • <. "-.~.' ',,/' PALO ALTOOTY LfSRARY: CcQ..T;NG PROJECT REPORT Q PAGE'34 PAct should replace all its existing terminals in an Ethernet-based LAN with pes or workstations. PACL should use Data Gr;lde u;\."el 5 UTP wiring for iil1king PC'S and lerminal servcrs. Chose higb-qualiry hub~, 0'1" devices thai link groups of PCs to the nelwork. These are likely co be available on City contract at a cost of appro)l.imately $i50 per PC port. E.~imated Local or Branch Network and Item Re lace :erminats with some diskless w-orkstations. 23 _@ 5800"-___ .1 ___ ::$::1 gO'.~4:::()()~-_l la", rest with PCs. 15 @SI.gSO, plus port fee, S35.3SO Add 16 new PC.@$1,85O, LAN licen", f~users @5100 530,800_ Add dial-in rts, 8@59?5formodems.DJusrt fees an,=d.L:.h::o"'n"e..!h"n::e.::.'+-__ ::$,,12"',c:4,,00"-_--I TCPI1P software for some work,&ations, 32@ $400 ___ $1.::2",8"()["~:-_-l ~N::&w~o.::.~~I"n"te.::.~~.,c"e~c.::.~~s~.~e~.=c"h~ne~w~n=e~t:::.~'o~'k.::.ed~PC~~.~5~4~@~$~1~5~0~~~--~--___ $~,IOO_- New De{work hubs, 2 in all (l at Main. 1 at busiest branch) @51,OOO $2,000 Miscella.'leQUs cos!> (lns\allatlon@$3,000,Train;n @ S5~_--j ___ -,$:;;8,-",,000==-'_'_-l TOlIes@ 8:::'=.2 5,=%~=-__ 19,177 Contin encv @ 15 % $22 ,054 Total $169,081 Table 16 In addition to the costs foOr c.x.tendLng access in the branches, some other costs Rlate to pro .... iding CD-ROM service from a ce.ntratized location, and for providing Internet access. Estimated lnternE't Acass Bnd CD-ROM ui ment Costs Item Estimaloo Cost Channel ~rvice UI-Uts (CSU) for-data transmission. 2@ S1.000 $2,000 Ethernet tnruceiver $1,500 ROt.Iter (traffic management device), Cisco 4000 $7,500 Internet: netwo:-k access and ex sian fee, Ius nix Gateway Sl.5~OOO ~CE>~~Se:::N~~~,~1~6~d~n,,·v~e~s~~~7P~C~~~N~e~r-------------------------+--____ .9,~ Cablin and other technical ui ment $3,000 Miscellaneous costs (lrJstaUa:ion and materials) 55.000 T .... @ 8.25% $3,547 Contingency@ 15% $6,952 Total $46,547 Tobie 17 JosEJ'H FORD AND ASSOC!ATE.~, INC. NOVEMBER J I, 199) - . ,"" -:"'~ 1"'''10 ALTO CIT¥ LISR"R Y: C ':;-:: I L T ING PROJ EC"i" REPO.iI;i r" PAGE "\5 In order to connect to Ihe Internet and operate effectively on it, some access a."T'angemen: IS required. iypif;ally, an access fee or other recurring expense is associated with the servi!;c:s of the so-called .. AherNel" sUPfJliers of lnlemet access. Estimaled Recurring 1\lainlenanre and Operations Expenses for CD~ROM and Internet . Item Est imaled Cost Annual CD-ROM subscriptions I SS,()()() lnternet access fee. and recu mng 5e rvices c"Ost! ____ 515,000" Maintenance c:lI:pcnses for CD-ROM and Internet equipment S12,000 Vista service fees, dat2:base licens.es, and add itiona} ~n mairtter.a..,ce -535,000 Conting<ncy @ IS % $10,050 Toea! $77,050 T1ble 18 Recommendations Regarding Phase 3 PACL faces approximately 40% tess e~pense in under.aking Phase 3. L"an Phase 2. A'S. the fmanciaI estimates indicate in this section of the report. installing the nGlwork will COg approximatl!ly $100,000, and each branch will COst approximately $19.000 to outfit with the networ:';-hardware, software, cabling, and pes needed to expa.'1.d access in at high-speed environrM.nr:_ Despite these costs, if PACL is to remain ncaT the forefront of service deli · ... cry. it will face unnvoidable capital expense. If the ex.penses do 00{ block -development of Phase ') > the foDowing recommc:ndatiom. penain. 1.. Growth in demand ror access devices. as ooted jn the discussion on Section 2, will likely increase in direct proportion 10 the number or services offered and the average length or time users occupy temiinalslPCs for info:rmation services. Prepare for sha."']J increases in demand for starr skills and experielK'e~ This. issue will force a sharp examination of stafrl11g and staffing skill levels throughout the development: process outlined in this report. For the 5ake of clarity, this discussion occurs in Phase 3 .. but it has ramifications throughout the proc-ess, Specifically, PACL will need to add skills and experience to its staff that its staff do not currently pos.sess. Virtually all libraries entering the digital information age have found that they need to staff accordin£ly. Among the 'key ne:oeds are the following. Personnel expencnced in or trained :n LAN. CD-ROM. and PC technology. Personnel experienced or tralned in Internet use, operations, and acti vitics. I~ QJoW; In' based on serv:ices aow bei!!~ pro .... ided by WLN, 11A. ID Seattle P\Jbtic Ubra.-y. JosEPH fORD AND ASSOCIATES. INC. NOVEMBER II, 1993 • PA.LOALTOCITY UBRARY: Co TtNG PROJECT RF.POR1 Library and City commitment to t.-aining and !kllls. development. Recurring e"-lL'1lination of personnel requirements in jj&ht of changing net".ds. l. Acquir< and !n<IaU CD·ROM sen""", based on ,.entraliud CD·RO:l!",,,er(s) in tbe Maio Library. 3. Continue to replace older, obsolete ti.'rmlnals with Pes or dtskless .... orkstations. with a goal 01 baving DO. "dumb" terminals at the conclusion of Phase 3. 4. Acq u£re and implement limned Internet: aCCESS via aD)' nn Vl.o;t:a sen-ice. Vista itself is not a genc:ral ired Internet acce'Ss serv ice. but docs prm:ide a Dyni:lt­ compatible. interface for a numb",r of ind~es. and would represent a rela.tive~y low-cffort technique for introducing Intemet service in PACL. 5. Use Pbase 3 as tbe appropriate point to being prm'iding 8CCl'SS services to other City or Palo Alto offJcts , and 10 the Palo Alto lInined School District 00 a d"trect access basis. los:EPH FoRD AND ASSOCIATES. INC. NOVEMBER 11. 1993 P'A! . ..o ALTO CITy LrBRARY~ G PR.OJ ECT REPO~ T PAGE)7 Phase 4: Expand Networking Access to Fulllntemet, Add Regional Links This phase continues the efforts initiated in Pha~ 3. and adds two speciflc services. as its primary goals: generalized access to the Internet, and C'ol"'.nc\.."1ior. to regional or local networks. The Internet may require s.ome introoucrioJ1., but its comph::x.i~y and Ti ch ness defy easy description and are beyond the scope: of this projC(."L ft is sufficient to say that the 'Net, as i! is sometimes called, is the progcrutcr of the .. Informa!il)o SuperhIghway" de~ribed by President Clinton and Vice-President Gore. Scme statistica1 and service-relatCil far.ts about ~he In!e..~t are as follows. • The Internet is an iniernational network of computers, ""i.th more than 40,000 computers attached. • By CSlimate, more than 1.5 million persons per day access and use the Internet. • Traffic on the network is measured in "p:ickets" of information, and in mid-I992, tho.se information packets grew at L~e rate of 25 % per month. • The Ir.lemet provides se .. 'eraI basic .5eI¥'icc:s, including electroni c mail. remote 1Jgin (Telnet), and full information trM"..sfer between computers (FfP). • 'The lnternea is expected: to evolve into the National Research and Education Network (NREN), I. cornerstone of Ine Administration·s High-Speed Computing and Communications stntcg)'. • Most institutional involvement in the In;emet has I:Jeen with higber education and research and development organizatiom (Including Stanford University and the Sranford Research Institute), but a growing number of public libraries are now offering Internet acccs.s. Phase-4 of the PACL plan would ma.lce Internet access availabte t" PACL patrons, whether in one of the library brenches or not. Specifically, with tl1e appropri ate equipm~t!.t and organizatior.al registration, PACL and its pauons a..'1d staff could all have Internet access available to them at any PC connected to the PACL network, and potentiaHy at any terminal as well. Some Denefils of I nlernel Access Cummtly, more than 300 libraries. primarily academic. make their cataiogs availab!e on the internet. The long-term outlook is that most lihraries with automated sy~ems will eventually link i1'..eir automated systems to the Internet, providing a host of benefits. For PACL, which has as an interest the potentia! development of regiOnal library access and resource~5h.a ... ing, the benefits might be as fellows. JooePtf FoRD AHD ASSOCJATES, INC. NO\'EMBllJl 11. 1993 PALO Ai TO crtv USRAR):': COa T L~G PROJ ECT REPOR T Q Access to lib!"3!)' catalogs in the Bay Area from terminals or pes in the PACL branches. Access, flJl1hermort. (Q library catalogs worldwide. • Potential teSQ~rce-sh2.ring agreements for col!ection development and emphasis. Use of an em::rging S1;mdarrl for bibllo~raphj.;: access, known a[ this time as Z39. SO, J4 which promises. a ".s.eamless" interfac.e for users of networked Jibra.ry systems. Ac-ctss to L'le filiI range of commercial, academic. institutional. and illformational services avaiiabJe on [he tnternet. Making Full Internet Access a Reality The ronsultant: assumes severallhings regarding the PACL Internet link and Internet services. • PACL will a~uire the tsutk of the technical operations services from I supplier. rather than uooertaldng chose operations. within PACL • PACL win face a :substantial training and skills development cost when it makes Internet service available on alJ computer de'lo1ces within PACL. Patrons demands for training and assistance with rnt~ use will be astonishingly high, For purposes of describing I. potential linkage for PACL, chI. .. 5eClion includes current equipment designations and costs. It is important to note that, as with Pes, this area of computing and comm: . .mications is evolving rapidly, and L"le types and costs 'Of equipmeru and Internet service. in 1996 ouy be very different than in late 1993. ll'1C remainder of this page is blank to keep Table 19 on a. single page. UZ39 .50-1992 ~ dJe official desl,W"",D of a slandliid in develcprne-:ll by the Naliooal Information StAndato:h OrgWutiOIl, N1SO, bd bei.DJ!: tested by a Ilolunber ur Iduuy .oy.stem veOOors and un;VersitleS. The-z....~.50 swwbrd: will i.tIcorponte the P[~ model of the Open Sy§tetlts InterronnecllQIl. a 5eW'II·layered s.eI of c:oozpucer and coamn,uajcalion.s SUDdanl .. lha.t win eventually pt'1"llli1 • v.sc.r of any rype of compiler to ~ aDd use.uoc:her type or IIl8lII.lJacn.rer"s computer ID l.seamless (asluOII. witOOlrt requiring previous browledlt of the Ofber type of computer Of" IU cnmmaDds. 10sEPH f"ORD AND ASSOCI" TES. II'<C NOVEMBEA ll. 1993 A. ~.-. fALCALTOCITY LIBRARY: C/~\ UINCi PROJECT REPORT <.::.,'~ F.stimated Ca ital E. nses for U radin Phao;e 3 Intemrt Access 10 Hi ber Ca it . Item E!itinl3ted Cost CSUIDSlJ u $3.000" Access lin\;: u rade ______ S 1,000 Additional TCPIlP softwa....--e for all user devices. 72 @ 400 _____ f-__ $2a.a~ Additional ~~ fees and licenses 57.600 Taxes @ &.25% $3.333 Contin eocy @ 15 % $6.560 Total Table 19 Est imated Recurrin Majn~enance a!1d 0 rat ions E Item License fees. for electronic databases (Estimated) Internet 1mka c: and :o.ccess fees Data link and maintenance ex nSCS Cantin ene @ 15% Total Table 20 Linking to Regional or Local N elworks 550.293 nses for Pha~ 4 U rade. Est imalet! Cost S1O,ooo $12,~'6 SIO,ooo $4,&00 $36.800 The final element in Phase 4 is the: development of linkages to local or regional networks such as the Smart Valley Fiber Project. The bigh probabiUty exists tbal PACL wiD cooperat. with other" libraries and with ofher branches or divisions of Palo Alto government, and that mnc:b of the planning Bnd central' equipment issues will not requin-PACL to undertake either the linkage planoiDl Oi"' expen..ces by itself. The table describing costs is therefore highly spcctll<ative, but pro .... ides I pLanning point for !.ae in projec.ting expense~. The ~maindef of this page is blank to keep Table 21 intact on a single page. Isna.e OOQ..OQJllUt bel)eve~ lh.!.t aD upgrade to PACL's Inte:net ~ clreWl may br. Deeded wbeD IJl.QSI de..,ires "Vo"i1hlu PACL CD pWVllk lateroet Krvi~. The upgrade woold affect boc.b -equipmeeot ud the lioJ: il!lelf, .and ~d include improvillg the hnt's transmission nue from 56 Knps In 1.:5 Mhps 16-fbese fees are aD estllr.llt~ of the CO$ts (or bAving full LDten:.e! support.aDd ~s ~s:ed by a sc..rvK:e providu . .IoSEPH FORD AND ASSOCIATES, INC. NOVEMBER 11, 1993 PALO AL10 CITy LtSR"'RY: C 'J> .... " .~~~~-' ,::/:.' .: / f . _1ING PROJECT REPORT Estimated lL ionaJ Bac"kbone Costs ror Phase 4 hem Estimated Coo ·cal Tooter frJr connec;uon to fiber channels $12,000 ical-e\ectriC"al conve;r5ion e uipm~~_~ ____________ + __ -=$-,-\G"",ooo""'-_-1 Fiber OOmmUnlC81ions link to re ional or City poi!.!!..~..::_~_t1_-:e_ SIO,C()() Construction ex nse:s ___ :525.000""-_--1 1m l~men!:ation and ~tut u.p fees $15.000 Pla..l1ling and manaoement costs $i5.000 Annual maintenance and 0 l'atio71.s. firs! year _$25,000 1-:':;"''''''''::'7::'::::====''-==-'-=-,------~T~u~~~@~&~,2~5=%~~---------------r_---$9,2W- Contin ene)" @ 15% $18,186 Total 5139,426 Table '].1 Estimated Recurrin Maintenance and 0 nltions Ex IlSl'!'ii for R ionaJ Network Links Item Est imated Cost Annual user feei 55,000 Annual network access fee 510,000 Maintenance ex nses for COlli men[ $6,000 Contingency @ 15 % 53,150 Total 524,150 Table 22 Recommendations Regarding Phase 4 1. PACL should make generalized Internet sen-ice a\'31lab1e to its CrM!uts by late 1990, as planned. By I~e 1994.1ntern('t 5ervice in large public libraries will J:.ecome increasingly common, as will service to indlvidual' 5 homes and places of business. For exarnple~ Seattle Publtc Library inaugurated Internet access at most of its pcblic tennj:naIs in the summer of 1993, and th<: trend among public libraries will acceil:'.fate in 1994. 2. Prior to making the commitment to IntttW& service, PACL should undertake a thorough review of its access options and select an "'aiterna1h'e access provider" w link PACL 10 lb. Internet backbone. Cunmtly. many educ-ational orgaruzitions using or accessing the Internet do 50 through a."1 intermediary academic consortium which consvnia were part of the original deveiopcrs of the Internet. Such £"o:uortia generally do rnx provide service to non-educatior.al users, and a growing number of alternative providers are now pro\'irling "on-ramp" service: to the Internet. JosI::PH FORD AI'lD ASSOC[A. TES. IN C. NOVEMBER. 11. 1993 , i • PAwALT0CTTy LrBR~.RY' TLNG PROJECT REPORT PAGE 41 3. Because much or the di'scussion of stn'k.-es will depend on PACL's resources and its patrons' interests, PACL may elect to provide subsctoij; of Internet service, ratber than the run rangp or Sf't"\-ic6. in part to limit \4'orkload on starr~ Providing th.: fun range of Internet .servi~e:s as a domain. with Domain Name Service, may require more: co!'t and effort than PACL wj~hes to as"surnc-. As an alternative, PACL mi.ghl contnlct for Domain Name Service: with another pnJvideT. PACL may aha wish to contract with another provider to maintain accounts, provide electronic mailbox.es and directories. for p2tt0n5 and staff, and even to manage the enti ... e Internet operation. Maintaining a full Internet host operation by itself could have a substantial impact on PACL's staff. The potential for the Cit), of Palo AlhJ to provide. whether dire.ctly or through a contracted service from an alternative networ..: access supplier could be a nluabk .:ontnoution to PACL's bternet se:ryicc_ Ex.pC'-et to pay fo ... access serVlces. domain servjces~ or other management services. whether provided by a commercial suppitc:r or the Cay. 4. Fmally, the potentia] ror regionaJ oetwork linkages could make a substantial corrtributloD to PACL. Such a link could bring gonrnmeDI intormation, dlrect access to reg;oDal library catalogs, and a host or other services. JosEPH fORD AND ASSOCI,\ TES, INC. NOViMBER 11, 1993 • illft Q P"GEIl2 Phase 5: Deliver Information Services Directly This phase of the development plan is high!y speo;-uiative in vLrtl.lally all regards, including its technkal feasibility. its cost-effectivcne~s, and Lie ability of PACL to conduct w!1<l.t may be a Caunting task. ~spile these caveal.,>. the cLirrent rapid growth in oq;:aniz:a!jonal capablliry fcor inno"o'a:ive information servicesII' suggeSlS thaI the communh;:atioru indust.ry will provide ::he abihty to transmit infomlation to and from the home in a high speed form. The lJ"aJ1!imissi>Jn medium may lOse either the telephone c-.Jmpanies' "local loops," (th.! wiring that curreN!)' (,.'.ames voice slgnotlS in.lo our homes), or televisioll cable, or some other cOiWtyance form.OlI hkely to be based on fiber optics, but one of these three media willlikc-1y make two-way data transmission po.sible by the end of the decade. Potential New Services Again, the consultant "",ishes to enlphasize the very speCUlative nattlre of this discussion, but a1.so to note-that the specUlation is base-.d on professional experience dating from the rnid-1970s fOl"¥r'ard, .and or. ~ clo~ fo!lowing of de ... etopments in the tetecommunication5 and data transmissioo industries. If the specUlations regarding I1t;W cable-based ser.·ices are correct, the PACL might be able [0 pro\'ide !he following services directly to users in their homes or businesses. ACcess to all library information services th.ar: employ or deliver electronic information. Full-text of information for special patrons or shut-ins. Bi-directional video, permiuin,g patrons ro seek reference services. from staff on a face­ Io-face basis. lrrJage ;md data trarumi ssion, perm [thne the staff [0 send the materials meeting the patron's reference needs back to an information appliance ir. the patron's home or business. linkages from borne to library to the Internet or its successor. making the resources aVallable in [he larger world dcli"erable directly to the end user, • A host of other capabilities not yet described. 17 A tarJe body of evickcre SU.lUleslS [b;.U the ,EWlts ofL'te telerommunicatioll.~ tooustry .re J'OSliJocil1,g themM-l ... ~ for.s.ervice otferia8-' tW&:: would permit PACL In deliver library SCr...-lces. to the bolDt. Some of Ihe evideDCe iud_ IhI: joiDl-vefltllt'(" partnerships between Tel, • major ~Ic eelcvisi{lll surpJif:r. lAd USWest, the regional Ben ~, COrl1pLIIy i.o. dle upper Midwe'5ol ud the NortJ-.weJ!I; Ihe IIpp.ateJU buyow of Mce. .... Tdec::omouJnicaIioflS. (joe of the DaIIOlJ;"S largest .cdlular tetepholle C'OO%pUles, by AT&T; aad the seveM leSt sites fOr ~etac:tive cabSe iJtfonnatioc services sucb as GTE'.s Lm. Cerrilos Lest. The trade liler.ature aDd lecilllical press i4 th.est-iDdL1Sl:rns is-replete ~Ib dl.scuWolU of the tecb.i;:al burdle:s ar.d cbe DC!&1-frutit developmelll of staDdards ud pmtocols :needed 10 make a funY-Wlred illfo~ljon scNice opente ar Ebt' IDWlicipal Of" corporate k ... :oj. JosEP'H fORD AND ASSOCIA 1ES. INC. NOVEMBER II. 1993 PALO ALTO CITY LIBRARY. C(¥ln{NG PROJECT REPORT Barriers to Success in Phase S .. ', .. ' PAGE -43 The breve new world ofa wueJ c!ty. with the: libra.y as one of many information n'Jdes, is not an impossible dream, but a ,c;.ignificam number of barriers ex.is~ to achieving the dr.:am, • A need for nl!'W information devices-~information appliam;e" is iI: phrase gaining acceptance-that do OOl yet ~xist, to permit accessing a.'1d us.ing cable-based information servi.:e~ effl!ctively from the home or bu:siness. • Substantia! support from the providers of cahle infomlation SCTVlces, induding the ailocation of access c:hannels or time for PACt. Substaruiai pl'.)bable expense to develop or acquire ,able-lransm ission CAiuipment and software. Probable substantial e",pense for liccnsing informa~i{)n set"\' ices to be delivered to hundreds of users. simultaneously on a ,able·based system, as opposed to a few dozen at a time ir. a networked environment. Very high degree of involvement by staff to prepare themselves and their services for access and use from homes and businesses, • Potential competition from commercial information providers, who may resist the notion of pubEc agencies offering services oompeting witil the private settor, • Need for support from City administrative and political bodies as PACL moves to a very new type of 5en'1C:C: delivery. Overcoming these barrir-rs will be e task involving much more than PACL '5 efforts.. The many organmuions with a stake in the development and implementation of home deli\lery will ail want to comrnc:nr: on and influence the st~ps required. and PACL will have to negotiate wit.'1 such organizations to provide home lJelivery. Probable Expenses Dillieu It to Estimate Because of the wboUy 5p"'....c\Jlative nature of Phase 5. the consultant [){)(es that the following e.stimate of costs for the phase cannot be used for planning or budgeting purposes. ]f developers of the equipment needed to provide home information delivery and suppliers of services cannot create cost -effeeti ve access devices. then the services will not be profitable. and prcfitabiljty will be a critical requirement. rt is Instructional to look. at the decline in costJi. of complamg equipment and ct:lIular tele_phones in the last: two years. rt is likely that the same economies of scale and forces of competition will make a wired com munity eooncmically viable by earTy in the next century. ]f these speculations are correct~ and ~.t" P ACL continues to piaya major role in filling the communiry's information needs. then Phase 5 will be a logical nellt step. JOSEPH FOR.D AND ASSOC"LATES. INC. NOVEMBER II. 1993 PALO ALTO Crr.,. l.JBRARY~ c¢ 1/.NG PROJECT R.EPORT Estimated CB ital Home Deli\'f'n Costs ror Ph.a..c;e 5 ltem Es1imatffi Cost Cc:ntrai network 2.c;;ess vidC'Q and vo;re c"n.:;:"::.fO::;I",I<"r __ .___ -L __ $~5"O" • .::OOO::':-_--1 Netwonc acce>s link ___ -=--=--=_1-1 __ 'C'$2c=5",.OOC~---I Interoo~cdon to home cable facilities I 525.000 Construction ex nse!i S2S,(X)() ~lm7.xp~le:::m~e:::n:::ta::;t7io:::n~.~n".d~&~an~u~"~'.::~::;'s~ ________________________ ~----~S~157.~COO~--~ Piannin and mana ement costs S15.0Cl0 Annual maintenance and 0 ra~_olis.!irst __ x.~~ ________________ +----...;$c=2:::5"."COO"'.'_- Contingencv @ 15% $27.000 T otaf 5201.000 Table 23 Est imated Rccu nin Maintenance and 0 rations Ex nses ror Home Delh'e . Item Estimated Co<! Annual fiber cabte access f~ $.15,000 Annual usor foe SIO.ooo f-::M;Unt~·7"e"nan"""..,:::..:e".'Sn:-:seO"!s..:fo::;r:...e<j::::t""ip~m=ent",-__________ S15.!XXJ CoOlin en @ 15% S6.000 Total $46.000 Tah'e 24 Recommendations Regarding Phase 5 1.. PACL and the larger Pa!o Alto community will be aware of the opportunities berore they caD be implemented, and will have time to asse5.'S the community's interest in mo\'inJ!; to home Iklivery or information sen-ices. Sum an assessment is the fU'St step in developing home deih-ery senice. 2~ If. large Dumber of successful alJiances and business arrangements wiu be necessary heron any such servn can become reality. YACL and the City or Palo Alto wiD De«! to eurnin.t t~ state of Of'ganiza1ionat preparation as 8 second J"e.1:IuiremeDt. 3. Maintaining pri\'acy and other civil and human rights issues will weigh beavily in the equatlon, and aU parties must. be in agreement that the proposed senke will oot -. a real-nre parody or 1984. 4. Cost and benerrt analyses would precede any such developmenl as a logical fourth requirement. S. When all the required preJiminary and planning sttps are oomplete and satisfactorily resolved, PACL should move to offer information senices directly to the bome aDd to bU~Dess. JosEPH fORO AND AsSOCIATES. INC. NOVEMBER 11. 1993 PALO ALTO an UBRARY: .. ~_ lTH..:G PROJECT REI>(Jp'1 (, 6. The Library will nee.! 10 rt!visit its automation plan during Phase S. to 'ferU.)' D~' direction and examinf' ils service deU\'ery plans in ligtl, of cunellt trc.hnolog}'. Cone! usions PAGE' 4.5 Palo Alto City libral') has the reql<isite combination of potential demand for services and opportunity to provide lhrn:.e seIViccs in a sophisticated Silicon Valley 5oetti.n,g. Thl! plans identWed in t.;is report emp1cy mein-strea.-n techflC]ogy. s::andards, a'ld technical planning for automated 1 ibraT)' services. The altf'matives to DOl undertaIJpg an automlltion development project of tbe type descnbed in this report would graduany isolate and Muce PACL's cultural. social. and educational roles in tbe community. which are e\'id£ntly much ,'aJufil by the citizens of Palo Aho. Based on the usage rates of CU!T'e11t PACL services. and the comments of citizens involved in library matters. rhe COn5tJ)tant believes that judicious implementation of a planned and phased proje..."t as described in this report would rccei ve substantial patron support. The project invol yes a logical progression of upgrading the obsolete PACL computer, I..opgradin& the networ'" tying the compute r to branches and patron and staff terminais. and th::n building on these key investments to provide additional information se",ices. Some of these :servi~ are currently available, and some are waiting in the wingl for development to conc1ude. All the scr ... ic:s Cescnbed in Phases j through 4 are in some state of deployment in a 1ibrary setting. and an are iikely candidates for expansion as sen-i.cc provider.s. 10 public libraries. By the-late 1990s. the environment descnOed in this report will almost certainTy be fairly commonplace in hbraries. Many libraries serving larger populations have already begun the tra."'1Sition outlined in this report, and P.",Cl.. will make thai t:ransition. as well. A critical factor in the succes.s. of 3J!y such plan will be thc support given to Director, staf( and patron~ of PACL. The consul tant emphasilel agil n the nc:e<! for skills development and budgeted financial re.iOUTCes to make skills dcvelopment and staff experience a reality when the tec...,nica1 pha!.e5 of the project are bunched. Funher~ .since the: plan has a series of steps that invoh,'e making investments in technology that will age over time, just as the current computer system hiLS aged, the consultant urges the dt.vclopment of a depreciation fund. Such a fund would accumulate an amount budgeted each year in anticipation of replacing major capital item s at the end of their useful llves. Finally. PACL has been near the forefront of service delivery, and will remain there with careful planning and impJemeotatiun of the project descn"OOd in this report. Jo5EJ>H FO!w A."'D ASSOCI" TES, INC. NOVEMBER 11, 1993 ,.' "~,'" PALO ALTO CITY l.JBRARY: C.lTlNG PROJECT REPORT. APPENDt>.: A.c) PAGE Al Appendix A. Graphical Presentations of the Five Phases Following this page are slJC. graphical presentations, pottraying the r.:urrerH computing and comm:.mications environm~nt at PACL, and ~h~n stepping through eacb of the five pi:mning and de:::\lclopment phases. In reviewing the content of the prescnta!]ons, several conventions are employed. as graphic) "shorthand," M.d are described 25 follows. The stippled boxes occurring ir. each pre.!oentation represent a branch or servIce location within PACL. Heavy black l:nes represent coaxial or high capacity network cabling. The thin black hoes represent either serial cabJes or "unshielded: twlste.d pair" (UTP) cables tha' link umninals znd Pes to networks. Tit;: "ligh~enin,g. bolt" line. represents a leased tclephone line providing voice-grade 5enices modified to transmit dig ital data. Coaxial Cable SerlaIlL1TP Cab!. Leased Line For plmning purposes, potential library service provide" such as .'0 Palo Al,o School. migbt connect in Phase 2 or Phase 3. They would Hkely connect in a manner similar to a branch library willUn PACL. JosEPH FORD AN D ASS<X:"LA u.s, INC NOVEMBERll. 1993 ,. ,~ 0 Current Environment: a­ Analog Communications Using ... :. Modems and Multiplexors .: .. . . ..-_._--.--. Low-Speed ~ Analog Phone ¥ Lines (9,600 UN1)( ,- Phase 1: Unix Operating on Existing Analog Circuits with Ethernet .0.-.... ~ ._+ _~. " __ ._ low-Speed / Analog Phone / lines (9,600 bps) ,/ :;~ -~'. "~~:l ,',C'" PAGE A3 -. o Phase 2: Unix and Ethernet Operating on City Utility Coaxial Cable Ethernet Cable 1 I' ,-"%14 ""-'- ".~ "-....." TI !! r ........ 1 u MSPS Coaxial Ufili1y Cable PAGE A"; «\;l: j . Phase 3: Unix, Ethernet, CD-ROM, with Dynix.Provided Internet Link " -,.'<-' ---. -_ ... , .• - Ethernet Cable ! . ------'----.-- g R_ """'" H ?' Te'ftINlStrwr , ""-'odlo_ ..... ." \ , . . ' .- PAGE A5 I ---il ==-c ____ j o Phase 4: Unix, Ethernet, CD-ROM, F.ul! I Internet, and Regional Li~~ ... _~. ____ ~____ l! ... ' DEC LANCII:y M.J"" L!b:iI,), Brl<:l~ Tetmlr>il: s.t<"~ ~"'SIo.a;-jl' ......." Et.'>emet Cable 1 DSU;C su DIg~~ - PAGE A6 Regional NetworkS '" . "" ,~~, i\t. ___ r_ .. _._ Phase 5: I\lPAGE A7 Unix, Ethernet, CD-ROM, Full Internet, Regional Links, and Home Delivery UN11,w,lh Journal C!l~I;on I"de~ OEC LANCIIy Main libtary Bridge Termlnll SIINlr Mttll1glng Dilll·ln t.1od'm~ Ii" -~ '-.: -;--;-,-'il TIIaYl,iOO·nl'l Con\follilt Ethernet Cable 1 T~_ DEC 'ANelly filmlll:.6"f'~h B,..,. II \J T ermlnlj S61Y*r Coowrt«l to Prlntl! S_ High C.pacUy FibfrOplic Cable lor T.le\llslon /~ 'i'~/,"\::,;i:;?";" '." ",' \. '.,,- • .~ I , ~~" ,~,' 1 I .--~-'~- ",'l'£NO.X ll; PM.Q ALTO CITY U!lRA1>.'i COST l\STIt.\ATE PALO ALTO CITY LiBRARY: ESTIMAT£l) AUTOMATION EXPENSES, Phases I .4 Proj~too CBpltlIIand MamIMaJ)U and Opel'atlng C~ F,L ""ASK" ! -<I CAPITAL &rut 1\1 ok Q CD81'S SUMMARY I. Ph....,. I •• : T.W C"I'io:aI Cq<t. ~4II.l% PAGE III 1. """" ... I ·4: 'F&t1tl I",,_al M '" 0 eM!, 7.'S,YI? ""'~7 No~: C«mula!<'4 M 8; 0 Cost, illeluo. 6 5% 3. Ph ..... I • 4, T.ta1 C"I'io:aI_ M &. 0 C_ 1,711>,1B arrmml hlclea..~ in second and fanowin£: rcat!L 'B. J'UAS£S I • 4 CAPITAL COST.'S {It 'YEAR \. Ph .... I Copi!.' <Ms.. 2, PhAS'e 2 C'pS~~ C~ 1991-94 24l.!b<)· / 1~9MS 1995-96 I~~H' )'97·9B 1993.99T'1'Ola(] 241,160 ;m;789 3. rn"". J Copi") COSfS 215'{;28 4. Pt. ... ." C'Ili«1 COSfS {Sprel>rl 0I\U.1l! 0'" j"o Y""t..L-94,860 94,860 S. Tatol Cftl'lW COSls • 241.160 Z'),1$9 215,628 94,Wl 94.~~~ ./ [c INCREMENTAL M &. 0 cOt,'rii!iv ,(FAR'" 199.1-9. 1. Ph.", 1 Incremenm] M " () Cu..<t< list Y...,. IloId) 19,174 2, Ph ... 2 1""' ....... '.1 M &: () C<>SlS {lot y",. Iloldl 3_ Pha.", 3 In"""",.,,) M" () C""t. (1st Y_IloId) 1994-95 Jl,~n Z4,1\35 1995-9~ 19%.97 33,092 35,2-43 25,597 27,261 17,\lSU 82,{);8 "1:11 A.7r;, 4. I'~",,~ 4 Im;",mom.! M " () Coo;, {hi '1' ... Bold; ."r ... d uver I ... ,.a,,) __ , ... S. Tol8ll ............ laI M " 0 CD'" per Yeo, 29,176 5>,107 IlS.7J9 tlZt.1J.fl 1997·'~ .17,534 29,U3,1 S7,392 lQ,475 l8.; .. 34 293,789 215.6ZR 18'1,719 940.296 l"g.99 L'rOI"iJ 39, '17,' 20o,O~1 30,920 Ll6,R4i r;3,073 .J)'l,57J 32,450 93,406 184,434 'l75,917 ':"':'''-. // ',.I I()04._0~ I~_OQ \1 In, ANNUAL CAPf'/'AL & INCREMENTAL COSTS 199J·'" 1994.95 199$·96 UN" ."" __ 199A.99T Total I :~; 1. T.l8I Ann""l C_ 170,JJ4 l4Il,8'}l; lSI ,M? Z~9.~97 27-9 I Z94 184,4)4 1,116,7.1J --.---~-~~ N(JVE'>1RER 11, 1993 ImEI'tll'rnm ... ''0 "'~lC!"'Tl'S, INC. ,. , " ;.r- ?~:>;~ , (" -; j. " ,~~-"" " 'l' . ",' _._---------------.----------- APPENDIX C: PALO ALTO CITY LIBRARY PROJECT PHASES PAGE CI '''' -",;; i! ~ rlili~-I'" ~M--'lm-'-IMO * bh J!' N..... _, " 'Rill"" -, iliW.J/!tIi!/ik@JE!>w...:h~'. ~ , 1 Palo Alto City Library Auto ...... IIOQ !'Iannln8 Ph..... I ,I i II 2 _ i' I I 3 ~~!p~~",nt UlHmate ~~puter _.~_____ I ti-t"", .. e 2: n~cln P~CL ~.t:Ol'k-::I~~e:~===--MBbaJ II [%";-"I;;:] ~ I Phase..3'J'~I).nd!'~L.N.twor.k .nd-<:D-RO~ln.I.I'-!~I.',.netJ' ---._--,~-~.--------------~-------- 9 1'h,,!,,_4' Expand Ne"'orkio'l!_~c~ __ . ___ .. "_ .. _ .... __ 10 ------~ .. ---------~----------... ---------... - !~ ~ ... ~'.!l<'II~er!nronn.t10".IIlrecll~ 10 Ho",-~n<I,IIIJSi~es5<'!..i CZ::--:-7~ _~J [ --- , "-9\ ted' ! ;~ Automatlon Jmplementation Phases lind Timetlne bPH FORD AND ASSoCIATES:,INC, '1 ~:::::l(AI G4~ZZJ , PtOlrflSS J. \1' I .---.--.-.------,-~ Milestone • jt.Ued Up Summitry ~-==-----.-J NOVEMllER II. 199j -. ,~.: , " <~-, Hardware, software, supplies, se,rvices 5 year software and hardware maintenance GRAND TOTAL 12/29/93 RFP FOR LIBRARY HARDWARE SYSTEM AND RElATED SOFl'WARE PROJECT 147853 (DYNIX SOFTWARE OPERATING ON VARIETY 01' COMPUTER EQUIPMENT) DATA GENE&A1. m:c Ire $193,025 5191,837 $188,248 ru:i..1J2 $147,640 $149770 $348.755 5339,477 $338,011 I.IS.MItiJ $197,652 S~ ~'1.677 ~->. ',Cj ~ " " ~ o • <' , "J" . ".." ,~~~~~.~;.~. .~L_. Appc:nrlix D ORDINANCE NO~ ORDINANCE OF THE CCC~CIL OF THE CITY OF PALO ALTO AMENDING THE BUDGET FOR THE FISCAL y~~ 1993-94 TO PROVIDE AN ADDITIONAL APPROPRIATION FOR FUNDING AND CREATION OF CAPITAL I~~ROVEMENT PROJECT NO. 19413, ·LIB~~Y AUTOHhTION SERVrCESP WHEREAS, pursuant to the provisions of Section 12 of ~rticle III of the Charter of the City of Palo Alto, the council on June 21, 1993 did adopt a budget for fiscal year 1993-94; and WHEREAS, Palo Alto hired. a ':::oi'lsultant to evaluate the life expectancy and cost-effectiveness or the c\l!':rent ltIail'lfr-atce computer used for virtually all library operations; and WHEREAS, the con$ultant recommended immediate replacement of the current Library computer due to its age~ lack of replacement parts, and 9~owing maintenance difficulties; and WHEREAS, the Palo Alto City Library concurs with the consultant's recommendation; now, THEREFORE,. the council of the City of Palo Alto does ORDAIN ~s follows; SECTION i~ Capital Improvement Project (CIP) Number -Library Automation service~s· is hereby created~ The sum Hundred Thousand Dollars ($200,000) is hereby appropriated !1umber 19418, "'Library Automation Services ~ • SECTION 2. This transaction will decrease the Stabilization ~eserve f~om $11,314,370 to $11,114,370 December 3:, 1993. 19418, of T-oIIIO to eIP eudget as of SECTTON 3~ As specified in Section ~.~8.08C(a) of the Palo Alto Municipal Code, a two-tnirr:ls vote ot the City Council is required to adopt this o~dinance. SECT~ON 4. The Council of the City of Palo Alto hereby finds that t~e enactment of this ordinance is not a project ur~er the California Ellvironmentl11 Quality Act and, tt .. erefo:-e, no environIllcn­ tal impact assessment is necessary~ SECTION 5. Municipal Code, 3.doption. As provided in Section 2.04~375 of the Palo Alto this ordinance shall become effe~tive upon INTRODUCED AND PASSED: AYES: .... NOES: ABSTENTIONS: ATTEST~ CTty Cl~e~r~k~-------------- APPF,OVEU AS T~ FO~~: Sr. Asst~ty Attorney APPROVED: Clty Manager D~recto~ of Finance Director of community Services hl'PROVED: Mayor '".',