HomeMy WebLinkAboutStaff Report 14048
City of Palo Alto (ID # 14048)
City Council Staff Report
Meeting Date: 4/11/2022 Report Type: Action Items
City of Palo Alto Page 1
Title: TEFRA HEARING: Regarding Conduit Financing for the Silicon Valley
International School Project Located at 151 Laura Lane and 1066 East
Meadow Circle, Palo Alto, and Approving the Issuance of a Tax Exempt Loan
by the California Municipal Finance Authority for the Purpose of Financing
and Refinancing the Acquisition, Construction, Improvement, Equipping and
Maintenance of Educational, Support and Administrative Facilities Owned
and Operated Within the City by Silicon Valley International School
From: City Manager
Lead Department: Administrative Services
Recommendation
Staff recommends that Council:
1) Conduct a public hearing under the requirements of the Tax Equity and Fiscal
Responsibility Act of 1983 (TEFRA) and the Internal Revenue Code of 1986, as
amended; and
2) Adopt a resolution (Attachment A) approving the issuance of the bonds by the
California Municipal Finance Authority (CMFA) for the benefit of Silicon Valley
International School.
Background
Silicon Valley International School (formerly known as International School of the
Peninsula), a California nonprofit public benefit corporation (the “Borrower”) and an
organization described in, and exempt from tax under, Section 501(c)(3) of the Internal
Revenue Code of 1986, as amended (the “Code”), has requested that the California
Municipal Finance Authority (the “Authority” or “CMFA”) obtain a tax-exempt loan or
loans in an aggregate principal amount not to exceed $50,000,000 (the “Loan”) in one
or more series and make one or more loans to the Borrower. This is pursuant to a plan
of financing to, among other things:
(i) refinance all or a portion of certain outstanding debt obligations of the
Borrower, being that certain California Municipal Finance Authority 2021 Tax Exempt
Loan (International School of the Peninsula) (as executed in one or more series, the
City of Palo Alto Page 2
“Prior Loan”), which Prior Loan, among other things, financed and refinanced certain
costs of acquiring, improving, renovating, remodeling, furnishing and equipping various
portions of the educational facilities of the Borrower located at 151 Laura Lane within
the City of Palo Alto, California (the “City”), zip code 94303, which facilities are owned
and operated by the Borrower, in connection with the provision of educational and
other services in the City,
(ii) finance and refinance certain costs of acquiring, constructing, improving,
renovating, remodeling, furnishing and equipping educational facilities to be owned,
occupied and operated by the Borrower and located at 1066 East Meadow Circle, Palo
Alto, California 94303 in the City, all in connection with the provision of educational and
other services in the City,
(iii) pay capitalized interest on the Borrower Loan, and
(iv) pay certain expenses incurred in connection with the issuance of the
Borrower Loan (items (i) through (iv), collectively, the “Borrower Project”).
In order for all or a portion of the Loan to qualify as a tax-exempt loan, the City of Palo
Alto must conduct a public hearing (TEFRA Hearing), providing the members of the
community an opportunity to speak in favor of or against the use of tax-exempt loans
for the financing of the project. Prior to the hearing, reasonable notice must be
provided to the members of the community. Following the close of the TEFRA hearing,
an “applicable elected representative” of the governmental unit hosting the proposed
project must provide its approval of the issuance of the bonds for the financing of the
project.
Discussion
Since the facilities to be financed with the proceeds of the CMFA’s debt are located
within the jurisdiction of the City of Palo Alto, the City has been asked to conduct a
TEFRA hearing and adopt a resolution (Attachment A) that approves the issuance of the
Loan by the CMFA for the benefit of the Borrower.
As cited in the published notice of April 1, 2022, the public hearing is simply an
opportunity for all interested persons to speak or to submit written comments
concerning the proposal to issue the debt and the nature or location of the facility to be
financed; however there is no formal obligation on the part of the borrower or the
Council to respond to any specific comments made during the hearing or submitted in
writing.
The bonds are intended to finance the Project described herein for the acquisition,
construction, improvement, equipping and maintenance of certain educational, support
and administrative facilities owned and operated within the City by the Borrower.
The CMFA is a joint exercise of powers authority that the City became a member of on
April 14, 2008. The Joint Exercise of Powers Agreement provides that the CMFA is a
City of Palo Alto Page 3
public entity, separate and apart from each member executing such agreement. The
debts, liabilities and obligations of the CMFA do not constitute debts, liabilities or
obligations of the members executing such agreement. The Loan to be issued by the
CMFA for the project will be the sole responsibility of the borrower, and the City of
Palo Alto will have no financial, legal, moral obligation, liability or
responsibility for the project or the repayment of the Loan for the financing
of the project. All financing documents with respect to the issuance of the bonds will
contain clear disclaimers that the Loan is not an obligation of the City of Palo Alto or the
State of California but is to be paid for solely from funds provided by the borrower.
The City is in no way exposed to any financial liability by reason of its membership in
the CMFA. In addition, participation by the City in the CMFA does not impact the City’s
appropriations limits and will not constitute any type of indebtedness by the City.
Outside of holding the TEFRA hearing, adopting the required resolution, no other
participation or activity of the City or the City Council with respect to the issuance of the
loan will be required. Based on the benefits of the project to the Palo Alto community
and the lack of any financial obligations on the part of the City, staff recommends that
Council approve the attached resolution.
Resource Impact
As stated, the City will incur no financial obligation from approval of the
recommendations. The Borrower is requesting the CMFA to issue up to $50 million in
bonds through the CMFA. The City will receive a fee for its services when the loan is
issued.
Policy Implications
Actions recommended in this report are consistent with Council’s prior actions in
supporting non-profit financings under the TEFRA (e.g., recently approving tax-exempt
financing through the California Municipal Finance Authority for Wilton Court on
February 10, 2020 and Silicon Valley International School on September 13, 2021).
Stakeholder Engagement
City staff coordinated with representatives of CMFA to prepare for the TEFRA hearing.
Environmental Review
Action on this item does not constitute a project under Section 21065 of the Public
Resources Code.
Attachments:
• Attachment A: Silicon Valley International School TEFRA Resolution
Attachment A
010-9323-2275/3/AMERICAS
Resolution No. ___
Resolution of the City Council of the City of Palo Alto, California, Approving the
Execution of a Tax-Exempt Loan or Loans by the California Municipal Finance
Authority for the Benefit of Silicon Valley International School, in an Aggregate
Principal Amount not to Exceed $50,000,000 in one or More Series for the Purpose
of Financing and Refinancing the Acquisition, Construction, Improvement,
Equipping and Maintenance of Certain Educational, Support and Administrative
Facilities Owned and Operated Within the City by Silicon Valley International
School
R E C I T A L S
A. Silicon Valley International School (formerly known as International School of the
Peninsula), a California nonprofit public benefit corporation (the “Borrower”) and an organization
described in, and exempt from tax under, Section 501(c)(3) of the Internal Revenue Code of 1986,
as amended (the “Code”), has requested that the California Municipal Finance Authority (the
“Authority”) obtain a tax-exempt loan or loans in an aggregate principal amount not to exceed
$50,000,000 (the “Authority Loan”) in one or more series and make one or more loans to the
Borrower pursuant to a plan of financing (the “Borrower Loan”) to, among other things: (i)
refinance the outstanding debt obligations of the Borrower, being the Authority’s 2021A Tax
Exempt Loan (Silicon Valley International School) (as executed in one or more series, the “Prior
Loan”), which Prior Loan, among other things, the proceeds of which were used to refinance the
Authority’s 2017 Tax Exempt Loan (International School of the Peninsula), the proceeds of which
were used to finance and refinance certain costs of acquiring, improving, renovating, remodeling,
furnishing and equipping various portions of the educational facilities of the Borrower located at
151 Laura Lane within the City of Palo Alto, California (the “City”), zip code 94303, which facilities
are owned and operated by the Borrower, in connection with the provision of educational and
other services in the City (the “Cohn School Project”), (ii) finance and refinance certain costs of
acquiring, constructing, improving, renovating, remodeling, furnishing and equipping
educational facilities to be owned, occupied and operated by the Borrower and located at 1066
East Meadow Circle, Palo Alto, California 94303 in the City, all in connection with the provision
of educational and other services in the City (the “East Meadow Circle Project”), (iii) pay
capitalized interest on the Borrower Loan, and (iv) pay certain expenses incurred in connection
with the issuance of the Borrower Loan (items (i) through (iv), collectively, the “Borrower
Project”); and
B. The facilities comprising the Borrower Project are, or will be when acquired by the
Borrower, owned and operated by the Borrower and are located within the territorial limits of
the City, a member of the Authority; and
C. Pursuant to Section 147(f) of the Code, the execution of the Authority Loan by the
Authority relating to the Borrower Project and the related plan of financing with the Borrower,
including the Borrower Loan relating to the Borrower Project, must be approved by the City
010-9323-2275/3/AMERICAS
because the facilities comprising the Borrower Project are located within the territorial limits of
the City; and
D. The City Council of the City (the “City Council”) is the elected legislative body of
the City and is an “applicable elected representative” required to approve the execution of the
Authority Loan by the Authority relating to the Borrower Project under Section 147(f) of the
Code; and
E. The Authority has requested that the City Council approve the execution of the
Authority Loan by the Authority relating to the Borrower Project and the related overall plan of
financing for the Borrower Project with the Borrower, including the Borrower Loan, in order to
satisfy the public approval requirement of Section 147(f) of the Code and the requirements of
Section 4 of the Joint Exercise of Powers Agreement Relating to the Authority, dated as of
January 1, 2004 (as amended, the “Agreement”), among certain program participants, including
the City; and
F. The aggregate principal amount of the Authority Loan to be issued for the Cohn
School Project will not exceed $5,400,000 the aggregate principal amount of the Authority Loan
to be issued for the East Meadow Circle Project will not exceed $44,600,000, and the aggregate
principal amount of the Authority Loan to be issued for the Borrower Project will not exceed
$50,000,000; and
G. On April 1, 2022, the Authority’s bond counsel caused a notice to appear in The
Daily Post, which is a newspaper of general circulation in the City, stating that a public hearing
with respect to the execution of the Authority Loan by the Authority and the Borrower Project
would be held by the City Council on April 11, 2022; and
H. Pursuant to Section 147(f) of the Code, the City has, following notice duly given,
held a public hearing on April 11, 2022 regarding the execution of the Authority Loan by the
Authority, and an opportunity was provided for persons to comment on the matter of the
Authority Loan and of the Borrower Project; and
The Council of the City of Palo Alto RESOLVES as follows:
Section 1. The foregoing recitals are true and correct.
Section 2. The City Council hereby approves the execution of the Authority Loan by
the Authority relating to the Borrower Project and the related plan of financing with the Borrower
with respect to the Borrower Loan relating to the Borrower Project. It is the purpose and intent
of the City Council that this resolution constitutes approval of the execution of the Authority Loan
by the Authority relating to the Borrower Project and the related plan of financing with the
Borrower, including the Borrower Loan relating to the Borrower Project, for the purposes of:
(a) Section 147(f) of the Code, by the applicable elected representative of the governmental unit
having jurisdiction over the area in which the Borrower Project is located, in accordance with said
Section 147(f); and (b) Section 4 of the Agreement.
010-9323-2275/3/AMERICAS
Section 3. The approval by the City of the execution of the Authority Loan by the
Authority relating to the Borrower Project is neither an approval of the underlying credit issues
of the proposed Borrower Project nor an approval of the financial structure of the Authority Loan.
Neither the City nor any department, official or officer thereof shall have any responsibility or
liability whatsoever with respect to the Authority Loan, the Borrower Loan, or the Borrower
Project.
Section 4. The execution of the Authority Loan shall be subject to approval of the
Authority of all financing documents relating thereto to which the Authority is a party. Neither
the Authority Loan nor the Borrower Loan shall constitute a debt or obligation of the City, and
the City shall have no responsibility or liability whatsoever with respect to repayment or
administration of the Authority Loan or the Borrower Loan.
Section 5. The adoption of this resolution shall not obligate the City or any
department thereof to (i) provide any financing with respect to the Borrower Project; (ii) approve
any application or request for or take any other action in connection with any planning approval,
permit or other action necessary with respect to the Borrower Project; (iii) make any contribution
or advance any funds whatsoever to the Authority or the Borrower; or (iv) take any further action
with respect to the Authority or the City’s membership therein.
INTRODUCED AND PASSED:
AYES:
NOES:
ABSENT:
ABSTENTIONS:
ATTEST:
City Clerk Mayor
APPROVED AS TO FORM: APPROVED:
City Attorney City Manager