HomeMy WebLinkAboutStaff Report 3021
City of Palo Alto (ID # 3021)
City Council Staff Report
Report Type: Consent Calendar Meeting Date: 7/16/2012
July 16, 2012 Page 1 of 2
(ID # 3021)
Summary Title: Reappropriations to Council
Title: Approval of Fiscal Year 2012 Reappropriation Requests to be Carried
Forward into Fiscal Year 2013
From: City Manager
Lead Department: Administrative Services
Recommendation
Staff recommends that the Council approve the Fiscal Year 2012 reappropriations to be carried
forward into Fiscal Year 2013 (Attachment A).
When the Fiscal Year 2012 audit is complete, as we always do, staff will return to Council in
December 2012 with the Comprehensive Annual Financial Report (CAFR) for confirmation of
these reappropriations.
Background
As a part of the fiscal year-end process, staff reviews the City’s unencumbered and unspent
appropriations of the fiscal year just ended, along with the City’s spending plans. Encumbered
amounts are those subject to the legal claims of other parties due to contractual obligations
(for example, commitments made through purchase orders). The City has a process for carrying
forward encumbrances.
However, each year there are a small number of important projects the City carries forward
into the next year with unencumbered funds. The reappropriations process is used for these
projects. Although the Municipal Code also requires that the Council provide final approval at
mid-year, once the accounting books are closed, the Council must provide a preliminary
approval at this time to allow the reappropriations to move forward,. In 1995, the Municipal
Code was amended to allow the Council to preliminarily approve the reappropriations (Chapter
2.28, Section 2.28.090) because projects may need funding in the first part of the fiscal year.
The Municipal Code also states that unless amended by Council, the appropriations of capital
improvement funds for project expenditures shall continue in full force and effect until the
purpose for which each was made has been accomplished or abandoned. The purpose of any
capital appropriation is deemed abandoned if two years pass without any expenditure from the
appropriation.
July 16, 2012 Page 2 of 2
(ID # 3021)
Discussion
As noted above, the Municipal Code allows the “preliminary” approval of reappropriations as
long as final approval is included with the normal year-end closing ordinance. The preliminary
reappropriation action allows for an early review of uncommitted funds in a just-concluded
fiscal year. Attachment A identifies those reappropriation requests that staff recommends for
preliminary approval. Included are capital projects that have had no expenditures within the
last two years.
Resource Impact
The requested items have been previously reviewed and approved by City Council as part of the
Fiscal Year 2012 budget process. Staff has determined that sufficient funds exist to allow for the
approval of the attached Fiscal Year 2012 reappropriations list (Attachment A). General Fund
proposed operating budget reappropriations total $1,017,394. Enterprise Fund proposed
operating budget reappropriations total $1,926,688 and Internal Service Fund proposed
operating budget reappropriations total $343,064. Reappropriations for capital projects total
$8,936,212.
Policy Implications
This recommendation is consistent with adopted Council policy.
Environmental Review
The action recommended is not a project for the purposes of the California Environmental
Quality Act.
Attachments:
Attachment A: Reappropriations attachment (DOC)
Attachments:
Attachment A: Reappropriations attachment (DOC)
Prepared By: Sherry Nikzat, Senior Financial Anlyst
Department Head: Lalo Perez, Chief Financial Officer
City Manager Approval: ____________________________________
James Keene, City Manager
Page 1 of 7
FY 2012 REAPPROPRIATION REQUESTS
SUMMARY OF REQUESTS
Total Requests Total Recommended
GENERAL FUND $1,017,394 $1,017,394
ENTERPRISE FUND $1,926,688 $1,926,688
INTERNAL SERVICE FUND $343,064 $343,064
CAPITAL IMPROVEMENT
PROJECTS $5,649,066 $5,649,066
TOTAL $8,936,212 $8,936,212
$
AMOUNT INTENDED USE
COMMENTS/REASONS
FOR NOT COMPLETING IN FY 2012 STATUS
City Manager’s Office
$162,300 Office/space
reconfigurations in City
Hall
This reappropriation is requested to carry over
unused Fiscal Year 2012 City Manager
contingency to the City Manager’s Fiscal Year
2013 contingency. The request will be used to
continue needed space/office planning and
office reconfigurations to improve public
counter, general operations and meeting spaces
in City Hall.
Recommended $162,300: This
request is funded by unused Fiscal
Year 2012 City Manager
Contingency Funds and there is
sufficient balance that can be
reappropriated.
Administrative Services
$59,545 Cost of services study This reappropriation is being requested to
continue the cost of services study initiated in
Fiscal Year 2012. A consultant was hired to
update the cost allocation plan, municipal fee
schedule, and development impact fees. Part
of that work is now complete, some still
remains to be completed.
Recommended $59,545. There is
sufficient balance in the Fiscal Year
2012 budget that can be
reappropriated.
Community Services
$8,491 Children’s Theater This reappropriation is requested to carry forward
the remaining, unused portion of a donation.
Recommended $8,491. There is
sufficient balance in the Fiscal
Year 2012 budget that can be
reappropriated.
Library
$3,250
Parenting Program This reappropriation is requested to carry
forward the remaining, unused portion of a
federal grant. The grant funds the Parenting
Program Series at the Palo Alto City Library.
Funds will be spent on speaker fees and
supplies for lectures and workshops given by
parenting experts.
Recommended $3,250. There is
sufficient balance in the Fiscal Year
2012 budget that can be
reappropriated
Attachment A
Page 2 of 7
$
AMOUNT INTENDED USE
COMMENTS/REASONS
FOR NOT COMPLETING IN FY 2012 STATUS
$100,000 Mitchell Park This reappropriation is requested to carry
forward the unused portion of a gift from the
Palo Alto Library Foundation for the purchase
of library collection materials (Staff Report
2258; BAO 5137). Materials will be purchased
close to the time of the library opening,
providing customers with the most current
productions and publications.
Recommended $100,000. There is
sufficient balance in the Fiscal Year
2012 budget that can be
reappropriated
Planning and Community Environment
$105,373 Development Center
Blueprint Process This reappropriation is being requested for
furnishings for implementation of the
Development Center Blueprint Process. In FY
2012, Staff Report 2364 and BAO 5134 increased
the budget for the Blueprint Process by $155,639
for workstations, carpeting, and furniture moving.
Shortly thereafter, the approval of Staff Report
2389 authorized the rent of the second floor of
the Development Center. To maximize
purchasing power and end up with more cohesive
functionality, furnishing and carpeting was
delayed until second floor plans could be made.
Reappropriations of these funds will be combined
with an expected request for funding to complete
furnishing the second floor.
Recommended $105,373. There
is sufficient balance in the Fiscal
Year 2012 budget that can be
reappropriated.
Public Safety
$88,435 Fire - Uniforms and
protective gear
This reappropriation is requested for uniforms
and protective gear for the new staff hires. Upon
review of the Fire budget, the Office of
Management and Budget did not recommend
Fire’s request for a midyear budget amendment in
Fiscal Year 2012 and requested that Fire instead
release budget from an over-budgeted contract.
Because the contract budgeting was released too
late in the Fiscal Year to encumber, this budget
needs to be reappropriated.
Recommended $88,435. There is
sufficient balance in the Fiscal
Year 2012 budget that can be
reappropriated.
$490,000 Office of Emergency
Services
This reappropriation is to reappropriate unused
budget from Fiscal Year 2012 approved for the
establishment of an Office of Emergency
Services (OES). The Director of OES was hired
halfway through Fiscal Year 2012, allowing only
six months to staff the office and undertake
program plans. Recruitment is currently
underway to provide capacity for project
management. Projects are expected to include:
sustainable power for generator; backup data
links; solar powered WiFi links; emergency
management software and systems; voice and
data systems in support of PAPD
communications and regional projects; GIS entry
of infrastructure and key resources; new
computer systems; vulnerability assessment.
Recommended $490,000. There
is sufficient balance in the Fiscal
Year 2012 budget that can be
reappropriated
Public Works Department- Storm Drainage Fund
Page 3 of 7
$
AMOUNT INTENDED USE
COMMENTS/REASONS
FOR NOT COMPLETING IN FY 2012 STATUS
$40,631 Storm Drain Innovative
Improvements
This reappropriation is being requested for
innovative storm drain improvements. These
funds must be reappropriated because they were
specifically earmarked for innovative storm drain
improvements per the 2005 Storm Drainage
ballot measure approved by Palo Alto property
owners. These funds have been budgeted for a
stormwater rebate program that offers incentives
to residents and businesses to reduce stormwater
runoff.
Recommended $40,631. There is
sufficient balance in the Fiscal
Year 2012 budget that can be
reappropriated.
Utilities Department- Electric Fund
$1,886,057 Electric Efficiency
loans
Council approved a multi-year program to be
funded from the Calaveras Reserve (CMR
430:09). Beginning in Fiscal Year 2011, this
program was to be used for four years to provide
no interest loans to Palo Alto businesses that are
implementing electric energy efficiency projects.
The program continues in Fiscal Year 2013.
Recommended $1,886,057. There
is sufficient balance in the Fiscal
Year 2012 budget that can be
reappropriated
Information Technology
$140,879 Server replacement and
network monitoring
The reappropriation is being requested for server
replacement and a network monitoring
application. Due to some unanticipated
problems, these funds did not get encumbered in
a timely manner to be able to move forward into
the next Fiscal Year. Recent server problems
have caused significant delays to city operations
underscoring the critical nature of this need.
Recommended $140,879. There
is sufficient balance in the Fiscal
Year 2012 budget that can be
reappropriated.
$97,674 Wireless connectivity This is the remaining balance of the $104,000
amount granted midyear for wireless access
points. Due to timing, this project was not
completed in Fiscal Year 2012.
Recommended $97,674. There is
sufficient balance in the Fiscal
Year 2012 budget that can be
reappropriated.
$104,511 Public Safety Mobile
Systems
This reappropriation is requested to cover: the
costs of moving to a new wireless provider with a
more secure platform in order to meet the
requirements of the U.S. Department of Justice
for public safety mobile systems; installing
monitors for Councilmembers in Council
Chambers; the purchase of a Project
Management application for the reporting,
diagnostics, and managing of various projects;
and, 10 Track-It software licenses and Change
Management module for the tracking of work
orders and inventory. These activities were not
completed in Fiscal Year 2012 due to workload
issues.
Recommended $104,511. There
is sufficient balance in the Fiscal
Year 2012 budget that can be
reappropriated.
Page 4 of 7
CAPITAL IMPROVEMENT PROJECTS (CIP)
CIP
$
AMOUNT INTENDED USE
COMMENTS /REASONS
FOR NOT COMPLETING IN FY 2012 STATUS
Police Department- Technology Fund
TE-11002 $305,535 Police Mobile
In-Car Video
System
Replacement
This reappropriation is being requested
for the replacement of the mobile in-car
video system deployed in all of the
police patrol cars. The current system is
over five years old and is at the end of
its lifecycle. Newer technology with
better resolution and enhanced storage
and retrieval capabilities is available.
The system was not replaced during FY
2012 because staff was managing
competing priorities and multiple
projects. The initial product evaluation
process has been started and several
demonstrations have been evaluated in
the vehicles.
Recommended $305,535. There is
sufficient balance in the Fiscal Year 2012
budget that can be reappropriated.
Public Works Department- Capital Projects Fund
PF-09000 $100,000 Children’s
Theater
Improvements
This reappropriation is being requested
to replace or upgrade mechanical and
electrical systems, and replace building
finishes at the Children’s Theater. The
project was not completed in FY 2012
due to staff workload constraints. A
consultant will be hired to design the
improvements in Summer 2012.
Recommended $100,000. There is
sufficient balance in the Fiscal Year 2012
budget that can be reappropriated.
Community Services Department- Capital Projects Fund
OS-09002 $175,000 Baylands
Emergency
Access Levee
Repair
This reappropriation is being requested
to restore the width and height of the
earthen flood levee between Harbor
Road near the Baylands Nature Center
and the perimeter levee of the airport to
6 inches above its original height. This
project was delayed to coincide with the
San Francisquito Creek Joint Powers
Authority’s flood control project.
However, as the timing of the JPA’s
project is still undetermined, staff will
move forward with the Baylands levee
repair in FY 2013 separately.
Recommended $175,000. There is
sufficient balance in the Fiscal Year 2012
budget that can be reappropriated.
PG-11002 $250,000 Monroe Park
Improvements
This reappropriation is being requested
to provide necessary upgrades to
pathways, benches, trash and recycling
receptacles and play equipment at
Monroe Park. Due to various
unforeseen emergency repair projects in
FY 2012, this project was not
completed. Improvements will include
the renovation of existing playground to
comply with ADA standards.
Recommended $250,000. There is
sufficient balance in the Fiscal Year 2012
budget that can be reappropriated.
Page 5 of 7
CAPITAL IMPROVEMENT PROJECTS (CIP)
CIP
$
AMOUNT INTENDED USE
COMMENTS /REASONS
FOR NOT COMPLETING IN FY 2012 STATUS
AC-
09001
$100,000 Replacement of
Children’s
Theater Audio
and Visual
Monitoring
Systems
This reappropriation is being requested
to replace the non-functioning Children
Theater audio and visual monitoring
systems, and expand the monitoring
systems to the Wang Library/Rehearsal
Hall and the Magic Castle Stage. The
project will include an audio and video
monitoring system, paging system, and
intercom system. This project was not
completed in FY 2012 due to staffing
shortages. The project is now expected
to be completed by January 2013.
Recommended $100,000. There is
sufficient balance in the Fiscal Year 2012
budget that can be reappropriated.
AC-
09002
$200,000 New Sound
System for Lucie
Stern
Community
Theater
This reappropriation is being requested
to provide a new sound system that
includes sound mixer, house speakers
(including a new center luster), audio
snake system to connect the booth and
the right back-of-house, amplifiers,
audio patch for microphones and
speakers, hard drive audio
editing/storage unit and CD
recorder/player, and monitor speakers in
the costume shop and rehearsal hall.
This project was not completed in FY
2012 due to scheduling conflicts and
staffing shortages. The project is now
expected to be completed by November
2012.
Recommended $200,000. There is
sufficient balance in the Fiscal Year 2012
budget that can be reappropriated.
Information Technology Department- Technology Fund
TE-07006 $95,694 SAP Continuous
Improvement
This reappropriation is being requested
to support a comprehensive security
assessment and to implement the City
Auditor’s recommendations related to
the security of the City’s information
systems. Staff worked on security audit
recommendations in FY 2012, and
additional work to be performed in FY
2013 requires the attention of the newly
hired Information Security Manager.
Recommended $95,694. There is
sufficient balance in the Fiscal Year 2012
budget that can be reappropriated.
TE-01012 $578,337 IT Disaster
Recovery Plan
This reappropriation is being requested
to provide the means to promptly
resume mission critical and business
operations should a natural disaster
occur that renders the City’s primary
computer system infrastructure
inoperable. The project was not
addressed in FY 2012 due to a lack of
resources and other competing priorities.
With the hiring of the Information
Security Manager, the project will be
initiated in FY 2013 and is expected to
be a multi-year project.
Recommended $578,337. There is
sufficient balance in the Fiscal Year 2012
budget that can be reappropriated.
Page 6 of 7
CAPITAL IMPROVEMENT PROJECTS (CIP)
CIP
$
AMOUNT INTENDED USE
COMMENTS /REASONS
FOR NOT COMPLETING IN FY 2012 STATUS
Administrative Services Department- Capital Projects Fund
AS-10001 $100,000 Sustainability
Contingency
This reappropriation is being requested
to provide funding for elements of
General Fund CIP projects that meet the
criteria for Sustainability. This project
will be used for specific measures that
are either cost-effective, resource-
efficient projects or sustainability
measures identified under nationally
recognized standards. Funding will be
transferred out from this project into the
qualifying project.
Recommended $100,000. There is
sufficient balance in the Fiscal Year 2012
budget that can be reappropriated.
Utilities Department- Water Fund
WS-
11001
$275,000 Vacuum
Excavation
Equipment
This reappropriation is being requested
for the purchase of a new vacuum
excavation machine for new water
service installations. This purchase will
include all auxiliary equipment to
provide keyhole excavation and
minimize pavement disruption
associated with service line installations.
The equipment purchase requires
specifications from Fleet staff
acceptance by WGW Operations, and
review by the Fleet Review Committee.
These processes are expected to occur in
FY 2013.
Recommended $275,000. There is
sufficient balance in the Fiscal Year 2012
budget that can be reappropriated.
Utilities Department- Wastewater Collection Fund
WC-
11000
$3,119,500 Wastewater
Collection
Rehabilitation /
Augmentation
Project 24
This reappropriation is being requested
to implement high priority rehabilitation,
augmentation, and lateral replacement
work, which reduces inflow of rainfall
and ground water into the collection
system. This project was delayed due to
the cross-bore inspection project which
took priority over wastewater CIP
projects.
Recommended $3,119,500. There is
sufficient balance in the Fiscal Year 2012
budget that can be reappropriated.
Utilities Department- Technology Fund
TE-11003 $150,000 Recurring Credit
Card Payments
This reappropriation is being requested
to implement recurring credit card
payments in the Utilities online
customer service program. Resources
were not available to implement the
project in FY 2012. The recurring credit
card feature will lower transaction fees
for credit card processing.
Recommended $150,000. There is
sufficient balance in the Fiscal Year 2012
budget that can be reappropriated.
Page 7 of 7
CAPITAL IMPROVEMENT PROJECTS (CIP)
CIP
$
AMOUNT INTENDED USE
COMMENTS /REASONS
FOR NOT COMPLETING IN FY 2012 STATUS
TE-11005 $200,000 Implementation
of New Utility
Rate Structures
This reappropriation is being requested
to reconfigure Pitney Bowes bill print
software to allow new rate structures
and time differentiated pricing. The
project also includes the development of
a customized bill design for time-of-use
customers. Resources were not
available to implement the project in FY
2012.
Recommended $200,000. There is
sufficient balance in the Fiscal Year 2012
budget that can be reappropriated.