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HomeMy WebLinkAbout2024-05-14 Policy & Services Committee Agenda PacketPOLICY AND SERVICES COMMITTEE Regular Meeting Tuesday, May 14, 2024 Council Chambers & Hybrid 7:00 PM Policy and Services Committee meetings will be held as “hybrid” meetings with the option to attend by teleconference/video conference or in person. To maximize public safety while still maintaining transparency and public access, members of the public can choose to participate from home or attend in person. Information on how the public may observe and participate in the meeting is located at the end of the agenda. Masks are strongly encouraged if attending in person. T h e   m e e t i n g   w i l l   b e   b r o a d c a s t   o n   C a b l e   T V   C h a n n e l   2 6 ,   l i v e   o n YouTube https://www.youtube.com/c/cityofpaloalto,   a n d   s t r e a m e d   t o   M i d p e n   M e d i a Center https://midpenmedia.org. VIRTUAL PARTICIPATION CLICK HERE TO JOIN (https://cityofpaloalto.zoom.us/j/94618744621) Meeting ID: 946 1874 4621    Phone: 1(669)900‐6833 PUBLIC COMMENTS Public comments will be accepted both in person and via Zoom for up to three minutes or an amount of time determined by the Chair. All requests to speak will be taken until 5 minutes after the staff’s presentation. Written public comments can be submitted in advance to city.council@CityofPaloAlto.org and will be provided to the Council and available for inspection on the City’s website. Please clearly indicate which agenda item you are referencing in your subject line. PowerPoints, videos, or other media to be presented during public comment are accepted only by email to city.clerk@CityofPaloAlto.org at least 24 hours prior to the meeting. Once received, the  Clerk will have them shared at public comment for the specified item. To uphold strong cybersecurity management practices, USB’s or other physical electronic storage devices are not accepted. Signs and symbolic materials less than 2 feet by 3 feet are permitted provided that: (1) sticks, posts, poles or similar/other type of handle objects are strictly prohibited; (2) the items do not create a facility, fire, or safety hazard; and (3) persons with such items remain seated when displaying them and must not raise the items above shoulder level, obstruct the view or passage of other attendees, or otherwise disturb the business of the meeting. CALL TO ORDER PUBLIC COMMENT  Members of the public may speak to any item NOT on the agenda.  ACTION ITEMS 1.City Council Referral to Review the respective role of the Public Art Commission, staff, stakeholders, and the Council in public art decisions in relation to placement and themes of art. (CEQA Status – Not a Project.) 2.Approval of the Office of the City Auditor Task Order Time Extension for the ADA Compliance and Purchasing Card Audits Late Packet Report FUTURE MEETINGS AND AGENDAS Members of the public may not speak to the item(s) ADJOURNMENT PUBLIC COMMENT INSTRUCTIONS Members of the Public may provide public comments to teleconference meetings via email, teleconference, or by phone. 1. Written public comments may be submitted by email to city.council@cityofpaloalto.org. 2. For in person public comments please complete a speaker request card located on the table at the entrance to the Council Chambers and deliver it to the Clerk prior to discussion of the item. 3. Spoken public comments using a computer or smart phone will be accepted through the teleconference meeting. To address the Council, click on the link below to access a Zoom‐based meeting. Please read the following instructions carefully. You may download the Zoom client or connect to the meeting in‐ browser. If using your browser, make sure you are using a current, up‐to‐date browser: Chrome 30 , Firefox 27 , Microsoft Edge 12 , Safari 7 . Certain functionality may be disabled in older browsers including Internet Explorer. Or download the Zoom application onto your smart phone from the Apple App Store or Google Play Store and enter in the Meeting ID below. You may be asked to enter an email address and name. We request that you identify yourself by name as this will be visible online and will be used to notify you that it is your turn to speak. When you wish to speak on an Agenda Item, click on “raise hand.” The Clerk will activate and unmute speakers in turn. Speakers will be notified shortly before they are called to speak. When called, please limit your remarks to the time limit allotted. A timer will be shown on the computer to help keep track of your comments. 4. Spoken public comments using a phone use the telephone number listed below. When you wish to speak on an agenda item hit *9 on your phone so we know that you wish to speak. You will be asked to provide your first and last name before addressing the Council. You will be advised how long you have to speak. When called please limit your remarks to the agenda item and time limit allotted. CLICK HERE TO JOIN    Meeting ID: 946‐1874‐4621   Phone: 1‐669‐900‐6833 Americans with Disability Act (ADA) It is the policy of the City of Palo Alto to offer its public programs, services and meetings in a manner that is readily accessible to all. Persons with disabilities who require materials in an appropriate alternative format or who require auxiliary aids to access City meetings, programs, or services may contact the City’s ADA Coordinator at (650) 329‐2550 (voice) or by emailing ada@cityofpaloalto.org. Requests for assistance or accommodations must be submitted at least 24 hours in advance of the meeting, program, or service.  1 Regular Meeting May 14, 2024 Materials related to an item on this agenda submitted to the Board after distribution of the agenda packet are available for public inspection at www.CityofPaloAlto.org/agendas. POLICY AND SERVICES COMMITTEERegular MeetingTuesday, May 14, 2024Council Chambers & Hybrid7:00 PMPolicy and Services Committee meetings will be held as “hybrid” meetings with the option toattend by teleconference/video conference or in person. To maximize public safety while stillmaintaining transparency and public access, members of the public can choose to participatefrom home or attend in person. Information on how the public may observe and participate in themeeting is located at the end of the agenda. Masks are strongly encouraged if attending inperson. T h e   m e e t i n g   w i l l   b e   b r o a d c a s t   o n   C a b l e   T V   C h a n n e l   2 6 ,   l i v e   o nYouTube https://www.youtube.com/c/cityofpaloalto,   a n d   s t r e a m e d   t o   M i d p e n   M e d i aCenter https://midpenmedia.org.VIRTUAL PARTICIPATION CLICK HERE TO JOIN (https://cityofpaloalto.zoom.us/j/94618744621)Meeting ID: 946 1874 4621    Phone: 1(669)900‐6833PUBLIC COMMENTSPublic comments will be accepted both in person and via Zoom for up to three minutes or anamount of time determined by the Chair. All requests to speak will be taken until 5 minutesafter the staff’s presentation. Written public comments can be submitted in advance tocity.council@CityofPaloAlto.org and will be provided to the Council and available for inspectionon the City’s website. Please clearly indicate which agenda item you are referencing in yoursubject line.PowerPoints, videos, or other media to be presented during public comment are accepted onlyby email to city.clerk@CityofPaloAlto.org at least 24 hours prior to the meeting. Once received,the  Clerk will have them shared at public comment for the specified item. To uphold strongcybersecurity management practices, USB’s or other physical electronic storage devices are notaccepted. Signs and symbolic materials less than 2 feet by 3 feet are permitted provided that: (1) sticks, posts, poles or similar/other type of handle objects are strictly prohibited; (2) the items do not create a facility, fire, or safety hazard; and (3) persons with such items remain seated when displaying them and must not raise the items above shoulder level, obstruct the view or passage of other attendees, or otherwise disturb the business of the meeting. CALL TO ORDER PUBLIC COMMENT  Members of the public may speak to any item NOT on the agenda.  ACTION ITEMS 1.City Council Referral to Review the respective role of the Public Art Commission, staff, stakeholders, and the Council in public art decisions in relation to placement and themes of art. (CEQA Status – Not a Project.) 2.Approval of the Office of the City Auditor Task Order Time Extension for the ADA Compliance and Purchasing Card Audits Late Packet Report FUTURE MEETINGS AND AGENDAS Members of the public may not speak to the item(s) ADJOURNMENT PUBLIC COMMENT INSTRUCTIONS Members of the Public may provide public comments to teleconference meetings via email, teleconference, or by phone. 1. Written public comments may be submitted by email to city.council@cityofpaloalto.org. 2. For in person public comments please complete a speaker request card located on the table at the entrance to the Council Chambers and deliver it to the Clerk prior to discussion of the item. 3. Spoken public comments using a computer or smart phone will be accepted through the teleconference meeting. To address the Council, click on the link below to access a Zoom‐based meeting. Please read the following instructions carefully. You may download the Zoom client or connect to the meeting in‐ browser. If using your browser, make sure you are using a current, up‐to‐date browser: Chrome 30 , Firefox 27 , Microsoft Edge 12 , Safari 7 . Certain functionality may be disabled in older browsers including Internet Explorer. Or download the Zoom application onto your smart phone from the Apple App Store or Google Play Store and enter in the Meeting ID below. You may be asked to enter an email address and name. We request that you identify yourself by name as this will be visible online and will be used to notify you that it is your turn to speak. When you wish to speak on an Agenda Item, click on “raise hand.” The Clerk will activate and unmute speakers in turn. Speakers will be notified shortly before they are called to speak. When called, please limit your remarks to the time limit allotted. A timer will be shown on the computer to help keep track of your comments. 4. Spoken public comments using a phone use the telephone number listed below. When you wish to speak on an agenda item hit *9 on your phone so we know that you wish to speak. You will be asked to provide your first and last name before addressing the Council. You will be advised how long you have to speak. When called please limit your remarks to the agenda item and time limit allotted. CLICK HERE TO JOIN    Meeting ID: 946‐1874‐4621   Phone: 1‐669‐900‐6833 Americans with Disability Act (ADA) It is the policy of the City of Palo Alto to offer its public programs, services and meetings in a manner that is readily accessible to all. Persons with disabilities who require materials in an appropriate alternative format or who require auxiliary aids to access City meetings, programs, or services may contact the City’s ADA Coordinator at (650) 329‐2550 (voice) or by emailing ada@cityofpaloalto.org. Requests for assistance or accommodations must be submitted at least 24 hours in advance of the meeting, program, or service.  2 Regular Meeting May 14, 2024 Materials related to an item on this agenda submitted to the Board after distribution of the agenda packet are available for public inspection at www.CityofPaloAlto.org/agendas. POLICY AND SERVICES COMMITTEERegular MeetingTuesday, May 14, 2024Council Chambers & Hybrid7:00 PMPolicy and Services Committee meetings will be held as “hybrid” meetings with the option toattend by teleconference/video conference or in person. To maximize public safety while stillmaintaining transparency and public access, members of the public can choose to participatefrom home or attend in person. Information on how the public may observe and participate in themeeting is located at the end of the agenda. Masks are strongly encouraged if attending inperson. T h e   m e e t i n g   w i l l   b e   b r o a d c a s t   o n   C a b l e   T V   C h a n n e l   2 6 ,   l i v e   o nYouTube https://www.youtube.com/c/cityofpaloalto,   a n d   s t r e a m e d   t o   M i d p e n   M e d i aCenter https://midpenmedia.org.VIRTUAL PARTICIPATION CLICK HERE TO JOIN (https://cityofpaloalto.zoom.us/j/94618744621)Meeting ID: 946 1874 4621    Phone: 1(669)900‐6833PUBLIC COMMENTSPublic comments will be accepted both in person and via Zoom for up to three minutes or anamount of time determined by the Chair. All requests to speak will be taken until 5 minutesafter the staff’s presentation. Written public comments can be submitted in advance tocity.council@CityofPaloAlto.org and will be provided to the Council and available for inspectionon the City’s website. Please clearly indicate which agenda item you are referencing in yoursubject line.PowerPoints, videos, or other media to be presented during public comment are accepted onlyby email to city.clerk@CityofPaloAlto.org at least 24 hours prior to the meeting. Once received,the  Clerk will have them shared at public comment for the specified item. To uphold strongcybersecurity management practices, USB’s or other physical electronic storage devices are notaccepted.Signs and symbolic materials less than 2 feet by 3 feet are permitted provided that: (1) sticks,posts, poles or similar/other type of handle objects are strictly prohibited; (2) the items do notcreate a facility, fire, or safety hazard; and (3) persons with such items remain seated whendisplaying them and must not raise the items above shoulder level, obstruct the view orpassage of other attendees, or otherwise disturb the business of the meeting.CALL TO ORDERPUBLIC COMMENT Members of the public may speak to any item NOT on the agenda. ACTION ITEMS1.City Council Referral to Review the respective role of the Public Art Commission, staff,stakeholders, and the Council in public art decisions in relation to placement and themesof art. (CEQA Status – Not a Project.)2.Approval of the Office of the City Auditor Task Order Time Extension for the ADACompliance and Purchasing Card Audits Late Packet ReportFUTURE MEETINGS AND AGENDASMembers of the public may not speak to the item(s) ADJOURNMENT PUBLIC COMMENT INSTRUCTIONS Members of the Public may provide public comments to teleconference meetings via email, teleconference, or by phone. 1. Written public comments may be submitted by email to city.council@cityofpaloalto.org. 2. For in person public comments please complete a speaker request card located on the table at the entrance to the Council Chambers and deliver it to the Clerk prior to discussion of the item. 3. Spoken public comments using a computer or smart phone will be accepted through the teleconference meeting. To address the Council, click on the link below to access a Zoom‐based meeting. Please read the following instructions carefully. You may download the Zoom client or connect to the meeting in‐ browser. If using your browser, make sure you are using a current, up‐to‐date browser: Chrome 30 , Firefox 27 , Microsoft Edge 12 , Safari 7 . Certain functionality may be disabled in older browsers including Internet Explorer. Or download the Zoom application onto your smart phone from the Apple App Store or Google Play Store and enter in the Meeting ID below. You may be asked to enter an email address and name. We request that you identify yourself by name as this will be visible online and will be used to notify you that it is your turn to speak. When you wish to speak on an Agenda Item, click on “raise hand.” The Clerk will activate and unmute speakers in turn. Speakers will be notified shortly before they are called to speak. When called, please limit your remarks to the time limit allotted. A timer will be shown on the computer to help keep track of your comments. 4. Spoken public comments using a phone use the telephone number listed below. When you wish to speak on an agenda item hit *9 on your phone so we know that you wish to speak. You will be asked to provide your first and last name before addressing the Council. You will be advised how long you have to speak. When called please limit your remarks to the agenda item and time limit allotted. CLICK HERE TO JOIN    Meeting ID: 946‐1874‐4621   Phone: 1‐669‐900‐6833 Americans with Disability Act (ADA) It is the policy of the City of Palo Alto to offer its public programs, services and meetings in a manner that is readily accessible to all. Persons with disabilities who require materials in an appropriate alternative format or who require auxiliary aids to access City meetings, programs, or services may contact the City’s ADA Coordinator at (650) 329‐2550 (voice) or by emailing ada@cityofpaloalto.org. Requests for assistance or accommodations must be submitted at least 24 hours in advance of the meeting, program, or service.  3 Regular Meeting May 14, 2024 Materials related to an item on this agenda submitted to the Board after distribution of the agenda packet are available for public inspection at www.CityofPaloAlto.org/agendas. Policy & Services Committee Staff Report From: City Manager Report Type: ACTION ITEMS Lead Department: Community Services Meeting Date: May 14, 2024 Report #:2402-2679 TITLE City Council Referral to Review the respective role of the Public Art Commission, staff, stakeholders, and the Council in public art decisions in relation to placement and themes of art. (CEQA Status – Not a Project.) RECOMMENDATION Staff recommends that the Policy and Services Committee review and discuss a report on Public Art processes as referred by the City Council. BACKGROUND AND ANALYSIS The City Council discussed and approved the restoration of the Public Art Commission from five to seven members at the December 4, 2023, Council meeting. As part of the motion, the Council also referred to Policy and Services Committee to review with the Public Art Commission the respective role of the Public Art Commission staff, stakeholders, and the Council in public art decisions in relation to placement and themes of art. Public art projects generally fall into three categories: Municipal Percent for Art Projects, Private Percent for Art Projects, and Temporary Public Art Projects. The current roles of the Public Art Commission, the City Council, and City staff are outlined in the Visual Art in Public Places Municipal Code 2.261, along with the Public Art for Municipal Projects process. All projects 1 Palo Alto Municipal Code section 2.26: https://codelibrary.amlegal.com/codes/paloalto/latest/paloalto_ca/0-0-0- 61433 Item 1 Staff Report     Packet Pg. 4     commissioned and installed are guided by the Public Art Master Plan2 and associated public art plans for the California Avenue Area3 and the Baylands4. 5 of the Municipal Code outlines the role of the City Council in the review of artistic matters in the visual art in public places program and implicitly states that the City Council can agendize an artistic matter for discussion should it determine necessary. The code states: (1) Decisions on artistic matters will be made by city staff and the public art commission; (2) The city council will not exercise its independent judgment on artistic matters unless the city council requests that the matter be agendized for its review; (3) Unless the city council determines to exercise its independent judgment as provided above, sketches, designs, photographs, precise plans, art examples, and similar items on artistic matters will not be transmitted to the city council as a matter of course in conjunction with projects before the city council; (4) The city council will refer questions, suggestions, requests, complaints, and similar items pertaining to the visual art in public places program to city staff and the public art commission for their review and response. 6. In 2015, the City Council also amended Chapter 2.26 of the Municipal Code to add Public Art for Municipal 2 2016 Public Art Master Plan: https://www.cityofpaloalto.org/files/assets/public/v/1/community-services/public- art-program/pap-policies-and-docs/public-art-master-plan.pdf 3 2021 California Avenue District Public Art Plan: https://www.cityofpaloalto.org/files/assets/public/v/1/community-services/public-art-program/pap-policies-and- docs/california-ave-district-public-art-plan.pdf 4 2019 Public Art Overlay to the Baylands Comprehensive Conservation Plan: https://www.cityofpaloalto.org/files/assets/public/v/1/community-services/public-art-program/bccp-public-art- overlay.pdf 5 City Council Review of Artistic Matters in the Visual Art in Public Places Program: https://codelibrary.amlegal.com/codes/paloalto/latest/paloalto_ca/0-0-0-61497#JD_2.26.070 6 2015 Municipal Percent for Art Policy: https://www.cityofpaloalto.org/files/assets/public/v/2/community- services/public-art-program/pap-policies-and-docs/muni-policy-effective-march-2015.pdf Item 1 Staff Report     Packet Pg. 5     Projects7 to strengthen its ongoing commitment to integrating art into the community. The ordinance states that the City will budget one percent of its CIP budget for public art, with certain exceptions. These funds are transferred as part of the annual budget process into the Art in Public Spaces Capital Improvement Project (CIP AC-86017 – Art in Public Spaces) budget, and funds may be pooled and allocated to temporary and permanent public art throughout the City. The process chart (Attachment A) outlines how public art projects are identified, artists are selected, concepts approved, and artwork is commissioned. The chart also is a general outline for how all the City’s public art projects are commissioned, with a few nuances. 7 Palo Alto Municipal Code 2.26.070: https://codelibrary.amlegal.com/codes/paloalto/latest/paloalto_ca/0-0-0- 61497#JD_2.26.070 Item 1 Staff Report     Packet Pg. 6     24 hours), City staff may approve the installation in accordance with the Temporary Artwork Policy8. 9 establishing a requirement for public art in projects over 10,000 square feet with an estimated construction valuation of over $200,000 to either commission art on-site or pay a contribution to the Public Art Fund equivalent to one percent of their construction budget. There is a process chart included in the Application Packet10. Applicants choosing to commission art on site develop their public art plan at the same time as the rest of the construction project design. The applicants meet with public art staff prior to their initial review with the Public Art Commission. At the Initial Review, the applicant is asked to present their overall project, estimated art budget, artist selection plan and consultant, areas of consideration for integrating public art, and the overall timeline for the project. The PAC gives feedback for the applicant team to consider regarding placement and themes for the artwork prior to initiating their artist selection process. 8 2017 Temporary Artwork Policy: https://www.cityofpaloalto.org/files/assets/public/v/1/community- services/public-art-program/pap-policies-and-docs/temporary-artwork-policy.pdf 9 Palo Alto Municipal Code Chapter 16.61: https://codelibrary.amlegal.com/codes/paloalto/latest/paloalto_ca/0-0- 0-75139 10 Public Art in Private Development Application and Informational Packet: https://www.cityofpaloalto.org/files/assets/public/v/3/community-services/public-art-program/pap-policies-and- docs/application-packet_public-art-in-private-development_2024.pdf Item 1 Staff Report     Packet Pg. 7     FISCAL/RESOURCE IMPACT STAKEHOLDER ENGAGEMENT ENVIRONMENTAL REVIEW ATTACHMENTS APPROVED BY: Item 1 Staff Report     Packet Pg. 8     PUBLIC ART SELECTION AND APPROVAL PROCESS Percent for Art in Municipal Projects PROJECTS IDENTIFIED BY PUBLIC ART PROGRAM (PAP) STAFF Site/Timeline/Needs assessed / Budget Set ART PLAN PRESENTED TO PUBLIC ART COMMISSION (PAC) Artist selection panel Art site recommendations Type of artist selection process Budget Community stakeholders or partners ARTIST SELECTION PROCESS Panelists + PAP Staff review artists to select a finalist PAC approves the selected artist Artist contract for artwork design development FABRICATION + PLACEMENT CONTRACT NEGOTIATED BY PAP STAFF AND ARTIST FINAL ARTWORK DESIEN PROPOSAL GOES TO PUBLIC ART COMMISSION (PAC) FOR APPROVAL IF OVER $85,000, CONTRACT GOES TO CITY COUNCIL FOR APPROVAL UPDATES TO COMMISISON PAP staff and PAC PROJECT MANAGEMENT INCLUDES: Design development Permitting and community meetings/outreach Coordination with the project architect and City Depts Scheduling payments Ensuring insurance/ safety/ ADA requirements and engineered drawings are approved. Subcontractors and contract extensions are approved Coordination of underground utility identification, cranes, trucks, concrete contractors, etc. Opening celebration planning Press release and promotions REQUEST FOR QUALIFICATIONS (RFQ) ISSUED Item 1 Attachment A: Public Art Approval Process Flow Chart     Packet Pg. 9     Policy & Services Committee Staff Report From: City Manager Report Type: ACTION ITEMS Lead Department: City Auditor Meeting Date: May 14, 2024 Report #:2405-2976 TITLE Approval of the Office of the City Auditor Task Order Time Extension for the ADA Compliance and Purchasing Card Audits RECOMMENDATION The Office of the City Auditor recommends an extension to the deadline for the ADA Compliance and Purchasing Card Audits This report will come as a late packet memo on May 9, 2024. Item 2 Item 2 Staff Report     Packet Pg. 10     Policy & Services Committee Staff Report From: City Manager Report Type: ACTION ITEMS Lead Department: City Auditor Meeting Date: May 14, 2024 Report #:2405-3005 TITLE Approval of the Office of the City Auditor Task Order Time Extension for the ADA Compliance and Purchasing Card Audits RECOMMENDATION The City Auditor recommends the Policy & Services Committee recommend that the City Council approve the changes to the Task Orders 04.21 Purchasing Card Program and 04.22 ADA Compliance Review. EXECUTIVE SUMMARY The Policy & Services Committee approved Task Orders FY24-4.21 Purchasing Card Program and Task Order FY24-4.22 ADA Compliance Review in its FY24 Audit Plan 1. The Purchasing Card Program and ADA Compliance Review audits were scheduled to begin in March of 2024 with task order expiration dates of June 30, 2024. The audits were not started as a result of the City Auditor vacancy. Additional time is needed to ensure the accuracy and completeness of work once started. OCA requests the task orders for these two audits be extended to December 31, 2024. The total not-to-exceed budget remains the same. FISCAL/RESOURCE IMPACT Work recommended in these tasks is within both the approved scope and compensation of the contract with Baker Tilley and funding levels in the FY 2024 Operating Budget for the Office of the City Auditor 1 Policy & Services Committee, December 12, 2023; Agenda Item #3: https://recordsportal.paloalto.gov/Weblink/DocView.aspx?id=52531 Item 2 Item 2 Late Packet Report     Packet Pg. 11     STAKEHOLDER ENGAGEMENT No stakeholder outreach was necessary for this report, as it is an internal decision made by the Office of the City Auditor to reallocate resources for audit functions. ENVIRONMENTAL REVIEW Council action on this item is not a project as defined by CEQA because the audit activities do not involve any commitment to any specific project which may result in a potentially significant physical impact on the environment. CEQA Guidelines section 15378(b)(4). ATTACHMENTS Attachment A: Updated Professional Services Task Orders FY24-4.21 Purchasing Card Program and FY24-4.22 ADA Compliance Review APPROVED BY: Kate Murdock, City Auditor Item 2 Item 2 Late Packet Report     Packet Pg. 12     PROFESSIONAL SERVICES TASK ORDER TASK ORDER FY24-4.21 Purchasing Card Program Consultant shall perform the Services detailed below in accordance with all the terms and conditions of the Agreement referenced in Item 1A below. All exhibits referencedFY24 in Item 8 below are incorporated into this Task Order by this reference. The Consultant shall furnish the necessary facilities, professional, technical and supporting personnel required by this Task Order as described below. CONTRACT NO. C21179340 OR PURCHASE ORDER REQUISITION NO. (AS APPLICABLE) 1A. MASTER AGREEMENT NO. (MAY BE SAME AS CONTRACT / P.O. NO. ABOVE): C21179340 1B. TASK O RDER NO.: FY23-4.22 2. CONSULTANT NAME: Baker Tilly US, LLP 3. PERIOD OF PERFORMANCE: START: May 15, 2024 COMPLETION: December 31, 2024 4 TOTAL TASK ORDER PRICE: $69,940 BALANCE REMAINING IN MASTER AGREEMENT/CONTRACT TBD 5. BUDGET CODE_______________ COST CENTER________________ COST ELEMENT______________ WBS/CIP__________ PHASE__________ 6. CITY PROJECT MANAGER’S NAME & DEPARTMENT: Greg Tanaka, Chair of the City Council’s Policy and Services Committee 7. DESCRIPTION OF SCOPE OF SERVICES (Attachment A) MUST INCLUDE:  SERVICES AND DELIVERABLES TO BE PROVIDED  SCHEDULE OF PERFORMANCE  MAXIMUM COMPENSATION AMOUNT AND RATE SCHEDULE (as applicable)  REIMBURSABLE EXPENSES, if any (with “not to exceed” amount) 8. ATTACHMENTS: A: Task Order Scope of Services B (if any): N/A work described in this Task Order. APPROVED: CITY OF PALO ALTO BY:____________________________________ Name __________________________________ Title___________________________________ Date ___________________________________ this Task Order and warrant that I have authority to sign on behalf of Consultant. APPROVED: COMPANY NAME: ______________________ BY:____________________________________ Name __________________________________ Title___________________________________ Date ___________________________________ Item 2 Late Packet Attachment A - Task Order FY24-4.21 P-Card & 4.22 ADA Compliance     Packet Pg. 13     Attachment A DESCRIPTION OF SCOPE OF SERVICES Introduction Attachment A, the Description of Scope of Services, contains the following four (4) elements: • Services and Deliverables To Be Provided • Schedule of Performance • Maximum Compensation Amount and Rate Schedule (As Applicable) • Reimbursable Expenses, if any (With “Not To Exceed” Amount) Services & Deliverables Baker Tilly’s approach to conducting an internal audit of Purchasing Card Program involves three (3) primary steps: • Step 1: Audit Planning • Step 2: Control Review and Testing • Step 3: Reporting Step 1 – Audit Planning This step consists of the tasks performed to adequately plan the work necessary to address the overall audit objective and to solidify mutual understanding of the audit scope, objectives, audit process, and timing between stakeholders and auditors. Tasks include: • Gather information to understand the environment under review o Understand the organizational structure and objectives o Review the City code, regulations, and other standards and expectations o Review prior audit results, as applicable o Review additional documentation and conduct interviews as necessary • Assess the audit risk • Write an audit planning memo and audit program o Refine audit objectives and scope o Identify the audit procedures to be performed and the evidence to be obtained and examined • Announce the initiation of the audit and conduct kick-off meeting with key stakeholders o Discuss audit objectives, scope, audit process, timing, resources, and expectations o Discuss documentation and interview requests for the audit Item 2 Late Packet Attachment A - Task Order FY24-4.21 P-Card & 4.22 ADA Compliance     Packet Pg. 14     Step 2 – Control Review and Testing This step involves executing the procedures in the audit program to gather information, interview individuals, and analyze the data and information to obtain sufficient evidence to address the audit objectives. The preliminary audit objective is to determine whether (1) Determine whether procurement cards are used appropriately in compliance with the City's policy and pertinent laws and regulations; (2) Evaluate the administration of the Purchasing Card Program for adequate internal controls to safeguard the City from fraud, waste, and abuse. Procedures include, but not limited to: • Interview the appropriate individuals to gain an understanding of the organizational structure, processes, and controls related to the Purchasing Card Program. • Review policies and procedures as well as the legislative and regulatory requirements to identify the criteria to be used for evaluation of control design and effectiveness. • Select a sample of the P-Card transactions • Compare the process and controls against the best practices. Step 3 – Reporting In Step 3, the project team will perform tasks necessary to finalize audit working papers, prepare and review a draft report with the stakeholders, and submit a final audit report. Tasks include: • Develop findings, conclusions, and recommendations based on the supporting evidence gathered • Validate findings with the appropriate individuals and discuss the root cause of the identified findings • Complete supervisory review of working papers and a draft audit report • Distribute a draft audit report and conduct a closing meeting with key stakeholders o Discuss the audit results, finings, conclusions, and recommendations o Discuss management responses • Obtain written management responses and finalize a report • Review report with members of City Council and/or the appropriate Council Committee Deliverables: The following deliverable will be prepared as part of this engagement: • Audit Report Schedule of Performance Anticipated Start Date: January 1, 2024 Anticipated End Date: June 30, 2024 Item 2 Late Packet Attachment A - Task Order FY24-4.21 P-Card & 4.22 ADA Compliance     Packet Pg. 15     Maximum Compensation Amount and Rate Schedule The not-to-exceed maximum, inclusive of reimbursable expenses (as summarized below) for this Task is $69,940. The not-to-exceed budget is based on an estimate of 375 total project hours, of which 15 are estimated to be completed by the City Auditor. Reimbursable Expenses We plan to complete all work remote including all interviews and documentation review. However, during the planning and fieldwork phases of this audit, the City and Baker Tilly may mutually determine it will be beneficial to perform a portion of the work on-site. Given this possibility, Baker Tilly could incur reimbursable expenses for this Task. The not-to-exceed maximum for reimbursable expenses for this Task is $6,500. The following summarizes anticipated reimbursable expenses: • Round-trip Airfare – $2,000 (1 round trip flights x 2 auditors) • Ground Transportation (car rental or Uber/taxi) - $800 • Hotel accommodation - $3,000 (2 rooms x 4 nights) • Food and incidentals – $700 Item 2 Late Packet Attachment A - Task Order FY24-4.21 P-Card & 4.22 ADA Compliance     Packet Pg. 16     PROFESSIONAL SERVICES TASK ORDER TASK ORDER FY24-4.22 ADA Compliance Review Consultant shall perform the Services detailed below in accordance with all the terms and conditions of the Agreement referenced in Item 1A below. All exhibits referenced FY24 in Item 8 below are incorporated into this Task Order by this reference. The Consultant shall furnish the necessary facilities, professional, technical and supporting personnel required by this Task Order as described below. CONTRACT NO. C21179340 OR PURCHASE ORDER REQUISITION NO. (AS APPLICABLE) 1A. MASTER AGREEMENT NO. (MAY BE SAME AS CONTRACT / P.O. NO. ABOVE): C21179340 1B. TASK O RDER NO.: FY23-4.23 2. CONSULTANT NAME: Baker Tilly US, LLP 3. PERIOD OF PERFORMANCE: START: May 15, 2024 COMPLETION: December 31, 2024 4 TOTAL TASK ORDER PRICE: $73,110 BALANCE REMAINING IN MASTER AGREEMENT/CONTRACT TBD 5. BUDGET CODE_______________ COST CENTER________________ COST ELEMENT______________ WBS/CIP__________ PHASE__________ 6. CITY PROJECT MANAGER’S NAME & DEPARTMENT: Greg Tanaka, Chair of the City Council’s Policy and Services Committee 7. DESCRIPTION OF SCOPE OF SERVICES (Attachment A) MUST INCLUDE:  SERVICES AND DELIVERABLES TO BE PROVIDED  SCHEDULE OF PERFORMANCE  MAXIMUM COMPENSATION AMOUNT AND RATE SCHEDULE (as applicable)  REIMBURSABLE EXPENSES, if any (with “not to exceed” amount) 8. ATTACHMENTS: A: Task Order Scope of Services B (if any): N/A work described in this Task Order. APPROVED: CITY OF PALO ALTO BY:____________________________________ Name __________________________________ Title___________________________________ Date ___________________________________ this Task Order and warrant that I have authority to sign on behalf of Consultant. APPROVED: COMPANY NAME: ______________________ BY:____________________________________ Name __________________________________ Title___________________________________ Date ___________________________________ Item 2 Late Packet Attachment A - Task Order FY24-4.21 P-Card & 4.22 ADA Compliance     Packet Pg. 17     Attachment A DESCRIPTION OF SCOPE OF SERVICES Introduction Attachment A, the Description of Scope of Services, contains the following four (4) elements: • Services and Deliverables To Be Provided • Schedule of Performance • Maximum Compensation Amount and Rate Schedule (As Applicable) • Reimbursable Expenses, if any (With “Not To Exceed” Amount) Services & Deliverables Baker Tilly’s approach to conducting an internal audit of ADA (Americans Disabilities Act) Compliance involves three (3) primary steps: • Step 1: Audit Planning • Step 2: Control Review and Testing • Step 3: Reporting Step 1 – Audit Planning This step consists of the tasks performed to adequately plan the work necessary to address the overall audit objective and to solidify mutual understanding of the audit scope, objectives, audit process, and timing between stakeholders and auditors. Tasks include: • Gather information to understand the environment under review o Understand the organizational structure and objectives o Review the City code, regulations, and other standards and expectations o Review prior audit results, as applicable o Review additional documentation and conduct interviews as necessary • Assess the audit risk • Write an audit planning memo and audit program o Refine audit objectives and scope o Identify the audit procedures to be performed and the evidence to be obtained and examined • Announce the initiation of the audit and conduct kick-off meeting with key stakeholders o Discuss audit objectives, scope, audit process, timing, resources, and expectations o Discuss documentation and interview requests for the audit Item 2 Late Packet Attachment A - Task Order FY24-4.21 P-Card & 4.22 ADA Compliance     Packet Pg. 18     Step 2 – Control Review and Testing This step involves executing the procedures in the audit program to gather information, interview individuals, and analyze the data and information to obtain sufficient evidence to address the audit objectives. The preliminary audit objective is to determine whether improvements have been made to make facilities, programs, and services accessible in accordance with the Transition Plan and Self-Evaluation Final Study to ensure compliance with the Americans with Disabilities Act (ADA) of 1990. Specifically, we will determine whether (1) necessary remediation work, projects, or programs are included in the annual capital budget to meet the ADA Transition Plan Schedules; (2) the progress of the remediation efforts and any change in laws and regulations are assessed periodically to ensure continued improvements in ADA compliance; (3) the City monitors the contractor’s compliance with the contractual requirements to ensure that the City receives necessary services. Procedures include, but not limited to: • Interview the appropriate individuals to gain an understanding of the organizational structure, processes, and controls related to the ADA compliance efforts. • Review policies and procedures as well as the legislative and regulatory requirements to identify the criteria to be used for evaluation of control design and effectiveness. • Review the relevant documents such as ADA Transition Plan, ADA Self-Evaluation Report, the Transition Plan Schedule, progress assessment reports, and the contract with the consultants. • Compare the process and controls against the best practices. Step 3 – Reporting In Step 3, the project team will perform tasks necessary to finalize audit working papers, prepare and review a draft report with the stakeholders, and submit a final audit report. Tasks include: • Develop findings, conclusions, and recommendations based on the supporting evidence gathered • Validate findings with the appropriate individuals and discuss the root cause of the identified findings • Complete supervisory review of working papers and a draft audit report • Distribute a draft audit report and conduct a closing meeting with key stakeholders o Discuss the audit results, finings, conclusions, and recommendations o Discuss management responses • Obtain written management responses and finalize a report • Review report with members of City Council and/or the appropriate Council Committee Deliverables: The following deliverable will be prepared as part of this engagement: • Audit Report Item 2 Late Packet Attachment A - Task Order FY24-4.21 P-Card & 4.22 ADA Compliance     Packet Pg. 19     Schedule of Performance Anticipated Start Date: January 1, 2024 Anticipated End Date: June 30, 2024 Maximum Compensation Amount and Rate Schedule The not-to-exceed maximum, inclusive of reimbursable expenses (as summarized below) for this Task is $73,110. The not-to-exceed budget is based on an estimate of 385 total project hours, of which 15 are estimated to be completed by the City Auditor. Reimbursable Expenses We plan to complete all work remote including all interviews and documentation review. However, during the planning and fieldwork phases of this audit, the City and Baker Tilly may mutually determine it will be beneficial to perform a portion of the work on-site. Given this possibility, Baker Tilly could incur reimbursable expenses for this Task. The not-to-exceed maximum for reimbursable expenses for this Task is $6,500. The following summarizes anticipated reimbursable expenses: • Round-trip Airfare – $2,000 (1 round trip flights x 2 auditors) • Ground Transportation (car rental or Uber/taxi) - $800 • Hotel accommodation - $3,000 (2 rooms x 4 nights) • Food and incidentals – $700 Item 2 Late Packet Attachment A - Task Order FY24-4.21 P-Card & 4.22 ADA Compliance     Packet Pg. 20