HomeMy WebLinkAboutStaff Report 3193
City of Palo Alto (ID # 3193)
City Council Rail Committee Staff Report
Report Type: Meeting Date: 10/11/2012
Summary Title: Rail Guiding Principles Update
Title: Proposed Updates to the Palo Alto City Council Rail Committee Guiding
Principles
From: City Manager
Lead Department: Planning and Community Environment
Recommendation
Staff recommends that the Rail Committee recommend approval by the City Council of
the draft revisions to the Rail Committee Guiding Principles following Rail Committee
review and input.
Executive Summary
At the September 13, 2012 Rail Committee meeting, the Rail Committee directed staff
to propose updates to the Rail Committee Guiding Principles to reflect changes that
have occurred relative to both California high-speed rail (HSR) and Caltrain since the
City Council last revised the Rail Committee Guiding Principles in December 2011.
Therefore, attached for Rail Committee review, are three documents:
1. The most recently adopted version of the Rail Committee Guiding Principles
approved by the City Council on December 19, 2011 (Attachment A)
2. A redlined version of the most recently adopted version of the Rail Committee
Guiding Principles reflecting proposed revisions (Attachment B)
3. A clean version of the Rail Committee Guiding Principles reflecting proposed
revisions (Attachment C)
Attachments:
A - Rail Committee Guiding Principles_12-19-2011 (PDF)
B - REDLINED DRAFT - Rail Committee Guiding Principles_10-11-2012 (PDF)
C - CLEAN DRAFT - Rail Committee Guiding Principles_10-11-2012 (PDF)
Prepared By: Richard Hackmann,
Department Head: Curtis Williams, Director
City Manager Approval: ____________________________________
James Keene, City Manager
1
PALO ALTO CITY COUNCIL RAIL COMMITTEE
GUIDING PRINCIPLES
Role and Authority of the Rail Committee
The Committee shall advise the City Council on high speed rail (HSR), Caltrain and related rail
transit matters and provide the community with appropriate forums for the discussion of such
issues.
The Committee shall keep the full Council informed on a regular basis.
The Committee shall have the authority to act on behalf of the City on HSR, Caltrain and related
rail transit matters when there is not sufficient time to refer a particular issue to the full City
Council before action is needed. However, the Committee shall forward their recommendations
to the Council for final action if the Committee determines that it is feasible to do within the
time available. Such actions by the Committee shall include, but not be limited to, advocacy to
the state legislature, the HSR Authority, Caltrain Joint Powers Board, Congress and other
pertinent governmental agencies. Such actions by the Committee shall be consistent with the
following policies of the City:
Background
In November 2008 California voters approved Prop 1A, a nearly ten billion dollar bond measure,
the primary purpose of which is to develop HSR service from Los Angeles to San Francisco. The
High Speed Rail Authority (the Authority) has decided that the route HSR will take from San Jose
to San Francisco is along the Caltrain right of way (ROW), including the portion of the ROW that
runs through Palo Alto. However, the Environmental Impact Report used by the Authority in
making this decision has been de‐certified per court order. Many issues, such as the vertical
alignment of the HSR, remain undecided. Recognizing that HSR could have significant impacts
on Palo Alto, the City Council on May 18, 2009 created an ad hoc High Speed Rail Subcommittee
of four Council Members, (since changed to a standing committee and renamed the Rail
Committee). The Council also adopted a set of Guiding Principles which allowed the Committee
to take a variety of actions in the name of the City without action of the full Council.
Subsequently, the Committee‐‐‐ indeed the entire community‐‐‐ has learned a great deal about
HSR and many HSR related actions have taken place.
The Authority has selected the central valley as their first construction segment which allows
for more a more deliberative and collaborative consideration of alternatives on the peninsula.
Additionally, an alternative for a limited “blended” rail system along the Caltrain corridor has
2
been proposed along with a corresponding limited EIR. This proposal limits the scale of rail on
the peninsula. The Authority in November 2011 issued its revised Business Plan showing that
the cost of HSR would be $98 billion dollars. In the revised Business Plan the Authority used the
same ridership forecast model as it had in the past and did not address numerous flaws
identified by many experts who found the Authority’s projections to be unfounded and
unreliable.
Guiding Principles
The City Council therefore, adopts the following Principles to guide its decision making
framework and the actions of the Committee:
The City of Palo Alto believes that the High Speed Rail (HSR) Project should be terminated for
the following reasons:
1. The current project fundamentally contradicts the measure presented to the voters under
Prop. 1A in 2008.
2. The Business Plan is fatally flawed and not credible.
In November 2008, the voters passed a bond measure for a HSR project based on:
• Grossly understated construction costs,
• Understated fares and overstated ridership,
• Operating without a government subsidy, and
• A Funding Plan legally required to identify funding sources and achieve environmental
review prior to construction of an Initial Operating Segment (IOS).
Since the revised HSR Business and Funding Plans do not meet the projected ridership, fare, job
creation, and other significant requirements, the City believes that the voters were not given
accurate information during the 2008 election to make an informed decision on a HSR project
for the State of California.
If the State should move forward with the HSR project, the following Guiding Principles shall
apply to the City’s positions on HSR:
1. The City is opposed to an elevated alignment of HSR/Caltrain in Palo Alto.
2. The City’s preferred vertical alignment of fixed rail in Palo Alto is below grade.
3. All neighborhoods in Palo Alto affected by HSR/Caltrain should be treated with equal
consideration with respect to vertical alignment impacts.
3
4. The City believes that the pending program EIR for the Central Valley to San Francisco
portion of HSR is fatally flawed and that the HSR Authority should reopen and
reconsider its decision to use the Pacheco Pass route.
5. The City supports the findings of the Legislative Analyst’s Office, State Auditor and the
HSR Peer Review Committee which question the viability and accuracy of the Authority’s
Business Plan on such matters as the ridership projections, identification of sufficient
and reliable funding sources, project management, and operations of HSR.
6. The City favors legislation which would enable effective implementation of the HSR Peer
Review Committee authorized by AB 3034.
7. Palo Alto supports transit and urban design solutions that will be compatible with our
economic development strategies, transportation goals, and vision of the transit
corridor within our boundaries; HSR/Caltrain needs to complement the goals and
strategies of our Comprehensive Plan.
8. Palo Alto supports the use of the Context Sensitive Solutions related to HSR and Caltrain
that is effectively funded and implemented by the Authority.
9. The High Speed Rail Authority should provide sufficient funding to affected Cities to
allow them to hire experts to study reports requiring feedback and sufficient outreach
to the community to capture their concerns and suggestions.
10. Proposed changes to the Caltrain corridor by either the Authority or Caltrain should
provide realistic renderings of the various alternatives and also provide simulations that
would help to provide an understanding of the sound and vibrations.
11. Palo Alto strongly supports Caltrain and the commuter rail service at the present or
improved levels of service.
12. Palo Alto also supports the modernization of Caltrain, and/or as the lead agent for a
phased alignment with but independent of HSR.
13. Palo Alto will work cooperatively with neighboring communities with respect to HSR and
Caltrain issues of mutual concern through vehicles such as the Peninsula Cities
Consortium.
14. Palo Alto expects all current rail crossings to remain active. In the event that the
modernization of Caltrain and/or HSR increases train service from current 2011 levels,
Palo Alto will consider grade separation solutions for the Alma, Churchill, East Meadow,
4
and East Charleston crossings that are effectively funded and implemented by the lead
agency
15. The Guiding Principles of the Committee incorporates by reference Council adopted
written comments to the Authority, the Caltrain Joint Powers Board, and other relevant
agencies. In case of any conflict in policies the most recent language prevails.
Updated: December 19, 2011 (previously updated October 12, 2011 and May 17, 2010)
1
DRAFT
PALO ALTO CITY COUNCIL RAIL COMMITTEE
GUIDING PRINCIPLES
Role and Authority of the Rail Committee
The Palo Alto City Council Rail Committee (Committee) shall advise the City Council (Council) on
high‐speed rail (HSR), Caltrain, and related rail transit matters while providing the community
with appropriate forums for the discussion of such issues.
The Committee shall keep the Council informed on a regular basis.
The Committee shall have the authority to act on behalf of the Council on HSR, Caltrain, and
related rail transit matters when there is not sufficient time to refer a particular issue to the full
Council before action is needed. However, the Committee shall forward their recommendations
to the Council for final action if the Committee determines that it is feasible to do within the
time available. Such actions by the Committee shall include, but not be limited to, advocacy to
the state legislature, the California High Speed Rail Authority (CHSRA), Peninsula Corridor Joint
Powers Board (PCJPB), Congress, and other pertinent governmental agencies. Such actions by
the Committee shall be consistent with the following policies of the City of Palo Alto (City):
Background
In November 2008 California voters approved Proposition 1A, a $9.95 B bond measure, with the
primary purpose of developing HSR service from Los Angeles to San Francisco. Since then, the
CHSRA decided that the route HSR will take from San Jose to San Francisco is through Palo Alto
along the Caltrain corridor.
In April 2012 the Authority approved a revised business plan that sets the initial cost of the
system at approximately $68 B. This cost reflects a reduction in the previously estimated cost
of approximately $98 B for the Los Angeles to San Francisco system but far exceeds the $33 B
cost estimate advertised in Prop. 1A. The reason for this cost saving is due to a change in
design by the CHSRA to a Blended System. The Blended System approach allows the Authority
to operate HSR trains and commuter trains on two‐tracks instead of four.
In the revised business plan, the CHSRA used the same ridership forecast model as it had in the
past and did not address numerous flaws identified by experts who found the CHSRA’s
projections to be unfounded and unreliable. Reliance on the flawed business plan continues a
trend of inconsistent analysis and review by the CHSRA dating back to 2009 as reflected in the
Formatted: Font: Bold, Font color: Red
Deleted:
Deleted: and
Deleted: e
Deleted: full
Deleted: City
Deleted: City
Deleted: HSR Authority
Deleted: Caltrain
Deleted: nearly ten billion
Deleted: dollar
Deleted: the primary purpose of which is to
develop
Deleted: T
Deleted: High Speed Rail Authority (the Authority)
has
Deleted: along the Caltrain right of way (ROW),
including the portion of the ROW that runs through
Palo Alto.
2
numerous revisions to both their business plan and environmental clearance reports since that
time.
Moving forward, the CHSRA has selected the Central Valley as the location for their initial
construction segment (ICS). The ICS represents the first section of grade‐separated HSR track
that will be built in the state but does not include the cost of catenary wires or train sets. In
July 2012 legislation was enacted that allocated approximately $8 B of state and federal money
for construction of the ICS. In addition to funding the ICS, the appropriation also includes
funding for investments in Northern and Southern California commuter rail systems in
anticipation of the future operation of HSR trains on these tracks as part of a Blended System.
Approximately $55 B of unidentified funding remains necessary for completion of the Los
Angeles to San Francisco system assuming that all costs come in at the low end of projections.
Guiding Principles
The City Council therefore, adopts the following Principles to guide its decision making
framework and the actions of the Committee:
The City of Palo Alto believes that the HSR project should be terminated for the following
reasons:
1. The current project fundamentally contradicts the measure presented to the voters under
Prop. 1A in 2008.
2. The Business Plan is fatally flawed and not credible.
In November 2008, the voters passed a bond measure for a HSR project based on:
• Grossly understated construction costs,
• Understated fares and overstated ridership,
• Operating without a government subsidy, and
• A Funding Plan legally required to identify funding sources and achieve environmental
review prior to construction of an Initial Operating Segment (IOS).
Since the revised HSR Business and Funding Plans do not meet the projected ridership, fare, job
creation, and other significant requirements, the City believes that the voters were not given
accurate information during the 2008 election to make an informed decision on a HSR project
for the State of California.
If the State should move forward with the HSR project, the following Guiding Principles shall
apply to the City’s positions on HSR:
1. The City supports a non‐elevated alignment of HSR/Caltrain in Palo Alto.
Deleted: However, the Environmental Impact
Report used by the Authority in making this decision
has been de‐certified per court order. Many issues,
such as the vertical alignment of the HSR, remain
undecided. Recognizing that HSR could have
significant impacts on Palo Alto, the City Council on
May 18, 2009 created an ad hoc High Speed Rail
Subcommittee of four Council Members, (since
changed to a standing committee and renamed the
Rail Committee). The Council also adopted a set of
Guiding Principles which allowed the Committee to
take a variety of actions in the name of the City
without action of the full Council.¶
Subsequently, the Committee‐‐‐ indeed the entire
community‐‐‐ has learned a great deal about HSR
and many HSR related actions have taken place.¶
The Authority has selected the central valley as their
first construction segment which allows for more a
more deliberative and collaborative consideration of
alternatives on the peninsula. Additionally, an
alternative for a limited “blended” rail system along
the Caltrain corridor has been proposed along with
a corresponding limited EIR. This proposal limits the
scale of rail on the peninsula. The Authority in
November 2011 issued its revised Business Plan
showing that the cost of HSR would be $98 billion
dollars. In the revised Business Plan the Authority
used the same ridership forecast model as it had in
the past and did not address numerous flaws
identified by many experts who found the
Authority’s projections to be unfounded and
unreliable. ¶
Deleted: High Speed Rail (HSR) Project
Deleted: is opposed to an
3
2. The City’s preferred vertical alignment of fixed rail in Palo Alto is below grade.
3. All neighborhoods in Palo Alto affected by HSR/Caltrain should be treated with equal
consideration with respect to vertical alignment impacts.
4. The City believes that the Program Environmental Impact Report (EIR) for the Central
Valley to San Francisco portion of HSR is fatally flawed and that the CHSRA should
reopen and reconsider its decision to use the Pacheco Pass route.
5. The City supports the findings of the Legislative Analyst’s Office, State Auditor, and the
HSR Peer Review Committee which question the viability and accuracy of the CHSRA’s
Business Plan on such matters as the ridership projections, the identification of
sufficient and reliable funding sources, project management, and operation of HSR.
6. The City favors legislation which would enable effective implementation of the HSR Peer
Review Committee authorized by AB 3034.
7. Palo Alto supports transit and urban design solutions that will be compatible with our
economic development strategies, transportation goals, and vision of the transit
corridor within our boundaries. HSR/Caltrain needs to complement the goals and
strategies of the City’s Comprehensive Plan.
8. Palo Alto supports the use of the Context Sensitive Solutions process for HSR and
Caltrain that is effectively funded and implemented by the CHSRA.
9. The CHSRA should provide sufficient funding to affected cities to allow them to hire
experts to study reports requiring feedback and sufficient outreach to the community to
capture their concerns and suggestions.
10. Proposed changes to the Caltrain corridor by either the CHSRA or PCJPB should provide
both realistic renderings of the various alternatives and simulations that would help
provide an understanding of the system’s sound and vibration impacts.
11. Palo Alto strongly supports Caltrain and the commuter rail service at the present or
improved levels of service.
12. Palo Alto supports the modernization of Caltrain but whether or not that includes
electrification is still undetermined.
13. Palo Alto supports Caltrain as the lead agency for all system improvements in the
Caltrain corridor.
Deleted: pending p
Deleted: HSR Authority
Deleted:
Deleted: Authority
Deleted: s
Deleted: ;
Deleted: our
Deleted: related to
Deleted: Authority
Deleted: High Speed Rail Authority
Deleted: C
Deleted: Authority
Deleted: Caltrain
Deleted:
Deleted: also provide
Deleted: to
Deleted:
Deleted: s
Deleted: Palo Alto also supports the
modernization of Caltrain, and/or as the lead agent
for a phased alignment with but independent of
HSR.
4
14. Palo Alto will work cooperatively with neighboring communities with respect to HSR and
Caltrain issues of mutual concern through vehicles such as the Peninsula Cities
Consortium.
15. Palo Alto expects all current rail crossings to remain active. In the event that the
modernization of Caltrain and/or HSR increases train service from current 2012 levels,
Palo Alto will consider grade separation solutions for the Alma, Churchill, East Meadow,
and East Charleston crossings that are effectively funded and implemented by the lead
agency.
16. Under no circumstances should HSR or Caltrain be exempted in any way from the
California Environmental Quality Act (CEQA) or the National Environmental Policy Act
(NEPA), including any amendments.
17. Palo Alto strongly supports revisions to the PCJPB governance structure that more
accurately reflect the distribution of Caltrain ridership. Additionally, the PCJPB should
consider making such revisions in congruence with a ballot measure seeking a dedicated
funding source for Caltrain operations, should one occur.
18. The Guiding Principles of the Committee incorporates by reference Council adopted
written comments to the CHSRA, PCJPB, and other relevant agencies. In case of any
conflict in policies the most recent language prevails.
Updated: December 19, 2011 (previously updated October 12, 2011 and May 17, 2010)
Deleted: 1
Deleted:
Deleted: Authority
Deleted: the Caltrain Joint Powers Board
Deleted:
1
DRAFT
PALO ALTO CITY COUNCIL RAIL COMMITTEE
GUIDING PRINCIPLES
Role and Authority of the Rail Committee
The Palo Alto City Council Rail Committee (Committee) shall advise the City Council (Council) on
high‐speed rail (HSR), Caltrain, and related rail transit matters while providing the community
with appropriate forums for the discussion of such issues.
The Committee shall keep the Council informed on a regular basis.
The Committee shall have the authority to act on behalf of the Council on HSR, Caltrain, and
related rail transit matters when there is not sufficient time to refer a particular issue to the full
Council before action is needed. However, the Committee shall forward their recommendations
to the Council for final action if the Committee determines that it is feasible to do within the
time available. Such actions by the Committee shall include, but not be limited to, advocacy to
the state legislature, the California High Speed Rail Authority (CHSRA), Peninsula Corridor Joint
Powers Board (PCJPB), Congress, and other pertinent governmental agencies. Such actions by
the Committee shall be consistent with the following policies of the City of Palo Alto (City):
Background
In November 2008 California voters approved Proposition 1A, a $9.95 B bond measure, with the
primary purpose of developing HSR service from Los Angeles to San Francisco. Since then, the
CHSRA decided that the route HSR will take from San Jose to San Francisco is through Palo Alto
along the Caltrain corridor.
In April 2012 the Authority approved a revised business plan that sets the initial cost of the
system at approximately $68 B. This cost reflects a reduction in the previously estimated cost
of approximately $98 B for the Los Angeles to San Francisco system but far exceeds the $33 B
cost estimate advertised in Prop. 1A. The reason for this cost saving is due to a change in
design by the CHSRA to a Blended System. The Blended System approach allows the Authority
to operate HSR trains and commuter trains on two‐tracks instead of four.
In the revised business plan, the CHSRA used the same ridership forecast model as it had in the
past and did not address numerous flaws identified by experts who found the CHSRA’s
projections to be unfounded and unreliable. Reliance on the flawed business plan continues a
trend of inconsistent analysis and review by the CHSRA dating back to 2009 as reflected in the
2
numerous revisions to both their business plan and environmental clearance reports since that
time.
Moving forward, the CHSRA has selected the Central Valley as the location for their initial
construction segment (ICS). The ICS represents the first section of grade‐separated HSR track
that will be built in the state but does not include the cost of catenary wires or train sets. In
July 2012 legislation was enacted that allocated approximately $8 B of state and federal money
for construction of the ICS. In addition to funding the ICS, the appropriation also includes
funding for investments in Northern and Southern California commuter rail systems in
anticipation of the future operation of HSR trains on these tracks as part of a Blended System.
Approximately $55 B of unidentified funding remains necessary for completion of the Los
Angeles to San Francisco system assuming that all costs come in at the low end of projections.
Guiding Principles
The City Council therefore, adopts the following Principles to guide its decision making
framework and the actions of the Committee:
The City of Palo Alto believes that the HSR project should be terminated for the following
reasons:
1. The current project fundamentally contradicts the measure presented to the voters under
Prop. 1A in 2008.
2. The Business Plan is fatally flawed and not credible.
In November 2008, the voters passed a bond measure for a HSR project based on:
• Grossly understated construction costs,
• Understated fares and overstated ridership,
• Operating without a government subsidy, and
• A Funding Plan legally required to identify funding sources and achieve environmental
review prior to construction of an Initial Operating Segment (IOS).
Since the revised HSR Business and Funding Plans do not meet the projected ridership, fare, job
creation, and other significant requirements, the City believes that the voters were not given
accurate information during the 2008 election to make an informed decision on a HSR project
for the State of California.
If the State should move forward with the HSR project, the following Guiding Principles shall
apply to the City’s positions on HSR:
1. The City supports a non‐elevated alignment of HSR/Caltrain in Palo Alto.
3
2. The City’s preferred vertical alignment of fixed rail in Palo Alto is below grade.
3. All neighborhoods in Palo Alto affected by HSR/Caltrain should be treated with equal
consideration with respect to vertical alignment impacts.
4. The City believes that the Program Environmental Impact Report (EIR) for the Central
Valley to San Francisco portion of HSR is fatally flawed and that the CHSRA should
reopen and reconsider its decision to use the Pacheco Pass route.
5. The City supports the findings of the Legislative Analyst’s Office, State Auditor, and the
HSR Peer Review Committee which question the viability and accuracy of the CHSRA’s
Business Plan on such matters as the ridership projections, the identification of
sufficient and reliable funding sources, project management, and operation of HSR.
6. The City favors legislation which would enable effective implementation of the HSR Peer
Review Committee authorized by AB 3034.
7. Palo Alto supports transit and urban design solutions that will be compatible with our
economic development strategies, transportation goals, and vision of the transit
corridor within our boundaries. HSR/Caltrain needs to complement the goals and
strategies of the City’s Comprehensive Plan.
8. Palo Alto supports the use of the Context Sensitive Solutions process for HSR and
Caltrain that is effectively funded and implemented by the CHSRA.
9. The CHSRA should provide sufficient funding to affected cities to allow them to hire
experts to study reports requiring feedback and sufficient outreach to the community to
capture their concerns and suggestions.
10. Proposed changes to the Caltrain corridor by either the CHSRA or PCJPB should provide
both realistic renderings of the various alternatives and simulations that would help
provide an understanding of the system’s sound and vibration impacts.
11. Palo Alto strongly supports Caltrain and the commuter rail service at the present or
improved levels of service.
12. Palo Alto supports the modernization of Caltrain but whether or not that includes
electrification is still undetermined.
13. Palo Alto supports Caltrain as the lead agency for all system improvements in the
Caltrain corridor.
4
14. Palo Alto will work cooperatively with neighboring communities with respect to HSR and
Caltrain issues of mutual concern through vehicles such as the Peninsula Cities
Consortium.
15. Palo Alto expects all current rail crossings to remain active. In the event that the
modernization of Caltrain and/or HSR increases train service from current 2012 levels,
Palo Alto will consider grade separation solutions for the Alma, Churchill, East Meadow,
and East Charleston crossings that are effectively funded and implemented by the lead
agency.
16. Under no circumstances should HSR or Caltrain be exempted in any way from the
California Environmental Quality Act (CEQA) or the National Environmental Policy Act
(NEPA), including any amendments.
17. Palo Alto strongly supports revisions to the PCJPB governance structure that more
accurately reflect the distribution of Caltrain ridership. Additionally, the PCJPB should
consider making such revisions in congruence with a ballot measure seeking a dedicated
funding source for Caltrain operations, should one occur.
18. The Guiding Principles of the Committee incorporates by reference Council adopted
written comments to the CHSRA, PCJPB, and other relevant agencies. In case of any
conflict in policies the most recent language prevails.
Updated: December 19, 2011 (previously updated October 12, 2011 and May 17, 2010)