HomeMy WebLinkAboutStaff Report 13770
City of Palo Alto (ID # 13770)
City Council Staff Report
Meeting Date: 1/24/2022 Report Type: Action Items
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Title: Discuss Polling Results, Analysis, and Community and Stakeholder
Engagement Plan; Recommend Further Refined Parameters for a Possible
Local Tax Ballot Measure for November 2022 Election (Business License Tax
and Utility Tax Proposals); and Direct Staff on Related Items such as
Community and Stakeholder Engagement Plan
From: City Manager
Lead Department: Administrative Services
EXECUTIVE SUMMARY
A staff report for this item will be published as part of the next packet released on January
20, 2022 which will include a summary of the Finance Committee discussion on January 18,
2022 and the Committee recommendations for Council consideration.
This report is issued to transmit the information intended to be discussed for this City Council
agenda item. The Finance Committee has received and reviewed (12/7/21) / will review
(1/18/22) a significant volume of information regarding potential local revenue generating
measures for the November 2022 ballot. This City Council agenda item will review these prior
discussions, the material presented at these prior committee meetings, and the Finance
Committee recommendations. Below are links to the materials:
December 7, 2021 Finance Committee: Agenda Item #2, Staff Report #13728 (begins on page 55)
- Modeling of two methods to replace the General Fund Equity Transfer (GFET) at risk due
to legal challenges
January 18, 2022 Finance Committee: Agenda Item #1, Staff Report #13875 (begins on page 3)
- Refined modeling of a potential business tax at a monthly rate of $0.05 to $0.20 per
square foot, potential exemptions, and escalators for rate of tax
- Results from the initial round of polling conducted in November/December 2021 related
to potential business license and utility tax proposals
- Community and Stakeholder Engagement Plan
BACKGROUND
City Council’s November 8th direction to staff and the Finance Committee:
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A. Direct staff to model a business license tax at monthly rates of $0.05 to $0.20 per square
foot, with a preference for no sunset and an annual escalator, and with thresholds for
square footage size and possible exemptions for:
i. Small retail, measured by square footage;
ii. Grocery stores;
iii. No exemptions;
B. Direct staff to model two methods to replace the General Fund Equity Transfer (GFET) at
risk in the Green case:
i. Seek voter approval in modifying the 2009 GFET formula to transfer a percentage
of gas utility gross revenues;
ii. Distribute the change across gas and electric as an increase in the percentage of
Utility Users Tax (UUT); and
C. Direct staff to execute initial round of polling (Attachment A), delegate review of the
polls to the Finance Committee, pending availability to stay on the workplan timeline,
and incorporate the Council’s feedback of the poll, including the modeling assumptions
identified in Parts A and Parts B of the motion; and
D. Remove the parcel tax as an option from the polling questions.
MOTION PASSED 6-1 (Tanaka no)
DISCUSSION
Summary of December 7, 2021 Finance Committee: Utility On-Bill Tax
Staff presented updated analysis and other information for a potential utility on-bill tax at the
Finance Committee’s December 7, 2021 meeting (CMR 13728). After reviewing the analysis the
Finance Committee unanimously recommended that Council direct staff to pursue preparation
of a utility tax that replaces the General Fund Equity Transfer (GFET) at risk in the Green case
with the following parameters:
• Using a percentage of utility revenue methodology rather than changing the UUT;
• Focusing cost recovery on the gas utility only; and
• Relying on polling to determine whether to cap growth in the utility tax.
The Finance Committee and staff recognized that some of these questions would be further
informed by the initial round of polling, and with the information presented Council can review
the initial polling results and modify this recommendation if necessary.
A summary of the staff analysis for the two approaches to replace GFET revenue is below:
Method 1: Distribute the change across gas and electric as an increase in the percentage
of Utility Users Tax (UUT)
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Method 2: Seek voter approval in modifying the 2009 GFET formula to transfer a
percentage of gas utility gross revenues
Although both achieve the goal of recovering 100 percent of the GFET revenue currently at risk
in the Green case, differences in revenue volatility (stability per the EASE Framework),
distribution of tax between residential and non-residential customers, and impacts on
sustainability efforts are key differences between these two approaches. Highlights of these key
differences are summarized below:
Method 1:
Increase Gas and Electric UUT
Method 2:
Percent of Gas Utility Revenue
Recovers GFET revenue
currently at risk
Both approaches recover 100% of GFET revenue currently at risk
Ease of explanation Changes practice, more complex Simple, confirms existing practice
Revenue growth
(Increase in annual
revenue from FY 2023 to
FY 2025)
Increase from $7.34 million to
$8.76 million
Increase from $7.34 million to
$8.61 million
Note: due to expected utility cost and rate increases in FY 2023 to FY
2025, either of these methods would increase the GFET significantly
faster than the current GFET methodology, which only is forecasted to
increase from $7.34 million to $7.9 million through FY 2025.
EASE (Stability):
Revenue volatility1
+/- 4% to 6% variation in revenue
each year based on utility use
+/- 10% to 15% variation in
revenue each year based on utility
use
EASE (Equity):
Percentage of revenue
collected form business
Increases share of tax collection on
business and non-residential
taxpayers (20% residential, 80%
business / non-residential)
No change in share of revenue
collected from business and non-
residential from current GFET
methodology (40% residential, 60%
business / non-residential)
EASE (Economic Impact):
Impact on sustainability
efforts
Decreases cost-effectiveness of
building and vehicle electrification
No impact to sustainability efforts
EASE (Stability):
Impact of S/CAP goals on
revenues
Achieving building and vehicle
electrification goals outlined in
April 2021 S/CAP impact analysis
results in little change in revenue.
Achieving building and vehicle
electrification goals outlined in
April 2021 S/CAP impact analysis
results in $3.9 million (46%)
decrease in revenue.
Staff found a few notable differences between Method 1, modifying the UUT rate, and
Method 2, transferring a percentage of gas utility revenues. Method 2 was easier to explain.
Method 1 was less volatile, collected a higher proportion of tax from businesses than Method 2,
and decreased the cost-effectiveness of building electrification.
1 Based on gas / electric sales revenue variations from projections over the last five years
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Further on relationship to the City’s Sustainability and Climate Action Plan (S/CAP) goals,
Method 1 was significantly less affected by major shifts in electric and gas use associated with
long-term S/CAP goals. That said, this is a longer term revenue stability issue that could be
solved later as part of a future year S/CAP-related ballot measure. In this context, if an option
were to not replace the gas GFET while continuing the electric GFET, a similar disincentive for
electrification could be created.
Both approaches increased the amount of revenue transferred to the General Fund at a faster
rate than the current GFET approach. The current GFET escalates at roughly 2.5% per year,
while utility rates are expected to increase at a higher rate in the next few years. If Council
wanted to limit the growth of either tax method to be more consistent with the rate of growth
of the current GFET methodology, some alternatives were discussed in the Finance Committee
report (Attachment D), in the section titled “Revenue Growth and Volatility of Various Utility
Tax Methods vs. Current GFET.”