HomeMy WebLinkAbout2004-12-14 City CouncilCity of Palo Alto
C ty Manager’s Report
TO:HONORABLE CITY COUNCIL
ATTN:FINANCE COMMITTEE
FROM:CITY MANAGER DEPARTMENT: ADMINISTRATIVE
SERVICES
DATE:DECEMBER 14, 2004 CMR: 492:04
SUBJECT:UPDATE TO LONG RANGE FINANCIAL PLAN
REPORT IN BRIEF
Attached to this report is the City’s updated General Fund Long Range Financial Plan (LRFP)
for the years 2004-05 through 2014-15. The report contains a discussion and analysis of the
following areas:
Local, state and national economic conditions
Actions taken over the last three years to balance the budget
Methodology and assumptions used to forecast future revenue and expenditure streams;
analysis of City revenue and expenditure performance; results of model and action plan
to solve budget issues
Financial challenges lying ahead
Comparison of City forecasting model with alternative forecasting methods
Because of a sluggish local, economy and consequent weak tax and fee revenues, dramatically
rising employee benefit expenses, one-time fiscal solutions to prior budget problems, and state
takeaways of local revenues, staff’s forecast presents significant financial challenges for the City.
Financial conditions have worsened since the 2004-05 budget was developed and the current
forecast shows net operating deficits over the next ten years if no action is taken to align
resources and costs. For example, staff is projecting a $1.5 million deficit for 2004-05 and a
$5.2 million deficit for 2005-06. Just as the City took action since 2001-02 to balance its
budgets, staff is developing a strategy for Council consideration to make necessary expense
reductions.
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RECOMMENDATION
Staff recommends that the Finance Committee review and comment on the attached forecast of
revenues, expenses, and reserve levels before the full City Council reviews the plan.
BACKGROUND
A Long Range Financial Plan (LRFP) is presented to the Finance Committee ammally. The
LRFP is designed to identify future financial problems and to alert Council and staff to action
plans to align revenues and expenses. During the past three years, the City has acted through
one-time and permanent revenue and expenditure changes to solve anticipated deficits. In the
2003-05 budget process, for example, the City reduced operating expenses by 5 percent to solve
a long-term structural budget deficit. This included the elimination or freezing of nearly 40 full-
time General Fund positions; implementation of an unpaid furlough; and capping medical
benefits for a majority of employees. Year-end 2003-04 financial results showing a $0.5 million
surplus demonstrates that the City was successful in balancing its General Fund operating
budget.
The City also has engaged in noteworthy efforts to address long-term structural revenue issues.
Two mayora! committees have been formed to address the concerns of local businesses so as to
maintain a viable economic base that continues to generate sales and other tax revenues. To
fore~tall the migration of automobile dealerships, signage and other concerns of auto dealers
have been explored and partially addressed. On the expense side, the City has made some
headway in capping health care and is cautiously optimistic that it can lnake additional progress
in future union negotiations.
DISCUSSION
Unfortunately, the City is faced with another round of significant long-term budget issues. The
LRFP forecast shows net operating deficits ranging from $1.5 million in 2004-05 to $7.4 million
in 2014-15. A perfect storm, if you will, of weak tax and fee revenues, dramatically rising
current employee retiree and medical expenses, and state takeaways of local revenues has further
eroded the City’s fiscal condition. The duration of the weak economy and the repeated, steep
increases from the Public Employees Retirement System (PERS) have far exceeded the best
information available at the time the 2004-05 budget was built. These issues are explored in the
attached chapters of the Long Range Financial Plan and an explanation for why the forecast for
2004-05 and 2005-06 has changed significantly from that shown in the 2004-05 budget
document is provided.
Faced with annual deficits of $1.5 million to $7.4 million over the next ten years, the City of
Palo Alto will act, as in years past, to balance its budget. The difference this time is that service
level reductions and layoffs will be needed to. close the budget gaps. At the current time, staff’s
recommended plans to solve the shortfalls are as follows:
2004-05 Deficit of $1.5 Million
Continue to restructure around retirements and vacancies
Hiring freeze excluding public safety and special Enterprise Fund positions
Cost reductions and one-time cost savings
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2005-06 Deficit of $5.2 Million
Continue to restructure around retirements and vacancies from hiring freeze
Continue to review non-salary expenses
Prioritize all General Fund services for potential reductions
After Finance Committee review of the LRFP, a study session to discuss the LRFP’will be held
with Council in January 2005. Following the Study Session, budget options will be explored at
the January 29 Council retreat.
This year’s LRFP update includes chapters on the local, state and national economies; historical
efforts to date to align revenues and expenditures; a presentation of the methodology and
assulnptions used in the forecast; an analysis of revenues, expenditures, and the results of the
forecast; a review of future challenges facing the City; and a new chapter comparing the LRFP
forecasting methodology to other forecasting methods.
RESOURCE IMPACT
As with any financial forecast, the fiscal impacts shown are estimates. Estimates of future
deficits and surpluses as well as the estimated costs of future financial challenges are meant to
guide future policy and budget decisions.
POLICY IMPLICATIONS
City Finances and the Long Range Financial Plan are one of the Council’s Top 5 Priorities.
ENVIRONMENTAL REVIEW
This report does not require California Environmental Quality Act (CEQA) review.
ATTACHMENTS
AttachmentA" Long Range Financial Plan (Chapters 1-5)
PREPARED BY:
;CIO
Director
CHARLES PERL
Budget Manager A ¢
DEPARTMENTAL HEAD APPROVAL: ~
(~!)irecto.r, ~dlnini t~ative Services
CITY MANAGER APPROVAL’ --~,/~(,~ .~ ,f~)
~’~MII~A~ISON
Assistant City Manager
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