HomeMy WebLinkAbout2003-12-09 City Council (4)City of Palo Alto
City Manager’s Report
TO:HONORABLE CITY COUNCIL
ATTENTION: POLICY AND SERVICES COMMITTEE
FROM:CITY MANAGER DEPARTMENT: PLANNING AND
COMMUNITY ENVIRONMENT
DATE:
SUBJECT:
DECEMBER 9, 2003
PRESERVATION INCENTIVES FOR
STRUCTURES
CMR:555:03
CITY-OWNED HISTORIC
RECOMMENDATION
Staff supports the implementation of a City-owned Historic Building Incentive Program,
as described by City Attorney in the attached memorandum.
DISCUSSION
At the request of the Director of Planning and Community Environment, Interim City
Attorney Wynne Furth prepared the attached memorandum outlining the legal issues
related to the implementation of a historic preservation incentive program for City-owned
structures. The legal analysis concludes that the City can convey development potential
inherent in City-owned historic structures. Staff recommends that the Policy and
Services Committee members consider the following issues:
Creating a Historic Preservation Incentive Program for City-owned structures is
the first step in implementing a citywide program. Initiating the program
specifically for City-owned structures will assist in issue identification that could
streamline the implementation of the citywide program in the future.
Transferring development potential should be limited to the Downtown Area and
should remain within the floor area ratio cap. Downtown has the development
pattern and infrastructure to accommodate development credit from outlying sites.
Particularly with the recent increase in available public parking, transferring
CMR:555:03 Page 1 of 2
development potential may ensure full utilization of the City’s investment in its
Downtown infrastructure.
o While the much of the City’s character rests in its historic buildings, the publicly-
owned structures are especially valuable to the community as a whole.
Leveraging resources to stabilize and enhance public historic buildings ensures
that these structures remain as permanent fixtures in the City’s character. An
incentive program, as suggested, is a creative means to increasing the City’s
commitment to maintaining its infrastructure without sacrificing other necessary
infrastructure improvements.
ATTACHMENTS
Attachment 1: Memo from Wynne Furth, Interim City Attorney, dated December 4,
2003
Prepared by:
S(~phen Emslie, Director of Planning and Community Environment
Department Approval:/S4FI~’~LpI_t~N E M)~’IE~-
Director of Plgnnin~, and Community Environment
City Manager Approval:
HARRISON
Assistant City Manager
CMR:555:03 Page 2 of 2
Office Memorandum
Office of the City Attorney
City of Palo Alto
DATE:
TO:
FROM:
RE:
December 4, 2003
Steve Emslie, Director of Planning and
Community Environment
Wynne Furth, Interim City Attorney,/
Preservation Incentives for City-owned Historic
Structures
In response to inquiries from the public, you have asked
our office to look into possible expansion of the City’s existing
historic and seismic preservation ~density bonus" program on a
limited basis to City-owned historic structures, particularly those
that are eligible for listing on the National Register of Historic
Places. We have examined the City’s existing density bonus
program, and the associated transfer (~TDR") program, relevant
Comprehensive Plan policies, the South of Forest Area Coordinated
Area Plan, and other City documents in order to make some
preliminary recommendations to you. We have also consulted with
members of the City’s planning staff and developers who have made
use of the City’s existing program. Our goal was to suggest
programs that are legal, relatively simple to adopt and administer,
and supportive of the City’s adopted policy goals.
Background
Goal 7 of the 1998-2010 Comprehensive Plan is the
"conservation and preservation of Palo Alto’s historic buildings,
sites and districts." Among the implementing policies and programs
are:
Encourage public and private upkeep and
preservation of resources that have historic merit.
... (Policy L-51)
Encourage the preservation of significant historic
resources owned by the City of Palo Alto. Allow
such resources to be altered to meet contemporary
needs, provided that the preservation standards
adopted by the City Council are satisfied. (Policy
L-52)
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OFFICE MEMORANDUM, cont.
Steve Emslie, Director of Planning and
Community Environment
December 4, 2003
Page 2
Preservation Incentives
Structures
for City-owned Historic
Continue to use a TDR Ordinance to allow transfer
of development rights from designated buildings of
historic significance in the Commercial Downtown
(CD) zone to non-historic receiver sites in the CD
zone. Planned Community (PC) zones properties in
the Downtown also qualify for this program.
(Program L-60)
Develop incentives for the retention and
rehabilitation of buildings with historic merit in
all zones. (Program L-57)
Encourage and assist owners of historically
significant buildings in finding ways to adapt and
restore these buildings, including participation in
state and federal tax relief programs. (Program
L-64)
Commercial Properties vs. City-Owned Properties
As recognized in Program L-57, both the state and federal
government have provided tax incentives which may cover a
significant percent of the costs of historic rehabilitation for
commercial structures. However, since the City pays neither income
taxes nor real property taxes,I City-owned historic buildings
cannot benefit from these programs. For example, the Mills Act,
which provides a reduction in annual property taxes in return for a
preservation covenant, is of no use when the properties are already
exempt from real property taxes. Furthermore, this program reduces
the general revenues of both the City and other local agencies,
most notably the Palo Alto Unified School District. The tax credit
programs sponsored by the federal government similarly are of
little or no use to the income tax-exempt City. In areas such as
the provision of low-income housing, public agencies can partner
with for profit "tax credit investors." We have not located any
comparable program for historic preservation. Even if it were
feasible to lobby for such a new tax break, the City may not wish
1 When City property is leased, the tenant’s leasehold may be
subject to real property taxes in some cases.
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OFFICE MEMORANDUM, cont.
Steve Emslie, Director of Planning and
Community Environment
December 4, 2003
Page 3
RE:Preservation Incentives
Structures
for City-owned Historic
to do so at a some of significant budget shortfalls and deficit
spending at both the state and federal leve!. Therefore,
implementation of Program L-64 for City-owned historic buildings
requires a different approach.
Residential v. Non-Residential Buildings
The vast majority of buildings in Palo Alto are single-
family residences. Some of these are eligible for the National
Register of Historic Places and a larger group is eligible for the
California Register of Historic Resources. In 1999, after several
years of study and interim ordinances, the City Council passed a
comprehensive program for preservation of historic homes. This
ordinance established a number of incentives for voluntary
preservation of privately-owned historic buildings, including
floor-area allowances greater than similarly sized lots without
historic homes. However, the ordinance was rejected by the voters.
Council gave instructions to the Planning Division to return with a
program of voluntary preservation incentives. This memorandum does
not try to address that much larger issue, focusing instead on the
much smaller number of buildings owned by the City itself.
Transfer of Development Rights Program
In 1986, when rezoning the Commercial Downtown (CD) area,
the City established a program to grant floor area bonuses to
encourage seismic and historic rehabilitation of buildings.
(Ordinance No. 3696). The size of the bonus was based on the size
of the building: the greater of 25% of the existing above-ground
floor area, or 2,500 square feet. In time, it became apparent
that for many historic buildings, it would be better not to use the
~bonus floor area" on site. A transferable development rights
ordinance was established in 1997 to permit buildings that were
eligible for a bonus to transfer it, providing an incentive for
rehabilitation of historic buildings that could not easily use a
bonus on the same site. Prior to that, a TDR program existed in
the Comprehensive Plan, but was not used frequently due to the
cumbersome process required to transfer bonuses. The current
program has been used several times. It permits bonuses to be
transferred within the Downtown district and restricts the floor
area ratio that may be achieved using bonuses to 2:1 in the CD-S
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OFFICE MEMORANDUM, cont.
Steve Emslie, Director of Planning and
Community Environment
December 4, 2003
Page 4
RE:Preservation Incentives for
Structures
City-owned Historic
and CD-N districts, and 3:1 in the CD-C district.
receiver sites are any Downtown non-historic site.
Adapting the TDR Program to Historic
Preservation of City-Owned Buildings
Eligible
If the City wishes to adopt a TDR program for
preservation of city-owned historic buildings, among the issues to
be decided are:
i.Which buildings should be eligible "senders?"
Any sender buildings must at a minimum be formally
identified as historic resources. The most widely recognized
method for doing this is listing a structure either on the Nationa!
Register of Historic Buildings or the California Register of
Historic Resources. Palo Alto also maintains its own inventory of
historic buildings. Some City-owned buildings have been previously
identified as eligible for listing through an environmental review
process. For example, the Children’s Library was identified as a
historic building during the Library Bond Measure planning process.
A sender building must also be one that the City Council
identifies as suitable for essentially permanent maintenance in a
manner consistent with the Secretary of the Interior’s Guidelines.
The fact that a building is listed on the National Register neither
requires nor guarantees its preservation. Selling TDRS would
change this. Therefore, the City Counci! must determine under what
circumstances this substantial limitation on the City’s right to
alter the building or use of the site in the future is appropriate.
We believe this determination could be made by the City Council on
a case-by-case basis, once the general program was adopted.
Alternatively, the eligible site or sites could be part of the
enabling ordinance.
2.What bonus formula is appropriate?
The City’s existing formula has the advantage of being
tested with previous use and generally understood in the
development-community. We favor extending existing formulas rather
than inventing new ones whenever appropriate. (See 2003 Auditor’s
031204 syn 0091384
OFFICE MEMORANDUM, cont.
Steve Emslie, Director of Planning and
Community Environment
December 4, 2003
Page 5
RE:Preservation Incentives for City-owned Historic
Structures
Report.) However, further study by your department is advisable.
The existing formula is intended to operate for private investors,
not a public agency. A complicating factor is the recent creation
of a new kind of TDR, the SOFA2 TDR, which can only be used to
create housing.
3.Which sites should be eligible ~receiver" sites?
The City’s existing TDR program identifies eligible
receiver sites and will be amended to implement the provisions of
the South of Forest Area Coordinated Area Plan Phase 2. A policy
issue will be whether the same definition of eligible receiver
sites is appropriate. Again, we favor simplicity. In the planning
analysis of this proposal, a basic question issue is how many new
TDRs should the City create so that it advances the goal of
preserving important City-owned public resources without
unintentionally jeopardizing its program for the preservation of
private property. A related issue is whether these TDRs should
carry parking exemption with them, be confined to certain areas, or
be limited to certain uses, e.g. housing but not office.
5.How should these TDRs be marketed?
Existing TDR transfers are private transactions and
often involve two sites owned by the same person. This permits
coordinated planning, since our rules require that the historic
restoration work be done before the development rights transfer.
However, this may not make sense for City-owned buildings. First,
the proceeds of the TDR would be intended to fund the preservation
or restoratio work and the City cannot borrow in the same manner as
a private investor. Second, the City is a regulator, with the
power to determine if TDRs can in fact be used on a particular
site.
The City’s existing TDR programs specify that the program
can go away at any future time; there is no guarantee that the TDR
can be used. This leads to the current practice of getting a
~development approval before paying for TDRs. If the City is to
sell TDRs, it must be able to guarantee their future utility for
some period of time. To do this, it would need to execute a
development agreement with the TDR purchaser. In that case, it may
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OFFICE MEMORANDUM, cont.-
Steve Emslie, Director of Planning and
Community Environment
December 4, 2003
Page 6
Preservation Incentives for City-owned Historic
Structures
be important to identify a future site where their use is
guaranteed.
How would the City guarantee preservation of its own
property as a historic resource?
The current City council cannot bind the hands of future
City Councils absent an agreement with a third-party. We require
privately-owned sender sites to grant the City a conservation
easement giving it the right to sue (and recover costs) if the
property is not maintained in a manner consistent with the
Secretary of the Interior’s Guidelines. The City cannot grant a
conservation easement to itself. However, it can grant one to an
independent nonprofit dedicated to advancing historic preservaiton.
A similar approach is commonly used to ensure long-term
preservation of publicly-owned open spaces.
Next Steps
Although we, and others, have devoted a significant
amount of time to researching a City property TDR program, more
legal research, as well as planing and fiscal analysis, is required
if the City Council wishes to proceed. We would do further
analysis of the fundamental legality of such a program as well as
operational details. Our work to date suggests that such a program
is feasible if the City Council wishes to proceed.
WSF:syn
031204 syn 0091384