HomeMy WebLinkAboutStaff Report 2308-1939 City Council
Staff Report
From: City Manager
Report Type: CONSENT CALENDAR
Lead Department: Utilities
Meeting Date: January 16, 2024
Staff Report:2308-1939
TITLE
Approval of Professional Services Contract with Energy and Environmental Economics, Inc. (E3)
for a Not-to-Exceed Amount of $945,286 for the Sustainability and Climate Action Plan (S/CAP)
Funding Study; Amendment to Professional Services Contract with Sterling Communications, Inc.
to Amend the Scope, Extend the Timeline, and Increase Total Not-to-Exceed Compensation by
$75,000 (from $85,000 to $160,000); and a Budget Amendment in the Electric Fund for
Acceptance of $75,000 DEED grant for S/CAP Funding Study; CEQA Status – Not a Project.
RECOMMENDATION
Staff recommends that Council:
1. Approve of Professional Services Contract Number C24188769 with E3 in an Amount Not-
to-Exceed $945,286 for the S/CAP Funding Study for a Period of One (1) Year;
2. Approve an amendment to Professional Services Contract Number S23187670 with
Sterling Communications, Inc. to increase the Not-to-Exceed compensation in the amount
of $75,000 for a total of $160,000, to expand the scope to include other electrification
initiatives, and to extend the timeline for Advanced Heat Pump Water Heater Pilot
Program outreach;
3. Approve the acceptance of the American Public Power Association’s Demonstration of
Energy & Efficiency Developments (DEED) grant of $75,000;
4. Amend the Fiscal Year 2024 Budget Appropriation for the Electric Fund (requires a 2/3
vote) by the following:
a. Increasing the Contract Services expense appropriation by $75,000; and
b. Increasing Other Revenue by $75,000.
BACKGROUND
The City of Palo Alto (Palo Alto or City) adopted its 2022 Sustainability and Climate Action Plan in
2022 outlining the strategies needed to meet our sustainability goals, including the goal of
reducing GHG emissions 80 percent below 1990 levels by 2030. The S/CAP Funding Study will
assess the funding needs and explore funding sources to meet Palo Alto’s building and
transportation electrification goals and will center around the development of an analytical
model to estimate the “community cost to electrify” and to structure the financing of future
electrification programs. As part of this study scope, there will be multiple sub-studies to collect
inputs to the model such as gas appliance saturation, EV charging needs, and funding and
financing sources/methodologies. Key outputs from the model include: the total cost, net of any
benefits, of the necessary equipment and infrastructure upgrades, utility rate impacts, and bill
impact to different customer groups. Results from the study will inform the development of
electrification programs to meet the City’s Sustainability/Climate Action Plan (S/CAP) goals.
City staff applied for and were awarded the American Public Power Association’s Demonstration
of Energy & Efficiency Developments (DEED) grant, which can provide $75,000 in funding towards
completing this Funding Study.
One major electrification program is already operating, the Advanced Heat Pump Water Heater
Pilot Program. This program has required significant outreach to drive program participation. The
program has not yet reached its budgeted program capacity and is continuing into 2024.
ANALYSIS
This report requests approval of two S/CAP items:
1. Approval of a consulting contract to complete the City’s S/CAP Funding Study, and
2. Amendment of a contract for the Advanced Heat Pump Water Heater Pilot Program
outreach to continue the program through June 2024 and include additional
electrification programs.
S/CAP Funding Study Contract Approval
The City published the Request for Proposals (RFP) for the Funding Study on the City’s
eProcurement platform, on August 14, 2023. The City received five responsive Proposals from
Buro Happold Consulting Engineers, Arup US, Black and Veatch, Quanta Technology, and Energy
and Environmental Economics (E3).
Table 1. Summary of RFP Process
RFP Name/Number Consulting Services Funding Study for Electrification Goals
RFP No. 188769
Request for Proposals Issued August 14, 2023
Proposals Due September 25, 2023
Number of Firms Notified 2,848
Total Days to Respond to RFP 42
Number of Proposals Received 5
Non-responsive bidders/ Responsive
bidders 0 / 5
RFP Name/Number Consulting Services Funding Study for Electrification Goals
RFP No. 188769
Public Link to Solicitation https://procurement.opengov.com/portal/palo-alto-
ca/projects/56912
Proposals Price Range $396,541 to $645,000
An evaluation committee comprised of Resource Management Division staff carefully reviewed
each firm’s qualifications and submittals in response to the criteria identified in the RFP:
1. Quality and completeness of proposal
2. Quality, performance and effectiveness of the solution, goods and/or services to be
provided by the Proposer
3. Proposer’s experience, including the experience of staff to be assigned to the project, the
engagements of similar scope and complexity
4. Cost to the city
5. Proposer’s financial condition and stability
6. Proposer’s ability to perform the work within the time specified
7. Proposer’s prior record of performance with the City or other local, county, or state
agencies
8. Proposer’s compliance with applicable laws, regulations, policies (including City policies),
guidelines and orders governing prior or existing contracts performed by the proposer
The City received five responses. The evaluation committee identified a preferred service
provider based on the best overall score from the proposal and an interview. Based on this
approach, staff recommends contracting with E3, who provided a comprehensive approach to
the scope of work, demonstrated a clear understanding of Palo Alto and its needs, has extensive
experience working with California utilities and governments on projects involving building and
transportation electrification and financing solutions, proposed an aggressive timeline for
completion with a reasonable budget and a competitive average hourly rate, and demonstrated
exceptional project management experience.
The scope of work E3 proposed includes the following tasks, to be completed within a 7-month
process, beginning shortly after the contract is executed, anticipated for January 2024
($614,286):
1.Funding Source Survey - An extensive summary of all potential financing mechanisms that
Palo Alto could use for funding citywide electrification, including a review of those used
by other agencies to identify new potential mechanisms. The timing, structure and
method of raising capital for the City’s proposed transactions are key elements to the
financial plan.
2.Building Sector Studies - A study of the single-family, multi-family, and non-residential
sectors with the objective of characterizing the equipment used in the buildings,
estimating the cost of electrifying that equipment, identifying cost-effective efficiency
opportunities, and using this to identify least cost electrification opportunities and as an
input into the calculation of the total cost of the building electrification efforts needed to
achieve the City’s 80x30 goals. These studies will be used as an input to the funding model.
3.EV Charger Strategic Plan – A plan developed to provide a blueprint on alternatives for
future City actions to build the necessary infrastructure to support large scale EV growth
in the most cost-efficient and user-friendly way possible, and to project the community
cost and funding needs related to these actions. This study will be used as an input to the
funding model.
4.Funding Study - An Excel model that estimates the community cost to electrify using
building and transportation electrification outputs from the Building Sector Studies and
EV Charger Strategic Plan, paired with results from other parallel studies completed by
the Utilities Department to analyze Palo Alto’s potential electrification needs and costs,
available funding, and financing options. This model will be used by E3 in collaboration
with City staff to produce a report with options for funding the S/CAP for Council
consideration.
In addition, the RFP requested proposals for optional tasks that could be added to the contract
at the City’s discretion. These were tasks that required skill sets and data closely tied to the S/CAP
Funding Study. Staff is proposing to include the following three optional tasks in the S/CAP
Funding Study contract ($250,000):
A.Electrification Grid Impacts – This additional service will enable the City, at its discretion,
to have the consultant model the impacts on the City’s electric distribution system from
the electrification measures analyzed in the S/CAP Funding Study. This could be useful if
the City needs to validate assumptions in its grid modernization study and can help with
evaluating the distribution benefit of flexible energy technologies.
B.Affordable Housing Study – This additional service enables the City to direct consulting
resources used to complete the Building Sector Study for the multi-family sector to
include a more in-depth study of electrifying the affordable housing complexes in Palo
Alto.
C.Low Carbon Commute Strategies – This additional service enables the City direct the
consultant to explore regulatory and other transportation management tools focused on
employers that could drive employee adoption of low-carbon transportation generally.
There is also $81,000 included in the contract for additional services if needed to complete the
base contract work or optional tasks due to factors unanticipated in the original scope.
Sterling Contract Amendment
The City has an existing $85,000 contract in place with Sterling Communications (S23187670) that
was put in place following an informal request for proposals (RFP). Staff is seeking to amend it to
expand the scope, extend the timeline, and increase the maximum compensation by $75,000 to
$160,000. This contract is to provide communications consulting services for program outreach
related to the Advanced Heat Pump Water Heater (HPWH) Pilot Program and electrification more
generally. This contract has resulted in innovations in how to the City does its program outreach
by developing engaging campaign themes, improving design of the City’s program outreach
materials, implementing new outreach strategies (such as audience-targeted Google
advertisements with specialized landing pages), and advising on how the City can help
participants through the program. Staff wishes to retain this consulting assistance through June
2024 while in parallel doing a broader RFP for S/CAP communications and outreach to begin in
July 2024.
Staff had anticipated the original $85,000 to be adequate but has found during the first few
months of the program that it requires more outreach than expected. Typically, professional
services contracts with estimated expenditures exceeding $85,000 are solicited by formal RFP,
per Palo Alto Municipal Code (PAMC) section 2.30.330 (Professional services Contracts), instead
of an informal RFP, as this one was. To meet that code requirement would have required ending
this contract and doing a formal RFP for a new one. However, staff determined that performing
a formal RFP and allowing this contract to lapse would require stopping outreach, which would
seriously impact program participation, leaving program installers unable to retain staff, leading
to problems meeting demand later on when the City expands its outreach again. For those
reasons staff has approved a competitive solicitation exemption, pursuant to PAMC section
2.30.360 (b)(2) and recommends amending this contract to allow work to continue through June
2024. For future work in July 2024 and beyond, staff is starting a formal RFP for marketing
services for the S/CAP more broadly, including all electrification programs, not just the Advanced
HPWH Pilot program.
POLICY IMPLICATIONS
The S/CAP Funding Study will contain specific policy, project, and program recommendations.
The study will aim to create a plan for staff and Council review for further actions, identifying
funding and financing opportunities to enable the City to successfully implement policies and
programs to encourage building and transportation electrification and achieve our sustainability
goals.
FISCAL/RESOURCE IMPACT
Funding for the core elements of the S/CAP Funding Study was approved by Council as part of
the FY 2024 budget. However, staff received a $75,000 grant from the American Public Power
Association’s (APPA) Demonstration of Energy & Efficiency Developments (DEED) Program for
this study. Staff recommends an increase in Contract Services appropriation of $75,000 in the FY
2024 Electric Fund operating budget, offset by an increase in Other Revenue.
The S/CAP Funding Study contract totals $945,286 and is funded as follows:
•For the base contract tasks totaling $614,286:
o $475,101 from the General Fund Office of Sustainability budget (previously
approved in FY 2024 budget)
o $64,185 from the LCFS Reserve for the EV Strategic Plan
o $75,000 funded by new revenue from the APPA DEED grant, which will be for the
S/CAP Funding Study generally (aligns with budget appropriation action
recommendation 4 in this report)
•For the optional tasks totaling $250,000:
o Up to $200,000 from existing Utilities consulting budgets for electrification grid
impact studies
o $50,000 from the Electric Cap and Trade Reserve for the low carbon commute
strategies study
•For the additional services of $81,000, the budget to be used is to be determined based
on whether it is needed for the base contract tasks or the optional tasks.
The amendment of the Sterling Communications contract requires an additional $75,000. This
will be funded by the Gas Cap and Trade Reserve. It should be noted that an additional cost of
$37,000 is expected for outreach materials and online advertising associated with the program
outreach strategies designed by Sterling, and these supply and material costs will be paid as
incurred, also funded by the Gas Cap and Trade Reserve.
STAKEHOLDER ENGAGEMENT
The scope of this study was reviewed with the Council Ad Hoc S/CAP Committee and the S/CAP
Working Group in August of this year.
The City provided the public procurement process through its eProcurement platform and
notified 2,848 firms to encourage participation. In addition, nine firms were contacted directly
by Procurement staff to announce availability of the Request for Proposals. Of those notified, 593
firms viewed the project and 47 firms downloaded the proposal documents.
Specific to the project, E3 will be engaging with multi-family and nonresidential building
managers in order to complete on-site surveys of equipment and will be coordinating with local
contractors to determine equipment and labor availability pricing, etc. in Palo Alto’s electric
appliance markets. E3 will be engaging with City of Palo Alto Utilities staff regularly to ensure
continued project alignment. The E3 team will also attend up to six public hearings, four meetings
with the Council Ad Hoc S/CAP Committee, and two public stakeholder meetings.
ENVIRONMENTAL REVIEW
Approval of the attached agreements described in this staff report does not meet the definition
of a project under the California Environmental Quality Act (CEQA), pursuant to the California
Public Resources Code Section 21065, because it is not an activity that will cause a direct physical
change in the environment.
ATTACHMENTS
Attachment A: C24188769 E3 S/CAP Funding Study
Attachment B: S23187670 Sterling Communications Amendment 1
APPROVED BY:
Dean Batchelor, Director of Utilities
Staff: Jonathan Abendschein, Assistant Director of Utilities/Resource Management