HomeMy WebLinkAboutStaff Report 8408
City of Palo Alto (ID # 8408)
City Council Staff Report
Report Type: Informational Report Meeting Date: 9/18/2017
City of Palo Alto Page 1
Summary Title: Energy Risk Management Report
Title: City of Palo Alto's Energy Risk Management Report for the Third and
Fourth Quarters of Fiscal Year 2017
From: City Manager
Lead Department: Administrative Services
Recommendation
This is an informational report and no City Council action is required.
Executive Summary
Staff continues to purchase electricity and gas in compliance with the City’s Energy Risk
Management Policies, Guidelines, and Procedures. This report is based on market prices and
load and supply data as of June 30, 2017, the end of the third and fourth quarters of Fiscal Year
(FY) 2017.
The projected cost of the City’s fixed-price electricity purchases is $0.24 million lower than the
market value of that electricity as of June 30, 2017 for the 36-month period beginning July 1,
2017. In the third and fourth quarters of FY 2017 (January 1, 2017 through June 30, 2017) the
City’s credit exposure to fixed price contracts is minimal. The projected Electric Supply
Operations Reserve is above the FY 2017 minimum guideline reserve level and the projected
gas reserve is also above the FY 2017 guideline reserve level range.
There were no exceptions to the Energy Risk Management Policies, Guidelines, or Procedures
to report during the third and fourth quarters of FY 2017.
Background
The purpose of this report is to inform the Council about the status of the City’s energy
portfolio and transactions executed with energy suppliers as of the end of the third and fourth
quarters of FY 2017. The City’s Energy Risk Management Policy requires that staff report on a
quarterly basis to Council on: 1) the City’s energy portfolio; 2) the City’s credit and market risk
profile; 3) portfolio performance; and 4) other key market and risk information.
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The City’s Energy Risk Management Policy describes the management organization, authority,
and processes to monitor, measure, and control market risks. “Market risks” include price and
counterparty credit risk. These are risks that the City is exposed to on a regular basis in
procuring electric supplies and to a lesser extent for gas supplies which are purchased now at
market rates via a monthly index price. The energy risk management section is located in the
Treasury Division of the Administrative Services Department. Its role is to monitor and mitigate
these risks.
This third and fourth quarters FY 2017 energy risk management report contains information on
the following:
Electric Supplies
Hydroelectricity
Fixed-Price Forward Electricity Purchases
Gas Supplies
Credit Risk
Electric Forward Mark-to-Market Values
Electric and Gas Supply Operations Reserves Adequacy
Exceptions to Energy Risk Management Policies, Guidelines, or Procedures
Discussion
Electric Supplies
In order to serve the City’s electric supply demands, the City obtains electricity from:
hydroelectric resources (from Western and Calaveras Hydroelectric Projects); long-term
renewable energy contracts (from landfill gas converted to electricity, wind, and solar projects);
wholesale purchases which are carried out via fixed-priced forward market purchase contracts;
and the electric spot market.
Figure 1 below illustrates the projected sources and expected purchases of electricity supplies
by month for the 36 months from July 1, 2017 to June 30, 2020, in megawatt-hours (MWh). In
July and August 2017, 101,560 MWh in excess wholesale power was sold. While sales of surplus
energy in the summer months is typical due to the seasonal profile of the City’s generating
portfolio, the surplus was higher than normal as a result of increased availability in
hydroelectricity power due to the wet winter.
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Hydroelectricity
The cost of hydroelectricity received from Western over the 12-month period ending
June 30, 2017 is lower than the market value of electricity by $3.1 million. Hydroelectric power
from Calaveras was expected to cost $5.7 million (as of June 30, 2017) more than the market
value of electricity. Note that Calaveras provides benefits not reflected in the mark-to-market
(MTM) calculation, including, for example, ancillary services (e.g., the ability to regulate energy
output when the electric grid needs change), and that much of the above-market costs are
related to debt service on the cost of constructing the dam. This debt is due to be retired in
2032, and retirement would substantially improve the value of the project relative to the
market price of electricity.
Fixed-Price Forward Electricity Purchases
The City as of June 30, 2017 has purchased and/or sold fixed-priced supplies of electricity
totaling 133,960 MWh for delivery in FY 2017 with an average price of $33.81 per MWh. The
City contracted for these purchases with three of its approved counterparties: Powerex, Exelon,
and NextEra Energy Resources. The 12-month MTM value of the City’s forward transactions for
wholesale power was $0.24 million at the end of the quarter. In other words, the purchase cost
(contract price) for these transactions was lower than the market value as of June 30, 2017. The
City tracks the mark to market value of its forward contracts to measure the value that would
be lost due to a counterparty failing and being unable to deliver on its contractual
commitments, forcing the City to purchase replacement electricity in the market. The exposure
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listed above is well within risk management guidelines and presents little risk to the City’s
financial outlook.
The figures below represent the electric forward volumes (Figure 2) and MTM positions (Figure
3) for each electric supplier by month of delivery for all forward fixed-price electricity contracts
over the 12-month period ending June 30, 2018.
0
10,000
20,000
30,000
40,000
50,000
60,000
70,000
Me
g
a
w
a
t
t
H
o
u
r
s
Figure 2 -Electric Forward Volumes as of 06/30/17
Powerex
Exelon
NextEra Energy
Resources
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Gas Supplies
In order to serve the City’s natural gas needs, the City purchases gas on the monthly and daily
spot markets. The City purchases all of its forecasted gas needs for the month ahead at a price
based on the published monthly spot market index price for that month. Within the month, the
City’s gas operator buys and sells gas to match the City’s daily needs if the actual daily usage is
different from the forecasted daily usage. Those daily transactions are made at an average price
based on the published daily spot market index. These costs are passed through directly to
customers using a monthly rate adjustment mechanism, leaving the City with little or no price
risk or counterparty risk exposure for the gas utility.
Credit Risk
Staff monitors and reports on counterparty credit risk based on the major credit rating agencies
(S&P and Moody’s) scores, Ameresco has a 0.98 percent Expected Default Frequency (EDF)
which is above the recommended EDF level. As of December 31, 2016, the EDF was 1.72
percent so there has been a significant improvement. Staff is continuing to monitor Ameresco’s
EDF and will continue to report back to City Council in future quarterly reports on the status of
Ameresco’s EDF. Table 1 below shows the EDF values for the City’s renewable energy
counterparties. Table 2 below shows the EDF values and credit exposure for the City’s electric
suppliers. There is virtually no credit exposure to the City’s gas suppliers since the supplies are
purchased on a short-term basis.
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Table 1 - Renewable Counterparties Credit Ratings and EDFs as of 06/30/17
S&P Credit
Rating
Current
Expected
Default
Frequency
S&P
(EDF)
Implied
Rating
Ameresco n/a 0.98%B+
BBB+0.17%Aa2
Renewable Counterparty
Avangrid (fomerly Iberdrola)
Table 2 - Credit Exposure and Expected Default Frequency of Electric Suppliers as of 06/30/17
Electric
Counterparty
Cost of
Transaction
Market
Value of
Transaction
Current
Expected
Default
Frequency
S&P (EDF)
Implied
Rating
Exelon $1,735,620 $1,753,929 0.15%Ba1
Powerex $441,160 $456,712 n/a n/a
NextEra $2,352,896 $2,559,472 A-0.03%A-
Totals $4,529,676 $4,770,114
$18,309
$15,552 AAA
BBB $27
n/a
$59$206,576
$240,438 $86
Cost vs. Market to
Market (MTM) Value
S&P
Credit
Rating
Expected Loss
(MTM x
Expected
Default
Frequency)
Electric Forward Mark-to-Market Values
It is important to note that, for renewable energy companies, Council waived the investment
grade credit rating requirement of Section 2.30.340(d) of the Palo Alto Municipal Code, which
applies to energy companies that do business with the City. In addition, the City does not pay
for renewable energy until it is received, thereby reducing risk.
An EDF of 0.08% or below indicates supplier’s current expected default frequency falls within
the investment grade range. An EDF above 0.08% indicates the supplier may have financial
issues that require monitoring.
Electric and Gas Supply Operations Reserves Adequacy
As shown in Table 3 below, the Electric Supply Operations reserve’s unaudited balance as of
March 31, 2017 is $10.7 million, which is $4.3 million above the minimum reserve guideline
level. This balance is also above the immediate 12-month credit, hydro, and other risks that
have been identified, and are estimated at $4.4 million. The unaudited Gas Operations reserve
balance as of March 31, 2017 is $11.0 million, which is $5.1 million above the minimum reserve
guideline level.
Table 3 - Electric Supply Operations and Gas Operations Reserve Levels for FY 2017
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(Preliminary unaudited figures from City’s Financial System)
Fund
Reserve for
Operations
Balance as
of 07/01/2016
($ Millions)
Changes
to the
Reserves
for
Operations
($ Millions)
Unaudited Projected
Reserve for
Operations Balance as
of 03/31/17 *
($ Millions)
Minimum
Guideline
Reserve
Level
($ Millions)
Maximum
Guideline
Reserve
Level
($ Millions)
Electric $15.6 ($4.9)$10.7 $6.4 $12.8
Gas $9.5 $1.5 $11.0 $5.9 $11.8
FY 2017
* The accounting activity to date reflects what has been booked into the City’s financial
system. These figures are preliminary until outside auditors have completed their review
and the Comprehensive Annual Financial Report is produced. There could be significant
changes to the supply operation reserve balances based on year-end adjustments that have
not been booked yet.
Exceptions to Energy Risk Management Policies, Guidelines, or Procedures
There were no exceptions to the Energy Risk Management Policies, Guidelines, or Procedures
to report during the third and fourth quarters of FY 2017.