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HomeMy WebLinkAboutStaff Report 2371City of Palo Alto (ID # 2371) Finance Committee Staff Report Report Type: Meeting Date: 2/28/2012 February 28, 2012 Page 1 of 37 (ID # 2371) Summary Title: FY 2012 Midyer BAO Title: Finance Committee Recommendation Regarding Adoption of Budget Amendment Ordinance Amending the Budget for Fiscal Year 2012 to Adjust Budgeted Revenues and Expenditures in Accordance with the Recommendations in the Midyear Report From: City Manager Lead Department: Administrative Services Recommendation Staff recommends the Finance Committee recommend to the City Council adoption of: 1)Budget Amendment Ordinance (BAO) (Attachment 1) which includes: a)Proposed midyear adjustments to the Fiscal Year 2012 Budget for the General Fund, Enterprise Funds, Special Revenue Funds, Internal Service Funds, and Capital Improvement Projects Fund (Exhibit A) b)Fiscal Year 2012 Midyear CIP Adjustments (Exhibit B) c)Amendments to the Fiscal Year 2012 Table of Organization (Exhibit C) d)Establishment of Special Revenue Fund for Stanford University Medical Center Development Agreement payments 2)Resolution of the Council of the City of Palo Alto Amending the 2010-2011 Compensation Plan for Management and Professional Adopted by Resolution No. 9156 to Change the Titles of Four Positions and Add One New Position (Attachment 6) The following are attached as informational items; no action is required on these items: 1)General Fund Capital Improvement Program Project Expenditures for Fiscal February 28, 2012 Page 2 of 37 (ID # 2371) Years 2008-2012 (Attachment 2) 2)Fiscal Year 2012 Midyear Capital Improvement Program Projects Status report (Attachment 3) 3)Continuous Capital Projects Expenditures for Fiscal Years 2008-2012 (Attachment 4) 4)Graph depicting General Fund Transfers to Infrastructure Reserve for Fiscal Years 2008-2017 (Attachment 5) 5)Police and Fire Departments Overtime Analysis for Fiscal Years 2007 - 2011 with Fiscal Year 2012 Data through January 12, 2012 (Attachment 7) Executive Summary The documents attached summarize and outline changes to the City’s Fiscal Year 2012 budget. As revenues and expenditures may vary from the original budget plan, changes become necessary. These require amendments to department budgets which Council must review and deny or approve. Midyear adjustments result in a $2.9 million drawdown from the Budget Stabilization Reserve (BSR). It reflects midyear revenue increase of $1.7 million and a $4.8 million increase in expenses. Subsequent to the FY 2012 budget adoption, Council has approved BAOs totaling $1.4 million from the BSR. The BSR balance after proposed midyear adjustments will be $27.1 million, or 18.54 percent of adopted expenditures. This falls within the City’s General Fund Reserve Policy of a minimum of 15 percent and maximum of 20 percent of General Fund operating expenditures. Background This report summarizes changes to the Fiscal Year 2012 Adopted Budget resulting from financial activity through December 31, 2011. Where possible, budget changes are held until the midyear report is presented to Council in an effort to consolidate information and streamline the BAO process. This report is organized by fund with a primary focus on major changes in the General Fund. Financial results and midyear changes for the Enterprise, Internal Service, and Special Revenue Funds are also included in this report. Adjustments, as well as all fund summaries, are included in Attachment 1, Exhibit A. The Midyear CIP Program Project Status report (Attachment 3) provides the Finance Committee with information on the status of the City’s CIP projects as of December 31, 2011. February 28, 2012 Page 3 of 37 (ID # 2371) Discussion Retiree Health Benefits In January 2012, staff presented to Council an updated retiree medical actuarial study with valuation dates as of January 1 and June 30, 2011 (CMR #2432). The actuarial study results are required by Governmental Accounting Standards Board (GASB) Statement no. 45, Accounting and Financial Reporting by Employers for Post-Employment Benefits Other Than Pensions. The updated study results, presented to City Council in January 2012, increases the City’s retiree medical actuarial required contribution (ARC) to $13.4 million, a 39 percent increase between the 2009 and 2011 actuarial studies. Included in the revised ARC is an assumed savings of $0.1 million resulting from recent concessions with the International Fire Fighters Association (IAFF). Details for the cost increase and actuarial assumptions can be found in CMR’s #2432, #2345, and #2180. Citywide, $10.2 million is budgeted in FY 2012 towards the City’s ARC. As a result of the 2011 study, the midyear budget impact is $3.2 million. The General Fund budget impact is $2.3 million, or a 32 percent increase. The following chart depicts the ARC increase by fund type. General Fund February 28, 2012 Page 4 of 37 (ID # 2371) Midyear Financial Report The second quarter shows positive revenue results for the General Fund. The discussion under General Fund Revenue provides detail of the $1.7 million of revenue improvements; a 3.8 percent combined increase in Sales, Property, Transient Occupancy, and Documentary Transfer Taxes. Table 1 summarizes major revenue and expenditure adjustments in the General Fund. Detail for these changes can be found in Attachment 1, Exhibit A. Table 1: Fiscal Year 2012 Proposed Midyear Adjustments Proposed Midyear Adjustments Revenue Increases $1,731 Department Expense Requests $441 Replenish Contingency Account 150 Council Directed or Obligated Expense San Francisquito Flood Control Study $25 Development Center - 2nd floor rent 125 Retiree Medical ARC 2,330 2,480 Public Safety Concessions Included in Adopted Budget 3,413 Negotiated Concessions (IAFF)(1,042) Concessions Not Achieved 2,371 Reduce loan to Refuse Fund (625) 4,817 Midyear Gap (3,085) Adopted Budget Surplus 144 Proposed Midyear BSR Draw ($2,941) The General Fund closed FY 2011 with a BSR balance of $31.4 million or 21.4% of FY 2012 Adopted Budget expenditures (CMR #2285). At midyear, a $1.7 million revenue improvement is expected, which is offset by a $4.8 million expense increase. As listed in Table 1, the expense increase includes $0.4 million in department requests, $0.2 million to replenish contingent accounts, $2.5 million in Council directed or obligated expense, $2.3 million to bridge the budget offset February 28, 2012 Page 5 of 37 (ID # 2371) included in the adopted budget related to unrealized Public Safety concessions, and a $0.6 million reduction in the loan to the Refuse Fund. Staff proposes a $2.9 million BSR draw to close the midyear deficit. The main drivers of the midyear deficit are the $2.3 million increase in retiree medical ARC and concessions not achieved from the City’s Public Safety labor groups, totaling $2.4 million. The FY 2012 Adopted Budget included an offset totaling $3.4 million for Public Safety Concessions to be achieved in Fall 2011. Staff successfully negotiated $1.04 million in concessions from the International Fire Fighters’ Association (IAFF) (CMR #2191) and has provided the Finance Committee with an update of the FY 2012 budget in Fall 2011 (CMR #2104). As of midyear, the remaining balance of Public Safety concessions is $2.4 million and it is highly unlikely that the Police Officers Association concessions will be achieved by this fiscal year end. The net impact of the proposed midyear changes, including staff’s proposed BSR draw, results in a projected year-end BSR balance of $27.1 million, or 18.54 percent of the FY 2012 Adopted Budget. The graphic below illustrates the midyear impact of budget increases proposed at midyear. Had staff achieved the full Public Safety Concessions of $3.4 million and was not obligated to fund an additional $2.3 million of OPEB retiree medical ARC, the General Fund would not need to draw from the BSR at midyear. Instead, there February 28, 2012 Page 6 of 37 (ID # 2371) would be a midyear contribution of $1.8 million to the BSR, resulting in a $31.7 million BSR balance, or 21.7 percent of the FY 2012 Adopted Budget. General Fund Revenue Sales Tax FY 2012 sales tax revenue is estimated at $21.6 million, an increase of $1.4 million above the Adopted FY 2012 budget. The increase is due to stronger sales tax performance in the third calendar year quarter and indications of strong retail sales in the fourth quarter. Projected target is in line with Sales Tax Consultant’s estimate. Property Tax FY 2012 property tax revenue is projected at $25.9 million, $63 thousand below the Adopted FY 2012 budget, and represents a $0.3 million or 1.2 percent increase over FY 2011 actual receipts. Palo Alto Unified School District (PAUSD) is using a 2% growth assumption for the next five years. The City uses the Santa Clara of County’s forecast which takes into consideration property tax billings, assessment appeals resolution, and reassessments due to ownership change and/or new construction. The FY 2012 midyear decline is attributed to the Santa Clara of County increasing the property tax collection administrative fee by approximately 20 percent from the prior year due to costs associated with a new Tax Collection and Apportionment system. Property tax revenue changes tend to lag behind those in more economically sensitive revenue sources such as sales and TOT. The full impact of recent rise in median home-sales in Palo Alto will be reflected in the FY 2013 property tax revenues. Transient Occupancy Tax (TOT) The FY 2012 TOT revenues are projected to reach $8.7 million, an increase of $0.47 million from the Adopted FY 2012 budget and $0.59 million above FY 2011 revenues. With strong receipts from existing establishments, the TOT rebounded in FY 2011 after two years of declines, with a 17.8 percent increase over the prior year’s actual receipts. The first six months of FY 2012 receipts were 22.7 percent higher than the prior year for the same period. Utility Users’ Tax (UUT) UUT revenues are expected to be $10.7 million, $0.18 million or 1.7 percent below Adopted FY 2012 budget. Utility-generated UUT revenues are 1.4 percent higher than those in FY 2011, while telephone-generated revenues are expected February 28, 2012 Page 7 of 37 (ID # 2371) to be 9.5 percent lower. The decline in land lines as well as changes in the billing practices of the providers is the main driver for the drop in telephone-generated UUT revenue. Since Federal law prohibits cities from imposing UUT on internet service and carriers typically bundle service plans, it makes it difficult to segregate taxable and non-taxable services. In addition, the popularity of data plans and the introduction of 4G service have resulted in a shift of billing plans. This results in lower UUT tax on cell phone service. Documentary Transfer Tax FY 2012 revenues are projected at $4.8 million, $0.5 million or 11.7 percent above Adopted FY 2012 budget and $0.4 million or 7.7 percent below FY 2011 revenues. This revenue source is challenging to forecast accurately, since it is highly dependent on sales volume and the mix of commercial and residential property sales. For example, in FY 2011, 17 large transactions, or 1.9 percent of all transactions, accounted for two-thirds of the $1.5 million growth. The FY 2012 forecast is based on recent revenue trends and the real estate market outlook. Motor Vehicle Tax, Penalties, and Fines Vehicle-in-Lieu Fee (VLF) is projected to be $0.2 million lower than the adopted budget. As part of FY 2012 state budget adoption, Senate Bill 89 eliminated the allocation of VLF to cities and counties. According to the League of California Cities, we should expect zero VLF revenue in subsequent years unless there is a change in the law. The elimination of VLF revenue results in a 7.5 percent decrease in Other Taxes and Fines. Charges for Services Total proposed midyear changes in this category total a net revenue decrease of $0.2 million. Prior to midyear, revenue in this category was increased $0.9 million as part of the Development Center Blue Print Process (CMR #2364). This revenue improvement was offset with additional costs in the Center Development. The midyear report includes another $0.1 million increases in activity at the Center Development. February 28, 2012 Page 8 of 37 (ID # 2371) Midyear changes also include a net $99 thousand revenue decrease in the Community Services Department due to: $30 thousand increase in ticket sales revenue $15 thousand increase due to increased class registrations $75 thousand decrease in golf green fee revenue $69 thousand decrease in special event revenue. In previous years, funding was collected from Children’s Theatre members for special events and travel. The department section below notes loss of this revenue results in a budget reduction in the department. The City is reimbursed for Fire Services provided to Stanford University. Although the Public Safety Departments (Police and Fire) will be recovering $0.2 million in FY 2011 year end charges from Stanford, the City expects a $0.3 million decline in revenue from Stanford due to salary and benefits from International Association of Fire Fighters (IAFF) concessions (CMR #2191). The net change to Charges for Services resulting from the Stanford Fire contract is a $0.1 million decrease. Finally, staff projects an additional $0.1 million in paramedic service fees to align this year’s budget with historical trends over the previous three fiscal years. Permits and Licenses The year-to-date revenue increase in this category is $0.7 million, of which an $80 thousand increase is proposed in the midyear budget. As noted in the Development Center Blue Print Process staff report (CMR #2364), a robust level of development activity has resulted in increased Permits and Licenses revenue. Due to this increased activity, the budget for Permit and License revenue was increased $0.6 million in December as part of the implementation of the Development Center Blueprint Process. In line with increased development activity, staff recommends a midyear revenue increase of $50 thousand in street cut fees. In addition, the Fire Department anticipates a $30 thousand revenue improvement for Hazardous Materials permits. Return on Investment As higher yielding maturing investments continue to be reinvested in a historically low interest rate environment, interest income levels are expected to continue the declining trend of the past three years. General Fund FY 2012 interest income February 28, 2012 Page 9 of 37 (ID # 2371) is projected to be $1.0 million, a decline of $0.34 million below the Adopted FY 2012 budget. From Other Agencies Staff proposes a $19 thousand revenue increase at midyear. Community Services received $7 thousand in donations from the Arts Council to support exhibits and the Library Department received $12 thousand in various grants and donations. Other Revenue The City has received various donations to support General Fund programs, resulting in a midyear increase of $0.2 million. The corresponding budget augmentations are listed in the department sections below: Community Services Department o $30 thousand from the Palo Alto Arts Center Foundation to support operations of the Center Art o $8 thousand from the Palo Alto Arts Council to support hourly staff o $2 thousand in various donations to support community concerts o $80 thousand from the Friends of the Children’s Theater to support the Children’s Theatre o $10 thousand from the School District Unified Palo Alto to support the Dance in Schools program Fire Department o $8 thousand reimbursement from the City of San Mateo for participation in student Academy Fire Joint. The department is requesting a budget augmentation as noted in the department section below. Police Department o $44 thousand reimbursement for participation in the Urban Shield exercise o $11 thousand reimbursement for hosting the Communications Until Leader training program Prior to midyear, the City received a donation from the Palo Alto Library Foundation. A BAO was approved by Council in December 2011 (CMR #2258). The donation was for $0.5 million and was used to purchase and process books, DVDs and other library collection materials for the new Mitchell Park Library. Operating Transfers In The General Fund will receive reimbursements from the following funds for February 28, 2012 Page 10 of 37 (ID # 2371) providing certain services: Technology Fund: $25 thousand to the Administrative Services Department for CalCard maintenance and support University Avenue Parking District: $20 thousand to the Community Service Department for work with the Downtown Streets Team General Fund Expense Overtime Analysis Administrative Services has used 74 percent of its annual overtime budget, compared to 33 percent the same time prior year. Overtime usage was driven by the Accounting and Revenue Collections Divisions, primarily as a result of covering for staff vacancies, vacations, and extra staff hours needed for the annual external audit process. Second, the FLSA designation of the Accountant job classification has moved from exempt to non-exempt, therefore earning overtime pay. The department will review its overtime budget and assess during the next budget process. The Fire Department has used 90 percent of its annual overtime budget, compared to 113 percent the same time prior year. Currently, there are 28 shift personnel positions that require backfill ($0.83 million) due to 20 vacancies in the Fire Department, seven additional employees working temporary assignments and one employee on disability. As a result of recent negotiations with IAFF, the department is submitting a proposal to the Policy and Services Committee in February 28, 2012 Page 11 of 37 (ID # 2371) March to make operational changes that will result in an estimated savings of $1.8 million in overtime. It is expected that these cost saving changes will take effect in FY 2013. Part of the proposal is to staff Medic 2 with staff that is not on overtime and to brown out Engine 2. In addition, the Fire Department has recently hired seven new employees that will alleviate some of the overtime created by vacancies. Additional overtime factors include Medic 1 staffing ($0.11 million), vacation leave ($0.16 million), and sick leave ($0.08 million). Stanford Football Standby created 210 hours of overtime, resulting in approximately $15 thousand in overtime costs. This expense is reimbursed through the Stanford Fire agreement at a rate of 30.3 percent and reported as department revenue. The Police Department has used 87 percent of its annual overtime budget, compared to 75 percent the same time prior year. The main factors contributing to overtime were staffing shortages due to disability leave, vacancies in patrol and the 9-1-1 dispatch center, and providing traffic control at numerous special events (Stanford football and soccer games, Echelon Bike Challenge). The Department has filled the vacancies in the dispatch center in mid-December. The Department receives partial reimbursement from Stanford (16 percent) and the Utilities Department (approximately 8.2 percent) for dispatch services, and from neighboring cities for animal control and care services. Traffic control services at Stanford football games and other events are partially offset by reimbursements from the University and other organizations. Last quarter, under reimbursable Federal grants from Homeland Security, the Department participated in Urban Shield ’11, an exercise to assess law enforcement’s ability to effectively manage large-scale natural and man-made incidents. The Public Works Department has used 81 percent of its annual overtime budget, compared to 83 percent the same time the prior year. Overtime decreased from last year due to a legal determination in the spring removing some employees from Fair Labor Standards Act (FLSA) non-exempt status, department reorganization, and the filling of vacant positions. Overtime this fiscal year has primarily been in the Facilities and Trees work groups during summer months. Factors affecting overtime costs were: retirements; facilities and tree projects inaccessible during normal business hours; vacant facilities positions; emergency tree removal; and, increased projects in the summer, like Pardee Park Eucalyptus February 28, 2012 Page 12 of 37 (ID # 2371) tree removal and Greer Park plantings, scheduled on weekends to include community participation. Contingency Accounts The City Council, City Manager, and City Attorney Offices have contingency accounts. A non-departmental Innovation Contingency was created in Fiscal Year 2012. The changes and balances in those accounts are discussed below. City Council Contingency The midyear report includes a replenishment of $0.13 million to this account related to expenses for legislative advocacy services for the High Speed Rail. Council approved a staff report (CMR #2395) in December, 2011 to fund the contract with the Council Contingency Fund to be replenished at midyear. In addition, an amount of $2,460 will be charged to the Council Contingency budget to reimburse the costs of the iPads purchased for Council members. The summary of changes to the Council Contingency account is shown below: February 28, 2012 Page 13 of 37 (ID # 2371) Table 2: City Council Contingency Account Date Description Amount 7/1/2011 City Council's Contingency Beg. Balance $250,000 7/1/2011 Human Services Resource Allocation Process (HSRAP) Admin funds, as directed by Finance Committee 5/12/11 and adopted by Council 6/20/11.(27,761) 7/1/2011 Funding for RFP for combined Palo Alto Gran Fondo, Echelon Challenge Relay, and Taste of Palo Alto event authorized by Council on 5/16/11. (40,000) 12/19/20 11 Legislative Advocacy Services for High Speed Rail (125,000) 2/22/201 2 iPads for City Council (2,460) Total Amount Used (195,221) Midyear reimbursement 125,000 Council Contingency Balance after midyear reimbursement $179,779 City Manager Contingency The account had a beginning balance of $0.25 million in FY 2012, and has a balance of $0.24 million as of this report. Funding has been used for: $10 thousand to cover a portion of the funding for the RFP for combined Palo Alto Gran Fondo, Echelon Challenge Relay, and Taste of Palo Alto event. This was approved by Council on May 16, 2011. City Attorney Contingency The account had a beginning balance of $0.125 million in FY 2012, and retains the same balance as of this report. February 28, 2012 Page 14 of 37 (ID # 2371) Innovation Contingency An innovation contingency was created as part of the FY 2012 budget to provide seed money for developing ideas to improve efficiencies in City services. The beginning balance of the contingency was $0.1 million. Year-to-date, staff has used the Innovation Contingency for the following: $30 thousand for labor negotiations support $25 thousand for November 2011 election costs which staff is requesting to replenish at midyear. Department Budget Adjustments The General Fund department text refers to details of budget augmentations included in the midyear report. As previously noted, the General Fund portion of the retiree medical ARC is $2.3 million which is allocated to the General Fund departments as follows: This section describes the augmentations to department budgets recommended in the midyear report. City Clerk’s Office The City Clerk is requesting $12 thousand to cover historical records storage and minute transcription. City Manager’s Office The City Manager’s Office is transferring 0.5 FTE Management Analyst to the IT February 28, 2012 Page 15 of 37 (ID # 2371) Department resulting in a $30 thousand decrease in salaries and benefits. Administrative Services The department is requesting a $0.1 million augmentation, of which $25 thousand is reimbursed by the Technology Fund. $77 thousand for temporary salaries, reclassification of a Chief Budget Officer to Director, Office of Management and Budget (OMB), addition of 1.0 FTE Senior Financial Analyst for OMB, and reallocation of administrative support related partial FTE from the Technology Fund to the General Fund. $28 thousand for additional funding for two contracts: the Development Impact Fee Study; and the budget book assembly contract. $25 thousand for the CalCard replacement project. ASD is now managing this project; the project was originally budgeted in the Technology Fund. $4 thousand in technology purchases, including hardware and software, to support graphic applications to publish various financial and budgetary documents. Community Services Department (CSD) The Community Services Department is requesting a net $0.1 million thousand budget augmentation. Of this additional expense, $25 thousand is Council directed, $106 thousand is funded by donations, and $20 thousand is reimbursed by the Parking District. The department’s proposal includes: $25 thousand for contract/consulting funding to assist staff in evaluating financial impacts of the San Francisquito Creek Flood Control Project. This cost was directed by Council in December 2011 (CMR #2355). $26 thousand to reclassify 1 FTE Manager, Arts to Assistant Director of CSD; as a result of a reorganization more administrative duties have been shifted to this position. $8 thousand for hourly staff to conduct children’s studio classes. This additional expense is funded by a donation from the Palo Alto Arts Council Foundation. $2 thousand for community funded concerts. Funding for the concerts is provided by various donations. $7 thousand for exhibits, funded by donations by the Arts Council $20 thousand related to work with the Downtown Streets Team. This cost is reimbursed by University Avenue Parking District Fund. February 28, 2012 Page 16 of 37 (ID # 2371) $80 thousand augmentation to support the Children’s Theatre. These costs are fully offset by donations and contribution from the Friends of the Children’s Theatre. February 28, 2012 Page 17 of 37 (ID # 2371) $10 thousand augmentation to support the Dance in Schools Program. This additional cost is offset by donations from the School District Unified Palo Alto. $65 thousand reduction in special events and travel due to lack of funding from participants of the Children’s Theatre. Fire Negotiations with IAFF resulted in a $1.04 million savings in salary and benefits (CMR #2191). As noted in Charges for Services revenue, these savings will reduce Stanford fire services billing by $0.3 million resulting from reduced salary and benefit expense. The department proposes the following budget augmentations: $10 thousand in temporary salary for assistance with fire inspections. This request is offset by $30 thousand in anticipated Hazardous Material permit revenue. This results in a net $20 thousand to General Fund. $8 thousand increase for Joint Fire Academy student materials and supplies for the Academy Fire Joint. This cost is fully offset by a reimbursement from the City of San Mateo. Library The Library Department is requesting a $19 thousand budget augmentation of which $12 thousand is reimbursed by grants and donations. The remaining $7 thousand is for the development of department’s strategic plan which is funded by a State Grant that was received in prior fiscal year. Planning and Community Environment The Development Center Blue Print Process Plan (CMR #2364), increased the department’s budget by $1.2 million. Year-to-date budget augmentations for this department total $1.4 million, of which $0.16 million is requested at midyear. $31 thousand to continue the digital image scanning of plans. $0.13 million for rental costs of the second floor of the Center Development, as approved by Council in December 2011 (CMR 2389). Police The Police Department requests a $55 thousand budget augmentation which is fully offset by reimbursements by other agencies for Urban Shield exercises ($44 thousand) and Communication Unit Leader training ($11 thousand). Public Works Public Works is requesting $0.11 million to cover additional expenses: February 28, 2012 Page 18 of 37 (ID # 2371) $30 thousand for the reallocation of 1.1 FTE from Enterprise Funds to the General Fund. An analysis of these positions determined that these positions are properly charged to the General Fund. $45 thousand for the Canopy contract that has been previously covered by the Utilities Department. Going forward, Public Works will be covering this portion of the contract since Utilities department is not receiving any direct benefit. $15 thousand to cover expenses for the Infrastructure Blue Ribbon Commission’s (IBRC) consultant. $25 thousand for supplies for asphalt and pothole repairs. To improve conditions and extend the life of streets, Public Works has adopted a preventive maintenance program by fixing minor street problems before they become problematic. This results in the need for more materials. Operating Transfers Out In FY2012, Council approved a $1.3 million loan from the General Fund to the Refuse Fund (CMR #1937). Staff proposes a reduction of $625 thousand for this loan as Refuse Fund is performing financially better than expected. Enterprise Funds The Fiscal Year 2012 Midyear Budget Summaries (Attachment 1, Exhibit A) provide a financial update of the Enterprise Funds at midyear. The details of changes related to the Enterprise Fund Capital Improvement Program are also discussed later in this report. City’s Enterprise Funds midyear adjustments are discussed below. Electric Fund Net reserve addition: $7.2 million OPEB ARC Impact: $0.2 million Electric commodity purchases are reduced by $6.21 million due to lower than expected costs and the deferral of $2.85 million to FY 2013 for pre-payment of interconnection costs related to renewable energy sources. Electric Fund revenues are projected to be higher by $1.07 million due to surplus energy revenues. The increase is a result of last year’s heavy rains. Higher river flows led to more water available for power generation by the City’s hydroelectric resources. During some months and times of day, because of the additional February 28, 2012 Page 19 of 37 (ID # 2371) power from hydro sources, the City had more power available than was required to serve its customers, and the excess was sold to other energy providers through the California Independent System Operator’s day-ahead and real-time markets, as well as through bilateral contracts with energy marketers. A $2.0 million amount is added for the Energy Efficiency Financing Program. This amount was inadvertently not carry forward to FY 2012 budget. Approved by Council in December, 2009, the Energy Efficiency Financing Program encourages small commercial customers to install energy efficient equipment. An additional $0.4 million will be added to CIP project EL-11004 to cover capital expenditures for the rebuild of the underground electric distribution system in the Hewlett subdivision along Los Trancos Road. The project was originally approved for $0.4 million as part of the FY 2011 Capital Budget. The final design to rebuild the system has come in at a higher cost. The system is now over 40 years old, and the project will configure the system into a loop, requiring a several hundred foot bore, plus utility switches. Various capital projects within the Electric Fund are either reduced due to revised estimates, or are completed and closed (see Attachment 1, Exhibit B). As a result, $2.86 million is returned to Electric Fund reserves. Gas Fund Net reserve addition: $2.5 million OPEB ARC Impact: $24 thousand Street cut fee expense for Gas Main Replacement Project 18 is increased by $0.2 million based on revised estimates. This project is scheduled for completion by the fourth quarter of FY 2012. Gas commodity purchases are reduced by $1.3 million due to lower than expected market prices. Gas commodity transmission expenses are increased by $0.4 million due to higher than anticipated PG&E pipeline safety charges. Various capital projects within the Gas Fund are either reduced due to revised estimates, or are completed and closed (see Attachment 1, Exhibit B). As a result, $1.82 million is returned to Gas Fund reserves. February 28, 2012 Page 20 of 37 (ID # 2371) Also in the Gas Fund, $8.0 million is moved from the Gas Supply Stabilization Reserve to the Gas Distribution Stabilization Reserve to align balances with reserve guidelines. The reserve balances are out of alignment because gas distribution costs have increased and gas supply costs have decreased, while no overall rate change has been needed for the last two fiscal years. Wastewater Collection Fund Net reserve addition: $2.0 million OPEB ARC Impact: $21 thousand Street cut fee expense is decreased by $0.15 million due to delays in wastewater collection system rehabilitation projects. Various capital projects within the Wastewater Collection Fund are either reduced due to revised estimates, or are completed and closed (see Attachment 1, Exhibit B). As a result, $1.85 million is returned to Wastewater Collection Fund reserves. Water Fund Net reserve addition: $5.5 million OPEB ARC Impact: $25 thousand Various capital projects within the Water Fund are reduced due to revised estimates (see Attachment 1, Exhibit B). As a result, $5.5 million is returned to Water Fund reserves. Refuse Fund Net reserve addition: $1.1 million OPEB ARC Impact: $0.1 million CIP expense is reduced by $1.2 million due to the closure of landfill site and the closing of the Recycling in Business Districts CIP. A total net $80 thousand in the operating budget is due to reimbursable contract increases and reallocation of FTEs to General Fund. Storm Drainage Fund Net reserve reduction: $17 thousand OPEB ARC Impact: $72 thousand February 28, 2012 Page 21 of 37 (ID # 2371) The Storm Drainage Fund is proposing budget decrease of $72 due to the reallocation of staff time. Based on a review by Public Works, it was determined that staff allocations should be updated to correctly reflect the areas in which staff time is dedicated. The capital program decreased $55 thousand due to closure of the Alma Street Storm Drain Improvement Project. Wastewater Treatment Fund Net reserve reduction: $0.3 million OPEB ARC Impact: $0.3 million There was no other revenue or expense adjustment in midyear. Airport Fund Net reserve reduction: $0.18 million OPEB ARC Impact: $0 Salaries and contract services expense of $0.18 million from FY 2011 are added back to the FY 2012 budget. This appropriates the remaining balance of the loan from the General Fund to the Airport Fund, resulting in no impact to the General Fund. It includes budgeting for contracted legal services and groundwater monitoring as well as minimal city staff services. Contract services expense is increased by $75 thousand for an organizational assessment of the Utilities Department and a $4 thousand decrease retiree OPEB costs. Expenses within the Utilities Administration Fund are reimbursed by the Electric, Gas, Water, Wastewater Collection, and Fiber Optics Funds. Internal Service Funds Information Technology Information Technology became a department at the beginning of this fiscal year. As the year progressed, the department hired a Chief Information Officer and transitioned out of Administrative Services. The midyear request includes costs associated with that change and the accumulation of unexpected costs borne by the department so far this year. These costs of $0.8 million include: $185 thousand for Salaries and Benefit changes. This sum is derived from February 28, 2012 Page 22 of 37 (ID # 2371) reduced support needed from Administrative Services, the reallocation of 0.5 FTE from the City Manager’s office back to Information Technology, the addition of an IT Information Security Manager, and increased budget to reflect the salary and benefits of the Chief Information Officer. $0.12 million for additional licensing for Utilities. $0.4 million for contract services to cover applications purchases, connectivity projects, maintenance of the MinuteTraq software used for preparation and review of City Council and Commission reports, and recruitment costs borne earlier in the year. $33 thousand for emergency repair of the Universal Power Supply. $81 thousand to increase internet connectivity at City locations. Vehicle Replacement Fund The Vehicle Replacement Fund requests a budget increase of $104 thousand. Budget adjustments are noted below: $10 thousand for training on the Asset Works Fleet software application $25 thousand for increased rental expenses while fleet repair is underway $0.1 million for various equipment repairs and costs A reduction of $80 thousand in compressed natural gas charges due to a reduced fleet $23 thousand due to reallocation of 0.50 FTE from other funds $26 thousand increase in retiree OPEB costs General Benefits Fund As a result of IAFF concessions, the General Benefits Fund is budget reduced by $143 thousand at midyear. Special Revenue Funds COPS Grants The Citizens Options for Public Safety (COPS) funding is provided through the state, and can often be mistaken for the federal grant funding of the same title. This funding has been in place since 1997 as part of the California State Budget Act, and is intended to fill the need for additional resources at the local level to ensure public safety. A percentage of the funds are allocated to counties and cities, based upon population, for law enforcement services. Funds must supplement existing services and cannot be used to supplant any existing funds. February 28, 2012 Page 23 of 37 (ID # 2371) Each county is required to continue the operation of a Supplemental Law Enforcement Services Fund (SLESF) to receive the State funds and the county’s Supplemental Law Enforcement Oversight Committee (SLEOC) must approve each agency’s proposal for the use of the funds. Prior to sending the proposal to the SLEOC, the bill requires that each city approve the Police Department’s request for expenditure of funds. Each city is also required to deposit the funds into a separate SLESF so that these funds are not intermingled with General Fund dollars. The funds must be expended within two years after receipt. The City of Palo Alto is currently in compliance with all of these requirements. In FY 2012, the City has received an allocation of $0.1 million in COPS grant funding. CMR #2320 outlined the following uses for this funding: property and evidence room storage improvements, traffic accident reconstruction equipment and software, replacement two-way crisis communication system, replacement less lethal launchers, infrared radar binoculars, portable radio transmitter, and digital cameras. The associated budget adjustments are included in the midyear report. University Avenue Downtown Parking District Fund Transfers out from the fund are requested to reimburse other funds for the following: $70 thousand charged to the Refuse Fund for the Downtown Streets Team contract for downtown debris cleanup $63 thousand charged to the Refuse Fund for garage steam cleaning services $20 thousand to cover costs charged to the Community Services Department for the Downtown Streets Team counseling services. Housing in-Lieu Funds A transfer of $0.6 million is being requested from the Commercial Housing in-Lieu Fund to the Residential Housing in-Lieu Fund. The transfer will allow Residential Housing in-Lieu funds to be used to cover an appropriate portion of the Council- approved $1.5 million loan to 801 Alma Family Housing L.P. for new construction (CMR #1352). This will free up Residential Housing in-Lieu Fund money to fund the City’s annual commitment to the Housing Trust Fund of Santa Clara County and other residential housing activities. February 28, 2012 Page 24 of 37 (ID # 2371) Stanford Development Agreement Special Revenue Fund In July 2011, Council adopted an ordinance (Number 5124) to approve a development agreement between the City and Stanford Hospital and Clinics, Lucile Salter Packard Children’s Hospital at Stanford, and the Board of Trustees of the University Junior Stanford Leland. The City is required to maintain separate accounts for each activity related to this agreement. Staff proposes to set-up a Stanford Development Agreement Special Revenue Fund to account for the following areas: Community Health and Safety Program Climate Change Fund Operating Deficit Infrastructure, Sustainable Neighborhoods and Communities, and Affordable Housing Intermodal Transit Opticom Systems Quarry Road The special revenue fund will offer a reporting mechanism for activities related to the use of the dollars as required by the development agreement. A new section will be added to the FY 2013 budget that will show planned activity and fund balance. In FY 2012, $21 million in funding from Stanford was deposited in the General Fund. The attached BAO (Attachment 1, Exhibit A) includes a transfer of $21 million from the General Fund to the new special revenue fund. Future funding will be deposited directly into the special revenue fund. Staff will schedule meetings with Council to obtain policy directions on the use of funds. Capital Improvement Program Adjustments to the City’s 2012 Capital Improvement Plan are noted in Exhibit A, with specific project adjustments described in Exhibit B. All of the CIP changes fall into three basic categories: 1) projects requiring additional appropriations: 2) projects having reductions in appropriations; and 3) projects with other adjustments such as transfer of funding between projects, closing completed projects or creating new projects. It should be noted that the midyear report does not include any recommendations to implement recommendations proposed by February 28, 2012 Page 25 of 37 (ID # 2371) the Infrastructure Blue Ribbon Commission (IBRC). Highlights of CIP changes are as follows: General Fund Alma Street/University Avenue Bridge Guardrail Repair - CIP PE-12009 This is a new project with funding of $0.11 million. The purpose of the project is to repair a portion of the guardrail on the Alma Street/University Avenue bridge that was damaged during a vehicular accident at University Avenue overpass at Alma Street. The damage was caused by an intoxicated driver. The replacement guardrail will match the appearance and functionality of the existing guardrail. Costs are to be reimbursed by the driver's insurance. (See Attachment 1, Exhibit B-1) Alma Street – Traffic Signal Improvements - PL-11004 Reduce funding by $0.7 million and close project. This project was originally established as part of a partnership project with Caltrain to provide improvements along the rail corridor. However, Caltrain will be taking the grant funds initially set aside for this project to implement preemption improvements instead of intersection improvements. Therefore, this project will be closed. The funds will be returned to the Infrastructure Reserve. School Commute Safety Improvements - PL-98013 Reduce funding by $0.10 million and close project. This project was replaced with CIP PL-00026 Safe Routes to School. The funds will be returned to the Infrastructure Reserve. Comprehensive Parking Signage Plan - PL-06002 Reduce funding by $0.42 million and close project. This project was replaced with CIP PL-12000 Transportation and Parking Improvements. The funds will be returned to the Infrastructure Reserve. Sustainability Contingency- AS-10001 Reduce funding by $0.3 million due to lower than expected activity. The project was originally approved for $0.4 million as part of the FY 2010 Capital Budget. The project provides funding for elements of General Fund CIP projects which support the City’s sustainability policy. The appropriation set aside for this project has not been utilized. The funds will be returned to the Infrastructure Reserve, with $0.1 million remaining in the project. February 28, 2012 Page 26 of 37 (ID # 2371) Enterprise Funds Electric Fund Hewlett Subdivision Rebuild Los Trancos Road- CIP EL-11004 Increase funding by $0.4 million for the rebuild of the underground electric distribution system in the Hewlett subdivision along Los Trancos Road. The project was originally approved for $0.4 million as part of the FY 2011 Capital Budget. The final design to rebuild the system has come in at a higher cost. The system is now over 40 years old, and the project will configure the system into a loop, requiring a several hundred foot bore, plus utility switches. The $0.4 million funding will come from the Electric Fund Distribution Rate Stabilization Reserve (RSR) Electric Customer Connections - EL-89028 Reduce funding by $1.0 million due to revised estimates. This amount will be returned to the Electric Fund Distribution RSR. E. Meadow/Alma/Loma 4/12kV Conversion - EL-08002 Reduce funding by $0.41 million to close the project and return the balance to the Electric Fund Distribution RSR. Rebuild Underground District 19 - EL-11008 Reduce funding by $0.4 million due to reduction in project scope. This amount will be returned to the Electric Fund Distribution RSR. Substation Protection Improvements - EL-89038 Reduce funding by $0.3 million due to revised estimates. This amount will be returned to the Electric Fund Distribution RSR. Automated Meter Reading System - EL-04014 Reduce funding by $0.26 million to close the project and return the balance to the Electric Fund Distribution RSR. Communications System Improvements - EL-89031 Reduce funding by $0.2 million due to revised estimates. This amount will be returned to the Electric Fund Distribution RSR. February 28, 2012 Page 27 of 37 (ID # 2371) Substation Facility Improvements - EL-89044 Reduce funding by $0.2 million due to revised estimates. This amount will be returned to the Electric Fund Distribution RSR. St. Francis/Oregon 4/12kV Conversion - EL-11002 Reduce funding by $50 thousand due to deferral of project for six years in light of other high priority projects. This amount will be returned to the Electric Fund Distribution RSR. Seale/Waverley 4/12kV Conversion - EL-11000 Reduce funding by $40 thousand due to deferral of project for six years in light of other high priority projects. This amount will be returned to the Electric Fund Distribution RSR. Gas Fund System Extensions-Unreimbursed - GS-03009 Reduce funding by $0.48 million due to revised estimates. This amount will be returned to the Gas Fund Distribution RSR. Gas Main Replacement-Project 15 - GS-05002 Reduce funding by $0.11 million to close the project and return the balance to the Gas Fund Distribution RSR. Gas Main Replacement-Project 16 - GS-06001 Reduce funding by $50 thousand to close the project and return the balance to the Gas Fund Distribution RSR. Gas System Improvements - GS-11002 Reduce funding by $0.1 million due to revised estimates. This amount will be returned to the Gas Fund Distribution RSR. Gas System Extensions - GS-80017 Reduce funding by $0.94 million due to revised estimates. This amount will be returned to the Gas Fund Distribution RSR. Gas Meters and Regulators - GS-80019 Reduce funding by $0.14 million due to revised estimates. This amount will be returned to the Gas Fund Distribution RSR. February 28, 2012 Page 28 of 37 (ID # 2371) Wastewater Collection Fund Wastewater Collection System Rehab/Aug. Project 15 – WC-02002 Reduce funding by $56 thousand to close the project and return the balance to the Wastewater Collection Fund RSR. Wastewater Collection System Rehab/Aug. Project 17 – WC-04002 Reduce funding by $0.15 million to close the project and return the balance to the Wastewater Collection Fund RSR. Wastewater Collection System Rehab/Aug. Project 18 – WC-05003 Reduce funding by $0.17 million due to revised estimates. This amount will be returned to the Wastewater Collection Fund RSR. Wastewater Collection System Rehab/Aug. Project 19 – WC-06003 Reduce funding by $0.14 million to close the project and return the balance to the Wastewater Collection Fund RSR. Wastewater System Improvements – WC-15002 Reduce funding by $0.28 million due to revised estimates. This amount will be returned to the Wastewater Collection Fund RSR. Sewer System Extensions – WC-80020 Reduce funding by $0.62 million due to revised estimates. This amount will be returned to the Wastewater Collection Fund RSR. Sewer Lateral/Manhole Rehab/Replacement – WC-99013 Reduce funding by $0.44 million due to revised estimates. This amount will be returned to the Wastewater Collection Fund RSR. Water Fund Water Regulation System Improvements – WS-07000 Reduce funding by $0.6 million due to revised estimates. This amount will be returned to the Water Fund RSR. Emergency Water Supply Project – WS-08002 Reduce funding by $3.2 million due to revised estimates. This amount will be returned to the Water Fund RSR, and then be used in FY 2013 for CIP WS-09000 Seismic Water Tank Valve. February 28, 2012 Page 29 of 37 (ID # 2371) Water Distribution System Improvements – WS-11003 Reduce funding by $0.13 million due to revised estimates. This amount will be returned to the Water Fund RSR. Water Supply System Improvements – WS-11004 Reduce funding by $0.12 million due to revised estimates. This amount will be returned to the Water Fund RSR. Water System Extensions – WS-80013 Reduce funding by $0.3 million due to revised estimates. This amount will be returned to the Water Fund RSR. Water Service Hydrant Replacement – WS-80014 Reduce funding by $0.5 million due to revised estimates. This amount will be returned to the Water Fund RSR. Water Meters – WS-80015 Reduce funding by $0.64 million due to revised estimates. This amount will be returned to the Water Fund RSR. Refuse Fund Relocation of Landfill Facilities – RF-07001 Reduce funding by $0.88 million due to reduction in project scope. This amount will be returned to the Refuse Fund RSR. Recycling in Business Districts – RF-09003 Reduce funding by $0.32 million due to a lack of financial resources in the Refuse Fund and a determination that new receptacles under consideration were not preferable to those currently in use. This amount will be returned to the Refuse Fund RSR. Storm Drainage Fund Alma Street Storm Drain Improvements – SD-08101 Reduce funding by $55 thousand to close the project and return the balance to the Storm Drainage Fund RSR. February 28, 2012 Page 30 of 37 (ID # 2371) Internal Service Funds Vehicle Replacement and Maintenance Fund Replacement of In-Ground Vehicle Lifts at the Municipal Services Center- CIP VR- 12001 This is a new project with funding of $50 thousand. The seven in-ground vehicle lifts at the Municipal Services Center are between 25 and 35 years old. While staff has been able to keep the lifts in safe operating condition through maintenance, major components such as the lift cylinders and in-ground oil piping are beginning to deteriorate. In addition, the pits in which the lift mechanisms are located are cracking, which is allowing a large amount of groundwater infiltration. This infiltration requires frequent pumping and since the groundwater is contaminated with oil from the leaking hoists, the water must be processed as hazardous waste. (Vehicle Replacement and Maintenance Fund: $50 thousand reserve funding.) (See Attachment 1, Exhibit B-2) Diesel Truck Engine Emissions Retrofit- CIP VR-07002 Increase funding by $50 thousand for the retrofit of vehicle 4410- leaf packer truck used in street sweeping. The California Air Resources Board requires the installation of best available control technology, also known as diesel particulate filters, on medium duty and heavy duty diesel-powered vehicles. (Vehicle Replacement and Maintenance Fund: $50 thousand reserve funding.) Scheduled Vehicle and Equipment Replacements - VR-11000 Increase funding by $0.18 million for replacement of Utilities rodding truck- vehicle #8790. This rodding truck is for cleaning/cutting small diameter roots in sanitary sewer laterals. The purchase will include all ancillary equipment required to access mains and to cut and retrieve roots that cause expensive backups. Due to the large population of trees in Palo Alto, roots in the sanitary sewer system is a widespread problem. Regular hydro flushing of mains will not eliminate or rid the mains of roots, which if allowed to continue to grow, will eventually choke off flow in the main and cause backups into homes and businesses. This new rodding truck will facilitate the removal of roots and thereby backups in the system. (Vehicle Replacement and Maintenance Fund: $0.18 million reserve funding.) February 28, 2012 Page 31 of 37 (ID # 2371) Technology Fund New Phone System – TE-00021 Reduce funding by $0.17 million to close the project and transfer the amount to CIP TE-00010 Telephone System Replacement. Enterprise Backup Solution – TE-01006 Reduce funding by $69 thousand to close the project and transfer the amount to CIP TE-01012 IT Disaster Recovery. Library Technology Plan – TE-08000 Reduce funding by $19 thousand to close the project and return the balance to the Technology Fund reserve. Electronic Patient Care Report – TE-08002 Reduce funding by $35 thousand to close the project and return the balance to the Technology Fund reserve. Fiscal Year 2012 Midyear Capital Improvement Program Projects Status Report This report provides the Finance Committee with information on the status of the City’s Capital Improvement Program (CIP) projects as of December 31, 2011. The following graph summarizes all General Fund projects by project category and provides five years of actual expenditures. Information about individual projects within each project category is provided in Attachment 2. February 28, 2012 Page 32 of 37 (ID # 2371) In the attached matrix (Attachment 3), the City departments have submitted information on their projects and commented on any issues that might cause a change in the scope or timing of the projects. The report is intended to update Council on the progress of all CIP projects opened at the beginning of FY 2012, and on those that were added or completed during the fiscal year. The matrix categorizes CIP projects into minor projects (projects that can be completed within a one-year period) and multi-year projects (projects that have multi-year budgets and/or complex implementation schedules with identifiable phases). The project status portion of the matrix identifies the phase of the project as of December 31, 2011 and illustrates how much progress was made. February 28, 2012 Page 33 of 37 (ID # 2371) Three distinct phases are utilized, as follows: Phase Activities Pre-Design Preparation of a feasibility study; Development of a master plan; Definition of a project scope; or Preparation of an Environmental Impact Report Design Hiring a design consultant; Completion of project design; Soliciting bids or proposals Construction Acquisition of major equipment; Installation; Implementation of a project In the attached matrix (Attachment 3), projects are listed by department for the General Fund and by fund for the Enterprise and Internal Service Funds. The matrix also includes information on the total budget of the project from inception; available budget as of the beginning of the fiscal year; fiscal year expenditures, contingencies, and encumbrances through December 31st; remaining balance in the project budget as of midyear; and the percentage of completion for the project. The matrix does not include “continuous” projects. These projects, such as water meter replacement, have no definitive beginning or end dates and receive ongoing funding to reflect continuing replacement cycles or commitments. Continuous projects are listed by responsible department and fund and include five years of actual expenditures including the current fiscal year through December 31, 2011 (Attachment 4). Table of Organization Changes The proposed adjustments to the Table of Organization (Exhibit C) include the following: General Fund City Manager’s Office o Reallocate 0.5 FTE Management Analyst to the Technology Fund Administrative Services Department February 28, 2012 Page 34 of 37 (ID # 2371) o Title change from Chief Budget Officer to Director, Office of Management and Budget o Title change from Budget Officer to Principal Financial Analyst o Add 1.00 FTE Senior Financial Analyst o Reallocate 0.07 FTE Administrative Assistant from Technology Fund o Reallocate 0.1 FTE Assistant Director, Administrative Services from Technology Fund o Reallocate 0.15 FTE Director, Administrative Services from Technology Fund Community Services Department o Reclassify 1.0 FTE Manager, Arts to Assistant Director, CSD Planning and Community Environment (see Development Center Blue Print CMR #2364) o Add 1.0 Center Development FTE Manager o Add 3.0 Center Development FTE Project Coordinator III o Add 1.0 FTE Development Services Director o Add 1.0 FTE Plans Examiner Public Works Department o Reallocate 1.0 FTE Administrative Associate II from Refuse Fund o Reallocate 0.05 FTE Administrative Associate II from Storm Drain Fund o Reallocate 0.2 FTE Assistant Director from Refuse Fund o Reallocate 0.9 FTE Senior Engineer from Capital Fund o Reallocate 0.15 FTE Management Analyst to Vehicle Replacement Fund o Reallocate 0.9 FTE Senior Project Manager to Capital Fund Enterprise Funds Public Works o Reallocate 1.05 FTE Administrative Associate II from the Storm Drainage Fund (0.05 FTE) and Refuse Fund (1.0 FTE) to the General Fund o Reallocate 0.5 FTE Assistant Director from Refuse Fund to Vehicle Replacement (0.25 FTE) and the General Fund (0.2 FTE) o Reallocate 0.05 FTE Assistant Director from Refuse Fund to Storm Drainage Fund February 28, 2012 Page 35 of 37 (ID # 2371) o Reallocate 0.05 FTE Management Analyst form the Storm Drainage Fund to the Vehicle Replacement Fund Other Funds Vehicle Replacement Fund o Reallocate 0.25 FTE Assistant Director from Refuse Fund o Reallocate 0.25 FTE Management Analyst from General Fund (0.15 FTE), Storm Drainage Fund (0.05 FTE), and Capital (0.05 FTE) Capital Fund o Reallocate 0.05 FTE Management Analyst to Vehicle Replacement Fund o Reallocate 0.9 FTE Senior Project Manager from General Fund o Reallocate 0.9 FTE Senior Engineer to General Fund Technology Fund o Reallocate 0.07 FTE Administrative Assistant to General Fund-ASD o Reallocate 0.10 FTE Assistant Director, Administrative Services to General Fund-ASD o Reallocate 0.15 FTE Director, Administrative Services to General Fund-ASD o Reallocate 0.50 FTE Management Analyst from General Fund-City Manager’s Office o Add 1.00 FTE Information Technology Security Manager Resource Impact Adoption of the attached ordinance will allow for adjustments to the Fiscal Year 2012 budget, along with amendments to the Table of Organization, and General Fund CIP projects. With the approval of this ordinance, the projected ending balance of the General Fund Budget Stabilization Reserve is $27.1 million. There is a decrease of $2.9 million to the BSR balance which results in a BSR level of 18.54 percent of adopted expenditures. With the inclusion of Information Technology midyear requests, the Technology Fund reserve is decreased by $0.8 million. Staff has made revenue and expense estimates for the remainder of the year but results could vary and have further impacts to the BSR. Workers’ comp, general liability, and overtime costs are areas of continued concern; staff is continually monitoring these costs citywide and in the General Fund. February 28, 2012 Page 36 of 37 (ID # 2371) The Capital Fund Infrastructure Reserve is projected to end with a balance of $4.5 million, an increase of $1.5 million. The projected ending Rate Stabilization Reserve total for all Enterprise funds increases by $17.0 million. Policy Implications These recommendations are consistent with existing City policies. Environmental Assessment This is not a project under Section 21065 for purposes of the California Environmental Quality Act (CEQA). Attachments: -:Attachment 1 - Budget Amendment Ordinance (PDF) -:Attachment 1, Exhibit A - Midyear Financial Reports and Proposed Budget Adjustments (PDF) -:Attachment 1, Exhibit B - Midyear CIP Adjustments (PDF) -:Attachment 1, Exhibit B-1 - Guardrail Repair (PDF) -:Attachment 1, Exhibit B-2 - In-Ground Lifts (PDF) -:Attachment 1, Exhibit C - Amendments to Table of Organization (PDF) -:Attachment 2 - General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 (PDF) -:Attachment 3 - Fiscal Year 2012 Mid-Year Capital Improvement Program Projects Status (PDF) -:Attachment 4 - Continuous Capital Projects Expenditures for Fiscal Years 2008-2012 (PDF) -:Attachment 5 - General Fund Transfers to Infrastructure Reserve for Fiscal Years 2008- 2017 (PDF) -:Attachment 6 - Resolution of the Council of the City of Palo Alto Amending the 2010- 2011 Compensation Plan for Management and Professional Adopted by Resolution No. 9156 (PDF) -:Attachment 7 - Public Safety Overtime Analysis for Fiscal Years 2007-2011 with Fiscal Year 2012 Data through December 31, 2011 (PDF) Prepared By:Sherry Nikzat, Senior Financial Anlyst Department Head:Lalo Perez, Director City Manager Approval: ____________________________________ February 28, 2012 Page 37 of 37 (ID # 2371) James Keene, City Manager Page 1 of 4 Attachment 1 ORDINANCE NO. XXXX ORDINANCE OF THE COUNCIL OF THE CITY OF PALO ALTO AMENDING THE BUDGET FOR THE FISCAL YEAR 2012 TO ADJUST BUDGETED REVENUES AND EXPENDITURES IN ACCORDANCE WITH THE RECOMMENDATIONS IN THE MIDYEAR REPORT The City Council of the City of Palo Alto does ordain as follows: SECTION 1. The City Council of the City of Palo Alto finds and determines as follows: A. Pursuant to the provisions of Section 12 of Article III of the Charter of the City of Palo Alto, the Council on June 20, 2011 did adopt a budget for fiscal year 2012, including a Table of Organization describing the staffing for each department; and B. After reviewing the current budgeted revenues and expenditures for fiscal year 2012, adjustments to the budget are recommended to more accurately reflect year-end projections; and C. Various staffing adjustments require an amendment to the Table of Organization including the title change from Chief Budget Officer to Director, Office of Management and Budget; title change from Budget Officer to Principal Financial Analyst; add 1.0 Full-Time Equivalent (FTE) Senior Financial Analyst; add 1.0 FTE Development Center Manager; add 3.0 FTE Development Center Project Coordinator III; add 1.0 FTE Development Services Director; add 1.0 FTE Plans Examiner; add 1.0 FTE Information Technology Security Manager; and D. On July 11, 2011 (CMR #1858), the Council adopted Ordinance 5124 approving a Development Agreement between the City of Palo Alto and Stanford Hospital and Clinics, Lucile Salter Packard Children’s Hospital at Stanford, and the Board of Trustees of the Leland Stanford Junior University (“Stanford Development Agreement”); and E. City Council authorization is needed to establish a Stanford Development Agreement Special Revenue Fund, and to amend the fiscal year 2012 budget to plan for revenue associated with and appropriate funds in accordance with the Stanford Development Agreement; and F. City Council authorization is needed to amend the fiscal year 2012 budget as hereinafter set forth. SECTION 2. The General Fund Budget Stabilization Reserve is hereby decreased by the sum of Two Million Nine Hundred Forty Two Dollars ($2,942,000), as described in Exhibit A. As a result Page 2 of 4 of this change, the Budget Stabilization Reserve will change to $27,139,000. SECTION 3. The Capital Fund Infrastructure Reserve is hereby increased by the sum of One Million Four Hundred Fifty Six Thousand Dollars ($1,456,000), as described in Exhibit A. As a result of this change, the Infrastructure Reserve will change to $4,501,000. SECTION 4. The Supply Rate Stabilization Reserve in the Electric Fund is hereby increased by the sum of Four Million Nine Hundred Thirty Thousand Dollars ($4,930,000) as described in Exhibit A. SECTION 5. The Distribution Rate Stabilization Reserve in the Electric Fund is hereby increased by the sum of Two Million Two Hundred Sixty Six Thousand Dollars ($2,266,000) as described in Exhibit A. SECTION 6. The Rate Stabilization Reserve in the Fiber Optics Fund is hereby increased by the sum of Eleven Thousand Dollars ($11,000) as described in Exhibit A. SECTION 7. The Supply Rate Stabilization Reserve in the Gas Fund is hereby decreased by the sum of Seven Million One Hundred Three Thousand Dollars ($7,103,000) as described in Exhibit A. SECTION 8. The Distribution Rate Stabilization Reserve in the Gas Fund is hereby increased by the sum of Nine Million Five Hundred Eighty One Thousand Dollars ($9,581,000) as described in Exhibit A. SECTION 9. The Rate Stabilization Reserve in the Wastewater Collection Fund is hereby increased by the sum of One Million Nine Hundred Seventy Two Thousand Dollars ($1,972,000) as described in Exhibit A. SECTION 10. The Rate Stabilization Reserve in the Water Fund is hereby increased by the sum of Five Million Four Hundred Fifty Six Thousand Dollars ($5,456,000) as described in Exhibit A. SECTION 11. The Rate Stabilization Reserve in the Refuse Fund is hereby increased by the sum of Four Hundred Eighty Five Thousand Dollars ($485,000) as described in Exhibit A. SECTION 12. The Rate Stabilization Reserve in the Storm Drainage Fund is hereby decreased by the sum of Seventeen Thousand Dollars ($17,000) as described in Exhibit A. SECTION 13. The Rate Stabilization Reserve in the Wastewater Treatment Fund is hereby decreased by the sum of Three Hundred Twenty Seven Dollars ($327,000) as described in Exhibit A. Page 3 of 4 SECTION 14. The reserve balance in the Airport Fund is hereby decreased by the sum of One Hundred Seventy Seven Thousand Dollars ($177,000) as described in Exhibit A. SECTION 15. Adjustments to other funds are made as shown in Exhibit A. These changes impact Special Revenue, Internal Service, and Other Funds Reserves as indicated in Exhibit A. SECTION 16: The Stanford Development Agreement Special Revenue fund is hereby established to account for all financial transactions relating to the Stanford Development Agreement. SECTION 17: The Fund Balance in the Stanford Development Agreement Fund is hereby increased by the sum of Twenty One Million One Hundred Ninety Five Thousand Three Hundred Dollars ($21,195,000) as described in Exhibit A. SECTION 18. Adjustments to decrease or increase amounts allocated to various Capital Improvement Projects are made as shown in Exhibit B. These changes impact the General Fund Budget Stabilization Reserve and the Infrastructure Reserve and are reflected in the adjustments as shown in Exhibit A. SECTION 19. The Table of Organization is hereby amended to reflect the changes shown in Exhibit C, which is attached hereto and incorporated herein by reference. These changes impact Reserves and are accounted for in the changes shown in Exhibit A. SECTION 20. As specified in Section 2.28.080 of the Palo Alto Municipal Code, a two-thirds vote of the City Council is required to adopt this ordinance. SECTION 21. The Council of the City of Palo Alto hereby finds that this midyear adjustment is not a project under Section 21065 of the California Environmental Quality Act and, therefore, no environmental impact assessment is necessary. Capital improvement projects described in this ordinance will be assessed individually as appropriate. INTRODUCED: PASSED: AYES: NOES: ABSENT: ABSTENTIONS: ATTEST: Page 4 of 4 ____________________________ ____________________________ City Clerk Mayor APPROVED AS TO FORM: APPROVED: ____________________________ ____________________________ Sr. Asst. City Attorney City Manager ____________________________ Director of Admin. Services Attachment 1, Exhibit A CITY OF PALO ALTO FISCAL YEAR 2012 MIDYEAR FINANCIAL REPORT GENERAL FUND (in thousands) BUDGET ACTUALS (as of December 31, 2011) Adopted Adjusted Midyear Midyear Pre % Midyr Categories Budget Budget Budget Changes Encumbr Encumbr Actual  Budget  Revenues & Other Sources Sales Tax 20,246        20,246      21,594       1,348           ‐              ‐             7,755          36% Property Tax 26,052        26,052      25,989       (63)                ‐              ‐             9,376          36% Transient Occupancy Tax 8,204          8,204        8,674          470               ‐              ‐             4,123          48% Utility Users Tax 10,859        10,859      10,677       (182)             ‐              ‐             5,455          51% Documentary Transfer Tax 4,269          4,269        4,769          500               ‐              ‐             1,927          40% Motor Vehicle Tax, Penalties, Fines 2,330          2,330        2,156          (174)             ‐              ‐             1,054          49% Charges for Services 21,841        22,737      22,576       (161)             ‐              ‐             9,592          42% Permits & Licenses 5,778          6,399        6,479          80                 ‐              ‐             3,341          52% Return on Investment 1,318          1,318        974             (344)             ‐              ‐             618             63% Rental Income 13,914        13,914      13,914       ‐              ‐             6,998          50% From Other Agencies 155             155            174             19                 ‐              ‐             37               21% Charges To Other Funds 10,505        10,505      10,505       ‐              ‐             5,224          50% Other Revenues (1) 1,427          1,943        2,136          193               ‐              ‐             21,687        1015% Total Revenues (2) 126,898     128,931      130,617       1,686             ‐                ‐             77,187        59% Operating Transfers‐In 19,606        19,606        19,651         45                   ‐                ‐             9,512           48% Encumbrances and Reappropriation 3,887        3,887          ‐              ‐              ‐                From Infrastructure Reserve ‐              ‐                Total Sources of Funds 146,504     152,424      154,155       1,731             ‐                ‐             86,699        58% Expenditures & Other Uses City Attorney 2,355          3,009        3,026          17                 ‐             593            1,329          64% City Auditor 1,006          1,140        1,110          (30)                ‐             55               524             52% City Clerk 1,479          1,492        1,524          32                 ‐             10               829             55% City Council 319             328            433             105               ‐             1                 160             37% City Manager 2,512          2,718        2,691          (27)               94              54               1,275          53% Administrative Services 6,514          6,694        7,099          405              69              162            3,245          49% Community Services 20,711        21,176      21,642       466              69              2,383         10,316        59% Fire 29,780        30,154      30,148       (6)                 110            390            14,695        50% Human Resources 2,919          3,013        3,065          52                1                 112            1,323          47% Library 6,944          7,672        7,846          174              25              350            3,356          48% Planning and Community Environment 10,021        12,218      12,519       301              430            889            4,731          48% Police 31,918        32,192      33,188       996              20              676            16,311        51% Public Works 13,007        13,984      14,477       493              146            1,032         6,306          52% Non‐Departmental 5,038          4,841        7,307          2,466           ‐              ‐             4,416          60% Total Expenditures 134,523     140,631      146,073       5,442            964              6,707         68,816        52% Operating Transfers‐Out 11,837        13,087        12,462         (625)               ‐                ‐             5,914           47% Total Uses of Funds 146,360     153,718    158,535     4,817          964            6,707         74,730       52% Net Surplus/(Deficit) 144             (1,295)       (4,381)        (3,086)          Budget Amendments Authorized by Council:      ATT ‐ Add'l legal counsel 185            185                   NON‐DEPT ‐ Loan to Refuse Fund 1,250        1,250                LIB ‐ Foundation donation (3)‐             ‐                    PCE Development Center 4                4                   Total Augmentations Authorized by Council ‐              1,439        1,439           ‐               Net Surplus/(Deficit) After BAOs 144             144            (2,942)        (3,086)          Proposed Midyear Drawdown 2,942          2,942           Net Surplus/(Deficit) After BSR Drawdown 144             144            0                  (144)             BSR Balance 31,520        30,081        27,139          BSR % of Total Use of Funds 21.54% 20.55% 18.54% (1) Actual includes payment of $20.8 million from Stanford University Medical Center (SUMC) Development Agreement. (2) Total revenues excluding SUMC are $56.4 million. (3) $500,000 donation and expenditures nets to zero (see BAO 5137) Page 1 2/21/2012 Attachment 1, Exhibit A ACTUALS Adopted Adjusted Midyear Midyear Pre- % of Budget Budget Budget Changes Encumbr Encumbr Actual Midyear Budget Sources of Funds Net Sales 109,963 109,963 111,033 1,070 - - 59,452 54% Interest Income 4,014 4,014 4,014 - - - 1,937 48% Other Income 11,230 11,230 10,843 (387) - - 3,725 34% Reapprop/Encumbrances - 15,493 15,493 - - - 0% Total Sources 125,207 140,700 141,383 683 - - 65,114 52%** Uses of Funds Utility Purchases 69,846 69,964 63,754 (6,210) 25 83 29,555 47% Salaries & Benefits 11,079 11,083 11,259 176 - - 5,321 47% Contract Services 4,306 5,747 5,747 - 77 2,834 1,320 74% Supplies and Materials 811 843 843 - - 64 321 46% Facility and Equipment Purchases 75 75 75 - - - - 0% General Expenses 4,070 4,799 6,746 1,947 286 942 1,292 37% Rent and Leases 3,939 3,939 3,939 - - - 1,921 49% Allocated Charges 8,344 8,344 8,378 34 - - 3,664 44% Debt Service 8,966 8,966 8,966 - - - 4,431 49% Subtotal 111,436 113,760 109,707 (4,053) 388 3,923 47,825 48% Equity Transfer 11,587 11,587 11,587 - - - 5,793 50% Operating Transfers Out 299 298 298 - - - 150 50% Capital Improvement Program 8,685 22,404 19,945 (2,459) 4,083 1,844 4,863 54% Total Uses 132,007 148,049 141,537 (6,512) 4,471 5,767 58,631 49% Net To (From) Reserves (6,800) (7,349) (154) 7,195 Beginning Reserves 111,971 127,069 127,069 - Projected Ending Reserves 105,171 119,720 126,915 7,195 ** Excludes encumbrances and reappropriation BUDGET (as of 12-31-11) CITY OF PALO ALTO FISCAL YEAR 2012 MIDYEAR BUDGET SUMMARY ELECTRIC FUND (in thousands of dollars) Page 2 2/21/2012 Attachment 1, Exhibit A ACTUALS Adopted Adjusted Midyear Midyear Pre- % of Budget Budget Budget Changes Encumbr Encumbr Actual Midyear Budget Sources of Funds Net Sales 2,609 2,609 2,609 - - - 1,507 58% Interest Income 310 310 310 - - - 169 55% Other Income 740 740 740 - Reapprop/Encumbrances 805 805 - Total Sources 3,659 4,464 4,464 - - - 1,676 46%** Uses of Funds Salaries & Benefits 928 928 915 (13) - - 403 44% Contract Services 158 242 242 - - 97 53 62% Supplies and Materials 18 18 18 - - - - 0% General Expenses 25 25 25 - - - - 0% Rent and Leases 27 27 27 - - - 14 51% Allocated Charges 405 405 407 2 - - 187 46% Subtotal 1,561 1,645 1,634 (11) - 97 656 46% Operating Transfers Out 9 9 9 - - - 5 51% Capital Improvement Program 500 1,221 1,221 - - 300 104 33% Total Uses 2,070 2,875 2,864 (11) - 397 765 41% Net To (From) Reserves 1,589 1,589 1,600 11 Beginning Reserves 10,406 11,130 11,130 Projected Ending Reserves 11,995 12,719 12,730 11 ** Excludes encumbrances and reappropriation BUDGET (as of 12-31-11) CITY OF PALO ALTO FISCAL YEAR 2012 MIDYEAR BUDGET SUMMARY FIBER OPTICS FUND (in thousands of dollars) Page 3 2/21/2012 Attachment 1, Exhibit A ACTUALS Adopted Adjusted Midyear Midyear Pre- % of Budget Budget Budget Changes Encumbr Encumbr Actual Midyear Budget Sources of Funds Net Sales 42,013 42,013 42,013 - - - 17,059 41% Interest Income 948 948 948 - - - 441 47% Other Income 1,871 1,871 1,790 (81) - - 250 14% Reapprop/Encumbrances 16,848 16,848 - - - - - Total Sources 44,832 61,680 61,599 (81) - - 17,751 40%** Uses of Funds Utility Purchases 19,397 19,397 18,497 (900) 1,351 6,440 5,508 72% Salaries & Benefits 4,635 4,635 4,659 24 - - 2,104 45% Contract Services 4,850 5,333 5,333 - 36 4,313 495 91% Supplies and Materials 465 497 497 - - 142 206 70% Facility and Equipment Purchases 63 63 63 - - 28 8 57% General Expenses 914 966 966 - 245 192 231 69% Rent and Leases 341 340 340 - - - 156 46% Allocated Charges 3,910 3,910 4,046 136 - - 1,688 42% Debt Service 948 948 948 - - - 21 2% Subtotal 35,523 36,089 35,349 (740) 1,631 11,114 10,418 66% Equity Transfer 6,006 6,006 6,006 - - - 3,003 50% Operating Transfers Out 170 170 170 - - - 102 60% Capital Improvement Program 7,821 24,153 22,335 (1,818) 119 5,120 2,483 35% Total Uses 49,520 66,418 63,860 (2,558) 1,750 16,234 16,006 53% Net To (From) Reserves (4,688) (4,738) (2,261) 2,477 Beginning Reserves 15,215 17,188 17,188 - Projected Ending Reserves 10,527 12,450 14,927 2,477 CITY OF PALO ALTO FISCAL YEAR 2012 MIDYEAR BUDGET SUMMARY GAS FUND (in thousands of dollars) BUDGET (as of 12-31-11) ** Excludes encumbrances and reappropriation Page 4 2/21/2012 Attachment 1, Exhibit A ACTUALS Adopted Adjusted Midyear Midyear Pre- % of Budget Budget Budget Changes Encumbr Encumbr Actual Midyear Budget Sources of Funds Net Sales 14,485 14,485 14,485 - - - 7,391 51% Interest Income 480 480 480 - - - 228 47% Other Income 904 904 904 - - - 650 72% Reapprop/Encumbrances 10,224 10,224 - - - - Total Sources 15,869 26,093 26,093 - - - 8,268 52%** Uses of Funds Utility Purchases 7,954 7,954 7,954 - - - 3,977 50% Salaries & Benefits 2,074 2,074 2,095 21 - - 989 47% Contract Services 178 241 241 - - 153 50 84% Supplies and Materials 222 245 245 - - 104 139 99% Facility and Equipment Purchases 1 1 1 - - 1 - 138% General Expenses 78 78 78 - - - 23 30% Rent and Leases 202 202 202 - - - 71 35% Allocated Charges 1,958 1,956 1,815 (141) - - 640 35% Debt Service 129 129 129 - - - - 0% Subtotal 12,796 12,880 12,760 (120) - 258 5,888 48% Operating Transfers Out 88 88 88 - - - 61 69% Capital Improvement Program 4,274 14,414 12,562 (1,852) 682 874 1,435 24% Total Uses 17,158 27,382 25,410 (1,972) 682 1,133 7,384 36% Net To (From) Reserves (1,289) (1,289) 683 1,972 Beginning Reserves 6,850 6,896 6,896 - Projected Ending Reserves 5,561 5,607 7,579 1,972 CITY OF PALO ALTO FISCAL YEAR 2012 MIDYEAR BUDGET SUMMARY WASTEWATER COLLECTION FUND (in thousands of dollars) BUDGET (as of 12-31-11) ** Excludes encumbrances and reappropriation Page 5 2/21/2012 Attachment 1, Exhibit A ACTUALS Adopted Adjusted Midyear Midyear Pre- % of Budget Budget Budget Changes Encumbr Encumbr Actual Midyear Budget Sources of Funds Net Sales 29,366 29,366 29,366 - - - 16,349 56% Interest Income 971 971 971 - - - 122 13% Other Income 2,859 2,859 2,859 - - - 1,180 41% Reapprop/Encumbrances 42,128 42,128 - - Total Sources 33,196 75,324 75,324 - - - 17,651 53%** Uses of Funds Utility Purchases 15,774 15,774 15,774 - - 8,665 6,739 98% Salaries & Benefits 5,339 5,339 5,364 25 - - 2,711 51% Contract Services 740 959 959 - 11 451 175 66% Supplies and Materials 461 481 481 - - 146 312 95% Facility and Equipment Purchases 8 8 8 - - 1 1 21% General Expense 435 (1,654) (1,654) - - 11 141 -9% Rents and Leases 2,896 2,895 2,895 - 640 - 1,119 61% Allocated Charges 3,116 3,116 3,130 14 - - 1,188 38% Debt Service 3,338 3,338 3,338 - - - 737 22% Subtotal 32,107 30,256 30,295 39 651 9,274 13,123 76% Equity Transfer - - - - - - - - Operating Transfers Out 104 104 104 - - - 52 50% Capital Improvement Program 4,369 48,372 42,877 (5,495) 5,218 22,655 2,467 63% Total Uses 36,580 78,732 73,276 (5,456) 5,868 31,929 15,642 68% Net To (From) Reserves (3,384) (3,408) 2,048 5,456 Beginning Reserves 19,496 11,639 11,639 - Projected Ending Reserves 16,112 8,231 13,687 5,456 ** Excludes encumbrances and reappropriation CITY OF PALO ALTO FISCAL YEAR 2012 MIDYEAR BUDGET SUMMARY WATER FUND (in thousands of dollars) BUDGET (as of 12-31-11) Page 6 2/21/2012 Attachment 1, Exhibit A ACTUALS Adopted Adjusted Midyear Midyear Pre- % of Budget Budget Budget Changes Encumbr Encumbr Actual Midyear Budget Sources of Funds Net Sales 23,947 26,134 26,134 - - - 13,319 51% Interest Income 301 301 301 - - - 112 37% Other Income 3,952 5,202 4,710 (492) - - 2,105 45% Reapprop/Encumbrances 3,656 3,656 - Total Sources 28,200 35,293 34,801 (492) - - 15,536 50%** Uses of Funds GreenWaste Hauling Contract 13,000 12,807 12,807 - - 6 5,054 40% Salaries and Benefits 4,060 3,938 4,030 92 - - 1,919 48% Contract Services 6,058 7,054 7,187 133 310 1,359 2,770 62% Supplies and Materials 141 142 142 - - 8 29 26% Facility and Equipment Purchases 10 10 10 - - - - 0% General Expenses 227 229 229 - - 4 577 254% Rents and Leases 4,298 4,300 4,300 - - 10 2,144 50% Allocated Charges 3,255 3,254 3,254 - - - 1,662 51% Debt Service 623 623 623 - 0% Subtotal 31,672 32,357 32,582 225 310 1,387 14,155 49% Operating Transfers Out 74 74 74 - - - 37 50% Capital Improvement Program 6,246 8,902 7,701 (1,201) 275 324 417 13% Total Uses 37,992 41,333 40,357 (976) 585 1,711 14,610 41% Net (From) Landfill Closure Liab (6,100) (6,100) (6,100) - Net To (From) Reserves (3,692) 60 544 484 Beginning Reserves (4,627) (4,384) (4,384) - Projected Ending Reserves (8,319) (4,324) (3,840) 484 CITY OF PALO ALTO FISCAL YEAR 2012 MIDYEAR BUDGET SUMMARY REFUSE FUND (in thousands of dollars) BUDGET (as of 12-31-11) ** Excludes encumbrances and reappropriation Page 7 2/21/2012 Attachment 1, Exhibit A ACTUALS Adopted Adjusted Midyear Midyear Pre- % of Budget Budget Budget Changes Encumbr Encumbr Actual Midyear Budget Sources of Funds Net Sales 5,536 5,536 5,536 - - - 2,890 52% Interest Income 148 148 148 - - - 82 55% Other Income 130 130 130 - - - 1 1% Reapprop/Encumbrances 3,398 3,398 - - Total Sources 5,814 9,212 9,212 - - - 2,972 51%** Uses of Funds Salaries and Benefits 1,005 1,005 1,077 72 - - 442 41% Contract Services 373 434 434 - 89 63 193 79% Supplies and Materials 103 109 109 - - 15 36 47% Facility and Equipment Purchases 8 8 8 - - - 2 30% General Expenses 15 486 486 - - - 213 44% Rents and Leases 6 6 6 - - - - 0% Allocated Charges 606 606 606 - - - 260 43% Debt Service 950 950 950 - - - - 0% Subtotal 3,066 3,604 3,676 72 89 78 1,146 36% Operating Transfers Out 18 18 18 - - - 9 51% Capital Improvement Program 2,639 5,499 5,444 (55) 87 582 1,303 36% Total Uses 5,723 9,121 9,138 17 176 660 2,458 36% Net Surplus (Deficit) 91 91 74 (17) Beginning Reserves 245 1,640 1,640 - Projected Ending Reserves 336 1,731 1,714 (17) CITY OF PALO ALTO FISCAL YEAR 2012 MIDYEAR BUDGET SUMMARY STORM DRAINAGE FUND (in thousands of dollars) BUDGET (as of 12-31-11) ** Excludes encumbrances and reappropriation Page 8 2/21/2012 Attachment 1, Exhibit A ACTUALS Adopted Adjusted Midyear Midyear Pre- % of Budget Budget Budget Changes Encumbr Encumbr Actual Midyear Budget Sources of Funds Net Sales 12,566 12,566 12,566 - - - 10,270 82% Interest Income 499 499 499 - - - 220 44% Other Income 8,016 8,016 8,016 - - - 71 1% Reapprop/Encumbrances 10,499 10,499 - Total Sources 21,081 31,580 31,580 - - - 10,561 50%** Uses of Funds Salaries and Benefits 9,509 9,509 9,836 327 - - 4,386 45% Contract Services 1,877 2,734 2,734 - 167 1,489 512 79% Supplies and Materials 1,422 1,645 1,645 - 53 435 716 73% Facility and Equipment Purchases 10 10 10 - - - - 0% General Expenses 411 411 411 - - - 193 47% Rents and Leases - - - - - - - 0% Allocated Charges 4,709 4,709 4,709 - - - 2,441 52% Debt Service 818 818 818 - - - - 0% Subtotal 18,756 19,836 20,163 327 220 1,925 8,248 52% Operating Transfers Out 105 105 105 - - - 53 50% Capital Improvement Program 56 9,475 9,475 - 963 1,566 484 32% Total Uses 18,917 29,416 29,743 327 1,183 3,490 8,785 45% Net To (From) Reserves 2,164 2,164 1,837 (327) Beginning Reserves 3,401 5,327 5,327 - Projected Ending Reserves 5,565 7,491 7,164 (327) ** Excludes encumbrances and reappropriation CITY OF PALO ALTO FISCAL YEAR 2012 MIDYEAR BUDGET SUMMARY WASTEWATER TREATMENT FUND (in thousands of dollars) BUDGET (as of 12-31-11) Page 9 2/21/2012 Attachment 1, Exhibit A ACTUALS Adopted Adjusted Midyear Midyear Pre- % of Budget Budget Budget Changes Encumbr Encumbr Actual Midyear Budget Sources of Funds Net Sales - - - - - - - 0% Interest Income - - - - - - - 0% Other Income - - - - - - - 0% Reapprop/Encumbrances - - - Total Sources - - - - - - - 0%** Uses of Funds Salaries and Benefits - - - - - - - 0% Contract Services - - 177 177 - - - 0% Supplies and Materials - - - - - - - 0% Facility and Equipment Purchases - - - - - - - 0% General Expenses - - - - - - - 0% Rents and Leases - - - - - - - 0% Allocated Charges - - - - - - - 0% Debt Service - - - - - - - 0% Subtotal - - 177 177 - - - 0% Operating Transfers Out - - - - - - - 0% Capital Improvement Program - - - - - - - 0% Total Uses - - 177 177 - - - 0% Net To (From) Reserves - - (177) (177) Beginning Reserves (118) (118) (118) - Projected Ending Reserves (118) (118) (295) (177) ** Excludes encumbrances and reappropriation CITY OF PALO ALTO FISCAL YEAR 2012 MIDYEAR BUDGET SUMMARY AIRPORT FUND (in thousands of dollars) BUDGET (as of 12-31-11) Page 10 2/21/2012 Attachment 1, Exhibit A General Fund Midyear Detail Changes  Fiscal Year 2012 Dept. Cost  Center Comm  Item Category Description Expense Revenue Totals FY 2012 Adopted Budget ‐ Contribution to BSR 144,339             NON Loan to Refuse Fund (repaid in FY 2013) 1,250,000        (1,250,000)        ATT Add'l outside council binding arbitration 185,000            (185,000)           PCE Various ‐ Economic Development Blue Print 1,520,426        1,516,000        (4,426)                LIB Donation from Library Foundation 515,000            515,000             ‐                     Year‐to‐Date Draw from BSR (1,439,426)        Change to BSR Before Proposed Midyear Budget BSR Beginning Balance 31,520,339       Year‐to‐Date BSR Draw (1,439,426)        BSR Balance Before Proposed Midyear Adjustments 30,080,913       Above/(below) 15% guideline 8,126,913         Above/(below) 18.5% guideline 3,004,313         Percent of Adopted Expenditures 20.55% Revenue Changes NON 10200000 18xxx Sales Taxes Sales Tax increase 1,348,000         NON 10200000 11xxx Property Tax Property Tax decrease (63,000)             NON 10200000 11850 Transient Occupancy  Tax TOT increase 470,000             NON 10300000 118xx Utility Users Tax UUT decrease (182,000)           NON 10200000 11800 Documentary Transfer  Tax Doc Trans Tax increase 500,000             NON 1020000 11090 Other Taxes and Fines Vehicle License Fee reduction (174,000)           NON 10200000 16010 Return on Investments Interest Income decrease (344,000)           CSD 80020810 13420 Charges for Services Additional ticket sales revenue 30,000               CSD 80020810 13480 Charges for Services Class registration revenue due to increased activity 15,000               CSD 80060710 13500 Charges for Services Reduced Golf revenues (75,000)             CSD 80020115 18010 Other Revenue Donations for Children's studio programs from Palo Alto Arts  Center Foundation to reimburse temp salaries 29,800               FIR/PD Various 12520 Charges for Services Stanford Fire FY 2011 budget to actual charges ‐ increase 153,486             FIR 75xxxxxx 12520 Charges for Services Stanford Fire Revenue loss due to IAFF concessions (315,726)           FIR 75030008 13090 Charges for Services Paramedic Service Fee 100,000             PWD 50040006 19390 Permits and Licenses Increase in GF street cut fee revenue 50,400               Subtotal Various Revenues 1,542,960         Expense Changes Contingency Reimbursements NON 10200000 37020 General Expense Council Contingency reimbursement for High Speed Rail 125,000             NON 10200000 37070 General Expense Replenish Innovation Contingency Fund for November 2011  election costs 24,733               Subtotal ‐ Contingency Reimbursements 149,733            ‐                     Council Directed or Obligated Expense CSD 80060710 31990 Contract Services San Francisquito flood control 25,000               NON Various 3037x Salary & Benefits Increase in retiree medical OPEB cost 2,330,000         FIR Various Various Salary & Benefits Negotiated IAFF Salary & Benefits reduction (1,042,000)        PCE 60030001 34990 Rents & Leases Second floor Development Center rent ‐ reimbursement to  PCE 125,100             Page 11 2/21/2012 Attachment 1, Exhibit A General Fund Midyear Detail Changes  Fiscal Year 2012 Dept. Cost  Center Comm  Item Category Description Expense Revenue Totals Subtotal ‐ Council Directed or Obligated Expense 1,438,100         ‐                     Department Requests City Clerk's Office CLK 12030005 31210 Contract Services Minutes transcription 7,000                 CLK 12010001 32080 Supplies and Materials Records storage for historical documents 4,500                 Subtotal ‐ City Clerk 11,500               ‐                     City Manager's Office CMO 11010001 30010 Salary & Benefits 0.5 FTE Management Analyst moved to IT (30,374)             Subtotal ‐ City Manager (30,374)             ‐                     Administrative Services Department ASD Various 30030 Salary & Benefits Temps, reclassifications, one additional Senior Financial  Analyst, FTE shifted from IT 77,371               ASD 40010001 31990 Contract Services Add'l funding Development Impact Fee, budget book 28,420               ASD 40010001 31290 Contract Services CalCard replacement project. Funded by transfer from the  Technology Fund. 24,900              24,900               ASD 40060002 35600 Facilities & Equipment Computer for budget book production 3,810                 Subtotal ‐ Administrative Services 134,501           24,900               Community Services Department CSD 80010001 30010 Salary & Benefits Reclass 1.0 FTE Mgr, Arts to Asst Director 25,828               CSD 80020115 30030 Salary & Benefits Temp salaries for children's studio classes offset by donations  from Palo Alto Arts Council Foundation 8,200                8,200                 80020414 31080 Contract Services Community funded concerts, expenses offset by donations 2,000                2,000                 CSD 80020112 31990 Contract Services Exhibitions ‐ costs offset by Arts Council donations 7,051                7,051                 CSD 80040003 31990 Contract Services Downtown Streets Team, reimbursed by Downtown Parking  Permit Fund 20,000              20,000               CSD Various Various Various Dance in Schools and Children's Theater, fully funded by  donations, PAUSD 89,730              89,730               CSD 80020810 33480 General Expense Reduction in special event expenses with corresponding  reduction in revenues (64,888)            (69,000)             Subtotal ‐ Community Services 87,921              57,981               Fire Department FIR 75030004 30030 Salary & Benefits Temporary assistance with inspections, more than fully  reimbursed by increased revenue 10,000              30,000               FIR 75040002 32990 Supplies & Materials Student materials for JFA, offset by revenue 8,000                8,000                 Subtotal ‐ Fire 18,000              38,000               Library Department LIB 84010001 31990 Contract Services Strategic plan development from previous grant funds 6,300                 LIB 84010001 32010 Supplies & Materials Supplies funded by Eureka! grant, Friends of the Public  Library donation, Gordon Biersch donation 12,400              12,400               Subtotal ‐ Library 18,700              12,400               Planning and Community Environment Dept PCE 60030002 31990 Contract Services BMI Digital image scanning 31,350               Page 12 2/21/2012 Attachment 1, Exhibit A General Fund Midyear Detail Changes  Fiscal Year 2012 Dept. Cost  Center Comm  Item Category Description Expense Revenue Totals Subtotal ‐ Planning & Community Environment 31,350               ‐                     Police Department POL 70020002 30030 Salary & Benefits Reimbursable expenses for Urban Shield 43,838              43,838               POL Various Various Communications Until Leader training hosted by PAPD and  reimbursed 11,061              11,061               Subtotal ‐ Police 54,899              54,899               Public Works Department PWD Various 30010 Salary & Benefits Reallocate 1.1 FTE from Enterprise and Other Funds to the  General Fund 30,189               PWD 50020305 31270 Contract services Canopy contract 44,500               PWD 50040005 31990 Contract services IBRC editor/consultant and related expenses 15,000               PWD 50020120 32310 Supplies and Materials Asphalt  and pothole supplies 25,000               Subtotal ‐ Public Works 114,689            ‐                     Non‐Departmental NON 10200000 30010 Salaries & Benefits Reduction of placeholder ‐ Public Safety concessions not  achieved 3,412,539         NON 10200000 40550 Transfer Out Reduce loan to Refuse Fund (625,000)           Subtotal ‐ Non‐Departmental 2,787,539         ‐                     Subtotal ‐ Midyear Decision Items 3,228,725        188,180            SUBTOTAL ‐ EXPENSE AND REVENUE 4,816,558        1,731,140         NET GENERAL FUND MIDYEAR ADJUSTMENTS (3,085,418)        SURPLUS ‐ ADOPTED BUDGET 144,373            PROPOSED MIDYEAR BSR DRAW (2,941,045)        Change to BSR After Proposed Midyear Budget BSR Balance 30,080,913       Proposed Midyear BSR Draw (2,941,045)        Revised BSR Balance 27,139,868       Above/(below) 15% guideline 5,185,868         Above/(below) 18.5% guideline 63,268               Percent of Adopted Expenditures 18.54% Page 13 2/21/2012 Attachment 1, Exhibit A Enterprise Funds Midyear Detail Changes Fiscal Year 2012 Dept. Cost Center Comm  Item Category Description Expense Revenue Electric Fund Operating Budget Utilities 20000030 17800 Net Sales Surplus Energy Rev 1,070,000              Utilities 20040102 18870 Other Revenue Reduce revenue CVP O&M Loan Repay (387,000)                Utilities 20040105 33115 General Expense Carryforward unused amount for Energy Financing  program from FY 2011              1,800,000  Utilities 20040104 33120 General Expense Carryforward unused amount for Energy Financing  program from FY 2011                  200,000  Utilities 20040102 33150 General Expense Decrease in joint agency debt service with NCPA due to  lower than expected costs (53,000)                  Utilities 20040102 36090 Utility Purchase Lower than expected costs, deferred payments for Crazy  Horse and San Joaquin projects (6,210,000)            Utilities Various 39100 Allocated Charges Allocation for organizational assessment 33,906                   Utilities Various 3037X Salary & Benefits Increase in retiree medical OPEB cost 176,000                 Total Operating Budget (4,053,094)           683,000                 Capital Budget Utilities 20020201 38790 Project Expense Decrease CIP EL‐89028 Electric Customer Connections  due to revised estimates (1,000,000)            Utilities 20020202 38790 Project Expense To close CIP EL‐08002 E. Meadow/Alma/Loma 4/12kV  Conversion and to return balance to reserve (414,014)                Utilities 20020202 38790 Project Expense Decrease CIP EL‐11008 Rebuild Underground District 19  due to reduction in project scope (400,000)                Utilities 20020202 38790 Project Expense Decrease CIP EL‐89038 Substation Protection  Improvements due to revised estimates (300,000)                Utilities 20020202 38790 Project Expense To close CIP EL‐04014 Automated Meter Reading System  and to return balance to reserve (255,194)                Utilities 20020403 38790 Project Expense Decrease CIP EL‐89031 Communications System  Improvements due to revised estimates (200,000)                Utilities 20020202 38790 Project Expense Decrease CIP EL‐89044 Substation Facility Improvements  due to revised estimates (200,000)                Utilities 20020202 38790 Project Expense Decrease CIP EL‐11002 St. Francis Oregon 4/12kV  Conversion which is being deferred six years due to other  high priority projects (50,000)                  Utilities 20020202 38790 Project Expense Decrease CIP EL‐11000 Seale/Waverley 4/12kV  Conversion which is being deferred six years due to other  high priority projects (40,000)                  Utilities 20020202 38790 Project Expense Increase CIP EL‐11004 Hewlett Subdivision Rebuild Los  Trancos due to higher than original cost estimates 400,000                 Total Capital Budget (2,459,208)            ‐                          Net Electric Fund Midyear Adjustments (6,512,302)           683,000                 RESERVE IMPACT ‐ ELECTRIC SUPPLY RSR 4,929,788              RESERVE IMPACT ‐ ELECTRIC DISTRIBUTION RSR 2,265,514              Fiber Optics Fund Operating Budget Utilities 20000081 39100 Allocated Charges Allocation for organizational assessment 2,094                      Utilities Various 3037X Salary & Benefits Decrease in retiree medical OPEB cost (13,000)                  Net Fiber Optics Fund Midyear Adjustments (10,906)                  ‐                          RESERVE IMPACT ‐ FIBER OPTICS RSR 10,906                   Page 14 2/21/2012 Attachment 1, Exhibit A Enterprise Funds Midyear Detail Changes Fiscal Year 2012 Dept. Cost Center Comm  Item Category Description Expense Revenue Gas Fund Operating Budget Utilities 20040202 36040 Utility Purchase Reduction due to lower than budgeted market prices. (1,300,000)            Utilities 20040202 36070 Utility Purchase Increase due to higher than budgeted expected PG&E  Pipeline safety charge 400,000                 Utilities 20000051 39100 Allocated Charges Allocation for organizational assessment 15,935                   Utilities 20000050 20XXX/4 0XXX Operating Transfer  In/Out Transfer from gas supply rate stabilization to gas  distribution rate stabilization reserve to align with  guidelines 8,000,000             8,000,000              Utilities 20000040 19620 Charges to Other  Funds Decrease in sales to Vehicle Fund and decrease in  commodity (80,532)                 (80,532)                  Utilities 20020802 39390 Allocated Charges Increase street cut fees for gas main replacement  projects scheduled to be completed by Q4 200,400                 Utilities Various 3037X Salary & Benefits Increase in retiree medical OPEB cost 24,000                   Total Operating Budget 7,259,803             7,919,468              Capital Budget Utilities 20020802 38790 Project Expense Decrease CIP GS‐03009 System Extensions‐  Unreimbursed due to revised estimates (480,000)                Utilities 20020802 38790 Project Expense Close CIP GS‐05002 Gas Main Replacement ‐ Project 15  and to return balance to reserve (111,216)                Utilities 20020802 38790 Project Expense Close CIP GS‐06001 Gas Main Replacement ‐ Project 16  and to return balance to reserve (49,716)                  Utilities 20020802 38790 Project Expense Decrease CIP GS‐11002 Gas System Improvements due  to revised estimates (100,000)                Utilities 20020801 38790 Project Expense Decrease CIP GS‐80017 Gas System Extensions due to  revised estimates (935,000)                Utilities 20020802 38790 Project Expense Decrease CIP GS‐80019 Gas Meters and Regulators due  to revised estimates (142,159)                Total Capital Budget (1,818,091)            ‐                          Net Gas Fund Midyear Adjustments 5,441,712             7,919,468              RESERVE IMPACT ‐ GAS SUPPLY RSR (7,103,002)            RESERVE IMPACT ‐ GAS DISTRIBUTION RSR 9,580,758              Wastewater Collection Fund Operating Budget Utilities 20000071 39100 Allocated Charges Allocation for organizational assessment 8,848                      Utilities 20021202 39390 Allocated Charges Reduce street cut fees due to delays in wastewater  collection rehabilitation projects. (150,000)                Utilities Various 3037X Salary & Benefits Increase in retiree medical OPEB cost 21,000                   Total Operating Budget (120,152)                ‐                          Capital Budget Utilities 20021202 38780 Project Expense Close CIP WC‐02002 Wastewater Collection System  Rehab/Aug. Project 15 and to return balance to reserve (55,760)                  Utilities 20021202 38780 Project Expense Close CIP WC‐04002 Wastewater Collection System  Rehab/Aug. Project 17 and to return balance to reserve (150,000)                Utilities 20021202 38780 Project Expense Decrease CIP WC‐05003 Wastewater Collection System  Rehab/Aug. Project 18 due to revised estimates (173,183)                Page 15 2/21/2012 Attachment 1, Exhibit A Enterprise Funds Midyear Detail Changes Fiscal Year 2012 Dept. Cost Center Comm  Item Category Description Expense Revenue Utilities 20021202 38780 Project Expense Close CIP WC‐06003 Wastewater Collection System  Rehab/Aug. Project 19 and to return balance to reserve (137,637)                Utilities 20021202 38780 Project Expense Decrease CIP WC‐15002 Wastewater System  Improvements due to revised estimates (275,000)                Utilities 20021201 38780 Project Expense Decrease CIP WC‐80020 Sewer System Extensions due to  revised estimates (625,000)                Utilities 20021202 38780 Project Expense Decrease CIP WC‐99013 Sewer Lateral/Manhole  Rehab/Replacement due to revised estimates (435,000)                Total Capital Budget (1,851,580)            ‐                          Net Wastewater Collection Fund Midyear Adjustments (1,971,732)            ‐                          RESERVE IMPACT ‐ WASTEWATER COLLECTION RSR 1,971,732              Water Fund Operating Budget Utilities 20000061 39100 Allocated Charges Allocation for organizational assessment 14,217                   Utilities Various 3037X Salary & Benefits Increase in retiree medical OPEB cost 25,000                   Total Operating Budget 39,217                   ‐                          Capital Budget Utilities 20021002 38790 Project Expense Decrease CIP WS‐07000 Water Regulation System  Improvements due to revised estimates (600,000)                Utilities 20021002 38790 Project Expense Decrease CIP WS‐08002 Emergency Water Supply  Project due to revised estimates (3,200,000)            Utilities 20021002 38790 Project Expense Decrease CIP WS‐11003 Water Distribution System  Improvements due to revised estimates (130,000)                Utilities 20021002 38790 Project Expense Decrease CIP WS‐11004 Water Supply System  Improvements due to revised estimates (125,000)                Utilities 20021001 38790 Project Expense Decrease CIP WS‐80013 Water System Extensions due to  revised estimates (300,000)                Utilities 20021002 38790 Project Expense Decrease CIP WS‐80014 Water Service Hydrant  Replacement due to revised estimates (500,000)                Utilities 20021002 38790 Project Expense Decrease CIP WS‐80015 Water Meters due to revised  estimates (640,000)                Net Water Fund Midyear Adjustments (5,495,000)            ‐                          Net Water Fund Midyear Adjustments (5,455,783)            ‐                          RESERVE IMPACT ‐ WATER RSR 5,455,783              Refuse Fund Operating Budget PWD 50050101 30010 Salary & Benefits  Reduce 1.0 FTE Admin Assoc. II (24,765)                  PWD 50050101 30010 Salary & Benefits  Reduce 0.5 FTE Asst. Dir. Public Works (28,826)                  PWD Various 3037X Salary & Benefits  Increase in retiree medical OPEB cost 145,000                 PWD 50050411 31260 Contract services  Increase ‐ IMPEC.  Reimbursed by Univ. Ave. Parking  Fund. 63,280                                     63,280  PWD 50050411 31270 Contract services  Increase Downtown Streets Team Univ. Ave. Parking  Fund 69,888                                     69,888  PWD 50050001 20110 Transfer In  Decrease loan from General Fund                 (625,000) Total Operating Budget 224,576                (491,832)                Capital Budget Page 16 2/21/2012 Attachment 1, Exhibit A Enterprise Funds Midyear Detail Changes Fiscal Year 2012 Dept. Cost Center Comm  Item Category Description Expense Revenue PWD 50050201 38790  JL Project Expense  Reduce CIP RF‐07001 due to permanent closure of the  Recycling Center, return to Refuse Fund.(879,473)                PWD 50050201 38790  JL Project Expense  Close CIP RF‐09003. New receptacles not preferred,  return to Refuse Fund.(321,843)                Total Capital Budget (1,201,316)            ‐                          Net Refuse Fund Midyear Adjustments (976,740)               (491,832)                RESERVE IMPACT ‐ REFUSE FUND RSR 484,908                 Storm Drainage Fund Operating Budget PWD 50070320 30010 Salary & Benefits Decrease 0.05 FTE Admin Associate II (1,238)                    PWD 50070320 30010 Salary & Benefits Decrease 0.05 FTE Management Analyst (1,725)                    PWD 50070320 30010 Salary & Benefits Increase 0.05 FTE Asst. Dir. Public Works 2,883                      PWD Various 3037X Salary & Benefits Increase in retiree medical OPEB cost 72,000                   Total Operating Budget 71,920                   ‐                          Capital Budget PWD 50070201 38790 Project Expense Close CIP SD‐08101 Alma Street Storm Drain  Improvements, return balance to reserve (55,117)                  Total Capital Budget (55,117)                  ‐                          Net Storm Drainage Fund Midyear Adjustments 16,803                   ‐                          RESERVE IMPACT ‐ STORM DRAINAGE RSR (16,803)                  Wastewater Treatment Fund Operating Budget PWD Various 3037X Salary & Benefits Increase in retiree medical OPEB cost 327,000                 Total Operating Budget 327,000                 ‐                          Net Wastewater Treatment Fund Midyear Adjustments 327,000                 ‐                          RESERVE IMPACT ‐ STORM DRAINAGE RSR (327,000)                Airport Fund PWD 53000000 30010 Salary & Benefits City staff oversight 1,433                      PWD 53000000 31010 Contract Services Contract for legal services 25,000                   PWD 53000000 31990 Contract Services Contracts for groundwater sampling and monitoring 151,001                 Net Airport Fund Midyear Adjustments 177,434                 ‐                          RESERVE IMPACT ‐ AIRPORT FUND (177,434)                Utilities Administration Admin 20000002 19100 Charges to Other  Funds Increase in Utilities administration reimbursement from  Utilities Funds 75,000                   Admin 20010001 31990 Contract Services Increase for Utilities Organizational Assessment 75,000                   Admin Various 3037X Salary & Benefits Decrease in retiree medical OPEB cost (4,000)                   (4,000)                    Net Utilities Administration Fund Midyear Adjustments 71,000                  71,000                   RESERVE IMPACT ‐                          Page 17 2/21/2012 Attachment 1, Exhibit A Internal Service Funds Midyear Detail Changes Fiscal Year 2012 Dept. Cost Center Comm  Item Category Description Expense Revenue Technology Fund Operating Budget IT 30010003 30010 Salary & Benefits  CIO salary, decrease in 0.32 ASD FTE, add 1.0 FTE  Information Technology Security Manager, move  0.5 FTE from CMO 185,425             IT 30040003 31230 Contract Services Additional Licenses for Utilities 123,050             IT 30040003 31230 Contract Services Non‐emergency notification system 10,000               IT 30040002 31230 Contract Services City's internet/intranet design 80,000               IT 30040003 31230 Contract Services Questica purchase 85,000               IT 30040003 31230 Contract Services Employee Selection ‐ Neoga 10,000               IT 30030003 31290 Contract Services Computer room UPS 2,400                 IT 30050002 31290 Contract Services  Panaya ‐ Automates the applying of SAP service  packs. 65,000               IT 30040003 31290 Contract Services Internet connectivity 21,335               IT 30040003 31290 Contract Services Utility Blackboard Software License 55,000               IT 30030003 31290 Contract Services SAP Backend 13,000               IT 30040003 31290 Contract Services Minute Traq software maintenance 11,040               IT 30040003 31290 Contract Services Move Geodessy TE‐02015 maint. from CIP 45,000               IT 30010003 31990 Contract services Recruitment costs 25,000               IT 30010002 33060 General Expense Subscription professional services 7,600                 IT 30030002 35040 Facilities & Equipment Universal Power Supply repair 32,760               IT 30030002 35040 Facilities & Equipment Increase wireless connectivity at City locations 81,000               IT Various 3037X Salary & Benefits Increase in retiree medical OPEB cost 2,000                 IT 30050002 40xxx Transfer Out CAL‐Card maintenance support, transferred to ASD  budget (24,900)              Total Operating Budget 829,710             ‐                   Capital Budget IT 30060002 38790 Project Expense Close CIP TE‐00021 New Phone System, transfer to  CIP TE‐00010 Telephone System Replacement (174,285)           IT 30060002 38790 Project Expense Increase CIP TE‐00010 to include transfer from TE‐ 00021 174,285             IT 30060002 38790 Project Expense Close CIP TE‐01006 Enterprise Backup Solutions,  transfer the amount to CIP TE‐01012 IT Disaster  Recovery (68,626)              IT 30060002 38790 Project Expense Increase CIP TE‐01012 to include transfer from TE‐ 01006 68,626               IT 30060003 38790 Project Expense Close CIP TE‐8000 Library Technology Plan, return  balance to reserves (18,766)              IT 30060003 38790 Project Expense Close CIP TE‐08002 Electronic Patient Care Report  and return balance to reserves (35,055)              Total Capital Budget (53,821)              ‐                   Net Technology Fund Midyear Adjustments 775,889             ‐                     RESERVE IMPACT (775,889)           Vehicle Replacement Fund Operating Budget PWD 50471003 30010 Salary & Benefits Reallocate 0.50 FTE to Vehicle Replacement from  other funds 23,037               PWD 50080303 31250 Contract Services Repairs of hoist, generators, equipment. CARB  permit renewals, tire work, accident repairs. 100,000             PWD 50080301 32060 Supplies & Materials Asset Works Fleet Training. 10,000               PWD 50080302 34050 Rents & Leases Rental expenses due to increasing repairs 25,000               Page 18 2/21/2012 Attachment 1, Exhibit A Internal Service Funds Midyear Detail Changes Fiscal Year 2012 PWD 50080310 39620 Allocated Charges Compressed natural gas sales decreased due to  fleet reduction. (80,532)              PWD Various 3037X Salary & Benefits Increase in retiree medical OPEB cost 26,000               Total Operating Budget 103,505             ‐                   Capital Budget PWD 50080401 38790 Project Expense Establish CIP VR‐12001 Replacement of In‐Ground  Vehicle Lifts at Municipal Services Center 50,000               PWD 50080402 38790 Project Expense Increase VR‐07002 Diesel Truck Engine Emissions  Retrofit for vehicle #4410‐leaf packer truck used in  street sweeping. 50,000               PWD 50080402 38790 Project Expense Increase VR‐11000 Vehicle Replacements for the  replacement of vehicle #8790‐Utilities rodding  truck. 175,000             Total Capital Budget 275,000             ‐                   Net Vehicle Replacement Fund Midyear Adjustments 378,505             ‐                     RESERVE IMPACT (378,505)           Printing & Mailing Fund Operating Budget ASD Various Various Salary & Benefits Decrease in retiree medical OPEB cost (28,000)              Net Printing & Mailing Fund Midyear Adjustments (28,000)             ‐                     RESERVE IMPACT 28,000               General Benefits Fund Operating Budget NON 68700000 Various Salary & Benefits Net benefits savings from IAFF concessions (143,000)          (143,000)         Net General Benefits Fund Midyear Adjustments (143,000)          (143,000)           RESERVE IMPACT ‐                     Retiree Medical Fund Operating Budget NON 69400000 Various Salary & Benefits Increase in retiree medical OPEB cost 3,176,000         3,176,000        Net Retiree Medical Fund Midyear Adjustments 3,176,000        3,176,000         RESERVE IMPACT ‐                     Page 19 2/21/2012 Attachment 1, Exhibit A Special Revenue Funds Midyear Detail Changes FY 2012 Dept.Cost Center Comm Item Category Description Expense Revenue Law Enforcement Services Fund POL 70248003 15370 From Other Agencies COPS grant 104,944 POL 70248003 35070 Facilities & Equipment COPS funded grant materials (104,944) Net Midyear Adjustments (104,944) 104,944 NET LAW ENFORCEMENT SERVICES MIDYEAR ADJUSTMENT - University Avenue Parking Permit Revenue Fund NON 23600000 40xxx Operating Transfer Out Downtown Streets Team, increased cleaning 133,168 NON 23600000 40xxx Operating Transfer Out Downtown Streets Team charged to CSD, reimbursed by Downtown Parking Permit Fund 20,000 Net Midyear Adjustments 153,168 - NET UNIVERSITY AVENUE PARKING PERMITS MIDYEAR ADJUSTMENT 153,168 Housing in-lieu Residential Fund PCE 602330002 33460 General Expense Transfer In from Housing in-lieu Commercial to cover housing loans 600,000 600,000 Net Midyear Adjustments 600,000 600,000 NET HOUSING IN-LIEU RESIDENTIAL MIDYEAR ADJUSTMENT - Housing in-lieu Commercial Fund NON 23400000 40xxx Transfer Out Transfer funds to residential housing in-lieu to cover housing loans 600,000 Net Midyear Adjustments 600,000 - NET HOUSING IN-LIEU COMMERCIAL MIDYEAR ADJUSTMENT - Stanford Department Agreement Fund NON 80260010 18110 Other Revenue Community Health & Safety 4,000,000 NON 26000000 18110 Other Revenue Operating Deficit 2,417,000 NON 60260010 18110 Other Revenue Intermodel Transit 2,250,000 NON 60260020 18110 Other Revenue Quarry Road Improvements 400,000 NON 60260030 18110 Other Revenue Neighborhoods & Communities & Affordable Housing 7,733,333 NON 60260040 18110 Other Revenue Climate Change 4,000,000 NON 26000000 18110 Return on Investment Interest income 459,984 NON 80260010 30030 Salary & Benefits Project Safety Net coordinator 45,000 NON 80260010 32070 General Expense Supplies associated with Project Safety Net 20,000 Net Midyear Adjustments 65,000 21,260,317 NET STANFORD UNIVERSITY MEDICAL CENTER MIDYEAR ADJUSTMENT 21,195,317 Page 20 2/21/2012 Attachment 1, Exhibit A General Fund CIP Detail Midyear Changes Fiscal Year 2012 Dept.Cost Center Comm Item Category Description Expense Revenue General Fund Capital Improvement Fund ASD 404710002 38790 Project Expense Reduce CIP AS-10001 Sustainability, return to Infrastructure Reserve (300,000) PCE 60471005 38790 Project Expense Close CIP PL-06002 Comprehensive Parking Signage Plan and return balance to reserves. This project was replaced with PL-12000 Transportation and Parking Improvements.(423,687) PCE 60471006 38790 Project Expense Close CIP PL-11004 Alma Street- Traffic Improvement, return balance to reserves. This was part of a partnership project with Caltrain to provide improvements along the rail corridor. Caltrain will use grant-funds initially set aside for this project to implement preemption improvements instead of intersection improvements. Therefore, project should be closed.(699,000) PCE 60471001 38790 Project Expense Close CIP PL-98013 School Commute Safety Improvements and return balance to reserves. This project was replaced with PL-00026 Safe Routes to School.(102,488) PWD 50471011 18020 Contract Services CIP PE-86070 Street Maint. Program for structural engineering to investigate guardrail damage. Costs reimbursed by motorist's insurance.10,000 10,000 PWD 50471010 31040 Contract Services NEW Alma Street/University Avenue Bridge Guardrail Repair - PE-12009 Repair of guardrail due to vehicular accident Alma & University 110,000 110,000 PWD 50471003 30010 Salary & Benefits Reallocate 0.05 FTE from Capital to various PW Funds. Nets to an budget increase due to level of job classification 446 Various Various 3037X Salary & Benefits Increase in OPEB retiree medical ARC 69,000 (1,335,729) 120,000 NET CIP MIDYEAR ADJUSTMENTS 1,455,729 SUBTOTAL - EXPENSE AND REVENUE Page 21 2/21/2012 Attachment 1, Exhibit B Project Funding Title Number Revenue Expense Source Comments ADDITIONAL APPROPRIATIONS Street Maintenance PE-86070 $ 10,000 $ 10,000 Property damage revenue For structural engineering consultant services to investigate the extent of the damage to the guardrail on the University Ave. overpass at Alma that was damaged by intoxicated driver. Costs to be reimbursed by driver's insurance. Alma Street/University Avenue Bridge Guardrail Repair (New Project) ( Exhibit B-1) PE-12009 $ 110,000 $ 110,000 Property damage revenue To repair the guardrail on the University Ave. overpass at Alma that was damaged by intoxicated driver. Costs to be reimbursed by driver's insurance. Total $ 110,000 $ 110,000 REDUCTION IN APPROPRIATIONS/TO CLOSE PROJECTS Alma Street- Traffic Signal Improvements PL-11004 $ (699,000) Infrastructure Reserve To close project and return balance to reserve School Commute Safety Improvements PL-98013 $ (102,488) Infrastructure Reserve To close project and return balance to reserve Comprehensive Parking Signage Plan PL-06002 $ (423,687) Infrastructure Reserve To close project and return balance to reserve Sustainability Contingency AS-10001 $ (300,000) Infrastructure Reserve To reduce appropriation due to lower expected activity Total $ (1,525,175) TOTAL GENERAL FUND CIP MID-YEAR ADJUSTMENTS $ 110,000 $ (1,415,175) ADDITIONAL APPROPRIATIONS Hewlett Subdivision Rebuild Los Trancos EL-11004 $ 400,000 Electric Fund RSR The final design to rebuild the electric system in the Hewlett Subdivision (in the western foothills) came in at a higher cost. A large part of the cost will be turning it into a loop configuration, requiring a several hundred foot bore, plus utility switches. Total $ - $ 400,000 REDUCTION IN APPROPRIATIONS/TO CLOSE PROJECTS Electric Customer Connections EL-89028 $ (1,000,000) Electric Fund Distribution RSR Decrease due to revised estimates E. Meadow/Alma/Loma 4/12kV Conversion EL-08002 $ (414,014) Electric Fund Distribution RSR To close project and return balance to reserve Rebuild Underground District 19 EL-11008 $ (400,000) Electric Fund Distribution RSR Decrease due to reduction in project scope Substation Protection Improvements EL-89038 $ (300,000) Electric Fund Distribution RSR Decrease due to revised estimates Automated Meter Reading System EL-04014 $ (255,194) Electric Fund Distribution RSR To close project and return balance to reserve Communications System Improvements EL-89031 $ (200,000) Electric Fund Distribution RSR Decrease due to revised estimates Substation Facility Improvements EL-89044 $ (200,000) Electric Fund Distribution RSR Decrease due to revised estimates St. Francis Oregon 4/12kV Conversion EL-11002 $ (50,000) Electric Fund Distribution RSR Project has been deferred out six years due to other high priority projects Seale/Waverley 4/12kV Conversion EL-11000 $ (40,000) Electric Fund Distribution RSR Project has been deferred out six years due to other high priority projects Total $ - $ (2,859,208) FY 2012 CIP Mid-Year Adjustments CAPITAL PROJECT FUND ELECTRIC FUND Page 1 of 3 2/21/2012 Attachment 1, Exhibit B Project Funding Title Number Revenue Expense Source Comments FY 2012 CIP Mid-Year Adjustments TOTAL ELECTRIC FUND CIP MID-YEAR ADJUSTMENTS $ - $ (2,459,208) REDUCTION IN APPROPRIATIONS/TO CLOSE PROJECTS System Extensions- Unreimbursed GS-03009 $ (480,000) Gas Fund Distribution RSR Decrease due to revised estimates Gas Main Replacement - Project 15 GS-05002 $ (111,216) Gas Fund Distribution RSR To close project and return balance to reserve Gas Main Replacement - Project 16 GS-06001 $ (49,716) Gas Fund Distribution RSR To close project and return balance to reserve Gas System Improvements GS-11002 $ (100,000) Gas Fund Distribution RSR Decrease due to revised estimates Gas System Extensions GS-80017 $ (935,000) Gas Fund Distribution RSR Decrease due to revised estimates Gas Meters and Regulators GS-80019 $ (142,159) Gas Fund Distribution RSR Decrease due to revised estimates TOTAL GAS FUND CIP MID-YEAR ADJUSTMENTS -$ (1,818,091)$ REDUCTION IN APPROPRIATIONS/TO CLOSE PROJECTS Water Regulation System Improvements WS-07000 $ (600,000) Water Fund Distribution RSR Decrease due to revised estimates Emergency Water Supply Project WS-08002 $ (3,200,000) Utility Revenue Bonds Decrease due to revised estimates Water Distribution System Improvements WS-11003 $ (130,000) Water Fund Distribution RSR Decrease due to revised estimates Water Supply System Improvements WS-11004 $ (125,000) Water Fund Distribution RSR Decrease due to revised estimates Water System Extensions WS-80013 $ (300,000) Water Fund Distribution RSR Decrease due to revised estimates Water Service Hydrant Replacement WS-80014 $ (500,000) Water Fund Distribution RSR Decrease due to revised estimates Water Meters WS-80015 $ (640,000) Water Fund Distribution RSR Decrease due to revised estimates TOTAL WATER FUND CIP MID-YEAR ADJUSTMENTS (5,495,000)$ REDUCTION IN APPROPRIATIONS/TO CLOSE PROJECTS Wastewater Collection System Rehab/Aug. Project 15 WC-02002 $ (55,760) Wastewater Collection Fund RSR To close project and return balance to reserve Wastewater Collection System Rehab/Aug. Project 17 WC-04002 $ (150,000) Wastewater Collection Fund RSR To close project and return balance to reserve Wastewater Collection System Rehab/Aug. Project 18 WC-05003 $ (173,183) Wastewater Collection Fund RSR Decrease due to revised estimates Wastewater Collection System Rehab/Aug. Project 19 WC-06003 $ (137,637) Wastewater Collection Fund RSR To close project and return balance to reserve Wastewater System Improvements WC-15002 $ (275,000) Wastewater Collection Fund RSR Decrease due to revised estimates Sewer System Extensions WC-80020 $ (625,000) Wastewater Collection Fund RSR Decrease due to revised estimates Sewer Lateral/Manhole Rehab/Replacement WC-99013 $ (435,000) Wastewater Collection Fund RSR Decrease due to revised estimates TOTAL WASTEWATER COLLECTION FUND CIP MID-YEAR ADJUSTMENTS -$ (1,851,580)$ GAS FUND WATER FUND WASTEWATER COLLECTION FUND Page 2 of 3 2/21/2012 Attachment 1, Exhibit B Project Funding Title Number Revenue Expense Source Comments FY 2012 CIP Mid-Year Adjustments REDUCTION IN APPROPRIATIONS/TO CLOSE PROJECTS Relocation of Landfill Facilities RF-07001 $ (879,473) Storm Drainage Fund RSR To reduce project scope due to permanent closure of Recycling Center Recycling in Business Districts RF-09003 $ (321,843) Storm Drainage Fund RSR To close project and return balance to reserve; receptacles under consideration not preferable TOTAL REFUSE FUND CIP MID-YEAR ADJUSTMENTS -$ (1,201,316)$ REDUCTION IN APPROPRIATIONS/TO CLOSE PROJECTS Alma Street Storm Drainage Improvement SD-08101 $ (55,117) Storm Drainage Fund RSR To close project and return balance to reserve TOTAL STORM DRAINAGE FUND CIP MID-YEAR ADJUSTMENTS -$ (55,117)$ ADDITIONAL APPROPRIATIONS Replacement of In-Ground Vehicle Lifts at the Municipal Services Center (New Project) (Exhibit B-2) VR-12001 $ 50,000 Vehicle Replacement Fund Replacement of seven in-ground vehicle lifts at Municipal Services Center Diesel Truck Engine Emissions Retrofit VR-07002 $ 50,000 Vehicle Replacement Fund Retrofit of vehicle #4410- leaf packer truck used in street sweeping; diesel particulate filter required to meet regulations of California Air Resources Board Scheduled Vehicle and Equipment Replacements VR-11000 $ 175,000 Vehicle Replacement Fund Replacement of vehicle #8790- Utilities rodding truck TOTAL VEHICLE REPLACEMENT FUND CIP MID- YEAR ADJUSTMENTS 275,000$ TRANSFERS/REDUCTION IN APPROPRIATIONS/TO CLOSE PROJECTS New Phone System TE-00021 (174,285)$ Technology Fund and various Enterprise Funds To close project and transfer appropriation to TE- 00010 (Telephone System Replacement) Telephone System Replacement TE-00010 174,285$ Technology Fund and various Enterprise Funds Transfer from TE-00021 (New Phone System) Enterprise Backup Solution TE-01006 (68,626)$ Technology Fund and various Enterprise Funds To close project and transfer appropriation to TE- 01012 (IT Disaster Recovery) IT Disaster Recovery TE-01012 68,626$ Technology Fund and various Enterprise Funds Transfer from TE-01006 (Enterprise Backup Solution) Library Technology Plan TE-08000 (18,766)$ Technology Fund and various Enterprise Funds To close project and return balance to reserves Electronic Patient Care TE-08002 (35,055)$ Technology Fund and various Enterprise Funds To close project and return balance to reserves TOTAL TECHNOLOGY FUND CIP MID-YEAR ADJUSTMENTS (53,821)$ VEHICLE REPLACEMENT FUND TECHNOLOGY FUND STORM DRAINAGE FUND REFUSE FUND Page 3 of 3 2/21/2012 City of Palo Alto Capital Budget FY 2012 PO-12001Curb and Gutter Repairs ALMA STREET/UNIVERSITY AVENUE BRIDGE GUARDRAIL REPAIR (PE-12009)- NEW CIP FACTS: • New • Project Status: Design • Timeline: FY 2012 • Managing Department: Public Works • Comprehensive Plan: None • Potential Board/Commission Review: none IMPACT ANALYSIS: • Environmental: Exempt from CEQA under Sec- tion 15302. • Design Elements: The replacment guardrail will match the appearance and functionality of the existing guardrail. • Operating: None Description: This project will repair a portion of the guardrail on the Alma street/University Avenue bridge that was damaged during a vehicular accident at the site in early 2011. The replacement guardrail will match the appearance and functionality of the existing guardrail. Justification: The guardrail must be replaced for public health and safety reasons in order to prevent vehicles from falling off the roadway down a vertical drop-off onto a street and sidewalk area below. Supplemental Information: A structural engineering consultant is currently designing the guardrail repairs to ensure that the replacement guardrail will restore the level of protection provided by the original installation. FUTURE FINANCIAL REQUIREMENTS FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 Total Funding Pre-Design Costs Design Costs Construction Costs $110,000 $110,000 Other Total Budget Request $110,000 $110,000 Revenues: Source of Funds:Infrastructure Reserve Exhibit B-1 City of Palo Alto Capital Budget FY 2012 VR-15000Scheduled Vehicle and Equipment Replacements EVALUATION AND REPLACEMENT OF IN-GROUND VEHICLE LIFTS AT THE MUNICIPAL SERVICES CENTER (VR-12001)/&8 FUTURE FINANCIAL REQUIREMENTS FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 Total Funding Pre-Design Costs Design Costs Construction Costs Other $50,000 $350,000 $400,000 Total Budget Request $50,000 $350,000 $400,000 Revenues: Source of Funds:Vehicle Replacement Fund CIP FACTS: • New • Project Status: Other • Timeline: FY 201-201 • Overall Project Completion: 0% • Percent Spent: 0.00% • Managing Department: Public Works • Comprehensive Plan: Policy N-26, Program N-41 • Potential Board/Commission Review: None IMPACT ANALYSIS: • Environmental: This project is categorically exempt from CEQA under section 15301. • Design Elements: None • Operating: This project XJMMHFOFSBUF POHPJOH NBJOUFnance costs. • Telecommunications: None Description: This project will involve the evaluation and possible replacement of seven (7) in-ground vehicle lifts at the Municipal Services Center (MSC) Vehicle Maintenance Facility. Justification: The seven in-ground vehicle lifts at the MSC Vehicle Maintenance Facility are between 25 and 35 years old. Major components such as the lift cylinders and in-ground oil piping are beginning to deteriorate. in addition, the pits in which the lift mechanisms are located are cracking, which is allowing a large amount of groundwater infiltration. The groundwater is being contamination with oil from the leaking hoists which must be processed as hazardous waste. Supplemental Information: This project will be conducted in two phases. In the first phase, staff will contract with a vehicle maintenance facility design firm to evaluate our vehicle lift requirements. The design firm will work with staff to determine if the existing lifts can be overhauled and restored to efficient and environmentally sound operation, or if they should be replaced. If a determination is made that the lifts should be replaced, the design firm will make reommendations regarding appropriate replacements. Vehicle lifting technology has improved greatly since the original hoists were installed. If the lifts were replaced, they could be replaced by electric versions which would pose no potential for environmental contamination. The second phase of this project would involve the demolition of the existing lifts, and the purchase and installation of new lifts. PRIOR YEARS PY Budget $0 PY Actuals as of 12/31/2010 0 Exhibit B-2 Attachment 1, Exhibit C  FY 2011  Adjusted  Budget   FY 2012  Adopted  Budget    FY 2012 Mid‐ Year Budget  Change   FY 2012  Adjusted  Budget  GENERAL FUND City Manager Administrative Assistant 1.00                 1.00                  ‐                   1.00                  Administrative Associate I 1.50                 0.50                  ‐                   0.50                  Administrative Associate II ‐                    ‐                    ‐                    ‐                    Administrative Associate III ‐                   1.00                  ‐                   1.00                  Management Analyst (1)0.50                 0.50                 (0.50)                ‐                    Assistant City Manager/Chief Operating Officer 1.00                 1.00                  ‐                   1.00                  Assistant to City Manager  1.50                 1.55                  ‐                   1.55                  City Manager 1.00                 1.00                  ‐                   1.00                  Communications Manager 1.00                 1.00                  ‐                   1.00                  Deputy City Manager 0.50                 0.50                  ‐                   0.50                  Executive Assistant to the City Manager 1.00                 1.00                  ‐                   1.00                  Manager, Communications ‐                    ‐                    ‐                    ‐                    Manager, Economic Devlpmt & Redevlpmt ‐                   1.00                  ‐                   1.00                  Senior Management Analyst ‐                    ‐                    ‐                    ‐                    Total City Manager 9.00             10.05          (0.50)           9.55              Footnote: (1) Reallocate 0.50 FTE Management Analyst from City Manager's Office to Technology Fund Administrative Services Department Accountant 2.00                 2.00                  ‐                   2.00                  Accounting Specialist 7.00                 7.00                  ‐                   7.00                  Accounting Specialist ‐ Lead 5.00                 5.00                  ‐                   5.00                  Administrative Assistant (4)0.93                 0.93                 0.07                 1.00                  Administrative Associate III ‐                   1.00                  ‐                   1.00                  Assistant Director, Administrative Services (5)0.60                 1.50                 0.10                 1.60                  Assistant  Storekeeper ‐                    ‐                    ‐                    ‐                    Business Analyst ‐                    ‐                    ‐                    ‐                    Buyer 1.95                 1.95                  ‐                   1.95                  Director, Office of Management and Budget (1)‐                   1.00                  ‐                   1.00                  Contracts Administrator 1.40                 1.40                  ‐                   1.40                  Deputy Director, Administrative Services 0.80                  ‐                    ‐                    ‐                    Director, ASD/Chief Financial Officer (6)0.50                 0.50                 0.15                 0.65                  Table of Organization Page 1 of 11 2/16/2012 Attachment 1, Exhibit C  FY 2011  Adjusted  Budget   FY 2012  Adopted  Budget    FY 2012 Mid‐ Year Budget  Change   FY 2012  Adjusted  Budget  Table of Organization Graphic Designer 1.00                  ‐                    ‐                    ‐                    Manager, Accounting 1.00                 1.00                  ‐                   1.00                  Manager, Budget 1.00                  ‐                    ‐                    ‐                    Manager, Purchasing/Contract Administrator 1.00                 1.00                  ‐                   1.00                  Manager, Real Property 1.00                 1.00                  ‐                   1.00                  Payroll Analyst 2.00                 2.00                  ‐                   2.00                  Principal Financial Analyst (2)‐                   1.00                  ‐                   1.00                  Real Property Analyst ‐                    ‐                    ‐                    ‐                    Real Property Agent ‐                    ‐                    ‐                    ‐                    Senior Accountant 3.00                 3.00                  ‐                   3.00                  Senior Business Analyst ‐                    ‐                    ‐                    ‐                    Senior Financial Analyst (3)5.81                 4.91                 1.00                 5.91                  Senior Buyer ‐                    ‐                    ‐                    ‐                    Staff Secretary ‐                    ‐                    ‐                    ‐                    Storekeeper ‐                    ‐                    ‐                    ‐                    Storekeeper ‐ Lead 1.00                 1.00                  ‐                   1.00                  Warehouse Supervisor 0.50                 0.50                  ‐                   0.50                  Total Administrative Services 37.49          37.69          1.32             39.01           Footnote: (1) Title change from Chief Budget Officer to Director, Office of Management and Budget (2) Title change from Budget Officer to Principal Financial Analyst (3) Add 1.00 FTE Senior Financial Analyst (4) Reallocate 0.07 FTE Administrative Assistant from Information Technology Fund  (5) Reallocate 0.10 FTE Assistant Director, Administrative Services from Technology Fund  (6) Reallocate 0.15 FTE Director, Administrative Services from Technology Fund Community Services Department Administrative Assistant 1.00                 1.00                  ‐                   1.00                  Administrative Associate I ‐                    ‐                    ‐                    ‐                    Administrative Associate III 0.75                 0.75                  ‐                   0.75                  Administrator Special Events ‐                    ‐                    ‐                    ‐                    Arts and Culture Division Manager 1.00                 1.00                  ‐                   1.00                  Assistant Director CSD (1)‐                    ‐                   1.00                 1.00                  Building Serviceperson 2.00                 2.00                  ‐                   2.00                  Building Serviceperson ‐ Lead 2.00                 2.00                  ‐                   2.00                  Page 2 of 11 2/16/2012 Attachment 1, Exhibit C  FY 2011  Adjusted  Budget   FY 2012  Adopted  Budget    FY 2012 Mid‐ Year Budget  Change   FY 2012  Adjusted  Budget  Table of Organization Community Services Senior Program Manager 1.00                 1.00                  ‐                   1.00                  Community Services Superintendent 1.00                 1.00                  ‐                   1.00                  Coordinator, Child Care ‐                    ‐                    ‐                    ‐                    Coordinator, Recreation Programs 4.50                 4.00                  ‐                   4.00                  Cubberley Center and Human Svc Div Mgr ‐                    ‐                    ‐                    ‐                    Director, Community Services 1.00                 1.00                  ‐                   1.00                  Division Manager, Golf & Parks ‐                    ‐                    ‐                    ‐                    Division Manager, Recreation & Golf 1.00                 1.00                  ‐                   1.00                  Division Manager, Rec and Youth Sciences ‐                    ‐                    ‐                    ‐                    Golf Course Equipment Mechanic ‐                    ‐                    ‐                    ‐                    Golf Course Maintenance Person ‐                    ‐                    ‐                    ‐                    Inspector, Field Services 2.00                 2.00                  ‐                   2.00                  Jr. Museum & Zoo Lead Educator 2.25                 2.25                  ‐                   2.25                  Jr. Museum & Zoo Lead Instructor ‐                    ‐                    ‐                    ‐                    Management Assistant 1.00                 1.00                  ‐                   1.00                  Manager, Arts (1)2.00                 2.00                 (1.00)               1.00                  Open Space and Parks Division Manager 1.00                 1.00                  ‐                   1.00                  Park Maintenance Lead 1.00                 1.00                  ‐                   1.00                  Park Maintenance Person 6.00                 6.00                  ‐                   6.00                  Park Ranger 5.00                 5.00                  ‐                   5.00                  Parks and Open Space Assistant ‐                    ‐                    ‐                    ‐                    Parks Crew ‐ Lead 2.00                 2.00                  ‐                   2.00                  Producer Arts/Science Programs 12.00              12.00               ‐                   12.00               Program Assistant I 7.50                 7.50                  ‐                   7.50                  Program Assistant II 3.00                 3.00                  ‐                   3.00                  Senior Management Analyst 1.00                 1.00                  ‐                   1.00                  Senior Ranger ‐                    ‐                    ‐                    ‐                    Sprinkler System Repairer 4.00                 4.00                  ‐                   4.00                  Superintendent, Parks 1.00                 1.00                  ‐                   1.00                  Supervisor, Open Space 2.00                 2.00                  ‐                   2.00                  Supervisor, Parks 1.00                 1.00                  ‐                   1.00                  Supervisor, Recreation Program 4.00                 4.00                  ‐                   4.00                  Theater Specialist 1.00                 1.00                  ‐                   1.00                  Volunteer Coordinator 0.50                 0.50                  ‐                   0.50                  Total Community Services 74.50          74.00           ‐               74.00           Page 3 of 11 2/16/2012 Attachment 1, Exhibit C  FY 2011  Adjusted  Budget   FY 2012  Adopted  Budget    FY 2012 Mid‐ Year Budget  Change   FY 2012  Adjusted  Budget  Table of Organization Footnote: (1) Reclass 1.00 FTE Manager, Arts to Assistant Director CSD Planning and Community Environment Department Administrative Assistant 1.00                 1.00                  ‐                   1.00                  Administrative Associate I 1.00                 1.50                  ‐                   1.50                  Administrative Associate II 3.80                 3.80                  ‐                   3.80                  Administrative Associate III 1.00                 1.00                  ‐                   1.00                  Administrator, Planning & Comm Envir 1.00                 1.00                  ‐                   1.00                  Assistant Building Official 1.00                 1.00                  ‐                   1.00                  Assistant Director, Planning & Comm Envir  ‐                   1.00                  ‐                   1.00                  Assistant Engineer ‐                    ‐                    ‐                    ‐                    Assistant to City Manager 0.05                  ‐                    ‐                    ‐                    Associate Engineer 1.00                 1.00                  ‐                   1.00                  Building Inspector 4.00                 4.00                  ‐                   4.00                  Building Inspector Specialist 1.00                 1.00                  ‐                   1.00                  Building/Planning Technician 2.00                 2.00                  ‐                   2.00                  Chief Building Official 1.00                 1.00                  ‐                   1.00                  Chief Planning and Transportation Official 1.00                  ‐                    ‐                    ‐                    Chief Transportation Officer ‐                    ‐                    ‐                    ‐                    Chief Transportation Official 1.00                 1.00                  ‐                   1.00                  City Traffic Engineer ‐                    ‐                    ‐                    ‐                    Code Enforcement Officer 2.00                 2.00                  ‐                   2.00                  Coordinator, Transp Sys Mgmt 0.50                 0.50                  ‐                   0.50                  Deputy City Manager 0.50                 0.50                  ‐                   0.50                  Development Center Manager (1)‐                    ‐                   1.00                 1.00                  Development Center Project Coordinator III (4)‐                    ‐                   3.00                 3.00                  Development Services Director (2)‐                    ‐                   1.00                 1.00                  Director, Planning and Comm Envir 1.00                 1.00                  ‐                   1.00                  Engineer 1.00                 1.00                  ‐                   1.00                  Engineering Technician II 1.00                 1.00                  ‐                   1.00                  Manager, Economic Resources ‐                    ‐                    ‐                    ‐                    Manager, Economic Devlpmt & Redevlpmt 1.00                  ‐                    ‐                    ‐                    Manager, Planning 2.00                 2.00                  ‐                   2.00                  Managing Arborist ‐                    ‐                    ‐                    ‐                    Permit Specialist ‐                    ‐                    ‐                    ‐                    Planner 5.75                 5.75                  ‐                   5.75                  Page 4 of 11 2/16/2012 Attachment 1, Exhibit C  FY 2011  Adjusted  Budget   FY 2012  Adopted  Budget    FY 2012 Mid‐ Year Budget  Change   FY 2012  Adjusted  Budget  Table of Organization Plan Checking Engineer 2.00                 2.00                  ‐                   2.00                  Plans Examiner (3)‐                    ‐                   1.00                 1.00                  Planning Arborist 1.00                  ‐                    ‐                    ‐                    Project Engineer 1.00                 1.00                  ‐                   1.00                  Senior Planner 5.00                 5.00                  ‐                   5.00                  Supervisor, Building Inspection 1.00                 1.00                  ‐                   1.00                  Transportation Manager ‐                    ‐                    ‐                    ‐                    Transportation Project Manager ‐                    ‐                    ‐                    ‐                    Total Planning and Community Environment            44.60             43.05               6.00             49.05  Footnote: (1) Add 1.00 FTE Development Center Manager (2) Add 1.00 FTE Development Services Director (3) Add 1.00 FTE Plans Examiner (4) Add 3.00 FTE Development Project Coordinator III Public Works Department Accountant 0.02                 0.02                  ‐                   0.02                  Accounting Specialist 0.04                 0.04                  ‐                   0.04                  Administrative Assistant 1.00                 1.00                  ‐                   1.00                  Administrative Associate I 1.70                 0.70                  ‐                   0.70                  Administrative Associate II (1)1.80                 1.80                 1.05                 2.85                  Administrative Associate III  ‐                    ‐                    ‐                    ‐                    Assistant Director Public Works (5)1.10                 1.10                 0.20                 1.30                  Associate Engineer 0.10                 0.10                  ‐                   0.10                  Building Serviceperson 1.00                 1.00                  ‐                   1.00                  Building Serviceperson ‐ Lead 2.00                 2.00                  ‐                   2.00                  Coordinator, Public Works Projects ‐                    ‐                    ‐                    ‐                    Deputy Director, Public Works Operations ‐                    ‐                    ‐                    ‐                    Director, Public Works/City Engineer 1.00                 1.00                  ‐                   1.00                  Electrician 1.00                 1.00                  ‐                   1.00                  Engineer 0.30                 0.30                  ‐                   0.30                  Engineering Technician III 3.30                 3.30                  ‐                   3.30                  Equipment Operator 3.46                 3.46                  ‐                   3.46                  Equipment Parts Technician ‐                    ‐                    ‐                    ‐                    Page 5 of 11 2/16/2012 Attachment 1, Exhibit C  FY 2011  Adjusted  Budget   FY 2012  Adopted  Budget    FY 2012 Mid‐ Year Budget  Change   FY 2012  Adjusted  Budget  Table of Organization Facilities Assistant ‐                    ‐                    ‐                    ‐                    Facilities Carpenter 1.00                 1.00                  ‐                   1.00                  Facilities Electrician ‐                    ‐                    ‐                    ‐                    Facilities Maintenance ‐ Lead 2.00                 2.00                  ‐                   2.00                  Facilities Mechanic 6.00                 6.00                  ‐                   6.00                  Facilities Painter 2.00                 2.00                  ‐                   2.00                  Heavy Equipment Operator 1.90                 1.90                  ‐                   1.90                  Heavy Equipment Operator ‐ Lead 0.85                 0.85                  ‐                   0.85                  Inspector, Field Services 1.00                 1.00                  ‐                   1.00                  Instrument Electrician ‐                    ‐                    ‐                    ‐                    Management Analyst (2)‐                   0.55                 (0.15)               0.40                  Manager, Facilities Maintenance 0.80                  ‐                    ‐                    ‐                    Manager, Maintenance Operations 0.12                 1.72                  ‐                   1.72                  Managing Arborist  1.00                  ‐                    ‐                    ‐                    Planning Arborist ‐                   1.00                  ‐                   1.00                  Project Engineer 0.20                 0.20                  ‐                   0.20                  Project Manager 1.75                 0.75                  ‐                   0.75                  Senior Accountant 0.02                 0.02                  ‐                   0.02                  Senior Engineer  (3)0.20                 0.20                 0.90                 1.10                  Senior Financial Analyst 0.16                 0.16                  ‐                   0.16                  Senior Management Analyst 0.90                 0.90                  ‐                   0.90                  Senior Project Manager  (4)1.00                 1.00                 (0.90)               0.10                  Superintendent, Public Works Operations 0.60                  ‐                    ‐                    ‐                    Supervising Project Engineer ‐                    ‐                    ‐                    ‐                    Supervisor, Building Services ‐                    ‐                    ‐                    ‐                    Supervisor, Facilities Management 1.95                  ‐                    ‐                    ‐                    Supervisor, Inspec/Surveying, Public Works 0.80                 0.80                  ‐                   0.80                  Surveying Assistant 0.78                 0.78                  ‐                   0.78                  Surveyor, Public Works 0.78                 0.78                  ‐                   0.78                  Traffic Control Maintainer ‐ Lead 1.00                 1.00                  ‐                   1.00                  Traffic Control Maintenance I 1.94                 1.94                  ‐                   1.94                  Traffic Control Maintenance II 2.00                 2.00                  ‐                   2.00                  Tree Maintenance Assistant ‐                    ‐                    ‐                    ‐                    Tree Maintenance Specialist 2.00                 2.00                  ‐                   2.00                  Tree Trimmer/Line Clearer 7.00                 7.00                  ‐                   7.00                  Tree Trimmer/Line Clearer Assistant ‐                    ‐                    ‐                    ‐                    Tree Trimmer/Line Clearer ‐ Lead 1.00                 1.00                  ‐                   1.00                  Page 6 of 11 2/16/2012 Attachment 1, Exhibit C  FY 2011  Adjusted  Budget   FY 2012  Adopted  Budget    FY 2012 Mid‐ Year Budget  Change   FY 2012  Adjusted  Budget  Table of Organization Urban Forester ‐                   1.00                  ‐                   1.00                  Total Public Works 58.57          56.37          1.10             57.47           Footnote: (2) Reallocate 0.15 FTE Management Analyst to Vehicle Replacement Fund (3) Reallocate 0.90 FTE Senior Engineer from Capital Fund (4) Reallocate 0.90 Senior Project Manager to Capital Fund (5) Reallocate 0.20 FTE Assistant Director Public Works from Enterprise Funds ‐ Public Works ENTERPRISE FUNDS Public Works Department Refuse, Storm Drainage and Wastewater Treatment Accountant 0.23                 0.23                  ‐                   0.23                  Accounting Specialist 0.46                 0.46                  ‐                   0.46                  Administrative Associate II (1)3.20                 3.20                 (1.05)               2.15                  Administrator, Refuse 1.00                 1.00                  ‐                   1.00                  Assistant Director, Public Works (2), (3)0.75                 0.75                 (0.45)               0.30                  Assistant Director, Environmental Services ‐                   1.00                  ‐                   1.00                  Assistant Plant Manager ‐                   1.00                  ‐                   1.00                  Assistant to City Manager 0.10                 0.10                  ‐                   0.10                  Asst Manager, Water Quality Control Plant 1.00                 1.00                  ‐                   1.00                  Associate Engineer 3.30                 3.30                  ‐                   3.30                  Associate Planner 1.00                 1.00                  ‐                   1.00                  Business Analyst 1.13                 0.13                  ‐                   0.13                  Buyer 1.00                 1.00                  ‐                   1.00                  Chemist 3.00                 3.00                  ‐                   3.00                  Coordinator Environmental Protection ‐                    ‐                    ‐                    ‐                    Coordinator, PW Projects ‐                   1.00                  ‐                   1.00                  Coordinator Recycling ‐                    ‐                    ‐                    ‐                    Coordinator Zero Waste 2.00                 2.00                  ‐                   2.00                  Deputy Fire Chief/Fire Marshal 0.08                 0.08                  ‐                   0.08                  Electrician 3.00                 3.00                  ‐                   3.00                  Electrician ‐ Lead 2.00                 2.00                  ‐                   2.00                  (1) Reallocate 1.05 FTE Administrative Associate II from Enterprise Fund ‐ Public Works ‐ 0.05 FTE from Storm Drainage Fund  and 1.0 FTE from Refuse Fund Page 7 of 11 2/16/2012 Attachment 1, Exhibit C  FY 2011  Adjusted  Budget   FY 2012  Adopted  Budget    FY 2012 Mid‐ Year Budget  Change   FY 2012  Adjusted  Budget  Table of Organization Engineer 1.00                 1.00                  ‐                   1.00                  Engineering Technician I ‐                    ‐                    ‐                    ‐                    Engineering Technician III 1.40                 1.40                  ‐                   1.40                  Environmental Specialist 2.00                 2.00                  ‐                   2.00                  Equipment Operator 0.54                 0.54                  ‐                   0.54                  Executive Assistant 2.00                  ‐                    ‐                    ‐                    Hazardous Materials Inspector 0.04                 0.04                  ‐                   0.04                  Hazardous Materials Specialist ‐                    ‐                    ‐                    ‐                    Heavy Equipment Operator 5.90                 5.90                  ‐                   5.90                  Heavy Equipment Operator ‐ Lead 3.15                 3.15                  ‐                   3.15                  Industrial Waste Assistant Inspector 1.00                 1.00                  ‐                   1.00                  Industrial Waste Inspector 1.00                 1.00                  ‐                   1.00                  Industrial Waste Investigator 2.00                 2.00                  ‐                   2.00                  Laboratory Tech, Water Quality Control Plant 2.50                 2.50                  ‐                   2.50                  Landfill Technician 1.00                  ‐                    ‐                    ‐                    Maintenance Mechanic 7.00                 7.00                  ‐                   7.00                  Management Analyst  (4)‐                   1.20                 (0.05)               1.15                  Manager, Environmental Compliance 1.00                  ‐                    ‐                    ‐                    Manager, Environmental Control Program 3.00                 3.00                  ‐                   3.00                  Manager, Laboratory Services 1.00                 1.00                  ‐                   1.00                  Manager, Maintenance Operations 1.38                 1.38                  ‐                   1.38                  Manager, Solid Waste 1.00                 1.00                  ‐                   1.00                  Manager, Water Quality Control Plant 1.00                 1.00                  ‐                   1.00                  Program Assistant I 2.00                 2.00                  ‐                   2.00                  Program Assistant II 1.00                 1.00                  ‐                   1.00                  Program Analyst ‐                    ‐                    ‐                    ‐                    Project Engineer 2.00                 2.00                  ‐                   2.00                  Refuse Disposal Attendant 4.00                 4.00                  ‐                   4.00                  Senior Accountant 0.23                 0.23                  ‐                   0.23                  Senior Chemist 1.00                 1.00                  ‐                   1.00                  Senior Engineer  2.75                 2.25                  ‐                   2.25                  Senior Financial Analyst 0.16                 0.16                  ‐                   0.16                  Senior Industrial Waste Inspector ‐                    ‐                    ‐                    ‐                    Senior Management Analyst 0.10                 0.10                  ‐                   0.10                  Senior Mechanic, Water Quality Control 1.00                 1.00                  ‐                   1.00                  Senior Operator, Water Quality Control 6.00                 6.00                  ‐                   6.00                  Senior Technologist 0.13                 1.13                  ‐                   1.13                  Page 8 of 11 2/16/2012 Attachment 1, Exhibit C  FY 2011  Adjusted  Budget   FY 2012  Adopted  Budget    FY 2012 Mid‐ Year Budget  Change   FY 2012  Adjusted  Budget  Table of Organization Storekeeper 1.00                 1.00                  ‐                   1.00                  Street Maintenance Assistant 2.00                 2.00                  ‐                   2.00                  Street Sweeper Operator 7.00                 7.00                  ‐                   7.00                  Street Sweeper Operator ‐ Lead ‐                    ‐                    ‐                    ‐                    Superintendent, Public Works Operations 0.20                  ‐                    ‐                    ‐                    Supervisor, Public Works 1.00                 1.00                  ‐                   1.00                  Supervisor, Water Quality Control Operations 5.00                 3.00                  ‐                   3.00                  Surveying Assistant 0.11                 0.11                  ‐                   0.11                  Surveyor, Public Works 0.11                 0.11                  ‐                   0.11                  Technologist ‐                    ‐                    ‐                    ‐                    Traffic Control Maintenance I 0.06                 0.06                  ‐                   0.06                  Truck Driver ‐                    ‐                    ‐                    ‐                    Water Quality Control Plant Operator I ‐                    ‐                    ‐                    ‐                    Water Quality Control Plant Operator II 16.00              17.00               ‐                   17.00               Water Quality Control Plant Operator Trainee ‐                    ‐                    ‐                    ‐                    Watershed Protection Mgr ‐                   1.00                  ‐                   1.00                  Total Public Works ‐ Enterprise 115.01        114.51        (1.55)           112.96         Footnote: (4) Reallocate 0.05 FTE Management Analyst from Storm Drainage Fund to Vehicle Replacement Fund OTHER FUNDS Vehicle Replacement Fund Administrative Associate III 1.00                 1.00                  ‐                   1.00                  Assistant Director, Public Works (1)‐                    ‐                   0.25                 0.25                  Assistant Fleet Manager  1.00                 1.00                  ‐                   1.00                  Equipment Maintenance Service Person 2.00                 2.00                  ‐                   2.00                  Fleet Manager 1.00                 1.00                  ‐                   1.00                  Fleet Services Coordinator 2.00                 2.00                  ‐                   2.00                  Management Analyst (2)‐                    ‐                   0.25                 0.25                  Mobile Service Technician 1.00                 1.00                  ‐                   1.00                  (1) Reallocate 1.05 FTE Administrative Associate II from Storm Drainage Fund (0.05 FTE) and Refuse Fund (1.0 FTE) to the  General Fund. (2) Reallocate 0.5 FTE Assistant Director Public Works from Refuse Fund to Vehicle Replacement Fund (0.25) and to the  General Fund (0.2 FTE) (3) Reallocate 0.05 FTE Assistant Director Public Works from Refuse Fund to Storm Drainage Fund. Nets with Note (2) above. Page 9 of 11 2/16/2012 Attachment 1, Exhibit C  FY 2011  Adjusted  Budget   FY 2012  Adopted  Budget    FY 2012 Mid‐ Year Budget  Change   FY 2012  Adjusted  Budget  Table of Organization Motor Equipment Mechanic  I ‐                    ‐                    ‐                    ‐                    Motor Equipment Mechanic  II 7.00                 7.00                  ‐                   7.00                  Motor Equipment Mechanic ‐ Lead ‐                    ‐                    ‐                    ‐                    Project Engineer  ‐                    ‐                    ‐                    ‐                    Senior Engineer ‐                    ‐                    ‐                    ‐                    Senior Financial Analyst 0.08                 0.08                  ‐                   0.08                  Senior Fleet Services Coordinator 1.00                 1.00                  ‐                   1.00                  Total Vehicle Replacement 16.08          16.08          0.50             16.58           Footnote: (1) Reallocate 0.25 FTE Assistant Director Public Works from Enterprise Funds ‐ Public Works Capital Administrative Associate I 0.80                 0.80                  ‐                   0.80                  Administrative Associate III 1.00                 1.00                  ‐                   1.00                  Assistant Director, Public Works 0.15                 0.15                 0.15                  Associate Engineer 0.60                 0.60                  ‐                   0.60                  Cement Finisher 3.00                 3.00                  ‐                   3.00                  Cement Finisher ‐ Lead  1.00                 1.00                  ‐                   1.00                  Contracts Administrator 0.60                 0.60                  ‐                   0.60                  Engineer 2.70                 2.70                  ‐                   2.70                  Engineering Technician III 2.30                 2.30                  ‐                   2.30                  Heavy Equipment Operator 0.20                 0.20                  ‐                   0.20                  Management Analyst (1)1.00                 1.25                 (0.05)               1.20                  Manager, Facilities Maintenance 0.20                  ‐                    ‐                    ‐                    Manager, Maintenance Operations 0.50                 0.90                  ‐                   0.90                  Landscape Architect Park Planner 1.00                 1.00                  ‐                   1.00                  Program Assistant I 1.00                 1.00                  ‐                   1.00                  Project Engineer 3.80                 3.80                  ‐                   3.80                  Project Manager  0.50                 0.50                  ‐                   0.50                  Senior Engineer (3)2.05                 2.55                 (0.90)               1.65                  Senior Financial Analyst 0.60                 0.60                  ‐                   0.60                  Senior Project Manager (2)‐                    ‐                   0.90                 0.90                  Superintendent, Public Works Operations  0.20                  ‐                    ‐                    ‐                    (2) Reallocate 0.25 FTE Management Analyst from General Fund (0.15 FTE), Storm Drainage Fund (0.05 FTE) and Capital (0.05  FTE) Page 10 of 11 2/16/2012 Attachment 1, Exhibit C  FY 2011  Adjusted  Budget   FY 2012  Adopted  Budget    FY 2012 Mid‐ Year Budget  Change   FY 2012  Adjusted  Budget  Table of Organization Supervisor, Facilities Management 0.05                  ‐                    ‐                    ‐                    Supervisor, Inspection/Surv Public Works 0.20                 0.20                  ‐                   0.20                  Surveying Assistant 0.11                 0.11                  ‐                   0.11                  Surveyor, Public Works 0.11                 0.11                  ‐                   0.11                  Total Capital 23.67          24.37          (0.05)           24.32           Footnote: (1) Reallocate 0.05 FTE Management Analyst to Vehicle Replacement Fund (2) Reallocate 0.9 FTE Senior Project Manager from General Fund (3) Reallocate 0.9 FTE Senior Engineer to General Fund Technology  Administrative Assistant (1)0.07                 1.07                 (0.07)               1.00                  Administrative Associate II 1.00                  ‐                    ‐                    ‐                    Administrative Associate III 0.04                  ‐                    ‐                    ‐                    Assistant Director, Administrative Services (2)0.40                 0.40                 (0.10)               0.30                  Business Analyst 0.90                 1.00                  ‐                   1.00                  Dir of Information Technology/Chief Info Officer 1.00                 1.00                  ‐                   1.00                  Desktop Technician 5.00                 5.00                  ‐                   5.00                  Director, Administrative Services (3)0.35                 0.35                 (0.15)               0.20                  Management Analyst (4)‐                   0.50                 0.50                 1.00                  Manager, Information Technology 3.00                 3.00                  ‐                   3.00                  Information Technology Security Manager (5)‐                    ‐                   1.00                 1.00                  Senior Business Analyst 1.80                 2.00                  ‐                   2.00                  Senior Technologist 13.00              13.00               ‐                   13.00               Senior Financial Analyst  0.09                 0.09                  ‐                   0.09                  Technologist 4.00                 3.00                  ‐                   3.00                  Total Technology 30.65          30.41          1.18             31.59           Footnote: (1) Reallocate 0.07 FTE Administrative Assistant from Information Technology Fund to General Fund‐ASD (2) Reallocate 0.10 FTE Assistant Director, Administrative Services from Technology Fund to General Fund‐ASD (3) Reallocate 0.15 FTE Director, Administrative Services from Technology Fund to General Fund‐ASD (4) Reallocate 0.5 FTE Management Analyst from General Fund‐City Manager's Office (5) Add 1.0 FTE Security Manager Page 11 of 11 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category AC-09001 Children's Theatre Replacement and Expansion Buildings and Facilities AC-09002 Community Theatre Sound System Replacement Buildings and Facilities CA-01014 Community Services Facilities Lighting Enhancements Buildings and Facilities $30,760 $3,663 CC-09001 Dimmer Replacement and Lighting System Buildings and Facilities $995 $7,611 $1,395 CC-10000 Replacement of Cubberley Gym B Bleachers Buildings and Facilities 6,739 29,495 CC-11000 Cubberley Gym Activity Room Buildings and Facilities 58,041 FD-08001 Fire Station #6 Improvements Buildings and Facilities 8,061 48,110 271 OS-07003 Foothills Park Maintenance Building Rehabilitation Buildings and Facilities 30,442 249,933 General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 Page 1 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PE-04010 Children's Library Improvements & Expansion Buildings and Facilities 813,189 58,561 PE-04011 Cambridge Parking Structure Improvements Buildings and Facilities 287,034 PE-04012 Mitchell Park Library & Community Center Improvements Buildings and Facilities 1,162,429 179,071 123 PE-04014 Animal Shelter Expansion & Renovation Buildings and Facilities 144,610 762,057 61,539 PE-05002 Main Library Space Reconfiguration Buildings and Facilities 34,838 PE-05010 College Terrace Library Improvements Buildings and Facilities 273,077 337,154 1,545,763 846,020 90 PE-06001 San Antonio Bridge Structural Repairs & Maintenance Buildings and Facilities 2,338 494 82,782 PE-08005 Municipal Service Center Resurfacing Buildings and Facilities 11,323 752,021 326,898 Page 2 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PE-09003 City Facility Parking Lot Maintenance Buildings and Facilities 51,098 PE-09005 Downtown Library Improvements Buildings and Facilities 78,162 562,707 3,133,576 539,403 PE-09006 Mitchell Park Library & Community Center (New Construction) Buildings and Facilities 509,024 3,278,486 10,381,000 9,361,780 PE-09010 Library & Community Center Temporary Facilities Buildings and Facilities 28,866 518,623 110,020 168 PE-10002 Ventura Community Center and Park Buildings and Facilities 13,283 5,103 PE-11000 Main Library New Construction and Improvements Buildings and Facilities 792,913 673,519 PE-11012 Temporary Main Library Buildings and Facilities 36,960 PE-89004 Yacht Harbor Improvements Buildings and Facilities 7,080 21,584 Page 3 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PE-98020 Public Safety Building Buildings and Facilities 1,093,208 1,000,414 175,289 30,910 1,192 PE-95030 Downtown Parking Structure Buildings and Facilities 91,576 155 469 PF-00006 Roofing Replacement Buildings and Facilities 256,831 21,073 251,344 104,617 187,673 PF-01002 Civic Center Infrastructure Improvements Buildings and Facilities 106,643 4,915,782 1,344,006 3,803,962 1,395,044 PF-01003 Building Systems Improvements Buildings and Facilities 34,304 114,152 36,098 74,876 6,920 PF-01004 Fire Station Improvements Buildings and Facilities 232,168 575,700 237,018 394 PF-01005 Lucie Stern Community Center Improvements Buildings and Facilities 980 PF-02022 Facility Interior Finishes Buildings and Facilities 65,797 47,116 11,076 23,874 229,944 Page 4 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PF-04000 Security System Improvements Buildings and Facilities 5,983 8,903 3,581 PF-04001 General Building Study Buildings and Facilities 170,312 PF-04010 Cubberley Mechanical & Electrical Upgrades Buildings and Facilities 165,456 5,218 9,369 PF-05002 Municipal Service Center Renovation Buildings and Facilities 18,316 12,057 3,530 12,176 PF-05003 Foothills Park Interpretive Center Improvements Buildings and Facilities 1,290 12,897 115,911 PF-06002 Ventura Buildings' Improvements Buildings and Facilities PF-06003 Cubberley Community Center Fire Alarm System Buildings and Facilities 648,988 70,949 PF-06004 Cubberley Restroom Renovation Buildings and Facilities 27,422 2,666 Page 5 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PF-07000 Art Center Electrical & Mechanical Upgrades Buildings and Facilities 52,063 132,737 234,143 543,877 1,509,937 PF-07001 ADA Compliance - Cubberley Community Center Buildings and Facilities 37,815 13,512 205,388 PF-07003 Children's Theatre Fire/Life Safety Upgrade Buildings and Facilities 32,980 7,592 6,150 60 PF-07011 Roth Building Maintenance Buildings and Facilities 17,909 1,931 3,729 PF-08000 Art Center Kiln Hood Replacement Buildings and Facilities 10,076 60,654 14,570 PF-09000 Children's Theatre Improvements Buildings and Facilities PF-09002 Lucie Stern Community Center and Theatre Exterior Paint Buildings and Facilities 4,510 90,816 PF-10000 Civic Center Chiller Drive Replacement Buildings and Facilities 72,380 Page 6 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PF-10001 Rinconada Pool Plaster Buildings and Facilities 117,756 PF-10002 Lot "J" Cowper/Webster Structural Repairs Buildings and Facilities 23,682 15,260 25,776 PF-12005 Council Conference Room Renovations Buildings and Facilities 600 PF-93009 ADA Compliance Buildings and Facilities 49,955 121,617 235,410 9,994 167,537 Total Buildings and Facilities $5,888,480 $10,082,066 $9,311,891 $20,250,843 $14,313,047 AC-86017 Art in Public Places Land and Land Improvements $64,410 $21,556 $17,256 $77,956 $5,371 AS-08000 Acquisition of Los Altos Treatment Plant Land and Land Improvements 2,590,061 2,306,958 2,252,250 AS-09000 City of Palo Alto Municipal Airport Transition Project Land and Land Improvements 39,075 67,775 4,050 Page 7 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PE-09004 Los Altos Treatment Plant Master Plan Study Land and Land Improvements 135,905 15,468 16,278 Total Land and Land Improvements $2,654,471 $2,503,494 $2,352,749 $98,284 $5,371 AS-10001 Sustainability Contingency Miscellaneous FD-09001 Fire Apparatus Equipment Replacement Miscellaneous $48,352 $261,283 FD-09002 Jaws of Life Hurst Tool Replacement Miscellaneous 60,905 FD-12000 ALS EKG Monitor Replacement Miscellaneous LB-11000 Furniture & Technology for Measure N Project Miscellaneous $28,124 $174,931 LB-94018 Library Automation Service Miscellaneous $5,026 732 Page 8 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PE-12002 Tree Wells - University Avenue Irrigation Miscellaneous 7,472 PD-04010 Fire Portable Radio Replacement Miscellaneous 112,526 PD-07001 SWAT Van Replacement Miscellaneous 203,193 PD-08000 Crime Scene Evidence Collection Vehicle Miscellaneous 174,201 6,039 PD-93012 Fire Communications Computer Systems Miscellaneous 6,812 PD-99013 Police Records Management System Miscellaneous 31,307 PF-12004 Citywide Backflow Preventer Installations Miscellaneous PL-02023 Master Schematic Design Miscellaneous 2,090 Page 9 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PO-10002 Downtown Tree Grates Miscellaneous 29,879 8,136 PO-12002 LATP Site Development Preparation & Security Miscellaneous 8,636 Total Miscellaneous $360,954 $109,989 $291,162 $210,461 $197,078 FD-05000 Sixteen (16) ALS Monitors Non-Infrastructure Management Plan $214,734 $62,650 $434 PD-07000 Mobile Command Vehicle Non-Infrastructure Management Plan 695,337 PE-05001 Photovoltaic Design and Installations Non-Infrastructure Management Plan 2,184,597 325,978 $6,448 PE-07011 Library Service Model Analysis Non-Infrastructure Management Plan 1,478 PG-08001 Golf Course Driving Range Turf & Netting Non-Infrastructure Management Plan 511,921 Page 10 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PL-05002 Charleston/Arastradero Corridor Plan Non-Infrastructure Management Plan 32,076 193,613 26,988 PL-06001 Adobe Creek Bicycle Bridge Replacement Non-Infrastructure Management Plan 4,184 PL-06002 Comprehensive Parking Signage Plan Non-Infrastructure Management Plan 43,470 3,843 PL-06005 Installation of Ticket Machines Non-Infrastructure Management Plan 33,994 2,250 Total Non-Infrastructure Management Plan $2,977,322 $440,010 $6,448 $889,384 $30,831 AC-10000 Junior Museum & Zoo New Bobcat Habitat Parks and Open Space $101,790 $23,210 AC-12001 Junior Museum & Zoo Perimeter Fence and Footpath Parks and Open Space OS-00001 Open Space Trails and Amenities Parks and Open Space $257,594 $123,193 97,766 47,473 105,498 Page 11 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 OS-00002 Open Space Lakes & Ponds Maintenance Parks and Open Space 41,462 35,909 63,263 54,097 4,460 OS-07000 Foothills Park Road Improvements Parks and Open Space 225,000 25,000 150,000 OS-07002 Foothills Park Interpretive Center & Open Space Maintenance Yard Parking Parks and Open Space 258,253 2,302 OS-09001 Off-Road Pathway Resurfacing and Repair Parks and Open Space 25,463 24,719 22 OS-09002 Baylands Emergency Access Levee Repair Parks and Open Space PE-00110 College Terrace Park Improvements Parks and Open Space 97,998 154,927 522 PE-05300 Arastradero Preserve Gateway Parks and Open Space 1,519 9,156 PE-06004 Bowden Park Improvements Parks and Open Space 876 Page 12 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PE-06005 University Avenue Gateway Landscaping Improvements Parks and Open Space 27,324 166,612 6,709 1,479 197 PE-06007 Park Restroom Installation Parks and Open Space 13,042 41,134 100,096 224,048 30,589 PE-06008 Johnson Park Improvements Parks and Open Space 8,648 PE-07002 Hoover Park Improvements Parks and Open Space 696,240 67,053 PE-07003 Ramos Park Improvements Parks and Open Space 458,628 PE-07005 California Avenue Improvements Parks and Open Space 64,985 49,900 465,324 53,810 PE-07006 Boulware Park Improvements Parks and Open Space 298,717 3,799 PE-07007 Cubberley Turf Renovation Parks and Open Space 190,950 969,963 131 Page 13 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PE-07009 Baylands Athletic Center Fencing, Dugout & Trailhead Parking Parks and Open Space 241,891 46,164 PE-08002 Peers Park Improvements Parks and Open Space 250,622 301,383 PE-08004 Lytton Plaza Renovation Parks and Open Space 23,530 725,733 2,545 10,375 PE-09002 Greer Park Phase IV Parks and Open Space 1,134 168,231 515,091 925,076 139,115 PE-12003 Rinconada Park Master Plan & Design Parks and Open Space 11,410 PE-12012 Eleanor Pardee Park Improvements Parks and Open Space 4,818 PE-12013 Magical Bridge Playground Parks and Open Space 4,871 PE-98003 Mitchell Park Facilities Parks and Open Space 196,655 24,962 Page 14 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PF-12001 Parks and PWD Trees Work Space Improvements Parks and Open Space 384 PG-00010 Park Facilities Improvements Parks and Open Space 1,361 PG-04010 Stanford/Palo Alto Community Playing Field Parks and Open Space 2,050 869 PG-06001 Tennis and Basketball Court Resurfacing Parks and Open Space 46,881 107,117 100,159 77,512 51,843 PG-06003 Benches, Signage, Fencing, Walkways, and Perimeter Landscaping Parks and Open Space 76,788 85,766 73,480 118,366 23,894 PG-07000 Heritage Park Playground Parks and Open Space 243,546 PG-07700 Golf Course Irrigation Pump, Motors & Control Panel Replacement Parks and Open Space 63,315 PG-09002 Park and Open Space Emergency Repairs Parks and Open Space 73,190 50,883 147,651 27,822 Page 15 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PG-09003 Park Maintenance Shop Remodel Parks and Open Space 402 2,858 55,414 2,244 PG-11000 Hopkins Park Improvements Parks and Open Space PG-11001 Cogswell Plaza Improvements Parks and Open Space PG-11002 Monroe Park Improvements Parks and Open Space PG-11003 Scott Park Improvements Parks and Open Space PG-12001 Stanford / Palo Alto Playing Field Netting Parks and Open Space PG-12002 Golf Course Tree Maintenance Parks and Open Space PG-12004 Sarah Wallis Park Improvements Parks and Open Space Page 16 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PG-12005 Relocate Power Poles for Soccer Field Parks and Open Space PG-12006 Magical Bridge Playground Parks and Open Space 5,082 PG-98001 School Site Irrigation Parks and Open Space 57,268 4,596 161,399 Total Parks and Open Space $3,630,436 $1,732,969 $3,459,755 $1,730,681 $572,755 PE-00104 San Antonio Road Median Improvements Streets and Sidewalks $153,112 $743,106 $239,404 $142,556 $55,166 PE-00105 Embarcadero Road Median Improvements Streets and Sidewalks 1,191 PE-01013 El Camino Median Landscape Streets and Sidewalks 73,655 4,525 PE-06006 Alma Street Landscape Improvements Streets and Sidewalks 16,576 40,901 26,371 Page 17 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PE-10006 Bridge Rail, Abutment, and Deck Repair Streets and Sidewalks 167,062 PE-11011 Highway 101 Pedestrian / Bicycle Overcrossing Streets and Sidewalks 36,385 194,020 38,743 PE-12011 Newell Road Bridge / San Francisquito Creek Bridge Replacement Streets and Sidewalks 10,310 PE-86070 Street Improvements (Street Improvement Fund) Streets and Sidewalks 3,368,496 3,702,381 3,658,566 5,110,791 2,082,717 PL-00026 Safe Routes to School Streets and Sidewalks 105,802 30,000 20,750 82,450 PL-04010 Bicycle Transportation Plan Implementation Project Streets and Sidewalks 44,483 30,000 80,862 80,091 PL-05003 College Terrace Traffic Calming Streets and Sidewalks 17,088 545 PL-05030 Traffic Signal Upgrades Streets and Sidewalks 35,908 39,983 279,590 183,141 144,935 Page 18 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PL-07002 El Camino Real/ Stanford Intersection Streets and Sidewalks 2,490 4,790 247,112 389,853 PL-11001 Dinah SummerHill Pedestrian/Bicycle Path Streets and Sidewalks 96,211 PL-11002 California Avenue Transit Hub Corridor Streets and Sidewalks 141 PL-11003 Palo Alto Traffic Signal Central System Streets and Sidewalks 35,528 PL-11004 Alma Street Traffic Signal Improvements Streets and Sidewalks PL-12000 Transporation and Parking Improvements Streets and Sidewalks 2,600 PL-98013 School Commute Safety Improvements (SIF) Streets and Sidewalks 2,490 6,170 PO-05054 Street lights Improvements Streets and Sidewalks 11,814 15,970 40,430 159,070 34,239 Page 19 of 20 2/16/2012 Attachment 2 FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Project Project Project Expenditures Expenditures Expenditures Expenditures Expenditures Number Title Category General Fund Capital Improvement Program Project Expenditures for Fiscal Years 2008-2012 PO-11000 Sign Reflectivity Upgrade Streets and Sidewalks PO-11001 Thermoplastic Lane Marking and Striping Streets and Sidewalks 29,639 33,252 PO-12000 Wilkie Way Bridge Deck Replacement Streets and Sidewalks PO-12001 Curb and Gutter Repairs Streets and Sidewalks PO-12003 Foothills Fire Management Streets and Sidewalks PO-89003 Sidewalk Improvements Streets and Sidewalks 2,030,796 1,675,527 1,341,916 1,211,917 482,272 Total Streets and Sidewalks $5,858,921 $6,227,373 $5,855,059 $7,421,556 $3,532,980 Page 20 of 20 2/16/2012 Attachment 3 Total Budget FY 2012 Budget Estimated Project Project Project From Available FY 2012 FY 2012 FY 2012 Remaining Percent Project Completion Number Title Category Inception Budget Expenditures Contingencies Encumbrances Balance Complete Status Date Comments EL-04010 Foothills System Rebuild Minor $850,064 $102,802 $0 $0 $0 $102,802 88% Pre-design Dec 12 Some preliminary design and scoping work has been done. No additional work at this time due to understaffed situation. EL-09004 W. Charleston/Wilkie Way to South City Limit 4/12 kV Conversion Minor $507,556 $96,324 $4,429 $0 $0 $91,895 82% Design Jun 12 Out to Bid for construction in Mar 12. EL-10008 Advanced Metering Infrastructure System Minor $310,911 $255,545 $352 $0 $0 $255,193 18% Pre-design Ongoing Phase 1 of 3 completed. EL-11001 Torreya Court Rebuild Minor $100,397 $96,025 $2,956 $0 $0 $93,069 7% Design Jun 12 Design completed. Contract documents being drawn up. EL-11004 Hewlett Subdivision Rebuild Los Trancos Minor $400,970 $390,297 $25,238 $0 $2,358 $362,701 10% Design Jun 12 Design completed. Contract documents being drawn up. EL-11006 Rebuild UG District 18 Minor $350,147 $348,531 $6,086 $0 $0 $342,445 2% Dec 12 No work started due to staff vacancies. EL-11016 Electric Vehicle Charging Infrastructure Minor $135,083 $135,083 $17,696 $0 $1,851 $115,536 14% Design Dec 12 Work in progress. EL-12002 Hanover 22 - Transformer Replacement Minor $1,000,000 $1,000,000 $0 $0 $800,000 $200,000 80% Design Jun 13 Transformer specification completed. Procurement and detailed installation design next. UTILITIES DEPARTMENT FY 2012 MID-YEAR CAPITAL IMPROVEMENT PROGRAM PROJECTS STATUS ENTERPRISE FUND MINOR PROJECTS ELECTRIC FUND Page 21 of 32 Attachment 3 Total Budget FY 2012 Budget Estimated Project Project Project From Available FY 2012 FY 2012 FY 2012 Remaining Percent Project Completion Number Title Category Inception Budget Expenditures Contingencies Encumbrances Balance Complete Status Date Comments UTILITIES DEPARTMENT FY 2012 MID-YEAR CAPITAL IMPROVEMENT PROGRAM PROJECTS STATUS ENTERPRISE FUND ELECTRIC FUND MULTI-YEAR PROJECTS EL-02010 SCADA System Upgrades Multi-Year $912,213 $243,023 $0 $0 $0 $243,023 73% Design and Construction Ongoing This project involves upgrading the Supervisory Control & Data Acquisitions (SCADA) Portal and Master computer software and operating systems . EL-04012 Utility Site Security Improvements Multi-Year $908,854 $518,614 $8,790 $0 $184,406 $325,418 50% Design & Construction Dec 12 Construction completed at Colorado Substation and Boranda Reservoir. Design completed for Corte Madera Booster/Reservoir, Quarry Booster, and Boronda Booster. EL-04014 Automated Meter Reading System Multi-Year $1,334,099 $296,157 $0 $0 $2 $296,155 78% Complete Pilot is completed, except for ongoing maintenance of installed system. Staff is analyzing installation and will use information during Smart Grid Feasibility Study (EL-10008). EL-05000 El Camino Underground Rebuild Multi-Year $1,620,339 $185,671 $17,429 $0 $0 $168,242 90% Design and Construction Jun 12 Portions of this project have been completed in conjunction with new business in the area of El Camino Real between Charleston and San Antonio roads. Construction Estimate package in progress. EL-11008 Rebuild UG District 19 Multi-Year $561,061 $507,130 $0 $0 $0 $507,130 10% Design Sep 12 Substructure installation completed. Cable design in progress. EL-06000 Park Blvd. 4/12kV Conversion Multi-Year $386,579 $9,973 $0 $0 $0 $9,973 97% Construction Mar 12 Final construction phase in progress. EL-06001 230 KV Electric Intertie Multi-Year $503,109 $95,955 $9,070 $0 $0 $86,885 83% Pre-design Ongoing Stanford Utilities has expressed interest in Stanford Linear Accelerator Center (SLAC) - Quarry Road Substation 60kV tie. Preliminary power flow and feasibility study complete, interconnection at Quarry Substation appears feasible. Working with Stanford and DOE to encourage SLAC participation in this project. Page 22 of 32 Attachment 3 Total Budget FY 2012 Budget Estimated Project Project Project From Available FY 2012 FY 2012 FY 2012 Remaining Percent Project Completion Number Title Category Inception Budget Expenditures Contingencies Encumbrances Balance Complete Status Date Comments UTILITIES DEPARTMENT FY 2012 MID-YEAR CAPITAL IMPROVEMENT PROGRAM PROJECTS STATUS ENTERPRISE FUND ELECTRIC FUND EL-06002 Underground District 45 Multi-Year $3,607,743 $309,393 $68,500 $0 $2 $240,891 60% Construction Mar 12 Line construction and Customer connections in progress. EL-06003 Utility Control Center Upgrades Multi-Year $500,000 $7,989 $0 $0 $0 $7,989 98% Pre-design Ongoing Ergonomic and visual improvements for performance to operator environment. EL-08000 E. Charleston 4/12kV Conversion Multi-Year $653,255 $592,650 $50,032 $0 $7,740 $534,878 18% Design Mar 12 In design. EL-08002 E. Meadow/Alma/Loma 4/12kV Conversion Multi-Year $1,171,079 $414,014 $0 $0 $0 $414,014 65% Complete Project will be closed at mid-year and balance returned to reserves. EL-09000 Middlefield Underground Rebuild Multi-Year $625,786 $625,786 $87 $0 $0 $625,699 0% Design Jun 12 Engineering design completed. Estimating in progress. EL-09002 Middlefield/Colorado 4/12 kV Conversion Multi-Year $323,313 $59,485 $19,485 $0 $0 $40,000 88% Design Jun 12 Design completed. Contract documents being drawn up. EL-09003 Rebuild UG District 17 (Downtown) Multi-Year $1,225,238 $756,457 $4,825 $0 $0 $751,632 60% Construction Jun 12 Substructure complete. Line construction begins Jun 12. EL-10006 Rebuild UG District 24 Multi-Year $1,344,620 $1,017,856 $38,134 $0 $0 $979,722 27% Design Jun 12 Substructure installation complete. Electrical design work in progress. MULTI-YEAR PROJECTS Page 23 of 32 Attachment 3 Total Budget FY 2012 Budget Estimated Project Project Project From Available FY 2012 FY 2012 FY 2012 Remaining Percent Project Completion Number Title Category Inception Budget Expenditures Contingencies Encumbrances Balance Complete Status Date Comments UTILITIES DEPARTMENT FY 2012 MID-YEAR CAPITAL IMPROVEMENT PROGRAM PROJECTS STATUS ENTERPRISE FUND ELECTRIC FUND EL-10009 Street Light System Conversion Project Multi-Year $2,204,162 $1,735,240 $6,990 $0 $1,289,858 $438,392 80% Ongoing Dec 12 In procurement phase. EL-11000 Seale/Waverley 4/12 kV Conversion Multi-Year $40,000 $40,000 $0 $0 $0 $40,000 0% Jun 13 No work started due to staff vacancies. EL-11002 St. Francis/Oregon/Amarillo /Louis 4/12 kV Conversion Multi-Year $50,000 $50,000 $0 $0 $0 $50,000 0% Jun 13 No work started due to staff vacancies. EL-11003 Rebuild UG District 15 Multi-Year $80,348 $76,522 $2,280 $0 $2,012 $72,230 10% Jun 13 No work started due to staff vacancies. EL-11007 Rebuild Greenhouse Condo Area Multi-Year $501,091 $486,665 $53,090 $0 $10,121 $423,454 15% Construction Jul 12 Construction in progress. EL-11010 UG District 47 - Middlefield, Homer Avenue, Webster Street and Addison Avenue Multi-Year $1,651,331 $1,636,686 $4,276 $0 $0 $1,632,410 1% Design Dec 13 Preliminary design work started . EL-11014 Smart Grid Technology Installation Multi-Year $500,000 $500,000 $0 $0 $0 $500,000 0% Design Jan 17 Pilot Project: Design in progress. Implemenetation upon feedback by Council. EL-11015 Reconductor 60kV Overhead Transmission System with ACCR conductor Multi-Year $1,151,535 $1,134,655 $72,261 $0 $1,000,001 $62,393 95% Design Jun 14 Engineering and estimating in progress. Phase 2 and half of phase 3 out to Bid. EL-12001 UG District 46 - Charleston/El Camino Real Multi-Year $150,000 $150,000 $47,019 $0 $0 $102,981 31% Pre-design TBD MULTI-YEAR PROJECTS Page 24 of 32 Attachment 4 Project Category Department/Fund Project Title FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Community Services : Land & Land Improvements AC-86017 Art in Public Places $64,410 $21,556 $17,256 $77,956 $5,371 Planning & Community Environment : Streets & Sidewalks PL-05030 Traffic Signal Upgrades 35,908 39,983 278,187 183,141 144,936 Public Works - General Fund : Streets & Sidewalks PE-86070 Street Improvements (Street Improvement Fund)3,368,496 3,702,381 3,323,063 4,710,791 2,082,717 Building & Facilities PF-00006 Roofing Replacement 256,831 21,073 227,495 104,617 187,673 Building & Facilities PF-01003 Building Systems Improvements 34,304 114,152 36,053 74,876 6,920 Building & Facilities PF-02022 Facility Interior Finishes 65,797 47,116 11,076 23,874 229,944 Building & Facilities PF-93009 ADA Compliance 49,955 121,617 216,133 9,994 167,537 Streets & Sidewalks PO-05054 Street lights Improvements 11,814 15,970 32,976 159,070 34,239 Streets & Sidewalks PO-89003 Sidewalk Improvements 2,030,796 1,675,527 952,503 1,611,917 482,272 Public Works - Storm Drainage Fund : SD-06101 Storm Drain System Replacement 675,832 445,582 81,878 488,793 242,488 Public Works - Wastewater Treatment Fund : WQ-80021 RWQCP Plant Equipment Replacement 1,156,156 2,544,261 403,293 66,916 236,987 WQ-80022 RWQCP System Flow Metering 0 56,245 0 28,468 0 Electric Fund : EL-02011 Electric Utility GIS 83,546 39,414 188,231 321,713 108,072 EL-06005 Fiber Optics Ring System Improvements 112,435 58,124 5,531 0 0 EL-06006 Fiber Optics Customer Design and Connection Services 134,498 195,808 17,203 0 0 EL-89028 Electric Customer Connections 1,982,607 1,467,233 1,702,232 1,882,242 633,194 EL-89031 Communications System Improvements $50,458 $21,784 $0 $3,501 $0 EL-89038 Substation Protection Improvements 423,904 94,411 133,185 129,086 59,646 EL-89044 Substation Facility Improvements 7,147 93,735 3,133 148,871 74,247 EL-98003 Electric Distribution System Reconstruction and Improvements 2,260,973 1,265,486 1,330,082 1,608,521 1,034,407 Fiber Optics Fund : FO-10000 Fiber Optic Customer Connections 0 0 68,373 88,061 8,627 FO-10001 Fiber Optic Network System Improvements 0 0 34,614 327,736 21,676 Continuous Capital Projects Five Years of Expenditures for Fiscal Years 2008-2012 Page 1 of 2 2/16/2012 Attachment 4 Project Category Department/Fund Project Title FY 2008 FY 2009 FY 2010 FY 2011 FY 2012 Continuous Capital Projects Five Years of Expenditures for Fiscal Years 2008-2012 Gas Fund : GS-02013 GS-03007 Directional Boring Equipment 63 59,410 0 162 20,160 GS-03002 GS-04003 GS-05002 Gas Main Replacements 433,894 38,121 87,706 86,159 31,556 GS-03008 Polyethylene Fusion Equipment Replacement 0 35,650 0 444 0 GS-03009 System Extensions-Unreimbursed 115 12,000 4,005 7,718 0 GS-06001 Gas Main Replacements, GMR-Project 16 2,256,296 2,423,677 89,180 127,056 0 GS-07002 Gas Main Replacements, GMR-Project 17 614,485 912,018 3,681,252 211,515 90,945 GS-80017 Gas System Extensions 609,566 356,666 347,412 471,001 119,788 GS-80019 Gas Meters and Regulators 272,386 244,129 313,598 294,191 87,457 Wastewater Collection Fund: WC-02002 WC-03003 WC-04002 Sewer System Rehabilitation and Augmentation, Project 15,16 and 17 1,394,506 8,840 27,141 122,870 19,968 WC-05003 WC-06003 WC-07004 Sewer System Rehabilitation and Augmentation, Project 18,19 and 20 1,378,862 2,154,931 1,761,725 94,468 39,229 WC-08012 WC-09001 WC-10002 Sewer System Rehabilitation and Augmentation, Project 21,22 and 23 126 285,858 543,313 1,928,374 419,207 WC-80020 Sewer System Extensions 561,620 370,253 251,152 224,066 30,792 WC-99013 Sewer Manhole Rehabilitation 116,173 48,227 168,722 378,841 148,433 Water Fund : WS-02003 Water Main Replacements, Project 16 4,629 19,695 0 0 0 WS-02014 Water-Gas Wastewater utilities GIS Data 0 33 204,583 289,694 18,966 WS-06002 Water Main Replacements, Project 20 1,830,359 93,554 349 10,821 0 WS-07003 Water Main Replacements, Project 21 57,923 226,559 1,383,427 1,432,826 0 WS-80013 Water System Extensions 400,152 295,194 285,945 258,968 111,615 WS-80014 Service and Hydrant Replacements 58,212 104,951 43,538 44,232 9,344 WS-80015 Water Meters 127,109 14,712 2,298 0 0 Page 2 of 2 2/16/2012 Attachment 5 Amount Transferred to Infrastructure Amount Returned to General Fund Net Amount Fiscal Year $(000) $(000) $(000) 2008 $11,807 $117 $11,690 2009 $14,648 a $14,648 2010 $9,900 $3,243 $6,657 2011 $9,857 $9,857 2012 $10,978 $10,978 2013 $10,978 $10,978 2014 $11,334 $11,334 2015 $11,788 $11,788 2016 $12,288 $12,288 2017 $12,818 $12,818 Total $116,396 $3,360 $113,036 Notes: a. Includes funding for the Public Safety Building $3,437K Sources: FY 2008 through FY 2012 are actual amounts FY 2013 through FY 2017 based on Long Range Financial Forecast $11,690 $14,648 $6,657 $9,857 $10,978 $10,978 $11,334 $11,788$12,288 $12,818 $5,000 $7,000 $9,000 $11,000 $13,000 $15,000 2008 2009 2010 2011 2012 2013 2014 2015 2016 2017 $0 0 0 Fiscal Year General Fund Transfers to Infrastructure Reserve for Fiscal Years 2008-2017 Page 1 of 1 2/16/2012 Attachment 6  ** NOT YET APPROVED ** 1 Resolution No. ______ Resolution of the Council of the City of Palo Alto Amending the 2010-2011 Compensation Plan for Management and Professional Adopted by Resolution No. 9156 to Change the Titles of Four Positions and to Add One New Position The Council of the City of Palo Alto does RESOLVE as follows: SECTION 1. Pursuant to the provisions of Section 12 of Article III of the Charter of the City of Palo Alto, the 2010-2011 Compensation Plan for Management and Professional Personnel, adopted by Resolution No. 9156, is hereby amended to change the titles of four positions and add one new position, as set forth in Exhibit “A”, attached hereto and incorporated herein by reference, effective with the pay period including February 28, 2012. SECTION 2. The Director of Administrative Services is authorized to implement the amended Compensation Plan as set forth in Section 1. SECTION 3. The Council finds that this is not a project under the California Environmental Quality Act and, therefore, no environmental impact assessment is necessary. INTRODUCED AND PASSED: AYES: NOES: ABSENT: ABSTENTIONS: ATTEST: ___________________________ ______________________________ City Clerk Mayor APPROVED AS TO FORM: APPROVED: ___________________________ ______________________________ Sr. Deputy City Attorney City Manager _____________________________ Director of Administrative Services ____________________________ Director of Human Resources Attachment 6  ** NOT YET APPROVED ** 2 EXHIBIT A Management/Professional Compensation Plan Changes – Effective February 28, 2012 Job Code Classification Title Grade Code Control Point Approx. Annual Hourly 49 Director, Office of Management and Budget (title and compensation change from Chief Budget Officer) TBD 12,624 151,488 72.83 2003 Principal Financial Analyst (title change from Budget Officer) 35 8,989 107,869 51.86 126 Assistant Director, Community Services (title change from Arts & Culture Division Manager) TBD 12,112 145,350 69.88 107 Assistant City Manager / Chief Operating Officer (title change from Assistant City Manager / Chief Operations Officer) 14 16,619 199,430 95.88 TBD Information Technology Security Manager (new position) TBD 10,348 124,176 59.70 Attachment 7 Public Safety Departments Overtime Analysis for Fiscal Years 2007 through 2012 thru 12/31 2007 2008 2009 2010 2011 2012 POLICE DEPARTMENT Overtime Expense Original Budget $1,015,620 $1,036,815 $999,900 $999,900 $967,900 $967,900 Current Budget 1,074,399 1,071,005 1,016,900 1,071,662 1,224,349 967,900 Net Overtime Cost - see below 1,025,718 1,096,894 886,568 932,960 314,790 188,976 Remaining Budget $48,681 ($25,889) $130,332 $138,702 $909,559 $778,924 Overtime Net Cost Actual Expense $1,785,657 $2,009,542 $1,665,842 $1,466,226 $1,454,999 $846,238 Less Reimbursements Stanford Communications 39,342 65,079 42,160 58,070 58,157 28,509 Utilities Communications Reimbursement 22,130 36,607 23,715 33,242 36,348 17,818 Local Agencies (A)36,457 41,770 37,413 33,930 31,230 15,337 State Grants (B)63,344 4,672 10,998 22,306 70,816 - Police Service Fees 43,218 67,390 53,812 42,085 80,350 78,808 Other 12,447 18,157 15,982 3,830 32,517 35,235 Total Reimbursements 216,938 233,675 184,080 193,463 309,417 175,707 Less Department Vacancies 543,001 678,973 595,194 339,803 830,792 481,555 Net Overtime Cost $1,025,718 $1,096,894 $886,568 $932,960 $314,790 $188,976 Department Vacancies (number of days)2,280 2,766 2,402 1,368 3,222 1,885 FIRE DEPARTMENT Overtime Expense Original Budget $1,032,674 $892,674 $1,017,674 $1,017,674 $1,017,674 $2,265,074 Current Budget 1,032,674 996,674 1,353,058 1,017,674 1,627,674 2,265,074 Net Overtime Cost - see below 737,768 863,442 416,610 1,334,452 776,226 862,676 Remaining Budget $294,906 $133,232 $936,448 ($316,778) $851,448 $1,402,398 Overtime Net Cost Actual Expense $1,860,757 $1,744,076 $1,591,261 $2,675,515 $2,237,356 $2,037,172 Less Reimbursements Stanford Fire Services (D)563,809 528,455 482,152 810,681 677,919 617,263 Cal-Fire/FEMA (Strike Teams) 85,531 140,224 453,619 64,760 State Homeland Security Grant Program (SHSGP) (C)40,897 10,164 4,342 10,647 5,968 11,722 Urban Area Security Initiative (UASI) 1,150 11158 Fire Service Fees 55,055 29,688 Other 2,100 2,300 Total Reimbursements 690,237 679,993 940,113 886,088 752,200 660,973 Less Department Vacancies 432,752 200,641 234,538 454,975 708,930 513,523 Net Overtime Cost $737,768 $863,442 $416,610 $1,334,452 $776,226 $862,676 Department Vacancies (number of days)1,740 810 780 1,455 2,280 1,702 NOTES: (A)Includes Animal Services contract with Los Altos, Mountain View and Los Altos Hills. (B)State Office of Traffic Safety and ABC grants. (C) Included in the SHSGP and UASI reimbursements is a small amount of per diem reimbursement. Reimbursement from U.S. Department of Homeland Security for HazMat Continuing Challenge Training Conference (Sep 2009) (D)Stanford reimburses 30.3% of Fire expenditures. Page 1 of 1 2/16/2012