HomeMy WebLinkAbout2001-08-06 City Council (14)City of Palo Alto
City Manager’s Report
TO:HONORABLE CITY COUNCIL
FROM:CITY MANAGER DEPARTMENT: PLANNING AND
COMMUNITY ENVIRONMENT
DATE:AUGUST 6, 2001 CMR:339:01
SUBJECT:STATUSREPORT ON REQUEST BY THE BELOW MARKET
RATE (BMR) HOMEOWNERS AT THE PALO ALTO REDWOODS
FOR ASSISTANCE WITH A SPECIAL ASSESSMENT
This is an informational report and no Council action is required.
BACKGROUND
At the April 2, 2001 City Council meeting, some representatives of the Below Market
Rate (BMR) homeowners at the Palo Alto Redwoods Condominium complex requested
City assistance in addressing a substantial special assessment anticipated to be levied
against all homeowners in the complex. The Homeowner’s Association of the ll7-unit
Redwoods complex located at 4250 E1 Camino Real has identified a major capital
improvement project involving the repair or replacement of the exterior wooden
stairways and walkway structures that will require an unusually large one-time special
assessment. Although costs have not been finalized, estimates range from $25,000 to
$60,000 per unit, depending on the extent of the repairs. There are twelve one-bedroom
BMR units at the Redwoods.
Property maintenance and repair is the responsibility of the homeowner, including
homeowners in the City’s BMR program. However, due to the unusual magnitude of the
anticipated assessment and the re-sale restrictions associated with the BMR program,
staff was directed by the City Council to identify potential strategies that may provide
financial relief for the current BMR owners while continuing to protect the City’s stock
of BMR housing.
An ad-hoc committee consisting of Council members Lanie Wheeler and Judy Kleinberg,
Palo Alto Housing Corporation Executive Director Marlene Prendergast and City
Planning staff has been meeting over the past few months to review and analyze some
potential strategies.
CMR:339:01 Page 1 of 4
DISCUSSION
Survey of BMR Homeowners
In order to understand the extent of the financial hardship the assessment would cause the
BMR homeowners and what type of assistance might be helpful to them, staff determined
that a financial survey of BMR owners at the Redwoods was necessary. Although BMR
owners must be income-certified to initially qualify to purchase a unit in the program,
there are no ongoing income requirements or restrictions. Income and/or financial
situations may change for better or worse over time. The BMR owners were advised that
although completion of the survey was not mandatory, it was a requirement if they
anticipated requesting any City financial assistance for the assessment. Staff distributed a
detailed financial survey in July 2001.
To date, nine of the twelve BMR owners have returned a completed survey. The survey
results have been tabulated; however, none of the financial information provided by the
homeowners has been verified. Based on a preliminary analysis of the surveys,
approximately six of the BMR owners would be eligible to participate in a loan program
using the draft loan criteria described in Attachment A.
The basic housing cost for a typical BMR owner at the Redwoods is currently about $750
per month (including mortgage, taxes, utilities, insurance and homeowners association
dues). The cost of an additional loan at three percent interest for 10 years would be
approximately $240 to $580 per month depending on whether the loan amount was
$25,000 or $60,000.
Strategies Considered
Some of the possible options available to the City to assist the BMR owners at the
Redwoods included:
1.Adjustment of the deed restrictions to raise the appreciation to a level that would
allow for additional debt to finance the assessment
City loan for the assessment secured by a 2nd Deed of Trust on the unit. Funding could
be made available from the Residential Housing In-Lieu Fund.
Seek State HELP Program funding to provide low-interest or deferred loans to low-
income BMR homeowners. Funds would be used to pay the assessment and would be
secured against the property.
Option 1 -- Adjustment of Deed Restrictions: The BMR program restricts the re-sale
values of BMR units in order to keep the prices affordable over time. The original
purchase price of the BMR units at the Redwoods was approximately $60,000, and the
CMR:339:01 Page 2 of 4
current average re-sale value is approximately $73,500. Unfortunately, this limited
appreciation does not allow the typical BMR owner sufficient equity to obtain
conventional long-term financing for an assessment of the magnitude anticipated for the
Redwoods.
If the City takes no action, and a BMR owner is unable to pay the special assessment, the
owner would be able to resell his or her unit for the current BMR value and realize a
limited appreciation. The unit would in turn be resold to another buyer on the BMR
waiting list at the restricted BMR program value (approximately $73,500) plus the cost of
the assessment. The Palo Alto Housing Corporation believes there are qualified buyers
on the waiting list that would want to purchase under the BMR program at that price.
Although adjusting the .deed restrictions could provide the equity needed to obtain a
market rate loan, the survey results indicate that few of the BMR owners have the
financial resources to qualify for such a loan or to substantially increase their housing
expenses.
Option 2 -- City Loan: This option could involve a significant expenditure of scarce
housing dollars over an extended period of time.
Option 3 -- State HELP Program Funding: The goal of the State HELP program is to
provide affordable housing opportunities through partnerships with local government
entities, consistent with their affordable housing priorities. Funds are awarded on a
competitive basis with the next round of funding applications available on August 1,
2001 and due about September 15, 2001. Staff plans to complete an application for the
HELP funds, and return to Council in early September with a resolution authorizing the
application. Some of the possible criteria that the City may consider in structuring the
loan program are attached.
If the City’s application is successful, HELP program funds would be loaned to the City
as an unsecured loan for up to 10 years at three percent simple interest per annum. The
City would not be required to provide property or other resources as collateral. The
maximum loan amount is $2,000,000, but it is expected that the City would apply for
around $500,000. The funds could then be loaned to the low-income BMR owners at a
favorable three percent interest rate, with a possible 10-year deferment on payment.
Additional funds would be available in the program for BMR owners in other complexes
with similar assessments.
The Committee supports the third option as a primary strategy. However, it is possible
that a combination of the three options might best meet the needs of all the BMR owners
at the Redwoods.
CMR:339:01 Page 3 of 4
RESOURCE IlVIPACT
The CHFA "HELP" loan program would require that the City subsidize the
administration of the loan program. In addition, there would be costs to initially set-up
the program, and also for on-going program administration and loan collection.
POLICY IMPLICATIONS
The preservation of the City’s affordable housing stock is a primary goal of the
Comprehensive Plan. Due to the age of the BMR housing stock, it is likely that there will
be assessments in other projects that may create similar problems for other BMR owners.
Actions taken to assist the BMR owners at the Redwoods may set a precedent for future
requests for assistance.
TIMELINE
Staff will return in early September with an application for HELP program funds that will
include a detailed description of the proposed loan program and a request for a Council
Resolution authorizing the application to CHFA for the HELP Program.
ATTACHMENT
A: Draft Loan Criteria for BMR Special Assessments
PREPARED BY:
SUZANANE BAYLEY
CDBG Coordinator
DEPARTMENT HEAD REVIEW:G.~V~-- ~A~ ~RD~_~~.I~..~
Director of Planning and Community Environment
CITY MANAGER APPROVAL:
EMILY ~RRISON
Assistant City Manager
Palo Alto Housing Corporation
Palo Alto Redwoods BMR Homeowners
Human Relations Commission
CMR:339:01 Page 4 of 4
ATTACHMENT A
BELOW MARKET RATE (BMR) PROGRAM
DRAFT LOAN CRITERIA FOR LARGE, SPECIAL ASSESSMENTS:
The special assessment levied by the Homeowners Associations for a
major capital improvement is a significant portion (__%) of the BMR
market value
2.The BMR sub-committee of the Palo Alto Housing Corporation’s Board
recommends participation in the loan program
3.The BMR unit has not been encumbered in excess of 95% of the BMR
market value (as determined by PAHC)
Conventional second mortgages or other .market rate financial
instruments are not a viable option to address the assessment because of
limited BMR appreciation
5.The City has secured an award of funding from an outside agency or has
sufficient resources to provide loan funds and administer a loan program
6. The City loan will be secured against the property
7.The BMR Homeowner is in compliance with BMR policies and deed
restrictions
8.Loans will be available to low and moderate income homeowners, with
priority, if funds are limited, as follows:
A) incomes less than 50% of median
B) incomes less than 80% of median, and
C) incomes up to 100% of median
9. Other criteria that may be considered
A) Credit history
B) Percentage of income used to pay housing costs