HomeMy WebLinkAboutStaff Report 14464
City of Palo Alto (ID # 14464)
City Council Staff Report
Meeting Date: 6/6/2022 Report Type: Consent Calendar
City of Palo Alto Page 1
Title: Approve a Fiscal Year 2023 Program for Domestic Recycling of Mixed
Paper and Mixed Rigid Plastics; Authorize Staff to Negotiate a Corresponding
Contract Amendment with GreenWaste of Palo Alto for Program Costs in an
Amount Not to Exceed $1.2M
From: City Manager
Lead Department: Public Works
Recommendation
Staff recommends that Council:
1. Authorize staff to continue pursuing a Fiscal Year 2023 program for domestic
recycling of mixed paper and mixed rigid plastics; and
2. Authorize staff to negotiate a contract amendment with GreenWaste of Palo Alto to
include this program and associated annual costs of up to $1.2 million to provide
domestic processing of recyclables.
Executive Summary
This item was deferred from the City Council’s May 16 agenda. It has been placed on the June 6
consent agenda to enable advancement while recognizing other priority issues for Council
discussion.
Currently, approximately 60 percent of Palo Alto’s recyclables are sent to international markets
where their fate and any negative impacts are not known. Last year, Council directed staff to
work on finding alternative solutions to this situation. Since then, staff and the City’s contracted
refuse hauler, GreenWaste of Palo Alto (GWPA), found domestic markets for mixed paper (MP)
and mixed rigid plastics (MRP) and are conducting a three-month pilot program in Fiscal Year
2022 to utilize these U.S. markets. Such markets are extremely hard to find, and time is of the
essence to secure them. Staff recommends that Council authorize staff to work toward securing
these markets for Fiscal Year 2023.
Background
GreenWaste of Palo Alto (GWPA) is the City’s refuse hauler for collecting recyclable,
compostable, and landfill materials, and processing recyclable and compostable materials. On
January 22, 2019, Council approved the Second Amended and Restated Agreement with GWPA
(Staff Report #9752). This amendment facilitated the implementation of multiple initiatives
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identified in the 2018 Zero Waste Plan, replaced old waste collection vehicles, and extended
the agreement five years to end in June 2026. The amendment also designated a new cost
methodology for the processing of recyclable materials to be based on tonnage collected and
processed and for a new profit-sharing procedure on the recyclable materials to begin in Fiscal
Year 2022.
Palo Alto’s recyclable materials are processed at the GreenWaste Materials Recovery Facility in
San Jose, where they are combined with recyclables from other communities, separated by
type, baled, and marketed. The City requires GWPA to report on the disposition of recyclable
materials as well as to gather information on the environmental and social implications
associated with the further offsite processing of Palo Alto’s recyclable materials. For Fiscal Year
2021, GWPA reported (Staff Report #13535) that approximately 14,000 tons of recyclable
materials were collected from Palo Alto, with about 40 percent staying in the United States and
60 percent being exported to India, Indonesia, Korea, Malaysia, Mexico, Taiwan, Thailand,
Vietnam, and other countries. For the last three years, GWPA has provided the City with
traceability reports; however, the reports do not explain exactly which shipments go to which
cities or facilities within those countries. GWPA has tried to ascertain from its recyclable
materials brokers which international facility is receiving and processing Palo Alto’s recyclables,
but the market information is considered confidential. Therefore, it has not been possible to
determine with certainty how much of the materials are being recycled, if the materials are
being managed in an environmentally sound way, or whether the conditions at the
international locations are causing any human health or social problems.
On May 24, 2021 (Staff Report #11632), during discussions on these concerns as part of the
new solid waste processing contract, Council directed staff to:
1) Pursue, with other cities, to have GreenWaste provide greater accounting of
secondary markets that they utilize;
2) Return to Council with an amendment to the GWPA Contract to authorize a quick
response to opportunities to utilize domestic mixed paper recycling;
3) Provide GreenWaste reports to the public and City Council on a regular basis;
4) Work with other cities on legislation to spur domestic or in-state recycling; and
5) If GreenWaste is unable to provide additional secondary market accounting, return
to Council for consideration of further actions.
Staff provided an update to Council on each of these directives on January 24, 2022 (Staff
Report #13535). On May 2, 2022, Staff Report #14169 outlined a Fiscal Year 2022 3-month pilot
program being conducted where MP and MRP are to be processed in Northern Louisiana and
Southern California respectively, instead of being sent to international markets. MP includes a
mixture of paper collected curbside from residents and businesses such as magazines, colored
paper, and cereal boxes. MRP are primarily plastics #3 through #7 including milk crates,
buckets, and toys. Cardboard was not selected as a material to be kept domestically since it is
high quality, contains low contaminants, it is desired by processing facilities, and it has
consistent market demand to be recycled. GWPA reports that this pilot is working smoothly,
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and the domestic processors are satisfied with the quality of the material and are interested in
a longer 12-month commitment.
As directed by Council in #1) above, staff has worked with other cities to obtain definitive
information about the disposition and impacts of recyclables overseas. Few cities have spent
the time and energy that Palo Alto and GWPA have on this issue, and it is now apparent that
GWPA is unable to obtain this information due to recyclables brokers and processors
considering it to be trade secrets and confidential. Therefore, staff is now returning to Council
with proposed further action, as directed in #5) above.
Discussion
GWPA has identified domestic processing facilities to take Palo Alto’s recyclable materials
where they will become new products, rather than sending them to international markets
where their disposition and impacts are uncertain. It has been very difficult for GWPA to find
domestic markets for several recyclables, including cardboard, mixed paper, and plastic.
Capacity at U.S. processing facilities for these recyclables is very limited and competitive, and
this opportunity will be short lived. In addition, as staff continues its engagement with other
cities, jurisdictions, and legislators to increase the awareness of the environmental and social
concerns with shipping and processing of recyclable materials at international markets,
domestic processing of recyclable materials will become progressively more competitive.
Staff and GWPA have developed a Fiscal Year 2023 program to take MP and MRP to processing
facilities within the United States. MP would go to a pulp and paper mill in northern Louisiana
where it would be combined with other wood products and made into paperboard, printing
paper, and other paper products within the U.S. MRP would be cleaned, processed, and
become part of a feedstock for making bits of plastic often called “nurdles” which are then
made into various plastic products in southern California including paint buckets, vehicle parts,
and woven plastic items such as upholstery, bags, and rope. These are the same domestic
market and materials accepted in the Fiscal Year 2022 3-month pilot program, which excluded
cardboard. Cardboard is also not being included for the Fiscal Year 2023 Program because it has
a consistent high demand from both domestic and international markets, and its recycling is
cost effective. In Fiscal Year 2023, approximately 3,800 tons of MP and 230 tons of MRP would
be sent to these domestic processors instead of international markets. The Fiscal Year 2023
Program for MP and MRP will lead to about 59 percent of the recyclable materials staying in the
United States to be processed, reducing the amount being exported to 41 percent with only
cardboard being processed internationally.
Under the GWPA contract provisions without consideration of the domestic processing pilot
program, it is estimated that in Fiscal Year 2022 approximately 16,630 tons of recyclable
materials will be collected and processed by GWPA at a cost of $27.26 per ton and $98.15 per
ton for contaminated recyclables requiring extra processing, as well as a forecast of
approximately $55,000 credit for the City’s portion of the profit-sharing methodology. This
equates to an estimated Fiscal Year 2022 standard processing cost of approximately $555,000.
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This cost will fluctuate annually based on the tonnage collected and the markets of recyclable
materials that affect the profit sharing. In addition, as shown in Table 1, in Fiscal Year 2022, the
3-month pilot for domestic processing cost for MP and MRP was an additional $280,000, which
was an expenditure provided through the operating budget. For the Fiscal Year 2023 Program,
GWPA’s processing costs for only MP and MRP would change and not follow the methodology
in the current contract. The remaining processing costs for all other materials would continue
to follow the methodology in the current contract with a cost per ton and a profit-sharing based
on contract terms. In Fiscal Year 2023, the City would incur a new additional cost per ton for MP
domestic processing and an additional set cost for the MRP processing. The cost per MP ton for
processing would be based on both a fixed and variable rate that is based on the pulp and
paper index which changes regularly; however, staff is capping the cost for the MP processing
in order to better control costs. Table 1 summarizes the estimated annual costs for processing
the City’s recyclable materials and the estimated annual cost differences.
Table 1: Estimated Annual Cost for Processing Recyclable Materials
Fiscal Year 2022
Estimated Cost
with Pilot
Program
Fiscal Year 2023
Estimated Cost
with Staff
Recommendation
All Recyclable Materials
Processing Cost
$555,000 $627,000
Mixed Rigid Plastic
Domestic Processing
Added Cost
$2,400* $9,600
Mixed Paper Domestic
Processing Added Cost
$277,600* $1,190,400
Subtotal $280,000* $1,200,000
Total $835,000 $1,827,000
*Additional cost applied to three months (April-June of 2022) only, not 12 months.
Resource Impact
The cost estimate for domestic processing could total as much as $1,200,000. The final cost for
the domestic processing is being negotiated at this time with GWPA and the domestic
processing facilities. Table 1 includes the Fiscal Year 2023 estimated standard cost for
processing recyclables ($627,000), which are already included in the operating budget, plus the
new cost estimate for the domestic processing of MP and MRP ($1,200,000) for a total
estimated cost of $1,827,000 to process all recyclable materials in FY2023. Table 2 indicates the
approximate average cost per customer should this temporary program be negotiated into a
permanent service. However, a rate adjustment to cover this cost is not recommended at this
time for FY 2023 costs specifically.
Table 2: Estimated Average Additional Cost per Residential and Commercial Customer
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Estimated Additional Cost Residential Commercial
Subtotal based on tonnage $600,000 $600,000
Average cost per customer per year $33.46 $323.10
Average cost per customer per month $2.79 $26.93
A budget proposal to appropriate $700,000 from the Refuse Fund balance to support potential
domestic recyclables processing opportunities is included in the Fiscal Year 2023 proposed
budget as a placeholder. Should Council approve staff’s recommendations, staff will bring a
proposed GWPA contract amendment and associated Budget Amendment in the Refuse Fund
to Council to align the contract with this new program and address Council Directive #2 above.
Table 3 below shows the projected Refuse Fund rate stabilization reserve (RSR) balance for
Fiscal Years 2021 through 2025. This projection includes the additional cost for the
recommended domestic processing of recycled materials and models a preliminary projection
of 3 percent rate increases in Fiscal Years 2024 and 2025 to align with Consumer Price Index
cost increases and future expenses for planned programs. While the RSR balance is decreasing,
it is still projected to be greater than the recommended 20 percent of sales metric through the
FY 2025 horizon. For example, the reserve upper guideline for FY 2023 is approximately $6.4
million, while the estimated ending reserve balance is $15.0 million.
Table 3: Refuse Fund Summary and Forecast with Budget Amendment Recommended
Budget Category
in Millions
FY 2021
(Actuals)
FY 2022
(Estimate)
FY 2023
(Estimate)
FY 2024
(Estimate)
FY 2025
(Estimate)
Rate Stabilization Reserves
(beginning) $16.4 $20.0 $18.5 $15.0 $13.8
Revenues $30.6 $31.9 $32.0 $32.9 $33.9
Expenses $28.7 $33.4 $35.4 $34.2 $34.9
Operating Income $2.0 ($1.5) ($3.5) ($1.3) ($1.0)
Rate Stabilization Reserve
(ending) $20.0 $18.5 $15.0 $13.8 $12.8
Stakeholder Engagement
The current stakeholder engagement includes conducting several virtual forums with other
cities and jurisdictions focusing on increasing the knowledge of the environmental and social
issues that international shipping of recyclables may be causing, sharing information as well as
exploring solutions. These forums were initiated by Palo Alto staff and are being co-sponsored
by the City of San Jose. Future forums will include haulers and processors of recyclable
materials, members of the public, and the business community.
Environmental Review
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Consistent with Section 15061(b)(3), Council action on this item is exempt from CEQA review
because that redirecting recyclables from international to domestic facilities will not have a
significant effect on the environment, i.e. a substantial or potentially substantial adverse impact
on the environment.
The program is also consistent with the City’s Environmentally Preferred Purchasing Policy,
which states that the City shall incorporate environmental, economic and social stewardship
criteria into its purchases of products and services, and more specifically minimizing the City’s
contributions to global warming, solid waste, local and global pollution, and toxic chemical
exposures to people and the environment. In addition, the program aligns with the
Sustainability and Climate Action Plan (S/CAP) Update, which proposes a Zero Waste Key Action
(ZW7) to prioritize domestic processing of recyclable materials. This Zero Waste Key Action,
along with a complete set of S/CAP Sustainability Area Goals and Key Actions, will be reviewed
by the S/CAP Ad Hoc Committee in May and brought forth to Council for approval in the Fall.