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HomeMy WebLinkAboutStaff Report 6977 City of Palo Alto (ID # 6977) City Council Staff Report Report Type: Consent Calendar Meeting Date: 6/27/2016 City of Palo Alto Page 1 Summary Title: Miscellaneous Utility Rules and Rate Changes Title: Adoption of a Resolution Amending Utilities Rate Schedule E-15 (Electric Service Connections) and Rules and Regulations 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 15 18, 20, 23, and 24 (Adoption of Rules, Definitions and Abbreviations, Description of Utility Services, Application of Service, Service Contracts, Establishment and Reestablishment of Credit, Deposits, Access to Premises, Discontinuance, Termination and Restoration of Service, Meter Reading, Billing, Adjustments, and Payment of Bills, Metering, Utility Service Connections and Facilities on Customers’ Premises, Special Electric Utility Regulations, Special Wastewater Utility Regulations, and Special Refuse Service Regulations) From: City Manager Lead Department: Utilities Recommendation Staff recommends that Council adopt a resolution amending Utilities Rules and Regulations 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 15, 18, 20, 23, and 24, and Utilities Rate Schedule E-15, as attached. Executive Summary Utilities Rate Schedules and Utilities Rules and Regulations are updated as needed to ensure current procedures are in place to continue Utilities operations. The recommended changes to the various Rules and Regulations add new provisions, remove outdated sections or schedules, update language for clarity, and reflect changes to business practices and procedures. The recommended changes to Electric Service Connection Fees (Rate Schedule E-15) reflect current labor and material costs since this fee schedule was last updated in 2012. Discussion There are twenty-nine Utilities Rules and Regulations (Rules) which set forth the conditions under which the City provides utility services from both the Utilities Department (electric, natural gas, water, wastewater, fiber optic) and the Public Works Department (refuse, storm drain). The Rules are updated on as-needed basis to reflect current standards and business practices. City of Palo Alto Page 2 Rate Schedule E-15 (Electric Service Connection Fees) Staff develops predetermined estimates of labor hours and material requirements to perform the work to connect the simpler types of service connections, i.e. projects which do not require a full estimate. These labor and material estimates are the basis of the connection fees paid by customers for new or upgraded electric service connections to recover the cost of making the electrical connections. The recommended amendments to this rate schedule updates the labor and material costs required for customer connection to the electric distribution system from 2012 (the last time this schedule was updated) to 2016. The following table illustrates the additional revenue that would be collected annually based on the average number of customer connections per year from 2012 - 2015. Service Connection Fee # of Applic ations Current Fees Current Revenue Proposed Fees Propose d Revenue Change in Revenue Temp OH Res 200A 90 $840 $75,390 $970 $87,058 $11,668 Temp UG Res 200A 28 $840 $23,310 $970 $26,918 $3,608 OH Res 200A 66 $620 $40,920 $840 $55,440 $14,520 UG Res 200A 25 $450 $11,250 $850 $21,250 $10,000 UG Res 200A - Rear Easement 9 $940 $8,460 $1,900 $17,100 $8,640 OH MF-Comm < 200A 1 $900 $900 $1,180 $1,180 $280 UG MF-Comm < 200A 4 $720 $3,060 $1,160 $4,930 $1,870 Temp OH Comm < 200A 2 $840 $1,890 $970 $2,183 $293 Temp UG Comm < 200A 4 $675 $2,531 $970 $3,638 $1,106 Grand Total $167,711 $219,69 5 $51,984 200A – 200 Amps – refers to service panel rating Res – Residential Comm – Commercial Temp – Temporary service OH – Overhead UG – Underground MF – Multifamily Utilities Rules and Regulations (1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 15, 18, 20, 23, and 24) Utilities Rule and Regulation 1 (Adoption of Rules) Rule and Regulation 1 covers the adoption of and penalties for violation of Utilities Rules and Regulations. The proposed change incorporates the location of new Utilities Lobby Office on the ground floor as a customer point-of-contact. Adds “applicant” and “account” to the list of entities covered under the Utilities Rules and Regulations and clarifies the process and procedures for imposition of fines will be consistent with section 1.12 of the Palo Alto Municipal Code City of Palo Alto Page 3 Utilities Rule and Regulation 2 (Definitions and Abbreviations) Rule and Regulation 2 describes commonly used industry acronyms and the definitions of various terms. Some terms were not previously defined in the section and the rule is being revised to include these terms, including proposed amendments to add the definitions for sewer cleanout, upper sewer lateral, and lower sewer lateral among other additions and modifications. Utilities Rule and Regulation 3 (Description of Utility Services) The recommended amendments include:  Allowing single phase residential panels up to 600 Amps, rather than currently mandated three-phase service, with Electric Engineering Manager’s approval.  Clarifying Refuse standard services and exceptions to standard services, specifies Refuse-handling equipment requirements and the requirements for onsite-storage between pick-up dates. Utilities Rule and Regulation 4 (Application for Service) The recommended amendments specify when monthly unmetered charges (charges independent of metered consumption) for refuse, storm drain, and wastewater services are included on a customer bill (when two of three metered services (electric, natural gas and water) are actively being billed). Clarifies landlord and tenant rules for cost allocation of utility services when tenants are sub-metered or master-metered. Utilities Rule and Regulation 5 (Service Contracts) The recommended amendment updates the list of special Services that may require contracts. Utilities Rule and Regulation 6 (Establishment and Reestablishment of Credit) The recommended amendment removes previous non-cash commercial deposit options (Certificate of Deposits, Surety Bonds) due to changes in City financial policies. Utilities Rule and Regulation 7 (Deposits) The recommended amendments clarify the requirements for deposits, amounts of deposits and terms for the return of deposits. Aligns the requirements for deposits to the creditworthiness ratings in Rule and Regulation 6, “Establishment and Reestablishment of Credit.” Utilities Rule and Regulation 8 (Access to Premises) The recommended amendment stipulates that Meters shall be installed on the exterior of buildings at ground level for ease of access by Utilities staff and improved customer building security. Exceptions to this Rule would be approved by the Utilities Director or his/her designee. Utilities Rule and Regulation 9 (Discontinuance, Termination, and Restoration of Service) The recommended amendments provide consistent definition and consistent terminology for discontinuance (account closure) and termination (non-payment) of utility service. City of Palo Alto Page 4 Utilities Rule and Regulation 10 (Meter Reading) The recommended amendment clarifies the duration of the billing period and that billing adjustments for Estimated Meter Readings will include both usage and cost. Utilities Rule and Regulation 11 (Billing Adjustments and Payment of Bills) These recommended amendments to Rule 11 clarify (1) that the City can recover for all damages incurred by the City in cases of utility theft, both in terms of unbilled charges and the costs to the City associated with investigating and remedying such situations; and (2) the procedure for notifying customers about City’s intent to impose charges in connection with theft and for customers to dispute utility such charges. Utilities Rule and Regulation 15 (Metering) The recommended amendment updates the meter test accuracy limits per City of Palo Alto Utilities standards. Utilities Rule and Regulation 20 (Special Electric Utility Regulations) The recommended amendment deletes the current distance requirement from multiple electric service drops to the same building. Staff could not identify a current need for this particular restriction. Utilities Rule and Regulation 23 (Special Wastewater Utility Regulations) The recommended amendments clarify the responsibilities of the City and the customer for wastewater infrastructure, including sewer laterals, the wastewater main, sewer cleanouts and pipes that branch off the sewer laterals. Amendment of the sewer lateral upgrade requirement is proposed for new construction or remodel projects. Currently, customers are required to upgrade their portion of the sewer lateral to current standard size and/or material when the existing material is non-plastic and when the construction/remodel cost is greater than $100,000 for residential projects and $300,000 for commercial projects. The amendment increases the residential requirement threshold from $100,000 to $200,000. The current requirement threshold stays the same for commercial projects. In addition, the Utilities Operations has developed a standard evaluation method to assess the condition of the sewer lateral when a customer remodels an existing building or constructs a new one. Instead of mandating a lateral upgrade in every remodel or new construction situation, under the proposed changes to Rule 23, Utilities Operations will inspect the existing lower sewer lateral as part of the permit application review process and determine whether the lateral meets the standard criteria to be upgraded. Minimizing lateral replacement to situations where the existing lateral is in need of repair or replacement will save customers money, reduce street digging and allow Utilities Operations to focus on system-wide maintenance work. Staff proposes to apply the new rule retroactively to all projects that are City of Palo Alto Page 5 currently in the queue to be replaced. This will reduce the backlog of sewer laterals scheduled to be replaced under the current Rule 23 requirements. Utilities Rule and Regulation 24 (Special Refuse Service Regulations) The proposed changes to the refuse service regulations reflect the recent modifications to Chapter 5.20 of the Municipal Code, which includes the Recycling and Composting Ordinance (Staff Report #6475) adopted on January 25, 2016. Modifications also have been made to refuse suspension service. Resource Impact Approval of changes to Utilities Rules and Regulation 1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 15, 18, 20, 23, and 24 will not result in a significant change in net operating revenues or expenses. Approval of changes to Utility Rate Schedule E-15 will recover the City’s costs by approximately $52,000. Policy Implications These recommendations do not represent a change in current city policies. Environmental Review The adoption of a resolution amending Utility Rate Schedule E-15 (Electric Service Connections ) is not subject to the California Environmental Quality Act (CEQA), pursuant to California Public Resources Code Sec. 21080(b)(8) and Title 14 of the California Code of Regulations Sec. 15273(a). The adoption of the resolution amending Utility Rules and Regulations does not meet the definition of a “project” under Public Resources Code 21065, thus no CEQA review of this action is required. Attachments:  Resolution for staff report 6977 (PDF)  Index of Rate Schedules, Rules and Regulations as of 6-27-2016 Redlined (PDF)  E-15 effective 6-27-2016- Redlined (PDF)  Rule 01 Adoption of Rules- Redlined (PDF)  Rule 02 Definitions and Abbreviations- Redlined (PDF)  Rule 03 Description of Utility Services- Redlined (PDF)  Rule 04 Application of Service- Redlined (PDF)  Rule 05 Service Contracts- Redlined (PDF)  Rule 06 Establishment and Reestablishment of Credit- Redlined (PDF)  Rule 07 Deposits- Redlined (PDF)  Rule 08 Access to Premises- Redlined (PDF)  Rule 09 Discontinuance, Termination, and Restoration of Service taa- Redlined (PDF)  Rule 10 Meter Reading- Redlined (PDF)  Rule 11 Billing, Adjustments and Payment of Bills- Redlined (PDF)  Rule 15 Metering- Redlined (PDF)  Rule 20 Special Electric Utility Regulations- Redlined (PDF)  Rule 23 Special Wastewater Utility Regulations- Redlined (PDF) City of Palo Alto Page 6  Rule 24 Special Refuse Service Regulations- Redlined (PDF) Attachment NOT YET APPROVED 1 Resolution No. Resolution of the Council of the City of Palo Alto Amending Utilities Rate Schedule E-15 (Electric Service Connections) And Approving Amendments To Utilities Rule and Regulation 1 (Adoption of Rules), Utilities Rule and Regulation 2 (Definitions and Abbreviations), Utilities Rule and Regulation 3 (Description of Utility Services), Utilities Rule And Regulation 4 (Application for Service), Utilities Rule And Regulation 5 (Service Contracts), Utilities Rule And Regulation 6 (Establish and Reestablishment of Credit), Utilities Rule and Regulation 7 (Deposits), Utilities Rule and Regulation 8 (Access to Premises), Utilities Rule and Regulation 9 (Discontinuance, Termination, and Restoration of Service), Utilities Rule and Regulation 10 (Meter Reading), Rule and Regulation 11 (Billing, Adjustments and Payment of Bills), Rule and Regulation 15 (Metering), Utilities Rule and Regulation 18 (Utility Service Connections and Facilities on Customers’ Premises), Utilities Rule and Regulation 20 (Special Electric Utility Regulations), Utilities Rule and Regulation 23 (Special Wastewater Utility Regulations), Utilities Rule and Regulation 24 (Special Refuse Service Regulations) RECITALS A. Pursuant to Chapter 12.20.010 of the Palo Alto Municipal Code, the Council of the City of Palo Alto may by resolution adopt rules and regulations governing utility services, fees and charges. The Council of the City of Palo Alto does hereby RESOLVE as follows: SECTION 1. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule E-15 (Electric Service Connections) is hereby amended as attached and incorporated. Utility Rate Schedule E-15, as amended, shall become effective June 27, 2016. SECTION 2. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 1 (Adoption of Rules) is hereby amended as attached and incorporated. Utility Rule and Regulation 1, as amended, shall become effective June 27, 2016. SECTION 3. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rule and Regulation 2 (Definitions and Abbreviations) is hereby amended as attached and incorporated. Utility Rule and Regulation 2, as amended, shall become effective June 27, 2016. SECTION 4. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rule and Regulation 3 (Description of Utility Services) is hereby amended as attached and incorporated. Utility Rule and Regulation 3, as amended, shall become effective June 27, 2016. SECTION 5. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 4 (Application for Service) is hereby amended as attached and incorporated. Utility Rule and Regulation 4, as amended, shall become effective June 27, 2016. SECTION 6. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 5 (Service Contracts) is hereby amended as attached and incorporated. Utility A Attachment NOT YET APPROVED 2 Rule and Regulation 5, as amended, shall become effective June 27, 2016. SECTION 7. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 6 (Establishment and Reestablishment of Credit) is hereby amended as attached and incorporated. Utility Rule and Regulation 6, as amended, shall become effective June 27, 2016. SECTION 8. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 7 (Deposits) is hereby amended as attached and incorporated. Utility Rule and Regulation 7, as amended, shall become effective June 27, 2016. SECTION 9. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 8 (Access to Premises) is hereby amended as attached and incorporated. Utility Rule and Regulation 8, as amended, shall become effective June 27, 2016. SECTION 10. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 9 (Discontinuance, Termination, and Restoration of Service) is hereby amended as attached and incorporated. Utility Rule and Regulation 9, as amended, shall become effective June 27, 2016. SECTION 11. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 10 (Meter Reading) is hereby amended as attached and incorporated. Utility Rule and Regulation 10, as amended, shall become effective June 27, 2016. SECTION 12. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 11 (Billing, Adjustments and Payment of Bills) is hereby amended as attached and incorporated. Utility Rule and Regulation 11, as amended, shall become effective June 27, 2016. SECTION 13. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 15 (Metering) is hereby amended as attached and incorporated. Utility Rule and Regulation 15 as amended, shall become effective June 27, 2016. SECTION 14. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 18 (Utility Service Connections and Facilities on Customers’ Premises) is hereby amended as attached and incorporated. Utility Rule and Regulation 18, as amended, shall become effective June 27, 2016. SECTION 15. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 20 (Special Electric Utility Regulations) is hereby amended as attached and incorporated. Utility Rule and Regulation 20, as amended, shall become effective June 27, 2016. SECTION 16. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 23 (Special Wastewater Utility Regulations) is hereby amended as attached and incorporated. Utility Rule and Regulation 23, as amended, shall become effective June 27, 2016. SECTION 17. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 24 (Special Refuse Service Regulations) is hereby amended as attached and incorporated. Utility Rule and Regulation 24, as amended, shall become effective June 27, 2016. Attachment NOT YET APPROVED 3 SECTION 18. The City Council finds as follows: a. Revenue derived from the implementation of Utility Rate Schedule E-15 (Electric Service Connections) amended by this resolution does not exceed the funds required to provide electric service. b. Revenue derived from the implementation of Utility Rate Schedule E-15 (Electric Service Connections) amended by this resolution shall be used only for the purpose set forth in Article VII, Section 2, of the Charter of the City of Palo Alto. c. The fees and charges adopted by the implementation of Utility Rate Schedule E-15 (Electric Service Connections) amended by this resolution are charges imposed for a specific government service or product provided directly to the payor that are not provided to those not charged, and do not exceed the reasonable costs to the City of providing the service or product. SECTION 19. The adoption of Section 1 of this resolution amending Utility Rate Schedule E-15 (Electric Service Connections ) and changing electric rates to meet operating expenses, purchase supplies and materials, meet financial reserve needs and obtain funds for capital improvements necessary to maintain service is not subject to the California Environmental Quality Act (CEQA), pursuant to California Public Resources Code Sec. 21080(b)(8) and Title 14 of the California Code of Regulations Sec. 15273(a). After reviewing the staff report and all attachments presented to Council, the Council incorporates these documents herein and finds that sufficient evidence has been presented setting forth with specificity the basis for this claim of CEQA exemption. The adoption of the remainder of this resolution amending Utility Rules and Regulations does not meet the definition of a “project” under Public Resources Code 21065, thus no CEQA review of this action is required. INTRODUCED AND PASSED: AYES: NOES: ABSENT: ABSTENTIONS: ATTEST: City Clerk Mayor APPROVED AS TO FORM: APPROVED: Senior Deputy City Attorney City Manager Director of Utilities Attachment NOT YET APPROVED 4 Director of Administrative Services CITY OF PALO ALTO UTILITIES Index of Existing Rate Schedules, Rules and Regulations DATE OF LAST NUMBER REVISION OF SHEETS CITY OF PALO ALTO UTILITIES RATE SCHEDULES: ELECTRIC: E-1 Residential Electric Service ................................................. July 1, 2009 1 E-1 G Residential Green Power Electric Service ........................... July 1, 2009 2 E-2 Small Commercial Electric Service ..................................... July 1, 2009 2 E-2 G Small Commercial Green Power Electric Service ............... July 1, 2009 2 E-3 Customer-Owned Generation .............................................. July 1, 2007 3 E-4 Medium Commercial Electric Service ................................ July 1, 2009 3 E-4 TOU Medium Commercial Electric Time of Use Service ........... July 1, 2009 4 E-4 G Medium Commercial Green Power Electric Service........... July 1, 2009 4 E-7 Large Commercial Electric Service ..................................... July 1, 2009 3 E-7 TOU Large Commercial Electric Time of Use Service ................ July 1, 2009 4 E-7 G Large Commercial Green Power Electric Service ............... July 1, 2009 4 E-14 Street Lights ......................................................................... July 1, 2009 4 E-15 Electric Service Connection Fees ........................................ June 207, 2016August 8, 20086 E-16 Unmetered Electric Services ............................................... July 1, 2009 3 E-18 Municipal Electric Service .................................................. July 1, 2009 2 E-18 G Municipal Green Power Electric Service ............................ July 1, 2009 3 E-NSE Net Metering Net Surplus Electricity Compensation .......... January 1, 2011 1 FIBER OPTIC: EDF-1 Dark Fiber Licensing Services ............................................. July 1, 2013 2 EDF-2 Dark Fiber Connection Fees ................................................ July 1, 2013 1 EDF-3 Dark Fiber Licensing Services ............................................. Sept. 18, 2006 1 EFTH-T Fiber to the Home Trial Participation Fee ........................... May 6, 2002 1 WATER: W-1 General Residential Water Service ...................................... July 1, 2013 2 W-2 Water Service From Fire Hydrants ...................................... July 1, 2013 1 CITY OF PALO ALTO UTILITIES Index of Existing Rate Schedules, Rules and Regulations DATE OF LAST NUMBER REVISION OF SHEETS CITY OF PALO ALTO UTILITIES W-3 Fire Service Connections ..................................................... July 1, 2013 2 W-4 General Non-Residential Water Service .............................. July 1, 2013 2 W-5 Water Service Connection Fees ........................................... July 6, 2009 5 W-7 Irrigation Water Service ...................................................... July 1, 2013 2 RECYCLED WATER: RW-1 Recycled Water Service .......................................................November 1, 2008 1 GAS: G-1 Residential Gas Service ....................................................... July 1, 2012 2 G-2 Commercial Gas Service ..................................................... July 1, 2012 2 G-3 Large Commercial Gas Service ........................................... July 1, 2012 2 G-4 Large Commercial Gas Transportation Service................... July 1, 2012 2 G-5 Gas Service Connection Fees .............................................. August 8, 2008 4 G-8 Gas for Electric Generation Service ....................................November 1, 2008 3 G-10 Compressed Natural Gas Service ........................................ July 1, 2012 2 G-11 Large Commercial Fixed-Term Commodity Gas Service ... July 1, 2012 2 G-12 Large Commercial Custom Commodity Gas Service.......... July 1, 2012 2 WASTEWATER: S-1 Residential Wastewater Collection & Disposal................... July 1, 2012 1 S-2 Commercial Wastewater Collection & Disposal ................. July 1, 2012 1 S-3 Industrial Waste Laboratory & Analysis Charges ............... July 1, 2002 1 S-4 Hauled Liquid Waste Charges ............................................. July 1, 2002 1 S-5 Sewer Service Connection Fees .......................................... July 6, 2009 3 S-6 Restaurant Wastewater Collection & Disposal ................... July 1, 2012 1 S-7 Commercial Wastewater Collection & Disposal – Industrial Discharger ........................................................ July 1, 2012 1 REFUSE: CITY OF PALO ALTO UTILITIES Index of Existing Rate Schedules, Rules and Regulations DATE OF LAST NUMBER REVISION OF SHEETS CITY OF PALO ALTO UTILITIES R-1 Domestic Refuse Collection ................................................ July 1, 2012 3 R-2 Commercial Refuse Collection ............................................ October 1, 2011 3 R-3 Commercial Refuse Collection ............................................ October 1, 2011 6 STORM AND SURFACE WATER DRAINAGE: D-1 General Storm and Surface Water Drainage ....................... July 1, 2013 1 MISCELLANEOUS: C-1 Utility Service Calls ............................................................. March13, 2013 1 C-2 Customer Deposits ............................................................... July 1, 1992 1 C-3 Service to City Employees ................................................... July 1, 1983 1 C-4 Residential Rate Assistance Program .................................. July 1, 2009 2 RULES AND REGULATIONS: Rule 1 Adoption of Rules ................................................................ June 2071, 20106 1 Rule 2 Definitions and Abbreviations .............................................June 207, 2016February 5, 2013 2651 Rule 3 Description of Utility Services ............................................ June 207, 2016May 13, 2013145 Rule 4 Application for Service ........................................................ June 270, 2016July 1, 2012 45 Rule 5 Service Contracts ................................................................. May 13, 2013June 27, 2016 1 Rule 6 Establishment and Reestablishment of Credit ..................... June 207, 2016July 1, 2012 2 Rule 7 Deposits ............................................................................... June 270, 2016July 1, 2012 21 Rule 8 Access to Premises .............................................................. June 207, 2016June 1, 2010 2 Rule 9 Discontinuancenection, Termination and Restoration of Service June 207, 2016June 1, 2010 4 Rule 10 Meter Reading ..................................................................... June 270, 2016June 1, 2010 2 Rule 11 Billing, Adjustments, and Payment of Bills ........................ July 1, 2012June 27, 2016 67 Rule 13 Shortage of Supply and Interruption of Utility Services ..... June 1, 2010 3 Rule 15 Metering............................................................................... June 27, 2016June 1, 2010 4 Rule 16 Line Extensions ................................................................... June 1, 2010 4 CITY OF PALO ALTO UTILITIES Index of Existing Rate Schedules, Rules and Regulations DATE OF LAST NUMBER REVISION OF SHEETS CITY OF PALO ALTO UTILITIES Rule 17 Conversion of Electric and Communication Facilities to Underground .................................................................... June 1, 2010 5 Rule 18 Utility Service Connections and Facilities on Customer’s Premises ........................................................... June 270, 2016May 13, 2013 3 Rule 20 Special Electric Utility Regulations..................................... June 207, 2016May 13, 2013 8 Rule 21 Special Water Utility Regulations .......................................October 18, 2010 12 Rule 22 Special Gas Utility Regulations ........................................... June 1, 2010 2 Rule 23 Special Wastewater Utility Regulations .............................. June 270, 2016July 1, 2012 130 Rule 24 Special Refuse and Recycling Regulations ......................... June 207, 2016June 1, 2010 5 Rule 25 Special Storm and Surface Water Drainage Utility Regulations ............................................................... June 1, 2010 7 Rule 26 Special Fiber Optic Utility Regulations ............................... July 1, 2012 4 Rule 27 Generating Facility Interconnections ................................... July 1, 2012 21 Rule 29 Net Energy Metering Service and Interconnection .............. March 8, 2011 6 ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-1 Supersedes Sheet No E-15-1 dated 8-8-2008 A. APPLICABILITY: This schedule applies to all connections, expansions, and upgrades to the City's electric distribution systemElectric Distribution System except those that serve street lighting or traffic signals. B. TERRITORY: All territory within the incorporated limits of the City and land owned or leased by the City. B.C. ADVANCE ENGINEERING FEES Advance engineering fees Engineering Fees must be paid to start the engineering process and are non- refundable. The engineering feesAdvance Engineering Fees will be credited against the estimated job cost prior to the collection of construction fees. Advance engineering feesEngineering Fees will not be collected for service Service connections Connections that do not require a job estimate. C.D. ESTIMATED CONSTRUCTION AND SERVICE CONNECTION FEES All estimated on-site, off-site distribution systemDistribution System, and service connectionService Connection fees must be paid prior to the scheduling of any construction or connections to the City's electrical distribution system.Electrical Distribution System. E. SUMMARY OF FEES: The following schedule of common fees is for summary purposes. Section Sections C and F herein describesdescribe in detail the specific feefees and conditions in detailunder which they are required. 1. UNDERGROUND SYSTEMS: Service Connections Which Do Not Require an Estimate Service Connection Fees (1) Residential ...................................................................................................... $450 (1) Residential ..................................................................................................... $850 (2) Residential: Rear Easement ............................................................................. ........... $940 $1,900 (3) Multi-Family/Commercial/Industrial 200A or less, Single Phase or Less..................$720 $1,160 (4) Multi-Family/Commercial/Industrial Greater Than 200A .................................... ......... ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-1 Supersedes Sheet No E-15-2 dated 8-8-2008 By Estimate ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-2 Supersedes Sheet No E-15-2 dated 8-8-2008 ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-2 Supersedes Sheet No E-15-3 dated 8-8-2008 Service Connections That Require Estimates Advance Engineering Fees (1) Residential .................................................................................................... $300 (1) Residential .................................................................................................... $800 (2) Multi-Family/Commercial/Industrial 200A or Less........................................ ........ $600 $1800 (3) Multi-Family/Commercial/Industrial Greater Than 200A ................. .... By Estimate On-Site Distribution System Fees (1) Residential ................................ .................................................................................................... N/A (2) Multi-Family/Commercial/Industrial ……………… .......................... ……………… By Estimate Off-Site Distribution System Fees (1) Residential .................................... ......................................................................................... By Estimate (2) Multi-Family/Commercial/Industrial .................................................... ............................ By Estimate 2. OVERHEAD SYSTEMS: All service connectionService Connection fees are based on a maximum 100-foot service length. If additional service length is required there may be additional fees. Service Connection Fees (1) Residential .................................................................................................... $620 (1) Residential 200 A or Less ............................................................................. $840 (2) Residential Mid-span 200A or Less ............................................................. $1,930 (1)(3) Multi- Family/Commercial/Industrial 200A or Less ………………………… $900 ...... $1,180 (2)(4) .....................................................................................................................M ulti-Family/Commercial/Industrial Greater Than 200A ................. All Others By Estimate 3. TEMPORARY SERVICES: Temporary service charges 200A maximum, 250 V maximum, 3-wire services 100' in length are shown in the following table. Fees for services requiring greater voltageVoltage or capacity will be ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-2 Supersedes Sheet No E-15-4 dated 8-8-2008 determined by estimate. Overhead Service Connection Fees (1) Residential .................................................................................................... $840 (1) Residential .................................................................................................... $970 (2) Multi-Family/Commercial/Industrial 200A or Less ............................................... $840 $970 (3) Multi-Family/Commercial/Industrial Greater Than 200A ................. .. .. By Estimate Underground Service Connection Fees (1) Residential .................................................................................................... $675 ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-3 Supersedes Sheet No E-15-3 dated 8-8-2008 (1) Residential .................................................................................................... $970 (2) Multi-Family/Commercial/Industrial 200A or Less …………………………..$675 $970 (3) Multi-Family/Commercial/Industrial Greater Than 200A ................. .. ..................... By Estimate F. FEES: 1. UNDERGROUND SYSTEMS Connection fees for new or replacement services to the underground electrical system consist of one or more of the following: Service Connection Fee, On-site Distribution System Fee and/or Off-site Distribution System Fee. (A) Service Connection Fees: Where the City connects any Customer to the electrical distribution systemDistribution System, a service connectionService Connection fee shall be charged. A one-time waiver of this fee is granted for services connected during the construction of an underground conversion district. (1) Residential - Single Family These fees apply to development in which electric metering will be on a single-family basis. ( These fees apply to a development in which Electric Metering will be on a) single-family basis. (a) For a 250 voltVolt maximum, 200 ampere maximumAmp or less service ............................... $450 ............................................................................ $850 (b) For any connection requiring greater capacity the fee shall be the estimate of the installation cost or $450 whichever is greater. (c) For a 250 volt maximum, 200 ampere max service from a rear easement $940 (b) For any connection requiring greater capacity the fee shall be the estimate of the installation cost or $720,850 whichever is greater. (c) For a 250 Volt maximum, 200 Amp max service from a rear easement ...... $1,900 (d) For any rear easement connection requiring greater capacity the fee shall be the estimate of the installation cost or $1,900, whichever is greater. (2) Commercial/Industrial ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-3 Supersedes Sheet No E-15-4 dated 8-8-2008 These fees apply to commercial, industrial, multi-family residential services. (a) For a 250 voltVolt maximum, 200 ampere maximumAmp or less service ............................... $720 ................................................................................ $1,160 (b) For any connection requiring greater capacity, the fee shall be the estimate of the installation costs or $7201,160, whichever is greater. (3) Where the City installs, or will install, electric metersElectric Meters in a new development (single family, multi-family, or commercial/industrial inclusive) consisting of 30 (thirty) units or more, the ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-4 Supersedes Sheet No E-15-4 dated 8-8-2008 connection fee shall include the estimate of the cost to furnish all electric meters with AMR- ERTs. (B) On-site Distribution System Fees: Where the City installs or will install the underground conductors (primary or secondary), switches or transformers in and on facilities provided by the developer within the boundaries of a sub-division or other development, an on-site distribution system fee shall be charged. The fee shall be the estimate of the installation costs. (C) Off-Site Distribution System Fees: Where the City installs or will install an electric distribution system, system extension, or system reinforcement outside the boundaries of a sub-division or other development to be served, an off-site distribution system fee shall apply. The fee shall be the estimate of the installation costs. 2. OVERHEAD SYSTEMS Connection fees shall apply for all new services or for service upgrades exceeding 200 amperesAmps. Overhead services that do not require the addition of poles to the system will be the standard service for residential areas not in Underground Districts. Underground Service will be required for all new industrial, commercial, and multi-family residential construction. No new construction that will require new poles to be added to the system shall be permitted except with the approval of the ElectricalElectric Engineering Manager and only after a finding that an underground service is not feasible. Replacement of existing overhead services with new overhead services will be allowed so long as the new service does not exceed the size of the existing service or, 200 Amperes for single-family residential or 400 amperesAmps for all otherothers, whichever is greater. Replacement of 250 voltVolt, 200 ampereAmp maximum, 3-wire overhead residential service drops to existing structures will be done by the City at no cost to the customer providing such a replacement does not require relocation of the connection at the pole or mid-span, does not require relocation at the house by more than 10 feet, and does not exceed 100 feet in length. (A) Overhead Service Connection Replacement Fees: ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-5 Supersedes Sheet No E-15-5 dated 8-8-2008 (1) Residential – Single Family These fees apply to development in which electric metering will be on a single-family basis. These fees apply to development in which electric metering will be on a single-family basis. (a) For a 250 Volt maximum, 200 ampereAmp or less, 3 and 4 wire services, 100 feet in length Maximum services.......................................................$620maximum services ..................................................................................................... $840 (b) For a 250 Volt maximum, 200 Amp or less, 3 and 4 wire services, 100 feet in length maximum services, mid-span connection .................... $1,930 (c) For all others the fee shall be the estimate of the installation cost or $840, whichever is greater. (2) Commercial/ Industrial These fees apply to commercial, industrial, multi-family residential services. (a) For a 250 Volt maximum, 200 ampereAmp or less, 3 and 4 wire services, 100 feet in length maximum service ......................... .................................................... ................................................................................................................................... $900 ................................................................................................................. $1,180 (b) For all others the fee shall be the estimate of the installation cost or $1,180, whichever is greater. (3) Replacement of Overhead Services of greater voltageVoltage, other than described above when done for the customer benefit, or when required due to damage by customer, shall be the estimate of the installation costs. 3. TEMPORARY SERVICE A fee shall be charged to connect temporary service.Temporary Service. The Customer shall furnish all equipment up to the designated point-of-service. This pointPoint-of-serviceService will ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-5 Supersedes Sheet No E-15-6 dated 8-8-2008 usually be the weatherhead for overhead temporary servicesServices in overhead distribution areas or the secondary connection box for underground temporary servicesServices in underground distribution system areas. The City will not supply overhead temporary servicesTemporary Services in underground service areas or underground temporary services in overhead distribution system areas. The City will supply: overhead conductors and meterMeter for overhead temporary servicesTemporary Services; and meterMeter only for underground temporary services.Temporary Services. The City will connect both overhead and underground servicesServices to the City's electrical distribution system.Distribution System. Any additional off-site facilities or work required shall be provided and removed by the utilityUtility at the customer'sCustomer's expense. (A) Overhead Temporary Service Fees: (1) For a 250 voltVolt, 200 ampereAmp, 3 wire service, 100 feet in length maximum service ................................................................ ..... $840 $970 ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-6 Supersedes Sheet No. E-15-6 dated 8-8-2008 (2) The fees for a temporary serviceTemporary Service of greater length and capacity or voltageVoltage shall be the estimate of the installation and removal costs or $840970, whichever is greater. (B) Underground Temporary Service Fees: (1) For a 250 voltVolt, 200 ampereAmp, 3-wire maximum service, If a service box is available at the property .................................................... ...... $675 ........................................................ $970 (2) If a serviceService box is not available at the property, the chargesCharges to provide a serviceService box will be at the customer’sCustomer’s expense. (3) The fees for a temporary serviceTemporary Service of greater length and capacity or voltageVoltage shall be the estimate of the installation orand removal costs or $675970, whichever is greater. 4. GENERATOR INTERCONNECTION A fee shall be charged for evaluation of generator interconnection applicationsGenerator Interconnection Applications performed pursuant to Rule and Regulation 27. An Initial Review for Simplified Interconnection will be performed. No fee is charged for this initial review. If it is determined that a Supplemental Review will be required, an Advance Engineering Fee will be charged. The Advance Engineering Fee will be applied to any InterconnectionDetailed Study fees or Interconnection fees. (A) Advance Engineering Fees: (1) All net energy metering projects..................................................................................$0 (1) Net Energy Metering projects (this does not include projects with a size less than or equal to 10 kW taking Service under the Net Energy Metering Successor Program) ................................................................................................................. $0 (1)(2) ..........................................................................................................................A ll Projects not subject to net metering covered under section 4(A.)(1), which are greater than 10 kW and less than 100 kW or less in capacity.......................$600 $675 ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-6 Supersedes Sheet No. E-15-7 dated 8-8-2008 (2) All Projects not subject to net metering,covered under section 4(A)(1), which are greater than or (2)(3) .......................................................................................................................... equal to 100 kW butand less than 500 kW in capacity...............................................$4,000 ................................................... $4,500 (3)(4) ..........................................................................................................................A ll Projects not subject to net metering,covered under section 4(A)(1), which are 500 kW or greater in capacity ....................$7 ................................................... $8,500 Interconnection(B) Detailed Study: (1) All net energy metering projects..................................................................................$0 Formatted: Right: 0.5" CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-7 Supersedes Sheet No. E-15- dated 8-8-2008 ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-12 6-27-2016 Supersedes Sheet No. E-15-8 dated 8-8-08 7-1-12 Sheet No.E-15-8 (1) (2)Net Energy Metering projects (this does not include projects with a size less than or equal to 10 kW taking Service under the Net Energy Metering Successor Program)All Net Energy Metering projects $0 (1)(2) .......................................................................................................................... A ll Projects not subject to net meteringNet Energy Meteringcovered under section 4(B.)(1) shall be responsible for the actual costs of the interconnection studyDetailed Study, as determined by CPAU. (C) Interconnection Fees: (1) All net energy metering projects..................................................................................$0 (1) (2)All projects eligible for Net Energy Metering projects (this does not include projects taking Service under the Net Energy Metering Successor Program) $0 (2) All projects less than or equal to 10 kW not eligible for Net Energy Meteringunder section 4(C.)(1) ............................................................................ $123 (1)(3) .......................................................................................................................... A ll Projects not subject to net meteringunder section 4.(C.)(1) or 4(.C.)(2) shall be responsible for the actual costs of design and installation of interconnection equipment. 5. PALO ALTO CLEAN LOCAL ENERGY ACCESSIBLE NOW PROGRAM A monthly fee shall be charged for meterMeter maintenance and administrative services for generatorsGenerators participating in the Palo Alto Clean Local Energy Accessible Now (CLEAN) Program. (1) (1) ... Metering and administrative fee ...........................................................................$ $34.73 G. NOTES: 1. These fees apply to all vacant land except where the fees are recorded as previously paid. CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2012 Sheet No.E-15-7 Supersedes Sheet No. E-15- dated 8-8-2008 ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-12 6-27-2016 Supersedes Sheet No. E-15-9 dated 8-8-08 7-1-12 Sheet No.E-15-9 2. The Customer is responsible for the installation of all equipment from the facility to the designated pointPoint-of-service.Service. For underground systems, this includes conduit and conductors. For overhead systems, because the pointPoint-of-serviceService is the weatherhead or point of attachment to the facility, this includes the mast or riser and all conductors therein. 3. When the City replaces a serviceService, the Customer is obligated to accept a shutdown of serviceUtility Service during regular working hours. The time of the shutdown shall be agreed upon as mutually acceptable. When, for the convenience of the Customer, the shutdown is during other than regular working hours, it shall be done entirely at the Customer's expense. The Customer shall pay the entire cost of the overtime labor, not the incremental cost. 4. The City can generally provide service availability from 30 to 45 days after all fees are paid except when long lead-time equipment or materials are required. Consult the City for estimated lead-times. 5. The City cannot be held liable for delays in serviceService connection caused by conditions beyond its control, including, but not limited to, delays in the arrival of equipment such as transformers, switches and cable. {End} ADOPTION OF RULES RULE AND REGULATION 1 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-1-2010 6-27-2016 Original Sheet No. 1 A. ADOPTION OF RULES These Rules and Regulations, and any amendments thereto, are approved and adopted by resolution of the City of Palo Alto City Council and copies are available to the general public at the Utilities Customer Service Center, Second Ground Floor, 250 Hamilton Avenue, Palo Alto, CA 93401. B. CONFLICT In case of an apparent inconsistency or conflict between a Provision of any Rate Schedule or Rule and Regulation, the Provision of the Rate Schedule shall apply. In the event a conflict occurs between the interpretation of one Rule and Regulation with another Rule and Regulation, contract, or Rate Schedule, the responsible Director of Utilities or the Director of Public Works, with concurrence of the City Attorney, shall provide the correct interpretation. C. PENALTY FOR VIOLATION OF UTILITIES RULES AND REGULATIONS Every individual Aapplicant, Ccustomer or Aaccount supplied Utility Services by the City shall be considered as having expressed consent to be bound by the Utilities Rules and Regulations. It is unlawful for any individual aApplicant, cCustomer or aAccount to disobey, violate or fail to observe any Rule and Regulation or to violate the terms and conditions applicable to Utility Service under agreements entered into with CPAU pursuant to these Rules and Regulations. It is unlawful for aan aApplicant, Ccustomer or Aaccount to knowingly provide incorrect, inaccurate, false, or misleading information of any kind to the City in connection with an Application for (1) Utility Service (Rule and Regulation , (2) Fiber Optic Licensing Agreements, (3) Special Facilities Agreements, (4) or with regard toservices provided through the Utilities distribution systems, (5) when responding to any request for information related to Enterprise services made by the City, or (6) when responding to any other request for information made by the City under these Rules and Regulations. Any Applicant, Customer or Account violating any Utility Rule and Regulation shall be guilty of a misdemeanor and subject to a fine of not more than one thousand dollars ($1000) or by imprisonment in the county jail for a period not exceeding six months, or both fine and imprisonment. Fines under this section will be imposed in accordance with process set forth in section 1.12 of the Palo Alto Municipal Code, where the Utilities Director will serve as the “Enforcement Official”, and his/her designee will serve as the “Code Enforcement Officer” for purposes of such enforcement of this section under section 1.12 of the Palo Alto Municipal Code. (END) DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 1 A. ABBREVIATIONS AMI - Advanced Metering Infrastructure AMR - Automated Meter Reading AER - Advance Engineering Request APGA - American Public Gas Association ARB - Air Resources Board (California) AWWA - American Water Works Association Btu - British Thermal Unit ccf - Hundred Cubic Feet (water) CEC - California Energy Commission CNG - Compressed Natural Gas CPAU - City of Palo Alto Utilities CPI - Consumer Price Index CPUC - California Public Utilities Commission DFLA - Dark Fiber (Optic) Licensing Agreement DOE - Department of Energy (Federal) DOT - Department of Transportation (Federal) DSM - Demand-side Management ERU - Equivalent Residential Unit FERC - Federal Energy Regulatory Commission kVar - Kilovar kVarh - Kilovar-hours kW - Kilowatt kWh - Kilowatt-hour MW - Megawatt MMBtu - One million Btu. NCPA - Northern California Power Agency NEC - National Electric Code, Latest Version NEM - Net Energy Metering NEMA - Net Energy Metering Aggregation NEMIA - Net Energy Metering Interconnection Agreement NRTL - Nationally Recognized Testing Laboratory PAMC - Palo Alto Municipal Code PSIG - Per square inch gauge RAP - Rate Assistance Program DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 2 PPA - Power Purchase Agreement PST - Pacific Standard Time RTP - Real-time Pricing RWQCP - Regional Water Quality Control Plant TOU - Time of Use WAPA - Western Area Power Administration UUT - Utilities Users Tax B. GENERAL DEFINITIONS Account The identification number in CPAU’s billing system for Utility Services. Advance Engineering Fee A non-refundable fee paid at the start of an engineering review process. The Advance Engineering Fees will be credited against the estimated job cost prior to collection of construction fees. Agency Any local, county, state or federal governmental body or quasi-governmental body, including, without limitation, the CPUC, the FERC and any joint powers agency, but excluding the City and any board, commission or council of the City. Aggregation Customer A Customer with a Renewable Electrical Generation Facility wishing to install an eligible Renewable Electrical Generation Facility that is sized to offset separately metered electric loads on adjacent or contiguous properties that are solely owned, leased, or rented by them, and who have signed the Net Energy Metering Interconnection Agreement for NEM Aggregation. Affected System An electric system, other than CPAU’s distribution or transmission system, that may be affected by the proposed Interconnection. Affected System Operator The entity that operates an Affected System. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 3 Applicant An individual, corporation, partnership, Agency, or other legal entity or authorized agent of same, requesting CPAU to supply any or all of the following: 1. Electric Service 2. Water Service 3. Gas Service 4. Wastewater Collection 5. Refuse Service 6. Storm and Surface Water Drainage Service 7. Fiber Optics Service Or, an entity submitting an Application for Interconnection pursuant to Rule 27. Application (for Interconnection of Generating Facilities) An approved standard form (Load Sheet) submitted to CPAU for Interconnection of a Generating Facility. Beneficiary Account The Electric Service Meter(s) serviced by an Aggregation Customer’s Generating Facility, as listed on the Aggregation Customer’s NEMA-IA form. Bidweek Price Index The price reported in Natural Gas Intelligence “NGI’s Bidweek Survey”, California “PG&E Citygate” under the column “avg.” for the calendar month. Billing Period Also “service period” or “billing cycle”. The normal Billing Period for CPAU Customers is approximately 30 days, with variations occurring due to staff availability, holiday scheduling, field verification of Meter readings, or any other billing-related issues requiring additional investigation prior to issuance of the bill. British Thermal Unit Also “Btu”. The standard sub-unit of measurement comprising a Therm of natural Gas. One (1) Therm equals 100,000 Btu. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 4 Business Day Any day, except a Saturday, Sunday, or any day observed as a legal holiday by the City. Business Partner A Utilities customer having multiple service locations in the City of Palo Alto. Certification Test A test pursuant to Rule 27 that verifies conformance of certain equipment with approved performance standards in order to be classified as Certified Equipment. Certification Tests are performed by NRTLs. Certification; Certified; Certificate The documented results of a successful Certification Test. Certified Equipment Equipment that has passed all required Certification Tests. Charge Any assessment, cost, fee, surcharge or levy for Utility Service other than a Tax, including metered and unmetered Utility Service, capacity, connections, construction, penalties, and mandated or required Customer financial obligations for Service. Charter The Charter of the City of Palo Alto. City Attorney The individual designated as the City Attorney of the City under Section 2.08.120 of Chapter 2.08 of Title 2 of the Palo Alto Municipal Code, and any Person who is designated the representative of the City Attorney. City’s Collector The Person(s) authorized under Section 5.20.040 of the Palo Alto Municipal Code to provide collection, processing and disposal of Refuse including Ssolid Wwaste, Compostable Materials and Recyclable Materials pursuant to one or more written contracts with the City. City Manager The individual designated as the City Manager of the City under Section 2.08.140 of Chapter 2.08 of DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 5 Title 2 of the Palo Alto Municipal Code, and any Person who is designated the representative of the City Manager. City of Palo Alto, or City The government of the City of Palo Alto, a chartered City and a municipal corporation duly organized and validly existing under the Laws of the State of California, with a principal place of business located at 250 Hamilton Avenue, Palo Alto, County of Santa Clara. For the purposes of these Rules and Regulations, the term “City” may include services provided by both the City of Palo Alto Utilities Department and the City of Palo Alto Public Works Department. City of Palo Alto Public Works Department (Public Works) The City Department responsible for providing Refuse Service, Wastewater Treatment and Storm and Surface Water Drainage Services. Other Utility Services such as Water, Gas, Electric, Wastewater Collection, and Fiber Optics are provided by the City of Palo Alto Utilities Department. City of Palo Alto Utilities Department (CPAU) The City Department responsible for providing Water, Gas, Electric, Wastewater Collection and Fiber Optic Utility Services. Other Utility Services such as Refuse Service, Wastewater Treatment and Storm and Surface Water Drainage are provided by the City of Palo Alto Public Works Department. Code The words "the Code" or "this Code" shall mean the Palo Alto Municipal Code. Commercial Service Commercial Utility Service is provided to businesses, non-profit organizations, public institutions, and industrial Customers. The term also applies to Utility Services through Master Meters serving multi- family Residential dwellings and common areas of multi-family facilities. Compostable Materials Organic materials designated by the City as acceptable for collection and processing, including, without limitation, yard trimmings, food scraps, soiled paper and compostable plastics, but excluding animal manure, sewage sludge, and human biological infectious wastes. Container Any bin, box, cart, compactor, drop box, roll-off box, or receptacle used for storage of Ssolid wWaste, Recyclable Materials, Compostable Materials or other materials designated by the City to be collected DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 6 by the City’s Collector. Cubic Foot of Gas (cf) The quantity of Gas that, at a temperature of sixty (60) degrees Fahrenheit and a pressure of 14.73 pounds per square inch absolute, occupies one cubic foot. Curtailment The act of reducing or interrupting the delivery of natural Gas. Customer The Person, corporation, Agency, or entity that receives or is entitled to receive Utility Service(s) from the City of Palo Alto, or in whose name Service is rendered for a particular Account as evidenced by the signature on the Application, contract, or agreement for Service. In the absence of a signed instrument, a Customer shall be identified by the receipt of any payment of bills regularly issued in the name of the Person, corporation, or Agency regardless of the identity of the actual user of the Utility Service(s). Customer-Generator: An “eligible customer-generator,” as that term is defined by the California Public Utilities Code section 2827, as the same may be amended from time to time. Dark Fiber A Fiber Optic cable provided to end-users or resellers by CPAU without any of the light transmitters, receivers, or electronics required for telecommunications over the Fiber. Infrastructure for Fiber Optic activation is provided by the reseller or end-user. Dark Fiber Infrastructure Components of the CPAU Fiber Optic Distribution System required to provide Service to Customers (licensees), that are attached, owned, controlled or used by the City, located overhead or underground within the Public Right-of-Way, the Public Utility Easements and Leased Service Properties. Dark Fiber (Optic) Licensing Agreement The mandatory contractual agreement between the City and the customer specifying the terms, conditions and pricing to access the City of Palo Alto’s Dark Fiber (Optic) Ring. Dedicated Distribution Transformer A Distribution Transformer that is dedicated to serving a single premise. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 7 Demand The highest rate of delivery of Electric energy, measured in Kilowatts (kW) or kilovolt amperes (kVA) occurring instantaneously or registered over a fixed time period (normally fifteen minutes unless otherwise specified within a monthly billing cycle). Demand Charge An electrical Charge or rate that is applied to a metered Demand reading expressed in Kilowatts to compute a Demand Charge component of a Customer’s Electric bill. Demarcation Point The Demarcation Point for a project shall be the Customer side of the panel onto which the CPAU Fiber terminates within the Customer Premises, unless otherwise specified in the Proposal for Dark Fiber Services. Deposit A fixed amount (residential customers), or an estimated amount based upon usage (commercial customers, except Fiber Optic), to be paid to the Utilities Department upon submission of an Application for Service. Deposits from customers with good payment history will be retained for 36 months and returned to the customer. Customers with inconsistent payment history will have deposits retained or re- submitted until Utility Service on the account is permanently discontinued. Detailed Study An engineering study consisting of an Interconnection System Impact Study and Interconnection Facilities Study for the purpose of identifying Interconnection Facilities, Distribution Upgrades and Reliability Network Upgrades. Disconnect Notice A written notice from CPAU to the customer indicating the date that Utility Service will be terminated or discontinued unless payment is tendered to mitigate an outstanding balance or until a customer’s operating condition is brought into compliance with CPAU regulations and requirements. Discontinuance of Service The closing of a Utilities account. Considered to be a permanent cessation of service unlike temporary termination of service for non-payment. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 8 Distribution Services Includes, but is not limited to, Utility Service provided by the Distribution System and other Services such as billing, meter reading, administration, marketing, and Customer Services. Does not include Services directly related to the Interconnection of a Generating Facility as per Rule 27. Distribution System The infrastructure owned and operated by CPAU which is capable of transmitting electrical power, other than Interconnection Facilities, or transporting Water, Wastewater, or Gas within the City of Palo Alto. The Electric Distribution System transmits power from the City’s Interconnection with PG&E to CPAU’s Meter located on the Customer’s Premises. The Gas Distribution System transports Gas from PG&E receiving stations to CPAU’s Meter located on the Customer Premises. The Water Distribution System transports Water from the San Francisco Water Department receiving stations and CPAU wells to the meter located on the Customer Premises. The Wastewater Collection System transports sewage from the Customer’s Premises to the Water Quality Control Plant. Effluent Treated or untreated Wastewater flowing out of a Wastewater treatment facility, sewer, or industrial outfall. Electric, Electric Service Utility Service provided to residents and business owners in the City of Palo Alto consisting of generation, transmission, and distribution of electrical power for retail use. Electric Service is provided by the City of Palo Alto Utilities Department. Enterprise Funds, Enterprise Services A budgetary identification for individual Utilities services. Each individual Utility (electric, natural gas, water, wastewater, storm drain, fiber optic, refuse) has its own operating and capital budgets, staffing, contracts, financial obligations, cash reserves, etc. combined into specific Enterprise Funds. Emergency An actual or imminent condition or situation, which jeopardizes CPAU’s Distribution System Integrity. Emergency Service Electric Service supplied to, or made available to, Load devices which are operated only in Emergency situations or in testing for same. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 9 Energy Services Energy commodity and any applicable ancillary Services used to generate and transport such commodity from its origin to the City’s Point of Receipt. May also mean the sale of value added Services associated or related to the Provision and/or usage of energy commodity. Equivalent Residential Unit (ERU) This is the basic unit for computing storm and surface water drainage fees. All single-family Residential properties are billed the number of ERU’s specified in the table contained in Utility Rate Schedule D-1, according to parcel size. All other properties have ERU's computed to the nearest 1/10 ERU using this formula: No. Of ERU = Impervious Area (sq. ft.) / 2,500 sq. ft. Final Bill The last bill that is issued upon permanent discontinuance of service. This bill will combine ending financial debits and credits, close the account, and terminate all further customer and Utility financial obligations. Fiber Optic, Fiber Optic Service A solid core of optical transmission material. Fiber Optic Service that is provided by the City of Palo Alto Utilities Department is referred to as Dark Fiber. Fiber Optic Backbone The high-density portion of the Dark Fiber Infrastructure installed and owned by the City. Force Majeure The occurrence of any event that has, had or may have an adverse effect on the design, construction, installation, management, operation, testing, use or enjoyment of the City’s Utility Services, which is beyond the reasonable control of the parties and which event includes, but is not limited to, an Act of God, an irresistible superhuman cause, an act of a superior governmental authority, an act of a public enemy, a labor dispute or strike or a boycott which could not be reasonably contemplated by the City or Customer affected thereby, a defect in manufactured equipment (including, but not limited to, the Dark Fibers), fire, floods, earthquakes, or any other similar cause. Function Some combination of hardware and software designed to provide specific features or capabilities. Its use, as in Protective Function, is intended to encompass a range of implementations from a single- purpose device to a section of software and specific pieces of hardware within a larger piece of DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 10 equipment to a collection of devices and software. Gas Any combustible gas or vapor, or combustible mixture of gaseous constituents used to produce heat by burning. It shall include, but not be limited to, natural gas, gas manufactured from coal or oil, gas obtained from biomass or from landfill, or a mixture of any or all of the above. Gas, Gas Service Utility Service provided to residents and business owners in the City of Palo Alto consisting of procurement, transmission, and distribution of Gas for retail use. Gas Service is provided by the City of Palo Alto Utilities Department. Generating Facility All Generators, electrical wires, equipment, and other facilities owned or provided by Producer for the purpose of producing Electric power. This includes a solar or wind turbine Renewable Electrical Generation Facility that is the subject of a Net Energy Metering and Interconnection Agreement and Rule and Regulation 29. Generator A device converting mechanical, chemical or solar energy into electrical energy, including all of its protective and control Functions and structural appurtenances. One or more Generators comprise a Generating Facility. Gross Nameplate Rating; Gross Nameplate Capacity The total gross generating capacity of a Generator or Generating Facility as designated by the manufacturer(s) of the Generator(s). Initial Review The review by CPAU, following receipt of an Application, to determine the following: (a) whether the Generating Facility qualifies for Simplified Interconnection; or (b) if the Generating Facility can be made to qualify for Interconnection with a Supplemental Review determining any additional requirements. Inspector The authorized Inspector, agent, or representative of CPAU. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 11 Interconnection; Interconnected The physical connection of a Generating Facility in accordance with the requirements of the City’s Utilities Rules and Regulations so that Parallel Operation with CPAU’s Distribution System can occur (has occurred). Interconnection Agreement An agreement between CPAU and the Producer providing for the Interconnection of a Generating Facility that gives certain rights and obligations to effect or end Interconnection. For the purposes of the City’s Utilities Rules and Regulations, the Net Energy Metering and Interconnection Agreement (for NEM and NEM Aggregation Customers), and the Power Purchase Agreements authorized by the City Council may be considered as Interconnection Agreements for purposes of defining such term. Interconnection Facilities The electrical wires, switches and related equipment that are required in addition to the facilities required to provide Electric Distribution Service to a Customer to allow Interconnection. Interconnection Facilities may be located on either side of the Point of Common Coupling as appropriate to their purpose and design. Interconnection Facilities may be integral to a Generating Facility or provided separately. Interconnection Facilities Study A study to establish the requirements for Interconnection of a Generating Facility with CPAU’s Distribution System. A study conducted by CPAU for an Interconnection Customer under the Detailed Study process to determine a list of facilities (including CPAU’s Interconnection Facilities, Distribution Upgrades, and Reliability Network Upgrades as identified in the Interconnection System Impact Study), the cost of those facilities, and the time required to interconnect the Generating Facility with CPAU’s distribution or transmission System. Interconnection Request An Applicant’s request to interconnect a new Generating Facility, or to increase the capacity of, or make a Material Modification to the operating characteristics of, an existing Generating Facility that is interconnected with CPAU’s Distribution or Transmission System. Interconnection Study A study to establish the requirements for Interconnection of a Generating Facility with CPAU’s Distribution System. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 12 Interconnection System Impact Study An engineering study conducted by CPAU for an Interconnection Customer under the Independent Study Process that evaluates the impact of the proposed interconnection on the safety and reliability of CPAU’s distribution and/or transmission system and, if applicable, an Affected System. Internet Exchange Any Internet data center for telecommunications equipment and computer equipment for the purposes of enabling traffic exchange and providing commercial-grade data center services. Island; Islanding A condition on CPAU’s Electric Distribution System in which one or more Generating Facilities deliver power to Customers using a portion of CPAU’s Distribution System that is electrically isolated from the remainder of CPAU’s Distribution System. Junction A location on the Dark Fiber Infrastructure where equipment is installed for the purpose of connecting communication cables. Junction Site The area within the Transmission Pathway at which a Junction is located. Kilovar (kVar) A unit of reactive power equal to 1,000 reactive volt-amperes. Kilovar-hours (kVarh) The amount of reactive flow in one hour, at a constant rate of Kilovar. Kilowatt (kW) A unit of power equal to 1,000 watts. Kilowatt-hour (kWh) The amount of energy delivered in one hour, when delivery is at a constant rate of one Kilowatt; a standard unit of billing for electrical energy. Law DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 13 Any administrative or judicial act, decision, bill, Certificate, Charter, Code, constitution, opinion, order, ordinance, policy, procedure, Rate, Regulation, resolution, Rule, Schedule, specification, statute, tariff, or other requirement of any district, local, municipal, county, joint powers, state, or federal Agency, or any other Agency having joint or several jurisdiction over the City of Palo Alto or City of Palo Alto Utilities or Public Works Customers, including, without limitation, any regulation or order of an official or quasi-official entity or body. Licensed Fibers One or more fibers comprising a part of the Dark Fiber Infrastructure that are dedicated to the exclusive use of the Customer under the Provisions of the Dark Fiber License Agreement, Proposal to Dark Fiber Services Agreement and the Utilities Rules and Regulations. Licensed Fibers Route A defined path of Licensed Fibers that is identified by specific End Points. Load(s) The Electric power Demand (kW) of the Customer at its Service Address within a measured period of time, normally 15 minutes, or the quantity of Gas required by a Customer at its Service Address, measured in MMBtu per Day. Lower Sewer Lateral The portion of the wastewater pipe from the Wastewater Main to the City Sewer Cleanout or to the property line if there is no City Sewer Cleanout. Master-metering Where CPAU installs one Service and Meter to supply more than one residence, apartment dwelling unit, mobile home space, store, or office. Maximum Generation For a customer with a non-utility generator located on the customer’s side of the Point of Common Coupling, the Maximum Generation for that non-utility generator during any billing period is the maximum average generation in kilowatts taken during any 15-minute interval in that billing period provided that in case the generator output is intermittent or subject to violent fluctuations, the City may use a 5-minute interval. Meter DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 14 The instrument owned and maintained by CPAU that is used for measuring either the Electricity, Gas or Water delivered to the Customer. Metering The measurement of electrical power flow in kW and/or energy in kWh, and, if necessary, reactive power in kVar at a point, and its display to CPAU as required by Rule 27. Metering Equipment All equipment, hardware, software including Meter cabinets, conduit, etc., that are necessary for Metering. Meter Read The recording of usage data from Metering Equipment. Minimum Charge The least amount for which Service will be rendered in accordance with the Rate Schedule. Momentary Parallel Operation The Interconnection of a Generating Facility to the Distribution System for one second (60 cycles) or less. Nationally Recognized Testing Laboratory (NRTL) A laboratory accredited to perform the Certification Testing requirements under Rule 27. Net Electricity Consumer A Customer-Generator whose Generating Facility produces less electricity than is supplied by CPAU during a particular period, as such definition may otherwise be modified or supplemented by any definition in California Public Utilities Code section 2827(h)(2), as the same may be amended from time to time. Net Energy Metering Net Energy Metering means measuring the difference between the electricity supplied through CPAU’s Electric utility Distribution System and the electricity generated by the customer-generator’s facility and delivered to CPAU’s Electric utility Distribution System over a specified twelve-month period. Net Energy Metering Cap (NEM Cap) DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 15 Five (5) percent of the historical system peak of 190 MW from 2006, or 9.5 MW, using the CEC’s Alternating Current (AC) capacity rating. Where the CEC AC rating is not available, CPAU will multiply the inverter AC nameplate rating by 0.86. Net Generation Metering Metering of the net electrical power of energy output in kW or energy in kWh, from a given Generating Facility. This may also be the measurement of the difference between the total electrical energy produced by a Generator and the electrical energy consumed by the auxiliary equipment necessary to operate the Generator. Net Nameplate Rating The Gross Nameplate Rating minus the consumption of electrical power of a Generator or Generating Facility as designated by the manufacturer(s) of the Generator(s). Net Surplus Customer-Generator A Customer-Generator who’s Generating Facility produces more electricity than is supplied by CPAU, during a particular period, as such definition may otherwise be modified or supplemented by any definition in California Public Utilities Code section 2827(h)(3), as the same may be amended from time to time. Net Surplus Electricity Compensation A per kilowatthour rate offered by CPAU to the Net Surplus Customer-Generators (excluding Aggregation Customers) for net surplus electricity, as such definition may otherwise be modified or supplemented by any definition in California Public Utilities Code section 2827(b)(8), as the same may be amended from time to time. Non-Islanding Designed to detect and disconnect from an Unintended Island with matched Load and generation. Reliance solely on under/over voltage and frequency trip is not considered sufficient to qualify as Non- Islanding. Occupied Domestic Dwelling Any house, cottage, flat, or apartment unit having a kitchen, bath, and sleeping facilities, which is occupied by a Person or Persons. Parallel Operation DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 16 The simultaneous operation of a Generator with power delivered or received by CPAU while Interconnected. For the purpose of this Rule, Parallel Operation includes only those Generating Facilities that are Interconnected with CPAU’s Distribution System for more than 60 cycles (one second). Performance Test, Performance Tested After the completion of any Fiber Interconnection work, the City will conduct a Performance Test of each Fiber constituting a part of the proposed leased fibers to determine its compliance with the Performance Specifications. Performance Specifications These specifications will include, but not be limited to, criteria relating to end-to-end optical time domain reflectometer data plots that identify the light optical transmission losses in each direction along the leased fibers whenever the testing is possible, measured in decibels at a wavelength of 1310 or 1550 nanometers for singlemode Fiber, as a Function of distance, measured in kilometers. Person Any individual, for profit corporation, nonprofit corporation, limited liability company, partnership, limited liability partnership, joint venture, business, family or testamentary trust, sole proprietorship, or other form of business association. PG&E Citygate The PG&E Citygate is the point at which PG&E’s backbone transmission system connects to PG&E’s local transmission system. Point of Common Coupling (PCC) The transfer point for electricity between the electrical conductors of CPAU and the electrical conductors of the Producer. Point of Common Coupling Metering Metering located at the Point of Common Coupling. This is the same Metering as Net Generation Metering for Generating Facilities with no host load. Point of Delivery (POD) Unless otherwise specified, the following definitions apply: For Electric, that location where the Service lateral conductors connect to the Customer’s Service entrance equipment; for overhead Services, the DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 17 POD is at the weather-head connection; for under-ground Services, the POD is located at the terminals ahead of or at the Meter; for multiple Meter arrangements with connections in a gutter, the POD is at the Meter terminals (supply-side); for multiple Meter arrangements in a switchboard, the POD is typically at the connectors in the utility entrance section; for Natural Gas, the POD is the point(s) on the Distribution System where the City delivers natural Gas that it has transported to the Customer. Point of Interconnection The electrical transfer point between a Generating Facility and the Distribution System. This may or may not be coincident with the Point of Common Coupling. Point of Service (POS) Where CPAU connects the Electric Service lateral to its Distribution System. For Fiber Optics Service, this is where CPAU connects the Fiber Service to the backbone. This point is usually a box located in or near the street or sidewalk and can be in the Public Right-of-Way. This point is at a mutually agreed upon location established at the time of installation. Pole Line Overhead wires and overhead structures, including poles, towers, support wires, conductors, guys, studs, platforms, cross arms braces, transformers, insulators, cutouts, switches, communication circuits, appliances attachments, and appurtenances, located above ground and used or useful in supplying Electric, communication, or similar or associated Service. Power Factor The percent of total power delivery (kVA) which does useful work. For billing purposes, average Power Factor is calculated from a trigonometric function of the ratio of reactive kilovolt-ampere-hours to the Kilowatt-hours consumed during the billing month. Power Factor is a ratio that reflects the reactive power used by a Customer. CPAU maintains an overall system Power Factor above 95% to reduce distribution system losses caused by low Power Factor. Power Factor Adjustment CPAU must install additional equipment to correct for Customers that maintain a low Power Factor, and may make a Power Factor Adjustment to a Customer’s bill to account for those costs and the additional energy costs and losses incurred by CPAU due to the Customer’s low Power Factor. Premises All structures, apparatus, or portion thereof occupied or operated by an individual(s), a family, or a DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 18 business enterprise, and situated on an integral parcel of land undivided by a public street, highway, or railway. Primary Service CPAU Electric distribution Service provided to a Customer’s Premises at a voltage level equal to or greater than 1000 volts. Producer The entity that executes an Interconnection Agreement with CPAU. The Producer may or may not own or operate the Generating Facility, but is responsible for the rights and obligations related to the Interconnection Agreement. Proposal for Dark Fiber Services A project-specific Service agreement that acts as a supplemental document for the Dark Fiber License Agreement. This Service agreement shall include the proposed Interconnection fees, applicable Fiber licensing fees, term of the Service, and summary of licensed Fiber elements. Protective Function(s) The equipment, hardware and/or software in a Generating Facility (whether discrete or integrated with other Functions) whose purpose is to protect against Unsafe Operating Conditions. Provision Any agreement, circumstance, clause, condition, covenant, fact, objective, qualification, restriction, recital, reservation, representation, term, warranty, or other stipulation in a contract or in Law that defines or otherwise controls, establishes, or limits the performance required or permitted by any party. Prudent Utility Practices The methods, protocols, and procedures that are currently used or employed by utilities to design, engineer, select, construct, operate and maintain facilities in a dependable, reliable, safe, efficient and economic manner. Public Right-of-Way The areas owned, occupied or used by the City for the purposes of furnishing retail and/or wholesale Electricity, Gas, Water, Wastewater, Storm and Surface Water Drainage, Refuse Service or communications commodity and/or distribution Service, and the means of public transportation, to the general public, including but not limited to, the public alleys, avenues, boulevards, courts, curbs, gutters, DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 19 lanes, places, roads, sidewalks, sidewalk planter areas, streets, and ways. Public Utility Easements The areas occupied or used by the City for the purpose of providing Utility Service to the general public, and all related Services offered by the City’s Utilities Department and/or Public Works Department, the rights of which were acquired by easements appurtenant or in gross, or are other interests or estates in real property, or are the highest use permitted to be granted by the nature of the City’s interest in and to the affected real property. This term incorporates all public Service easements for Utility Services that have been recorded by the City with the Recorder of the County of Santa Clara, California. Public Works Department See City of Palo Alto Public Works Department. Rate Schedule One or more Council-adopted documents setting forth the Charges and conditions for a particular class or type of Utility Service. A Rate Schedule includes wording such as Schedule number, title, class of Service, applicability, territory, rates, conditions, and references to Rules. Recyclable Materials Materials designated by the City as suitable for collection and transport to a material recovery facility for processing into a recycled content product, including, but not limited to newspaper, paper, cans, corrugated cardboard, glass and certain types of plastic, and metals. Refuse Service Refuse Service includes weekly collection, processing and disposal of Solid Waste, weekly collection and processing of Recyclable Materials, weekly collection and processing of Compostable Materials and construction and demolition waste, street sweeping service, the household hazardous waste program, and the annual Clean Up Day. Reliability Network Upgrades The transmission facilities at or beyond the point where CPAU’s distribution system interconnects to the CAISO Controlled Grid, necessary to interconnect one or more Generating Facility(ies) safely and reliably to the CAISO Controlled Grid, as defined in the CAISO Tariff. Renewable Electrical Generation Facility A Generation Facility eligible for NEM under California Public Utilities Code section 2827 et seq. as DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 20 the same may be amended from time to time. Reserved Capacity For a customer with one or more non-utility generators located on the customer’s side of the Point of Common Coupling, the Reserved Capacity for each billing period is the lesser of 1) the sum of the Maximum Generation for that period for all non-utility generation sources; or 2) the maximum average customer demand in kilowatts taken during any 15-minute interval in the billing period provided that in case the load is intermittent or subject to violent fluctuations, the City may use a 5-minute interval. Residential Service Utility Service provided to separately metered single family or multi-family, domestic dwelling. Rules and Regulations See Utilities Rules and Regulations Scheduling Coordinator An entity providing the coordination of power schedules and nominations to effect transportation and distribution of Gas, Electric power and energy. Secondary Service CPAU Electric distribution Service provided to a Customer’s Premises at a voltage level less than 1000 volts. Service(s) Utility Services offered by the City of Palo Alto include Electric, Fiber Optics, Gas, Water, Wastewater Collection services provided by the Utilities Department (CPAU); and Refuse Service, Wastewater Treatment, and Storm and Surface Water Drainage Services provided by the Public Works Department. Service Address The official physical address of the building or facility assigned by CPAU’s Planning Department, at which Customer receives Utility Services. Service Charge A fixed monthly Charge applicable on certain Rate Schedules that does not vary with consumption. The Charge is intended to recover a portion of certain fixed costs. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 21 Service Drop The overhead Electric Service conductors from the last pole or other aerial support to and including the splices, if any, connecting to the service entrance conductors at the building or other structure. Or, in the case of Fiber Optic Drops, the overhead Fiber Optics cable from the last pole or other aerial support to the building or other structure to and including the termination box. Services or Service Lines Facilities of CPAU, excluding transformers and Meters, between CPAU’s infrastructure and the Point of Delivery to the Customer. Service Territory The geographic boundaries within the City of Palo Alto limits served by the physical Distribution System of the CPAU. Sewer Cleanout A point of access where the sewer lateral can be serviced. Short Circuit (Current) Contribution Ratio (SCCR) The ratio of the Generating Facility’s short circuit contribution to the short circuit contribution provided through CPAU’s Distribution System for a three-phase fault at the high voltage side of the distribution transformer connecting the Generating Facility to CPAU’s system. Simplified Interconnection An Interconnection conforming to the minimum requirements as determined under Rule 27. Single Line Diagram; Single Line Drawing A schematic drawing, showing the major Electric switchgear, Protective Function devices, wires, Generators, transformers and other devices, providing sufficient detail to communicate to a qualified engineer the essential design and safety of the system being considered. Smart Inverter A Generating Facility’s inverter that performs functions that, when activated, can autonomously contribute to grid support during excursions from normal operating voltage and frequency system conditions by providing: dynamic reactive/real power support, voltage and frequency ride-through, ramp rate controls, communication systems with ability to accept external commands and other functions. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 22 Solid Waste Solid Waste means solid and semisolid wastes, generated in or upon, related to the occupancy of, remaining in or emanating from residential premises or commercial premises, including garbage, trash, rubbish, ashes, industrial wastes, manure, animal carcasses, solid or semisolid wastes, and other solid and semisolid wastes. Solid Waste shall not include liquid wastes or sewage, abandoned vehicles, hazardous waste, recyclable materials or compostable materials. Special Facilities See CPAU’s Rule and Regulation 20 governing Special Facilities. Special Facilities are facilities requested by an Applicant in addition to or in substitution for standard facilities which CPAU would normally provide. Splice A point where two separate sections of Fiber are physically connected. Standard Refuse Container A Standard Refuse Container shall have the meaning described in the Palo Alto Municipal Code. A Standard Container shall also include a wheeled container with a capacity of not to exceed 32 gallons. Standby Service Back-up Energy Services provided by CPAU. State Energy Surcharge The California State Board of Equalization administers the Energy Resources Surcharge Law, as authorized under the Revenue and Taxation Code (section 40016). The surcharge is imposed upon the consumption in California of electrical energy purchased from an electric utility on and after January 1, 1975. Every electric utility in California making energy sales to consumers must collect and remit to the state the amount of surcharge applicable to its consumers. Information on the surcharge and current surcharge rate can be found at the California Board of Equalization’s web site. Storm and Surface Water Drainage Utility Service provided to residents and business owners in the City of Palo Alto. Storm and Surface Water Drainage Service is provided by the City of Palo Alto Public Works Department. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 23 Submetering Utility submetering is the implementation of a system that allows a landlord, property management firm, condominium association, homeowners association, or other multi-tenant property to bill master- metered tenants for utility usage. Supplemental Review A process wherein CPAU further reviews an Application that fails one or more of the Initial Review Process screens. The Supplemental Review may result in one of the following: (a) approval of Interconnection; (b) approval of Interconnection with additional requirements; or (c) cost and schedule for an Interconnection Study. System Integrity The condition under which a Distribution System is deemed safe and can reliably perform its intended Functions in accordance with the safety and reliability rules of CPAU. Tax Any assessment, Charge, imposition, license, or levy (including any Utility Users Tax) and imposed by any Agency, including the City. Telemetering The electrical or electronic transmittal of Metering data in real--time to CPAU. Temporary Service Service requested for limited period of time or of indeterminate duration such as, but not limited to, Service to provide power for construction, seasonal sales lots (Christmas trees), carnivals, rock crushers or paving plants. Temporary Service does not include Emergency, breakdown, or Standby Service. Termination of Service When one or more Utilities services are interrupted for non-payment. Assumed to be a temporary situation unless service is permanently discontinued and the Account is closed. Therm A Therm is a unit of heat energy equal to 100,000 British Thermal UnitsA Therm is a unit of heat energy equal to 100,000 British Thermal Units (Btu). It is approximately the energy equivalent of burning 100 cubic feet (often referred to as 1 ccf) of natural Gas.cubic feet (often referred to as 1 ccf) DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 24 of natural Gas. Since Meters measure volume and not energy content, a Therm factor is used to convert the volume of Gas used to its heat equivalent, and thus calculate the actual energy use. The Therm factor is usually in the units therms/ccf. It will vary with the mix of hydrocarbons in the natural Gas. Natural Gasnatural Gas. Natural Gas with a higher than average concentration of ethane, propane or butaneethane, propane or butane will have a higher Therm factor. Impurities, such as carbon dioxidecarbon dioxide or nitrogen lower the Therm factor. Field Code Changed DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 25 Total Rated Generating Capacity Total Rated Generating Capacity will be calculated as the sum of the rated generating capacity of all installed Renewable Electrical Generation Facilities participating in NEM or NEM Aggregation. The rated generating capacity for each individual Renewable Electrical Generation Facility participating in NEM or NEM Aggregation will be calculated as follows: 1. For Solar: For each Renewable Electrical Generation Facility that is a solar photovoltaic generating facility, CPAU will use the CEC’s Alternating Current (AC) rating; or where the CEC AC rating is not available, CPAU will multiply the inverter AC nameplate rating by 0.86; and 2. For Non-Solar: For all other Renewable Electrical Generation Facilities, CPAU will use the AC nameplate rating of the generating facility. Transfer Trip A Protective Function that trips a Generating Facility remotely by means of an automated communications link controlled by CPAU. Transmission Pathway Those areas of the Public Right-of-Way, the Public Utility Easements and the Leased Service Properties in which the Dark Fiber Infrastructure is located. Transmission System Transmission facilities owned by CPAU that have been placed under the CAISO’s operation control and are part of the CAISO Controlled Grid, as defined in the CAISO Tariff. Trap Any approved equipment or appliance for sealing an outlet from a house-connection sewer to prevent the escape of sewer Gas from a main line through a building connection (service) sewer. Underground Utility District An area in the City within which poles, overhead electric or telecommunication wires, and associated overhead structures are prohibited or as otherwise defined in Section 12.04.050 of the PAMC. Unintended Island The creation of an Island, usually following a loss of a portion of CPAU’s Distribution System, without DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 26 the approval of CPAU. Unsafe Operating Conditions Conditions that, if left uncorrected, could result in harm to personnel, damage to equipment, loss of System Integrity or operation outside pre--established parameters required by the Interconnection Agreement. Upper Sewer Lateral The portion of the wastewater pipe from the building or structure to the City Sewer Cleanout or Lower Sewer Lateral. Utilities Department See City of Palo Alto Utilities Department. Utilities Director The individual designated as the Director of Utilities Department under Section 2.08.200 of Chapter 2.08 of Title 2 of the Palo Alto Municipal Code, and any Person who is designated the representative of the director of utilities. Utility(ies) Rules and Regulations, Rules and Regulations The compendium of Utilities Rules and Regulations prepared by the City’s Utilities and Public Works Departments and adopted by ordinance or resolution of the Council pursuant to Chapter 12.20 of the Palo Alto Municipal Code, as amended from time to time. Utility(ies) Service(s), Service(s) Electric, Fiber optics, Water, Gas, Wastewater collection services provided by the City of Palo Alto Utilities Department (CPAU) and Refuse Service, Wastewater Treatment and Storm and Surface Water Drainage services provided by the City of Palo Alto Public Works Department. Utilities UserUtility Service Application (Application) A general CPAU Application form documenting an Applicant’s request for Electric, Water, Gas and Wastewater Service. The Application documents the applicant’s contact information, billing information and basic electric, water, gas and wastewater loading data necessary to approve, design and install sufficient facilities based on load and usage information provided by the Applicant. Utility Users Tax (UUT) DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 10-26-15 6-27-2016 Sheet No 27 City of Palo Alto Tax imposed on Utility Charges to a Water, Gas, and/or Electric Service user. This may include Charges made for Electricity, Gas, and Water and Charges for Service including Customer Charges, Service Charges, Standby Charges, Charges for Temporary Services, Demand Charges, and annual and monthly Charges, as described in Chapter 2.35 of the Palo Alto Municipal Code. Wastewater Utility Service provided to residents and business owners in the City of Palo Alto. Wastewater Utility Services include collection and treatment of Wastewater. Wastewater Collection Service is provided by the City of Palo Alto Utilities Department, and Wastewater Treatment Service is provided by the City of Palo Alto Public Works Department. Wastewater Main Collector pipes for numerous sewer laterals from an area or neighborhood. Wastewater Mains convey the wastewater to larger trunk sewer lines or to a water quality treatment plant. Water Utility Service provided to residents and business owners in the City of Palo Alto for retail use. Water Service is provided by the City of Palo Alto Utilities Department. Water Column (WC) Pressure unit based on the difference in inches between the heights of water columns as measured in a manometer. 6” WC = 0.217 psi; 7” WC = 0.25 psi. (END) DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 1 A. GENERAL Rule and Regulation 3 describes Services that are offered within the jurisdictional boundaries of the City of Palo Alto. For Rules specific to each type of Service, please refer to the following Rules and Regulations: Rule and Regulation 20 – Special Electric Utility Regulations Rule and Regulation 21 – Special Water Utility Regulations Rule and Regulation 22 – Special Gas Utility Regulations Rule and Regulation 23 – Special Wastewater Utility Regulations Rule and Regulation 24 – Special Refuse Service Regulations Rule and Regulation 25 – Special Storm and Surface Water Drainage Utility Regulations Rule and Regulation 26 – Special Fiber Optics Utility Regulations B. ELECTRIC SERVICE 1. BASIS OF SERVICE a. Unless otherwise provided in a Rate Schedule or contract, CPAU’s Electric rates are based upon the furnishing of Electric Service to Customer Premises at a single Point of Delivery at a single voltage and phase classification. Unless specified otherwise, each Point of Delivery shall be metered and billed separately under the appropriate Rate Schedule. Any additional Service supplied to the same Customer at other Points of Delivery or at a different voltage or phase classification shall be separately metered and billed. b. The type of distribution Service (voltage, Secondary, Primary) available at any particular location may be determined by inquiry to a CPAU Engineering representative. c. If the Customer, for his or her convenience, requests Secondary or Primary Services at an alternate Point of Delivery other than the normal Point of Delivery as determined by CPAU, the Customer is responsible for all cost of providing Secondary or Primary Services at such alternate location. d. CPAU assumes no duty or liability for inspecting, validating or approving the safe operating condition of the Customer’s Service, appliances, or equipment downstream of the Utility Meter. DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 2 e. See Rule and Regulation 20. "Special Electric Utility Regulations" regarding special Service requirements. 2. LOCATION OF POINT OF SERVICE a. SECONDARY SERVICE 1. OVERHEAD SERVICE AT SECONDARY VOLTAGES The Point of Service for Overhead Service at secondary voltages will normally be located at a power pole on the perimeter of the parcel to be served, which is, in CPAU’s judgment, most conveniently located and in compliance with CPAU standards and specifications and applicable building and electrical codes. 2. UNDERGROUND SERVICE AT SECONDARY VOLTAGE The Point of Service for Underground Service at secondary voltages will normally be located at the Secondary connectors of the transformer serving the Customer’s Load, or in the Secondary hand hole, if available. b. PRIMARY SERVICE The Point of Service for Primary Service will normally be at the point near the property line of the premises to be served which is, in CPAU’s judgment, most conveniently located with respect to CPAU’s transmission or distribution facilities. c. EXCEPTIONS If several buildings are occupied and used by one Customer in a single business or other activity, CPAU may, at its discretion, furnish Service for the entire group of buildings through one Service connection at one Point of Service. 3. EQUIPMENT REQUIREMENTS All new equipment in underground areas required to provide electric service to a Customer shall be pad-mounted. In addition, any three-Phase electric service connection DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 3 and any electric service connection rated at 400 Amps or greater which is located either in an underground or overhead area must be served from a pad-mounted transformer. The Utilities Director, or his/her designee, may authorize: 1) an exception to the above provisions when, in his/her opinion, a pad-mounted equipment installation in any particular instance would not be feasible or practical or 2) installation of electric service equipment in locations with limited access by utility equipment. Such installations will be considered “Special Facilities” as defined in Rule and Regulation 20, and the Applicant will be responsible for the costs described in that rule and outlined in the Service Contract as described in Rule and Regulation 5. If the Applicant wants a Point of Delivery other than at the location determined by CPAU, CPAU will work with the Applicant to assist in the selection of the alternate Point of Delivery location for the electric service equipment within the boundaries of the Applicant’s property. When the Applicant chooses a Point of Delivery location other than the location which has been determined by CPAU, the Applicant must acknowledge that such an alternate Point of Delivery location will cause CPAU personnel to incur delays when performing repairs or service restoration during emergencies. In addition to being responsible to pay for the initial cost of installation of such electric service equipment in an alternate location, the Applicant shall also be responsible to pay for any future additional labor, equipment, and material costs incurred by CPAU necessary to facilitate replacement, removal, or relocation of any electric service equipment which has been installed in an alternate Point of Delivery location at the Applicant’s request. Any installation intended to assist in “screening” of electric service equipment by landscaping or structures must be constructed in a manner which meets all of CPAU’s clearance standards. The plans for such screening must be approved by the City of Palo Alto and CPAU prior to beginning work on the screening installation. The Applicant shall provide a Public Utility Easement in recordable form for installation of such facilities within the boundaries of the property. All pad-mounted equipment will be subject to CPAU’s aesthetic guidelines. 4. EMERGENCY AND STANDBY SERVICES CPAU may provide back up Emergency, and other Standby Service to Customers as Special Facilities. See Rule and Regulation 20 "Special Electric Utility Regulations" regarding special Service requirements. DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 4 5. SERVICE DELIVERY VOLTAGE The following are the standard Service voltages normally available. Not all standard Service voltages are available at each Point of Delivery. These Service voltages are available in locations that already have this Service voltage and have sufficient capacity, as determined by CPAU, to serve the new Load. Any equipment installed on 120/240, 3 wire or 240/120, 4-wire Services shall have the capability of converting to a 120/208, 3 wire or 208 Y/120, 4-Wire Service. a. DISTRIBUTION OF VOLTAGE Alternating-current Service will be regularly supplied at a nominal frequency of approximately 60-Hertz (cycles per second). Single-Phase Three-Phase Three-Phase Secondary Secondary Primary 120/240, 3 -wire 240/120, 4-wire* 12,470, 3-wire 120/208, 3-wire 240, 3-wire* 208 Y/120, 4-wire 480 Y/277, 4-wire *Only available in special conditions as determined by the Electric Engineering Manager. b. All voltages referred to in this Rule and appearing in some Rate Schedules are nominal Service voltages at the Point of Delivery. CPAU’s facilities are designed and operated to provide sustained Service voltage at the Point of Delivery, but the voltage at a particular Point of Delivery will vary within satisfactory operating range limits. c. In areas where a certain standard Secondary voltage is being delivered to one or more Customers, CPAU may require an Applicant for new Service in such areas to receive the same standard voltage supplied to existing Customers. d. CPAU may change the voltage at which Service is delivered, including converting existing 4160 volt Primary Service to 12,470 volt Service. If CPAU notifies the DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 5 Customer that a Service voltage change is necessary, the Customer will be required to provide Service equipment capable of accepting the new voltage and meeting other CPAU requirements. Costs to provide suitable Customer’s Service entrance equipment and any other associated equipment to receive Service at the new voltage shall be borne by the Customer. 6. VOLTAGE AND FREQUENCY CONTROL a. Under normal Load conditions, CPAU’s distribution circuits will be operated so as to maintain Service voltage levels to Customers within plus or minus 5 percent of the nominal Service voltage at the Point of Delivery. Subject to the limitations above, CPAU will maintain the voltage balance between phases as close as practicable to 2.5% maximum deviation from the average voltage between the three phases. b. Voltages may be outside the limits specified above when the variations: 1. arise from Service interruptions; 2. arise from temporary separation of parts of the system from the main system; 3. are minor momentary fluctuations and transient voltage excursions of short duration which may occur in the normal operation of CPAU system; 4. are beyond CPAU’s control. c. Due to conditions beyond the control of CPAU, the Customer, or both, there will be infrequent and limited periods when voltages will occur outside of the nominal Service voltage ranges. Utilization equipment may not operate satisfactorily under these conditions, and protective devices in the equipment may operate to protect the equipment. d. Where the operation of the Customer’s equipment requires stable voltage regulation or other stringent voltage control beyond that supplied by CPAU in the normal operation of its system, the Customer, at its own expense, is responsible for installing, owning, operating, and maintaining any special or auxiliary equipment on the Load side of the Service delivery point as deemed necessary by the Customer. e. The Customer shall be responsible for designing and operating its Service DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 6 facilities between the Point of Delivery and the utilization equipment to maintain proper utilization voltage at the line terminals of the utilization equipment. f. The Customer shall not impose a Load on CPAU’s system that will cause the voltage limits in this section to be exceeded for an adjacent Service delivery point. g. When there is reasonable indication of a problem, CPAU shall test for excessive fluctuations at its own expense. Voltage checks requested by the Customer more than once in any twelve month period shall be paid by the Customer, unless CPAU determines that excessive voltage fluctuation exists. h. CPAU may institute measures to prevent the continuous operation of equipment detrimental to Service to other Customers or may discontinue Electric Service to the offending Customer. (See Rule and Regulation 20, Special Electric Utility Regulations). i. Customers are responsible for protecting their connected Loads, audio, video, and electronic equipment, including computers, from sudden voltage or frequency fluctuations outside nominal Service and frequency ranges. Such protection may include, but is not limited to, surge protectors. 7. GENERAL LOAD LIMITATIONS a. SINGLE-PHASE SERVICE 1. Single-phase Service normally will be 3-wire, 120/240 volts (or 3-wire, 120/208 volts at certain locations as now or hereafter established by CPAU) where the size of any single motor does not exceed 7-1/2 horsepower (10 horsepower at the option of CPAU). For any single-phase Service, the maximum Service size shall be 400 ampere, unless approved by the Utilities Director or his/her designee. If the Load exceeds the capability of a 400 ampere single phase Service the Service shall be three- phase. 2. In locations where CPAU maintains a 120/208 volt secondary system, 3- wire single-phase Service normally shall be limited to that which can be supplied by a main switch or Service entrance rating of 200 amperes. Single-phase Loads in these locations in excess of that which can be DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 7 supplied by a 200 ampere main switch or Service entrance rating normally will be supplied with a 208Y/120 volt, three-phase, 4-wire Service. b. THREE-PHASE SERVICE (480 VOLTS OR LESS) Minimum Load Maximum Demand Normal Voltage Requirements Load Permitted 240/120 5 hp, 3-phase connected 400 Amperes 240 5 hp, 3-phase connected 400 Amperes 208Y/120 Demand Load 75 kVA 500 kVA 480Y/277 Demand Load 112 kVA 2,500 kVA (See Note 1) Note 1. Applicants or existing Customers with a planned or existing single or multiple building development having a maximum Demand in excess of 2500 kVA, as determined by CPAU, will be required to take delivery at the available primary voltage and are required to provide their own primary switchgear and transformer(s). Determination of maximum Demand and Service voltage will be made by CPAU and the decision of the Electric Engineering Manager will be final. 1. Where three-phase Service is supplied, CPAU reserves the right to use single-phase transformers, connected open-delta or closed-delta, or three- phase transformers. 2. Three-phase Service will be supplied on request for installations aggregating less than the minimum listed above, but not less than 3 horsepower (hp), three-phase Service, where existing transformer capacity is available. If three-phase Service is not readily available, or for Service to Loads less than 3 hp, Service shall be provided in accordance with CPAU’s applicable Rule 20 on Special Power Service requirements. 3. Residential customers requesting three-phase service shall be responsible for all labor and material costs required to provide service, including the cost of the transformer. These installations are not considered “Special Facilities” as described in Rule and Regulation 20. 4. An Applicant or existing Customer requiring Service with a maximum Demand in excess of 1000 kVA, as determined by CPAU, shall be served by a padmount transformer. No submersible or vault-installed DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 8 transformers in excess of 1000 kVA will be installed by CPAU. Where an existing underground Service must be upgraded beyond 1000 kVA, the Customer shall be required to provide adequate space for installation of the padmount transformer. In the event the Customer is unable to provide adequate space for the padmount transformer, then the Customer shall make arrangements at his or her expense to receive Service at primary voltage. c. THREE-PHASE SERVICE (OVER 2,000 VOLTS) The following three-phase primary voltage may be available as an isolated Service for a single Applicant; and where that Applicant’s Demand Load justifies such voltage. The determination will be made by CPAU. Minimum Demand Maximum Demand Normal Voltage Bank Installed Load Permitted 4,160 500 kVA 3,600 kVA 12,470 1,000 kVA 11,000 kVA Note: 4,160 volt Services will not be furnished for new Services. 8. TEMPORARY SERVICE Temporary Service is Electric Service which, in CPAU’s opinion, is of an indefinite duration at the same location, or for operations of a speculative character or of questionable permanency, or any other Service which is estimated to last less than one year. CPAU will furnish Temporary Service if the furnishing of such Service will not create undue hardship for CPAU, or its Customers, and the following conditions are met: a. The Applicant for such Temporary Service shall apply for Service on an Application form provided by CPAU Engineering and shall pay to CPAU in advance the cost of installing and removing any facilities necessary in connection with the furnishing of such Service by CPAU. b. Each Applicant for Temporary Service shall prepay a Temporary Service Fee in accordance with Electric Service Connection Fees Rate Schedule E-15. c. Nothing in this Rule and Regulation shall be construed as limiting or in any way affecting the right of CPAU to collect from the Customer an additional sum of DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 9 money by reason of the Temporary Service furnished or to be furnished or removed hereunder. d. If the Temporary Service connection time exceeds one-year, the Applicant shall apply for an extension of the Temporary Service. The Director of Utilities or his/her designee will determine if the Service should be reclassified as a permanent Service. 9. SERVICE DOWNSTREAM OF METER CPAU assumes no duty or liability for inspecting, validating or approving the safe operating condition of the Customer’s Service, appliances, or equipment downstream of the Utility Meter. C. FIBER OPTIC SERVICE Fiber Optic Service includes the custom construction and licensing of single mode Fiber routes between points within the City of Palo Alto. It is the Customer’s responsibility to establish all electronic devices and networks required to pass data over their licensed CPAU Dark Fiber routes. 1. LICENSING SERVICES All Dark Fiber routes are licensed in accordance with the currently approved Dark Fiber Rate Schedules, and in compliance with the Utilities Rules and Regulations. See Rule and Regulation 26, “Special Fiber Optic Utility Regulation,” regarding special Service requirements. All CPAU fibers terminate within the jurisdictional boundaries of the City of Palo Alto. 2. OTHER SERVICES CPAU offers custom Dark Fiber construction and ancillary Services such as Fiber Optic cable splicing, engineering feasibility studies, and when specifically requested by the Customer, multimode Fiber cable installations. 3. QUALITY Dark Fiber routes in the City of Palo Alto comprised of single mode Fiber comply with DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 10 generally accepted industrial standards and specifications. All construction is done using industry accepted techniques and procedures. All constructed routes are Performance Tested to assure the industry quality standards are met. D. WATER SERVICE 1. SOURCE OF SUPPLY CPAU’s primary source of Water is the Hetch Hetchy aqueduct system, managed by the San Francisco Public Utilities Commission (SFPUC). CPAU wells also provide Emergency supply. See Rule and Regulation 21, “Special Water Utility Regulation” regarding special Service requirements. 2. QUALITY Hardness generally varies between 1 and 4 grains per gallon depending on the source. An analysis of the mineral content of the Water is available upon request from CPAU Engineering. 3. PRESSURE Water pressure varies from 30 to 125 pounds per square inch. CPAU maintains an average of 50 pounds per square inch, with the maximum and minimum pressures being experienced at the lower and higher elevations of the Distribution System. CPAU assumes no responsibility for loss or damage due to lack of Water pressure but agrees to furnish such pressures as are available in its general Distribution System. If low Water pressure occurs due to additional on-site development, it shall be the responsibility of the property owner to replace the existing Water Service with a new Water Service designed for the current site. All costs of the required new Service upgrade shall be borne by the property owner. 4. TREATMENT CPAU currently does not treat Water supplied by the SFPUC. The pH of the Water supplied is adjusted by the SFPUC to reduce its corrosive action. 5. SERVICE DOWNSTREAM OF METER CPAU assumes no duty or liability for inspecting, validating or approving the safe operating condition of the Customer’s Service, appliances, or equipment downstream of DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 11 the Utility Meter. E. GAS 1. TYPES OF SERVICES CPAU provides Gas supply, transportation, and Distribution Services. 2. KIND AND HEATING VALUE CPAU purchases Gas from several/various Gas suppliers. The heating value of Gas supplied varies. The average monthly heating value in British Thermal Units (Btu)-dry basis per cubic foot of the Gas served may vary within the limits of 750 to 1150 Btu. This average heating value is converted to a Therm factor for use as one of the factors used in calculating a composite multiplier for billing purposes. The Therm factor will be based upon the heat factor used by CPAU’s supplier of Gas for the preceding month. Gas is supplied by CPAU either at standard “low pressure” or at “medium pressure”. Low pressure Service is available at all points where Gas is supplied. Where available from existing high pressure mains, at the option of CPAU, high pressure Service may be supplied. However, CPAU reserves the right to lower the pressure or to discontinue the delivery of Gas at high pressure. The standard pressure for low pressure is seven inches of Water Column (WC), which is approximately 1/4 pound per square inch (psi) above atmospheric pressure. In limited circumstances, increased pressure may be provided for domestic use at 14” Water Column. This increased pressure will only be provided for domestic use if the houseline size required is greater than 2” diameter, or CPAU determines, based upon satisfactory information from the manufacturer, provided by the Customer, that an appliance to be located in the residence requires increased pressure at the inlet that cannot be obtained by resizing or relocating the houseline. Increased pressure may be provided for commercial uses only if the use of the houseline size required is greater than 4” diameter, or evidence as described above establishes that equipment on the site requires increased pressure at the inlet that cannot be obtained by resizing or relocating the houseline. For commercial uses, the available pressures are 7” WC, 14” WC (approximately 1/2 psi), 1 psi, 2 psi and 5 psi. All increased pressure above 7”WC requires review and approval of the Engineering Manager, a plumbing permit and testing of the existing Gas piping with a building DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 12 Inspector present in accordance with the latest adopted version of the California Plumbing Code See Rule and Regulation 22, “Special Gas Utility Regulations” regarding special Service requirements. 3. DETERMINATION OF THERMS TO BE BILLED The unit of measure for billing is the Therm. Gas Meters measure volume of Gas in ccf at ambient temperature and pressure conditions. Therms are derived from the metered data by subtracting the Meter reading for the previous reading cycle from the current reading. The difference (uncorrected ccf) is multiplied by the pressure factor required to convert the measured consumption volume to a standard volume (at standard temperature and pressure conditions). This standard volume, in pressure-corrected ccf, is then multiplied by the Therm factor (a variable determined by periodic analysis of CPAU’s Gas supply) to produce the final number of Therms billed. The composite correction factor (the product of the Therm factor and the pressure correction factor) is shown on bills under the heading “multiplier.” 4. SERVICE DOWNSTREAM OF METER CPAU assumes no duty or liability for inspecting, validating or approving the safe operating condition of the Customer’s Service, appliances, or equipment downstream of the Utility Meter. F. WASTEWATER COLLECTION AND TREATMENT 1. COLLECTION CPAU operates and maintains a Wastewater Collection System separate from the storm and surface Water Collection System. A connection to the Wastewater Collection System is required for all water users where wastewater service is available. For the disposal of Wastewater from basements and floors below ground level, it will be necessary for the Customer to provide pumps or ejectors for satisfactory drainage, as approved by the Water-Gas-Wastewater Engineering Manager. If the elevation of the basement floor is above the rim elevation of the next upstream manhole, Applicant shall provide a survey by a licensed Civil Engineer indicating the elevations of the basement floor and the rim elevation of the next upstream manhole. Submission of this survey and DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 13 approval by the Engineering Manager is required for exemption from the pump/ejector requirement. 2. REGULATION Chapter 16.09 of the Municipal Code regulates the discharge into the Wastewater Collection System of substances other than domestic Wastewater. See Rule and Regulation 23, “Special Wastewater Utility Regulations” regarding special Service requirements. 3. TREATMENT The collection system transports the Wastewater to the Palo Alto Regional Water Quality Control Plant for treatment. At this tertiary treatment plant, the City of Palo Alto processes the Wastewater from Mountain View, Los Altos, Los Alto Hills, Stanford University, and East Palo Alto Sanitary District, as well as its own. The treatment is performed in accordance with the National Pollution Discharge Elimination Permit issued by the San Francisco Bay Area Regional Water Quality Control Board before the treated water is discharged into the San Francisco Bay Estuary. 4. LIMITATION OF SERVICE CPAU reserves the right to limit the size of connection and the quantity of wastes disposed and to prohibit the use of the sewer for disposal of toxic or hazardous wastes detrimental to the Wastewater system or treatment plant. G. REFUSE SERVICE 1. REGULATION All Refuse Services are governed by Chapter 5.20 of the Palo Alto Municipal Code, regulations promulgated by the City Manager pursuant to Chapter 5.20, these Rules and Regulations and the contract between the City and the City’s Collector. See Rule and Regulation 24, “Special Refuse Service Regulations” regarding special service requirements. 2. REFUSE COLLECTION Refuse Service is provided to all Customers by Tthe City’s Collector. provides collection of solid waste, Compostable materials and Recyclable Materials. Customers shall subscribe and pay for Refuse Service and for a number of containers to hold all Solid Waste created, produced or accumulated at or on their Premises during a one-week DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 14 period, unless a different frequency for a collection schedule has been approved or directed by Public Works. Each Customer shall receive collection Services on a City specified day of each week and Customers must use the City Collector’s provided Containers for service. Customers wanting to supply their own container must check with the City Collector to ensure compatibility with the collection vehicles. The automatic standard service for Ssolid Wwaste Service Charge level is one Standard Container 32- gallon container for Residential Customers Service and two one Standard Containers 64- gallon container for Commercial Customers Service. All customers may change service levels to meet their refuse needs as specified above. The minimum Service for Residential Premises is one twenty gallon wheeled cart provided by the City’s Collector. Solid Wwaste in excess of the Service Charge level subscribed by the Customer will be removed by the City’s Collector for an additional Charge upon Customer request or notification. Customers exceeding their subscribed Service level repeatedly are required to subscribe to additional collection Services at the City-established rates. H. STORM AND SURFACE WATER DRAINAGE 1. RESPONSIBILITY AND PURPOSE The City of Palo Alto Public Works Department is responsible for all Drainage Facilities in the street and public right of way that collect storm and surface Water and convey it to the major channels and creeks within the jurisdictional boundaries of the City of Palo Alto. Examples include curbs and gutters, catch basins, pipelines, culverts, street, channels and pumping stations. The purpose of the Storm and Surface Water control facilities is to improve the quality of control, or protect life or property from any storm, flood or surplus waters. See Rule and Regulation 25, “Special Storm and Surface Water Drainage Regulations,” regarding special Service requirements. 2. STORM DRAINAGE FEE A Storm Drainage fee shall be payable to the City monthly by the owner or occupier of each and every developed parcel in accordance with Rule and Regulation 25. (END) APPLICATION FOR SERVICE RULE AND REGULATION 4 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2012 6-27-2016 Sheet No 1 A. APPLICATION FOR SERVICE 1. These Rules for Application offor Service apply to all Utility Services. Electric, Fiber Optics, Water, Gas and Wastewater Collection Utility Services are provided by the City of Palo Alto Utilities Department (CPAU), and Refuse & Recycling, and Storm & Surface Water Drainage Services are provided by the City of Palo Alto Public Works Department. Application for all Services is handled through CPAU. Unmetered Services: Utility services for Refuse & Recycling, Storm & Surface Water Drainage and Wastewater Collection are unmetered services. TheseThe monthly Customer costs for these Utility Services arewill be applied to existing utility accountsAccounts when two of the three metered services includingfor Electric, Gas andor Water Service are set up and established.being currently billed (Account not suspended). 2. An Applicant’s request for Service does not bind the City to serve except under reasonable conditions, nor does it bind the Customer to take Service for a longer period than the minimum requirements of the applicable Service. 3. CPAU will require each prospective Customer to provide any information that may be reasonably needed to furnish Service or, administer the Account, and to allow collection action in the event of payment default. This information may include, but is not limited to, the following: For Residential Customers: a. Legal name(s) of Applicant. b. Name of a spouse, domestic partner or other Person(s) identified as a responsible party for the Account by the Applicant and authorized to access and manage the Applicant’s Utilities Account. Without the addition of an authorized responsible party, access and management of the Utilities Account will be restricted to the Applicant/Customer. c. A Customer’s surviving spouse, domestic partner or estate executor can be added to the Account upon furnishing proof of the Customer’s death or incapacity. A surviving sibling or other family member will be required to apply for a new Utility Account. APPLICATION FOR SERVICE RULE AND REGULATION 4 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2012 6-27-2016 Sheet No 2 For Commercial Customers: d. Legal business name. e. Responsible party for Utilities bill payment. f. Address of Premises to be served. For all Customers: g. Effective date of Service. h. Physical address to which bills or other communications are to be mailed or delivered. i. Whether Premises have been previously served. If the Applicant requires Service upgrades, and/or new meter installs, Utility Services will be installed between 30 and 45 days following receipt of full payment. Fiber Optic installations will be completed between six to eight weeks following the receipt of full payment. j. Whether Applicant is the property owner, agent or tenant of Premises to be served. k. Purpose for which Service is to be used for North American Industry Classification System reporting purposes. l. Rate Schedule desired if an optional rate is available. m. Identifiers, unique to the Applicant or Customer, are required to establish credit with CPAU to manage the security of the Account, maintain communication with the Customer, and allow for collection action in the event of payment default. These include: 1. Social Security Number 2. California Drivers License Number 3. Current Passport Number 4. Employer Name 5. Business Telephone 6. Primary Contact Telephone Number 7. Alternate Contact Telephone Number 8. Email Address (if Customer requests electronic communication) Customer refusal to provide a required identifier will terminate the Application for Service process. 4. Applicants for Commercial Service at more than one location shall be required to furnish information and establish credit for each location in accordance with section A.3 and Rule APPLICATION FOR SERVICE RULE AND REGULATION 4 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2012 6-27-2016 Sheet No 3 and Regulation 6 (Establishment and Re-establishment of Credit). 5. The Applicant and additional responsible parties on the same Application for Service or established Account shall be jointly and severally liable for Utility Services supplied. Only one bill will be rendered for such joint Service. 6. A tenant who opens an Account for a metered Service serving more than one dwelling will be required to provide a letter in writing to CPAU that he or she understands that the Meter(s) serves additional dwellings and that he or she is willing to accept responsibility for all Charges on said Meter(s). Otherwise, the Account shall be in the name of the owner or property manager. B. CHANGE IN CUSTOMER’S EQUIPMENT OR OPERATION 1. Customers shall give CPAU written notice of any material changes in the size, character, or extent of Utilities equipment or operations for which the City is supplying Utility Service before making any such change. 2. Notwithstanding any Rule and Regulation herein to the contrary, no change or alteration of any Utility Service, agreement, connection, or facility, including any installation or reinstatement thereof, shall be made or permitted by CPAU where the purpose or effect would be to serve, facilitate or make possible a use or occupancy of a structure or other condition which is or would be in violation of the Zoning Ordinance, the Building Code or any ordinance of the City of Palo Alto. C. SERVICE WITHOUT PROPER APPLICATION Anyone using Utility Services, without having first complied with the requirements for Service, will be held liable from the date of the first Service as determined by the City. Failure to pay accumulated Charges may result in discontinuance of Service without further notice. D. RIGHTS OF WAY The City shall not be required to connect with, or render Service to, an Applicant unless and until the Applicant has obtained or been granted all necessary Utility operating rights, including rights-of-way, APPLICATION FOR SERVICE RULE AND REGULATION 4 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2012 6-27-2016 Sheet No 4 easements, and permits. E. RESALE PROHIBITED 1. Customer shall use Services only for the purposes specified at the time of application for Service. Utility Services shall not be resold to another entity except as provided in this Rule. 2. Premises that are receiving Service in conflict with this Rule as of the effective date of this Rule may continue to receive Service under such conditions if so authorized in writing by the City. 3. Sub-metering of individual units shall be considered sufficient evidence that as resale of Utilities are being resold,Services that is prohibited by this section, with the exception of ProvisionSubmetering and Master-Metering which are permitted where conducted in accordance with Section F.1. “SUBMETERING”. AND MASTER-METERING” of this Rule. F. SUBMETERING AND MASTER-METERING 1. Property owners/managers may billallocate the cost of providingSubmetering and Master- Metering Utility Services to individual tenants. Such Submetering and Master-Metering must be conducted in accordance with the requirements of section 739.5 of California Public Utilities Code and section 798.40 of the California Civil Code. Under no circumstances can the total costs of the Utility Services allocated to tenants exceed the costs of the Utility Services billed to the property owner by the City. The property owners/managers may allocate the cost for a third-party billing service to individual tenants, to the extent that the total costs allocated, and the individual costs assessed under Submetering and Master-Metering do not exceed the cost of third party billing services to the property owner/manager.. A property owner must disclose all information used to determine a tenant’s Utilities bill to the tenant upon request, including current utility costs, copies of pastprior utility bills., Submetering and/or Master-Metering records, and third-party tenant billing invoices. Resolution of Submetering or Master-Metering Utility bill disputes between property owners and tenants can be mediated through the City of Palo Alto, Community Services Department, Human Services Division’s Palo Alto Mediation Program’s Mandatory Response Program. APPLICATION FOR SERVICE RULE AND REGULATION 4 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2012 6-27-2016 Sheet No 5 2. Those who license Fiber Optic Services may use Fiber Optics to serve themselves or third parties; however, compliance with all Rules and Regulations, and payment of all fees is the responsibility of the license holder. (END) SERVICE CONTRACTS RULE AND REGULATION 5 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 3-1-2014 65-2013-20163 Original Sheet No 1 A. TYPES OF SERVICE CONTRACTS For all Utility Services provided, the City may require a written agreement for new or existing Customers. Contracts may apply to standard, custom, or special Service offerings. The following is an illustrative list of special Services that may be the subject(s) of a contract. Additional Services may require contracts not listed here, at the discretion of the Director of Utilities. 1. Line Extensions 2. Temporary Service 3. Special Facilities 4. Utility Service to special districts and institutions 5. Work performed for other agencies at their expense 6. Transporting Gas to Customers on behalf of Gas Service Providers (GSP) 76. Transmission service 87. Special Metering and/or Billing Services 879. Special Energy Services 9810. Long-term Service agreements greater than 3 years 10911. Loans and leases to finance efficiency improvements at a Customer’s site 110.2 Loans and leases to improve power quality or reliability at a Customers’ site 1213. Standby Service 1324. Purchase, lease, installation, connection or maintenance of on-site or distributed generation 1435. All Fiber Optic Services 1546. Reserve Electric Capacity B. CONTRACT APPLICATION PROCEDURES 1. Customers shall complete and execute applicable form(s) or letter(s), as necessary. 2. Depending on the type of Service contract and at the request of CPAU, Customers shall request consideration for a special contractual agreement in writing to the Director of Utilities and/or the Director of Public Works specifying their objectives, including the desired terms and conditions of the contract. 3. Customers shall pay all applicable fees and deposits in accordance with the terms of the contract. 4. Customers shall comply with the City’s insurance requirements. C. CONTRACT PRICING GUIDELINES For Electricity and Gas contracts, only the commodity portion of the rate will be established by contract under custom commodity rates and fixed-term commodity rates. All other Rate Formatted: Normal, Tab stops: 0.63",Decimal aligned SERVICE CONTRACTS RULE AND REGULATION 5 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 3-1-2014 65-2013-20163 Original Sheet No 2 Schedule components and other non-bypassable Charges may be changed by Council action at any time. (END) ESTABLISHMENT AND REESTABLISHMENT OF CREDIT RULE AND REGULATION 6 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2012 6-27-2016 Sheet No 1 A. ESTABLISHMENT OF CREDIT FOR RESIDENTIAL SERVICE The Applicant’s credit with CPAU shall be established upon CPAU verification of either of the following: sufficient cash deposit a) a Deposit as required by Rule and Regulation 7 (Deposits); or, two or fewer 10 Day Past Due notices within the prior 12 months of service, b) if the Applicant has been a Customer of CPAU for a minimum of within the prior 24 months. B. ESTABLISHMENT OF CREDIT FOR COMMERCIAL SERVICE The Applicant’s credit will be established upon CPAU verification of either of the following: sufficient cash deposita Deposit as required by Rule and Regulation 7 (Deposits); or, a) a Certificate of Deposit drawn on a local bank or savings and loan association, or a surety bond of equal or greater value than the cash deposit. C. REESTABLISHMENT OF CREDIT 1. An Applicant who has been a Utilities Customer and whose service has been discontinued for any reason, including failure to pay Utility bills, may be required to reestablish credit before service is resumed, by making a cash deposit and by paying all outstanding past due bills. Applicants for residential service may not be denied service for failure to pay outstanding past due bills for commercial classes of service. 2. A Customer whose utility service is terminated for non-payment will be required to pay reconnection fees (Utility Rate Schedule C-1), all outstanding past due bills, and provide a new cash deposit (Rule and Regulation 7, Deposits) prior to the reestablishment of Service. 3. A Customer may be required to reestablish credit in accordance with this section if the conditions of service or basis on which credit was originally established have, in the opinion of CPAU, materially changed. 4. If a Customer files for bankruptcy protection under Chapter 7, Chapter 11, or Chapter 13, the Customer shall be required to re-establish credit. ESTABLISHMENT AND REESTABLISHMENT OF CREDIT RULE AND REGULATION 6 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2012 6-27-2016 Sheet No 2 D. CUSTOMER CREDIT RATING SYSTEM 1. CPAU Creditworthiness Ratings are based on the Customer or responsible party’s payment history. Adequate Creditworthiness is a requirement for service for the Applicant or responsible party of the Account. The creditworthiness of an Applicant or responsible party is established by the Applicant’s or Customer’s CPAU payment history and determines when a security deposit is required to maintain the Account in good standing. New Applicants begin service with an “Excellent” Creditworthiness rating. Failure to pay in full or late payments automatically results in erosion of Creditworthiness ratings. Similarly, continued good payment history over time improves the rating. Creditworthiness ratings are established and maintained by the City of Palo Alto for internal use only and are not reported to external credit reporting agencies. CREDITWORTHINESS RATING Credit Worthiness Status Maximum Points Allowed Excellent 0 - 23 Good 24 - 43 Average 44 - 75 Below Average 76 - 999 2. Creditworthiness status is updated in the CPAU billing system manually or automatically for different business transactions including: a payment returned for insufficient funds, issuance of a payment delinquency notice (10 Day Past Due, 48-Hour Disconnection) or when an uncollected account balance is written-off as Bad Debt. 3. Creditworthiness points are adjusted or eliminated by the City of Palo Alto if erroneous Charges for a past-due notice or returned payment are corrected by CPAU. (END) Formatted: Font: Bold DEPOSITS RULE AND REGULATION 7 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2012 6-27-2016 Sheet No 1 Formatted: Header A deposit is required for a new A. DEPOSIT INFORMATION 1. A single Deposit per individual Account, covering all billed metered and monthly Utilities Services except Dark Fiber Licensing Agreements, is required for every new residential or commercial Application for Service. For commercial customers, the addition of a new service address to an already existing business partner is not Reconnection following termination or discontinuation of service will be considered a new Application for Service and shall not require an additional deposit. A deposit is also required for reconnection after termination purpose of Service. this Rule. 2. Credit references from another electric, natural gas or water utility cannot be used to waive the City of Palo Alto deposit requirement. 3. Deposits are creditedwill be added to Accountsthe first Utilities bill and, with the other services on the bill, payable, by cash, check, credit, or debit card. 4. Deposits will be returned to the account holder after 36 continuous months of “Excellent” creditworthiness ratings (Rule and Regulation 6, “Establishment and Reestablishment of Credit”), or upon termination of Service, or after 36 months of good payment historypermanent discontinuance of service, whichever comes first. A. AMOUNT OF DEPOSIT B RESIDENTIAL DEPOSITS 1. The amount of deposit required for a Residential Accountresidential account shall be set forth in Customer DepositsUtilities Rate Schedule C-2, Customer Deposits, with each separate Account number requiring a considered to be a separate Application for Service that therefore require a separate depositDeposit. 2. In the event of termination of service for non-payment, if a customer deposit is currently being held by CPAU, then that deposit will not be returned after 36 months of service, but will be held until that customer’s permanent discontinuance of service and issuance of the Final Bill. 3. In the event of termination of service for non-payment, if a customer deposit is NOT currently being held by CPAU, then a deposit equivalent to the initial deposit at the initiation of service DEPOSITS RULE AND REGULATION 7 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2012 6-27-2016 Sheet No 2 Formatted: Header will be required and: a) will be applied to the account prior to reconnection, b) will not be returned after another 36 months of service, and c) will be held until the permanent discontinuance of service from CPAU and applied to the Final Bill. 4. Deposit requirements may be waived at the City’s discretion on established residential accounts for Changes of Party or additional names on the account due to death, establishment of trusts, legal conservatorships, or other incapacity of the original customer or account holder-of-record. C. COMMERCIAL DEPOSITS 1. The amount of deposit required for a Commercial Account shall be determined based on estimated Utility Services Charges for a commercial account shall be equivalent to an estimate of the Applicant’s initial three-month periodUtilities bill combining all metered and monthly services. Deposits2. For commercial customers, the addition of a new service address to an already existing Business Partner is not considered a new Application for Service and shall not require an additional deposit. Deposit requirements for Commercial Accounts may be increased if the Customer’s usage substantially differs from when Service was first established. 1. Deposits can be in the form of a Certificate of Deposit at a local financial institution or cash. RETURN OF D. DEPOSIT REFUNDS 1. Upon permanent discontinuance of Service, CPAU will refund or credit apply any remainingUtilities-held deposit balance in excess of unpaid CPAU Charges.balances to the Final Bill. Deposits greater than the Final Bill will be refunded to the customer at their forwarding address. 2. CPAU, at its option, may refund a Customer’s deposit by draftcheck or by applying the deposit to the unpaid balance onor as a credit to the Customer’s Account. 3. If an existing Customer establishes additional Service at a new location, CPAU, at its option, DEPOSITS RULE AND REGULATION 7 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2012 6-27-2016 Sheet No 3 Formatted: Header may apply an existing deposit for the new Account toward the deposit obligation for the new Account. 4. CPAU will not pay interest on Customerreturned or applied customer deposits. (END) Formatted: Font color: Black ACCESS TO PREMISES RULE AND REGULATION 8 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 06-1-2010 6-27-2016 Sheet No. 1 Meter Access to Customer Premises, including access to the Meters required to serve CPAU Customers, is a condition of taking Service from CPAU. CPAU, its agents, and employees shall have the right of ingress to or egress from the Customer’s Premises as reasonably required for meterMeter reading, performance of necessary maintenance, repairing, inspectingrepair, inspection, testing, installation, removal or replacement of itsCPAU property and, including the exercise of any and all rights secured to it by Law. 1. Meters shall be installed on the exterior of the building at ground level, unless otherwise authorized in writing by the Utilities Director or his/her designee. 2. If any such equipment is located within a locked area or enclosed, CPAU must be furnished access. The Customer must supply CPAU with a key to any gate/door or remove any obstacle toprovide CPAU personnel free access to the Meter by CPAU personnel.. In the event the Customer is not the owner of the Premises occupied, the Customer shall obtain all such permissions and resources from the Premises owner. 3. CPAU, its agents, and employees will make reasonable efforts to maintain Customer security while on the Customer’s Premises. 4. Water, Gas, and Electric Meters are the property of CPAU, and CPAU may take suchany legal action as is necessary to gain access to the Premises and Meters for the any reasonable CPAU business purpose of , including, but not limited to, the terminating Service or disconnecting service, retrieving suchor repairing Meters. Where Customer’s denial of5. If the Customer has effectively denied CPAU access has prevented inspection ofto the Meter, CPAU may terminate or discontinue Service after written notice to the Customer. 6. If CPAU is unable to read the Customer’s Water, Electric, and/or Gas Meter due to conditions imposed by the Customer or created on the Premises, CPAU may, at its option, estimate the Customer’s Meter Read for up to three months. If CPAU or its representative (Meter Reader or Utility Field Service Worker) is denied access to ACCESS TO PREMISES RULE AND REGULATION 8 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 06-1-2010 6-27-2016 Sheet No. 2 its Meter(s) for greater than three months, 7. If Meter access has not been possible for the three consecutive months CPAU will notify the Customer by registered mail. If the Customer does not acknowledge receipt of the registered mail within two weeks of receipt of such notice, indicating how and when Meter access will be provided, CPAU will initiate discontinuance or termination of Service. Such acknowledgment by the Customer shall be in writing or by calling the CPAU telephone number provided to the Customer in the registered notice. 8. If CPAU, its agents, and employees are denied access to its Meter(s) for greater than three consecutive months within a twelve-month period, CPAU may require the Customer to move the Meter(s) to a location on the Premises that shall be accessible to CPAU personnel for purposes of furnishing or maintaining Utilities.Utility Service. The cost to relocate the Meter(s) for Utilities access shall be borne by the Customer. 1. CPAU will notify the Customer by registered mail that Meter access has not been possible for the prior three months. If the Customer does not acknowledge receipt of the registered mail within a two week period, and indicate an intention to provide access, then, a notice of disconnection will be sent to the Customer. Such acknowledgment by the Customer shall be in writing or by calling the CPAU telephone number provided to the Customer in the registered notification mail. 9. Failure to relocate such Meters within 90 days of receipt of notice from CPAU of the requirement to relocate the meter(s) will result in discontinuance termination of Service. Service discontinuedterminated under this provision will not be restored until the Meter relocation has been completed and has successfully passed such inspections as may be required by both CPAU and theCity’s Planning Department’s Regulationsand Community Environment Department. (END) DISCONNECTIONDISCONTINUANCE, TERMINATION AND RESTORATION OF SERVICE RULE AND REGULATION 9 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 06-1-2010 6-27-2016 Sheet No 1 A. CUSTOMER-INITIATED TERMINATION DISCONTINUANCE OF UTILITY SERVICE 1. A Customer requesting discontinuance termination of Utilityies Service(s) shall notify the CPAU Customer Service Office at least three working days before the Service termination discontinuance date. Receipt of such notice is sufficient to terminate discontinue the obligation of CPAU to render Service after the effective date of such change, and will also terminate discontinue the Customer’s responsibility for bills for Service supplied to the Premises which are consumed beyond after that date. A Customer vacating a Premise to move to another Premise served by CPAU, but wishing Service to continue beyond the date vacated, shall provide an effective date of termination discontinuance to the CPAU Office or Call Center Customer Service Center at the time of the request for establishment of Service for the new Premise. The Customer is responsible for all Service supplied until the effective date of the termination discontinuance and shall provide a forwarding address for final billing purposes. 2. A Customer may designate a third party to receive notice of termination, or discontinuance of service or other matters affecting the pProvision of Service. CPAU will not affect termination terminate or discontinuance of Service until five Business Days after Provision of written or electronic notice to the third party. B. CPAU-INITIATED TERMINATION OR DISCONTINUANCE OF SERVICE CPAU may terminate or discontinue Utility Service when an existing Customer, through action or inaction, has not complied with Utility Service requirements as stated in these Rules and Regulations, or applicable Law. CPAU will terminate or discontinue Utility Service as a last resort. Actions that warrant termination or discontinuance of Service include, but are not limited to, the following: 1. Use of Utility Services without having first complied with the requirements for Service. Customers will be liable for deposits, fees and payment for Services from the date of initial Service as determined by CPAU, up to the maximum period allowed by Law. 2. Customer vacating of Premises without notification to CPAU. DISCONNECTIONDISCONTINUANCE, TERMINATION AND RESTORATION OF SERVICE RULE AND REGULATION 9 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 06-1-2010 6-27-2016 Sheet No 2 3. Tampering with CPAU equipment or property. Customer shall be liable for willful tampering, modification, or damage to Utilities equipment, plant, cables or property, including Metering devices. 4. Nonpayment of bills or any proper Charges from special fees, licensing agreements, or loans, or, returned check(s) due to insufficient funds in Customer’s bank account; failure to establish credit, provide adequate credit information, or failure to maintain minimum credit requiring additional Customer funds to increase provide required deposits. C. PROCEDURES FOR CPAU-INITIATED DISCONTINUANCE TERMINATION OF SERVICE 1. Prior to discontinuancetermination for non-payment, CPAU shall provide two notices to the Customer: a. 10 Day Disconnect Notice: The first “Disconnect Notice” will allow a minimum of 10 days from the date it is issued for the Customer to pay the overdue amount and avoid termination of Service. b. 48 Hour Disconnect Notice: If payment is not received within the - 10 day period, a second Disconnect Notice will be delivered to the Customer’s Premises and notify the Customer that payment must be received within 48 hours or Utilities Services will be terminated. If payment is not received within the 48 hour period, Utilities Services may be discontinued terminated without further notice. The forty-eight (48) hour notice of termination of Service Disconnect Notice will include: the name and address of the Customer whose Account is delinquent, the amount of the delinquency and required payment amount to bring the Account to a zero balance; the Customer procedure to pay the Account balance or to make arrangements for payment with CPAU to avoid termination; the date payment or arrangements for payment is required in order to avoid termination; and, the procedure for the Customer to obtain information on the availability of financial assistance including local, state, or federal sources. DISCONNECTIONDISCONTINUANCE, TERMINATION AND RESTORATION OF SERVICE RULE AND REGULATION 9 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 06-1-2010 6-27-2016 Sheet No 3 (1) The name and address of the customer whose account is delinquent. (2) The amount of the delinquency. (3) The date by which payment or arrangements for payment is required in order to avoid termination. (4) The procedure by which the customer may initiate a complaint or request an investigation concerning service or charges, except that, if the bill for service contains a description of that procedure, the notice pursuant to subdivision (a) is not required to contain that information. (5) The procedure by which the customer may request amortization of the unpaid charges. (6) The procedure for the customer to obtain information on the availability of financial assistance, including private, local, state, or federal sources, if applicable. (7) The telephone number of a representative of the public utility who can provide additional information or institute arrangements for payment. 2. A Customer’s Utility Service will not be discontinued for nonpayment of bills until the amount of any deposit made to establish credit has been fully absorbed by past due and current Charges. See Rule 7 “Deposits”, for the deposit requirements necessary to restore Utility Service that has been terminated by CPAU for non-payment of bills. 3. To avoid termination of Utility Service, aA Customer’s outstanding Account balance may be transferred to another Account in the same class of Service in that Customer’s name at another location served by CPAU. 4. In order toTo avoid termination of Utility Service, CPAU may, at its option, extend payment arrangements for the unpaid Account balance to accommodate a Customer’s financial situation. If the Customer fails to meet the terms of the payment arrangement, the outstanding balance will become immediately due and payable, and subject to termination after expiration of a 48 hour “Disconnect Notice”. 5. Customers having Utility Service terminated for non-payment will have their Accounts Formatted: Indent: Left: 0", First line: 0" Formatted: Indent: First line: 0" DISCONNECTIONDISCONTINUANCE, TERMINATION AND RESTORATION OF SERVICE RULE AND REGULATION 9 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 06-1-2010 6-27-2016 Sheet No 4 referred to a collection Agency when past-due balances exceed 180 calendar days. 6. Residential Electric, Water, and Gas Utility Services will not be terminated for nonpayment of a bill on any Friday, Saturday, Sunday, legal holiday or at any time during which the Utilities Customer Service Office or Call Center is closed. 7. Utility Service will not be terminated for nonpayment of a bill issued to correct Charges previously incorrectly billed, unless and until the correct bill becomes past due. 8. Any A Utility Service will not be terminated for nonpayment of a disputed bill during investigation or review by CPAU. The non-disputed portion of the Utility bill will remain due and payable. CPAU findings and resolution of a disputed bill will be communicated to the Ccustomer within thirty calendar days of the Ccustomer’s notification ofto CPAU of the disputed bill. 9. Qualified Utilities customers customers in need of assistance with bill payment for their Utility Service due to a reduction in household income as a result of a member of the household being called to active duty status in the military may apply for shut off and payment protections for a period of 180 days, pursuant to the State of California Military and Veterans Code, Sections 827, as amended. and 828 . CPAU, at its option, may extend these protections for an additional 180 days. D. PRIOR NOTICE EXCUSED IN CERTAIN SITUATIONS CPAU may immediately discontinue Utility Services, without notice, for any of the following reasons: 1. Theft of Utility Service. 2. Willful waste of Water. 3. Unsafe wiring or equipment on Customer Premises or wiring or equipment that fails to meet CPAU standards or applicable codes and regulations. CPAU reserves the right to inspect if there isCPAU staff reasonably reason to believes that unsafe conditions exist. If the DISCONNECTIONDISCONTINUANCE, TERMINATION AND RESTORATION OF SERVICE RULE AND REGULATION 9 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 06-1-2010 6-27-2016 Sheet No 5 Customer finds Utility Service installation to be defective, the Customer must notify CPAU immediately. 4. Denial of CPAU agents or employees’ reasonable access to Premises or for the installation, inspection, maintenance, repairing, testing, or removal of CPAU equipment or facilities located upon such Premises. 54. Use of Customer equipment that imposes an electrical Load adversely affecting CPAU’s Distribution System operation, Service capacity, or Service to its other Customers. Any Customer that operates Electric equipment including, but not limited to, pumps, welders, furnaces, compressors or other equipment where the use of Electricity is intermittent, and causes significant voltage fluctuations or electromagnetic interference to other Customers, must reasonably limit such impacts or interference upon request by CPAU. The Customer may be required to permanently mitigate any ongoing disruption to the Electric Distribution System to a level established by CPAU as acceptable, or avoid the use of such equipment. Failure to comply with such mitigation and/or limitation requests may result in immediate discontinuance of Utility Service. 65. Placement, construction, or maintenance of any structure, vegetation, debris, or other object upon the Customer’s Premises that, in CPAU’s judgment, impairs the ability to accurately read Meters, restricts access to Meter enclosures, or endangers the safe and reliable operation or maintenance of CPAU overhead or underground Electrical, Fiber Optic, Water, Gas and Wastewater facilities. F. RESTORATION OF SERVICE 1. CPAU will restore Service when the financial cause for termination or discontinuance has been rectified and payment has been made of all proper Charges due, including any additional deposits or reconnection Charges. 2. CPAU will restore Service when it determines that the physical cause for termination or discontinuance has been rectified, and safe operating conditions have been restored, and the engineering and operations requirements for Service have been met, including compliance . complying with CPAU Rules and Regulations. DISCONNECTIONDISCONTINUANCE, TERMINATION AND RESTORATION OF SERVICE RULE AND REGULATION 9 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 06-1-2010 6-27-2016 Sheet No 6 (END) METER READING RULE AND REGULATION 10 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-1-2010 6-27-16 Sheet No. 1 CPAU will attempt to read Water, Gas, and Electric Meters at regular intervals with each Billing Period being approximately 27-33 days. A. BILLING PERIOD 1. CPAU will attempt to read Water, Gas, and Electric Meters at consistent intervals ranging from 27-33 days for each Billing Period. 2. Under normal conditions, bills will be based upon actual Meter readings. In the event of Under abnormal conditions, such as, but not limited to Meter malfunction, lack of access to the Meter, or CPAU staffing limitations, the bill for a Billing Period may be based upon estimated Meter readings taken from the historical record of consumption at the Premises. To correct any inaccuracies arising from the use of an estimated Meter reading, CPAU will make reasonable efforts, but does not guarantee, that it will obtain a Meter reading for the following Billing Period based on an actual Meter reading. 3. CPAU may estimate bills for unmetered Utility Service, for Utility Service from Meters which have been tampered with, or where access has been denied or impeded by the Customer, by the best available means, which may include, but are not limited to: estimation by comparison to prior Billing Period for the same Premise and equivalent Billing Period for the prior year. Such bills shall be due and payable by the Customer. 4. When the estimated Meter reading is higher than the actual Meter reading, an adjustmentadjustments for consumption and cost will be made to the Customer’s next regularly scheduled bill. B. MULTIPLE METERS FOR SAME SERVICE For the purpose of calculating Charges, each Meter on the Customer’s Premises will be considered separately, and the readings of two or more Meters will not be combined, except as follows: 1. Where combinations of Meter Readings are specifically provided for in Rate Schedules or via contract with the Customer; 2. Where CPAU’s operating convenience or necessity shall requirerequires the installation of two Formatted: Normal, Justified, Allow hangingpunctuation METER READING RULE AND REGULATION 10 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-1-2010 6-27-16 Sheet No. 2 or more Meters on the Customer’s Premises; or,. METER READING RULE AND REGULATION 10 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-1-2010 6-27-16 Sheet No. 3 1. Unless aggregation of Accounts or Meters is authorized by Rate Schedule, contract, or a Rule and Regulation. METER READING RULE AND REGULATION 10 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-1-10 6-27-2016 Sheet No. 4 C. “CUSTOMER READS OWN METER” PROGRAM The “Customer Reads Own Meter” program allows Customers to be responsible for the reading of CPAU Meters located on their property. The Customer sends the Meter readings to CPAU for entry into CPAU’s computer billing system. It is the Customer’s responsibility to furnish the readings to CPAU in accordance with the Meter reading schedule that CPAU will provide upon the Customer’s entry into the program. Customer continuance onparticipation in this program is at the sole discretion of CPAU. 1. If a Customer reading is not received by CPAU in time for billing, an estimated read(s) will be made by CPAU, to facilitate billing.. Failure by the Customer to consistently provide Meter readings shall result in termination of participation in the “Customer Reads Own Meter” program. 2. In the event the Customer fails to provide readings for two consecutive months, CPAU willmay require the Customer to provide access to the Meters, or relocate them, at the Customer’s expense, to an accessible location on the property, in accordance with such CPAU Rules and Regulations, procedures, and standards that apply to relocation of Service. 3. On an annual basis, CPAU will read the Meters for verification. For such purposes, Meter access by CPAU personnel at reasonable hours must be provided by the Customer. In the event access is denied, Rule 9 shall apply. D. METER READING ERRORS Under certain circumstances, CPAU will adjust a Customer’s bill for reasons of accuracy. (See applicable CPAU Rule 11 for a discussion ofregarding billing adjustments related to error or malfunction and back billing a Customer for billing errors..) 1. Meter reading errors may be brought to the attention of CPAU by the Customer or identified by a computer generated report as part of the billing review process. 2. When a Meter reading error has been identified, the Customer will be notified of the error. Adjustments will be based on the applicable Rule and Regulation.correction within 30 calendar days. METER READING RULE AND REGULATION 10 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-1-10 6-27-2016 Sheet No. 5 (END) Formatted: Normal, Justified, Right: 0",Space Before: 0 pt, Allow hanging punctuation BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27- 20167-1-2015 Sheet No 1 A. BILLING UNITS All metered billing units used for billing purposes shall be determined to the nearest whole unit. Such units may include, kW, kWh, kVA, kVar, hp, Therms, and/or ccf. B. PAYMENT OF BILLS CPAU issues bills to its Customers on a regular interval. Bills shall be deemed received upon physical or electronic delivery to Customer, or three calendar days following the deposit of the bill in the United States Mail to the Customer’s billing address. Bills for CPAU Services are due and payable 20 calendar days following issuance of the bill statement. Bills unpaid after the 20 day period are considered delinquent (“past due”). If a Customer’s payment is not received by CPAU after 25 days of bill issuance, the outstanding balance will be assessed a late payment Charge. For the convenience of Customers there are a number of ways to pay CPAU bills: 1. By enclosing the bill stub and check and mailing to: CPAU, P.O. Box 10097, Palo Alto, CA 94303-0897. 2. By enrolling in the Utilities Bank Draft Program. Payments will be drafted from a Customer’s designated checking or saving account and automatically applied to the Customer’s Utility Account for each current Billing Period. 3. By paying in Person at the Civic Center, Revenue Collections, 1st Floor, 250 Hamilton Avenue, Palo Alto between the hours of 8:00 a.m. and 4:30 p.m. The City offices are closed on alternate Fridays. Customers should call 650-329-2317 to ensure the office is open. Credit card payments are accepted at Revenue Collections. Customers should call to see which credit cards are accepted. Customers can pay delinquent bills with a credit card by phone by calling the Utility Customer Service Center during business hours. 4. By depositing the payment in the walk-up Night Depository Box in the front of the City Hall building on the Civic Center Plaza, or at the drive-up Night Depository Box in the Civic Center Garage, on “A” Level. 5. By paying online through the “My Utilities Account” application, accessible from the Utilities’ website. Payment through the “My Utilities Account” may be made by credit card or by bank draft. BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27- 20167-1-2015 Sheet No 2 6. By enrolling at a financial institution or service company that can provide electronic payments to CPAU on behalf of the Customer. 7. By Property Managers completing a “Revert to Owner (RTO) Agreement” in order to maintain utility service to units during the interim period between tenants. C. BUDGET BILLING PAYMENT PROGRAM The Budget Billing Payment Program establishes equalized monthly payments and is available to all Residential Customers who qualify as set forth below: 1. Customers may join the Budget Billing Payment Program at any time providing the Customer Account balance is zero and the Customer has not been previously removed from the Budget Billing Program for non-payment. 2. A Customer electing to utilize the program shall agree to make monthly payments based on CPAU’s forward estimate of the Customers’ Charges for the subsequent twelve-month period. 3. CPAU does not guarantee that the total actual Charges will not exceed, or be less than, its original estimate. Customers should review their Account on an ongoing basis and request changes to the budget billing amount in response to changes in their household usage. CPAU may require that Customers pay a revised monthly amount as a condition to continuing participation in the plan, if CPAU determines that substantial changes in Customer usage patterns or consumption has occurred. 4. CPAU will perform an annual true-up on Customer Budget Billing Accounts every twelve months. This will result in either a Customer credit for CPAU over-collection or an outstanding balance due from the Customer for under-collection by CPAU during the prior twelve months. D. DISCONTINUANCE OF BUDGET BILLING The Customer’s Budget Billing Payment Program shall remain in effect, subject to review of the monthly payment amount, and shall terminate when: 1. The Customer notifies CPAU to terminate participation in the Budget Billing Program; 2. CPAU notifies the Customer of the termination of its Budget Billing Payment Program: BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27- 20167-1-2015 Sheet No 3 3. The Customer no longer takes Service at the Premises; or 4. The Customer owes an amount of two or more monthly payments. However, if the Customer eliminates the delinquency, removal from the program will not occur. Upon termination of either Utility Service or participation in the Budget Billing Payment Program, any amount owed by the Customer for actual Charges shall immediately become due and payable or any amount due to the Customer shall be refunded or credited. E. INSUFFICIENT FUNDS FOR PAYMENT 1. A Service Charge will be made and collected by the City of Palo Alto for each check returned by a bank to CPAU for the reason of insufficient funds in accordance with Rate Schedule C-1. 2. Unsuccessful Bank Drafts due to insufficient funds will be subject to late payment fees in accordance with Rate Schedule C-1. F. PRORATION OF BILLS 1. Bills for Utility Services will be prepared for each Billing Period in accordance with the applicable Rate Schedules or CPAU contract applicable to the Premises served. 2. Proration is intended to produce a uniform average unit cost for the commodity regardless of the number of days in the Service period. Services will be prorated if the number of actual Service days differs from the number of days in the applicable Billing Period. Electric Demand (kW) and Electric Power Factor Charges will not be prorated. Proration will not occur for those Rate Schedules that contain Meter fees, connection fees, deposits, and other miscellaneous fees. 3. If Rate Schedules change during the Billing Period, Charges will be prorated on the basis of the number of days covered by the previous Rate Schedule and the number of days covered by the new Rate Schedule. G. DELINQUENT BILLS AND LATE PAYMENT CHARGES 1. Utilities Charges incurred in the applicable Billing Period are due and payable by the “Due Date” indicated on the front of the bill statement. Bills unpaid by the due date are delinquent and a late payment Charge will be added to the outstanding balance as specified in Rate Schedule C-1. BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27- 20167-1-2015 Sheet No 4 2. Residential and commercial Accounts having unpaid balances older than 180 days shall be subject to collection action by the City. Collection action may result in notifications to credit reporting agencies. 3. Late payment Charges may be suspended by CPAU if the Customer is withholding full or partial payment pending final resolution of disputed bill. The late payment Charge may be waived by CPAU based upon the ultimate resolution of a disputed Charge. 4. Full or partial payments towards outstanding balances will be applied to the oldest outstanding Charges. Failure to pay outstanding balances will result in late fees and termination of Service for non-payment. 5. In the event that a Customer donating to the ProjectPLEDGE Program has a delinquent bill, the late Charge percentage will not be applied to the amount of the Customer’s pledge. However, the Customer’s participation in ProjectPLEDGE will be discontinued after three consecutive Billing Periods in which the Customer has not included their pledge amount in the bill. 6. Customers whose Utility bills include payments of principal and/or interest on loans from CPAU which are secured by deeds of trust on real property shall be charged a late payment Charge when any current Utility bill includes an unpaid installment on such loan from a prior bill. Nothing in this Rule and Regulation shall be construed to alter in any way the duty of the Customer to pay any installment on a loan from CPAU when due, or to alter the rights of CPAU to enforce the payment of such installments. H. DISPUTED BILLS If bill accuracy is questioned or disputed by the Customer, Customers shall request an explanation from CPAU within the current Billing Period or as soon as reasonably possible. After reviewing the disputed bill, CPAU will: 1. Issue a corrected bill to the Customer or reflect the correction on the bill in a subsequent Billing Period. 2. Determine if an amortization period (“payment arrangement”) for the Charge-in-question shall be provided by CPAU. If a payment arrangement is offered by CPAU and agreed to by the Customer, Utility Services will not be discontinued for nonpayment while the Customer complies with the payment arrangement for the “past due” balance , and subsequent Utilities bills are paid on time during the payment arrangement period. BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27- 20167-1-2015 Sheet No 5 3. Advise the Customer that the bill is correct as presented. The Customer may choose, at the Customer’s option, to have the Meter removed for testing under the Provisions of Rule 15 “Metering” and payment of the applicable fee found in Rate Schedule C-1 “Exchange Meter for Accuracy Test”. I. METERED SERVICE BILLING ERRORS AND ADJUSTMENTS Where a Customer has been undercharged or overcharged for metered Service, the date and cause of which can be reliably established where a customer has been undercharged or overcharged, the retroactive billing adjustment (back bill or refund) shall not exceed three years. 1. When, as a result of either a CPAU or a Customer-initiated accuracy test, an Electric or Gas Meter is found to register more than two percent (2%) fast or a Water Meter is found to register more than one and a half percent (1.5%) fast, CPAU will refund the Customer the overcharge based upon the corrected Meter readings for the period the Meter was in use, or three years, whichever is less. Any applicable late payment will be waived. 2. When, as a result of a test, a Customer’s Electric or Gas Meter is found not to register or to register more than two percent (2%) slow, or a Water Meter is found not to register or to register more than one and half percent (1.5%) slow, CPAU may bill the Customer for the undercharge base on an average bill. The bill will be computed based on an estimate of the Customer’s consumption during a prior month in the same season or on the consumption in the same period of the prior three years. 3. When, a billing or consumption problem has been investigated and verified, Utilities will attempt to notify the Customer within 30 workingbusiness days, or a reasonable amount of time depending on the complexity of the error. J. UNMETERED SERVICE BILLING ERRORS AND ADJUSTMENTS Where a Customer has been undercharged or overcharged for unmetered Service, the date and cause of which can be reliably established where a customer has been undercharged or overcharged, the retroactive billing adjustment (back bill or refund) shall not exceed three years. K. THEFT OF SERVICE Where there is evidence that meter tampering or theft of Utility Service has occurred, CPAU will BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27- 20167-1-2015 Sheet No 6 retroactively bill, and collect any underpayment or nonpayment of Charges as well as any labor or material costs related to investigating the theft and making any required corrections. The applicable period to assess Charges shall commence from the date it can be reasonably established the theft began to the date in which the underpayment was discovered and initially established. The labor and material costs related to investigating the theft will be calculated in accordance with Utility Rate Schedule C-1 and/or any other applicable Utility Rate schedules. All underpayments or non-payments shall become immediately due and payable. Customers committing theft of Utility Service may also be subject to legal action pursuant to Rule 1, California Penal Code sections 487,496, 498, 591, 592, 593 and California Civil Code sections 1882 through 1882.6. Customers billed for theft of service can dispute the charges by following the process described in Rule and Regulation 11.H. If that process does not resolve the matter, customers billed for theft of service may, within thirty (30) calendar days, request (by telephone, in writing, or in person) an administrative hearing. If a hearing is requested, the city manager or his designee shall schedule a date and time for said hearing as soon as possible after the request is filed, but no later than ten (10) business days after the filing of such request for hearing. At the hearing, the customer billed for theft of service may offer evidence in person or in the form of a written statement, setting forth the reasons why the customer believes the determination of theft is incorrect. Utilities personnel shall also be allowed to offer whatever evidence they may have as to why they have established the customer engaged in utilities theft. The city manager or his designee shall make a determination as to whether the customer is liable for the charges for theft of service. L. WATER OR GAS LEAK CREDITS It is the Customer’s responsibility to maintain their lines and equipment in a reasonable condition such that leaks do not occur. CPAU shall not make billing adjustments for Water, Gas or Wastewater Charges resulting from leakage in a line on the Customer Premises beyond the CPAU Meter, unless CPAU determines that City staff were solely responsible for such leakage. M. REFUSE BILLING ERRORS, DISPUTES AND ADJUSTMENTS 1. Adjustments to the Refuse Service bill shall be requested to the City’s Collector. Customers with adjustments unresolved by the City’s Collector, may dispute their claim with the City’s Public Works Department, Environmental Services – Zero Waste section.Refuse. Billing adjustments will be resolved by following the City’s Rules and Regulations, Chapter 5.20 of the Palo Alto Municipal Code and specific regulations promulgated by the City Manager pursuant to the authority established in Chapter 5.20. BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27- 20167-1-2015 Sheet No 7 2. When an error in billing has occurred, the date and cause of which can be reliably established where a Customer has been undercharged or overcharged, the retroactive billing adjustment shall not exceed three years. When an account discrepancy is identified, the City’s Collector and/or the Public Works Department staff reviews the account history for a period not to exceed 3 years and either generates a credit or a charge to the Customer. Residential, small BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No 8 Commercial Customers, or non-profit Customers that have been undercharged may be back billed for a shorter time period as appropriate, or not back billed if the Customer is not at fault. 1. Customers requesting Refuse Services to be suspended shall obtain from the City’s Public Works Department a form requesting Refuse Service suspension. See Rule and Regulation 24, “Special Refuse Services Regulations” regarding requirements for Refuse Service suspension. 3. (END) Formatted: Indent: Left: 0", First line: 0" METERING RULE AND REGULATION 15 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-20146-27-2016 Sheet No. 1 A. OWNERSHIP OF AND RESPONSIBILITY FOR METERING EQUIPMENT CPAU shall furnish, own and maintain all Gas Regulators and all Meters for measuring Electric, Water, and Gas usage by the Customer. In addition, CPA shall furnish, own and maintain all equipment including: instrument transformers, phase shifting transformers, test switches, and connecting circuitry necessary for measuring Electricity used by the Customer. CPAU may, at its option, meter delivery to Primary Service Customers at Secondary Service voltage, and apply an adjustment factor to compensate. An accurate record will be kept by CPAU, or its designated Meter data management agent, of all Meter readings, and such record will be the basis for determination of any bill rendered for Service. CPAU reserves the right to estimate Meter readings, should any Meter fail to register correctly the amount of commodity used by the Customer. B. METER INSTALLATIONS 1. LOCATION a. All Meters shall be installed by CPAU in a convenient location upon the Applicant’s Premises, and so placed to be at all times accessible for inspection, reading and testing. Meter location must be approved by CPAU; placement of Meters above the ground-floor level is generally not permitted. b. The Customer shall, at the Customers’ own expense, provide a new and approved location for the Meter or Meters in order to comply with CPAU Rules and Regulations, and whenever the existing Meter or Meters become inaccessible for inspection, reading, or testing 2. MULTIPLE-OCCUPANCY BUILDINGS In buildings in which separate Meters are required for each unit to measure separately the Electric Service, Gas or Water supplied to each Customer, Meters for each Service will be located at one central point, per the CPAU standards or as otherwise specified by CPAU. Each Meter position shall be clearly marked by the building owner to indicate the particular location supplied by it. If more than one Gas Meter is required to serve a multiple-occupancy building, a Public METERING RULE AND REGULATION 15 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-20146-27-2016 Sheet No. 2 Utility Easement shall be required for the Gas Service Line and Gas Meters 3. SEALING OF METERS All CPAU Meters will be sealed by CPAU and no such seal shall be tampered with or broken except by an authorized representative of CPAU. If a Meter is tampered with, bypassed or otherwise compromised by the Customer, CPAU may discontinue and remove the Service in addition to charging for the estimated amount of Utilities used, and pursue all available civil and criminal remedies. If Service is removed, Customer will be responsible for the expense of removal and installation of new Service before the new Service is re-installed and activated. 4. ELECTRIC DEMAND METERS Generally, Demand Meters will not be installed on Loads with an estimated maximum Demand less than six (6) or eight (8) kW or eight (8) horsepower (hp). Demands of such lesser loads will be determined by a Load check. 5. ADDITIONAL METERING CPAU may, at its discretion and at its cost, install additional Metering for system quality control purposes. 6. CAPACITY OF METERS CPAU will set Water and Gas Meters to match the Customer’s Demand as stated on the Customers Utility Application/load sheet. CPAU may install Meters with a capacity in excess of what is needed to supply the stated demand if the Customer pays all applicable fees associated with the larger Meter. It is the Customer’s responsibility to submit an accurate Utility application/load sheet for Meter and Service capacity sizing. C. METER TESTS 1. Any Customer may secure a test of the accuracy of the Meter serving the Customer’s Premises. Prior to the test, the Customer will be required to make a deposit with CPAU as specified in CPAU Rate Schedule C-1. The deposit will be returned to the Customer METERING RULE AND REGULATION 15 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-20146-27-2016 Sheet No. 3 if, under normal operation conditions; the Electric or Gas Meter is found by test to register more than two percent (2%) faster, or the Water Meter is found by test to register more than one and a half percent (1.5%) faster under conditions of normal operation. Otherwise, the deposit will be retained by CPAU to offset a portion of the cost of making such test. 2. The Customer has the right to require that the test be made in their presence, or a representative’s presence at the Meter shop. A written report giving the result of the test will be supplied to the Customer upon request within ten (10) days of the test. 3. Meters will be tested before their installation, except that in the case of newly purchased single phase Electric Meters, the manufacturer’s test may be used as the installation test when CPAU’s random test indicates satisfactory test conditions for a particular manufacturer and a particular shipment. No Electric orf Gas Meter will be placed in Service or allowed to remain in Service if it is found to have an error in registration in excess of two percent (2%) under conditions of normal operation conditions. No Water Meter will be placed in Service or allowed to remain in Service if it is found to have an error in registration in excess of one and a half percent (1.5%) under conditions of normal operation. D. MASTER METERING Separate Premises, even though owned by the same Customer, will not be supplied Water, Gas, and/or Electric through the same Meter (i.e. master Meter), except as provided herein. 1. RESIDENTIAL Customers for which Water, Gas, and Electric Master-metering was installed prior to December 31, 1982, may continue to obtain Service at a single Point of Delivery through a single Metering installation for two or more single-family dwelling units in the same building or for two or more multi-family dwelling buildings, provided such buildings are adjacent to each other on an integral parcel of land undivided by a public highway, street, or railway. Requests for Master-metered multi-family Residential Service subsequent to December 31, 1982, will be evaluated and approved if central space conditioning is acceptable to CPAU. Developments with such central systems may continue to qualify for Master-metering. 2. NONRESIDENTIAL METERING RULE AND REGULATION 15 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-20146-27-2016 Sheet No. 4 CPAU need not serve Premises directly, but will provide Master-metered Gas Service, where any of the following conditions are met: a. The building will contain central heating, air conditioning, or central domestic hot Water and can be shown (using methods of calculation acceptable to CPAU) to be more energy efficient and at a more favorable cost-benefit ratio than would be the case if individual Metering were installed. b. The building is designed to be subdivided or modified after construction to meet changing space needs of a number of tenants. 3. SEPARATE METERING IMPRACTICAL Where, in the sole opinion of CPAU, it is impractical for CPAU to meter individually each Premise or space, CPAU may meter only those Premises or spaces that it is practical to meter, if any. 4. ESTABLISHING EXCEPTION The owner of the building shall bear the burden of proof satisfactory to CPAU in establishing an exception for any of the above reasons. E. TOTALIZING METERING Totalizing though a single Electric Meter of the Electricity delivered by two or more separate Services will be considered if a Customer is served at primary voltage, has an estimated or actual Load in excess of 3,000 kVa, and all Services serve a contiguous site. Any exception to this provision must be explicitly addressed by a Rate Schedule or Customer Contract (Rule 5). (END) SPECIAL ELECTRIC UTILITY REGULATIONS RULE AND REGULATION 20 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 5-13-2013 6-27-2016 Sheet No. 1 A. GENERAL In addition to the general requirements outlined in Rule and Regulation 18 for Utility Service Connections and Facilities on Customers’ Premises, the following is required: B. ELECTRIC SERVICE CONNECTION REQUIREMENTS 1. FACILITIES ON CUSTOMER PREMISES a. The Customer is responsible for installing and maintaining all substructures on the Customer’s Premises for CPAU to provide Electric Service. This will be at the Customer’s expense and in accordance with the requirements, standards, and specifications of CPAU. This substructure shall be owned and maintained by the Customer for exclusive use by CPAU. The Customer shall be responsible for repairing or replacing the substructure for any reason, including deterioration to the extent that the existing conductors/cables cannot be removed. b. The Customer is required to provide all substructure between the Customer’s Service entrance equipment and the nearest available Point of Service connection, as determined by CPAU. This Point of Service is typically a splice box located near the street and may be in the Public Right-of-Way. In the case of rear easements, this point is typically at a splice box or at the base of a pole riser. c. Upon approval by CPAU of the substructure installed on the Customer’s Premises, CPAU will install Primary Electric Service conductors and a transformer, if needed. The Applicant/Customer is responsible for the cost of installation in accordance with the applicable sections of CPAU’s Electric Service Connection Fees (Rate Schedule E-15). CPAU will determine the type and size of the conductors to be installed by CPAU. d. CPAU will assume ownership and responsibility for maintenance of the underground Electric Service lateral conductors, as defined in the National Electric Code Article 100, installed by the Customer if the Service meets CPAU specifications and it has been approved and accepted by the Electrical Engineering Manager or his or her designee. Where bus duct or extra flexible cable is required and used, CPAU’s maintenance responsibility for conductors ends at the transformer secondary SPECIAL ELECTRIC UTILITY REGULATIONS RULE AND REGULATION 20 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 5-13-2013 6-27-2016 Sheet No. 2 terminals. The bus duct or extra flexible cable is considered to be the Service entrance conductor for which CPAU assumes no responsibility. 2. MISCELLANEOUS SERVICE EQUIPMENT a. CUSTOMER’S EQUIPMENT 1. All service switches, fuses, Meter sockets, Meter and instrument transformer housing and similar devices, irrespective of voltage, required in connection with serviceService and Meter installation on the Customer’s Premises shall be furnished, installed, owned and maintained by the Customer in accordance with CPAU requirements. 2. The “service disconnect” is defined by the National Electric Code. 3. Applicant will provide a suitable means for CPAU to place its seal on covers of service enclosures / troughs and instrument transformer enclosures which protect un-metered live circuits installed by the Applicant. Such seals shall be broken only by authorized CPAU representatives. Detailed information will be furnished by CPAU on request. b. CPAU’S EQUIPMENT 1. CPAU will furnish and install the necessary instrument transformers, test facilities and Meters. C. SERVICE CONFIGURATIONS 1. OVERHEAD OR UNDERGROUND a. The standard service Service to single family Residential homes in existing overhead areas shall be overhead. The Director of Utilities or his/her designee can require an underground Service for single family Residential Service in areas where system design requires underground Service, or would otherwise require the addition of poles to the system. b. All new Electric Utility Services to Commercial/ Industrial SPECIAL ELECTRIC UTILITY REGULATIONS RULE AND REGULATION 20 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 5-13-2013 6-27-2016 Sheet No. 3 Customers and new subdivisions shall be provided by underground facilities on the Customer’s Premises. The on-site underground Electric Utility lines shall be provided by the Customer at their expense and shall meet CPAU specifications. 2. NUMBER OF SERVICES PER BUILDING Only one Electric Service line is allowed for a building or other Premises, except for commercial properties where: a. Two or more Electric Service Drops or laterals may be extended to a single building provided they enter the building at least 150 feet apart (measured in a straight line) and provided all wiring, other than metering conductors, supplied for each Service has no common raceway, connection, or service area with wiring supplied by any other such Service. Approval by the Utilities Director, or his/her designee, is required and Special Facilities fees may apply. b. Two or more sets of Electric Service entrance conductors may be extended to a single switch gear for the purpose of providing additional capacity or for backup protection. Special Facilities and/or reserve capacity fees may apply. 3. SERVICES FOR TWO OR MORE COMMERCIAL BUILDINGS ON ONE PARCEL Only one Electric Service line is allowed on a parcel with multiple commercial buildings except where the Applicant requests CPAU to install multiple Service Lines, and CPAU agrees to make such an installation. The additional costs, as estimated by CPAU, shall be borne by the Applicant, including such continuing ownership costs as may be applicable. See Special Facilities section below. 4. NUMBER OF ELECTRIC SERVICE PERISCOPES PER SERVICE DROP Not more than two service periscopes may be served from a single overhead Service Drop. Overhead service connections will not be installed where the Applicants main switchboard is larger than 400 amp. D. PROTECTIVE DEVICES SPECIAL ELECTRIC UTILITY REGULATIONS RULE AND REGULATION 20 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 5-13-2013 6-27-2016 Sheet No. 4 1. 1. The Applicant is responsible for furnishing, installing, inspecting and keeping in good and safe condition at Customer’s own risk and expense, all appropriate protective devices of any kind or character, which may be required to properly protect the Applicant’s facility. CPAU shall not be responsible for any loss or damage occasioned or caused by the negligence, or wrongful act of the Applicant or any of the agents, employees or licensees of the property owner in omitting, installing, maintaining, using, operating or interfering with any such protective devices. 2. The Applicant is responsible for installing and maintaining approved protective devices as may be necessary to coordinate properly with CPAU’s protective devices to avoid exposing other Customers to unnecessary Service interruptions. 3. Applicants who request Primary voltage Service shall install, at a minimum, circuit breakers with over-current and ground fault relays. Applicants must submit their planned protection scheme to the City for approval prior to installing any equipment. 4. The Applicant is responsible for equipping three-phase motor installations with appropriate protective devices, or using motors with inherent protective features, to completely disconnect each motor from its power supply. Particular consideration must be given to the following: a. Protection in each set of phase conductors to prevent damage due to overheating in the event of overload. b. Protection to prevent automatic restarting of motors or motor-driven machinery which has been subject to a service interruption and, because of the nature of the machinery itself or the product it handles, cannot safely resume operation automatically. c. Open-phase protection to prevent damage in the event of loss of voltage on one phase. d. Reverse-phase protection where appropriate to prevent uncontrolled reversal of motor rotation in the event of accidental phase reversal. Appropriate installations include, but are not limited to, motors driving elevators, hoists, tramways, cranes, pumps, and conveyors. SPECIAL ELECTRIC UTILITY REGULATIONS RULE AND REGULATION 20 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 5-13-2013 6-27-2016 Sheet No. 5 SPECIAL ELECTRIC UTILITY REGULATIONS RULE AND REGULATION 20 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 5-13-2013 6-27-16 Sheet No. 6 5. The Applicant is responsible for installing and maintaining service equipment rated for the available short-circuit current at the Point-of-Delivery. This value varies from one location to another, and can change over time. The Customer shall consult CPAU for the short-circuit current at each Point-of-Delivery. 6. Any non-CPAU-owned Emergency standby generation equipment shall be installed by the Applicant with suitable protective devices to prevent Parallel Operation with CPAU’s system. The design must be fail-safe, such as with the use of a double-throw switch to disconnect all conductors. Any exception must include a written agreement or service contract with CPAU permitting such parallel operation. 7. Unprotected Service entrance conductors within a building must terminate at a disconnect switch immediately after entering the building. Installation must comply with the National Electrical Code section 230-70 concerning the location of the disconnect switch and section 230-6 for the definition of conductors considered outside a building. E. INTERFERENCE WITH SERVICE 1. GENERAL CPAU reserves the right to refuse to serve new Loads or refuse to continue to supply existing Loads of a size or character that may be detrimental to CPAU’s operation or to the Service of its Customers. Any Customer who operates or plans to operate any equipment such as, but not limited to pumps, welders, saw mill apparatus, furnaces, compressors or other equipment where the use of Electricity is intermittent, causes intolerable voltage fluctuations, or may otherwise cause intolerable Service interference, must reasonably limit such interference or restrict the use of such equipment upon request by CPAU. The Customer is required to provide and pay for whatever corrective measures are necessary to limit the interference to a level established by CPAU as reasonable, or avoid the use of such equipment, whether or not the equipment has previously caused interference. 2. HARMFUL WAVEFORM Customers shall not operate equipment that superimposes a current of any frequency or waveform onto CPAU’s system, or draws current from CPAU’s system of a harmful waveform, which causes interference with CPAU’s operations, or the service to other SPECIAL ELECTRIC UTILITY REGULATIONS RULE AND REGULATION 20 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 5-13-2013 6-27-16 Sheet No. 7 Customers, or inductive interference to communication facilities. Examples of harmful waveform include, but are not limited to: a. Current drawn with high harmonic currents causing transformer or conductor overheating, even if root-mean-square (RMS) loading is within normal limits. b. Current drawn causing voltage distortion adversely affecting CPAU or other CPAU Customers. c. Harmonic currents which exceed the harmonic current distortion limits set in the most recent IEEE Standard 519. In most cases, this equates to a maximum limit of 4% harmonic current on any individual odd harmonic or 5% total harmonic current. 3. CUSTOMER’S RESPONSIBILITY Any Customer causing service interference to others must take timely corrective action. Otherwise, CPAU, without liability and after giving five (5) days written notice to Customer, will take corrective action. Corrective action could include discontinuing Electric Service until a suitable permanent and operational solution is provided by the Customer, at Customer’s expense. 4. MOTOR STARTING CURRENT LIMITATIONS a. The starting of motors shall be controlled by the Customer as necessary to avoid causing voltage fluctuations that will be detrimental to the operation of CPAU’s distribution or transmission system, or to the Service of any of CPAU Customers. b. If motor starting causes or is expected to cause detrimental Service to others, a suitable means must be employed, at the Customer’s expense, to limit voltage fluctuations to a tolerable level. F. PHASE BALANCING It is the Customer’s responsibility to maintain a balanced Load, as nearly as practical, between supplied circuit phases. In no case shall the Load on one side of a three-wire single-phase service be greater than twice that on the other. In no case shall the Load on any one phase of a polyphase service be greater than twice that of any other. SPECIAL ELECTRIC UTILITY REGULATIONS RULE AND REGULATION 20 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 5-13-2013 6-27-16 Sheet No. 8 G. POWER FACTOR CORRECTION The Customer is required to provide, at Customer’s own expense, Power Factor correction equipment. This equipment must be sized to improve the average Power Factor to at least the level set forth in the applicable Rate Schedule with respect to avoiding a Power Factor penalty. H. SERVICE DISCONNECT AND METER TEST DEVICES 1. All service disconnects and similar devices, irrespective of voltage, required by Law in connection with a Service and Meter installation on Customer’s Premises must be furnished, installed and maintained by the Customer. A “Service-disconnecting means”, as defined in the NEC, must be installed adjacent to the meter(s). Metering equipment must be located on the exterior of the building, unless approved by the Electric Engineering Manager. 2. When instrument transformers are required by CPAU as part of the Meter installation, CPAU will install a Meter test bypass block on a mounting plate that must be furnished by the Customer. When instrument transformers are not required by CPAU, the Customer is responsible for providing the Meter test bypass block. Meter test bypass blocks furnished by the Customer must be approved by CPAU in conjunction with Applicant’s plan submittal. I. SPECIAL POWER SERVICE REQUIREMENTS 1. GENERAL Where a Customer requires voltage control with less variance than what is specified in Rule and Regulation 3, the Customer must reimburse CPAU for its cost to provide any special or additional equipment to meet the Customer’s special needs. 2. NONSTANDARD OR EXCESSIVE CUSTOMER REQUIREMENTS a. In order to prevent damage to CPAU’s equipment and impairment of its service, the Customer shall give CPAU notice before making any additions to the connected Load so that CPAU, at its option, may provide such facilities as may be necessary for SPECIAL ELECTRIC UTILITY REGULATIONS RULE AND REGULATION 20 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 5-13-2013 6-27-16 Sheet No. 9 furnishing the increased service. b. If a Customer’s Load is of sufficient magnitude that it exceeds the capacity of CPAU’s Distribution System, the Customer may be required to shift peak loading to off-peak periods and/or receive service from CPAU’s 60 kilovolt sub-transmission system. J. SPECIAL FACILITIES 1. Special Facilities are facilities requested by an Applicant in addition to or in substitution for standard facilities which CPAU would normally provide. Standard facilities are for delivery of Service at one point, through one Meter, at one voltage class under its Rate Schedules. 2. CPAU normally installs only those standard facilities which it deems are necessary to provide regular service in accordance with the Rate Schedules. Where the Applicant requests CPAU to install Special Facilities and CPAU agrees to make such an installation, the additional costs thereof, as estimated by CPAU, shall be borne by the Applicant, including such continuing ownership costs as may be applicable. These costs will be calculated by CPAU based on the net present value, and shall be paid by the Applicant in advance of installation unless alternative payment arrangements are approved by the Director of Utilities. 3. Unless otherwise provided by CPAU’s Rate Schedules, Special Facilities will be installed, owned and maintained by CPAU as an accommodation to the Applicant only if acceptable for operation by CPAU and the reliability of service to CPAU’s other Customers is not impaired. 4. Installation of Special Facilities will require a contract between the Applicant and the City of Palo Alto. (END) CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-2014 Sheet No 1 Formatted: Header A. GENERAL In addition to the general requirements outlined in Rule and Regulation 18 for Utility Service Connections and Facilities on Customers’ Premises, the following is required: B. HAULED LIQUID WASTE The discharge of hauled liquid wastes is regulated by the Palo Alto Municipal Code 16.09.110. The following Rules and Regulations are to implement this Provision. 1. PURPOSE To provide a means of treating certain waste prohibited from entering the Wastewater system, City of Palo Alto Public Works Department operates a Hauled Liquid Waste Treatment Site at the Regional Water Quality Control Plant (RWQCP). Certain wastes may be hauled to this site for treatment and disposal. 2. WASTES ACCEPTABLE FOR TREATMENT a. Hauled septic tank wastes b. Portable toilet pumpings c. Grease Trap wastes 3. HOURS OF OPERATION Hours of operation for the Liquid Waste Hauler’s Treatment Site shall be as established by the Manager, Water Quality Control. 4. WASTE IDENTIFICATION The hauler must provide a liter sample, taken in the presence of a waste treatment plant operator, of the contents of each tank to be discharged. The nature and source of the waste will be verified before the truck is permitted to unload. If laboratory analysis indicates that the material is not as represented (septic tank waste or toilet piping from a domestic source) the hauler’s permit may be revoked. 5. HAULING OPERATIONS CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-2014 Sheet No 2 SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 a. To discharge at the Regional Water Quality Control Plant, a hauler must: i. Obtain a Trucker’s Discharge Permit from the Manager, Water Quality Control; ii. File with City of Palo Alto Public Works Department a Certification of insurance and a hold harmless clause: iii. Post a bond or cash deposit with City of Palo Alto Public Works Department’s appropriate division. b. The Trucker’s Discharge Permit shall be issued for twelve-month periods and is revocable for the violation of any of these Rules. The fee for Trucker’s Discharge Permits shall be as stated in City of Palo Alto Public Works Department Rate Schedule S-4. c. Insurance policies in force with limits of liability shall not be less than those specified below as follows: Coverage for Which Limits of Insurance is Afforded Liability Worker’s Compensation & Compensation Employer’s Liability Statutory Bodily Injury Liability $1,000,000 each Person except automobile including $1,000,000 each occurrence the following coverages: Coverage for Which Limits of Insurance is Afforded Liability Protective, Completed Operations, Board Form Contractual and Personal Injury CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-2014 Sheet No 3 SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 Property Damage Liability $1,000,000 each occurrence except automobile including the following coverages: Protective, Completed Operations, Board Form Contractual and Personal Injury Property Damage Liability $1,000,000 each occurrence except automobile including the following coverages: Protective Completed Operations and Board Form Contractual Bodily Injury & Property Damage $1,000,000 each Person Liability Automobile $1,000,000 each occurrence d. The hauler must agree to save and hold harmless City of Palo Alto Public Works Department, its officers, agents, and employees from any liability of any nature whatsoever caused in whole or in part, by the negligence of the hauler, or his agents, or employees, arising out of such operation. 6. BILLING Waste Haulers will be billed directly for grease, septic tank and portable toilet wastes. 7. REFUSAL OF WASTES City of Palo Alto Public Works Department reserves the right to reject any Loadload of hauled waste under the following conditions: a. If the waste is not properly identified b. If there is not sufficient storage capacity at the plant for the Loadload c. For reasons of public health or safety at the discretion of the Manager, Water Quality Control Plant. d. If the Loadload contains waste materials not authorized by these Regulations. C. MAINTENANCE OF AND RESPONSIBILITY FOR THE WASTEWATER COLLECTION SYSTEM CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-2014 Sheet No 4 SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 Depending on whether the City’s Wastewater mainMain is located in the public right Public Right- of way-Way or in an easementa Public Utility Easement, the Customer may be solely responsible for the inspection, maintenance and, repair, and upgrade of a portion of the lateralLateral or the entire lateral. (Lateral. Diagram A lateral is Standard Sewer Lateral Configuration within the pipe connecting a building’s plumbing system to the City's Wastewater main.)Public Right-of-Way 1. CITY WASTEWATER MAIN IN THE PUBLIC RIGHT-OF-WAY a. If the City’s Wastewater mainResponsibility for Sewer Lateral when City-owned Sewer Cleanout is located in the public right of way, the CustomerPresent (Diagram B): The City is responsible for the upper portion of the lateral,Lower Sewer Lateral from the home or structure downWastewater Main up to and including the connection to the City’s Wastewater cleanoutfirst City Sewer Cleanout, as shown on Diagram AB below. The Upper Sewer Lateral shall be the Customer’s sole responsibility. In cases where there is no cleanout at the property line, in the planting strip, or in the sidewalk, but there is cleanout on private property greaterThe City is also responsible for the City Sewer Cleanout. The City’s Sewer Cleanout’s standard location is inside the CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-2014 Sheet No 5 SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 planting strip, per WGW Utility Standards. If the City’s Sewer Cleanout cannot feasibly be placed in the planting strip, the City may permit an existing Sewer Cleanout to be located along the Lateral within the Public Right-of-Way, or within 5 feet behind the property line on private property, to be deemed the City’s Sewer Cleanout. Diagram B Sewer Lateral Responsibility When City-owned Cleanout is Present b. Responsibility for Sewer lateral Lateral When City Sewer Cleanout is Not Present (Diagram BC): If there is no Sewer Cleanout or the Sewer Cleanout is more than five (5) feet frombehind the property line on private property, the City is responsible for only the portion ofLower Sewer Lateral within the lateral locatedPublic Right-of-Way from the Wastewater Main to the property line, and the City is not responsible for the Sewer Cleanout on the private property, as shown on Diagram C below. CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-2014 Sheet No 6 SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 The Upper Sewer Lateral, including any sewer pipe connected to the Upper Sewer Lateral, on private property between the property line and the City’s Wastewater main.Customer’s building or structure is the Customer’s sole responsibility. If a cleanout does not exist, the City will If there is no City Sewer Cleanout on the Premises being served, the City may elect to install a new cleanoutSewer Cleanout in one of the following locations, at the City’s discretion: the planting strip, sidewalk, back of (standard location per WGW Utility Standards), sidewalk, o r atbehind the same distance assidewalk. Once the water meter box setback distance on private property. IfCity’s Sewer Cleanout is installed, the existing cleanout is located on private property, it shallCity will be located within five (5) feet ofresponsible for the property line.Lower Sewer Lateral between the Wastewater Main and the new Sewer Cleanout. If the Customer (or the Owner, if the Customer is not the owner of the property) refuses to permit the City to install a cleanoutS e w e r C leanout, then the Customer (or the Owner, if the Customer is not the owner of the propertyas applicable) shall be immediately and solely responsible for the lateral runningentire Sewer Lateral from the City’s Wastewater mainMain to the homeCustomer’s building or other structure on the Premises being served. CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-2014 Sheet No 7 SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 Diagram A:C Sewer Lateral When City Sewer Cleanout is Not Present c. Responsibility for Sewer Lateral That Branches Off the Lower Lateral (Diagram D): CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-2014 Sheet No 8 SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 If the Customer’s Sewer Lateral branches off the Lower Sewer Lateral via a tee or wye connection, the branched-off Lateral between the tee or wye connection and the building or structure on the Premises being served shall be the Customer’s sole responsibility for upper wastewater lateral, as shown in Diagram D. Diagram D Sewer Lateral Branching Off City Lateral 2. CITY WASTEWATER MAIN IN AN EASEMENT CityCity’s Wastewater mainsMains located in easementsPublic Utility Easements are often, but not always, located at the rear of the property rather than under the public street or public rightPublic Right-of-way surfaceWay. If the City’s Wastewater mainMain is located within an easement, a Public Utility Easement, CPAU is onl y responsible for the inspection, maintenance and, repair, and upgrade of the Wastewater mainMain located therein. The Customer is responsible for the connection point of the Lateral to the Wastewater Main and inspecting, maintaining and, repairing, and upgrading the Wastewater lateral,entire Lateral including but not limited to: clearing any stoppages and any clean-up related to lateralLateral backups. Diagram BE below illustrates the CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-2014 Sheet No 9 SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 Customer’s sphere of responsibility when the Wastewater Main is in a Public Utility Easement. CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-2014 Sheet No 10 SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 Diagram B – E Customer’s sphere of responsibilityResponsibility for the lateral where the wastewater main is within an easement.Entire Lateral When Wastewater Main is Within an Easement CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-2014 Sheet No 11 SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 3. CUSTOMER RESPONSIBILITY REGARDLESS OF LOCATION OF CITY WASTEWATER MAIN These rules apply without regard to the location of the City’s Wastewater mainMain. a. If maintenance or repair of the City’s Wastewater mainMain or Lateral is required as a result of a Customer’s violation of the Municipal Code and/or these Regulations or other applicable Law, the Customer is responsible for completing any necessary maintenance and repair at the Customer’s sole expense. All lateral replacements and repairs shall be constructed pursuant to the City’s current WastewaterWGW Utility Standards and shall require City inspection and approval. The Customer shall replace non-plastic Wastewater laterals whenever b. Whenever the Customer is building a new structure or constructing additions or remodels that have on Premises to be served or currently served by CPAU, the Customer shall be responsible for the cost of replacing the Lower Sewer Lateral from the Wastewater Main up to and including the City’s Sewer Cleanout, if either of the below conditions apply: CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 12-29-2014 Sheet No 12 SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 i. The Lower Sewer Lateral must be realigned and reconnected to the Wastewater Main at a permit valuationnew location. ii. The project’s construction and/or remodel cost, as shown on the Customer’s City building permit application, is greater than one hundred thousand dollars ($100$200,000) for residential projects and three hundred thousand dollars ($or $300,000) for commercial projects, as stated on the City building permit application. Reconnection to a City Wastewater lateral will only be allowed on and the existing plastic pipe laterals meetingLower Sewer Lateral has been determined to be in poor condition by Utilities Operations based on standard criteria established by the Utilities Department. The inspection and evaluation of the existing Lower Sewer Lateral will be performed by Utilities Operations as part of the City permit application review process. a. All construction must meet current WGW Utility Standards. All laterals constructed of non-standard pipe materials must be replaced, per the WGW Utility Standards, from the main up to and including the cleanout at the property line at the fees listed in Related Fees will be based on Utilities Rate Schedule S-5, or for inspection/construction work performed by the City. Any work performed by the Customer’s contractor and any inspection costs incurred by the City, shall be at the Customer’s sole expense. b. The inspection, maintenance and repair of private Wastewater mains and laterals shall be the responsibility of the Customers (or the property owners, if the Customers are not the property owners) up to and including the connection point between the private Wastewater mains and laterals and the City’s Wastewater mains or manholes. However, the City will conduct at its cost (without cost to the Customers or the property owners) and assume temporary responsibility for the inspection and maintenance or repair, if required, of the private Wastewater mains and laterals if the City determines, in its sole discretion, that an unsafe condition exists with respect to such private Wastewater mains and laterals and CPAU has created such unsafe condition. CPAU’s temporary responsibility and obligation to inspect and maintain or repair, if required, any private Wastewater main and lateral will continue until CPAU has restored the private Wastewater main and lateral, which are initially determined to be in an unsafe condition, to a safe condition, and the City has taken such other reasonably necessary actions regarding any other Utility facilities that may have contributed, directly or indirectly, to the existence of the unsafe condition. Once the unsafe condition has been corrected, the Customer and/or property owner shall again be solely responsible for the private Wastewater mains and laterals. b.c. Customers shall grant the City and CPAU personnel access to the entire Wastewater Lateral serving the Customer’s Premises as needed for the City to implement the City’s Cross Connection Control Program. The City’s Cross Connection Control Program-related access may include City inspection, maintenance or repair of the SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27-2016 12-29-2014 Sheet No 13 Lateral as determined by the City in its sole discretion. The Customer will be responsible for the on-site Wastewater Collection System in accordance with the Municipal Code, including: i. Preventing storm water, roof or yard drainage, basement, foundation or under- drainage from being discharged into the Wastewater Collection System, unless a permit is granted by Regional Water Quality Control Plant. In addition, any plumbing or piping that is connected or could be connected that would allow the future discharge of storm Water or ground Water into the Wastewater Collection System is prohibited. ii. Maintaining the condition of the on-site Wastewater Collection System so that it is water tight and does not allow the infiltration of groundwater. iii. Keeping the clean-out box at ground level and visible. If after a 30 day notice from CPAU the Customer has not made the clean-out box accessible, CPAU may remedy the inaccessibility by performing the work and charging the Customer the actual cost incurred. iv. Installing, maintaining, and ensuring proper usage of Grease Control Devices in accordance with the Sewer Use Ordinance (Section16.09.103 of the Municipal Code). If the source of grease contamination in the Wastewater Collection System can be linked to a particular Customer, the Customer may be held responsible for cleaning the Wastewater System, including any associated costs or damages incurred by the City. v. Limiting the Water inflow rate to the Wastewater Collection System during fire system testing to 30 GPM. Higher flushing rates must be diverted to a detention tank to limit the flow rate to 30 GPM. vi. Limiting Wastewater ejector pumps usage so that the following conditions are met: The pump(s) output capacity may not exceed 100 GPM. The Wastewater lateral must change to a 4” gravity flow lateral at least 20’ from the City-owned clean out. The velocity in the 4” gravity flow lateral must not exceed 3 feet per second. The tank and float shall be set up such that the pump run time does not exceed 20 seconds or 33 gallons pumped during each cycle. SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27-2016 12-29-2014 Sheet No 14 vii. Installing an approved backwater valve per the latest adopted version of the California Plumbing Code 710.0 when the fixtures or drains connected to the Wastewater system are less than one foot above the next upstream Wastewater main manhole cover. The upstream Wastewater main manhole rim elevation shall be shown on the plans. 4. NOTIFICATION TO CPAU If a Wastewater stoppage occurs, the Customer shall notify CPAU. CPAU will then determine whether the stoppage has occurred in the portion of the system maintained by CPAU or the Customer (or the Property Owner, if the Customer is not the owner of the property). CPAU will clear the stoppage that has occurred in the portion of the system maintained by CPAU. D. SAMPLING OF INDUSTRIAL DISCHARGES IN EXCESS OF 25,000 GALLONS PER DAY In order to properly apportion costs of operation and maintenance of the RWQCP to industrial or commercial users who, as determined by the Environmental Compliance Division of the RWQCP, are dischargers of chemicals or effluent of a content and/or quality as to require special monitoring and charges, it is essential to determine both the quantity and quality of Wastewater produced by each user so identified. The following is adopted as a fair and equitable method of developing the necessary criteria: 1. FLOW The quantity Charge shall be based upon the metered Water served to the industrial or commercial user being billed under Section D of this Rule. Exceptions will be made for the following: a. For Customers with one or more cooling towers, the volume of evaporated Water associated with cooling (inflow less outflow) may be used to offset flow calculations for Wastewater billing. To be eligible for such offsets, the Customer must comply with the following items: i. Inflow Water data SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27-2016 12-29-2014 Sheet No 15 (a) Customer must have inflow Water Meter(s) on all cooling tower inlet(s); (b) Meter(s) must be annually certified by County Department of Weights and Measures; (c) Proof of Certification(s) must be submitted to Utilities along with annual Meter Reads; ii. Outflow Water data (a) Five (5) cycles of concentration will be assumed for outflow calculations; (b) Customers whose cycles of concentration are greater than five (5) and who want to have this reflected in their calculations must have outflow Meter(s) installed; (c) Outflow Meter(s), if installed and used for purposes of calculation, must be annually certified by County Department of Weights and Measures; (d) Proof of Certification(s) must be submitted to Utilities along with annual Meter Reads; iii. Data acquisition and submittal (a) Customer is responsible for reading and recording each inflow Meter(s) flow (and each outflow Meter, if applicable) on a monthly basis; (b) Meter Reads should be performed at approximately the same time each month; (c) The following data, at a minimum, must be recorded at each reading: i. Date of read ii. Inflow read(s) for each inflow Meter iii. Outflow read(s) for each outflow Meter (if applicable) (d) The City of Palo Alto reserves the right to periodically review Customer's Meter(s) for accuracy; iv. Participation rules and restrictions (a) Customer must have six (6) months of data in the first year to be eligible for participation; (b) Customer must annually submit twelve (12) months of data thereafter; (c) Inflow data (and outflow data, if applicable) must be submitted to the Utilities Customer Service Division annually by May for consideration in calculations for July (the start of the City's fiscal year); b. In cases where the user has extensive landscape irrigation and summer monthly consumption exceeds the average monthly consumption of January, February, and SPECIAL WASTEWATER UTILITY REGULATIONS RULE AND REGULATION 23 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27-2016 12-29-2014 Sheet No 16 March by more than 50 percent (50%), the average of the January, February, and March consumption shall be used for calculating wastewater discharge for the remaining months of the year. c. If an outflow Meter has been installed, such metered outflow will be used to determine flow in lieu of recorded water meter consumption. 2. CHEMICAL OXYGEN DEMAND, SUSPENDED SOLIDS, AMMONIA a. Measurements of the concentration of these constituents shall be taken from 24- hour composite samples collected periodically for each discharger being billed under Section D of this Rule. i. The constituent concentrations found in these samples and previous samples shall be averaged to provide the basis for establishing the Wastewater Treatment Charge to be levied to the discharger being sampled. ii. All samples shall be analyzed at the laboratory of the RWQCP. Treatment Charges will be based upon the quantity and concentration found in the waste stream monitored. b. If an establishment’s piping configuration, or other physical considerations, render representative Effluent sampling prohibitively complex or infeasible, then CPAU shall set the establishment’s level of sewage effluent constituents for billing purposes at the average effluent levels of industries in CPAU, or where feasible, at the average effluent constituent levels of similar establishments. c. Sampling results are intended to provide an estimate of the quality of Effluent discharge by the facility. Sampling results can vary significantly depending on the facility processes operating on the day of sampling. If the annual sampling results in combination with the flow data indicate a revised annual bill to the Customer, the amount of the increase or decrease shall not exceed 25 percent. The 25 percent limitation is independent of any change in rates or Charges to Rate Schedule S-2. (END) Formatted: Font: Times New Roman, 12 pt SPECIAL REFUSE SERVICE REGULATIONS RULE AND REGULATION 24 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27- 20167-1-2015 Sheet No. 1 A. SPECIAL REFUSE In addition to this Rule and Regulation 24, Refuse Services are governed by Chapter 5.20 of the Palo Alto Municipal Code, which requires all Customers to subscribe to recycling, compost and solid waste services and to correctly sort materials into each designated container. Refuse Service includes weekly collection, processing and disposal of materials properly deposited in the City Collector’s provided containers for solid waste, as well asSolid Waste, weekly collection and processing of Recyclable Materials, weekly collection and processing of Compostable Materials (yard trimmings, food scraps, and food soiled paper), ongoing maintenance of the closed Palo Alto Landfill, zero waste programs, street sweeping service, the household hazardous waste program, and the annual Clean Up Day. Refuse Services are provided to all Customers by the City’s Collector. 1. GENERAL a. The City shall authorize, permit, regulate and control the collection and disposal of all solid wasteSolid Waste within the City limits. b. Minimum collection service for solid wasteSolid Waste is once a week. Each Customer shall receive Refuse Service collection Services on a City specified day of each week. a. The automatic solid waste service level is one Standard Container for Residential Customers and two Standard Containers for Commercial Customers unless an alternate level is requested. Containers to be serviced by the City’s Collector c. Containers must not be packed so tightly that contents do not empty freely. Contents of wheeled containers shall not exceed athe weight of 200 poundslimit specified on the container. d. Customers must supply a safe and accessible pathway for all collection. The City’s Collector does not enter buildings or residential garages to empty solid waste, compostablecompost or recyclingrecycle containers. e. Customers must have all Containers ready and on the street for collection by 6:00 a.m. on collection day. f. Any occupied domestic dwelling which is receiving any two active utility servicesUtility Services, such as Gas and Electric Service, shall be charged at least a Minimum Charge for Refuse Services. If unusual circumstances exist such that no solid wasteSolid Waste, Compostable Materials or Recyclable Materials are generated at the Premises, the Customer may apply for an exemption from this Rulerequirement. SPECIAL REFUSE SERVICE REGULATIONS RULE AND REGULATION 24 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27- 20167-1-2015 Sheet No. 2 Customers with non-occupied Premises for a minimum of three months needingwho need to have Refuse Services temporarily suspended shall obtain from the City’s Public Works Department a Refuse Service suspension form. The suspension will be authorized for up to one year. Upon approval of the Refuse Service suspension, the City’s Collector will remove all Containers from the Customer’s Premises. Upon reoccupation of the Premises, it is the obligation of the Customer to reestablish Refuse Service to the address by contacting the City’s Utilities and City’s Collector. The Refuse Service bill shall be adjusted accordingly upon approval from the City. g. Residential Customers on extended absences from their Premises for a minimum of one month or more (i.e., long vacation), but less than three months may have their Refuse Services temporarily reduced by the City’s Collector to the lowest service levels available. The City’s Collector shall provide wheeled Containers for solid wasteSolid Waste, Recyclable Materials, and Compostable Materials collection. Standard service for solid waste collection is one 32-gallon black cart, for Recyclable Materials it is one 64-gallon blue cart, and for Compostable Materials it is one 96-gallon green cart. Such Containers remain the property of the City and shall not be removed by Customers vacating Premises. If Containers are removed, the outgoing Customer may be Chargedcharged a fee to replace the Container based on either a published fee or actual replacement cost. h. Containers shall remain on private property and not in the Public Right-of-Way except as is necessary to accommodate the scheduled collection. Containers are permitted in the Public Right-of-Way only during the day preceding the day of scheduled collection and terminating the day following such collection. i. Bulky goods scheduled for collection by the City’s Collector are permitted in the Public Right-of-Way only during the day preceding the day of the scheduled collection and terminating the day following such collection. Bulky goods meansmean discarded furniture, mattresses, and household appliances. j. All Containers should have lids closed, and be placed on the street with the front of the Containers facing the street withand have a minimum of 2 feet between Containers and from any parked vehicle or structure. Formatted: List Paragraph, Space Before: 0 pt, Allow hanging punctuation SPECIAL REFUSE SERVICE REGULATIONS RULE AND REGULATION 24 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27- 20167-1-2015 Sheet No. 3 2. RESIDENTIAL a. The standard collection location for all Containers is on the street at curbside. Back/side yard solid wasteSolid Waste collection is available only to Customers with existing subscription service and existing associated monthly service fee at City established rates. b. Residential Customers may exchange City Collector provided Containers for a different size or a damaged container at no cost once per calendar year. Additional Container exchanges will be subject to a Charge per each exchange. c. The automatic default service level for Residential Customers is one 32-gallon black container for Solid Waste, one 64-gallon blue container for Recyclable Materials, and one 96-gallon green container for Compostable Materials. Minican/20-gallon, 32-gallon, 64-gallon, and 96-gallon carts are available. d. Residential Customers may receive up to three containers for the collection of Recyclable Materials and three containers for Compostable Materials. Additional wheeled containers may be rented or purchased at City established rates. e. Temporary Containers for the rare occurrence of excess Compostable Materials may be used by residents and may include 30-gallon paper bags, cardboard boxes, or yard/plant trimming bundles (no larger than 2’ x 4’). Each bundle or container used for the extra collection may not exceed 40 pounds, and will not be returned to the Customer. f. Physical limitation collection service is available to eligible Residential Customers. On- premise (back/side yard) collection services for Solid Waste, Recyclable Materials, Compostable Materials and household hazardous waste collection is available at no additional Charge to Customers who are physically limited and unable to move the Containers to the street for collection. Program requires completion and approval of the City’s Collector application form and may be updated annually. 3. COMMERCIAL a. The automatic default service level for Commercial Customers is one 64-gallon SPECIAL REFUSE SERVICE REGULATIONS RULE AND REGULATION 24 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27- 20167-1-2015 Sheet No. 4 container for Solid Waste, one 96-gallon blue container for Recyclable Materials, and one 32-gallon green container for Compostable Materials. a.b. Service location of Containers shall be determinedapproved by the Public Works Director or his/her designee. Commercial Service Customers may choose from a variety of service levels and frequency of collection. Containers in multiple sizes and collection frequencies are also available and provided by the City’s Collector. Containers may be pulled out to the street level by the City’s Collector at an additional charge. c. Commercial Service Customers may receive up to five (5) wheeled containers for the collection of solid wasteSolid Waste instead of a bin if space constrains exist. All Containers for solid wasteSolid Waste and Compostable Materials are subject to a rental fee at City established rates. b.d. Commercial Service Customers may also receive up to five (5) wheeled containers for the collection of Recyclable Materials at no charge. The sixth wheeled container for Recyclable Materials will be subject to a rental fee at City established rates. c.e. Commercial Service Customers with space constraints that are willingmay have to share collection Containers with other adjacent Commercial Service Customers may do so and pay for a percentage of the service Refuse Service provided. Customers with shared service will be responsible for paying for the same percentage of extra Fees if additional collection or services are needed or assessed. B. COLLECTION AND OWNERSHIP OF MATERIALS 1. RECYCLABLE MATERIALS a. Recyclable Materials from Residential Customers placed for collection in Containers provided by City’s Collector shall become the property of the City’s Collector at the time of container placement on the street or other designated location for collection. The City’s Collector shall be an authorized City contractor under PAMC Section 5.20.040 pursuant to written contract with the City, and shall have exclusive right to collect such Recyclable Materials. b. Commercial Service Customers shall place Recyclable Materials in bins, boxes, or SPECIAL REFUSE SERVICE REGULATIONS RULE AND REGULATION 24 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 6-27- 20167-1-2015 Sheet No. 5 containers provided by the City’s Collector. Such materials become the property of the City’s Collector. The City’s Collector shall have the exclusive right to collect Recyclable Materials from such bins, boxes, or containers. Commercial Service Customers can b. Commercial Customers may donate, sell, or pay to have Recyclable Materials collected by any recycler provided such materials are separated by a single material type. Glass, paper, plastics, and metal cans may be commingled for collection. Additional requirements related to exclusions to the City or its Collector having the exclusive right to Recyclable Materials are provided in PAMC Chapter 5.20. 2. COMPOSTABLE MATERIALS a. Residents may receive up to three (3) wheeled containers for Compostable Materials at no cost. Additional wheeled containers may be rented or purchased at City established rates. b. Temporary Containers for the rare occurrence of excess Compostable Materials may be used by the residents and may include 30 gallon Kraft paper bags, cardboard boxes, or yard/plant trimming bundles (no larger than 2’ x 4’). The containers and bundles used for the extra collection may not exceed 40 pounds will not be returned to the Customer. Formatted: Normal, Indent: Left: 1", Hanging: 0.5", Right: 0", Line spacing: single, Numbered + Level: 1 + Numbering Style: a, b,c, … + Start at: 1 + Alignment: Left + Aligned at: 1" + Tab after: 1.25" + Indent at: 1.25",Allow hanging punctuation, Tab stops: -1", Left + Not at 1.25" + 1.6" Formatted: Not Expanded by / Condensed by Formatted: Not Expanded by / Condensed by Formatted: Not Expanded by / Condensed by Formatted: Not Expanded by / Condensed by Formatted: Not Expanded by / Condensed by Formatted: List Paragraph, Space Before: 0pt, Allow hanging punctuation SPECIAL REFUSE SERVICE REGULATIONS RULE AND REGULATION 24 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 7-1-2015 6-27-2016 Sheet No. 6 Formatted: Header, Right C. SCAVENGING OF SOLID WASTE AND/OR RECYCLABLE MATERIALS IS PROHIBITED 1. No Person shall scavenge in any City-operated location or facility nor disturb nor remove any material therein, without permission from the Director of Public Works. 2. No Person shall scavenge from or deposit solid wasteSolid Waste, Recyclable Materials, or Compostable Materials in any Container on the Premises of a Residential or Commercial Customer without the permission of the owner of the Premise. B. SPECIAL PROGRAMS 1. PHYSICAL LIMITATION PROGRAM COLLECTION On-premise (back/side yard) collection for solid waste, recyclable Materials, Compostable Materials and household hazardous waste collection is available at no additional Charge for residents who are physically limited. Program requires completion and approval of the City’s Collector form. (END)