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HomeMy WebLinkAbout2003-08-04 City Council (5)City of Palo Alto City Manager’s Report TO:HONORABLE CITY COUNCIL FROM:CITY MANAGER DEPARTMENT: PLANNING AND COMMUNITY ENVIRONMENT DATE: SUBJECT: AUGUST 4, 2003 CMR: 372:03 APPROVAL OF AMENDMENT NO. 1 TO AGREEMENT NO. C3149624 BETWEEN THE CITY OF PALO ALTO AND PALO ALTO COMMUNITY CHILD CARE, INC. (PACCC) FOR FUNDS ALLOCATED DURING THE FISCAL YEAR 2002/03 UNDER THE COMMUNITY DEVELOPMENT BLOCK GRANT RECOMMENDATION Staff recommends that the City Council approve and authorize the City Manager or his designee to execute the attached amendmem to the agreement with Palo Alto Community Child Care, Inc. (PACCC) to extend the term of the agreement until June 30, 2004 and reallocate unexpended funds in the amount of $20,000 to Avenidas for the completion of its HVAC Repair and Upgrade project. BACKGROUND PACCC was allocated $98,000 in CDBG funding during fiscal year 2002/03 for repainting the exterior of the Ventura Community Center located at 3990 Ventura Court (Attachment B). After going out to bid for a painting contractor, it was discovered that the amount required to complete the project was $20,000 less than projected. The PACCC project was not able to proceed during fiscal year 2002/03 because the impacts of lead-based paint on the site had to be thoroughly analyzed before any work could begin. Avenidas was also awarded funding in the amount of $120,000 for the repair and upgrade of its heating, ventilating, and cooling (HVAC) system in fiscal year 2002/03. However, additional funding for the project will be required for monitoring the labor standards at the job site. CMR: 372:03 Page 1 of 3 DISCUSSION In order to offset the additional cost of labor monitoring for the Avenidas project, staff is proposing to reallocate $20,000 in excess funds from the PACCC project to the Avenidas project. Staff consulted with the Department of Housing and Urban Development (HUD) and was informed that reallocating funds from one project to another was permissible under HUD regulations if the funds for both projects were allocated in the same fiscal year and are in the same project category. Both projects were allocated funding in fiscal year 2002/03 and are under the capital projects category. RESOURCE IMPACT The amendment will involve the shift of previously allocated funds from one project to another. The cost of the agreement will be funded with federal CDBG funds provided through the U.S. Department of Housing and Urban Development (HUD). POLICY IMPLICATION The recommendation in this staff report is consistent with HUD policies and does not represent any change to City policies. PREPARED BY: Eloiza Murillo-(Planner-CDBG APPROVED BY: Director of Planning & Community Environment CITY MANAGER APPROVAL:~ ~ EMILY HAR~SON, Assistant City Manager Attachment: A - Amendment No. 1 to Agreement No. C3149624 Between the City of Palo Alto and Palo Alto Community Child Care Inc. (PACCC) For Funds Allocated During the Fiscal Year 2002/03 Under the Community Development Block Grant B - CMR: 482:02: Approval of an Agreement in the Amount of $98,000 with Palo Alto Community Child Care, Inc. for Funds Allocated During the Fiscal Year 2002/03 Under the Community Development Block Grant Program CMR: 372:03 Page 2 of 3 Cc:Palo Alto Community Child Care, Inc. CMR: 372:03 Page 3 of 3 ATTACHMENT A AMENDMENT NO. ONE TO ~ NO.C3149624 BETWEEN THE CITY OF PALO ALTOAND PALO ALTO COMMUNITY CHILD CARE,INC. This Amendment No.One to Agreement No. C3!49624 ("Agreement") is entered into , by and between the CITY OF PALO ALTO ("CITY"), and PALO ALTO COMMUNITY CHILD CARE, INC. (PACCC), a California nonprofit corporation, iocared at 3990 Ventura Court, Palo Alto, California 94306("BORROWER"). RE C ! TAL S: WHEREAS, the Agreement was entered into between the parties for painting of exterior surfaces of the Ventura Community Center located at 3990 Ventura Court, Paio Alto, California; and WHEREAS, the parties wish to amend the Agreement in order to provide additional time to BORROWER for a !onger than anticipated schedule due to analysis of the impacts and necessary federa! regu!azions pertaining to the presence of lead based paint on the site; and WHEREAS, the parties wish to reduce the amount of the provision of funds under this Agreement; NOW, THEREFORE, in consideration of the covenants, terms, uh= _Amendment, the _-~=conditions, and provisions of ~ :s D=.~-~s agree: SECTION I. The time of performance specified in section 1 is extended to June 30, 2004. SECTION 2. The funds to be provided as described in Sections 2 and 3 shall be - "~ ~: ~____Sev=nuv-~±ghu Thousand Do~=<s ($78,000). SECTION 4. The Promissory Note previously executed in favor of C!TY by BORROWER shall be modified as necessary to effect this reduction in :he amoun< of the Promissory Note. SECTION 5.~x~m~= ~= ~ as herein modified, all other provisions of the Agreement, including any exhibits and subsequent amendments thereto, shall remain in full-force and effect. 030731 sdl 0091323 IN WITNESS WHEREOF, the parties have by their duly authorized representatives executed this Amendment on the date first above written. ATTEST:CITY OF PALO ALTO City Clerk APPROVED AS TO FORM: Senior Asst. City Attorney APPROVED: Assistant City Manager Director of Administrative Services DirecZor of Planning Community ~ ~_ snv=ronmen~ Risk Manage-. Mayor PALO ALTO COMMUNITY CHILD CARE, INC., a corporation organized under the Nonprofit Public Benefit Law of the State of California By: Name: Title: By: Name: Title: Taxpayer Identification No. (Compliance with Corp. Code § 313 is re~niired if the =n:!=:, on whose behalf this conzrac< is signed is a corporaZion. in the alternazive, a cerzified corporate ~=" ~ ’ n the ~ -~ ~,__so±uz~o. a=reszing :o __gn=~o_~ au=horizy of =he individuals signing in their r _= ~-=’ " __eSD_C~_V~ camacazmes is acceptable) 030731 sdl 0091323 CERTIFICATE OF ACKNOWLEDGMENT (.’civil Code ~ 4189) STATE OF COUNTY OF ) ) ) On notary public in , before me, the-undersigned, a and for said County, personally appeared personally known to me (or proved to me on the basis of satisfactory evidence) to be the person(s) whose name(s) is/are subscribed to the wi:hin instrument, and acknowledged to me that he/she/they executed the same in his/her/their authorized capaciry(ies), and that by his/her/their signature(s) on the inszrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrmment. W±_~N.~.SS my hand and official seal. Signature of Notary Public 030731 sdl 0091323 3 CERTIFICATE OF ACKNOWLEDGMENT (Civi! Code § 1189) STATE OF COUNTY OF ) ) ) On notary public in and for , before me, the undersigned, a said County, personally appeared personally known to me (or proved to me on the basis of satisfactory evidence) to be the person(s) whose name(s) is/are subscribed ro the within instrument, and acknowledged to me that he/she/they executed the same in his/her/their authorized capacity(ies), and that by his/her/their signature(s) on the instrument the person(s), or the entity upon behalf of which the person(s) acted, executed the instrument. WITNESS my hand and official seal. Signature of Norary Public 030731 sdl 0091323 TO: ATTACHMENT B City of Palo Alto City Manager’s Report 13 HONORABLE CITY COUNCIL FROM:CITY MANAGER DEPARTMENT: PLANNING AND COMMUNITY ENVIRONMENT DATE:CMR:482:02 SUBJECT:APPROVAL OF AN AGREEMENT IN THE AMOUNT OF $98,000 WITH PALO ALTO COMMUNITY CHILD CARE, INC. FOR FUNDS ALLOCATED DURING FISCAL YEAR 2002/03 UNDER THE COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM RECOMMENDATION: Staff recommends that the City Council approve and authorize the City Manager or his designee to execute the attached agreement in the amount of $98,000 with Palo Alto Community Child Care, Inc. (PACCC) for the exterior painting of the Ventura Community Center facility at 3990 Ventura Court. BACKGROUND Palo Alto Community Child Care, Inc. (PACCC), operates child care programs from the Ventura Community Center site. PACCC leases its 3990 Ventura Court facility from the City of Palo Alto, which owns the building. PACCC applied for fiscal year 2002/03 CDBG funding to assist in painting the exterior of the Ventura Community Center facility. On May 13, 2002, the Palo Alto City Council approved allocating $98,000 in fiscal year 2002/03 CDBG funds toward the exterior painting project. DISCUSSION The Ventura Community Center is the only public facility in the Ventura neighborhood, which is the most disadvantaged section of the City. The buildings in the center are in disrepair and were last painted in 1993 with volunteer labor. The current City lease with PACCC requires that any exterior paint project be completed by a licensed paint contractor. CMR:482:02 Page 1 of 2 RESOURCE IMPACT The $98,000 cost of the agreement will be funded with federal CDBG funds provided through the U.S. Department of Housing and Urban Development (HUD). Repayment of the loan will not be required unless the property is sold or the program terminated or changed to a use prior to July 1, 2008 that has not been approved by the City. POLICY IMPLICATIONS The recommendation in this staff report does not represent any change to City policies. ENVIRONMENTAL REVIEW HUD environmental regulations for the CDBG program are contained in 24 CFR 58 "Environmental Review Procedures for Title I community Development Block Grant Programs." The Venmra Center exterior painting project meets the conditions specified for exemption under 24 CFR Part 58.34. ATTACHMENTS Attachment A: Agreement between the City of Palo Alto and Palo Alto Community Child Care, Inc. for exterior painting of the Ventura Community Center at 3990 Ventura Court in Palo Alto \ PREPARED BY: Interim CDBG C( DEPARTMENT HEAD REVIEW: A. Director of Planning and Community Environment CITY MANAGER APPROVAL:" EMIL~-HARRISON Assistant City Manager cc: Palo Alto Community Child Care, inc. CMR:482:02 Page 2 of 2 AGREEMENT N0~ ¯~BETWEEN THE CITY OF PALO ALTO AND ~PALO ALTO COMMUNITY CHILD CARE, INC. (PACCC) FOR FUNDS ALLOCATED DURING F~SCAL YEAR 2002/03 UNDER THE COMMUNITY DEVELOPMENT BLOCK GRANT PROGRAM This Agreement No. is entered into , 2002, by and between the. CITY OF PAL0 ALTO, a chartered city and a municipal corporation of the State of California (~City"), and PALO ALTO COMMUNITY CHILD CARE, INC. (PACCC), a corporation duly organized and existing under the Nonprofit Corporation Law of the State of California (~Borrower"). RECITALS: WHEREAS, the City has applied for and received funds (~Funds") from the Government of the United States under Title I of the Housing and Community Development Act of 1974; and WHEREAS, Borrower has requested funds to paint their. exterior surfaces of the Ventura Community Center ( the "Facility") located at3990 Ventura Court, Palo Alto, California; and WHEREAS, Borrower is a private non-profit organization which provides child care and related services to people living and/or working in Palo Alto. WHEREAS, City wishes to lend funds to Borrower, and forgive the loan if certain conditions are met by Borrower, for the purposes set forth in this Agreement, and any exhibits thereto; and WHEREAS, City has approved and authorized the provision of up to Ninety-Eight Thousand Dollars ($98,000) drawn from FY 2002/03 CDBG funds to Borrower for the purposes and under the terms contained herein; WHEREAS, the City neither warrants or makes any representations as to the quality, method or adequacy of the work products or services to be provided to Borrower under the terms and conditions of this Agreement, except with respect to compliance with Federal Regulations; NOW, THEREFORE, in consideration of the covenants, terms, conditions, and provisions set forth in this Agreement, the parties agree: SECTION i.TERM i.i Time of Performance. This Agreement shall commence on the day above written and terminate on June 30, 2003. 021029 SDL 0091153 The term of this agreement and the provisions herein shall be extended to cover any additiona! time period during which the Borrower remains in control of Funds or other assets including program income. SECTION 2.SCOPE OF SERVICE 2.1 Activities.Borrower shall paint the exterior surfaces of the Ventura Community Center site at 3990 Ventura Court, in Palo Alto ("Project"), as more fully described in Exhibit "A" which is incorporated herein byreference and made a part of this agreement. 2.2 Provision of Funds. The City will loan Borrower the sum of money not to exceed Ninety-Eight Thousand Dollars ($98,000) drawn from its CDBG funds for painting of the exterior portion of the Ventura Community Center site.Payments shall be made to Borrower only for costs incurredon or after the effective date of this Agreement. City shal! make funds available to Borrower on the following basis: (I)City has reviewed and approved the bidding process and the contract for the rehabilitation work; and (2)Borrower has provided City with a copy of the actual invoice(s) for work done mud performed in accordance with this Agreement; (3)Project is in compliance with all Federal, State and City Rules and Regulations. 2.3 Performance Monitoring. The City will monitor the perfo_~nance of the Borrower against goals and performance standards required herein. Substandard performance as determined by the City wil! constitute non-compliance with this Agreement. If action to correct such substandard performance is not taken by the Borrower within a reasonable period of time after being notified by the City, contract suspension or termination procedures wil! be initiated. SECTION 3.TRANSFER OF FUNDS AkTD SECURITY. 3.1. City Loan. City shall pay to Borrower a sum of money in an amount not to exceed Ninety-Eight Thousand Dollars ($98,000) for .the purposes set forth in Section 2 and Exhibit ~A". Payment of such sum shall be evidenced by a promissory note ("Note"), ~in the form attached hereto as Exhibit "B" and incorporated herein by this reference. The entire sum transferred, and any part of it, shal!, at the option of City, become immediately due and payable upon the occurrence of any of the following ~tions: 021029 SDL 0091153 (a)The failure by Borrower to commence and com_m!ete the Project services set forth in this Agreement within a period of one (I) year after the date of this Agreement; (b)Borrower’s breach in the lease of the facility between City and Borrower; (c)A use by Borrower of the Facility, prior to July i, 2008, which violates the applicable provisions of City’s Charter, ordinances, or regulations, or which is not an ~eligible activity" under the Program of the Housing and Community Development Acts of 1974 and. 1977, as amended, and the regulations issued pursuant thereto, by HOD or a successor agency; or (d)An uncured default under this Agreement or the Note. If, on July i, 2008, conditions (a), (b) and (c) have not occurred and there are no uncured defaults under this Agreement or the Note, the funds transferred to Borrower under this Agreement shall be treated as grant from City to Borrower and no amount shall be due to City under the Note or this Agreement. This shall be a simple interest, noncompounding loan with interest at 6 percent (6%) per annum. It is agreed and understood that the "loan shall be nonamortizing, and all payments of interest and principal shall be deferred until July i, 2008, as long as Borrower continues to comply with all terms and conditions of this Agreement.Both principal and accrued interest shal! be forgiven by the City on July i, 2008 if Borrower has satisfactorily complied with all terms and conditions of this Agreement. If at any time any of the above conditions are not met, City has the right to demand repayment of the Ninety-Eight Thousand Dollars ($98,000), plus all accrued interest and any other costs or amounts due. SECTION 4. NOTICES 4.1 Communications. All notices, correspondence, and other communications concerning this Agreement shall be directed to the parties’ duly authorized representatives at the addresses set forth below or at any other addresses as may be noticed, in writing: CITY:City of Palo Alto Department of Planning & Community Environment Attn: CDBG Coordinator 250 Hamilton Avenue Palo Alto, CA 94301 021029 SDL 0091153 BORROWER:Palo Alto Community Child Care, Inc. Attn: Executive Director 3990 Ventura Court Palo Alto,~ CA 94306 SECTION 5.SPECIAL CONDITIONS 5.1 Compliance with Federal Regulations. The Borrower agrees to comply with the requirements of the Housing and Urban Development regulations concerning Community Development Block Grants (24 CFR Part 570) and all federal regulations and policies issued pursuant to these Regulations. The Borrower further agrees, to utilize Funds available under this Agreement to supplement rather than supplant Funds otherwise available. 5.2. National Objectives. The Borrower certifies that the activities carried out with funds provided under this Agreement will meet the CDBG Program’s Nationa! Objective of benefiting low/moderate income persons as defined in 24 ~CFR, Part 570.208. 5.3 Borrower shall procure all subcontractors, consistent with Federal procurement requirements. Al! bid documents must be rewiewed and approved by the City or its designee before being made available to the public. Borrower shall sign a written agreement(s) with selected subcontractor(s), and shall direct, manage ~nd reimburse all project subcontractors. SECTION 6.GENERAL CONDITIONS 6.1 General Compliance. The Borrower agrees to comply with al! applicable federa!, state, county, and municipal laws, ordinances, resolutions, rules, policies, and regulations ("Laws") governing the Funds provided under this Agreement. 6.2 Independent Contractor. Nothing contained in this Agreement is intended to, or shall be const_~ued in any manner, as creating or establishing the relationship of employer and employee between the parties. The Borrower shall at all times remain an independent contractor with respect to the services to be performed under this Agreement. The City shal! be exempt from payment of al! unemployment compensation, FICA, retirement, life and/or medica! insurance and workers’ compensation insurance as the Borrower is an independent contractor. 6.3 Hold Harmless. The Borrower shall hold harmless, defend and inden~_ify the City, its counci! .members, officers and employees from any and all claims, actions, suits, charges and judgments whatsoever that arise out of the Borrower’s performance or nonperfo-~mance of the Services or subject matter called for in this Agreement. 021029 SDL 0091153 6.4 Insurance and Bonding. The Borrower, at its sole cost and expense, shall obtain and maintain during the term of this Agreement, insurance as more fully described in Exhibit ~C" which is incorporated herein by reference and made a part of this Agreement. The Borrower shall comply with the bonding and insurance requirements of Attachment B of OMB Circular A-I!0, Bonding and Insurance. 6.5 Funding Recognition. The Borrower shall ensure recognition of the role of the City in providing services through this Agreement. Al! activities, facilities and items utilized pursuant to this Agreement shall be prominently labeled as to funding source. In addition, the Borrower will include a reference to the support provided herein in all publications made possible with Funds made available under this Agreement. 6.6 Amendments. The parties may amend this Agreement at any time provided that such amendments make specific reference to this Agreement, and are executed in writing, and signed by their duly authorized representatives. Such amendments shall not invalidate this Agreement, nor relieve or release any party from its obligations under this Agreement. At any time during the term of this Agreement, the City, in its discretion, may amend this Agreement to conform with federal, state or local. governmenta! guidelines, policies and available funding amounts, or for any other reasons. If such amendments result in a change in the funding, the scope of Services,or schedule of, the activities to be undertaken as part of this Agreement, such modifications will be incorporated onlyby written amendment signed by the parties. 6.7 Suspension or Termination. 6.7.1 Either party may terminate this Agreement at any time by giving written notice to the other party of such termination and specifying the effective date thereof at least 30 days before the effective date of such termination. If Borrower terminates the Agreement, all sums transferred to Borrower pursuant to this Agreement and the Note shal! become immediately due and payable to City. Partia! termination of the scope of Services described in Exhibit ~A" may only be undertaken with the prior approval of the CITY. 6.7.2 The CITY may also suspend or terminate this Agreement, in whole or in part, if the BORROWER materially fails to comply with any covenant, term, condition, or provision of this Agreement, or with any of the rules, regulations or provision referred to herein;and the CITY may declare the BORROWER ineligible for any further participation in CITY contracts, in addition to otherremedies as provided by Law. In the event there is probable cause to believe the BORROWER is in noncompliance with any applicable rules or regulations, the CITY may withhold up to fifteen percent (15%) of the Funds until such time as the BORROWER is found-to be in compliance by the City, or is otherwise adjudicated to be in compliance. 021029 SDL 0091153 5 SECTION 7.ADMINISTRATIVE REQUIREMENTS 7.1 Financial Management. 7.1.1 Accounting Standards. The Borrower agrees to comply with Attachment F of 0MB Circular A-II0 and agrees to adhere to the accounting principles and procedures required therein, utilize adequate internal controls andmaintain necessary source documentation for all costs incurred. 7.1.2 Cost Principles. The Borrower shall administer its program in conformance with OMB Circulars A-!22,~Cost Principles for Non-Profit Organizations," or A-21,~Cost Principles for Educational Institutions," as applicable.These principles shall be applied for al! costs incurred whether charged on a direct or indirect basis. 7.2 Documentation and Record-Keeping. 7.2.1 Records to be Maintained. The Borrower shall maintain al! records required by the federa! regulations specified in 24 CFR Section 570.506, and that are pertinent to the activities to be funded under this Agreement. Such records shal! include, but are not limited to: ao Records providing a full description of each activity undertaken; bo Records demonstrating that each activity undertaken meets a National Objective of the CDBG Program; Records required to determine the eligibility of activities; d°Records required to document the acquisition, imp_rovement, use or disposition of real property acquired or imp_roved with CDBG assistance; eo Records documenting compliance with the fair housing and equal opportunity com_Donent of the CDBG Program; Financial records as re_cfuired by 24 CFR Section 570.502, and O_NIB Circular A-!f0; and Other records necessary to document compliance with Subpart K of 24 CFR Part 570. 7.2.2 Retention. The Borrower shall retain all records pertinent to expenditures incurred under this Agre=_ment for a period of three (3) years after the termination of al! activities funded under this Agreement, or after the resolution 021029 SDL 0091153 of all federal audit findings, whichever occurs later. Records for non-expendable property acquired with Funds under this Agreement shall be retained for three (3) years after final disposition of such property. Records for any displaced person must be kept for three (3) years after he or she has received final payment. Notwithstanding the above, if there is litigation, claims, audits, negotiations or other actions that involve any of the records cited and that have started before-the expiration of the three-year period, then such.records must be retained until completion of the actions and resolution of all issues, Or the expiration of the three-year period, whichever occurs later. 7.2.3 Client Data. The Borrower shall maintain confidential records of client data demonstrating client eligibility for services. Such data shall include, but not be limited to, client name, address, income level or other basis for determining eligibility, and ethnicity. Such information shal! be made available to the City’s monitors or their designees for review upon request in order to determine compliance with the Agreement. 7.2.4 Disclosure. The Borrower understands that client information collected under this Agreement is private and the use or disclosure Of such information, when not directly connected with the administration of the City’s or the Borrower’s responsibilities with respect ~to Services provided under this Agreement, is prohibited by the laws of the State of California, unless written consent is obtained from such person receiving the service and, in the case of a minor, that of a responsible parent or guardian. 7.2.5 Property Records. The Borrower shall maintain real property inventory records which clearly identify properties purchased, improved or sold. Properties retained shall continue to meet eligibility criteria and shal! conform with the ~changes in use" restrictions specified in 24 CFR Section 570.503(b) (8), as applicable. 7.2.6 National Objectives. The Borrower agrees to maintain documentation that demonstrates that the activities carried out with Funds provided under this Agreement meet the CDBG .Program’s nationa! objective of benefiting low and moderate income persons, as defined in 24 CFR Section 570.208. 7.2.7 Close-Outs. The Borrower’s obligation to the City shall not end until all c!ose-out requirements are completed. Activities during this close-out period shal! include, but are not limited to, making final payments, disposing of CDBG Program assets (including the return of all unused materials, equipment, unspent cash advances, program income balances, and receivable accounts to the City), and determining the custodianship of records. 021029 SDL 0091153 7 7.2.8 Audits and Inspections. All of the Borrower’s records with respect to any matters covered by this Agreement shall be made available to the City, grantor agency, their designees or the Government of the United States, at any time during normal business hours, as often as the City or grantor agency .deems necessary, to audit, examine, and make excerpts or transcripts of al! relevant data. Any deficiencies noted in audit reports must be fully cleared by the Borrower within 30 days after receipt by the Borrower. Failure of the Borrower to comply with the above audit requirements will constitute a violation of this Agreement and may result in the withholding of future payments. The Borrower agrees to have an annual agency audit conducted in accordance with current City policy concerning the Borrower’s audits, and as applicable, OMB Circular A-133. 7.3 Procedures Concerning Reporting and Payments. 7.3.1 Budgets. The Borrower shall submit a detailed budget of a form and content..prescribed by the City for its approva!. The parties may agree to revise the budget from time to time in accordance with existing City policies. 7.3.2 Program Income. The Borrower shall report on a monthly basis all program income, as defined at 24 CFR Section 570.500(a), generated by activities carried out with the Funds made available under this Agreement. The use of program income by the Borrower shall comply with the requirements set forth at 24 CFR Section 570.504. By way of further limitations, the Borrower may use such program income during the term of this Agreement for activities permitted under this Agreement and shal! reduce requests for additiona!~ Funds by the amount of any such program income balances on hand. All unused program income sha!l be returned to the City at the end of the term of this Agreement. Any interest earned on cash advances from the United States Treasury_ is not Program inhome and shall be remitted promptly to the City. 7~.3.3 Indirect Costs. If indirect costs are charged, the Borrower shall develop an indirect cost allocation plan for determining the appropriate City share of administrative costs and shal! submit such plan to the City for apprcva!, in a form specified by the City. 7.~3.4 Payment Procedures. The City will pay to the Borrower Funds available under this Agreement based upon info_~mation submitted by the Borrower and consistent with any approved budget and City policy concerning payments.. With the exception of certain advances, payments will.be made for eligible expenses actually incurred by the Borrower, and not to exceed actua! cash requirements. Payments will be adjusted by the City in accordance with advance fund and program income balances available in the Borrower accounts. In addition, the City reserves the right to liquidate Funds available under this Agreement for costs incurred by the City on behalf of the Borrower. 021029 SDL 0091 7.3.5 Progress Reports.The Borrower shall be responsible for filing periodic reports, including but not limited to monthly activity reports~eand weekly certified wage payment reports which evaluate the manr~r in which the project is achieving -its goals and objectives according to standards established by City. The report shall be on. forms approved by City and shall be filed within five (5) days of the request by the City. 7.4 Procurement. 7.4.1 Compliance. The Borrower shall comply with current City policy concerning the purchase of equipment and shal! maintain inventory records of all non-expendable personal property as defined by such policy as may be procured with Funds provided herein. All program assets, including, without limitation, unexpended program income, property, and equipment, shall revert to the City upon termination of this Agreement. 7.4.2 OMB Standards. The Borrower shall procure materials in accordance with the requirements of Attachment 0 of OMB Circular A-f10, Procurement Standards, and shall subsequently follow Attachment N of. OMB Circular A-II0, Property Management Standards, as modified by 24 CFR 470.502(b) (6) covering utilization and disposal of property. 7.4.3 Travel. The Borrower shall obtain written approval from the City- for any travel outside the metropolitan area with Funds provided under this Agreement. 7.4.4 Relocation. The Borrower agrees to comply with (a) the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970, as amended (URA), and implementing regulations at 49 CFR Part 24 and 24 CFR 570.606(b); (b) the requirements of 24 CFR 570.606(c) governing the Residential Antidisplacement and Relocation Assistance Plan under section 104(d) of the HCD Act; and (c) the requirements in CFR 570.606(d) governing optional relocation policies. The Borrower shall provide relocation assistance to persons (families, individuals, businesses, nonprofit organizations and farms) that are displaced as a direct result of acquisition, rehabilitation, demolition or conversion for a CDBG-assisted project. The Borrower also agrees to comply with applicable City ordinances, resolutions and policies concerning the .displacement of persons from their residences. SECTION 8. PERSONNEL AND PARTICIPANT CONDITIONS 8.1 Civil Rights. 8.1.1 Compliance. The Borrower agrees to comply with all federal, state, and local laws, including, without limitation, Title VI of the Civil Rights Act of 1964, as amended, Title VIII of the Civil Rights Act of 1968, as amended, Section 021029 SDL 0091153 9 104(b) and Section i09 of Title I of the Housing ~nd Cormmum.ity Development Act of 1974, as amended, Section 504 of the Rehabilitation Act of 1973, the Americans with Disabilities Act of 1990, the Age Discrimination Act of 1975, Executive Order 11063, and Executive Order 11246, as amended by Executive Orders 11375 and 12.086. 8.1.2 Nondiscrimination.The Borrower will not discriminate against any employee or applicant for employment because of race, color, creed, religion, ancestry, national origin, sex, disabili~ty, age, marital status, family status, status with regard to public assistance or sexual preference. The Borrower will take affirmative action to ensure that all employment practices are free .from such discrimination .and in compliance with al! Federa!, State and local directives and executive orders regarding nondiscrimination in employment. Such employment practices include, but are not limited to the following: hiring, upgrading, demotion, transfer, recruitment or recruitment advertising, layoff, termination, rates of pay or other forms of compensation, and selection for training, including apprenticeship. The Borrower agrees to post in conspicuous places, available to employees and applicants for employment, notices to be provided by the contracting agency setting forth the provision of this nondiscrimination clause. 8.1.3 Land Covenants. This Agreement is subject to the requirements of Title VI of the Civil Rights Act of 1964, as amended, and 24 CFR Part 570.601 and 602. In regard to the sale, lease, or other transfer of land acquired, cleared or improved with assistance provided under this Agreement, the Borrower shal! cause or require a covenant running with the land to be inserted in the deed or lease for such transfer, prohibiting discrimination as herein defined, in the sale, lease or rental, or in the use or occupancy of such land, or in any improvements erected or to be erected thereon, providing that the City and the United States are beneficiaries of and entitled to enforce such covenants. The Borrower, in undertaking its obligation to carry out the CDBG Program assisted hereunder, agrees to take such measures as are necessary to enforce such covenant, and will not itself so discriminate. 8.1.4 Section 504. The Borrower agrees to comply with any federa! regulations issued pursuant to and in compliance with Section 504 of the Rehabilitation Act of 1973 (29 U.S.C. 706), as amended, which prohibits discrimination against the disabled in any federally assisted program. The City shal! provide the Borrower with any guidelines necessary for compliance with that portion of the regulations in force during the term of this Agreement. 8.2 Affi_~mative Action. 8.2.1 Comp!i~nce With Caiifo~nia Constitution. Article I, Section 31 of the California Constitution, adopted by the People of the State of California as Proposition 209 in 1996, 021029 SDL 0091153 ! 0 prohibits the City from discrimination or the grant of preferentia! treatment on the basis of race, sex, color, ethnicity or national origin in public employment, public education, and public contracting. Article I, Section 31 (e) provides that nothing in Section 31 shall be interpreted, as prohibiting actions which must be taken to establish or maintain eligibility for any federal program where ineligibility would result in a loss of federal funds to the City. The provisions of this Section 8.2 are those necessary to establish and maintain eligibility for federal funds. At such time as any provision of this Section 8.2 is not required to establish and maintain such eligibility, that provision shall be waived by City. If Borrower believes any provision of this Section 8.2 should be waived under this Section 8.2.1, Borrower shall provide notice to City in writing, identifying the provision for which a waiver is sought and the legal basis for the waiver. City shall respond to the request for waiver within thirty days after notice is received. 8.2.2 Approved Plan. The Borrower agrees that it shall be committed to carry out pursuant to the City’s specifications an affirmative action program in keeping with the principles as provided in Executive Order 11246 (September 24, 1965). The City shall provide afiirmative action guidelines to the Borrower to assist in the formulation of such program. The Borrower shall submit a plan for an affirmative action program for approval prior to the award of Funds. 8.2.3 Women and Minority Business Enterprises. The Borrower will use its best efforts to afford minority and women- owned business enterprises the maximum practicable opportunity participate in the performance of this Agreement. As used in this Agreement, the term ~minority and female business enterprise" means a business at least fifty-one percent (51%) owned and controlled by minority group members or women. For the purpose of this definition, ~minority group members" are Afro- Americans, Spanish-speaking, Spanish surname or Spanish-heritage Americans, Asian-Americans, and American Indians. The Borrower may rely on written representations by businesses regarding their status as minority and female business enterprises in lieu of an independent investigation. 8.2.4 Access to Records. The Borrower shall furnish and cause each of its contractors or subcontractors to furnish al! information and reports required hereunder and will permit access to its books, records and accounts by the City, HUD or its agent, or other authorized federal officials for purposes of investigation to ascertain compliance with rules, regulations and provisions stated herein. 8.2.5 Notifications. The Borrower will send to each labor union or representative of workers with which it may have a collective bargaining agreement or other contract or understanding, a notice, to be provided by the agency contracting officer, advising the labor union or worker’s representative of the Borrower’s commitments hereunder, and shall post copies of 021029 SDL 0091153 11 the notice in conspicuous places available to employees and applicants for employment. 8.2.6 EEO/AA Statement. The Borrower will, in’ all solicitations or advertisements for employees placed~ by or on behalf of the Borrower, state that it is an E.qual Opportunity or Affirmative Action Employer. 8.2.7 Subcontract Provisions. The Borrower will include the provisions of Sections 8.1 and 8.2 in every subcontract or purchase order, specifically or by reference, so that such provisions will be binding upon each contractor or subcontractor or vendor. 8.3 Employment Restrictions. 8.3.1 Prohibited Activity. The Borrower is prohibited from using Funds provided herein or personnel employed in the administration of the CDBG Program for politica! activities, sectarian or religious, activities, or lobbying, political patronage, and nepotism activities. 8.3.2 Labor Standards. The Borrower agrees to comply with the re_quirements of the Secretary of Labor in accordance with the Davis-Bacon Act, as amended, the provisions of Contract Work Hours, the Safety Standards Act, the Cope!and ~Anti- Kickback" Act (40 U.S.C. 276a-276a-5; 40 U.S.C. 327 and 40 U.S.C. 276c and a!l other applicable Laws pertaining to labor standards insofar as those acts apply to the performance of this Agreement. The Borrower sha!l maintain documentation which demonstrates compliance with the hour and age re_quirements of this part. Such documentation shal! be made available to the City for review upon re_quest. The Borrower agrees that, except with respect to the rehabilitation or construction of residentia! property containing less than eight (8) units, al! contractors engaged under contracts in excess of $2,000 for construction, renovation or repair of any building or work financed, in whole or in part, with assistance provided under this Agreement, shal! comply with the federa! requirements adopted by the City pertaining to such contracts and with the applicable requirements of the regulations of the Department of Labor, under 29 CFR Parts !, 3, ~5 and 7 governing the payment of wages and ratio of apprentices and trainees to journeymen; provided, that if wage rates higher than those re_quired under the regulations are imposed by sta~e or loca! laws, nothing hereunder is intended to relieve the Borrower of its obligation, if any, to re_quire payment of the higher wage. The Borrower shall cause or re_quire to be inserted in ful!, in al! such contracts subject to such regulations, provisions meeting the re.quirements of this paragraph. 021029 SDL 0091153 12 8.3.3 ~Section 3" Clause. Compliance with the provisions of ~Section 3" regulations set forth in 24 CFR Part 135, and all applicabl~ rules and orders issued hereunder prior to the execution of this Agreement, shall be a condition of the federal financial assistance provided under this Agreement and binding upon the City, the Borrower and any contractor or subcontractor. Failure to fulfill these requirements shall subject the City, the Borrower and any contractor or subcontractor, their successors and assigns, to those sanctions specified by the agreement through which federal assistance is provided.The Borrower certifies and agrees that no contractual or other disability exists which would .prevent compliance with these requirements. The Borrower further agrees to comply with these ~Section 3" requirements and to include the following language in all subcontracts executed under this Agreement: "The work to be performed under this agreement is a project assisted under a program providing direct federal financial assistance from HUD and is subject to the requirements of Section 3 of the Housing and Urban Development Act of 1968, as amended, 12 U.S.C. 1701. "Section 3" requires that to the greatest extent feasible opportunities for training and employment be given to low and very low income residents of the project area and contracts for work in connection with the project be awarded to business concerns that provide economic opportunities for low and very low income persons residing in the metropolitan area in which the project is located." The Borrower further agrees to ensure that opportunities for training and employment arising in connection with a housing rehabilitation (including reduction and abatement of lead-based paint hazards), housing construction, or other public construction project are given to low and very low income persons residing within the metropolitan area in which the CDBG-funded project is located; where feasible, priority should be given to low and very low income persons within the service area of the 021029 SDL 0091153 13 project or the neighborhood in which the project is located, and to low and very low income participants in other HUD programs; and award contracts for work undertaken in ~connection with a housing rehabilitation (including reduction and abatement of lead- based paint hazards), housing construction, or other public construction project are given to business concerns that provide economic opportunities for low and very low .income persons residing within the metropolitan area in which the CDBG-funded ¯ project is located; where feasible priority should be given to business concerns which provide economic opportunities to low and very !ow income residents within the service area of the neighborhood in which the project is located, and to low and very low income participants in other HUD programs. The Borrower certifies and agrees that no contractual or other legal incapacity exists which would prevent compliance with these requirements. The Borrower agrees to send to each labor organization or representative of workers with which it has a collective agreement or other contract or understanding, if any, a notice advising the labor organization or worker’s representative of its commitments under this ~Section 3" clause and shall post copies, of the notice in conspicuous places available employees and applicants for employment or training. The Borrower will include this ~Section clause in every subcontract and will take appropriate action pursuant to the subcontract upon a finding that the contractor or subcontractor is in violation of regulations issued by the grantor agency. The Borrower will not subcontract with any contractor or subcontractor where it has notice or knowledge that the latter has been found in violation of regulations under 24 CFR Part 135 and wil! not let any subcontract unless the contractor or subcontractor has first provided it with a preliminary statement of ability to comply with the requirements of these regulations. 021029 SDL 0091153 14 8.4 Conduct. 8.4.1 Assignability. The Borrower shall not assign or transfer any interest in this Agreement without the prior written consent of the City; provided, however, that claims for money due or to become due to the Borrower from the City under this Agreement may be assigned to a bank, trust company, or other financial institution without such approval. Notice of any such assigranent or transfer shall be furnished promptly to the City. 8.4.2 Hatch Act. The Borrower agrees that no Funds provided, nor personnel employed under this Agreement, shall be in any way or to any extent engaged in the conduct of political activities in violation of Chapter 15 of Title 5 of the United State{ Code. 8.4.3 Conflict of Interest. The Borrower agre4s to abide by the provisions of 24 CFR Section 570.611 with respect to conflicts of interest, and covenants that it presently has no financial interest and shall not acquire any financial interest, direct or indirect, which would conflict in any manner or degree with the performance of Services required under this Agreement. The Borrower further covenants that in the performance of this Agreement, no person having such a financial interest shall be employed or retained by the Borrower hereunder. These conflict of interest provisions apply to any person who is an employee, agent, consultant, officer, or elected officia! or appointed official of the City, or of any designated public agencies or Borrowers which are receiving Funds under the CDBG Program. 8.4.4 Subcontracts. a o The Borrower shall not enter into any subcontracts with any agency or individual in the performance of this Agreement without the written consent of the City prior to the execution of such subcontracts. bo The Borrower will monitor all subcontract services on a regular basis to assure contract compliance. Results of monitoring efforts shall be summarized in written reports and supported with documented evidence of follow-up actions taken to correct areas of noncompliance. The Borrower shall cause all of the provisions of this Agreement in its entirety to be included in and made a part of any subcontract executed in the performance of this Agreement. The Borrower shall undertake to ensure that all subcontracts let in the performance of this Agreement shall be awarded on a fair and 021029 SDL 0091153 15 open competition basis. Executed copies of all subcontracts shall be forwarded to the City along with documentation concerning the selection process. 8.4.5 Lobbying. The Borrower hereby certifies that: No Federal appropriated funds have been paid or will be paid, by or on behalf of it, to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or employee of Congress, or an employee of a Member .of Congress in connection with the awarding of any Federal contract~ the making of any Federal grant, the making of any Federal !oan, the entering into of any cooperative agreement, and the extension, continuation, renewa!, amendment, or modification of any Federal contract, grant, loan, or cooperative agreement; If any funds other than Federal appropriated funds have been paid or will be paid to any person for influencing or attempting to influence an officer or employee of any agency, a Member of Congress, an officer or e~_loyee of Congress, or an employee of a Member of Congress in connection with this Federal contract, grant, !oan, or cooperative agreement, it will complete and submit Standard Form-LLL, ~Disc!osure Form to Report Lobbying," in accordance with its instructions; It will require that the language of paragraph (d) of this certification be included in the aware documents for all subawards at al!tiers (including subcontracts, subgrants,and contracts under grants, loans, and cooperative agreements) and that all Borrowers shal! certify and disclose accordingly; and d.Lobbvin~ Certification - Paragraph d This certification is a material representation of fact upon which reliance was placed when this transaction was made or entered into. Submission of this certification is a prerequisite for making or entering into this transaction imposed by section 1352, Title 31, U.S. Code. 021029 SDL 0091153 ! 6 person who fails to file the required certification shall be subject to a civil penalty of not less than $10,000 and not more than $I00,000 for each such failure. 8.4.6 Copyrights. If this Agreement results in any copyrightable material, the City or grantor agency, or both, reserves the right to royalty-free, non-exclusive and irrevocable license to reproduce, publish or otherwise use and to authorize others to use, the work for government purposes. 8.4.7 Religious Organizations. The Borrower agrees that Funds provided under this Agreement will not be utilized for religious activities, to promote rel.igious interests, or for the benefit of a religious organization in accordance with the federa! regulations specified in 24 CFR Section 570.200(j). SECTION 9. ENVIRONMENTAL CONDITIONS 9.1. Air and Water. The Borrower agrees to comply with the fol!owing regulations insofar as they apply to the performance of this Agreement: Clean Air Act, 42 U.S.C. 7401, e__%t s__e_q.; Federal Water Pollution Control Act, as amended, 33 U.S.C. 1251, et seq., as amended, 1318 relating to inspection, monitoring, entry, reports, and information, as well as other requirements specified in said Section 114 and Section 308, and all regulations and guidelines issued thereunder; U.S. Environmental Protection Agency regulations pursuant to 40 CFR Part 50, as amended. 9.2 Flood Disaster Protection. In accordance with the requirements of the Flood Disaster Protection Act of 1973 (42 USC 4001), the Borrower shall assure that for activities located in an area identified by FEMA as having special flood hazards, flood insurance under the Nationa! Flood Insurance Program is obtained and maintained as a condition of financial assistance for acquisition or construction purposes (including rehabilitation). 9.3 Lead-Based Paint. The Borrower agrees that any construction or rehabilitation of residential structures with assistance provided under this Agreement shall be subject to HUD Lead-Based Paint Regulations at 24 CFR Part 35 et seq. as amended. Such regulations, effective September 15, 200, set requirements for notification, evaluation and reduction of lead- based paint hazards in residential property being assisted with Community Development B!ock Grant Funds. 9.4 Historic Preservation. The Borrower agrees to comply with the historic preservation requirements set forth in the National Historic Preservation Act of 1966, as amended (16 U.S.C. 470) and the procedures set forth in 36 CFR Part 800, Advisory Council on Historic Preservation Procedures for Protection of Historic Properties, insofar as they apply to the performance of this Agreement. In general, this requires concurrence from the State Historic Preservation Officer for all 021029 SDL 0091153 17 rehabilitation and demolition of historic properties that are fifty years old or older or that are included on a federal, state, or local historic property list. SECTION i0.SEVERABILITY If any provision of this ~greement is held invalid, the remainder of the Agreement shall not be affected thereby and all other parts of this Agreement shal! nevertheless be in full force and effect. IN WITNESS WHEREOF, the parties hereto have by their duly authorized representatives executed this Contract on the date first above written. ATTEST:CITY OF PALO ALTO City Clerk APPROVED AS TO FORM: Senior Asst. City Attorney APPROVED: Assistant City Manager Director of Administrative Services Director of Planning and Community Environment Risk Manager Attachments: EXiq.IBIT ~A": EXHIBIT "B": EXKIBIT "C": Mayor PALO ALTO COMMUNITY CHILD CARE, INC. Tit ! e: C/J! r/~//Z2~A)OW~L ~z~/~ Taxpayer Identification No. Fed. I.D. #94-2242823 (Compliance with Corp. Code § 313 is re,suited if the entity on whose behalf this contract is signed is a corporation. In the alte-~native, a certified corporate resolution attesting to the signato1-y authority of the individuals si_c~ning in their respective capacities is acceptable) SCOPE OF SERVICES & TI!~E SCHEDULE PROMISSORY NOTE ~-. INSURANCE 021029 SDL 0091153 ! 8 CERTIFICATE OF ACKNOWLE~ (Civil Code § 1189) STATE OF CALIFOP~NIA ) ) COUNTY OF SANTA CLARA) On ~Z~~/Ij ~4D~,~-before me, the undersigned, a no,pry^ publi~ i~. End _ fo~ said ~County, personally appeared ~er~=!!y kn~^~-~o m~e---(or proved to me on the basis of satisfactory evidence) to be the person(~ whose name~ is/az~ subscribed to the within instrument, and acknowledged to me that h~/she/tb~y executed the same in hi~ her/their authorized capacity(i~), and that by b~her/th~Ir signature(s~ on the instrument the person(~, or the entity upon behalf of which the person(~ acted, executed the instrument. WITNESS my hand and .official seal. 021029 SDL 0091153 19 CERTIFICATE O~ ACKNOWLE~ (Civil Code § 1189) STATE OF CALIFORNIA ) ) COUNTY OF SANTA CLARA) On ~£~~0~_ll. 50~,2-bef0re me, the undersigned, a nota~u~lic~i~ta~d forJ said County, personally appeared .~p_ersona!!~-known to me (or proved to me on the basis of satisfactory evidence) to be the person.(JK[ whose name~) is/a;~ subscribed to the within instrument, and acknowledged to me that b~he/th@.y executed the same in h~ her/their authorized capacity(i~), and that by h~her/th~r signature(~ on the instrument the person~, or the entity upon behalf of which the person(~acted, executed the instrument. WITNESS my hand and official seal. 02]029 SDL 0091153 2 0 E.XH~IT "A" PALO ALTO COMMU~TY CHILD CARE, INC.- VENTURA COMMUNITY CENTER SCOPE OF SERVICES Palo Alto Community Child Care, Inc., is a community-based nonprofit agency providing child care and related services to people Living and/or working in Palo Alto. This project consists of painting the exterior of the Ventura Community Center. The buildings are made mainly of smooth textured stucco with stucco soffits, wood caves and trim. There are numerous metal support poles and wood entry doors which shall also be painted. There was a water and seepage problem on the stucco soffits that caused extensive damage to the stucco. The roof has been replaced and the painters will repair all soffit damage to stucco prior to painting. The major tasks that Palo Alto Community Child Care, Inc. will perform in connection with the project include, but are not limited to, the following: 1. Test for the presence of lead-based paint on surfaces of the existing fencing. 2. Follow lead-based paint noticing and abatement procedures, if indicated in accordance with federal regulations. 3. Apply for City required permits and/or variances based on proposed 4. Prepare bid specifications in accordance with federal regulations including, but not limited to, prevailing wage, lead-based paint abatement and requirement, and competitive bid. 5. Select contractor 6. Attend pre-constmction conference 7. The buildings will have a two or three color combination consisting of a main body and eave color, wood trim and metal poles color and a third accent color for the wood doors. 8. Powerwash complete exterior areas to be painted to remove dirt, dust and mildew. Scrape, sand and wire brush all loose and peeling paint. Repair all cracks and holes in main stucco body with an elastomeric patch. Re-stucco soffits where water damage has occurred. Caulk all gaps and joints in wood trim and casings. Fully stainlock prime all bare and prepared areas with appropriate primers. Mask off all windows, cover all walkways and plants. Remove and reinstall fix~:ures and numbers. EXHIBIT Scope of Services ~continued Competitive Bid Process All contracts and subcontracts shall be awarded through a fair and open competitive bidding process. The process shal! be reviewed and approved by City." PALO ALTO COMMUNITY CHILD CARE, INC. wil! use its best efforts to afford minority and women- owned business enterprises the maximum practicable opportunity to participate in the contracts let in the~performance of this project. Executed copies of all contracts shall be supplied to City along with documentation concerning the selection process. Prevailing Wage and Federal Labor Standards PAL0 ALTO COMMUNITY CHILD CARE, INC., its contractors and subcontractors shall comply with the Federal~Davis-Bacon Act Prevailing Wage requirements including inserting the applicable wage decisioninto the bid documents, and all contracts awarded under this Agreement. PACCC, the selected contractor and any subcontractors will participate in a pre-construction conference with City to review Davis Bacon compliance requirements, including reporting and monitoring. Time!ine: The project will attempt to adhere to the following timetable: October 15, 2002 November 15, 2002 November 15, 2002 December 1, 2002 December 15, 2002 January 1, 2003 January 15, 2003 February 15, 2003 Meeting with City Staff to review project specifications Bid Documents Available/Ad in Paper City Contract Signed Bid opening and contractor selection City Council contract approval Pr~-Constmcfion conference Stun of Construction Work Completed 021029 SDL 0091153 EXHIBIT riB" PROMISSORY NOTE $98,000.00 Date: Palo Alto, California FOR VALUE RECEIVED, PALO ALTO COMMUNITY CHILD CARE, INC., a corporation organized under the Nonprofit Public Benefit Corporation Law of the State of California (~BORROWER"), promises to pay to the order of the City of Palo Alto, a charter city and a municipal corporation (~CITY"), the principal sum of Ninety-Eight Thousand Dollars ($98,000) at the office of Revenue Collections of the City of Palo Alto, 250 Hamilton Avenue, P.O. Box 10250, Palo Alto, CA 94303, or at such other place as CITY may from time to time designate, with interest from the date of this PROMISSORY NOTE (~Note"), until paid, at the rate of six percent (6%) per year on the unpaid principal balance. This Note is made in connection with an agreement entitled ~AGREEMENT BETWEEN THE CITY OF PALO ALTO AND PALO ALTO COMMUNITY CHILD CARE, INC. FOR FUNDS ALLOCATED DURING FISCAL YEAR 2002/03 UNDER THE COMI4LYNITY DEVELOPMENT BLOCK GRANT PROGRAM (~Agreement"). The Agreement provides that BORROWERis the recipient of certain Community Development Block Grant(~CDBG") funds designated for certain renovation costs at theACHIEVE school facility ’located at 3990 Ventura Court, Palo Alto, California. Any amounts advanced under this Note shall, at the option of CITY, become immediately due and payable upon the occurrence of any of the following: (a) the ~failure by BORROWER to commence and complete the project of services or to complete the scope of services set forth in the Agreement within a period of one (!) year after the date of this Agreement; (b) if BORROWER defaults in any of the terms of the lease between CITY and BORROWER; (c) a use by BORROWER of the Facility, prior to July i, 2008, which violates the applicable provisions of CITY’s Charter, ordinances, or regulations, or which is not an "eligible activity" under the CDBG Program of the Housing and Community Development Acts of 1974 and 1977, as amended, and the regulations issued pursuant thereto by the United States Department of Housing and Urban Development, or successor agency; and (d) an uncured default under the Agreement, this 1 021029 SDL 0091153 Note, or the Deed of Trust. Subject to the terms of the Agreement, the entire principal balance shall be considered paid in full if, on July i, 2008, the contingencies set forth in subparagraphs (a), (b), (c) and (d) above have not occurred. BORROWER, any endorser of this Note, and any others who may become liable for al! or any part of the obligations evidenced by this Note may prepay all or any portion of the principal sum of this Note, without penalty. Any and all payments made hereunder shall be credited, first, on the interest then due and, the remainder, on the principal balance, and interest on the principal balance so credited shal! thereupon cease. BORROWER, any endorser of this Note, and any others who may become liable for all or any part of the obligations evidenced by this Note or this Note, as amended, hereby individually waive demand, presentment for payment, demand and protest, notice of ~ protest, demand, and of dishonor and non-payment, and consent to any number of extensions or renewals of time hereof. Any such extensions or "renewals may be made Without notice to any of the obligated parties and without affecting their liability. The pleading of any statute of limitations as a defense to any demand against BORROWER is expressed waived by BORROWEK. If BORROWER consists of more than one person or individual, each person or individual shal! be jointly and severally liable under this Mote. BORROWER shall not further encumber, mortgage or subject the Facility, or the rea! property on which it is located, or any interest therein, to a deed of trust, mortgage, indenture, or other document of legal encumbrance (individually, ~Encumbrance" and jointly, ~Encumbrances") without the prior ~itten consent of CITY. Unless CITY shall expressly -agree otherwise, in writing, any Encumbrance affecting the Facility shal! provide that, in the event of any default or breach by B0~KOWER under any Encumbrance entitling any party thereunder to accelerate the indebtedness secured thereby and forec!ose upon the Facility, (i) CITY shall have the right, but not the obligation, to cure the default prior to the completion of any forec!osure and reinstate the Encumbrance; or (2) pay the tota! unpaid indebtedness secured by such Encumbrance, in which event, such Encumbrance shal! be released, canceled, or otherwise reconveyed. 021029 SDL 0091153 Any amounts expended by CITY under the contingencies set forth in (i) or (2) of the preceding paragraph shall be reimbursed by BORROWER upon demand of CITY therefor, and, in any event, shall bear interest at the maximum rate permitted by Article XV, Section 1(2) of the California Constitution, as may be amended from time to time, from the date such amounts were advanced by CITY until paid by BORROWER in full. All such amounts, including interest and any penalty authorized under the Agreement, this Note, or the Deed of Trust, shal! be added to the principal of this Note. The approval by BORROWER of any Encumbrance, and the placing of a security interest therefor on the Facility, or any portion thereof, not containing the provisions of the preceding paragraph and this paragraph shall constitute a default under this Note. If any default is made hereunder, BORROWER further promises to pay reasonable attorneys’ fees and costs and expenses incurred by CITY in connection with any such default or any other action or other proceeding brought to enforce any of the provisions of this Note. CITY’s right to such fees shall not be limited to or by its representation b~ staff attorneys of CITY’s. Office of the City Attorney, and such representation shall be valued at the customary and reasonable rates for private sector legal services. The relationship of CITY and BORROWER evidenced by this Note shall be deemed to be one of creditor and debtor and not of partnership or joint venture. This Note may not be modified or amended except by an instrument in writing which expresses such intention of the parties sought to be bound thereby, and such writing shall be firmly attached to this Note and made a part thereof. Any failure of CITY or other holder to exercise any rights under this Note shal! not constitute a waiver of such rights or of any other rights under this Note. This Note shall be governed by and construed in accordance with the laws of the State of California. // // // // 0210~9 SDL 0091153 To the extent assignment of this Note is permitted by CITY, the terms of this Note shall apply to, inure to the benefit of, and bind all of the parties thereto, their heirs, successors and assigns. EXECUTED BY BORROWER on the date first above written. PALO ALTO COFIMUNITY CHILD CARE, INC. By Name : Title : Taxpayer Identification No. Fed. I.D. #94-2241823 (Compliance wi~h Corp. Code § 3!3 is required if the entity on whose behalf this con~rac~ is signed is a co-~pora~ion. In the alternative, a certified corporate resolution attesting to the signato.~y authority of ~he individuals si_~ning in their respective capacities is acceptable) 021029 SDL 0091153 EXHIBIT ~C" INSURANCE REQUI~S The policy or policies of insurance maintained by Subrecipient shall provide the following limits and coverages: POLICY MINIMUM LIMITS OF LIABILITY ¯Worker’s Compensation ¯Comprehensive Automobile Liability (including owned, hired, and non- owned automobiles) Statutory $i,000,000 Bodily Injury each person $1,000,000~Bodily Injury each occurrence $I,000,000 Property Damage each occurrence ¯Comprehensive General Liability (including products and completed operations, broad form contractual, and personal injury) $I,000,000 Bodily Injury each person $I,000,000 Bodily Injury each occurrence $I,000,000 Bodily Injury aggregate $i,000,000 Property Damage each occurrence Any deductibles or self-insurance retentions must be declared to and approved by the City. At the option of the City, either: the insurer shall reduce or eliminate such deductibles or self-insured retentions as respects the City, its officers, officials, employees and volunteers; or the Subrecipient shall procure a bond guaranteeing payment of losses and related investigations, claim administration and defense expenses. Insurance shall be in full force and effect commencing on the first day of the term of this Agreement. Each insurance policy required by this Agreement shall contain the following clauses: l."This insurance shall not be suspended, voided, cancelled, reduced in coverage or in limits except after thirty (30) .days written notice has been given to the City by certified mail, return receipt requested." 2."A!I rights of subrogation are hereby waived against the City and the members of the City Council and elective or appointive officers or employees, when acting within the scope of their employment or appointment." H : \VB\Forms\!nsRqmts. doc 3.~The City, its officers, employees, agents and volunteers are tO be covered as insureds as respects: liability arising out~ of activities performed by or on behalf ~of the Subrecipient,~ products and completed operations of the Subrecipient; premises owned, occupied or used by the Subrecipient; or automobiles owned, leased, hired or borrowed by the Subrecipient. The coverage shall contain no special limitations on the s~ope of protection afforded to the City, its officers, officials,. employees, agents or volunteers." 4. nit is agreed that any insurance maintained by the City of Palo Alto will apply in excess of, and not contribute to, insurance provided by the Subrecipient." 5.~Any failure to comply with reporting or other provisions of the policies including breaches of warranties shall not affect coverage provided to the City, its officers, officials, emp!oyees, agents or volunteers." 6.~Insurance shall apply separately to each insured against whom claim is made or suit is brought, except with respect to the limits of the insurer’s liability." All insurance coverage required under this Agreement shall be provided through carriers with a Best’s ~ey Rating Guide rating of X:VII or higher that are admitted to do business in the State of California. The certificate(s) of insurance evidencing such coverage shall be completed and executed by an authorized representative of the Company providing insurance, and shal! be filed with and approved by the City. P. : \VB\Forms\InsRqm~s. doc