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HomeMy WebLinkAboutID-2915 City of Palo Alto (ID # 2915) City Council Staff Report Report Type: Consent Calendar Meeting Date: 6/18/2012 June 18, 2012 Page 1 of 4 (ID # 2915) Summary Title: Miscellaneous Utility Rule and Rate Schedule Changes Title: Adoption of a Resolution Relating to Amendment to Utilities Rate Schedule E-15 (Service Connections) and Rules and Regulations 3, 4, 6, 7, 11, 26 and 27 (General Utility Service, Application for Service, Establishment of Credit, Deposits, Billing Adjustments, Fiber Optics Regulations, and Generating Facilities Interconnections) From: City Manager Lead Department: Utilities Recommendation Staff recommends that Council adopt a resolution relating to the amendment of Utilities Rule and Regulation 3, 4, 6, 7, 11, 26, and 27, and Utilities Rate Schedule E-15, as attached. Executive Summary Utilities Rate Schedules and Utilities Rules and Regulations are updated as required based on rules and regulations governing the Utilities operations. Rate schedules may be updated as part of the annual budget process to align utilities revenues with budgeted expenses. From time to time, rate schedules are also revised to add new provisions, delete outdated sections or schedules, update language for clarity, or to reflect changes to practices and procedures. Background Rule and Regulation 3 (Description of Utility Services) establishes the basis for providing utility service, including a listing of available services, location of Points of Service, delivery capacity, and load limitations, for the electric, fiber, water, gas, and wastewater utilities. In 1996, based on 15 years of successful trials of pad-mounting equipment in Palo Alto, Council adopted a resolution mandating the use of pad-mounted equipment for all new underground electric facilities installed in Palo Alto. Since then, the successful migration from underground facilities to pad-mounted facilities has encouraged the City to pad-mount additional facilities. Rule and Regulation 4, 6, 7 and 11 are customer service-related requirements that are periodically updated to keep operating conditions and requirements for providing service current. June 18, 2012 Page 2 of 4 (ID # 2915) Rule and Regulation 26 (Special Fiber Optic Utility Regulation) describes equipment and other requirements for providing fiber optic services. Rule and Regulation 27 (Generator Interconnections) establishes the standards for connecting a generator to the CPAU distribution system. It was adopted in 2006 to enable the power from Local Ultra-Clean Generation Incentive (PLUG-In) program, which provides incentives for installation of customer-sited distributed generation facilities. It was last updated in 2012 during adoption of the Palo Alto CLEAN (Clean Local Energy Accessible Now) program. Utility Rate Schedule E-15 (Electric Service Connection Fees) lists the fees for connecting customer facilities to the CPAU distribution system. Discussion Utilities Rule and Regulation 3 (Description of Services) In the past 15 years since the adoption of the resolution in 1996, the electric utility has pad- mounted most new equipment for capital improvement projects greater than 120 volt (V), 200 ampere equipment. This amendment formalizes that successful practice for aesthetic and operational reasons. With the increased use of electrical power devices in homes and businesses, the need to upsize and/or increase the quantity of overhead transformers in general has been solved with pad-mount transformers. The pad-mounted solution provides an opportunity for improved aesthetics by limiting the extent of the overhead utility canopy. Pad- mounting also provides a more accessible means to operate equipment on the ground rather than in the air and increases safety for linemen. Specifying a Point of Delivery with the applicant has become necessary in practice to avoid physical conflicts with operating equipment in the field. Formalizing that practice will limit delays in repairs or service restoration during normal maintenance and operation of the electric system, and will also limit delays during emergencies. The proposed changes to Rule and Regulation 3 include corrections in the maximum demand loads in section 7 to 3600 kilovolt-ampere (kVA) at 4,160 V and 11,000 kVA at 12,470 V. Utilities Rule and Regulation 4 (Application for Service) The proposed amendment to Rule and Regulation 4 (Application for Service) clarifies the applicability of Unmetered Services, clarifies Fiber Optic installations to be completed within six to eight weeks following the receipt of full payment and clarifies that a customer’s refusal to provide a required identifier will warrant termination of the Application for Service process. Utilities Rule and Regulation 6 (Establishment and Reestablishment of Credit) The proposed amendment to Rule and Regulation 6 (Establishment and Reestablishment of Credit) involves minor corrections and grammatical improvements. Utilities Rule and Regulation 7 (Deposits) The proposed amendment to Rule and Regulation 7 (Deposits) involves clarification that the addition of a new service address to an already existing business partner (commercial June 18, 2012 Page 3 of 4 (ID # 2915) customer) is not considered a new application for service and therefore no additional deposit is required. Utilities Rule and Regulation 11 (Billing, Adjustments and Payment of Bills) The proposed amendment to Rule and Regulation 11 (Billing, Adjustments and Payment of Bills) involves identifying additional bill payment methods such as online bill payment using “My Utilities Account” and the “Revert to Owner” agreement option for property managers. The changes also include increasing the retroactive bill adjustment period for over- or under- charging of utility bills from one year to three years. This change will allow the City a longer period of time to recover any erroneous undercharges and affords customers the opportunity to receive reimbursement for any erroneous overcharges. Utilities Rule and Regulation 26 (Special Fiber Optic Utility Regulation) The proposed amendment to Rule and Regulation 26 (Special Fiber Optic Utility Regulation) consists of minor language edits. Utilities Rules and Regulation 27 (Generator Interconnections) and Utility Rate Schedule E-15 (Electric Service Connections) The proposed amendment to Rule and Regulation 27 (Generator Interconnection) is non- substantive. Rule and Regulation 27 (Generator Interconnections) establishes the technical standards for connecting a customer-sited generator to the CPAU distribution system. It also establishes a process for reviewing and acting on applications to connect a customer-sited generator. The fees for that review are shown in the Rule and Regulation. The City’s preferred practice is to establish fees in Rate Schedules, not Rules and Regulations. The proposed amendments to Rule and Regulation 27 (Generator Interconnections) move the fees for reviewing generator interconnection applications to Utility Rate Schedule E-15 (Electric Service Connection Fees). The fee amounts and applicability remain unchanged. Resource Impact Approval of changes to Utilities Rule and Regulation 3, 4, 6, 7, 11, 26 and 27 will not result in a significant change in operating revenues or expenses. Approval of changes to Utility Rate Schedule E-15 will not result in a change in revenues or expenses Policy Implications This recommendation does not represent a change to current City policies. Environmental Review These changes in Utility Rules and Regulations and Utility Rate Schedules are not subject to the California Environmental Quality Act (CEQA), pursuant to California Public Resources Code Section 21080(b)(8) and Title 14 of the California Code of Regulations Section 15273(a)(1) and (3). June 18, 2012 Page 4 of 4 (ID # 2915) Attachments:  Attachment A: Resolution (PDF)  Attachment B: Utility Rule and Regulation 3 (PDF)  Attachment C: Utility Rule and Regulation 4 (PDF)  Attachment D: Utility Rule and Regulation 6 (PDF)  Attachment E: Utility Rule and Regulation 7 (PDF)  Attachment F: Utility Rule and Regulation 11 (PDF)  Attachment G: Utility Rule and Regulation 26 (PDF)  Attachment H: Utility Rule and Regulation 27 (PDF)  Attachment I: Utility Rate Schedule E-15 (PDF) Prepared By: Ipek Connolly, Sr. Resource Planner Department Head: Valerie Fong, Director City Manager Approval: ____________________________________ James Keene, City Manager *Not Yet Approved* 120605 dm 00710036 Resolution No. _________ Resolution of the Council of the City of Palo Alto Amending Utility Rate Schedule E-15 (Electric Service Connections) And Approving Amendments To Utilities Rule and Regulation 3 (Description of Services), Utilities Rule And Regulation 4 (Application for Service), Utilities Rule And Regulation 6 (Establish and Reestablishment of Credit), Utilities Rule and Regulation 7 (Deposits), Rule and Regulation 11 (Billing, Adjustments and Payment of Bills), Utilities Rule and Regulation 26 (Special Fiber Optic Utility Regulation), And Rule and Regulation 27 (Generator Interconnection) The Council of the City of Palo Alto does hereby RESOLVE as follows: SECTION 1. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule E-15 (Electric Service Connections) is hereby amended as attached and incorporated. Utility Rate Schedule E-15, as amended, shall become effective July 1, 2012. SECTION 2. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 3 (Description of Services) is hereby amended as attached and incorporated. Utility Rule and Regulation 3, as amended, shall become effective July 1, 2012. SECTION 3. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 4 (Application for Service) is hereby amended as attached and incorporated. Utility Rule and Regulation 4, as amended, shall become effective July 1, 2012. SECTION 4. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 6 (Establishment and Reestablishment of Credit) is hereby amended as attached and incorporated. Utility Rule and Regulation 6, as amended, shall become effective July 1, 2012. SECTION 5. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 7 (Deposits) is hereby amended as attached and incorporated. Utility Rule and Regulation 7, as amended, shall become effective July 1, 2012. SECTION 6. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 11 (Billing, Adjustments and Payment of Bills) is hereby amended as attached and incorporated. Utility Rule and Regulation 11, as amended, shall become effective July 1, 2012. SECTION 7. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 26 (Special Fiber Optic Utility Regulation) is hereby amended as attached and incorporated. Utility Rule and Regulation 26, as amended, shall become effective July 1, 2012. *Not Yet Approved* 120605 dm 00710036 SECTION 8. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utilities Rule and Regulation 27 (Generating Facility Interconnections) is hereby amended as attached and incorporated. Utility Rule and Regulation 27, as amended, shall become effective July 1, 2012. SECTION 9. The Council finds that the adoption of this Resolution does not constitute a project under the California Environmental Quality Act, California Public Resources Code Section 21080, subdivision (b)(8). INTRODUCED AND PASSED: AYES: NOES: ABSENT: ABSTENTIONS: ATTEST: ___________________________ ___________________________ City Clerk Mayor APPROVED AS TO FORM: APPROVED: ___________________________ ___________________________ Senior Asst. City Attorney City Manager ___________________________ Director of Utilities _____________________________ Director of Administrative Services DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 1 A. GENERAL Rule and Regulation 3 describes Services that are offered within the jurisdictional boundaries of the City of Palo Alto. For Rules specific to each type of Service, please refer to the following Rules and Regulations: Rule and Regulation 20 – Special Electric Utility Regulations Rule and Regulation 21 – Special Water Utility Regulations Rule and Regulation 22 – Special Gas Utility Regulations Rule and Regulation 23 – Special Wastewater Utility Regulations Rule and Regulation 24 – Special Refuse and Recycling Utility Regulations Rule and Regulation 25 – Special Storm and Surface Water Drainage Utility Regulations Rule and Regulation 26 – Special Fiber Optics Utility Regulations B. ELECTRIC SERVICE 1. BASIS OF SERVICE a. Unless otherwise provided in a Rate Schedule or contract, CPAU’s Electric rates are based upon the furnishing of Electric Service to Customer Premises at a single Point of Delivery at a single voltage and phase classification. Unless specified otherwise, each Point of Delivery shall be metered and billed separately under the appropriate Rate Schedule. Any additional Service supplied to the same Customer at other Points of Delivery or at a different voltage or phase classification shall be separately metered and billed. b. The type of distribution Service (voltage, Secondary, Primary) available at any particular location may be determined by inquiry at CPAU’s Engineering Office located at 1007 Elwell Court or at the Development to a CPAU Engineering representative. Center at 285 Hamilton Avenue. c. The Customer is responsible for all cost of providing Secondary or Primary Services, at the request of the Customer or for his or her convenience, to a Point of Delivery other than the normal Point of Delivery, as determined by CPAU c. If the Customer, for his or her convenience, requests Secondary or Primary Services at an alternate Point of Delivery other than the normal Point of Delivery as DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 2 determined by CPAU, the Customer is responsible for all cost of providing Secondary or Primary Services at such alternate location. d. CPAU assumes no duty or liability for inspecting, validating or approving the safe operating condition of the Customer’s Service, appliances, or equipment downstream of the Utility Meter. e. See Rule and Regulation 20. "Special Electric Utility Regulations" regarding special Service requirements. 2. LOCATION OF POINT OF SERVICE a. SECONDARY SERVICE 1. OVERHEAD SERVICE AT SECONDARY VOLTAGES The Point of Service for Overhead Service at secondary voltages will normally be located at a power pole on the perimeter of the parcel to be served, which is, in CPAU’s judgment, most conveniently located and in compliance with CPAU standards and specifications and applicable building and electrical codes. 2. UNDERGROUND SERVICE AT SECONDARY VOLTAGE The Point of Service for Underground Service at secondary voltages will normally be located at the Secondary connectors of the transformer serving the Customer’s Load, or in the Secondary hand hole, if available. b. PRIMARY SERVICE The Point of Service for Primary Service will normally be at the point near the property line of the premises to be served which is, in CPAU’s judgment, most conveniently located with respect to CPAU’s transmission or distribution facilities. c. EXCEPTIONS DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 3 If several buildings are occupied and used by one Customer in a single business or other activity, CPAU may, at its discretion, furnish Service for the entire group of buildings through one Service connection at one Point of Service. 3. EQUIPMENT REQUIREMENTS All new underground equipment in underground areas required to provide electric service to a Customer shall be pad-mounted. All transformers and facilities required to provide Secondary Electric Service over 400 amps will be pad-mounted.In addition, anyll Tthree-Phase electric services connection and any electric service connection rated atequal to or greater thanover 400 Amps or greater which is located either in an underground or overhead area must be served from a require a pad- mounted transformer. The Applicant, when requested by CPAU, shall provide a Public Utility Easement in recordable form for installation of such facilities within the boundaries of the property. All pad-mounted equipment will be subject to CPAU’s aesthetic guidelines. The Utilities Director, or his/her designee, may authorize an exception to the above provisions the installation of new submersible or vault installed facilities when, in his/her opinion, a pad-mounted equipment installation in any particular instance would not be feasible or practical. Such pad-mounted equipment installations will bemay be considered “Special Facilities” as defined described in Rule and Regulation 20, and all costs associated with such installation including such continuing ownership and additional maintenance shall be borne by the Applicant. These costs will be calculated by CPAU based on the net present value, and shall be paid in advance by the Applicantthe Applicant will be responsible for the costs described such in the rule. If the Applicant wants a Point of Delivery other than at the location determined by the CPUACPAU, the CPAU will work with the Applicant to assist in the selection of the alternate Point of Delivery location ofor the electric service equipment within the boundaries of the Applicant’s property. When the Applicant chooses a Point of Delivery location other than the location which has been determined by the CPAU, the Applicant must acknowledge that such an alternate Point of Delivery location will cause CPAU personnel to incur delays DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 4 when performing repairs or service restoration during emergencies. In addition to being responsible to pay for the initial cost of installation of such electric service equipment in an alternate location, the Applicantproperty owner shall also be responsible to pay for any future additional labor and materials costs incurred by the CPAU related to , or providing sion ofany special equipment necessary to facilitate, the replacement, removeal, or relocateion of any electric service equipment which has been installed placed in an alternate Point of Delivery location inaccessible to CPAU equipment that is done at the Applicant’s or Property Owner’s request. Equipment in inaccessible locations will cause delays in repairs or service restoration during emergencies. Any installation intended to assist in “screening” of electric service equipment by landscaping or structures must be constructed in a manner which meets all meet of the CPAU’s clearance standards. The plans for such screening must be approved by the City of Palo Alto and CPAU prior to beginning work on the screening installation. The Applicant, wWhen requested by CPAU, the Applicant shall provide a Public Utility Easement in recordable form for installation of such facilities within the boundaries of the property. All pad-mounted equipment will be subject to CPAU’s aesthetic guidelines. 34. EMERGENCY AND STANDBY SERVICES CPAU may provide back up Emergency, and other Standby Service to Customers as Special Facilities. See Rule and Regulation 20 "Special Electric Utility Regulations" regarding special Service requirements. 45. SERVICE DELIVERY VOLTAGE The following are the standard Service voltages normally available. Not all standard Service voltages are available at each Point of Delivery. These Service voltages are available in locations that already have this Service voltage and have sufficient capacity, as determined by CPAU, to serve the new Load. Any equipment installed on 120/240, 3 wire or 240/120, 4-wire Services shall have the capability of converting to a 120/208, 3 wire or 208 Y/120, 4-Wire Service. DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 5 a. DISTRIBUTION OF VOLTAGE Alternating-current Service will be regularly supplied at a nominal frequency of approximately 60-Hertz (cycles per second). Single-Phase Three-Phase Three-Phase Secondary Secondary Primary 120/240, 3 -wire 240/120, 4-wire* 12,470, 3-wire 120/208, 3-wire 240, 3-wire* 208 Y/120, 4-wire 480 Y/277, 4-wire *Limited availability: maximum 400 ampere main, consult CPAUNot available for new installationsOnly available in special conditions as determined by the Electric Engineering Manager. b. All voltages referred to in this Rule and appearing in some Rate Schedules are nominal Service voltages at the Point of Delivery. CPAU’s facilities are designed and operated to provide sustained Service voltage at the Point of Delivery, but the voltage at a particular Point of Delivery will vary within satisfactory operating range limits. c. In areas where a certain standard Secondary voltage is being delivered to one or more Customers, CPAU may require an Applicant for new Service in such areas to receive the same standard voltage supplied to existing Customers. d. CPAU may change the voltage at which Service is delivered, including converting existing 4160 volt Primary Service to 12,470 volt Service. If CPAU notifies the Customer that a Service voltage change is necessary, the Customer will be required to provide Service equipment capable of accepting the new voltage and meeting other CPAU requirements. Costs to provide suitable Customer’s Service entrance equipment and any other associated equipment to receive Service at the new voltage shall be borne by the Customer. 56. VOLTAGE AND FREQUENCY CONTROL DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 6 a. Under normal Load conditions, CPAU’s distribution circuits will be operated so as to maintain Service voltage levels to Customers within plus or minus 5 percent of the nominal Service voltage at the Point of Delivery. Subject to the limitations above, CPAU will maintain the voltage balance between phases as close as practicable to 2.5% maximum deviation from the average voltage between the three phases. b. Voltages may be outside the limits specified above when the variations: 1. arise from Service interruptions; 2. arise from temporary separation of parts of the system from the main system; 3. are minor momentary fluctuations and transient voltage excursions of short duration which may occur in the normal operation of CPAU system; 4. are beyond CPAU’s control. c. Due to conditions beyond the control of CPAU, the Customer, or both, there will be infrequent and limited periods when voltages will occur outside of the nominal Service voltage ranges. Utilization equipment may not operate satisfactorily under these conditions, and protective devices in the equipment may operate to protect the equipment. d. Where the operation of the Customer’s equipment requires stable voltage regulation or other stringent voltage control beyond that supplied by CPAU in the normal operation of its system, the Customer, at its own expense, is responsible for installing, owning, operating, and maintaining any special or auxiliary equipment on the Load side of the Service delivery point as deemed necessary by the Customer. e. The Customer shall be responsible for designing and operating its Service facilities between the Point of Delivery and the utilization equipment to maintain proper utilization voltage at the line terminals of the utilization equipment. f. The Customer shall not impose a Load on CPAU’s system that will cause the voltage limits in this section to be exceeded for an adjacent Service delivery point. g. When there is reasonable indication of a problem, CPAU shall test for excessive fluctuations at its own expense. Voltage checks requested by the Customer more than once in any twelve month period shall be paid by the Customer, unless CPAU determines that excessive voltage fluctuation exists. DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 7 h. CPAU may institute measures to prevent the continuous operation of equipment detrimental to Service to other Customers or may discontinue Electric Service to the offending Customer. (See Rule and Regulation 20, Special Electric Utility Regulations). i. Customers are responsible for protecting their connected Loads, audio, video, and electronic equipment, including computers, from sudden voltage or frequency fluctuations outside nominal Service and frequency ranges. Such protection may include, but is not limited to, surge protectors. 67. GENERAL LOAD LIMITATIONS a. SINGLE-PHASE SERVICE 1. Single-phase Service normally will be 3-wire, 120/240 volts (or 3-wire, 120/208 volts at certain locations as now or hereafter established by CPAU) where the size of any single motor does not exceed 7-1/2 horsepower (10 horsepower at the option of CPAU). For any single-phase Service, the maximum Service size shall be 400 ampere. If the Load exceeds the capability of a 400 ampere single phase Service the Service shall be three- phase. 2. In locations where CPAU maintains a 120/208 volt secondary system, 3-wire single-phase Service normally shall be limited to that which can be supplied by a main switch or Service entrance rating of 200 amperes. Single-phase Loads in these locations in excess of that which can be supplied by a 200 ampere main switch or Service entrance rating normally will be supplied with a 208Y/120 volt, three-phase, 4-wire Service. b. THREE-PHASE SERVICE (480 VOLTS OR LESS) Minimum Load Maximum Demand Normal Voltage Requirements Load Permitted 240/120 5 hp, 3-phase connected 400 Amperes 240 5 hp, 3-phase connected 400 Amperes DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 8 208Y/120 Demand Load 75 kVA 500 kVA 480Y/277 Demand Load 112 kVA 2,500 kVA(See Note 1) Note 1. Applicants or existing Customers with a planned or existing single or multiple building development having a maximum Demand in excess of 2500 kVA, as determined by CPAU, will be required to take delivery at the available primary voltage and are required to provide their own primary switchgear and transformer(s). Determination of maximum Demand and Service voltage will be made by CPAU and the decision of the Electric Engineering Manager will be final. 1. Where three-phase Service is supplied, CPAU reserves the right to use single- phase transformers, connected open-delta or closed-delta, or three-phase transformers. 2. Three-phase Service will be supplied on request for installations aggregating less than the minimum listed above, but not less than 3 horsepower (hp), three-phase Service, where existing transformer capacity is available. If three- phase Service is not readily available, or for Service to Loads less than 3 hp, Service shall be provided in accordance with CPAU’s applicable Rule 20 on Special Power Service requirements. 3. An Applicant or existing Customer requiring Service with a maximum Demand in excess of 1000 kVA, as determined by CPAU, shall be served by a padmount transformer. No submersible or vault-installed transformers in excess of 1000 kVA will be installed by CPAU. Where an existing underground Service must be upgraded beyond 1000 kVA, the Customer shall be required to provide adequate space for installation of the padmount transformer. In the event the Customer is unable to provide adequate space for the padmount transformer, then the Customer shall make arrangements at his or her expense to receive Service at primary voltage. c. THREE-PHASE SERVICE (OVER 2,000 VOLTS) The following three-phase primary voltage may be available as an isolated Service for a single Applicant; and where that Applicant’s Demand Load justifies such voltage. The determination will be made by CPAU. DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 9 Minimum Demand Maximum Demand Normal Voltage Bank Installed Load Permitted 4,160 500 kVA 15,0003,600 kVA 12,470 1,000 kVA 1511,000 kVA Note: 4,160 volt Services will not be furnished for new Services. 78. TEMPORARY SERVICE Temporary Service is Electric Service which, in CPAU’s opinion, is of an indefinite duration at the same location, or for operations of a speculative character or of questionable permanency, or any other Service which is estimated to last less than one year. CPAU will furnish Temporary Service if the furnishing of such Service will not create undue hardship for CPAU, or its Customers, and the following conditions are met: a. The Applicant for such Temporary Service shall apply for Service on an Application form provided by CPAU Engineering and shall pay to CPAU in advance the cost of installing and removing any facilities necessary in connection with the furnishing of such Service by CPAU. b. Each Applicant for Temporary Service shall prepay a Temporary Service Fee in accordance with Electric Service Connection Fees Rate Schedule E-15. c. Nothing in this Rule and Regulation shall be construed as limiting or in any way affecting the right of CPAU to collect from the Customer an additional sum of money by reason of the Temporary Service furnished or to be furnished or removed hereunder. d. If the Temporary Service connection time exceeds one-year, the Applicant shall apply for an extension of the Temporary Service. The Director of Utilities or his/her designee will determine if the Service should be reclassified as a permanent Service. 89. SERVICE DOWNSTREAM OF METER CPAU assumes no duty or liability for inspecting, validating or approving the safe operating condition of the Customer’s Service, appliances, or equipment downstream of the Utility Meter. C. FIBER OPTIC SERVICE DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 10 Fiber Optic Service includes the custom construction and licensing of single mode Fiber routes between points within the City of Palo Alto. It is the Customer’s responsibility to establish all electronic devices and networks required to pass data over their licensed CPAU Dark Fiber routes. 1. LICENSING SERVICES All Dark Fiber routes are licensed in accordance with the currently approved Dark Fiber Rate Schedules, and in compliance with the Utilities Rules and Regulations. See Rule and Regulation 26, “Special Fiber Optic Utility Regulation,” regarding special Service requirements. All CPAU fibers terminate within the jurisdictional boundaries of the City of Palo Alto. 2. OTHER SERVICES CPAU offers custom Dark Fiber construction and ancillary Services such as Fiber Optic cable splicing, engineering feasibility studies, and when specifically requested by the Customer, multimode Fiber cable installations. 3. QUALITY Dark Fiber routes in the City of Palo Alto comprised of single mode Fiber comply with generally accepted industrial standards and specifications. All construction is done using industry accepted techniques and procedures. All constructed routes are Performance Tested to assure the industry quality standards are met. D. WATER SERVICE 1. SOURCE OF SUPPLY CPAU’s primary source of Water is the Hetch Hetchy aqueduct system, managed by the San Francisco Public Utilities Commission (SFPUC). CPAU wells also provide Emergency supply. See Rule and Regulation 21, “Special Water Utility Regulation” regarding special Service requirements. 2. QUALITY DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 11 Hardness generally varies between 1 and 4 grains per gallon depending on the source. An analysis of the mineral content of the Water is available upon request from CPAU Engineering. 3. PRESSURE Water pressure varies from 30 to 125 pounds per square inch. CPAU maintains an average of 50 pounds per square inch, with the maximum and minimum pressures being experienced at the lower and higher elevations of the Distribution System. CPAU assumes no responsibility for loss or damage due to lack of Water pressure but agrees to furnish such pressures as are available in its general Distribution System. If low Water pressure occurs due to additional on-site development, it shall be the responsibility of the property owner to replace the existing Water Service with a new Water Service designed for the current site. All costs of the required new Service upgrade shall be borne by the property owner. 4. TREATMENT CPAU currently does not treat Water supplied by the SFPUC. The pH of the Water supplied is adjusted by the SFPUC to reduce its corrosive action. 5. SERVICE DOWNSTREAM OF METER CPAU assumes no duty or liability for inspecting, validating or approving the safe operating condition of the Customer’s Service, appliances, or equipment downstream of the Utility Meter. E. GAS 1. TYPES OF SERVICES CPAU offers two general types of Gas Service: Full Service and Gas Direct Access Service. Full Service includes Gas supply, transport, and Distribution Services. Gas Direct Access Service is an unbundled Service where CPAU provides Distribution Services and outside Gas Service Providers supply Gas-commodity and transport. In order to initiate Gas Direct Access Service, Customers must complete a Gas Direct Access Service Request form. Gas Service Providers will be required to execute a Gas Service Provider Agreement (GSPA). Operational requirements as well as delivery specifications, administrative fees, security deposits, Metering requirements and other requirements will be addressed in the GSPA. DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 12 2. KIND AND HEATING VALUE CPAU purchases natural Gas from several/various natural Gas suppliers. The heating value of natural Gas supplied varies depending upon the Gas fields being drawn upon. At times of insufficient supply, some artificial Gas may be supplied or mixed with the natural Gas. The average monthly heating value in British Thermal Units (Btu)-dry basis per cubic foot of the natural Gas served may vary within the limits of 750 to 1150 Btu. This average heating value is converted to a Therm factor for use as one of the factors used in calculating a composite multiplier for billing purposes. The Therm factor will be based upon the heat factor used by CPAU’s supplier of natural Gas for the preceding month. Gas is supplied by CPAU either at standard “low pressure” or at “medium pressure”. Low pressure Service is available at all points where Gas is supplied. Where available from existing high pressure mains, at the option of CPAU, high pressure Service may be supplied. However, CPAU reserves the right to lower the pressure or to discontinue the delivery of Gas at high pressure. The standard pressure for low pressure is seven inches of Water Column (WC), which is approximately 1/4 pound per square inch (psi) above atmospheric pressure. In limited circumstances, increased pressure may be provided for domestic use at 14” Water Column. This increased pressure will only be provided for domestic use if the houseline size required is greater than 2” diameter, or CPAU determines, based upon satisfactory information from the manufacturer, provided by the Customer, that an appliance to be located in the residence requires increased pressure at the inlet that cannot be obtained by resizing or relocating the houseline. Increased pressure may be provided for commercial uses only if the use of the houseline size required is greater than 4” diameter, or evidence as described above establishes that equipment on the site requires increased pressure at the inlet that cannot be obtained by resizing or relocating the houseline. For commercial uses, the available pressures are 7” WC, 14” WC (approximately 1/2 psi), 1 psi, 2 psi and 5 psi. All increased pressure above 7”WC requires review and approval of the Engineering Manager, a plumbing permit and testing of the existing Gas piping with a building Inspector present in accordance with the latest adopted version of the California Plumbing Code See Rule and Regulation 22, “Special Gas Utility Regulations” regarding special Service requirements. DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 13 3. DETERMINATION OF THERMS TO BE BILLED The unit of measure for billing is the Therm which is defined as the quantity of Gas having a heating value of 100,000 Btu. Gas Meters measure volume of Gas in ccf at ambient temperature and pressure conditions. Therms are derived from the metered data by subtracting the Meter reading for the previous reading cycle from the current reading. The difference (uncorrected ccf) is multiplied by the pressure factor required to convert the measured consumption volume to a standard volume (at standard temperature and pressure conditions). This standard volume, in pressure-corrected ccf, is then multiplied by the Therm factor (a variable determined by periodic analysis of CPAU’s Gas supply) to produce the final number of Therms billed. The composite correction factor (the product of the Therm factor and the pressure correction factor) is shown on bills under the heading “multiplier.” 4. SERVICE DOWNSTREAM OF METER CPAU assumes no duty or liability for inspecting, validating or approving the safe operating condition of the Customer’s Service, appliances, or equipment downstream of the Utility Meter. F. WASTEWATER COLLECTION AND TREATMENT 1. COLLECTION CPAU operates and maintains a Wastewater Collection System separate from the storm and surface Water Collection System. A connection to the Wastewater Collection System is required for all water users where wastewater service is available. For the disposal of Wastewater from basements and floors below ground level, it will be necessary for the Customer to provide pumps or ejectors for satisfactory drainage, as approved by the Water-Gas-Wastewater Engineering Manager. If the elevation of the basement floor is above the rim elevation of the next upstream manhole, Applicant shall provide a survey by a licensed Civil Engineer indicating the elevations of the basement floor and the rim elevation of the next upstream manhole. Submission of this survey and approval by the Engineering Manager is required for exemption from the pump/ejector requirement. 2. REGULATION DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 14 Chapter 16.09 of the Municipal Code regulates the discharge into the Wastewater Collection System of substances other than domestic Wastewater. See Rule and Regulation 23, “Special Wastewater Utility Regulations” regarding special Service requirements. 3. TREATMENT The collection system transports the Wastewater to the Palo Alto Regional Water Quality Control Plant for treatment. At this tertiary treatment plant, the City of Palo Alto processes the Wastewater from Mountain View, Los Altos, Los Alto Hills, Stanford University, and East Palo Alto Sanitary District, as well as its own. The treatment is performed in accordance with the National Pollution Discharge Elimination Permit issued by the San Francisco Bay Area Regional Water Quality Control Board before the treated water is discharged into the San Francisco Bay Estuary. 4. LIMITATION OF SERVICE CPAU reserves the right to limit the size of connection and the quantity of wastes disposed and to prohibit the use of the sewer for disposal of toxic or hazardous wastes detrimental to the Wastewater system or treatment plant. G. REFUSE AND RECYCLING COLLECTION 1. REGULATION All solid waste and Recyclable Materials are governed by Chapter 5.20 of the Palo Alto Municipal Code, regulations promulgated by the City Manager pursuant to Chapter 5.20, these Rules and Regulations and the contract between the City and the City’s Collector. See Rule and Regulation 24, “Special Refuse and Recycling Regulations” regarding special Service requirements. 2. REFUSE COLLECTION The City’s Collector provides collection of solid waste, Recyclable Materials, compostables and Yard Trimmings. A minimum of one collection per week of solid waste is required of all occupied Premises. An occupied premise is one to which Water, Gas and/or Electric Service is rendered. The automatic solid waste Service level is one Standard Container for Residential Customers and two Standard Containers for Commercial Customers The minimum Service for Residential Premises is one twenty gallon can or wheeled cart provided by the City’s DESCRIPTION OF UTILITY SERVICES RULE AND REGULATION 3 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 15 Collector. The City’s Collector will provide wheeled carts at Customer’s request for curbside solid waste collection, which are subject to the same rate structure and volume capacity as the Standard Container. Customers opting for a wheeled cart must use one provided by the City’s Collector-to ensure compatibility with collection vehicles. Contents of wheeled carts shall not exceed a weight of 200 pounds. Each Customer shall receive collection Service on a City specified day of each week. Solid waste in excess of the Service level subscribed by the Customer will be removed by the City’s Collector, for an additional Charge, upon Customer request or notification. Customers exceeding their subscribed Service level repeatedly are required to subscribe to additional collection Service at the City-established rates. H. STORM AND SURFACE WATER DRAINAGE 1. RESPONSIBILITY AND PURPOSE The City of Palo Alto Public Works Department is responsible for all Drainage Facilities in the street and public right of way that collect storm and surface Water and convey it to the major channels and creeks within the jurisdictional boundaries of the City of Palo Alto. Examples include curbs and gutters, catch basins, pipelines, culverts, street, channels and pumping stations. The purpose of the Storm and Surface Water control facilities is to improve the quality of control, or protect life or property from any storm, flood or surplus waters. See Rule and Regulation 25, “Special Storm and Surface Water Drainage Regulations,” regarding special Service requirements. 2. STORM DRAINAGE FEE A Storm Drainage fee shall be payable to the City monthly by the owner or occupier of each and every developed parcel in accordance with Rule and Regulation 25. (END) APPLICATION FOR SERVICE RULE AND REGULATION 4 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 1 A. APPLICATION FOR SERVICE 1. These Rules for Application of Service apply to all Utility Services. Electric, Fiber Optics, Water, Gas and Wastewater Collection Utility Services are provided by the City of Palo Alto Utilities Department (CPAU), and Refuse & Recycling, and Storm & Surface Water Drainage Services are provided by the City of Palo Alto Public Works Department. Application for all Services is handled through CPAU. Unmetered Services: Utility services for Refuse & Recycling, Storm & Surface Water Drainage and Wastewater Collection are unmetered services. These Utility Services are applied to existing utility accounts when two of the three metered services including Electric, Gas and Water Service are set up and established. 2. An Applicant’s request for Service does not bind the City to serve except under reasonable conditions, nor does it bind the Customer to take Service for a longer period than the minimum requirements of the applicable Service. 3. CPAU will require each prospective Customer to provide any information that may be reasonably needed to furnish Service or administer the Account. This information may include, but is not limited to, the following: For Residential Customers: a. Legal name(s) of Applicant. b. Name of a spouse, domestic partner or other Person(s) identified as a responsible party for the Account by the Applicant and authorized to access and manage the Applicant’s Utilities Account. Without the addition of an authorized responsible party, access and management of the Utilities Account will be restricted to the Applicant/Customer. c. A Customer’s surviving spouse, domestic partner or estate executor can be added to the Account upon furnishing proof of the Customer’s death or incapacity. A surviving sibling or other family member will be required to apply for a new Utility Account. For Commercial Customers: d. Legal business name. APPLICATION FOR SERVICE RULE AND REGULATION 4 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 2 e. Responsible party for Utilities bill payment. f. Address of Premises to be served. For all Customers: g. Effective date of Service. h. Physical address to which bills or other communications are to be mailed or delivered. i. Whether Premises have been previously served. If the Applicant requires Service upgrades, Fiber Optic installations, and/or new meter installs, Utility Services will be installed between 30 and 45 days following receipt of full payment. Fiber Optic facilities will be installedinstallations will be completed between within six to eight weeks following the of receipt of documentation andfull payment. j. Whether Applicant is the property owner, agent or tenant of Premises to be served. k. Purpose for which Service is to be used for North American Industry Classification System reporting purposes. l. Rate Schedule desired if an optional rate is available. m. Identifiers, unique to the Applicant or Customer, are required to establish credit with CPAU to manage the security of the Account, maintain communication with the Customer, and allow for collection action in the event of payment default. These include: 1. Social Security Number 2. California Drivers License Number 3. Current Passport Number 4. Employer Name 5. Business Telephone 6. Primary Contact Telephone Number 7. Alternate Contact Telephone Number 8. Email Address (if Customer requests electronic communication) Customer refusal to provide a required identifier will terminate the Application for Service process. 4. Applicants for Commercial Service at more than one location shall be required to furnish information and establish credit for each location in accordance with section A.3 and Rule and Regulation 6 (Establishment and Re-establishment of Credit). APPLICATION FOR SERVICE RULE AND REGULATION 4 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 3 5. The Applicant and additional responsible parties on the same Application for Service or established Account shall be jointly and severally liable for Utility Services supplied. Only one bill will be rendered for such joint Service. 6. A tenant who opens an Account for a metered Service serving more than one dwelling will be required to provide a letter in writing to CPAU that he or she understands that the Meter(s) serves additional dwellings and that he or she is willing to accept responsibility for all Charges on said Meter(s). Otherwise, the Account shall be in the name of the owner or property manager. B. CHANGE IN CUSTOMER’S EQUIPMENT OR OPERATION 1. Customers shall give CPAU written notice of any material changes in the size, character, or extent of Utilities equipment or operations for which the City is supplying Utility Service before making any such change. 2. Notwithstanding any Rule and Regulation herein to the contrary, no change or alteration of any Utility Service, agreement, connection, or facility, including any installation or reinstatement thereof, shall be made or permitted by CPAU where the purpose or effect would be to serve, facilitate or make possible a use or occupancy of a structure or other condition which is or would be in violation of the Zoning Ordinance, the Building Code or any ordinance of the City of Palo Alto. C. SERVICE WITHOUT PROPER APPLICATION Anyone using Utility Services, without having first complied with the requirements for Service, will be held liable from the date of the first Service as determined by the City. Failure to pay accumulated Charges may result in discontinuance of Service without further notice. D. RIGHTS OF WAY The City shall not be required to connect with, or render Service to, an Applicant unless and until the Applicant has obtained or been granted all necessary Utility operating rights, including rights-of- way, easements, and permits. APPLICATION FOR SERVICE RULE AND REGULATION 4 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 4 E. RESALE PROHIBITED 1. Customer shall use Services only for the purposes specified at the time of application for Service. Utility Services shall not be resold except as provided in this Rule. 2. Premises that are receiving Service in conflict with this Rule as of the effective date of this Rule may continue to receive Service under such conditions if so authorized in writing by the City. 3. Sub-metering shall be considered sufficient evidence that Utilities are being resold, with the exception of Provision in Section F.1. “SUBMETERING”. F. SUBMETERING 1. Property owners may bill the cost of providing Services to individual tenants. Under no circumstances can the total costs of the Utility Services allocated to tenants exceed the costs of the Utility Services billed to the property owner by the City. A property owner must disclose all information used to determine a tenant’s Utilities bill to the tenant upon request, including copies of past bills. Resolution of Utility bill disputes between property owners and tenants can be mediated through the City of Palo Alto, Community Services Department, Human Services Division’s Palo Alto Mediation Program’s Mandatory Response Program. 2. Those who license Fiber Optic Services may use Fiber Optics to serve themselves or third parties; however, compliance with all Rules and Regulations, and payment of all fees is the responsibility of the license holder. (END) ESTABLISHMENT AND REESTABLISHMENT OF CREDIT RULE AND REGULATION 6 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 1 A. ESTABLISHMENT OF CREDIT FOR RESIDENTIAL SERVICE The Applicant’s credit with CPAU shall be established upon CPAU verification of either of the following: a) sufficient cash deposit as required by Rule and Regulation 7 (Deposits); or, b) two or fewer 10ten D-day Ppast Ddue notices within the last prior twelve12 consecutive months of prior Utility sService, if the Applicant has been a Customer of CPAU for a minimum of within the past two24 yearsmonths. B. ESTABLISHMENT OF CREDIT FOR COMMERCIAL SERVICE The Applicant’s credit with CPAU will be established upon CPAU verification of either of the following: a) sufficient cash deposit as required by Rule and Regulation 7 (Deposits); or, b) a Certificate of Ddeposit drawn on a local bank or savings and loan association, or a surety bond of equal or greater value than the cash deposit. C. REESTABLISHMENT OF CREDIT 1. An Applicant who has been a Utility Utilities Customer and whose sService has been discontinued for any reason, including failure to pay Utility bills, may be required to reestablish credit before sService is resumed, by making a cash deposit and by paying all outstanding past due bills. Applicants for rResidential sService may not be denied sService for failure to pay outstanding past due bills for commercial classes of sService. 2. A Customer who’s whose uUtility sService is terminated for non-payment will be required to pay reconnection fees (Utility Rate Schedule C-1), all outstanding past due bills, and provide a new cash deposit (Rule and Regulation 7, Deposits) prior to the reestablishment of Service. 3. A Customer may be required to reestablish credit in accordance with this section if the conditions of sService or basis on which credit was originally established have, in the opinion of CPAU, materially changed. 4. If a Customer files for bankruptcy protection under Chapter 7, Chapter 11, or Chapter 13, the ESTABLISHMENT AND REESTABLISHMENT OF CREDIT RULE AND REGULATION 6 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 2 Customer shall be required to re-establish credit. D. CUSTOMER CREDIT RATING SYSTEM 1. CPAU Creditworthiness Ratings are based on the Customer or responsible party’s payment history. Adequate Creditworthiness is a requirement for sService for the Applicant or responsible party for of the Account. The creditworthiness of an Applicant or responsible party is established by the Applicant’s or Customer’s CPAU payment history and determines when a security deposit is required to maintain the Account in good standing. New Applicants begin sService with an “Excellent” Creditworthiness rating. Failure to pay in full or late payments automatically results in erosion of Creditworthiness ratings. Similarly, continued good payment history over time improves the rating. Creditworthiness ratings are established and maintained by the City of Palo Alto for internal use only and are not reported to external credit reporting agencies. CREDITWORTHINESS RATING Credit Worthiness Status Maximum Points Allowed Excellent 0 - 23 Good 24 - 43 Average 44 - 75 Below Average 76 - 999 2. Creditworthiness status isreports are updated in the CPAU billing system manually or automatically by for different business transactions including such as when : a payment is returned for insufficient funds, issuance of a payment or when delinquency ndunning notices (10 Day Past Due, past due, 48-Hour Disconnection) or when an uncollected account balance is written-off as Bad Debt.disconnection warning, and write-off of Account balances) are issued. 3. Creditworthiness points are adjusted or eliminated by the City of Palo Alto if erroneous Charges for a past-due notice or returned payment are corrected by CPAU. ESTABLISHMENT AND REESTABLISHMENT OF CREDIT RULE AND REGULATION 6 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 3 (END) DEPOSITS RULE AND REGULATION 7 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 1 A deposit is required for a new Application for Service. For commercial customers, the addition of a new service address to an already existing business partner is not considered a new Application for Service and shall not require an additional deposit. A deposit is also required for reconnection after termination of Service. Deposits are credited to Accounts upon termination of Service, or after 36 months of good payment history, whichever comes first. A. AMOUNT OF DEPOSIT 1. The amount of deposit required for a Residential Account shall be set forth in Customer Deposits Rate Schedule C-2, with each separate Account number requiring a separate deposit. 2. The amount of deposit required for a Commercial Account shall be determined based on estimated Utility Services Charges for a three-month period. 3. Deposits for Commercial Accounts may be increased if the Customer’s usage substantially differs from when Service was first established. 4. Deposits can be in the form of a Certificate of Deposit at a local financial institution or cash. B. RETURN OF DEPOSIT 1. Upon discontinuance of Service, CPAU will refund or credit any remaining deposit balance in excess of unpaid CPAU Charges. 2. CPAU, at its option, may refund a Customer’s deposit by draft or by applying the deposit to the unpaid balance on the Customer’s Account. 3. If an existing Customer establishes Service at a new location, CPAU, at its option, may apply an existing deposit for the new Account toward the deposit obligation for the new Account. 4. CPAU will not pay interest on Customer deposits. (END) BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 1 A. BILLING UNITS All metered billing units used for billing purposes shall be determined to the nearest whole unit. Such units may include, kW, kWh, kVA, kVar, hp, Therms, and/or ccf. B. PAYMENT OF BILLS CPAU issues bills to its Customers on a regular interval. Bills shall be deemed received upon physical or electronic delivery to Customer, or three calendar days following the deposit of the bill in the United States Mail to the Customer’s billing address. Bills for CPAU Services are due and payable 20 calendar days following issuance of the bill statement. Bills unpaid after the 20 day period are considered delinquent (“past due”). If a Customer’s payment is not received by CPAU after 25 days of bill issuance, the outstanding balance will be assessed a late payment Charge. For the convenience of Customers there are a number of ways to pay CPAU bills: 1. By enclosing the bill stub and check and mailing to: CPAU, P.O. Box 10097, Palo Alto, CA 94303-0897. 2. By enrolling in the Utilities Bank Draft Program. Payments will be drafted from a Customer’s designated checking or saving account and automatically applied to the Customer’s Utility Account for each current Billing Period. 3. By paying in Person at the Civic Center, Revenue Collections, 1st Floor, 250 Hamilton Avenue, Palo Alto between the hours of 8:00 a.m. and 4:30 p.m. The City offices are closed on alternate Fridays. Customers should call 650-329-2317 to ensure the office is open. Credit card payments are accepted at Revenue Collections. Customers should call to see which credit cards are accepted. Customers can pay delinquent bills with a credit card by phone by calling the Utility Customer Service Center during business hours. 4. By dDepositing the payment in the walk-up Night Depository Box in the front of the City Hall building on the Civic Center Plaza, or at the drive-up Night Depository Box in the Civic Center Garage, on “A” Level. 5. By paying online through the “My Utilities Account” application, accessible from the Utilities’ website. Payment through the “My Utilities Account” may be made by credit card BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 2 or by bank draft. 6. By eEnrolling at a financial institution or service company that can provide electronic payments to CPAU on behalf of the Customer. 5.7. By Property Managers completing a “Revert to Owner (RTO) Agreement” in order to maintain utility service to units during the interim period between tenants. C. BUDGET BILLING PAYMENT PROGRAM The Budget Billing Payment Program establishes equalized monthly payments and is available to all Residential Customers who qualify as set forth below: 1. Customers may join the Budget Billing Payment Program at any time providing the Customer Account balance is zero and the Customer has not been previously removed from the Budget Billing Program for non-payment. 2. A Customer electing to utilize the program shall agree to make monthly payments based on CPAU’s forward estimate of the Customers’ Charges for the subsequent twelve-month period. 3. CPAU does not guarantee that the total actual Charges will not exceed, or be less than, its original estimate. Customers should review their Account on an ongoing basis and request changes to the budget billing amount in response to changes in their household usage. CPAU may require that Customers pay a revised monthly amount as a condition to continuing participation in the plan, if CPAU determines that substantial changes in Customer usage patterns or consumption has occurred. 4. CPAU will perform an annual true-up on Customer Budget Billing Accounts every twelve months. This will result in either a Customer credit for CPAU over-collection or an outstanding balance due from the Customer for under-collection by CPAU during the prior twelve months. D. DISCONTINUANCE OF BUDGET BILLING The Customer’s Budget Billing Payment Program shall remain in effect, subject to review of the monthly payment amount, and shall terminate when: BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 3 1. The Customer notifies CPAU to terminate participation in the Budget Billing Program; 2. CPAU notifies the Customer of the termination of its Budget Billing Payment Program: 3. The Customer no longer takes Service at the Premises; or 4. The Customer owes an amount of two or more monthly payments. However, if the Customer eliminates the delinquency, removal from the program will not occur. Upon termination of either Utility Service or participation in the Budget Billing Payment Program, any amount owed by the Customer for actual Charges shall immediately become due and payable or any amount due to the Customer shall be refunded or credited. E. INSUFFICIENT FUNDS FOR PAYMENT 1. A Service Charge will be made and collected by the City of Palo Alto for each check returned by a bank to CPAU for the reason of insufficient funds in accordance with Rate Schedule C-1. 2. Unsuccessful Bank Drafts due to insufficient funds will be subject to late payment fees in accordance with Rate Schedule C-1. F. PRORATION OF BILLS 1. Bills for Utility Services will be prepared for each Billing Period in accordance with the applicable Rate Schedules or CPAU contract applicable to the Premises served. 2. Proration is intended to produce a uniform average unit cost for the commodity regardless of the number of days in the Service period. Services will be prorated if the number of actual Service days differs from the number of days in the applicable Billing Period. Electric Demand (kW) and Electric Power Factor Charges will not be prorated. Proration will not occur for those Rate Schedules that contain Meter fees, connection fees, deposits, and other miscellaneous fees. 3. If Rate Schedules change during the Billing Period, Charges will be prorated on the basis of the number of days covered by the previous Rate Schedule and the number of days covered BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 4 by the new Rate Schedule. G. DELINQUENT BILLS AND LATE PAYMENT CHARGES 1. Utilities Charges incurred in the applicable Billing Period are due and payable by the “Due Date” indicated on the front of the bill statement. Bills unpaid by the due date are delinquent and a late payment Charge will be added to the outstanding balance as specified in Rate Schedule C-1. 2. Residential and commercial Accounts having unpaid balances older than 180 days shall be subject to collection action by the City. Collection action may result in notifications to credit reporting agencies. 3. Late payment Charges may be suspended by CPAU if the Customer is withholding full or partial payment pending final resolution of disputed bill. The late payment Charge may be waived by CPAU based upon the ultimate resolution of a disputed Charge. 4. Full or partial payments towards outstanding balances will be applied to the oldest outstanding Charges. Failure to pay outstanding balances will result in late fees and termination of Service for non-payment. 5. In the event that a Customer donating to the ProjectPLEDGE Program has a delinquent bill, the late Charge percentage will not be applied to the amount of the Customer’s pledge. However, the Customer’s participation in ProjectPLEDGE will be discontinued after three consecutive Billing Periods in which the Customer has not included their pledge amount in the bill. 6. Customers whose Utility bills include payments of principal and/or interest on loans from CPAU which are secured by deeds of trust on real property shall be charged a late payment Charge when any current Utility bill includes an unpaid installment on such loan from a prior bill. Nothing in this Rule and Regulation shall be construed to alter in any way the duty of the Customer to pay any installment on a loan from CPAU when due, or to alter the rights of CPAU to enforce the payment of such installments. H. DISPUTED BILLS If bill accuracy is questioned or disputed by the Customer, Customers shall request an explanation BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 5 from CPAU within the current Billing Period or as soon as reasonably possible. After reviewing the disputed bill, CPAU will: 1. Issue a corrected bill to the Customer or reflect the correction on the bill in a subsequent Billing Period. 2. Determine if an amortization period (“payment arrangement”) for the Charge-in-question shall be provided by CPAU. If a payment arrangement is offered by CPAU, and agreed to by the Customer, Utility Services will not be discontinued for nonpayment while the Customer complies with the payment arrangement for the “past due” balance , and subsequent Utilities bills are paid on time during the payment arrangement period. 3. Advise the Customer that the bill is correct as presented. The Customer may choose, at the Customer’s option, to have the Meter removed for testing under the Provisions of Rule 15 “Metering” and payment of the applicable fee found in Rate Schedule C-1 “Exchange Meter for Accuracy Test”. I. METERED SERVICE BILLING ERRORS AND ADJUSTMENTS Where a Customer has been undercharged or overcharged for metered Service, the date and cause of which can be reliably established where a customer has been undercharged or overcharged, the retroactive billing adjustment (back bill or refund) shall not exceed three years. the period to be back-billed or refunded shall not exceed 12 months. 1. When, as a result of either a CPAU or a Customer-initiated accuracy test, a Meter is found to register more than two percent (2%) fast, CPAU will refund the Customer the overcharge based upon the corrected Meter readings for the period the Meter was in use, or one yearthree years, whichever is less. Any applicable late payment will be waived. 2. When, as a result of a test, a Customer Meter is found not to register, or to register more than two percent (2%) slow, CPAU may bill the Customer for the undercharge base on an average bill. The bill will be computed based on an estimate of the Customer’s consumption during a prior month in the same season or on the consumption in the same period of the prior yearthree years. J. UNMETERED SERVICE BILLING ERRORS AND ADJUSTMENTS BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 6 Where a Customer has been undercharged or overcharged for unmetered Service, the date and cause of which can be reliably established where a customer has been undercharged or overcharged, the retroactive billing adjustment (back bill or refund) shall not exceed three years. Where a Customer has been undercharged or overcharged for unmetered Service, the period to be back-billed or refunded shall not exceed 12 months. K. THEFT OF SERVICE Where there is evidence that theft of Utility Service has occurred, CPAU will retroactively bill, and collect any underpayment or nonpayment of Charges. The applicable period to assess Charges shall commence from the date it can be reasonably established the theft began to the date in which the underpayment was discovered and initially established. All underpayments or non-payments shall become immediately due and payable. Customers committing theft of Utility Service may be subject to legal action. L. WATER OR GAS LEAK CREDITS It is the Customer’s responsibility to maintain their lines and equipment in a reasonable condition such that leaks do not occur. CPAU shall not make billing adjustments for Water, Gas or Wastewater Charges resulting from leakage in a line on the Customer Premises beyond the CPAU Meter, unless CPAU determines that City staff were or other City staff were solely responsible for such leakage. M. REFUSE BILLING ERRORS, DISPUTES AND ADJUSTMENTS 1. Adjustments to the Refuse bill shall be requested to the City’s Collector. Customers with adjustments unresolved by the City’s Collector, may dispute their claim with the City’s Public Works Department, Refuse. Billing adjustments will be resolved by following the City’s Rules and Regulations, Chapter 5.20 of the Palo Alto Municipal Code and specific regulations promulgated by the City Manager pursuant to the authority established in Chapter 5.20. 2. When an error in billing has occurred, the date and cause of which can be reliably established where a Customer has been undercharged or overcharged, the retroactive billing adjustment shall not exceed three years. one year. 3. Customers requesting solid waste or Recyclable Materials collection Services to be suspended shall obtain from the City a statement of non-occupancy status. The refuse bill shall be adjusted accordingly upon approval from the City. BILLING, ADJUSTMENTS AND PAYMENT OF BILLS RULE AND REGULATION 11 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No 7 (END) SPECIAL FIBER OPTIC UTILITY REGULATION RULE AND REGULATION 26 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No. 1 A. GENERAL In addition to the general requirements outlined in Rule and Regulation 18 for Utility Service Connections and Facilities on Customers’ Premises, the following is required: To receive any Fiber Optic Service offered by CPAU, the Customer must sign a Dark Fiber License Agreement, and a Proposal for each Fiber Optic project which the Customer chooses to license. B. SERVICE CONNECTION REQUIREMENTS 1. FIBER ENGINEERING STUDY A fiber engineering study is may be needed to determine the routing of the fiber and associated costs for the installation. The Customer is responsible for the cost of the study. The first step to initiate the study is to request advanced engineering. Fees for an advanced engineering request (AER) must be paid by the Customer in accordance with CPAU Rate Schedule EDF-2. Upon receipt of payment for the AER, CPAU will conduct a fiber engineering study and prepare a report. If Fiber Optic Service is feasible, the report will include a Proposal, delineating the associated fees, terms and conditions, and instructions on how to obtain a Dark Fiber License Agreement. If the Customer wishes to proceed with a fiber optic connection, the Customer will need to furnish a completed form (Exhibit “E”) that contains Customer contact and other information. This will allow CPAU to create a Dark Fiber Master License Agreement (first time Customers only) necessary for obtaining Dark Fiber Services from the City. 2. SERVICE CONNECTION Upon the receipt of a Proposal signed by the Customer, and for first time Customers, two copies of the properly signed Dark Fiber License Agreement, CPAU will construct the proposed connection as described in the Proposal, provided that all of the following conditions have been met: a. The Customer has paid the Service connection Fee to CPAU Revenue Collections as set forth in the Proposal. b. The Customer is responsible for the completion of all the private property construction required to receive the City’s Fiber Optic Service as specified in the Proposal, including procuring legal permission from the land owner to make these modifications. Unless otherwise declared in writing by CPAU, the project will be completed within 8 weeks after the Customer has completed the tasks in paragraphs a. and b., above. SPECIAL FIBER OPTIC UTILITY REGULATION RULE AND REGULATION 26 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No. 2 3. TESTING SERVICE DATE a. Upon completion of the Fiber Optic Service connection, CPAU will conduct a Performance Test of the fibers licensed by the Customer, and CPAU will certify that the Fiber performance is equal to or better than the Performance Specifications listed below. The Performance Test report will be provided to the Customer within 5 business days of after the completion of the Performance Test. b. If the Customer wishes to protest the Performance Test results, the Customer must notify CPAU within 10 days, otherwise the fibers will be deemed accepted by the Customer. The 11th day after the Performance Test is conducted will be considered the first day of Service for billing purposes. If the Performance Test is challenged, then CPAU may, at its own expense, retest the fibers. 1. If CPAU produces evidence of performance compliance with CPAU standards, and the Customer and CPAU cannot come to agreement within 30 days, then the project shall be terminated, and Customer construction fees will not be returned. 2. If CPAU cannot produce evidence of performance compliance with CPAU standards, and the Customer and CPAU cannot come to agreement within 30 days, then the project shall be terminated and the Customer’s construction fee will be returned to the Customer. c. Similarly, Fiber Optic Service revisions requested by the Customer and made by CPAU to the Fiber Optic Service will be Performance Tested by CPAU and the test results provided to the Customer. The same process as described in paragraph B.3.b. for protesting the Performance Testing shall apply to revisions. However, CPAU will only return those fees associated with the revisions. Description Maximum Optical Attenuation/Insertion Loss Single Mode Fiber Optic Cable 0.5 dB/km Splice 0.3 dB/Splice Connector 0.75 dB/connector SPECIAL FIBER OPTIC UTILITY REGULATION RULE AND REGULATION 26 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No. 3 C. OWNERSHIP AND RESPONSIBILITY FOR SERVICE FACILITIES ON CUSTOMER’S PREMISES 1. GENERAL a. The Customer may request the location of the Demarcation Point of the Proposed Fiber Optic Service. The requested location must be approved by CPAU. Only one Demarcation Point is allowed per building and it must be situated at a location suited for Utility facilities and openly accessible for Fiber Optic Service to other authorized building tenants, where applicable. b. CPAU may, at its discretion, establish a single Demarcation Point at one building, or other suitable location, on a single parcel with multiple buildings. Service to other buildings on the parcel shall emanate from this Demarcation Point. c. CPAU will only extend Fiber Optic cables into buildings using existing conduit structures, and only if a clear proven path with a functioning pull-rope is present over the full path. It is the Customer’s responsibility to maintain all conduit from the Point of Service to the Demarcation Point in good operating order at all times during the project license. The Customer is responsible for all new construction on private property required to establish a conduit and appropriate pathway for the project. d. CPAU and the Customer will each assume responsibility for performing splice work and Fiber maintenance activities on their respective sides of the Demarcation Point. The Customer is prohibited from accessing any portion of the Fiber backbone, with the exception of the ends of CPAU licensed Fiber which are extended into the Demarcation Point. e. CPAU reserves the right to install additional fibers and associated infrastructure beyond that required for the Customer when responding to a Service Connection request. 2. MISCELLANEOUS SERVICE EQUIPMENT a. EQUIPMENT FURNISHED BY CUSTOMER All Service equipment required in connection with Service on the Customer’s side of the Demarcation Point shall be furnished, installed, owned and maintained by the Customer in accordance with CPAU requirements. SPECIAL FIBER OPTIC UTILITY REGULATION RULE AND REGULATION 26 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 67-1-20102012 Sheet No. 4 b. EQUIPMENT FURNISHED BY CPAU 1. CPAU will furnish, install, own and maintain the necessary facilities in the public right of way, and the Fiber Optic cable up to the Demarcation Point, conditioned upon the Customer maintaining the clear pathway from the property line to the Demarcation Point. 2. Customer will provide a suitable means for CPAU to place its seal on Fiber Optic equipment installed at Customer’s Premises. Such seals shall be broken only by authorized CPAU representatives. Detailed information will be furnished by CPAU on request. D. SERVICE TERMINATION 1. All rights to a Fiber Optic Service connection including all materials and equipment on the CPAU side of the Demarcation Point shall revert back to CPAU once the Service Connection is terminated for any reason. 2. For Fiber Optic Service that is licensed to a Customer for the purpose of re-selling communications services within one or more Premises, the following conditions apply: a. The Customer must secure access for CPAU personnel to maintain CPAU’s Fiber Optic Service equipment whether the Premise is occupied or vacant. b. If the Premise is vacant, or if the Customer is no longer providing communications services within the Premise, the Customer may request that the Service be maintained to the demarcation point. CPAU may grant the request as long as payment to CPAU is maintained. c. If necessary, CPAU will, at the Customer’s request and expense, re-splice the licensed fibers within the CPAU Fiber Optic infrastructure to maintain the Customer’s system topology. E. FINANCIAL TERMINATION When a customer seeks termination of Fiber Optics Services, the Customer shall submit a completed CPA Fiber Optics Service Disconnection Form to their Key Account Rep, thirty days prior to Service termination. (END) GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 1 A. APPLICABILITY This Rule describes the Interconnection, Operating and Metering requirements for Generating Facilities to be connected to the City of Palo Alto Utilities (CPAU) Electric Distribution System. Subject to the requirements of this Rule, CPAU will allow the Interconnection of Generating Facilities with its Distribution System. In order to provide for uniformity and to encourage the Interconnection of renewable energy generation, this Rule has been written to be consistent with the technical requirements of CPUC Rule 21 and IEEE 1547. Language from IEEE 1547 that has been adopted directly (as opposed to paraphrased language or previous language that was determined to be consistent with IEEE 1547) is followed by a citation that lists the clause from which the language derived. For example, IEEE 1547-4.1.1 is a reference to Clause 4.1.1. In the event of any conflict between this Rule and any of the standards listed herein, the requirements of this Rule shall take precedence. B. GENERAL RULES, RIGHTS AND OBLIGATIONS 1. Authorization Required to Operate. A Producer must comply with this Rule, execute an Interconnection Agreement or, if a Producer is a customer-generator, as that term is used in Rule and Regulation 29, a Net Energy Metering and Interconnection Agreement with CPAU, and receive CPAU’s express written permission before Parallel Operation of its Generating Facility with CPAU’s Distribution System. CPAU shall apply this Rule in a non- discriminatory manner and shall not unreasonably withhold its permission for Parallel Operation of Producer’s Generating Facility with CPAU’s Distribution System. 2. Separate Agreements Required for Other Services. A Producer requiring other Electric Services from CPAU including, but not limited to, Distribution Service provided by CPAU during periods of Curtailment or interruption of the Producer’s Generating Facility, will enter into agreements with CPAU for such Services in accordance with CPAU’s Rules & Regulations and Utility Rates. 3. Service Not Provided With Interconnection. Interconnection with CPAU's Distribution System under this Rule does not provide a Producer any rights to utilize CPAU's Distribution System for the transmission, distribution, or wheeling of Electric power. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 2 4. Compliance With Laws, Rules & Regulations and Utility Rates. A Producer shall ascertain and comply with applicable CPAU Rules & Regulations and Utility Rates; applicable Federal Energy Regulatory Commission (FERC) approved rules, tariffs and regulations; and any local, state or federal Law, statute or regulation which applies to the design, siting, construction, installation, operation, or any other aspect of the Producer’s Generating Facility and Interconnection Facilities. 5. Design Reviews and Inspections. CPAU shall have the right to review the design of a Producer’s Generating Facility and Interconnection Facilities and to inspect a Producer’s Generating Facility and/or Interconnection Facilities prior to the commencement of Parallel Operation with CPAU’s Distribution System. CPAU may require a Producer to make modifications as necessary to comply with the requirements of this Rule. CPAU’s review and authorization for Parallel Operation shall not be construed as confirming or endorsing the Producer’s design or as warranting the Generating Facility and/or Interconnection Facilities’ safety, durability or reliability. CPAU shall not, by reason of such review or lack of review, be responsible for the adequacy or capacity of such equipment. 6. Right to Access. A Producer’s Generating Facility and Interconnection Facilities shall be accessible to CPAU personnel whenever necessary for CPAU to perform its duties and exercise its rights under its Rules & Regulations and Utility Rates and any Interconnection Agreement, including the Net Energy Metering and Interconnection Agreement, between CPAU and the Producer. 7. Confidentiality of Information. Any information pertaining to Generating Facility and/or Interconnection Facilities provided to CPAU by a Producer shall be treated by CPAU in a confidential manner. CPAU shall not use information contained in the Application to propose discounted rates to the Customer unless authorized to do so by the Customer or the information is provided to CPAU by the Customer through other means. 8. Prudent Operation and Maintenance Required. A Producer shall operate and maintain its Generating Facility and Interconnection Facilities in accordance with Prudent Electrical Practices and shall maintain compliance with this Rule. 9. Curtailment and Disconnection. CPAU may limit the operation or disconnect or require the disconnection of a Producer’s Generating Facility from CPAU’s Distribution System at any time, with or without notice, in the event of an Emergency, or to correct Unsafe Operating Conditions. CPAU may also limit the operation or disconnect or require the disconnection of GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 3 a Producer’s Generating Facility from CPAU’s Distribution System upon the Provision of reasonable written notice: (1) to allow for routine maintenance, repairs or modifications to CPAU’s Distribution System; (2) upon CPAU’s determination that a Producer’s Generating Facility is not in compliance with this Rule; or (3) upon termination of the Interconnection Agreement or the Net Energy Metering and Interconnection Agreement. Upon the Producer’s written request, CPAU shall provide a written explanation of the reason for such Curtailment or disconnection. C. APPLICATION AND INTERCONNECTION PROCESS 1. APPLICATION PROCESS a. Applicant initiates contact with CPAU. Upon request, CPAU will provide information and documents (such as sample agreements, Load Sheets, technical information, listing of Certified Equipment, applicable Rate Schedules and Metering requirements) to a potential Applicant. Unless otherwise agreed upon, all such information shall normally be sent to the Applicant within three (3) Business Days following the initial request from the Applicant. b. Applicant Completes a Load Sheet. All Applicants shall complete and submit a Load Sheet and 3 sets of plan drawings for review. Load Sheets and plans may be dropped off at the Development Center at 285 Hamilton Avenue, or Utilities Engineering at 1007 Elwell Court. 1. CPAU shall complete the Initial Review, absent any extraordinary circumstances, within 10 Business Days of receiving the Load Sheet and plans. If defects are noted, CPAU and Applicant shall cooperate to establish a satisfactory Application. 2. Applications that are over one year old (from the date of CPAU’s acknowledgement) without a signed Interconnection Agreement or Net Energy Metering and Interconnection Agreement, or a Generating Facility that has not been approved for Parallel Operation within one year of completion of all applicable review and/or studies are subject to cancellation by CPAU; however, CPAU may not cancel an Application if the Producer provides reasonable evidence that the project is still active. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 4 c. CPAU Performs an Initial and Supplemental Review and Develops Preliminary Cost Estimates and Interconnection Requirements. 1. Upon receipt of a satisfactorily completed Application and any additional information necessary to evaluate the Interconnection of a Generating Facility, CPAU shall perform an Initial Review using the process defined in Section G. The Initial Review determines if: (a) the Generating Facility qualifies for Simplified Interconnection; or (b) the Generating Facility requires a Supplemental Review. 2. CPAU shall complete its Initial Review, absent any extraordinary circumstances, within 10 Business Days after receipt of a completed Application including Load Sheet and plan drawings. If the Initial Review determines the proposed Generating Facility can be Interconnected by means of a Simplified Interconnection, CPAU will provide the Applicant with an Interconnection Agreement for Applicant’s signature. 3. If the Generating Facility does not pass the Initial Review for Simplified Interconnection as proposed, CPAU will notify the Applicant and perform a Supplemental Review. Applicant shall pay the applicable Advance Engineering Fee described in Rate Schedule E-15shown in Table C.1, below, unless the Application is withdrawn. The Supplemental Review will result in CPAU providing either: (a) Interconnection requirements beyond those for a Simplified Interconnection, and an Interconnection Agreement or the Net Energy Metering and Interconnection Agreement for Applicant’s signature; or (b) a cost estimate and schedule for an Interconnection Study. The Supplemental Review shall be completed, absent any extraordinary circumstances, within 20 Business Days of receipt of a completed Application and fees. The Interconnection Study may require additional fees and more time to complete, depending on the complexity of the project to be studied. If the Supplemental Review determines that new or modified Utility-owned distribution and/or protection facilities are required, the Applicant will be charged the estimated cost of any Utility-owned facilities determined to be required by the Review. These facilities will be treated as Special Facilities for the purpose of determining Applicant costs. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 5 d. When Required, Applicant and CPAU Commit to Additional Interconnection Study Steps. When a Supplemental Review reveals that the proposed Generating Facility cannot be Interconnected to CPAU’s Distribution System by means of a Simplified Interconnection, or that significant Interconnection Facilities installed on CPAU’s system or Distribution System modifications will be needed to accommodate an Applicant’s Generating Facility, CPAU and Applicant shall enter into an agreement that provides for CPAU to perform additional studies, facility design and engineering, and to provide an estimate for actual cost billing to the Applicant, at the Applicant’s expense (the Advanced Engineering Fee). The Interconnection Study agreement shall set forth CPAU’s estimated schedule and Charges for completing such work. TABLE C.1 Summary of Fees and Exemptions Generating Facility Type Initial Review Fee Advance Engineering Fee Interconnection Study Fees All Net Energy Metering projects. $0 $0 $0 Non-Net Energy Metering projects smaller than 100 kW capacity $0 $600 As Specified by CPAU Non-Net Energy Metering Projects 100 kW to 499 kW in capacity. $0 $4,000 As determined by estimate Non-Net Energy Metering 500 kW or greater in capacity. $0 $7,500 As determined by estimate GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 6 2. INTERCONNECTION PROCESS a. Applicant and CPAU enter into an Interconnection Agreement or a New Energy Metering and Interconnection Agreement and, where required, a Special Facilities Agreement for Interconnection Facilities or Distribution System Modifications. CPAU shall provide the Applicant with an executable version of the Interconnection Agreement or the Net Energy Metering and Interconnection Agreement as appropriate, for the Applicant’s Generating Facility and desired mode of operation. Where the Supplemental Review or Interconnection Study performed by CPAU has determined that modifications or additions to its Distribution System are required, or that additional Interconnection Facilities will be necessary to accommodate an Applicant’s Generating Facility, CPAU may also provide the Applicant with a Special Facilities Agreement. This agreement shall set forth CPAU and the Applicant’s responsibilities, completion schedules, and estimated costs for the required work. b. Where applicable, CPAU installs required Interconnection Facilities or modifies CPAU’s Distribution System. After executing the applicable agreements, CPAU will commence construction/ installation of CPAU’s Distribution System modifications or Interconnection Facilities which have been identified in the agreements. The parties will use good faith efforts to meet schedules and estimated costs as appropriate. c. Producer arranges for and completes Pre-parallel Testing of Generating Facility and Producer’s Interconnection Facilities. The Producer is responsible for testing new Generating Facilities and associated Interconnection Facilities to ensure compliance with the safety and reliability Provisions of this Rule prior to being operated in parallel with CPAU’s Distribution System. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 7 Where applicable, the test plan shall include the installation test procedures published by the manufacturer of the generation or Interconnection equipment. Facility testing shall be conducted at a mutually agreeable time, and CPAU and Producer shall be given the opportunity to witness the tests. d. CPAU Authorizes Parallel Operation or Momentary Parallel Operation. CPAU shall authorize the Producer’s Generating Facility for Parallel Operation or Momentary Parallel Operation with CPAU’s Distribution System, in writing, within 5 days of satisfactory compliance with the terms of all applicable agreements. Compliance may include, but not be limited to, Provision of any required documentation and satisfactorily completing any required inspections or tests as described herein or in the agreements formed between the Producer and CPAU. A Producer shall not commence Parallel Operation of its Generating Facility with CPAU’s system unless it has received CPAU’s express written permission to do so. D. GENERATING FACILITY DESIGN AND OPERATING REQUIREMENTS This section has been revised to be consistent with the requirements of ANSI/IEEE 1547-2003 Standard for Interconnecting Distributed Resources with Electric Power Systems (IEEE 1547). Exceptions are taken to IEEE 1547 Clauses 4.1.4.2 Distribution Secondary Spot Networks and Clauses 4.1.8.1 or 5.1.3.1, which address Protection from Electromagnetic Interference. Also, RULE AND REGULATION 27 does not adopt the Generating Facility power limitation of 10 MW incorporated in IEEE 1547. 1. GENERAL INTERCONNECTION AND PROTECTION FUNCTION REQUIREMENTS The Protective Functions and requirements of this Rule are designed to protect CPAU’s Distribution System and not the Generating Facility. A Producer shall be solely responsible for providing adequate protection for its Generating Facility and Interconnection Facilities. The Producer’s Protective Functions shall not impact the operation of other Protective Functions utilized on CPAU’s Distribution System in a manner that would affect CPAU’s capability of providing reliable service to its Customers. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 8 a. Protective Functions Required. A Generating Facility operating in parallel with CPAU’s Distribution System shall be equipped with the following Protective Functions to sense abnormal conditions on CPAU’s Distribution System and cause the Generating Facility to be automatically disconnected from CPAU’s Distribution System or to prevent the Generating Facility from being connected to CPAU’s Distribution System inappropriately: 1. Over and under voltage trip functions and over and under frequency trip functions; 2. A voltage and frequency sensing and time-delay Function to prevent the Generating Facility from energizing a de-energized Distribution System circuit and to prevent the Generating Facility from reconnecting with CPAU’s Distribution System unless CPAU’s Distribution System service voltage and frequency is within the ANSI C84.1-1995 Table 1 Range B Voltage Range of 106V to 127V on a 120V basis, inclusive, and a frequency range of 59.3 Hz to 60.5 Hz, inclusive, and are stable for at least 60 seconds, and; 3. A Function to prevent the Generating Facility from contributing to the formation of an Unintended Island, and cease to energize the CPAU system within two seconds of the formation of an Unintended Island. The Generating Facility shall cease to energize CPAU’s Distribution System for faults on CPAU’s Distribution System circuit to which it is connected (IEEE1547-4.2.1). The Generating Facility shall cease to energize CPAU’s Distribution circuit prior to re-closure by CPAU’s Distribution System equipment (IEEE1547-4.2.2). b. Momentary Paralleling Generating Facilities. With CPAU’s approval, the transfer switch or scheme used to transfer the Producer’s Loads from CPAU’s Distribution System to Producer’s Generating Facility may be used in lieu of the Protective Functions required for Parallel Operation. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 9 c. Suitable Equipment Required. Circuit breakers or other interrupting devices located at the Point of Common Coupling must be Certified or "Listed" (as defined in Article 100, the Definitions Section of the National Electrical Code) as suitable for their intended application. This includes being capable of interrupting the maximum available fault current expected at their location. Producer’s Generating Facility and Interconnection Facilities shall be designed so that the failure of any one device shall not potentially compromise the safety and reliability of CPAU’s Distribution System. The Generating Facility’s paralleling-device shall be capable of withstanding 220% of the Interconnection Facilities’ rated voltage (IEEE 1547-4.1.8.3). The Interconnection Facilities shall have the capability to withstand voltage and current surges in accordance with the environments defined in IEEE Std C62.41.2-2002 or IEEE Std C37.90.1-2002 as applicable and as described in IEEE 1547-4.1.8.2. d. Visible Disconnect Required: The Producer shall furnish and install a ganged, manually-operated isolating switch (or a comparable device mutually agreed upon by CPAU and the Producer) near the Point of Interconnection to isolate the Generating Facility from CPAU’s Distribution System. The device does not have to be rated for Load break nor provide over-current protection. The device must: 1. Allow visible verification that separation has been accomplished. (This requirement may be met by opening the enclosure to observe contact separation.) Molded case circuit breakers do not meet the visible contact requirement and are not acceptable as a Visible Disconnect device. 2. Include markings or signage that clearly indicates open and closed positions. 3. Be capable of being reached quickly and conveniently 24 hours a day by CPAU personnel for construction, maintenance, inspection, testing or reading, without obstacles or requiring those seeking access to obtain keys, special permission, or security clearances. 4. Be capable of being locked in the open position. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 10 5. Be clearly marked on the submitted Single Line Diagram and its type and location approved by the CPAU prior to installation. If the device is not adjacent to the PCC, permanent signage must be installed at a CPAU- approved location providing a clear description of the location of the device. Generating Facilities with Non-Islanding inverters totaling one (1) kilovolt- ampere (kVA) or less are exempt from this requirement. e. Drawings Required. Prior to Parallel Operation or Momentary Parallel Operation of the Generating Facility, CPAU shall approve the Producer's Protective Function and control diagrams. A Generating Facility equipped with a Protective Function and control scheme previously approved by CPAU for system-wide application or only Certified Equipment may satisfy this requirement by reference to previously approved drawings and diagrams. f. Generating Facility Conditions Not Identified. In the event this Rule does not address the Interconnection conditions for a particular Generating Facility, CPAU and Producer may agree upon other arrangements. 2. PREVENTION OF INTERFERENCE The Producer shall not operate a Generating Facility or Interconnection Facilities that superimpose a voltage or current upon CPAU’s Distribution System that interferes with CPAU operations, service to CPAU Customers, or communication facilities. If such interference occurs, the Producer must diligently pursue and take corrective action at its own expense after being given notice and reasonable time to do so by CPAU. If the Producer does not take corrective action in a timely manner, or continues to operate the facilities causing interference without restriction or limit, CPAU may, without liability, disconnect the Producer's facilities from CPAU’s Distribution System, in accordance with Section B.9 of this Rule. To eliminate undesirable interference caused by its operation, each Generating Facility shall meet the following criteria: a. Voltage Regulation. The Generating Facility shall not actively regulate the voltage at the PCC while in parallel with CPAU’s Distribution System. The Generating Facility shall not cause the service voltage at other Customers to go outside the requirements of ANSI C84.1-1995, Range A (IEEE 1547-4.1.1). GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 11 b. Operating Voltage Range. The voltage ranges in Table D.1 define protective trip limits for the Protective Function and are not intended to define or imply a voltage regulation Function. A Generating Facility shall cease to energize CPAU’s Distribution System within the prescribed trip time whenever the voltage at the PCC deviates from the allowable voltage operating range. The Protective Function shall detect and respond to voltage on all phases to which the Generating Facility is connected. 1. Generating Facilities (30 kVA or less). Generating Facilities with a Gross Nameplate Rating of 30 kVA or less shall be capable of operating within the voltage range normally experienced on CPAU’s Distribution System. The operating range shall be selected in a manner that minimizes nuisance tripping between 106 volts and 132 volts on a 120-volt base (88-110% of nominal voltage). Voltage shall be detected at either the PCC or the Point of Interconnection. 2. Generating Facilities (greater than 30 kVA). CPAU may have specific operating voltage ranges for a Generating Facility with a Gross Nameplate Rating greater than 30 kVA, and may require adjustable operating voltage settings. In the absence of such requirements, the Generating Facility shall operate at a range between 88% and 110% of the applicable Interconnection voltage. Voltage shall be detected at either the PCC or the Point of Interconnection, with settings compensated to account for the voltage at the PCC. Generating Facilities that are Certified Non-Islanding or that meet one of the options of the Export Screen (Section l.3.b) may detect voltage at the Point of Interconnection without compensation. 3. Voltage Disturbances. Whenever CPAU’s Distribution System voltage at the PCC varies from and remains outside normal (nominally 120 volts) by the predetermined amounts set forth in Table D-1, the Generating Facility’s Protective Functions shall cause the Generator(s) to become isolated from CPAU’s Distribution System: GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 12 TABLE D.1: Voltage Trip Settings Voltage at Point of Common Coupling Maximum Trip Time(1) Assuming 120 V Base % of Nominal Voltage # of Cycles (Assuming 60 Hz Nominal) Seconds Less than 60 Volts Less than 50% 10 Cycles 0.16 Seconds Greater than or equal to 60 Volts but less than 106 Volts Greater than or equal to 50% but less than 88% 120 Cycles 2 Seconds Greater than or equal to 106 Volts but less than or equal to 132 Volts Greater than or equal to 88% but less than or equal to 110% Normal Operation Greater than 132 Volts but less than or equal to 144 Volts Greater than 110% but less than or equal to 120% 60 Cycles 1 Second Greater than 144 Volts Greater than 120% 10 Cycles 0.16 Seconds (1) “Maximum Trip time” refers to the time between the onset of the abnormal condition and the Generating Facility ceasing to energize CPAU’s Distribution System. Protective Function sensing equipment and circuits may remain connected to CPAU’s Distribution System to allow sensing of electrical conditions for use by the “reconnect” feature. The purpose of the allowed time delay is to allow a Generating Facility to “ride through” short-term disturbances to avoid nuisance tripping. Set points shall not be user adjustable (though they may be field adjustable by qualified personnel). For Generating Facilities with a Gross Nameplate Rating greater than 30 kVA, set points shall be field adjustable and different voltage set points and trip times from those in Table D.1 may be negotiated with CPAU. c. Paralleling. The Generating Facility shall parallel with CPAU’s Distribution System without causing a voltage fluctuation at the PCC greater than ±5% of the prevailing voltage level of CPAU’s Distribution System at the PCC, and meet the flicker requirements of D.2.d. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 13 d. Flicker. The Generating Facility shall not create objectionable flicker for other Customers on CPAU’s Distribution System. To minimize the adverse voltage effects experienced by other Customers (IEEE 1547-4.3.2), flicker at the PCC caused by the Generating Facility should not exceed the limits defined by the “Maximum Borderline of Irritation Curve” identified in IEEE 519-1992 (IEEE Recommended Practices and Requirements for Harmonic Control in Electric Power Systems, IEEE STD 519-1992, Institute of Electrical and Electronic Engineers, Piscataway, NJ). This requirement is necessary to minimize the adverse voltage affects experienced by others Customers on CPAU’s Distribution System. Generators may be connected and brought up to synchronous speed (as an induction motor) provided these flicker limits are not exceeded. e. Integration with CPAU’s Distribution System Grounding. The grounding scheme of the Generating Facility Interconnection shall not cause over-voltages that exceed the rating of the equipment connected to CPAU and shall not disrupt the coordination of the ground fault protection on CPAU’s Distribution System (IEEE 1547-4.1.2). Also see Section F. f. Frequency. CPAU’s controls system frequency, and the Generating Facility shall operate in synchronism with CPAU’s Distribution System. Whenever CPAU’s Distribution System Frequency at the PCC varies from and remains outside normal (nominally 60 Hz) by the predetermined amounts set forth in Table D.2, the Generating Facility’s Protective Functions shall cease to energize CPAU’s Distribution System within the stated maximum trip time. TABLE D.2: Frequency Trip Settings Generating Facility Rating Frequency Range (Assuming 60 Hz Nominal) Maximum Trip Time (1) (Assuming 60 Cycles per Second Less or equal to 30 kW Less than 59.3 Hz 10 Cycles Greater than 60.5 Hz 10 Cycles Greater than 30 kW Less than 57 Hz 10 Cycles Less than an adjustable value between 59.8 Hz and 57 Hz but greater than 57 Hz (2) Adjustable between 10 and 18,000 Cycles (2),(3) Greater than 60.5 Hz 10 Cycles GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 14 (1) “Maximum Trip time” refers to the time between the onset of the abnormal condition and the Generating Facility ceasing to energize CPAU’s Distribution System. Protective Function sensing equipment and circuits may remain connected to CPAU’s Distribution System to allow sensing of electrical conditions for use by the “reconnect” feature. The purpose of the allowed time delay is to allow a Generating Facility to “ride through” short-term disturbances to avoid nuisance tripping. Set points shall not be user adjustable (though they may be field adjustable by qualified personnel). For Generating Facilities with a Gross Nameplate Rating greater than 30 kVA, set points shall be field adjustable and different voltage set points and trip times from those in Table D.2 may be negotiated with CPAU. (2) Unless otherwise required by CPAU, a trip frequency of 59.3 Hz and a maximum trip time of 10 cycles shall be used. (3) When a 10-cycle maximum trip time is used, a second under frequency trip setting is not required. g. Harmonics. When the Generating Facility is serving balanced linear Loads, harmonic current injection into CPAU’s Distribution System at the PCC shall not exceed the limits stated below in Table D.3. The harmonic current injections shall be exclusive of any harmonic currents due to harmonic voltage distortion present in CPAU’s Distribution System without the Generating Facility connected (IEEE 1547- 4.3.3). The harmonic distortion of a Generating Facility located at a Customer’s site shall be evaluated using the same criteria as for the Host Loads. Table D.3 Maximum Harmonic Current Distortion in Percent of Current (I)(1,2) Individual Harmonic Order h, (odd harmonics) 3 h<11 11 ≤ h < 17 17 ≤ h < 23 23 ≤ h < 35 35 ≤ h Total Demand distortion (TDD) Max Distortion (%) 4.0 2.0 1.5 0.6 0.3 5.0 (1) IEEE 1547-4.3.3 (2) I = the greater of the maximum Host Load current average Demand over 15 or 30 minutes without the GF, or the GF rated current capacity (transformed to the PCC when a transformer exists between the GF and the PCC). (3) Even harmonics are limited to 25% of the odd harmonic limits above. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 15 h. Direct Current Injection. Generating Facilities should not inject direct current greater than 0.5% of rated output current into CPAU’s Distribution System. i. Power Factor. Each Generator in a Generating Facility shall be capable of operating at some point within a Power Factor range from 0.9 leading to 0.9 lagging. Operation outside this range is acceptable provided the reactive power of the Generating Facility is used to meet the reactive power needs of the Host Loads or that reactive power is otherwise provided under tariff by CPAU. The Producer shall notify CPAU if it is using the Generating Facility for Power Factor correction. Unless otherwise agreed upon by the Producer and CPAU, Generating Facilities shall automatically regulate Power Factor, not voltage, while operating in parallel with CPAU’s Distribution System. 3. TECHNOLOGY SPECIFIC REQUIREMENTS a. Three-Phase Synchronous Generators. For three-phase Generators, the Generating Facility circuit breakers shall be three-phase devices with electronic or electromechanical control. The Producer shall be responsible for properly synchronizing its Generating Facility with CPAU’s Distribution System by means of either manual or automatic synchronizing equipment. Automatic synchronizing is required for all synchronous Generators that have a Short Circuit Contribution Ratio (SCCR) exceeding 0.05. Loss of synchronism protection is not required except as may be necessary to meet D.2.d (Flicker) (IEEE 1547-4.2.5). Unless otherwise agreed upon by the Producer and CPAU, synchronous Generators shall automatically regulate Power Factor, not voltage, while operating in parallel with CPAU’s Distribution System. A power system stabilization function is specifically not required for Generating Facilities under 10 MW Net Nameplate Rating. b. Induction Generators. Induction Generators (except self-excited Induction Generators) do not require a synchronizing Function. Starting or rapid Load fluctuations on induction Generators can adversely impact CPAU’s Distribution System's voltage. Corrective step-switched capacitors or other techniques may be necessary and may cause undesirable ferro-resonance. When these counter measures (e.g., additional capacitors) are installed on the Producer's side of the Point of Common Coupling, CPAU must review these measures. Additional equipment may be required as determined in a Supplemental Review or an Interconnection Study. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 16 c. Inverters. Utility-interactive inverters do not require separate synchronizing equipment. Non-utility-interactive or “stand-alone” inverters shall not be used for Parallel Operation with CPAU’s Distribution System. d. Single-Phase Generators. For single-phase Generators connected to a shared single-phase secondary system, the maximum Net Nameplate Rating of the Generating Facilities shall be 20 kVA. Generators connected to a center-tapped neutral 240-volt service must be installed such that no more than 6 kVA of unbalanced power is applied to the two “legs” of the 240-volt service. For Dedicated Distribution Transformer Services, the maximum Net Nameplate Rating of a single-phase Generating Facility shall be the transformer nameplate rating. 4. SUPPLEMENTAL GENERATING FACILITY REQUIREMENTS a. Fault Detection. A Generating Facility with an SCCR exceeding 0.1 or one that does not cease to energize CPAU’s Distribution System within two seconds of the formation of an Unintended Island shall be equipped with Protective Functions designed to detect Distribution System faults, both line-to-line and line-to-ground, and shall cease to energize CPAU’s Distribution System within two seconds of the initiation of a fault. b. Transfer Trip. For a Generating Facility that cannot detect Distribution System faults (both line-to-line and line-to-ground) or the formation of an Unintended Island, and cease to energize CPAU’s Distribution System within two seconds, CPAU may require a Transfer Trip system or an equivalent Protective Function. For net metered or non-net metered Generating Facilities, the Facility will be considered capable of supporting an Unintended Island if the aggregate distributed generation output is 80% or more of the Distribution System real-time load kW seen at CPAU’s source- side Distribution Protection Device. c. Reclose Blocking. Where the aggregate Generating Facility capacity exceeds 15% of the peak Load on any automatic reclosing device, CPAU may require additional Protective Functions, including, but not limited to reclose-blocking on some of the automatic reclosing devices. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 17 E. INTERCONNECTION FACILITIES AND DISTRIBUTION SYSTEM MODIFICATIONS OWNERSHIP AND FINANCING 1. SCOPE AND OWNERSHIP OF INTERCONNECTION FACILITIES AND DISTRIBUTION SYSTEM MODIFICATIONS a. Scope. Parallel Operation of Generating Facilities may require Interconnection Facilities or modifications to CPAU’s Distribution System (“Distribution System modifications”). The type, extent and costs of Interconnection Facilities and Distribution System modifications shall be consistent with this Rule and determined through the Supplemental Review and/or Interconnection Studies described in Section C. b. Ownership. Interconnection Facilities installed on Producer’s side of the Point of Common Coupling (PCC) may be owned, operated and maintained by the Producer or CPAU. Interconnection Facilities installed on CPAU’s side of the PCC and Distribution System modifications shall be owned, operated and maintained only by CPAU. 2. RESPONSIBILITY OF COSTS OF INTERCONNECTING A GENERATING FACILITY a. Study and Review Costs. A Producer shall be responsible for the reasonably incurred costs of the reviews and studies conducted pursuant to Section C.1 of this Rule. b. Facility Costs. A Producer shall be responsible for all costs associated with Interconnection Facilities owned by the Producer. The Producer shall also be responsible for any costs reasonably incurred by CPAU in providing, operating, or maintaining the Interconnection Facilities and Distribution System modifications required solely for the Interconnection of the Producer’s Generating Facility with CPAU’s Distribution System. c. Separation of Costs. Should CPAU combine the installation of Interconnection Facilities or Distribution System modifications required for the Interconnection of a Generating Facility with modifications to CPAU’s Distribution System to serve other Customers or Producers, CPAU shall not include the costs of such separate or incremental facilities in the amounts billed to the Producer. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 18 d. Reconciliation of Costs and Payments. If the Producer selected a fixed price billing for the Interconnection Facilities or Distribution System modifications, no reconciliation will be necessary. If the Producer selected actual cost billing, a true- up will be required. Within a reasonable time after the Interconnection of a Producer’s Generating Facility, CPAU will reconcile its actual costs related to the Generating Facility against any advance payments made by the Producer. The Producer will receive either a bill for any balance due or a reimbursement for overpayment as determined by CPAU’s reconciliation. The Producer shall be entitled to a reasonably detailed and understandable accounting for the payments. 3. INSTALLATION AND FINANCING OF INTERCONNECTION FACILITIES AND DISTRIBUTION SYSTEM MODIFICATIONS a. Agreement Required. The costs for Interconnection Facilities and Distribution System modifications shall be paid by the Producer pursuant to the Provisions contained in the Special Facilities Agreement. Where the type and extent of the Interconnection Facilities or Distribution System modifications warrant additional detail, Producer and CPAU shall execute separate agreement(s) to more fully describe and allocate the parties’ responsibilities for installing, owning, operating and maintaining the Interconnection Facilities and Distribution System modifications. b. Interconnection Facilities and Distribution System Modifications. Interconnection Facilities connected to CPAU’s side of the Point of Common Coupling and Distribution System modifications shall be provided, installed, owned and maintained by CPAU at Producer’s expense. c. Reservation of Unused Facilities. When a Producer wishes to reserve CPAU-owned Interconnection Facilities or Distribution System modifications installed and operated as Special Facilities for the Producer at Producer’s expense, but idled by a change in the operation of the Producer's Generating Facility or otherwise, Producer may elect to abandon or reserve such facilities consistent with the terms of its agreement with CPAU. If Producer elects to reserve idle Interconnection Facilities or Distribution System modifications, CPAU shall be entitled to continue to Charge Producer for the costs related to the ongoing operation and maintenance of the Special Facilities. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 20 d. Refund of Salvage Value. When a Producer elects to abandon the Special Facilities for which it has either advanced the installed costs or constructed and transferred to CPAU, the Producer shall, at a minimum, receive from CPAU a credit for the net salvage value of the Special Facilities. F. METERING, MONITORING AND TELEMETRY 1. GENERAL REQUIREMENTS All Generating Facilities shall be metered in accordance with this Section F and shall meet all applicable standards of CPAU contained in CPAU’s applicable rules and published CPAU manuals dealing with Metering specifications. For general metering requirements, see CPAU Rule and Regulation 15. For net metering requirements, see CPAU Rule and Regulation 29. 2. METERING BY CPAU The ownership, installation, operation, reading and testing of revenue Metering Equipment for Generating Facilities shall be by CPAU only. 3. NET GENERATION METERING For purposes of monitoring Generating Facility operation to determine standby Charges and applicable non-bypassable Charges as defined in CPAU’s tariffs, and for Distribution System planning and operations, consistent with Section B.4 of this Rule, CPAU shall have the right to specify the type, and require the installation of Net Generation Metering equipment. CPAU shall only require Net Generation Metering to the extent that less intrusive and/or more cost effective options for providing the necessary Generating Facility output data are not available. In exercising its discretion to require Net Generation Metering, CPAU shall consider all relevant factors, including but not limited to: a. Data requirements in proportion to need for information; b. Producer’s election to install equipment that adequately addresses CPAU’s operational requirements; c. Accuracy and type of required Metering consistent with purposes of collecting data; d. Cost of Metering relative to the need for and accuracy of the data; e. The Generating Facility’s size relative to the cost of the Metering/monitoring; f. Other means of obtaining the data (e.g., Generating Facility logs, proxy data etc.); GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 20 and g. Requirements under any Interconnection Agreement with the Producer. 4. POINT OF COMMON COUPLING METERING For purposes of assessing CPAU Charges for retail service, the Producer’s PCC Metering shall be reviewed by CPAU, and if required, replaced to ensure that it will appropriately measure Electric power according to the Provisions of the Customer’s Electric Service tariff. Where required, the Customer’s existing Meter may be replaced with a bi-directional meter so that power deliveries to and from the Producer’s site can be separately recorded. Alternately, the Producer may, at its sole option and cost, require CPAU to install Multi- Metering Equipment to separately record power deliveries to CPAU’s Distribution System and retail purchases from CPAU. Where necessary, such PCC Metering shall be designed to prevent reverse registration. 5. TELEMETERING If the nameplate rating of the Generating Facility is 1 MW or greater, Telemetering equipment at the Net Generator Metering location may be required at the Producer's expense. If the Generating Facility is Interconnected to a portion of CPAU’s Distribution System operating at a voltage below 10 kV, then Telemetering equipment may be required on Generating Facilities 250 kW or greater. CPAU shall only require Telemetering to the extent that less intrusive and/or more cost effective options for providing the necessary data in real time are not available 6. LOCATION Where CPAU-owned Metering is located on the Producer’s Premises, Producer shall provide, at no expense to CPAU, a suitable location for all such Metering Equipment. 7. COSTS OF METERING The Producer will bear all costs of the Metering required by this Rule, including the incremental costs of operating and maintaining the Metering Equipment. GENERATING FACILITY INTERCONNECTIONS RULE AND REGULATION 27 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 4-2-2012 Sheet No. 20 G. SUPPLEMENTAL REVIEW If the Generating Facility meets any of the following criteria, the Facility does not qualify for Simplified Interconnection Review and must undergo a Supplemental Review: 1. Output from the Generating Facility at any time will be equal to or greater than 15% of the load on the distribution line section. 2. The aggregate distributed generation on the distribution line section exceeds 80% of the real- time peak load kW. 3. Startup, shutdown or other operating characteristics of the Generating Facility cause voltage drop or flicker to exceed CPAU’s allowable limits as specified in Section D. 4. The Generating Facility is connected to a 4kV distribution feeder which has line-to –neutral connected load and the Generating Facility nameplate rating exceeds 10% of the line section peak load. 5. The Generating Facility, in aggregate with other generation, shall not contribute more than 10% to the circuit’s maximum fault current (END) ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 87-81-20082012 Supersedes Sheet No. E-15-1 dated 78-18-20062008 Sheet No.E-15-1 A. APPLICABILITY: This schedule applies to all connections, expansions, and upgrades to the City's electric distribution system except those that serve street lighting or traffic signals. B. TERRITORY: All territory within the incorporated limits of the City and land owned or leased by the City. C. ADVANCE ENGINEERING FEES Advance engineering fees must be paid to start the engineering process and are non-refundable. The engineering fees will be credited against the estimated job cost prior to the collection of construction fees. Advance engineering fees will not be collected for service connections that do not require a job estimate. D. ESTIMATED CONSTRUCTION AND SERVICE CONNECTION FEES All estimated on-site, off-site distribution system, and service connection fees must be paid prior to the scheduling of any construction or connections to the City's electrical distribution system. E. SUMMARY OF FEES: The following schedule is for summary purposes. Section F herein describes the specific fee and conditions in detail. 1. UNDERGROUND SYSTEMS: (A) Service Connections Which Do Not Require an Estimate Service Connection Fees (1) Residential ...................................................................................................... $450 (2) Residential: Rear Easement ............................................................................. $940 (3) Multi-Family/Commercial/Industrial 200A, Single Phase or Less .................. $720 (4) Multi-Family/Commercial/Industrial Greater Than 200A ......... By Estimate ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 87-81-20082012 Supersedes Sheet No. E-15-2 dated 78-18-20062008 Sheet No.E-15-2 (B) Service Connections That Require Estimates Advance Engineering Fees (1) Residential .................................................................................................... $300 (2) Multi-Family/Commercial/Industrial 200A or Less ........................................ $600 (3) Multi-Family/Commercial/Industrial Greater Than 200A ................. By Estimate On-Site Distribution System Fees (1) Residential .................................................................................................... N/A (2) Multi-Family/Commercial/Industrial ……………… .......................... By Estimate Off-Site Distribution System Fees (1) Residential ......................................................................................... By Estimate (2) Multi-Family/Commercial/Industrial ............................ By Estimate 2. OVERHEAD SYSTEMS: All service connection fees are based on a 100-foot service length. If additional service length is required there may be additional fees. Service Connection Fees (1) Residential .................................................................................................... $620 (2) Multi-Family/Commercial/Industrial 200A or Less ………………………… $900 (3) Multi-Family/Commercial/Industrial Greater Than 200A ................. By Estimate 3. TEMPORARY SERVICES: Temporary service charges 200A maximum, 250 V maximum, 3-wire services 100' in length are shown in the following table. Fees for services requiring greater voltage or capacity will be determined by estimate. Overhead Service Connection Fees (1) Residential .................................................................................................... $840 (2) Multi-Family/Commercial/Industrial 200A or Less $840 (3) Multi-Family/Commercial/Industrial Greater Than 200A ................. ..By Estimate ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 87-81-20082012 Supersedes Sheet No. E-15-3 dated 78-18-20062008 Sheet No.E-15-3 Underground Service Connection Fees (1) Residential .................................................................................................... $675 (2) Multi-Family/Commercial/Industrial 200A or Less …………………………..$675 (3) Multi-Family/Commercial/Industrial Greater Than 200A ................. ..By Estimate F. FEES: 1. UNDERGROUND SYSTEMS Connection fees for new or replacement services to the underground electrical system consist of one or more of the following: Service Connection Fee, On-site Distribution System Fee and/or Off-site Distribution System Fee. (A) Service Connection Fees: Where the City connects any Customer to the electrical distribution system, a service connection fee shall be charged. A one-time waiver of this fee is granted for services connected during the construction of an underground conversion district. (1) Residential - Single Family These fees apply to development in which electric metering will be on a single-family basis. (a) For a 250 volt maximum, 200 ampere maximum service ............................... $450 (b) For any connection requiring greater capacity the fee shall be the estimate of the installation cost or $450 whichever is greater. (c) For a 250 volt maximum, 200 ampere max service from a rear easement $940 (d) For any connection requiring greater capacity the fee shall be the estimate of the installation cost or $720, whichever is greater. (2) Commercial/Industrial These fees apply to commercial, industrial, multi-family residential services. (a) For a 250 volt maximum, 200 ampere maximum service ............................... $720 (b) For any connection requiring greater capacity, the fee shall be the estimate of the installation costs or $720, whichever is greater. ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 87-81-20082012 Supersedes Sheet No. E-15-4 dated 78-18-20062008 Sheet No.E-15-4 Where the City installs, or will install, electric meters in a new development (single family, multi-family, or commercial/industrial inclusive) consisting of 30 (thirty) units or more, the connection fee shall include the estimate of the cost to furnish all electric meters with AMR-ERTs. (B) On-site Distribution System Fees: Where the City installs or will install the underground conductors (primary or secondary), switches or transformers in and on facilities provided by the developer within the boundaries of a sub-division or other development, an on-site distribution system fee shall be charged. The fee shall be the estimate of the installation costs. (C) Off-Site Distribution System Fees: Where the City installs or will install an electric distribution system, system extension, or system reinforcement outside the boundaries of a sub-division or other development to be served, an off-site distribution system fee shall apply. The fee shall be the estimate of the installation costs. 2. OVERHEAD SYSTEMS Connection fees shall apply for all new services or for service upgrades exceeding 200 amperes. Overhead services that do not require the addition of poles to the system will be the standard service for residential areas not in Underground Districts. Underground Service will be required for all new industrial, commercial, and multi-family residential construction. No new construction that will require new poles to be added to the system shall be permitted except with the approval of the Electrical Engineering Manager and only after a finding that an underground service is not feasible. Replacement of existing overhead services with new overhead services will be allowed so long as the new service does not exceed the size of the existing service or 200 Amperes for single-family residential or 400 amperes for all other, whichever is greater. Replacement of 250 volt, 200 ampere maximum, 3-wire overhead residential service drops to existing structures will be done by the City at no cost to the customer providing such a replacement does not require relocation of the connection at the pole or mid-span, does not require relocation at the house by more than 10 feet, and does not exceed 100 feet in length. ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 87-81-20082012 Supersedes Sheet No. E-15-5 dated 78-18-20062008 Sheet No.E-15-5 (A) Overhead Service Connection Replacement Fees: (1) Residential – Single Family These fees apply to development in which electric metering will be on a single-family basis. (a) For a 250 Volt, 200 ampere, 3 wire, 100 feet in length Maximum services ....................................................... $620 (2) Commercial/ Industrial These fees apply to commercial, industrial, multi-family residential services. (a) For a 250 Volt, 200 ampere, 3 and 4 wire services, 100 feet in length maximum service .................................................... $900 (3) Replacement of Overhead Services of greater voltage, other than described above when done for the customer benefit, or when required due to damage by customer, shall be the estimate of the installation costs. 3. TEMPORARY SERVICE A fee shall be charged to connect temporary service. The Customer shall furnish all equipment up to the designated point-of-service. This point-of-service will usually be the weatherhead for overhead temporary services in overhead distribution areas or the secondary connection box for underground temporary services in underground distribution system areas. The City will not supply overhead temporary services in underground service areas or underground temporary services in overhead distribution system areas. The City will supply: overhead conductors and meter for overhead temporary services; and meter only for underground temporary services. The City will connect both overhead and underground services to the City's electrical distribution system. Any additional off-site facilities or work required shall be provided and removed by the utility at the customer's expense. (A) Overhead Temporary Service Fees: (1) For a 250 volt, 200 ampere, 3 wire service, 100 feet in length maximum service ................................................................ $840 ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 8-8-2008Effective 7-1-2012 Supersedes Sheet No. E-15-6 dated 78-18-20062008 Sheet No.E-15-6 (2) The fees for a temporary service of greater length and capacity or voltage shall be the estimate of the installation and removal costs or $840, whichever is greater. (B) Underground Temporary Service Fees: (1) For a 250 volt, 200 ampere, 3-wire maximum service, If a service box is available at the property .................................................... $675 (2) If a service box is not available at the property, the charges to provide a service box will be at the customer’s expense. (3) The fees for a temporary service of greater length and capacity or voltage shall be the estimate of the installation or removal costs or $675, whichever is greater. 4. GENERATOR INTERCONNECTION A fee shall be charged for evaluation of generator interconnection applications performed pursuant to Rule and Regulation 27. An Initial Review for Simplified Interconnection will be performed. No fee is charged for this initial review. If it is determined that a Supplemental Review will be required, an Advance Engineering Fee will be charged. The Advance Engineering Fee will be applied to any Interconnection Study fees or Interconnection fees. (A) Advance Engineering Fees: (1) All net energy metering projects ..................................................................................$0 (2) Projects not subject to net metering and 100 kW or less in capacity .......................$600 (3) Projects not subject to net metering, greater than or equal to 100 kW but less than 500 kW in capacity...............................................$4,000 (4) Projects not subject to net metering, 500 kW or greater in capacity ....................$7,500 (B) Interconnection Study: (1) All net energy metering projects ..................................................................................$0 FormNot a Form0.66" Form Left:pt, Nu 2, 3, Aligne at: 1Not a 2.31" Form Form ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 8-8-2008Effective 7-1-2012 Supersedes Sheet No. E-15-7 dated 78-18-20062008 Sheet No.E-15-7 (2) Projects not subject to net metering shall be responsible for the actual costs of the interconnection study. (C) Interconnection Fees: (1) All net energy metering projects ..................................................................................$0 (2) Projects not subject to net metering shall be responsible for the actual costs of design and installation of interconnection equipment. 5. PALO ALTO CLEAN LOCAL ENERGY ACCESSIBLE NOW PROGRAM A monthly fee shall be charged for meter maintenance and administrative services for generators participating in the Palo Alto Clean Local Energy Accessible Now (CLEAN) Program. (1) Metering and administrative fee ...........................................................................$34.73 G. NOTES: 1. These fees apply to all vacant land except where the fees are recorded as previously paid. 2. The Customer is responsible for the installation of all equipment from the facility to the designated point-of-service. For underground systems, this includes conduit and conductors. For overhead systems, because the point-of-service is the weatherhead or point of attachment to the facility, this includes the mast or riser and all conductors therein. 3. When the City replaces a service, the Customer is obligated to accept a shutdown of service during regular working hours. The time of the shutdown shall be agreed upon as mutually acceptable. When, for the convenience of the Customer, the shutdown is during other than regular working hours, it shall be done entirely at the Customer's expense. The Customer shall pay the entire cost of the overtime labor, not the incremental cost. 4. The City can generally provide service availability from 30 to 45 days after all fees are paid except when long lead-time equipment or materials are required. Consult the City for estimated lead-times. 5. The City cannot be held liable for delays in service connection caused by conditions beyond its control, including, but not limited to, delays in the arrival of equipment such as transformers, Form 0.38" Form -0.07 1.31" Form Form After NumbAlignm after: Right-0.07 1.31" Form Numb Alignm after:at 0. Form Form ELECTRIC SERVICE CONNECTION FEES UTILITY RATE SCHEDULE E-15 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 8-8-2008Effective 7-1-2012 Supersedes Sheet No. E-15-8 dated 78-18-20062008 Sheet No.E-15-8 switches and cable. {End}