HomeMy WebLinkAbout2000-09-19 City Council (4)TO:HONORABLE CITY COUNCIL
ATTN:FINANCE COMMITTEE
FROM:CITY MANAGER DEPARTMENT:ADMINISTRATIVE
SERVICES
DATE:
SUBJECT:
SEPTEMBER 19, 2000 CMR: 368:00
FINANCE COMMITTEE REVIEW AND APPROVAL OF THE
HIGH PRIORITY NEW INFRASTRUCTURE PROJECTS; UPDATE
ON PUBLIC EDUCATION AND PUBLIC OPINION RESEARCHER
FOR THE LONG RANGE FINANCIAL PLAN; REVIEW OF THE
STATUS OF THE UNFUNDED EXISTING INFRASTRUCTURE
NEEDS; AND UPDATE ON THE POSSIBLITY OF CREATING A
REDEVELOPMENT AGENCY
REPORT IN BRIEF
The City has over $300 million in potential new infrastructure projects that the City
Council, community and staff have identified as possible projects to be funded by the
General Fund. The City’s 10-year financial forecast projects a yearly surplus of
approximately $1 million. Additional funding will be required to support projects that
have already been identified. In addition to the new projects, there remains a $22 million
existing infrastructure deficit. Staff has proposed that the existing infrastructure deficit
be funded through a combination of an increase in the transient occupancy tax and
expansion of the utility user tax to interstateand international calls. In June 2000, staff
requested direction from the Finance Committee regarding a proposed public opinion
survey. The survey will measure public interest in prioritization of potential projects and
explore funding options that voters are willing to support. The Finance Committee
supported the concept of undertaking a survey, and indicated a desire to participate in
drafting public opinion survey questions. Staff also committed to return to the Finance
Committee with a proposed citywide list of high priority General Fund infrastructure
projects for discussion with the Committee.
CMR:368:00 Page 1 of 6
RECOMMENDATION
Staff recommends that the Finance Committee:
Review and discuss the proposed list of prioritized unfunded new infrastructure
projects which could be used for a voter survey. (Attachment A)
Direct staff to return to the Finance Committee with the proposed Long Range
Financial Plan public opinion survey questions.
BACKGROUND
On February 22, 2000, the Finance Committee reviewed the first three chapters of the
City’s Long Range Financial Plan (LRFP). The financial forecast showed that the
General Fund would realize a small surplus for each of the ten years forecasted. Staff
advised the Finance Committee that although surpluses are projected, they are not
significant after, inflationary costs for employee salaries and other inflationary costs are
considered. Because the financial forecast lacked the flexibility to fund needed major
infrastructure projects, staff proposed that a voter survey be conducted to determine
which projects voters prefer and which financing options voters are willing to pay for.
On June 6, 2000, staffmet with the Finance Committee to discuss updated chapters of the
City’s Long Range Financial Plan, and to present a draft scope of services for a consultant
to conduct a public opinion research survey (CMR 262:00). The survey results will be
used to identify voter preferences toward infrastructure projects and sensitivity to paying
for those projects (CMR 321:00). At that time, the Finance Committee recommended
staff seek professional assistance from a public education firm to supplement the
information collected in the survey.
This report requests that the Finance Committee reviews and approves the proposed
prioritization list of the unfunded new infrastructure projects. It also provides the
Finance Committee with updates on: the selection of a public education specialist and
public opinion researcher; the status of the existing $22 million in unfunded existing
infrastructure; and on the proposed Redevelopment Agency. Finally, it is requested that
staff be directed return to the Finance Committee with public opinion survey questions in
October.
DISCUSSION
Prioritization of Unfunded Infrastructure Projects
When staff discussed the LRFP with the Council in July, staff committed to return to the
Finance Committee with a proposed list of the high priority projects and a rationale for
this prioritization. Previously, staff had presented the Finance Committee with a list of
projects totaling over $300 million. During August, Executive Staff worked over three
weeks to develop this prioritization. Staff developed a two step approach to prioritizing
the projects. The first was to apply a series of criteria to each project. These criteria
CMR:368:00 Page 2 of 6
included: health and safety; employee productivity; cost effectiveness; enhancement of
service delivery; maintenance of existing facilities; and, the level of visibility to the
public/supported by the public. Staff then applied four tiers: (1) absolute need; (2)
advisable/recommended; (3) nice but not necessary; and, (4) subject to outside funding
(proceed only when funding is secured). The matrix developed by staff is presented in
Attachment A. Based on this process, the top ten new infrastructure projects are
proposed to be: Traffic Calming, Civic Center Waterproofing Improvements, Community
Center Renovations, Employee Workspace Improvements, Library Master Plan, Lighting
Needs in Parks, Municipal Services Center Master Plan Improvements, Development of
the South of Forest Avenue Park, Police Building and Renovations to Fire Stations 3 and
4, and Electronic Government Technology Improvements. Staff proposes that the
Finance Committee review and discuss this list and that these projects that be considered
for inclusion in the voter survey discussed below.
Research Firm Selection and Survey Questions
Staff has selected JD Franz Research, a public opinion and marketing research firm, to
measure community sentiment regarding prioritization of potential infrastructure projects
and funding options that voters are willing to support. JD Franz Research has extensive
experience in conducting public agency opinion research surveys. During the initial
coordination meeting, the consultant worked closely with staff to determine the proper
survey methodology, the required sample size, survey techniques, and the level of
confidence expected from the survey. Demographic intbrmation which is based on
predetermined criteria such as gender, age, party affiliation, number of children, etc. will
provide additional information that can be used to determine funding mechanisms for
future City projects.
The recommended approach to conducting the City’s survey includes expanding the
interview scope from 400 to 600 interviews. By increasing the number of interviews, the
survey will capture the opinion of residents in the community (voters and non-voters),
thereby giving Council a broad overview of the community that uses City services. In
addition, expanding the scope allows for more in-depth cross tabulation of demographic
information, which provides greater insight into potential funding options that might be
approved by voters. Of the 600 interviews, the analysis should provide information on
approximately 480 registered voters. Analysis of those voters will provide demographic
information on the segment of the population that will actually vote on infrastructure
prioritization and funding. The survey will determine public opinion regarding the
prioritization of infrastructure projects such as construction of a new police service
building, funding of the Library Master Plan, etc. The consultant will analyze the survey
data and prepare a detailed analysis of its findings. The development of the survey
questions is currently underway and staff proposes to return to the Finance Committee
with draft survey questions in October 2000.
CMR:368:00 Page 3 of 6
Public Education Consultant
In response to direction from Council, staff recently contracted with a public education
consultant to support efforts to measure voter sensitivity to infrastructure projects and
financing. Knowledgeable in financing mechanisms that are available to fund public
projects, the consultant thoroughly understands the City’s commitment to community
education and the process of inclusion.
SAE Communications provided valuable insight into the selection of a surveyor for the
voter survey project, and identified the need for a firm that provides research counsel and
questionnaire design in addition to providing statistical work and analysis to accurately
measure public response. To complement the public opinion survey, the consultant has
proposed using STRATA, a strategic plan that is designed to augment the polling process
and assist in interpreting the survey results. SAE Communications’ trademark STRATA
process will be a key element of the LRFP. STRATA utilizes a highly effective
proprietary planning process which includes representation of City staff, the Council, the
City’s financial advisor, and community leaders to formulate an inclusive community
program. The program works through a tightly focused agenda that includes community
and business objectives, competitive landscapes (e.g. competing ballot measures, etc.),
audience profiles, and key messages and priorities. In addition, SAE Communications
will assist in gathering community response by conducting one-on-one meetings with a
cross section of selected community leaders (focusing on their perception of community
priorities), and serving as a liaison with the survey firm in writing, interpreting, and
presenting the results to Council.
Unfunded Existing Infrastructure
One of Council’s highest priorities has been rehabilitation of the City’s existing
infrastructure. In 1998, Council determined that rehabilitation of existing infrastructure
should have priority over new facilities and that new infrastructure projects should be
funded from new sources of revenue. Council conceptually approved $74 million in
funding for a $95 million, ten-year infrastructure management plan, and directed staff to
discuss with the Chamber of Commerce (Chamber) a proposal to use an increase in the
transient occupancy tax (TOT) and/or utility user tax (UUT) to raise the remaining $21
million.
Subsequently, the Finance Committee gave conceptual approval to pursuing a transient
occupancy tax increase of two percent and extend the utility user tax to include interstate
and international calls. Use of the TOT and UUT to raise the needed funding spreads the
tax burden to both residents and the business community. These revenue increases are
expected to increase the General Fund revenue by $1.7 million and $2 million annually.
In addition to funding existing infrastructure improvements, the increase will fund
augmented business district maintenance efforts and other General Fund needs. The
LRFP survey will include questions designed to measure voter sensitivity to funding the
existing infrastructure through an increase in the TOT and expansion of the UUT to
interstate and international calls.
CMR:368:00 Page 4 of 6
Business Registry
Discussions with the Chamber of Commerce indicated an interest in implementing a
business registry program in Palo Alto. The concept of a business registry emerged as a
result of discussions involving implementation of a business license tax program. While
business license tax programs are designed to raise revenue in support of the General
Fund, a business registry is designed solely as a business and economic outreach tool. If
implemented, a business registry will be designed to be 100 percent cost recovery. A
registry will be of value to the business community since it provides local businesses with
a database of information that can be useful in planning future business decisions. For
the City, a registry program will compile vital demographic information including data
on the number of employees working in Palo Alto, the total square footage of office
space, and business classifications by district. This information is important in designing
and implementing an effective Economic Resources planning program.
Redevelopment Agency
Staff has begun preliminary steps in determining the feasibility of a Redevelopment
Agency. Closely tied to this effort has been the Retail Strategy Report recently
completed by the City Manager’s Office. Using this document as a starting point, staff
will work with the City Attorney’s Office and a redevelopment consultant to develop a
feasibility report for the Finance Committee’s review.
RESOURCE IMPACT
The public opinion survey to determine voter preference will cost $24,000. Funds are
available to pay for the survey in the 2000-01 Administrative Services Department
budget.
POLICY IMPLICATIONS
This recommendation is consistent with prior Council direction regarding the LRFP and
Infrastructure Program.
ENVIRONMENTAL REVIEW
This report on long-term financial planning represents preliminary policy assessment and
direction to staff. It does not require California Environmental Quality Act (CEQA)
review. Individual projects will be subject to environmental review as they are
developed.
ATTACHMENTS
Attachment A:ES Major Infrastructure Project Prioritization
PREPARED BY: Joyce White, Senior Financial Analyst
CMR:368:00 Page 5 of 6
DEPARTMENT HEAD APPROVAL:
Director, Admi~strative Services
CITY MANAGER APPROVAL:
Assistant City Manager
CMR:368:00 Page 6 of 6
Criteria
1 2 3 4 5 6
X X X X X X
X X X
X X X X
X X X X X X
X X X X X
X X X
X X X X
X X X X
X X X X X
X X X X X
X X X
X X X X X
X X X X X X
X X X
X X X X X
X X X X X
X X X X
X X X X
X X X X
X X X X X
X X X X X
Tier
Attachment A
ES Major Infrastructure Project Prioritization
Description
Animal Services facilities
Arterial traffic calming
Civic Center Plaza improvements/waterproofing
Community Center renovation and development (South Palo Alto)
Downtown Urban Design improvements
A Lighting
B Design enhancements
Employee work space and facilities improvements
Library Master Plan
Lighting needs in Parks (Where needed and accepted by Public)
MSC Master Plan renovation/improvements
Neighborhood traffic calming
Park renovation and development (including SOFA)
Police Building and Fire Stations 3 & 4 upgrades
Teen Center (1)
Technology Improvements
Communications Infrastructure/Institutional Network/eGov
Computerized Traffic Management System
ERP (Financial and Utilities Applications)
GIS Master Plan
Library Technology Plan
Phone System Upgrade
Radio/Telecommunications Infrastructure
Arts Center/Jr. Museum renovation
Golf Course Master Plan Phase II
Intermodal Transportation Center
PAMF/SOFA Undercrossing
Parking Structures
Performing Arts Facility
Criteria
1 Health & Safety
2 Employee productivity
3 Cost effective
4 Enhancement of service delivery
5 Maintenance of existing facility
6 Visible to public/Great public support
Tiers
1 Absolute need
2 Advisable/Recommended
3 Nice but not necessary
4 Subject to outside funding - proceed
only when funding is secured
The Youth Master Plan will explore optimal ways of
responding to Teen needs. A Teen Center may or
may not be an optimal approach.