HomeMy WebLinkAbout2000-03-20 City Council (15)City
City of Palo Alto
Manager’s Report
TO:HONORABLE CITY COUNCIL
FROM:CITY MANAGER DEPARTMENT: UTILITIES
DATE:MARCH 20, 2000 CMR:170:00
SUBJECT:REPORT TO MEMBERS OF THE BAY AREA WATER
USERS ASSOCIATION: THE FUTURE OF OUR WATER
SUPPLIES
This is an informational report and no Council action is required.
BACKGROUND
Since 1962, Palo Alto has purchased all of its water from the City and County of San
Francisco (CCSF) except for a small amount from its wells during the 1976-77 and 1987-92
water shortages. The current relationship with CCSF is contractual, governed bY the
Settlement Agreement and Master Water Sales Contract (Agreement) which was signed in
1984 and will expire in 2009. All twenty-nine agencies that purchase water on a wholesale
basis from CCSF have substantially similar contracts. These twenty-nine agencies formed
the San Francisco Bay Area Water Users Association (BAWUA) in 1958 to pursue their
common interests in their relationship with CCSF. The agency at the CCSF that administers
the Agreement and controls the water system is the San Francisco Public Utilities
Commission (SFPUC).
The Agreement deals primarily with cost allocation issues. BAWUA agencies pay for about
2/3 of the SFPUC system costs since they use about 2/3 of the water produced by the system.
However, the BAWUA agencies have no political representation at the SFPUC and no
mechanism to contribute in a meaningful way to decisions made with regard to system
operations, maintenance, or capital improvements. This lack of representation has become
a problem. The State Auditor has confirmed BAWUA’s concerns that the SFPUC is slow
to respond to vulnerabilities in its system. Attached to this report is the summary of the
CMR:170:00 Page 1 of 3
February 17, 2000 report by the California State Auditor which concludes that since SFPUC
has been slow to upgrade its system, the agencies who rely on the SFPUC for water are at
"greater risk of disruptions and water shortages if an emergency or drought occurs." The
highly critical report also notes that the SFPUC has proposed a capital improvement program
of more than $3 billion to address many of the concerns raised, but has been stymied in its
implementation by institutional and organization constraints. These planned capital
improvements, if ever completed will more than double SFPUC’s rates. However, a bigger
problem may be that the projects are not completed in a timely fashion.
In its own studies, the SFPUC has admitted that its system is vulnerable to natural disasters
such as earthquakes. In fact, the SFPUC’s Facility Reliability Study (released on January 21,
2000) showed that Palo Alto could be without water from San Francisco for periods up to 60
days. It has also been clear since 1986 that the systemcannot provide adequate supplies of
water to its customers. However, the SFPUC has not yet increased the system’s reliability
from a water supply perspective and has not been able to complete the capital projects it says
are necessary to upgrade the system.
DISCUSSION
Palo Alto, along with the other BAWUA agencies, has a duty to its constituents to ensure that
their water supplies are safe, reliable and operated in a cost-efficient manner. Since the
SFPUC cannot provide assurance of such service, BAWUA agencies have been forced to
develop alternative approaches..As its first effort in this area, BAWUA has developed a set
of"expectations", or performance standards, for its relationship with the SFPUC.
In order to communicate theseexpectations, BAWUA has prepared the attached report titled
"The Future of Our Water Supplies": This document is intended to raise issues of concern
to BAWUA agencies to the level of local elected officials. In addition, BAWUA plans to
host a symposium in April or May to which City Councilmembers will be invited. After the
symposium, a resolution supporting the future direction of BAWUA’s advocacy efforts will
be introduced to the City Council.
Part One of the report provides a background and context of SFPUC’s water system and its
relationship to the BAWUA agencies. The report describes,what SFPUC has done and what
remains to be done. It concludes that BAWUA agencies will need to examine other options
than relying on SFPUC if their needs cannot be met through the existing relationship.
Part Two lists BAWUA’s expectations of SFPUC. These seven expectations can be thought
of as criteria to be used in evaluating the options available to BAWUA. No options can be
pursued without the assistance and support of the political representatives of the BAWUA
CMR:170:00 Page 2 of 3
agencies.
RESOURCE IMPACT
This report is informational only; therefore there are no resource impacts.
POLICY IMPLICATIONS
This report is informational only; therefore there are no policy implications.
ATTACHMENT
Attachment 1: Report to Our Members from the Bay Area Water Users Association:
The Future of Our Water Supplies
Attachment 2:Summary from the February 17, 2000 State Auditor’s report: San
Francisco Public Utilities Commission, Its Slow Pace for Assessing
Weaknesses in its Water Delivery System and for Completing Capital
Projects Increases the Risk of Service Disruptions and Water Shortages
PREPARED BY:Jane Ratchye, Utilities Senior Resource Planner
Girish Balachandran, Supply Resource Group Manger
DEPARTMENT HEAD APPROVAL:
CITY MANAGER APPROVAL:
aorN
Director
Manager
CMR:XXX:99 Page 3 of 3
CALIFORNIA STATE AUDITOR
MARY R NOBLE
ACTING STATE AUDITOR
STEVEN M. HENDRICKSON
CHIEF DEPUTY STATE AUDITOR
February 17, 2000 99124
The Governor of California
President pro Tempore of the Senate
Speaker of the Assembly
State Capitol
Sacramento, California 95814
Dear Governor and Legislative Leaders:
As requested by the Joint Legislative Audit Committee, the Bureau of State Audits presents its audit report
concerning our evaluation of the methods employed by the San Francisco Public Utilities Commission
(commission) to assure an adequate, long-term, and reliable water supply for its Bay Area customers. This~
report concludes that the commission has been slow to assess and upgrade its water delivery system to
enable it to survive catastrophic events such as earthquakes, fires, or floods. The commission has .also been
slow to estimate the amount of water it will need to meet demand in the future and to seek additional sources
of water. As a result, the nearly 2.4 milliffn customers in the City and County of San Francisco, and in
Alameda, San Mateo, and Santa Clara counties who rely on the commission for their drinldng water are at
greater risk of disruptions and water shortages in the event of a catastrophe or a drought.
The commission’s capital improvement plan currently lists about 200 capital projects requiring more than
$3 billion to complete. The commission plans to complete most of these projects over the next 15 years. In
the past 10 years, however, the commission completed 54 capital projects at a cost of about $270 million.
Several factors contributed to the commission’s inability to complete capital projects more quickly. For
instance, the commissionbelieves that insufficient staffing to manage the projects is a major factor. Other
deficiencies that contribute to the slowness are inefficient contracting procedures, outdated project
operations manuals, weak project monitoring, and inadequate project management training.
The commission acknowledges that it lacks the tools to streamline project development or to control such a
large capital improvement program. Therefore, it has taken several measures to address the deficiencies.
However, its ability to ensure a sufficient, long-term and reliable water system remains uncertain since most
of these measures are still in development or were recently finalized.
Respectfully submitted,
MARY P. NOBLE
Acting State Auditor
BUREAU OF STATE AUDITS
555 Capitol Mall, Suite 300, Sacramento, California 95814 Telephone: (916) 445-0255 Fax: (916) 327-0019
SUMMARY
Audit Highlights...
Our review of the
San Francisco Public
Utilities Commission
(commission) disclosed:
The commission has
been slow to assess its
water delivery system
and has made little
progress in completing
capital projects aimed
at improving
system reliability.
Since 1994, the
commission has known
that it needs to identify
additional sources of
water, yet it did not begin
to develop a water supply
plan until 1996;
completion of the plan
is not expected until
March 2000.
Several factors contribute
to the commbsion’s slow
pace for completing
capital projects, including
shortages of project
managers; out-of-date
procedures for planning,
designing, and
constructing capital
projects; inadequate
systems to track progress;
and the absence of formal
training for project
managers.
The success of its capital
improvement program is
uncertain because it is still
developing some plans
while it has only recently
implemented others.
RESULTS IN BRIEF
Tdhe San Francisco Public Utilities Commission (commis-
sion) has been slow to assess and upgrade its water
elivery system so it can survive catastrophes such as
earthquakes, floods, and fires. It also has been slow to estimate
the amount of water it will need to meet future demand
and to seek additional sources of water. As a result, the nearly
2.4 million customers in four Bay Area counties who rely on the
commission for their drinking water are at greater risk of
disruptions and water shortages if an emergency or a
drought occurs.
The commission is part of the City and County of San Francisco.
Among other responsibilities, it provides drinking water to retail
customers in San Francisco and to 28 wholesale suppliers serving
parts of San Mateo, Santa Clara, and Alameda counties. Using h
complex system of dams, reservoirs, treatment plants, pump
stations, tunnels, pipelines, and valves, the commission trans-
ports much of its water to the Bay Area from Hetch Hetchy
Reservoir in Yosemite National Park, almost 150 miles away.
Some parts of the commission’s water delivery system, such as
critical pipelines, are nearly 75 years old and are in dire need of
repair or replacement. In addition, parts of the water delivery
system do not meet modern seismic standards. However, the
commission did not begin to study the system’s overall reliabil-
ity until 1994 and has completed only two of the study’s three
planned phases, with a delay of nearly three years between the
completion of the first phase and the start of the second. This
delay was due to the commission"s failure to appoint promptly a
staff member to manage the proiect and to problems with the
contracting process.
The commission also has been s!ow to develop its water
supply master plan, which will estimate the amount of water
needed in the future and recommend ways of acquiring more
water. Although the commission has known since 1994 that it
even~ally will need to find additional sources of water, it did
not actively begin to develop the water supply master plan Until
1996, and the results are not expected until March 2000.
Further, some customers have expressed concern regarding the
commission’s slow pace in completing capital projects aimed at
upgrading its aging water delivery infrastructure. Information
provided by the commission shows that it completed 54 capital
projects at a cost of about $270 million in the last 10 years,
resulting in an average of five capital projects at a cost of
$27 million annually. Given the size, complexity, age, and
declining condition of the commission’s water delivery system,
this project completion rate appears low.
There are many reasons for the apparent slow pace in complet-
ing capital projects, ranging from a shortage of project managers
on staff to operational deficiencies such as a lack of up-to-date
procedures for awarding contracts and for planning, designing,
and constructing capital projects. UntiI recently, project manag-
ers also lacked an adequate system to track the progress of
capital projects and preventive maintenance. Finally, although
ongoing development is crucial to ensuring that staff members
stay abreast of industry changes and that they improve their
technical expertise, the commission is not providing any formal
project management training to staff members who manage
capital projects.
Although the commission is addressing the concerns with its
more than $3 billion capital improvement program, its success is
uncertain because it is still developing some plans while it has
implemented others only recently. For instance, the commission
seeks to hire a program management consultant to provide the
management services, specialized technical expertise, and staff
development assistance it needs to undertake its huge capital
improvement program. However, San Francisco’s budget analyst
is reviewing the proposed contract, and approval of this consult-
ant by the .commissioners and the board of supervisors is by no
means certain.
For each of its three drinking water-related divisions, the
commission is developing capital improvement plans .to
evaluate and prioritize the projects necessary to improve the
reliability of the water delivery system. The plan for the Hetch
Hetchy Water and Power Division, however, does not yet
contain cost or schedule estimates for all identified capital
projects. In addition, the commissioners have not yet adopted
the three plans.
The commission also is working on a long-range financing
plan for its Water Supply and Treatment and City Distribution
divisions. This plan intends to show how the commission will
finance the capital projects for these two divisions. However, a
January 2000 report from the commission’s consultant relies
heavily on using voter-approved revenue bonds to finance the
projects and does not sufficiently describe contingencies should
San Francisco’s voters reject the bond measures. A similar
report covering the Hetch Hetchy Water and Power Division is
not yet complete.
Executive-level turnover at the commission and the time it will
take to fill these positions also contribute to the uncertainties.
The absence of strong, consistent leadership greatly diminishes
the commission’s chances of success in meeting the significant
challenges it faces in the near future, including the need to
implement a large-scale capital improvement program and to
obtain additional water supplies. On the other hand, turnover
among the commission’s executives also presents a unique
opportunity to build a management team that will provide the
leadership and expertise necessary to implement a cohesive
capital improvement program.
RECOMMENDATIONS
To ensure that the commission follows through on its plans, it
should submit reports annually to the Legislature and its subur-
ban customers for the next five years. These reports should
describe the progress the commission has made in implement-
ing each of its plans and the accomplishments it has achieved.
To improve the reliability of its water delivery system, the
commission should continue to finalize, adopt, implement,
monitor, and as necessary revise the plans and actions it has in
progress. In particular, it should:
Complete its facilities reliability study and its water supply
master plan.
Continue to address its operational deficiencies, including its
contracting procedures, project operations procedures,
tracking of capital projects, and tracking of preventive
maintenance.
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