HomeMy WebLinkAboutStaff Report 6470
City of Palo Alto (ID # 6470)
City Council Staff Report
Report Type: Consent Calendar Meeting Date: 1/19/2016
City of Palo Alto Page 1
Summary Title: Business Registry Ordinance
Title: Adoption of an Ordinance Amending Palo Alto Municipal Code Chapter
4.60 (Business Registration Program) to Exempt Very Small Businesses, Very
Small Non-Profits, and Religious Organizations with No Ancillary Business On
Site from the Business Registration Program, and Review of Policy and
Services Committee Recommended Updates to Enforcement Approach and
Questionnaire
From: City Manager
Lead Department: City Manager
Recommendation
The Policy & Services Committee and Staff recommend that Council:
1. Adopt an ordinance amending Chapter 4.60 of the Palo Alto Municipal Code to exempt
very small businesses, very small non-profits, and religious organizations with no
ancillary business on site (the suggested minor changes are shown in context in
Attachment A).
2. Review the staff enforcement plan for businesses not yet registered.
3. Review the updated questionnaire (Attachment B).
Executive Summary
This action codifies the Council-directed changes to the Business Registry program. It includes
updates to the administration of the Business Registry based on the input of the Policy and
Services Committee, especially as it relates to refinements and additions to the questionnaire
and activities related to enforcement of non-registered companies.
Background
In November, 2014, the Council adopted Ordinance #5279 creating a business registry
certificate (BRC) requirement. The ordinance requires all businesses operating in a fixed place
of business in the City to obtain a BRC. To obtain a certificate, businesses must complete a City
questionnaire, which is available online through the City’s website, and pay a flat $50 fee.
Home-based businesses and transitory businesses (such as general contractors whose
City of Palo Alto Page 2
corporate office is located outside of the city) are exempt from the ordinance. Based on initial
Council direction, non- profit corporations (in fixed places of business within Palo Alto) are not
exempted from the BRC. The related staff report (including Ordinance #5279) is available online
at: https://www.cityofpaloalto.org/civicax/filebank/documents/44100. The program was
launched in March of 2015.
On September 15, 2015, staff returned to Council with an update on the first 6 months of the
program, and the Council discussed direction related to the second phase of the business
registry. At that time, approximately 69% of businesses (2,173 of 3,151 in the subject list) had
registered in the City. Staff has continued the outreach/ initial enforcement work as well as the
refinement of the subject list. As of December 7, 2015, 89% of businesses (2,557) are registered
from a total subject list (2,876).
At the September meeting, Council gave staff direction relating to the enhancement/
refinement of the business registry online system. Subsequently, staff executed a contract with
OpenCounter, the BRC software service provider, and work has begun on phase 2 related to
reporting capabilities, improvements to user functionality, and user experience.
Council also directed staff to obtain the National Establishment Time Series Database (NETS) as
a point of comparison for the BRC. The most recent NETS database was very recently released,
and staff obtained it in mid-December. Staff is reviewing it, and anticipates some training with
the provider to gain an understanding of its value for comparative purposes.
Further, staff was directed to exempt very small businesses, very small non-profits, and
religious organizations with no ancillary business on site, and to further define the aspects of
the ordinance related to enforcement including proposed mechanisms for ensuring compliance.
Staff was directed to return to Policy & Services in a timely manner with these changes as well
as to discuss changes to the registration survey to ensure that any suggested changes could be
brought to Council and subsequently incorporated into the BRC program in time for the
renewal date in year two of the program (launching March 1, 2016).
Staff was also directed to explore integration with other permits and return to the Policy &
Services Committee with a plan for implementation to execute as Phase 3 of the BRC. Lastly,
the Council directed staff to return to Policy and Services Committee to review the possibility of
including short term rental businesses in the BRC. The staff report from September is available
at: http://www.cityofpaloalto.org/civicax/filebank/documents/48831. The action minutes for
the September Council meeting are available here:
http://www.cityofpaloalto.org/civicax/filebank/documents/49138.
On December 15, 2015, staff met with the Policy & Services Committee and received feedback
on the ordinance, enforcement approach, and questionnaire. The staff report from that
evening is available here: http://www.cityofpaloalto.org/civicax/filebank/documents/50169.
Action minutes are available at:
City of Palo Alto Page 3
http://www.cityofpaloalto.org/civicax/filebank/documents/50496
Discussion
The updated ordinance draft (Attachment A), includes the Council-directed, and Policy &
Services reviewed exemptions for year 2 of the program. Staff and the Committee recommend
that “very small” businesses or non-profits be defined as entities with less than one full time
equivalent (FTE) worker. In implementing the registry, staff received questions regarding the
applicability of the registry as it relates to one- member firms. Staff does not believe this limited
exemption would impact the primary goal of the registry – reliable data collection. Likewise,
Council recommended including an exemption for religious organizations with no ancillary
business on site and this has also been included in the updated ordinance.
Within the ordinance and associated administrative penalty schedule, late penalties and
administrative penalties for non-compliance are established. Late fees are currently assessed at
$25 for 30-day past due and an additional $25 for 60-day past due. Administrative penalties for
non-compliance with the registry are established at $250. As of December 2015, 299 Palo Alto
businesses are 60+ days past due. On December 1, 2015, staff sent a final mailing indicating
that those businesses who do not comply immediately may be subject to administrative
penalties. Staff sought input from the Policy & Services Committee as to the level of proactive
outreach (and related resource impacts) it thought staff should undertake to obtain full
compliance. It must be noted that compliance with the ordinance dictates both the payment of
the fee and the remittance of required data related to the business. Staff is in the process of
evaluating outside firms for the purposes of proactive outreach/compliance activity of those
firms very seriously delinquent (180 days late) and may return to Council with any resulting
contract or contract amendment.
Within the attached questionnaire (Attachment B), the required questions are highlighted in
yellow. Based on input from the Policy & Services committee as it relates to the question set,
several refinements and additions to the question set have been included. As noted in earlier
reports, the requirement of Federal Employer Identification Number (FEIN) was changed shortly
after the launch to be an optional question for all businesses. This was due to some concerns
raised early into the launch. The FEIN is an important data point for the City to collect,
especially as it relates to comparing and linking companies across disparate data sets. It is
included in the business license questionnaire in every other City that Staff surveyed. Staff and
the Policy & Services Committee recommend that it once again be a required question for all
businesses. Since very small companies are the most likely to use their Social Security Number
as the FEIN, their exemption from the BRC (as per tonight’s recommended action) will virtually
eliminate earlier concerns regarding the collection of this sensitive data point.
Based on input from the Policy & Services Committee, staff has refined the question related to
parking, and made some clarifications to other areas of the question set. Staff has also added
some questions related to Transportation Demand Management and Transportation
City of Palo Alto Page 4
Management Association. We may continue to refine some of the questions but we believe we
are able to proceed and it isn’t necessary for Council to approve the precise wording of
questions included.
With respect to adding short-term rentals to the BRC, staff recommends that this aspect be
discussed within the context of a future Council conversation regarding the overall issue of
short term vacation rentals.
Integration of the BRC with other City permits and inspections (for example the Certificate of
Use or “Use and Occupancy” permit) will be the focus of staff discussions in the first quarter of
2016. As noted in the September report, the significant overhaul of this existing process is a
major internal work effort requiring key staff time from multiple departments, additional
software and technical resources.
Timeline
Staff expects to return to Council on February 1, 2016 for a second reading of the updated
ordinance. The first renewals of the Business Registry will begin on March 1, 2016 and are due
per the ordinance by March 31, 2016. Staff is targeting a return to the Policy & Services
Committee in the summer of 2016 with an initial strategy for integration of the BRC with other
City permits and inspections (Phase 3 of the BRC). Phase 3 is largely dependent on Council
direction once this initial strategy is available, but is expected to begin implementation in late
2016.
Resource Impact
Currently, there are 667 companies and non-profits registered in the program with 1 or less
employee, with 161 indicating less than 1 employee, and 506 indicating 1 employee. Staff
expects that some of the sole proprietors that indicated 1 employee are actually less than 1
FTE. Therefore, staff estimates that the revenue impacts of exempting employers with less than
1 employee will result in a negative impact to revenues between $8,050 and $33,350.
Exempting religious organizations with no ancillary business on site is expected to negatively
impact revenues by about $1,000. The costs to administer the business registry will ultimately
decrease due to these changes as well, although the estimation based on these actions is not
immediately known (largely because in phase 2 the software is still in a development mode). As
staff begins to streamline the program as part of the FY 2017 budget process, Business Registry
expenses and fees will be re-evaluated to ensure that the program aligns to the stated 100%
cost recovery goal.
Policy Implications
Launching phase two of the Business Registry Program is consistent with Council direction. Data
from the BRC is considered helpful in achieving programs outlined in the City’s Comprehensive
Plan.
Environmental Review
City of Palo Alto Page 5
Information gathering and data collection is not a project for the purposes of the California
Environmental Quality Act.
Attachments:
Attachment A: 0131496 ORD Business Registration Revised January 19 2016 (PDF)
Attachment B: Business Registry Questionnaire (PDF)
Attachment C: Public Letters to Council (PDF)
NOT YET APPROVED
151130 jb 0131496 1 Rev. January 19, 2016
Ordinance No. _____ Ordinance of the Council of the City of Palo Alto Amending Chapter 4.60 of the Palo Alto Municipal Code Regarding Business Registration Program The Council of the City of Palo Alto does ORDAIN as follows: SECTION 1. Section 4.60.040 of Chapter 4.60 (Business Registration) of Title 4 (Business Licenses and Regulations) of the Palo Alto Municipal Code is hereby amended to read as follows: 4.60.040 Exemptions from Business Registration The following types of businesses are exempt from this chapter: (a) Home based business (b) Transitory business (c) Non-profit organizations having less than one full time equivalent employee (a) Businesses having less than one full time equivalent employee
(b) Religious organizations which operate a worship hall but have no other ancillary facilities or services. For purposes of this exception ancillary facilities or services include but are not limited to religious or educational classrooms, gift shops, and daycare services. SECTION 2. Any provision of the Palo Alto Municipal Code inconsistent with the provisions of this chapter, to the extent of such inconsistencies and no further, is hereby repealed or modified to that extent necessary to effect the provisions of this chapter. SECTION 3. If any section, subsection, sentence, clause, or phrase of this chapter is for any reason held to be invalid or unconstitutional by a decision of any court of competent jurisdiction, such decision shall not affect the validity of the remaining portions of this chapter. The City Council hereby declares that it would have adopted this chapter and each and every section, subsection, sentence, clause, or phrase not declared invalid or unconstitutional without regard to whether any portion of the chapter would be subsequently declared invalid or unconstitutional.
151130 jb 0131496 2 Rev. January 19, 2016
SECTION 4. The Council finds that the adoption of this chapter is exempt from the provisions of the California Environmental Quality Act pursuant to CEQA Guideline section 15061 because it can be seen with certainty that there is no possibility that the project will have a significant effect on the environment and section 15378(b) (3) in that it involves creation of a governmental funding mechanism or other governmental fiscal activity that does not involve commitment to any specific project that may result in a potentially significant physical impact on the environment. SECTION 5. This ordinance shall be effective on the thirty-first day after the date of its adoption. INTRODUCED: PASSED: AYES: NOES: ABSENT: ABSTENTIONS: ATTEST: ____________________________ ________________________________ City Clerk Mayor APPROVED AS TO FORM: APPROVED: ____________________________ ________________________________ Senior Assistant City Attorney City Manager
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*Highlights indicate required field
BASIC INFORMATION
Business Name _____________________________________________________________________ Date ____________
Business Type ______________________________________________________________________________________
(For example: Bar, Daycare, Hair/Nail Salon, Hotel, Medical, Non-Profit, Office, Restaurant, Retail, Private School)
BUSINESS DETAILS
Address____________________________________________________________________________________________
Street Number and Name Suite or Bldg # Zip Code
Main telephone number ______________________________________
Business Structure
___ Sole Proprietorship
___ General Partnership
___ Limited Liability
___ Limited Liability Partnership
___ Limited Liability Company
___ Corporation
___ Trust
___ Joint Venture
___ Other (select if no business structure)
Business Inception Date Month ______________________ Day _______ Year ___________
Date You Moved to Fixed Place of Business in Palo Alto Month ______________________ Year ___________
Brief Business Description ____________________________________________________________________________
__________________________________________________________________________________________________
__________________________________________________________________________________________________
__________________________________________________________________________________________________
APPLICANT INFORMATION
First Name ____________________________________ Last Name ___________________________________________
Email Address ___________________________________________ Phone number ______________________________
Mailing Address _____________________________________________________________________________________
Street Number and Name (or PO Box) Zip Code
Applicant Role
___ Owner or Principal
___ Employee
___ Administrative or Operational
___ Other
Note: If you selected Employee, Administrative/Operational, or Other, complete the information below for Owner/Principal.
2
PRINCIPAL OR OWNER (if not provided above)
First Name ____________________________________ Last Name____________________________________________
Email Address ___________________________________________ Phone number ______________________________
Mailing Address _____________________________________________________________________________________
Street Number and Name (or PO Box) Zip Code
PRIMARY ADDRESS (where the business is located)
Address____________________________________________________________________________________________
Street Number and Name Suite or Bldg # Zip Code
Floor business is located ________ Square Footage________________
Total # of Employees at this location (this includes the maximum number of part-time and full-time employees,
contractors, and/or volunteers on site during your peak time) _______________
Number of parking permits purchased for employees at this site ________________________
(This is the number of annual number of permits your business purchases for employees at this location to park within the City of
Palo Alto)
Number of parking spaces dedicated to your business on site ________________________
(This is the number of off-street spaces that your business has exclusive (private) access to. If you share exclusive (private) access
with other firm(s), divide total spaces by number of firms, e.g. if there are 10 spaces shared by 2 firms, use 5 spaces as your answer
here)
Is this your primary mailing address? _______ (If N, go to page 3 and provide a different address than the site you’re using for your primary address.)
(Y/N)
Do you have any other registered businesses or entities on site? _____ (If Y, go to page 3 and provide the names of all entities.)
(Y/N)
Does your business have additional locations in the City of Palo Alto? _____ (If Y, go to page 3 and provide information for all locations.)
(Y/N)
HOURS OF OPERATION
Please estimate your opening and closing times to the nearest 30 minute increment. If you’re closed on a particular day,
enter “Closed.”
Monday ____________ to ____________
Tuesday ____________ to ____________
Wednesday ____________ to ____________
Thursday ____________ to ____________
Friday ____________ to ____________
Saturday ____________ to ____________
Sunday ____________ to ____________
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BUSINESS REGISTRATIONS
If you have any Federal or State registration numbers for your business, please report them below.
Federal Employer Identification Number (EIN) _______________________________________________________
Reseller's license number__________________________________ State of incorporation____________________
TRANSPORTATION DEMAND MANAGEMENT/ COMMUTER BENEFITS
Does the business provide any of the following benefits for employees?
____ Flexible work hours ____ On-site bike parking
____ Shuttle service
____ Car or bike share program for employees
____ Subsidized public transit
____ Pre-tax payroll deduction for transit passes
COMMUTER PROGRAMS
Let us know if you are interested in learning more about commuter programs within the City of Palo Alto.
____ SamTrans
____ Bike Boulevards
____ Bay Area Bike Share
____ Zipcar
____ Caltrain
____ VTA
____ Palo Alto Free Shuttle
____Transportation Management Association
MAILING ADDRESS
Let us know if you'd prefer correspondence sent to a different address than the site for your primary physical address
_____________________________________________________________________________________
Street Number and Name (or PO Box)
_____________________________________________________________________________________
City and State Zip Code
ADDITIONAL BUSINESS ENTITIES (required if you answered yes to additional business entities on page 2. Enter info for
all associated business names. If more than 6, include on a separate sheet)
Many business locations contain more than one entity, particularly in the case of commercial real estate offices,
financial or investment services and medical uses. Please share the legal names of the other associated entities on site.
Associated Business Name 1 ___________________________________________________________________________
Associated Business Name 2 ___________________________________________________________________________
Associated Business Name 3 ___________________________________________________________________________
Associated Business Name 4 ___________________________________________________________________________
Associated Business Name 5 ___________________________________________________________________________
Associated Business Name 6 ___________________________________________________________________________
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SECONDARY LOCATION 1 (required if you answered yes to additional locations on page 2. Enter all info for all secondary
locations your business maintains within Palo Alto. If more than 4, include on a separate sheet)
Address____________________________________________________________________________________________
Street Number and Name Suite or Bldg # Zip Code
Floor business is located _______ Square Footage________________ # of Employees at this location_______________
Number of annual parking permits purchased from the City for your employees at this site ________________________
Number of parking spaces dedicated to your business on site ________________________
SECONDARY LOCATION 2 (required if you answered yes to additional locations on page 2. Enter all info for all secondary
locations your business maintains within Palo Alto. If more than 4, include on a separate sheet)
Address____________________________________________________________________________________________
Street Number and Name Suite or Bldg # Zip Code
Floor business is located _______ Square Footage________________ # of Employees at this location_______________
Number of annual parking permits purchased from the City for your employees at this site ________________________
Number of parking spaces dedicated to your business on site ________________________
SECONDARY LOCATION 3 (required if you answered yes to additional locations on page 2. Enter all info for all secondary
locations your business maintains within Palo Alto. If more than 4, include on a separate sheet)
Address____________________________________________________________________________________________
Street Number and Name Suite or Bldg # Zip Code
Floor business is located _______ Square Footage________________ # of Employees at this location_______________
Number of annual parking permits purchased from the City for your employees at this site ________________________
Number of parking spaces dedicated to your business on site ________________________
SECONDARY LOCATION 4 (required if you answered yes to additional locations on page 2. Enter all info for all secondary
locations your business maintains within Palo Alto. If more than 4, include on a separate sheet)
Address____________________________________________________________________________________________
Street Number and Name Suite or Bldg # Zip Code
Floor business is located _______ Square Footage________________ # of Employees at this location_______________
Number of annual parking permits purchased from the City for your employees at this site ________________________
Number of parking spaces dedicated to your business on site ________________________
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___ I declare under penalty of perjury that the information provided in this Application is true and correct as per the BRC
Terms and Conditions.
___ I understand that payment of this business fee does NOT represent approval of my use/business with respect to
zoning, County Health Department approval, hazardous materials use or storage, wastewater discharge, or any other
requirement. Further, I recognize that it is my responsibility to secure appropriate clearances and that it is advisable for
me to secure such requisite approvals prior to establishing this business and paying this business registry fee.
Authorized Signature __________________________
Payment with a Check
Please make check payable to City of Palo Alto in the amount of $50.00* and send with application form to:
City of Palo Alto
Business Registry
250 Hamilton Street
Palo Alto, CA 94301
*Fee Amount: $50
If paid after September 1, 2015: $75 (includes $25 penalty)
If paid after October 1, 2015 $100 (includes additional $25 penalty)
Please note that after October 1, businesses not registered may be subject to additional penalties and collections
activities.
Questions?
Call (650) 329-2360 or send email to BusinessRegistry@cityofpaloalto.org
TERMS AND CONDITIONS
NOTE: Payment of a business registry fee and issuance of a business registry certificate do not necessarily entitle you to conduct business in the City of Palo Alto.
As the owner or operator of a business, you must comply with all applicable zoning and public safety regulations and obtain all required permits.
THIS INFORMATION IS NOT A COMPLETE LISTING OF CLEARANCES THAT MIGHT BE REQUIRED
1. If you intend to alter, remodel, relocate, or install any structural, electrical, plumbing, or mechanical portions of the building, you will need to obtain building
permits from the Development Services Department at (650) 329-2496
2. Businesses involving any use changes, exterior building changes, or sign changes are advised to secure Department of Planning and Community Environment
approval prior to lease execution or purchase. Contact the Planning and Community Environment Department at (650) 329-2442
3. Businesses operated out of the home must comply with Home Occupation Regulations (Section 18.42.060 of the Municipal Code).
4. If you intend to serve food or beverages on the premises, you must obtain approval from the Santa Clara County Health Department. For information, call (408)
737-1018.
5. If your business uses or stores hazardous materials (including paints, thinners, solvents, acids, compressed gases, etc.), you may be required to obtain a Hazardous
Materials Permit from the Fire Department. NOTE: Certain hazardous materials and processes such as spray-painting, welding, etc., are NOT ALLOWED in certain
buildings. Contact the Fire Department at (650) 329-2184for information on permitted uses within the City.
6. Industries discharging processed wastewater down the sewer, such as machining fluid, water from glass washing, chemical neutralization, etc., may be required to
obtain an Industrial Waste Discharge Permit from the Public Works Department. For more information, call (650) 329-2122.
7. Police Department approval is required for live entertainment, gaming, massage establishments, and outcall massage services. For more information, call (650)
329-2147.
8. If there is a change of ownership, business name, or location, you are required to obtain a new business registration certificate and are subject to any associated
fees and approvals.
City of Palo Alto | City Clerk's Office | 1/6/2016 8:45 AM
Carnahan, David
From:William Blythe <wrbsr@sbcglobal.net>
Sent:Tuesday, January 05, 2016 3:07 PM
To:Council, City
Cc:Alex A. Clerk MD; 'Basil Williams'; Betty Guthrie; 'Hyacinth Stephens'; Julian Lake;
monielovez@aol.com; sgottke1@comcast.net; Sophia and James Cho; Steve Constantine
Subject:Business Registry - for churches?
To: City Council, Palo Alto
I see in the Mercury News of 1/5/16 (Page B2) that the City Council will discuss, this month sometime, the possibility
of lifting registration requirements for religious organizations with no ancillary businesses on site.
I support this move.
I suggest that requiring churches to file may border on a constitutional issue of separation of church and state, an issue
in which I doubt the Council wants to become involved.
My church has not yet responded to the request for registration.
Thank you for considering removing churches from the registration requirement.
William Blythe Administrator
Palo Alto Adventist Church
786 Channing Avenue
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