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November 5, 1992
HONORABLE CITY COUNCIL
Pilo Alto, California
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330 EVERETT AVENUE -LVTTON IV SENIOR HOUSING ADDITIONAL INfORMATION
Member's of the Counc i 1 ;
REPORT IN BRIEF
This report transmits additional information requested by the City Council 1n
their regular meeting of November 2, 1992. This il'1formation is pro'.dded as an
addendum io the October 22~ 1991 staff report addres~ing the financing request
by COlTlTlunit)' Housing, Inc. (CHI} for the proposed lytton IV senior housing
project (CMR:4~9:92).
RESPONSES TO COUNCIL OUESTIONS
Question 1: Explain what ·commitment of funds~ means in the staff
recorrmendation relating to the land acquisition, and clarify the contjngency
j anguage+
ResptJnse 1: The Cit) Attorney's Office ad"lfi'ies tnat ·t:O!llllit~· as used in
lct~on recolTlTlendation 1) of CMR;469:92, was intended to express Council's
intentior, to bind the City to pay In-Lieu Housir.9 funds to CHI if. a.,d 0.'11y
;f~ two conditions precedent were satisfied. The City Attorney has provided a
redrafted venian of the recon£Jendation in respon<::e to Counc1l quest-ions
asking how the language might be "tightened" to clarify the City's and CHI's
respective obligations.
Council should also be aware that further action. appropriating In+lieu
Housing funds in the form of a Budget Amendment Ordinance {BAO) to Make
Add;tionaJ Appropriations or through inclusion in the 1993-94 City ~udget,
will be required to comp1ete the ·colmlitrnent.· A BAO to make additional
appropriati<lns. requires a two-thirds .... ote of the Counci1 (PAMC, Section
2.2B.OaO(a)), Inclusion in the regular budget will require a majority ilote of
the Coun~il. Because Co~ncjl cannot take this act~on at the present time.
this approach would leave tMe appropriation incomplete until next June.
CMR:506:92
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Tnt $]00,000 of Community Development B~ock ~rant funds are part of the
apprDved 1992~93 City budget, and thus a majority vote of Council \IIi11 rElease
these funds. Council should be a~are that the Terms of Payment will need t~
be Jdjusted, depe~din9 on whether the City purchases the pro~erty pr~vides a
loan/grillnt. The City AttGrney's proposal assum.es a purchase.
!n res~onse to Gouneil questio~s. the City AttoTn.ey's Off1r~ offers the
following substitute language for action reco~nendation JJ:
-Direct staff to prepare a budget amendment ordinance which, upon
adoption by Council, will appropriate sufficient funds to carry out U1~
Council's direction set forth below.
rA. Upon satisfaction of the conditi~ns precedent set forth
belo~. commit SI,950,000 in In-li~u Housing funds plus
S1oo~OOO in p"eviouslj set-aside CD8G funds to the
completion of the lytton lY senior housing project t~ be
paid a3 specified below, with the conditions that:
-B. Conditions Precedent.
-1. CHI shall make its land purchase offer contingent upon both
the receipt of i HUD conditional commitment of funds of not
less than S4,650,OOO and the City's review and approval of
the amount and fOnT! of the condltional CDl111'1itment. If the
Conditional (ommitm.c:nt of Fund:: ~s not suffic'ient to cOlier
the balance of t~e project costs, the purchase of the land
will not tate place and CHI will return any money drawn froin
the City to the (ity_
·C. Terms of Payment.
1. City will ray the funds committed to CH! or its escrow, .at
the Clty's discretion, after the condition precedent has
been satisfied. but no sooner than the date escrow for the
land purchase has bee., opened and escrow instructions
consistent ~lth th~ conditions precedent have been approved
by the City.'
Quest fon 2: Doe5 the change 1 n the mi)( cf the numbe!'" of one bedroom and
studio apartments in the project require a change in the Planned Community
(PC) Zone Ordinance?
Response 2: No. 1he PC ordinance does not specify the type of units or the
number of units in the project. The PC ordinan~e references the Oelielopment
Plan which is subjEct to review and change by staff, the Architectura1 Review
Board, or Council. In a letter to City staff dated June 25, 1992, CHI
requested a change in the proj~ct unlt composition from 45 studi~~ and 6 one
bedrooms to 21 studios and 30 on~-be~rooms respectively. This change was the
result of HUD 202 regulations which cap the mdximum unit si~e at ~lS net
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square feet for studios and 540 square feet for or.e-bed.ooms. City staff
reviewed and appnrved the request since the 'r"evisions to unit mix were
internal and did not change the appearance of the building, the buildlng
footprint, o· .. erall building square footage, occupancy, or parking.
Question 3:
lytton 1 and
preferences.
Clarify how m2ny Palo Alto residents a.e currently living in
II, how many are on the waiting list~ and expl~in the federal
ReSDonse 3: As of July 10, 1992. there were 264 househOlds occupying the
independent living units of Lytton I and Ir. Of these, 106 house~,olds, or 41
percent, were rssident! of Palo Alto prior to relocating to lytton Gardens.
Of the remaining 59 percent of households who had not lived in Palo AHa prior
to living at Lyttc!') Gardens, 14 percent I'lal,le family in Palo AHa. There are
427 appHcants on the current waiting list for independent Jiving units, and
80 applicants for residential ca~e. Of these applications, 13 percent are
Palo ... lto residents and 4 percent have fam1i". in Palo Alto.
HUO i11~s for applicants with federal preferences to be placed at the top of
the waiting iists. There are t~ree types of federal preferences: J) a ,person
paying more than 50 percent of their income for rent and ut;lities~ Z)
displaced persons~ and 3) persons living in substandard housing. A great
lIajority of the federai preference holders are paying more than 50 percent of
their inc.ome for gross rent. Of the 427 applicants on the waiting list for
independent living, 28 iTe residents of PaiD Altc and have a federal
preference. Another 10 of the federal preference applicants have their family
in Palo Alto. This means that 75 percent of the initial residents of Lytton
lY could Either b~ from Palo Alto or have family i~ Palo Alto.
The actual ;verage annual income of the cvrrent Lyttcn residents is S10,500.
As many as one-third of the residents receive only supplemental social
.security payments, which is an annual income of approximately $7,800.
Question 4: Describe any mitigations which are in place to protect the
neighbors r!garding contro1s on construction activlties and the fjnal
landscaping decisions.
Aesponse 4: The PJanni~g CommiSSlon staff report of ~ay 24, 1991 outlines the
conditions which must be met by the applicant relating to construction and
architectural mitigations. These conditions were re~iewed and approvp.d by
Council on July ,2, 1991, ~'hen the PC zone change \lias approved.
-Hem 4. Prior to submitUng for a bU"llding permit, the foilowing will
return to ARB fer appro~al: architectural details, includin9 balconies,
trell1ses~ soffits, building materials a.~d cclors; a red~sign of the
porch; restudy of the garage and visitor parking and bicycle parking.,.;
final landscape plan, lighting plan, light fixtures and pavjng
materia 1 s.
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"Item 9. The applicant shall provide with the final landscape plan an
arborist's report detailing protectiJn measures for trees O~ neig~boring
vareels which will be impacted b)' He construction. ana a 1l2ttel~
evidencing that a certifled arborist ;s responsible for implementation
of the protection measures.
'ftem ii. The applicant s~al1 prepare a construction pl~n. to be
appro,"-ed by the Transportation Division and the Public .... orks Department.
to identify and mitigate demolition and (onstructlors impacts listed
below. This plan sha11 be coordinated with the construct;on plans of
the two proposed adjacent development projects at 325 Lytton and 325
Everett .
1. Demclition.
2. Constructic.n of temporary barricades and fences.
3. Temporary closure of sidewalks and streets.
4. Site for the storage of construction equipment and supplies.
5. Identification of the proposed constructioll access point and truck
routes.
6. ~estor.ation of City streets lmpacted by the c-onstt'uction
activities.
7. Replacement of entire City sidewalk. in front .of the property in
accordance with City standards.
8. Public relations plan direc-t~d at resolving the concert'l_s of
adjacent merchant bus;n~$ses.·
Question~: Describe the Lytton TV project in the conte~t of the current
Camprehens;ve Plan+
Response $: ,Il,doption of the Planned Cc;.:rmunity ZQr'1e Chdr'1ge in 1991 required a
City Council finding that the Fe zone ts conSistent W'ith the Palo Alto
Comprehens~ve Plan. The (01101o/;n9 is from the Planning (orrrnission staff
report dated May 14, 1991:
I:The ust!S and site de ... elopment reg 'Jl.atlons w"lthin t~e proposed PC
Planr.ed Community di~tr1ct must be determined tQ be consistent with the
Cmnprehenstv! Phn. The objecti¥ss of the Comprehensive Plan c-onsldered
most pertinent to this proposal are tne following policies and programs
of the Housing Element.
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Policy 6: ~aintain at least tMe present number of multipl!-family
rental units while ~Qrk.in9 to increase the o¥erall supply of
rental housing.
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Program 9: F()r any rcsldential development in mu1tiple-farni1,y
zonts which causes the loss of rental houslng units, subdivision
appro¥al may be grar.te-d ; f any ha of the fonowing threi!
circumstances are met: pr'O'Vide 100 percent more units~ replace
the ex1sting number of re~ta7 units, provide not less than 20
percent belo.-market-rate ~nits.
Program 15; Provide zoning flexibiiity to encourage the
develapment of smaller Ul"its affordable to 10111-and moderate
income persons.
Policy 8: fncourage and foster a diversity of affordable hoUSin9
oppcrtunit1es for senior citizens including housing which may
provtde iI Yir'iety of services for special heaHh, social and
transit needs.
Policy 11: Encourage and partiCipate in low-and moderate-income
housing programs financed by local and other le¥els of gover~ment.
-It is staff's opinion that the proposed project furtners these housing
objectives. It exceeds all three condltions of Pr,grarn 9 by increasing
the number of units on the site from 12 to 51 units, all of which are
rentals, and by providing ]00 percent of tne units affordable to low
and moderate-income persons. The units are small studios and one
bedroom units (420, 694 square feet) suitab1e for seniors with limited
incomes. The location of the project, near Do~ntown, the Senior Center,
lytton Gardens. Johnson Park and transit facilitie~ will provide housing
which meets the special needs of seniors. The project ;s deSigned to
take advantage of fedenl and 5~ate funding prog'rams, with appl i cat ion
being made for i HUe Section 202 construction loan and Section 8 rent
subsidies, or aHernatilJely, appl itation for a State Rental t10using
Construction Pr~ram l~an and syndicated fundS."
Question 6: Provide additional information on the site specific conditions of
the HUD 202 funding.
Response 6: On July 21. 1992, HUO re1eased tran~mittal ~o. 4571.5 which
establish9s the current Site cnange regu1ations for Section 202-funded
!)roje<:ts. Attached pages 1-55 and ]·-66 from ti'1e t:--ansmittal contain ttl€
complete wording of the site <:hf!.nge section. City staff has not be~n able to
speak directly with HUn regarding these r~9ulations,
Question 7: Provide additional information for the recommendation relating to
City oversight of all of the Lytton pi'ojects from a rr.an;J;gement and financial
perspective.
Response 1: Because of the concerns expressed by bot~ staff ard the City
Council abDut the fis"l ma~agement of the lyttoll [.Irojects, staff reco!ll11ends
requiring CHI to provide audited financial st,atements fCrr Lytton 1, Lytton II
aTld lytton lV, includif1g any management letter coments en adequacy of
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inter~al or ~perational controls. within 120 ddYS of the close of each fiscal
year. In additlon, staff recommends that Lytton Gardens Inc. {LGI) be
required to provide the same information for t~f lytton [II project to staff
in the same time (rule. Staff is also recorrrnending that the City r~5er'ie the
right to audit the records supporting the financial statements of both CHI ~nd
lGI, as well is any do~ument$ perta;ni~g to the operation of the lytton
proj~cts. Staff ~jl' update the Council ~n th~ financial status of t~e lytton
projects annually, or more frequ~ntly should problems arise.
HUD _ill continl.:e to monitor and ov€rsee the prc-ject diJr-ing the 40-yu!'" term
of tke agreement. In addition to inspecti~ns and revjew5 during the approval
and construction phase~ of the 202 process, HUD ~il1 continue to audit the
projett on an ann~a1 baSis. ThiS ~lll cDnsist of a~proval of the management
entity, appro~al of the annual operating budg~ts, audits of operations,
r~vfews of a"nual financia1 statements, and a~pra~al for the ~elease of money
from the Residual Receipts Account.
Conditio" number 3 in the October 22, ]992 ~taff report should be modified to
read:
-Require is part of the funding agreement that CHI and lGI,
respectively, pra~ide the City with audited fi~a~cial statements for
Lytton J, II, III and IV, inc1uding any managemei1t letter corrrnents on
adequacy of internal or operational control$, within 12C days of the
close of each fiscal year. Additionally, reserve the City's right to
audit th! records, inc1uding the financial records s;upporting the
aforementioned financial st3tements, and other records and documents
pertaining to the operatlon of the Lytton projects.~
RECO!t!ENPIlTION
Based on information provided in this staff report, staff recommends that the
Council :
1) Direct staff to prepare a budget amendment ordinance ~hich, ~pon
adoption by Council, will appropriate suffjcient funds to caH)' out the
COl!ncil's directiorl set forth b~1o\ll.
~.. Upon sat1sfaction of the conditions precEd~nt s~t fOr'th belOW,
commit 51,950,000 in In-l~eu Ho~sing funds p1us S100,OCO in
previously set aside C08G funds to the completion of the lytton IV
senior housing project to be paid as specified bel Oil:. ~it~ the
tonditions that.
B. Conditions Precedent.
CMR:506:91
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, .. CHI shall make its 1and purchase offer contingent upon ~oth
the receipt of a HUD conditional commitment of funds of not
less than $4,650,000 and the City's review and approval of
the arrwunt and form of thE conditional commHmeilt. If the
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Conditional COmlitmant of Funds is not st.;fflc;cnt to covel'"
the bilance of the project costs, the purchase of the land
will not take place and CHI Wrlill return any money drawn from
th, City to the City.
Terms of Payment.
1. City ~;11 pay the funds committed to CHI or its es~row. at
the CityJ s discretion? after the condition precederlt Mas
been satisfied, but no sooner than the da~e escrow for the
land purchase has been opened and escrow instructions
CJnsistent with the conditions precedent have been approved
by the City.
Authorize the Mayor to execute the appropriate documents, as apprcv~d by
the City Attorney and Real Estate Manager, to pro~ide an easement for
\lehicular ilccess through City parking 10t J to the lytton lW project in
accordance with the approved Plann~d C~mmunity lone Ordinance 14053.
3) Require as part of the funding agreement that CHI and LGI, respectively,
provide Ute City with audit!d flnancia1 statements for Lytton I, II~ If1
and IY. including any management letter comments on adeQuacy of internal
or operational controls, within 120 days of tn~ close of each fiscal
year~ Additlonally, reserve th.e City's right to al..'dit the records,
including the financial records supporting the aforementioned financial
statements, and other records and dDcuments pertaining to the operation
of t:le ljtton proje":ts.
RespectfuT1y submitted,
~ (il.J~: jZ., SUZ~RDS
, CDBG'7.o~~;:-:tor
~~
Director of Finance
Attachment: HUD Transmittal No. 4571.5
cc: Planning COTMIission
Architectural Review Board
Human Relations CommiSSion
Citizens Advisory Committe~
/ ./J' /j '/ ;['??7<c:t:-:: /I.'~ A"/it££ty
KENNETH R. SCHREIBER
Q..i rector of nning and
, lCommurllt i:--onment
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Conmunity Housing, Inc., Blair Stewart, 655 Lyttoll Avenue,
P.10 Alto C. 94301
Tony Badger, 381 ~a~horne A¥enue, Palo Alto, CA 9430i
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~off Ball, 315 Bryant Street, Palo Aito, CA 94301
Jim Baer, Ware & Friedrich, 400 Hamilton Avenue, Palo AltG~ CA 94301
Melissa Biggs, 30! Bryant Street, Palo Alto, CA 94301
lrv Brenner, 250 ByrQr. Strfet, Pale Alto, CA 94301
(unseo & Associates, 120 Hami1ton Avenue. Palo AHo, (A 1)4301
loretta and Jim Cesar;. 2:38 Bryant Street, Pil10 Al to, CA 94301
Kathleen Craig, lei Wa.erley Street, Palo Alto, CA 94301
Rilph Cressman, 360 Everett Avenue, Palo Alto, CA 94301
Marv1n H. Feinstein, P. o. Box 1461, Palo Alto, CA ~4302
Andrew Gottlieb, 309 Bryant StreEt, Pilo Alto, cA 94301
James A. Koch, 2666 East Sayshore Road, Palo Alto, CA 94303
The Martin Re~ocable Living Trust, 2345 Yale Street, Palo Alto,
CA 93061
Dorothy Merriam, 365 Everett Avenue, Palo Alto, CA 94301
Joe Meyers, 301 Bryant Street, Palo All~. CA 94301
Mid-Prninsula Housing Coalition, Fran Wag~~iff, Executive Director,
430 Sherman Avenue, Suite 203, Palo Alto, CA 94306
Jim Morley, 160 Waverley ~treet. Palo Alto, lA ~4)OI
Palo Alto Housing Corporation, Marlene Prenderga$t, Exe,ut~ve Director~
S40 Cowper Street, Suite G, Palo Alto, CA 94301
Nancy Pl.ibel, 301 Bryant Court, Palo Alto, CA 94301
E. M. Schaffran & Co., 700 Hancock Way, El Cerrito, CA 94530
lor.a Slf,ith, 162 8ryant Street, Paio Alto, CA 94~OI
PatriCia Ward-Doll"s, 412 Everett P .• en"e, Palo Alto, CA 94301
CIt~:506:92
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ATT~CHMENT I
1. setting qo~ls and providlh9 technical Assistance
or ~ro8.-training as nece.s~ry.
2. Detailing personnel trom etronq to weak offices
for 4 brief per1o~, to aS5ist the weak offi~e to
improve its pertorma~ce.
3. Frovidi",g each Office,
1
... A pz'intout of its pipeline CilSU by Fiseal
Year, inclu~inq all project& tor vhi9h fund
r.servationa have been issued, and which have
not reached initial closing.
b. Aavlce on how it rank.d in relation to other
Pield ofticas vithin tho Region.
D. HlodquArter.~ Monitor Reqional Ott1ces l performance
by:
1.
2.
Uoing the tracking oyota. •• the pr'ma~ data
source, althouqh copi.s ot extension letter. and
NotiC" of Intant to Cancel vill be revieWed.
Conducting on-site review. of tho Re;ion. vhich
vill include review. at the ~9ion .. l ottlco' •
• nendon tile ••
3.. Providing regular f.edbaclc. !aeh quarter, the
Region will receive:
a. Ita ranking, wit~ r .. pect to other Regions,
ba •• 4 on the averave length ~t time it has
taken projeots to reach initial closing
dlll'ln; tI>. last quarter.
b. A written evaluation of ita performance,
based en all data available to Headquarters,
including racoaaendations tor improvement.
SITE CHANGES. The ri.ld Office Managers hAve the
authority to approve a change in lites based on the
following'
A. The owner has submItted n written request to ~
~ to the Field Offioe, along with supporting
justification.
7/92
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[ 4571.5 ] o ATTACHMENT 1
PL--. _J
7/92
B. The 71.14 Ofeice start bA, dlt.rwined ~:
1. The new 8itca i •• ,,zual to or bet-tar than the
oriqlnal site in order to not alter tha fairness
ot the fundin~ competition in tho tis cal year in
which tha proJect ~a. funded~
2. There 1 •• market demand ror the housinq at the
it • .., location.
3. The new site location is consi8tent with
the approved comprenensive Aftordable Housing
Streteqy and meet. ait. and neiqhborhood .
atandard.a.
4. The appropriate stat. or local 89ancy haB
certified that the provieion of •• rvice. at the
new location is well d.signed to Serve the special
n •• d. of the cate90ry or elderly p.~.on. the
housinq i. intended to aerve (if ntv location
i. out. ide of the jurisdiction ot the State or
local aqency ~at originally certified).
5. The n.w .ita 1s environmentally equal to cr better
than the pr.vio~ lite. A complete environmental
asse • .m~nt (us1nq Fora HUD-.128, Environmental
As ••••• ent, or Form HUD-4128.1, Compliance lind LAC
Condic1on$ Record), includinq (where applicable)
EO-11988 ('loodplain Xanaqament) 8-step proc ••• ,
Historic Prea.rvation (Sec~1on 106 proee •• J, etc.,
must be prepared, oi;ned and approved by the
Housinq D.v.lop~.nt Dir.cto~.
6. Tha nBW site 1s in tha same market ~rea as the
original aite, if pos.ible. The Otfica may PG~it
ill; awl tch to another market area it the Owner
adequately documents that'
a. No other acceptable aita. are av~ilable in the
s.m_ market are4.
b. It is unable to provide necessary services,
unless th6 project is relocated to another
market area.
C. ~ard copieB of any approvals to change Sit9~ tg the
~eglonal Housin~ Director and the Director, Housing ~or
Elderly and Handic.pped People Division in
Headquarters ~ --1
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