HomeMy WebLinkAboutStaff Report 10069
City of Palo Alto (ID # 10069)
City Council Staff Report
Report Type: Informational Report Meeting Date: 4/22/2019
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Summary Title: Energy Risk Management First and Second Quarters of FY
2019
Title: City of Palo Alto's Energy Risk Management Report for the First Half of
Fiscal Year 2019
From: City Manager
Lead Department: Administrative Services
Recommendation
This is an informational report and no City Council action is required.
Executive Summary
Staff continues to purchase electricity and gas in compliance with the City’s Energy Risk
Management Policies, Guidelines, and Procedures. This report is based on market prices and
load and supply data as of December 31, 2018, the end of the first half of Fiscal Year (FY) 2019.
The projected cost of the City’s fixed-price electricity purchases is $0.09 million lower than the
market value of that electricity as of December 31, 2018 for the 12-month period beginning
January 1, 2019. In the first half of FY 2019 (July 1, 2018 through December 31, 2018) the City’s
credit exposure to fixed price contracts is minimal. The projected Electric Supply Operations
Reserve is below the FY 2019 minimum guideline reserve level and the projected gas reserve is
also below the FY 2019 guideline reserve level range.
There were no exceptions to the Energy Risk Management Policies, Guidelines, or Procedures
during the first half of FY 2019. Staff monitored the Energy Risk Management activities for the
second quarter of FY 2018 and there was no reportable adverse activity during this period, and
no exceptions to report. However, due to staffing constraints the informational report for the
second half of FY 2018 was not prepared. All future semi-annual informational reports will be
done.
Background
The purpose of this report is to inform the Council about the status of the City’s energy
portfolio and transactions executed with energy suppliers as of the end of the first half of FY
2019. The City’s Energy Risk Management Policy (Section F) requires that staff report on a
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quarterly basis but due to lower trading activity levels the Utility Risk Oversight Coordinating
Committee (UROCC) has approved providing this report on a semi-annual basis to Council on: 1)
the City’s energy portfolio; 2) the City’s credit and market risk profile; 3) portfolio performance;
and 4) other key market and risk information.
The City’s Energy Risk Management Policy describes the management organization, authority,
and processes to monitor, measure, and control market risks. “Market risks” include price and
counterparty credit risk. These are risks that the City is exposed to on a regular basis in
procuring electric supplies, and to a lesser extent for gas supplies which are purchased at
market rates via a monthly index price. The energy risk management section is located in the
Treasury Division of the Administrative Services Department. Its role is to monitor and m itigate
these risks.
This first half of FY 2019 energy risk management report contains information on the following:
Electric Supplies
Hydroelectricity
Fixed-Price Forward Electricity Purchases
Gas Supplies
Credit Risk
Electric Forward Mark-to-Market Values
Electric and Gas Supply Operations Reserves Adequacy
Exceptions to Energy Risk Management Policies, Guidelines, or Procedures
Discussion
Electric Supplies
In order to serve the City’s electric supply demands, the City obtains electricity fr om:
hydroelectric resources (from the federal Western Area Power Administration (“Western”) and
Calaveras Hydroelectric Projects); long-term renewable energy contracts (from landfill gas
converted to electricity, wind, and solar projects); wholesale purchases which are carried out
via fixed-priced forward market purchase contracts; and the electric spot market.
Figure 1 below illustrates the projected sources and expected purchases of electricity supplies
by month for the 36 months from February 2018 to January 31, 2021, in megawatt-hours
(MWh). Sales of surplus energy in the summer months are typical due to the seasonal profile of
the City’s generating portfolio as a result of renewable energy power from hydroelectricity,
solar, and wind.
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-40,000
-20,000
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40,000
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80,000
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Figure 1 -Electric Balance Wind
Wholesale
Western
Solar
Landfill
Calaveras
Total Load
Hydroelectricity
The cost of hydroelectricity received from Western over the 12-month period ending December
31, 2018 is lower than the market value of electricity by $1.0 million. Hydroelectric power from
Calaveras was expected to cost $7.1 million (as of December 31, 2018) more than the market
value of electricity. Note that Calaveras provides benefits not reflected in the mark -to-market
(MTM) calculation, including, for example, ancillary services (e.g., the ability to regulate energy
output when the electric grid needs change), and that much of the above-market costs are
related to debt service on the cost of constructing the dam. This debt is due to be retired in
2032, and retirement will substantially improve the value of the project relative to the market
price of electricity.
Fixed-Price Forward Electricity Purchases
The City as of December 31, 2018 has purchased and/or sold fixed-priced supplies of electricity
totaling 117,550 MWh for delivery in FY 2019 with an average price of $30.83 per MWh. The
City contracted for these purchases with three of its approved counterparties: SENA (Shell
Energy North America), Exelon, and NextEra Energy Resources. The 12 -month MTM value of
the City’s forward transactions for wholesale power was $0.09 million at the end of the first half
of FY 2019. In other words, the purchase cost (contract price) for these transactions was lower
than the market value as of December 31, 2018. The City tracks the MTM value of its forward
contracts to measure the value that would be lost due to a counterparty failing to deliver on its
contractual commitments, forcing the City to purchase replacement electricity in the market.
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The exposure listed above is well within risk management guidelines and presents little risk to
the City’s financial outlook.
The figures below represent the electric forward volumes (Figure 2) and MTM positions (Figure
3) for each electric supplier by month of delivery for all forward fixed -price electricity contracts
over the 12-month period ending December 31, 2019.
-20,000
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Figure 2 -Electric Forward Volumes as of 12/31/18
SENA
Exelon
NextEra Energy Resources
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(400,000)
(300,000)
(200,000)
(100,000)
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Figure 3 -Electric Mark-to-Market Values as of 12/31/2018
SENA
Exelon
NextEra Energy Resources
Note: The reason for the negative spike in July 2019 (in above Figure 3) is due to the market price volatility and the
fact that when the 40MW of excess power for July 2019 was sold in October 2018, it was for a three -month period
that included May and June 2019 (which have much lower market prices than July) resulting in the MTM paper loss
reflected in the above graph. When compared to the City’s cost of this power compared to the selling price, the City
has a total loss of $359,000 (based on market prices as of 4/9/19).
Gas Supplies
In order to serve the City’s natural gas needs, the City purchases gas on the monthly and daily
spot markets. The City purchases all of its forecasted gas needs for the month ahead at a price
based on the published monthly spot market index price for that month. Within the month, the
City’s gas operator buys and sells gas to match the City’s daily needs if the actual daily usage is
different from the forecasted daily usage. Those daily transactions are made at an average p rice
based on the published daily spot market index. These costs are passed through directly to
customers using a monthly rate adjustment mechanism, leaving the City with little or no price
risk or counterparty risk exposure for the gas utility.
Credit Risk
Staff monitors and reports on counterparty credit risk based on the major credit rating agencies
(S&P and Moody’s) scores, Ameresco has a 0.43 percent Expected Default Frequency (EDF)
which is higher than the recommended EDF level. The EDF has improved since last year. Last
year, the EDF was 0.68 percent and, as of writing of this report (March 27, 2019), the EDF is
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0.25 percent. Staff is continuing to monitor Ameresco’s EDF and will continue to report to City
Council in the semi-annual report. Table 1 below shows the EDF values for the City’s renewable
energy counterparties. Table 2 below shows the EDF values and credit exposure for the City’s
electric suppliers. There is virtually no credit exposure to the City’s gas suppliers since the
supplies are purchased on a short-term basis.
Table 1 - Renewable Counterparties Credit Ratings and EDFs as of 12/31/18
S&P Credit
Rating
Current
Expected
Default
Frequency
Moody's
(EDF)
Implied
Rating
Ameresco n/a 0.43%Ba3
BBB+0.27%Aa3
Source: CreditEdge website
Renewable Counterparty
Avangrid (fomerly Iberdrola)
Table 2 - Credit Exposure and Expected Default Frequency of Electric Suppliers as of 12/31/18
Electric
Counterparty
Cost of
Transaction
Market Value
of Transaction
Current
Expected
Default
Frequency
Moody's
(EDF)
Implied
Rating
Exelon 1,286,940$ 1,460,645$ 0.02%Aa2
NextEra 292,020 375,720 0.01%Aaa
SENA (2,212,032) (2,326,995) n/a Aa2
Totals (633,073)$ (490,630)$
A-8 83,700
142,442$ 52$
Cost vs. Market to
Market (MTM) Value
S&P
Credit
Rating
Expected Loss
(MTM x
Expected
Default
Frequency)
($114,963)AA--$
173,706$ BBB 43$
Electric Forward Mark-to-Market Values
It is important to note that, for renewable energy companies, Council waived the investment
grade credit rating requirement of Section 2.30.340(d) of the Palo Alto Municipal Code, which
applies to energy companies that do business with the City. In addition, the C ity does not pay
for renewable energy until it is received, thereby reducing risk.
An EDF of 0.08% or below indicates supplier’s current expected default frequency falls within
the investment grade range. An EDF above 0.08% indicates the supplier may have financial
issues that require monitoring.
Electric and Gas Supply Operations Reserves Adequacy
As shown in Table 3 below, the Electric Supply Operations reserve’s unaudited balance as of
December 31, 2018 is $20.0 million, which is $7.9 million below the minimum reserve guideline
level. By year end, transfers from the rate stabilization and other reserves are expected to bring
this to the middle of the reserve guideline. This balance is above the immediate 12-month
credit, hydro, and other risks that have been identified, and are estimated at $5.6 million. The
unaudited Gas Operations reserve balance as of December 31, 2018 is $5.0 million, which is
$0.6 million below the minimum reserve guideline level. This isn’t indicative of the expected
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year-end results. During the year, gas purchases are booked in advance of receipt of revenues
from customers, resulting in timing differences during the fiscal year which impact the reserve
balance.
Table 3 - Electric Supply Operations and Gas Operations Reserve Levels for FY 2019
(Preliminary unaudited figures from City’s Financial System)
Fund
Reserve for
Operations
Balance as
of 07/01/2018
($ Millions)
Changes
to the
Reserves
for
Operations
($ Millions)
Unaudited Projected
Reserve for
Operations Balance as
of 12/31/18 *
($ Millions)
Minimum
Guideline
Reserve
Level
($ Millions)
Maximum
Guideline
Reserve
Level
($ Millions)
Electric $19.9 $0.1 $20.0 $27.9 $50.1
Gas $8.6 ($3.6)$5.0 $5.6 $11.2
FY 2019
* The accounting activity to date reflects what has been booked into the City’s financial system. These figures
are preliminary until outside auditors have completed their review and the Comprehensive Annual Financial
Report is produced. There could be significant changes to the supply operation reserve balances based on
year-end adjustments that have not been booked yet.
Exceptions to Energy Risk Management Policies, Guidelines, or Procedures
There were no exceptions to the Energy Risk Management Policies, Guidelines, or Procedures
to report during the first half of FY 2019. The last Energy Risk Management Report was
transmitted to Council in June 2018 and covered the first half of FY 2018. Although staff has not
provided a semi-annual update since then, the Energy Risk Management activities for the
second half of FY 2018 were monitored. No reportable adverse activity during this period, and
there were no exceptions to report besides the informational report for this period not being
done. All future semi-annual information reports will be done.