HomeMy WebLinkAboutStaff Report 7877
City of Palo Alto (ID # 7877)
City Council Staff Report
Report Type: Action Items Meeting Date: 6/19/2017
City of Palo Alto Page 1
Summary Title: Fiscal Year 2018 CDBG Allocations
Title: PUBLIC HEARING: Human Relations Commission Recommends
Adoption of the 2017-18 Action Plan and Associated 2017-18 Funding
Allocations and Adoption of a Resolution Approving the use of Community
Development Block Grant Funds for Fiscal Year 2017-18 Consistent with the
Human Relation Commission's Recommendation
From: City Manager
Lead Department: Planning and Community Environment
Recommendation
Staff and the Human Relations Commission recommend that the City Council hold a public
hearing and take the following actions:
1. Adopt the attached funding Resolution allocating CDBG funding as recommended in the
draft 2017/2018 Action Plan and as described in this report;
2. Allocate CDBG funding as recommended in the draft 2017/2018 Action Plan and as
described in this report including the contingency plan policies recommended by the
Human Relations Commission (HRC);
3. Authorize the City Manager to execute the 2017/2018 CDBG application and 2017/2018
Action Plan for CDBG funds, any other necessary documents concerning the application,
and to otherwise bind the City with respect to the applications and commitment of
funds; and
4. Authorize staff to submit the 2017/2018 Action Plan to HUD no later than August 16,
2017 based on revised HUD guidance
City of Palo Alto Page 2
Executive Summary
The City of Palo Alto receives funds annually from the U.S. Department of Housing and Urban
Development (HUD) as an entitlement city under the Community Development Block Grant
(CDBG) program. The CDBG program is the principal Federal program providing localities with
grants to devise innovative and constructive neighborhood approaches to improve the physical,
economic, and social conditions in their communities through “the development of viable
urban communities, by providing decent housing and a suitable living environment and
expanding economic opportunities, principally for persons of low and moderate income.”
HUD requirements include preparation of a five-year strategic plan of action, referred to as a
Consolidated Plan, to address priority housing and community development needs and to set
goals for attaining identified objectives. An Action Plan is prepared annually to identify specific
projects to be funded in that year that implement the strategies identified in the Consolidated
Plan. Currently the CDBG program is guided by the 2015-2020 Consolidated Plan adopted by
Council May 4, 2015. The draft 2017/2018 Action Plan (Attachment B) was made available for
Public review from May 15, 2017 through June 15, 2017.
Council is being asked to review the draft 2017/2018 Action Plan with funding
recommendations. This year’s Annual Action Plan submittal will be delayed. HUD issued a
notice (CPD-16-18) on December 15, 2016 that developed revised procedures to streamline the
application process should the U.S. Congress not appropriate HUD funds by the first day of the
upcoming fiscal year. In prior years, grantees submitting plans 45 days before the start of the
program year were subject to revising the SF-424 form and potentially completing a substantial
amendment if funding levels were significantly different than planned.
Per Notice CPD-16-18, HUD is advising grantees to not submit the Annual Action Plan before
HUD releases the entitlement funding allocation amounts. HUD has approved the delay in the
submission of Annual Action Plans until 60 days after the allocations are announced or until
August 16, 2017 (whichever comes first). The City plans to submit its Annual Action Plan to HUD
in accordance with HUD’s notice.
Background
The CDBG program is authorized under Title I of the Housing and Community Development Act
of 1974, as amended. As an entitlement city under the CDBG program, the City of Palo Alto
receives funds annually on a formula grant basis. Palo Alto has historically expended all of its
CDBG funds on projects benefiting low- and very-low-income persons.
HUD regulations require all CDBG funded activities meet one of the three national objectives:
Benefit low-and very-low-income persons;
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Aid in the prevention or elimination of slums or blight; or
Meet other community development needs having a particular urgency, or posing a
serious and immediate threat to the health or welfare of the community.
All of the funded projects in Palo Alto meet the first objective of benefiting low-and very-low-
income persons. Palo Alto has five primary CDBG program activity areas in which to allocate
funds: Public Services, Planning and Administration, Economic Development, Housing, and
Public Facilities. Federal regulations limit the amount that can be spent on Administration and
Public Services. No more than 20 percent of the City’s entitlement grant and estimated
program income for the following year can be spent on Administration and no more than 15
percent may be spent on Public Services. The allocations for Administrative activities and Public
Services are both proposed to be at the maximum levels in Fiscal Year (FY) 2017/2018, which
are $103,105 for Administration and $76,489 for Public Services. Public Service activities include
services for homeless persons, housing and emergency services to low income individuals with
disabilities, and services to victims of domestic violence.
CDBG federal appropriations for Fiscal Year 2017/2018 have not yet been determined.
Currently, HUD is requesting a 14% reduction in funds for formula application grants from FY17.
For budgeting purposes, City staff has estimated the City’s HUD Entitlement Grant for FY18
based on a 14% reduction in funds from FY17.
Consolidated Plan
The 2015-2020 Consolidated Plan is a 5-year strategic plan of action that addresses priority
housing and community development needs. It also sets specific goals for attaining identified
objectives. Each year, an Annual Action Plan is prepared to identify specific projects to be
funded to implement the Consolidated Plan. The Consolidated Plan and the Annual Action Plan
updates are required by HUD in order for the City to receive federal funding from programs
such as the CDBG. Currently the CDBG program is guided by the 2015-2020 Consolidated Plan
adopted by Council May 4, 2015. The Consolidated Plan is available on the City website:
http://www.cityofpaloalto.org/civicax/filebank/documents/49948.
Action Plan
HUD requires submittal of an Annual Action Plan, implementing the Consolidated Plan, no later
than 45 days prior to the start of the program year, or May 15th of every year, that identifies the
specific projects to be funded to implement strategies identified in the Consolidated Plan. As
discussed above, HUD delayed the Annual Action Plan submittal date this year due to the
expectation that the U.S. Congress may not appropriate HUD CDBG funds by the beginning of
the new fiscal year. The last day to submit the Annual Action Plan is August 16, 2017 and the
City plans to submit its Annual Action Plan in accordance with the revised deadlines.
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CDBG Applications
Currently, the CDBG program operates under a two-year funding request cycle. Applications
for Fiscal Years 2017/2018 and 2018/2019 were made available in November 2016. A notice of
CDBG funding availability was published in the Palo Alto Weekly on November 18, 2016 with
completed applications due January 6, 2017. Mandatory pre-proposal conferences were
conducted on December 7 and December 15, 2016 to assist applicants with program
regulations and project eligibility questions. Because the City did not receive sufficient funding
applications for the housing and public facilities category during the regular two-year funding
process, the City made available applications for multi-family housing rehabilitation and public
facilities projects only in January 2017. A notice of CDBG funding availability for multi-family
housing rehabilitation projects was published in the Palo Alto Weekly on January 13, 2017 with
completed applications due February 3, 2017. A mandatory pre-proposal conference was
conducted on January 19, 2017 to assist applicants with program regulations. The CDBG
applications considered for funding for Fiscal Year 2017/2018 are identified on the attached
chart (Attachment C).
On February 17, 2017 the Selection Committee, comprised of three representatives of the
Human Relations Commission (HRC) as well as City Staff from the Planning & Community
Environment Department, met to review eight (8) funding applications, which included one (1)
new application that was received from La Comida in response to the City’s Request for
Proposals (RFP) for Multi-Family and Public Facility Rehabilitation Projects.
The proposed programs and projects were reviewed based on available funding and the
funding criteria for consideration. The Selection Committee reviewed each proposal and
provided funding recommendations to City staff. The Selection Committee’s funding
recommendations were presented to the full HRC on March 9, 2017. Meeting minutes are
available online: http://www.cityofpaloalto.org/civicax/filebank/documents/57059. At that
meeting, the HRC gave the economic development and public facilities category applicants the
opportunity to revise their funding request because it was discovered that there would be an
additional $26,589 to allocate for these two categories. The Downtown Streets Team submitted
a revision to their original funding application for their Workforce Development Program.
During this process, La Comida informed the City that they were withdrawing their application
because they were unable to secure a site for their new kitchen facilities.
As a result, the City re-issued the RFP for Multi-Family and Public Facility Rehabilitation Projects
and received one application from the Community Working Group for the rehabilitation of the
Opportunity Center, including exterior painting and new flooring for the Center. In addition, the
City is proposing to implement a minor home repair program for income-eligible homeowners
as part of a pilot program. The intention is for the City to partner with a local non-profit to carry
out the rehabilitation activities. The City will issue an RFP if funding is approved for this
program.
City of Palo Alto Page 5
The HRC Selection Committee reconvened on May 4, 2017 to review the revised Downtown
Streets funding request and the new requests from the Community Working Group for their
Opportunity Center project and the City’s pilot minor home repair program. In addition, the
Selection Committee made a recommendation for a contingency plan for when the actual CDBG
allocation is known. The contingency plan is further described in the Discussion section of the
report. The Selection Committee’s recommendations were presented to the HRC on May 11,
2017 and were approved unanimously and are reflected in Table 1 below.
Applicants awarded CDBG allocations for programs which begin in FY 18 are required to enter
into a one-year agreement for FY 18 (Year 1) with consideration for second year renewal in FY
19 (Year 2). An increase or decrease in the City’s total CDBG allocation from HUD for Year 2 can
result in an equivalent proportional change for subrecipients in Year 2. Funding is contingent
upon the satisfactory accomplishments of contract goals as determined by City staff. The
funding available for Public Services and Planning & Administration were approximately 1% less
and 5% less, respectively, than in FY 17. The Selection Committee recommended funding
reduction for the majority of the Public Service agencies and a slight reduction for Planning &
Administration activities in FY 18.
The following summarizes the change in funding compared to Fiscal Year 2017:
Public Service – several of the agencies received a slight reduction in funding while two
agencies experienced a slight increase in funding. The funding reductions were based on
the Selection Committee’s goal of minimizing funding cuts and maintaining services to
Palo Alto residents.
Planning & Administration – Project Sentinel and CDBG administration received slightly
less funding (7% and 4% respectively) than Fiscal Year 2017.
Economic Development – The funding for the Downtown Streets Team increased to
$336,400. This is a 14% increase in funding.
Housing/Public Facilities Rehabilitation – Community Working Group was recommended
for $220,000 in funding for painting the exterior of the Opportunity Center and
replacing the flooring. The Opportunity Center provides many essential services to
homeless low income residents. City staff recommends adding funding in the amount of
$108,589 for a new home repair program for very low and low income homeowners
earning no more than 80% of area median income. Eligible repairs will include making
repairs to address health and safety issues, as well as accessibility upgrades.
Citizen Participation
A Citizen Participation Plan is a required component of the CDBG Program. HUD regulations
require CDBG recipient agencies to prepare and implement a plan that provides adequate
opportunity for citizens to participate in an advisory role in the planning, implementation, and
assessment of the CDBG program. On October 18, 2010 the City adopted an amended Citizen
City of Palo Alto Page 6
Participation Plan and shifted the CDBG advisory role from a separate Citizens Advisory
Committee to the established Human Relations Commission (HRC). In summary, the intention
of the new plan was to provide a collaborative link between the CDBG funding process and the
Human Service Resource Allocation Process (HSRAP). The HRC is now charged with reviewing
funding recommendations for the City’s two human service funding sources. A sub-committee
comprised of staff and three members of the HRC was established to review the CDBG funding
applications and to provide recommendations to the full commission.
While both CDBG and HSRAP are operating on a two-year funding cycle, final CDBG funding
recommendations need to be reviewed annually since the budget is contingent upon funding
allocations received from HUD. The CDBG Selection Committee met on February 17, 2017 and
May 3, 2017 at City Hall to discuss the Fiscal Year 2017/2018 CDBG budget, reviewed the multi-
family housing rehabilitation application received, and recommended funding amounts based
on the estimated funds available.
On March 9, 2017 the HRC considered the funding recommendations of the subcommittee at a
public hearing and considered revised funding recommendations on May 11, 2017.
Commitment of Funds
HUD regulations require that CDBG funds be expended in a timely manner. Specifically, the
regulatory requirement is that no more than 1.5 times a jurisdiction’s annual entitlement grant
amount remains in the City’s Letter of Credit 60 days prior to the end of the program year. In
an effort to reduce the backlog of unspent CDBG funds, HUD employs monetary sanctions
against jurisdictions that exceed this timeliness requirement. For this reason, all funding
applications are scrutinized to ensure the readiness of the program or project to move forward
and expend funds in a timely manner.
Discussion
Palo Alto’s CDBG program continues to be directed towards expanding and maintaining existing
affordable housing supply, promoting housing opportunities and choices, and providing
supportive services for targeted low-income groups including persons who are homeless,
persons with disabilities, the elderly, and other special needs groups. Moreover, the CDBG
program places a high priority to expand the goal of creating economic opportunities for low-
income persons.
2015-2020 Consolidated Plan
Per HUD requirements, the City is required to prepare a Consolidated Plan every five years. The
2015-2020 plan outlines the following six specific goals:
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Affordable Housing: Assist in the creation and preservation of affordable housing for
low income and special needs households.
Homelessness: Support activities to end homelessness.
Community Services: Support activities that provide community services to low income
and special needs households.
Strengthen Neighborhoods: Support activities that strengthen neighborhoods.
Fair Housing: Promote fair housing choice.
Economic Development: Expand economic opportunities for low income households.
All of the proposed projects for CDBG funding for Fiscal Year 2017/2018, as presented in the
draft 2017/18 Action Plan, address the priority housing and supportive service needs identified
in the draft Consolidated Plan.
Fiscal Year 2017/2018 Funds Available for Allocation
CDBG federal appropriations for FY18 have not yet been determined. Currently, HUD is
requesting a 14% reduction in funds for formula application grants from FY17. For budgeting
purposes, City staff has estimated the City’s HUD Entitlement Grant for FY18 based on a 14%
reduction in funds from FY17.Based on the foregoing; the total amount available for allocation
in Fiscal Year 2017/2018 is estimated to be $844,583 as summarized below:
$379,477 Estimated Fiscal Year 2017/2018 Entitlement Grant from HUD
$329,057 Reallocated Funds from Previous Years:
$ 16,946 – City of Palo Alto CDBG Admin (FY 2016)
$ 874 – Catholic Charities, YWCA and Project Sentinel (FY2016)
$ 65,939 – Microenterprise Assistance Program (FY 2014)
$ 245,298 –Excess Program Income not previously allocated to a specific
project (FY 2016)
$136,049 Estimated Program Income from Palo Alto Housing Corporation that is
generated from loan repayments and rental income in excess of expenses
on specific properties acquired or rehabilitated with CDBG funds
$ 844,583 ESTIMATED TOTAL AVAILABLE FOR ALLOCATION
Of the $844,583 of CDBG funds anticipated to be available, the total amount is proposed to be
used during Fiscal Year 2017/2018.
The following summarizes the calculations for funding limitations that are placed on two
funding categories:
City of Palo Alto Page 8
Maximum Available for Public Services
Estimated Fiscal Year 2017/2018 CDBG Entitlement Grant $379,477
Fiscal Year 2016/2017 Actual Program Income Received1 $130,451
Public Service Cap (15% of $509,928) $ 76,489
Maximum Available for Planning/Administration
Estimated Fiscal Year 2017/2018 CDBG Entitlement Grant $379,477
Estimated Fiscal Year 2017/2018 Program Income $136,049
Planning/Admin Cap (20% of $515,526) $103,105
The difference between the funding caps and the amount proposed to be allocated during
Fiscal Year 2017/2018, or $664,989, yields the amount that can be used to fund projects within
the other three funding categories; Economic Development, Housing, and Public Facilities.
Additional funding can be made available for these activities if less is provided for
Administration or Public Services.
Fiscal Year 201/2018 – Funding Requests and Recommendations
Palo Alto’s CDBG program is operating under a two-year funding cycle. Funding for Fiscal Year
2017/2018 is contingent upon the CDBG allocation, program income, and any available funds
for reallocation. Public Service and Administration Caps have been calculated in accordance
with available funds. All of the agencies remain eligible and meet program goals and objectives.
A list of the submitted applications and the funding recommendations for Fiscal Year 2017/18 is
included in Attachment A.
On March 9, 2017, the HRC recommended approval of the Selection Committee’s funding
recommendations including the adjustments described above. As discussed previously, after
the March 9th meeting, La Comida removed its funding request from consideration and the City
reissued the RFP. On May 11, 2017, the HRC recommended approval of revised funding
recommendations that included an increase funding request from Downtown Streets Team,
funding for a rehabilitation project at the Opportunity Center and the creation of a Minor
Repair Program. Table 1, Fiscal Year 2017/2018 Funding Recommendations, identifies the
applications recommended for funding and the final allocation amounts recommended by the
HRC.
1 Actual Program Income received in Fiscal Year 2016/2017 includes $130,451 from Palo Alto Housing Corporation
loan repayments.
City of Palo Alto Page 9
Table 1: Fiscal Year 2017/2018 Funding Recommendations
Applicant Agency FY2017 Final
Allocation
FY 2018
Funding
Request
HRC
Recommendations
Public Services
Palo Alto Housing Corporation –
SRO Hotels Supportive Services $22,983 $ 49,457 $ 21,000
Catholic Charities of Santa Clara
County – Long Term Care Ombudsman $5,012 $ 10,000 $ 7,000
LifeMoves- Opportunity Services
Center $35,592 $ 50,000 $ 35,000
YWCA/Support Network –
Domestic Violence Services $8,020 $ 10,000 $ 8,489
Silicon Valley Independent Living
Center – Housing and Emergency
Services
$5,012 $ 5,032 $ 5,000
Sub-total $76,619 $124,489 $ 76,489
Admin/Fair Housing Services
Project Sentinel –
Fair Housing Services $30,941 $ 32,012 $ 28,810
City of Palo Alto -
CDBG Administration $77,310 $ 85,000 $ 74,295
Sub-total $108,251 $117,012 $103,105
Economic Development
Downtown Streets Inc. –
Workforce Development Program $290,723 $336,400 $336,400
Sub-total $290,723 $336,400 $336,400
Public Facilities Rehabilitation
Community Working Group –
Opportunity Center Rehabilitation $220,000 $220,000
City of Palo Alto – Minor Home Repair
Program $108,589 $108,589
Sub-total - $328,589 $328,589
Grand Total $754,418* $906,490 $844,583
City of Palo Alto Page 10
HRC Recommendation: Contingency Plan
Although it was recommended at the March 9, 2017 HRC meeting that the Selection Committee
would reconvene once the CDBG allocations were finalized if the difference in funding varied by
more than 3%, it was requested that the Selection Committee recommend a contingency plan
because of the short timeline to submit the Annual Action Plan and funding allocations to HUD.
The Selection Committee has made recommendations for a contingency plan in the case of an
increase in funding, as well as if there is a decrease in funding. It is recommended that the City
Council approve this recommendation.
In the case of funding increase, the following plan is recommended:
Public Services: Distribute the additional available amount in the public services cap
until an applicant is fully funded. If an applicant reaches the funding amount requested,
any remaining funds will be distributed to other applicants who have not yet reached
the maximum funding amount.
Planning and Administration: Prioritize funding for Project Sentinel, once Project
Sentinel is fully funded, any remaining funds are to be allocated to the City of Palo Alto
for CDBG administration.
Economic Development: Maintain recommended funding levels for the Downtown
Streets Team
Housing/Public Facilities Rehabilitation: Maintain recommended funding levels for the
Opportunity Center and any additional funds will be allocated to the City of Palo Alto
Minor Home Repair Program.
In the case of a decrease in funding:
Public Services: Distribute any funding decrease proportionately among the remaining
public service applicants, but maintain a minimum funding allocation of $5,000 for any
applicant.
Planning and Administration: Maintain funding allocation for Project Sentinel, any
decrease in funding will be absorbed by the City of Palo Alto for CDBG administration.
Economic Development: Maintain recommended funding levels for the Downtown
Streets Team
Housing/Public Facilities Rehabilitation: Maintain recommended funding levels for the
Opportunity Center and reduce funding for the City of Palo Alto Minor Home Repair
Program
Timeline
Funding recommendations made by the City Council will be incorporated into the final
2017/2018 Action Plan. Subsequently, the adopted Action Plan will be submitted to HUD no
later than August 16, 2017. As previously discussed, HUD delayed the Annual Action Plan
submittal date this year, which is typically May 15th, due to the expectation that the U.S.
City of Palo Alto Page 11
Congress may not appropriate HUD CDBG funds by the beginning of the new fiscal year. The
last day to submit the Annual Action Plan is August 16, 2017 and the City plans to submit its
Annual Action Plan in accordance with the revised deadlines.
Resource Impact
Several measures have been taken to ensure there is no General Fund subsidy for the
administration of the CDBG Program. This includes streamlining the program to reduce staffing
needs and revised monitoring guidelines to improve efficiency of the program. Currently, staff
recovery from the CDBG entitlement grant is approximately $65,000. The total staff recovery
from the CDBG entitlement grant proposed for Fiscal Year 2017/2018 is approximately 0.58 full
time equivalency, or approximately $63,945, thus not further substantially impacting the
General Fund. While the amount is not sufficient to cover the full cost of 1.0 full time
equivalency position, it does cover the full staffing needs of administering the CDBG program.
The Senior Housing/CDBG Planner assigned to CDBG works on CDBG administration for 0.10
FTE and the balance of their time, 0.90 FTE, is spent on affordable housing. In addition, an
hourly Staff Specialist will spend 0.48 FTE on CDBG administration.
On May 9th, 2017 the Finance Committee tentatively approved the Fiscal Year 2018 CDBG
budget, which due to delays in submission deadlines, included a preliminary estimate of
$818,000. As outlined in this staff report, a total allocation of $845,000 is recommended, which
reflects increases to the Downtown Streets program ($19,000), and Public Facility projects
($7,589). A detailed discussion of these projects, including changes to preliminary proposals, is
included in sections preceding. Contingent upon City Council review of the Action Plan, Staff
will make corresponding adjustments to the Fiscal Year 2018 Operating Budget.
Policy Implications
All of the applications recommended for funding in Fiscal Year 2017/2018 are consistent with
the priorities established in the City’s adopted 2015-2020 Consolidated Plan. Moreover, they
are consistent with the housing programs and policies in the adopted Comprehensive Plan.
Environmental Review
For purposes of the National Environmental Policy Act (NEPA) and the California Environmental
Quality Act (CEQA), budgeting in itself is not a project. Prior to commitment or release of funds
for each of the proposed projects, staff will carry out the required environmental reviews or
assessments and certify that the review procedures under CEQA, HUD and NEPA regulations
have been satisfied for each particular project.
Attachments:
Attachment A: Resolution CDBG FY17-18 (PDF)
Attachment B: Draft FY17-18 Annual Action Plan (PDF)
Attachment C: Fiscal Year 17-18 CDBG Funding Recommendations (PDF)
ATTACHMENT A
Not Yet Approved
170531 jb AY/Planning/CDBG FY17-18 1
Resolution No. _____
Resolution of the Council of the City of Palo Alto Approving
The Use of Community Development Block Grant Funds for
Fiscal Year 2017/2018
R E C I T A L S
A. On May 4, 2015, the Palo Alto City Council approved and adopted a document entitled
“Consolidated Plan” which identified and established the Palo Alto housing and non-housing community
development needs, objectives and priorities for the period July 1, 2015 to June 30, 2020.
B. The 2017/2018 Action Plan, the annual funding update to the Consolidated Plan, was
subjected to public review and commentary during the period from May 15, 2017 through June 15,
2017.
C. The potential uses of Community Development Block Grant (CDBG) funds were
evaluated in light of the needs and objectives identified in the Consolidated Plan and reflected in the
recommendations and comments of the Human Relations Commission and other interested citizens.
D. Under the CDBG program, the highest priority is given to activities which will benefit
persons with low and moderate incomes.
E. The City Council and the Finance Committee of the City Council have held publicly
noticed public hearings on the proposed uses of the CDBG funds for fiscal year 2017/2018.
F. CDBG funds allocated to the City for fiscal year 2017/2018 are proposed to implement
the programs described in this resolution.
NOW, THEREFORE, the Council of the City of Palo Alto RESOLVES as follows:
SECTION 1. The uses of CDBG funds for fiscal year 2017/2018 are hereby approved and
authorized for the following programs:
Name of Program Amount
1. Catholic Charities of Santa Clara County – Long Term
Care Ombudsman Program. Advocate for the rights of
seniors and disabled residents in long term care
facilities.
$ 7,000
2. LifeMoves – Opportunity Services Center. Provide
comprehensive, one-stop, multi-service day drop-in
center for critical homeless services.
$ 35,000
3. Palo Alto Housing Corporation – SRO Resident Support.
Provide in-house SRO Service Coordinator for support
counseling, employment assistance and crisis
intervention.
$ 21,000
ATTACHMENT A
Not Yet Approved
170531 jb AY/Planning/CDBG FY17-18 2
4. Silicon Valley Independent Living Center – Housing and
Emergency Services. Assist low-income individuals and
families in search for affordable, accessible housing.
$ 5,000
5. YWCA of Silicon Valley – Domestic Violence Services.
Provide crisis intervention, emergency shelter,
comprehensive case management, counseling/ therapy,
children’s play therapy and legal services
$ 8,489
6. Project Sentinel – Fair Housing Services. Provide fair
housing services including complaint investigation,
counseling, advocacy and community education
$ 28,810
7. City of Palo Alto Department of Planning and
Community Environment – CDBG Program
Administration.
$ 74,295
8. Community Working Group – Opportunity Center
Rehabilitation. Make site improvements including
exterior painting and flooring replacement.
$ 220,000
9. Downtown Streets – Workforce Development Program.
Provide comprehensive support services for homeless/
unemployed to secure employment.
$ 336,400
10. City of Palo Alto – Pilot Minor Home Repair Program.
Provide minor home repairs, including repairs that
address health and safety issues and accessibility
upgrades.
$ 108,589
TOTAL $ 844,583
SECTION 2. The total amount set forth under Section 1 of this resolution represents
the proposed estimated allocation of $379,477, in CDBG funds from the United States Department of
Housing and Urban Development (HUD) for fiscal year 2017/2018, $136,049 in anticipated program
income for fiscal year 2017/2018 from Palo Alto Housing Corporation, and a total of $329,057 in prior
year resources (Catholic Charities, YWCA and Project Sentinel FY 2016 - $874; CDBG Administration, FY
2016 - $16,946; City of Palo Alto Microenterprise Assistance Program, FY 2013 - $65,939 and $245,298 in
FY 2016 excess program income).
SECTION 3. The City staff is hereby authorized to submit the 2017/2018 annual Action Plan
update and appropriate application forms to HUD for the fiscal year 2017/2018 CDBG funds, and such
money shall be spent as set forth in this resolution. The Mayor, City Manager and any other designated
City staff or officials are hereby authorized to execute such application forms and any other necessary
documents to secure these funds. The City Manager or designee is authorized to sign all necessary grant
agreements with the program providers set forth in Section 1.
ATTACHMENT A
Not Yet Approved
170531 jb AY/Planning/CDBG FY17-18 3
SECTION 4. The funding amounts set forth in Section 1 of this resolution are based on
estimated allocation amounts from the Federal Fiscal Year 2017 HUD appropriations; City Staff is
authorized to make adjustments increasing or decreasing the funding amounts set forth herein as
consistent with the adopted Citizen Participation Plan.
SECTION 5. The City Council hereby finds that the fiscal year 2017/2018 CDBG program
authorized under Section 1 of this resolution is not a project under the California Environmental Quality
Act (CEQA). However, the Council further authorizes and directs City staff to prepare certifications that
may be required, under CEQA and the National Environmental Policy Act (NEPA), for each project under
the fiscal year 2017/2018 CDBG program prior to the release of funds for any such project.
INTRODUCED AND PASSED:
AYES:
NOES:
ABSTENTIONS:
ABSENT:
ATTEST: APPROVED:
City Clerk Mayor
APPROVED AS TO FORM: City Manager
Senior Deputy City Attorney Director of Planning and Community
Environment
APPROVED AS TO CONTENT:
Director of Administrative Services
CDBG Coordinator
Annual Action Plan 1
OMB Control No: 2506-0117 (exp. 07/31/2015)
Attachment B
DRAFT
FISCAL YEAR 2018
ONE-YEAR ACTION PLAN
Annual Update of the City’s Consolidated Plan for the Period
July 1, 2017 to June 30, 2018
Public Review and Comment Period: May 15, 2017 – June 15, 2017
Prepared by the Department of Planning & Community Environment
205 Hamilton Avenue
Palo Alto, CA 94301
Director Hillary Gitelman
Eloiza Murillo-Garcia, Senior Planner
T: (650) 329-2561 E: Eloiza.MurilloGarcia@cityofpaloalto.org
Annual Action Plan 2
OMB Control No: 2506-0117 (exp. 07/31/2015)
Executive Summary
AP-05 Executive Summary - 24 CFR 91.200(c), 91.220(b)
Introduction
HUD requires that entitlement jurisdictions complete a Consolidated Plan every five years. The
Consolidated Plan includes an analysis of the jurisdiction’s market, affordable housing, and
community development conditions. Additionally, entitlement jurisdictions must also submit an
Annual Action Plan to report the distribution of federal entitlement program funding over the
Consolidated Plan’s five year period that identifies how funding allocations help meet the goals
covered in the Consolidated Plan and a Consolidated Annual Performance Evaluation Report
(CAPER) to report the City’s performance. The City’s 2015-2020 Consolidated Plan was
approved by Council on May 4, 2015. The five year goals from the Consolidated Plan include:
1. Assist in the creation and preservation of affordable housing for low income and
special needs households.
2. Support activities to end homelessness.
3. Support activities that strengthen neighborhoods through the provision of
community services and public improvements to benefit low income and special
needs households.
4. Promote fair housing choice.
5. Expand economic opportunities for low income households.
The City of Palo Alto is an entitlement jurisdiction that receives federal funding from the
Department of Housing and Urban Development (HUD) through the Community Development
Block Grant (CDBG) Program.
The purpose of CDBG funding is to help jurisdictions address their community development
needs. CDBG grantees are eligible to use the resources they receive for Public Services,
Community and Economic Development, Capital Improvement Projects (CIP) Public
Facilities/Infrastructure, and CIP Housing Rehabilitation. Public Service projects provide social
services and/or other direct support to individuals and households in need of assistance.
Community and Economic Development projects are focused on assisting businesses and
organizations with small business loans, façade improvements, and other initiatives. CIP Public
Facilities/Infrastructure projects are those which aim to improve public facilities and
infrastructure. CIP Housing Rehabilitation projects are for housing rehabilitation improvements
of single and multi-unit housing.
This year’s Annual Action Plan submittal will be delayed. HUD issued a notice (CPD-16-18) on
December 15, 2016 that developed revised procedures to streamline the application process
should the U.S. Congress not appropriate HUD funds by the first day of the upcoming fiscal
year. In prior years, grantees submitting plans 45 days before the start of the program year
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were subject to revising the SF-424 form and potentially completing a substantial amendment if
funding levels were significantly different than planned.
Per Notice CPD-16-18, HUD is advising grantees to not submit the Annual Action Plan before
HUD releases the entitlement funding allocation amounts. HUD has approved the delay in the
submission of Annual Action Plans until 60 days after the allocations are announced or until
August 16, 2017 (whichever comes first). It further advised that a grantee may conduct citizen
participation on its draft plan (with estimated funding amounts) if the grantee includes a
“contingency provision” language in its Annual Action Plan to explain how it will adjust its
proposed plan to match its actual allocation amounts, once actual amounts are known. The
Human Relations Commission has recommended the following contingency plan for when the
actual allocation is known:
In the case of funding increase, the following plan is recommended:
• Public Services: Distribute the additional available amount in the public services cap
until an applicant is fully funded. If an applicant reaches the funding amount
requested, any remaining funds will be distributed to other applicants who have not
yet reached the maximum funding amount.
• Planning and Administration: Prioritize funding for Project Sentinel, once Project
Sentinel is fully funded, any remaining funds are to be allocated to the City of Palo Alto
for CDBG administration.
• Economic Development: Maintain recommended funding levels for the Downtown
Streets Team
• Housing/Public Facilities Rehabilitation: Maintain recommended funding levels for the
Opportunity Center and any additional funds will be allocated to the City of Palo Alto
Minor Home Repair program.
In the case of a decrease in funding:
• Public Services: Distribute any funding decrease proportionately among the remaining
public service applicants, but maintain a minimum funding allocation of $5,000 for any
applicant.
• Planning and Administration: Maintain funding allocation for Project Sentinel, any
decrease in funding will be absorbed by the City of Palo Alto for CDBG administration.
• Economic Development: Maintain recommended funding levels for the Downtown
Streets Team
• Housing/Public Facilities Rehabilitation: Maintain recommended funding levels for the
Opportunity Center and reduce funding for the City of Palo Alto Minor Home Repair
Program
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An estimated total of $844,583 is available for funding projects and programs during the 2017
Program Year which correlates with the City Fiscal Year 2018. The City anticipates receiving
$379,477 from the federal Community Development Block Grant (CDBG) program. In addition,
the City anticipates approximately $136,049 in program income and $ 329,057 in reallocated
funds from previous years.
Palo Alto has access to a variety of federal, state, and local resources to achieve its housing and
community development priorities. Table A, Fiscal Year 2018 CDBG Budget, summarizes the
uses of the funds proposed during Fiscal Year 2017. Specific funding resources will be utilized
based on the opportunities and constraints of each particular project or program.
Table A. Fiscal Year 2018 Budget
Applicant Agency Budget
Public Services
Palo Alto Housing Corporation - SRO Hotels Supportive Services $21,000
Catholic Charities of Santa Clara County – Long Term Care Ombudsman Program $ 7,000
LifeMoves - Opportunity Center - Drop-In Center $35,000
YWCA/Support Network - Domestic Violence Services $8,489
Silicon Valley Independent Living Center – Housing and Emergency Services $ 5,000
Sub-total $76,489
Planning and Administration
Project Sentinel – Fair Housing Services $28,810
City of Palo Alto Administration $74,295
Sub-total $103,105
Economic Development
Downtown Streets Team – Workforce Development Program $336,400
Sub-total $336,400
Capital Improvement Projects
Community Working Group – Opportunity Center Rehabilitation Project $220,000
City of Palo Alto- Minor Home Repair Program $108,589
Subtotal $328,589
Grand Total $844,583
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Summarize the objectives and outcomes identified in the Plan
The City is part of the San Francisco Metropolitan Bay Area, located 35 miles south of San
Francisco and 14 miles north of San José. The City is located within the County of Santa Clara,
borders San Mateo County, and encompasses an area of approximately 26 square miles, one-
third of which consists of open space. According to Quickfacts data provided by the U.S. Census
Bureau (https://www.census.gov/quickfacts/table/PST045215/0655282), the City's total
resident population is 66,853. The City has the most educated residents in the country and is
one of the most expensive cities to live in. In Silicon Valley, the City is considered a central
economic focal point and is home to over 7,000 businesses while providing jobs to more than
98,000 people. See Attachment 1 for a summary of the Needs Assessment in the 2015-2020
Consolidated Plan.
Evaluation of past performance
The City recognizes that the evaluation of past performance is critical to ensure the City and its
subrecipients are implementing activities effectively and that those activities align with the
City’s overall strategies and goals. The performance of programs and systems are evaluated to
ensure the goals and projects are addressing critical needs in the community. Palo Alto has
historically allocated CDBG funds to activities that benefit LMI persons, with a top priority to
increase affordable housing opportunities in the City. However, due to Palo Alto’s expensive
housing market coupled with a decrease in CDBG entitlement funds, it is becoming more
difficult to create opportunities for affordable housing. As such, during this Consolidated
Planning period the City will be focusing on rehabilitating existing affordable housing stock that
is in need of repair.
Planning Staff works closely with subrecipients to leverage resources and create opportunities
for partnership and collaboration. The City’s subrecipients are challenged to think creatively
about working together to address the needs in our community.
Summary of Citizen Participation Process and consultation process
Palo Alto encourages citizen participation through the Action Plan process. This includes
consulting local organizations, holding public meetings, and encouraging public comment
during the public review period. A total of three public hearings have been planned in order to
allow for public input. The City actively reached out to all applicants and posted updates on the
CDBG website. A 30-day comment period from May 15, 2017 through June 15, 2017 gave
citizens an opportunity to offer comments on the draft Action Plan. The draft was be posted on
the City’s CDBG website and copies were made available to the public at the Planning and
Community Environment Department at Palo Alto City Hall.
Summary of public comments
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The City is currently soliciting feedback from the general public regarding the CDBG 2017 Action
Plan.
Summary of comments or views not accepted and the reasons for not accepting them
The City accepts and responds to all comments that are submitted.
Summary
Please see discussion above.
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PR-05 Lead & Responsible Agencies – 91.200(b)
1. Agency/entity responsible for preparing/administering the Consolidated Plan
Describe the agency/entity responsible for preparing the Consolidated Plan and those
responsible for administration of each grant program and funding source.
Table 1 – Responsible Agencies
Agency Role Name Department/Agency
Lead Agency Palo Alto Planning and Community
Environment Department
Narrative (optional)
The City of Palo Alto (City) is the Lead Agency for the United States Department of Housing and
Urban Development (HUD) entitlement programs. The City’s CDBG Coordinator is responsible
for the administration of HUD entitlements, which include the Community Development Block
Grant Program (CDBG). By federal law, each jurisdiction is required to submit to HUD a five-year
Consolidated Plan and Annual Action Plans listing priorities and strategies for the use of federal
funds.
The Consolidated Plan is a guide for how the City will use its federal funds to meet the housing
and community development needs of its populations. For the 2015-2020 Consolidated Plan
process, the City worked collaboratively with the County of Santa Clara (County) and other
entitlement jurisdictions in the County to identify and prioritize housing and housing-related
needs across the region, and strategies to meet those needs. The fiscal year 2017/18 Annual
Action Plan represents the third year of CDBG funding of the 2015-2020 Consolidated Plan.
Consolidated Plan Public Contact Information
Eloiza Murillo-Garcia, Senior Planner
City of Palo Alto Department of Planning and Community Environment
250 Hamilton Avenue, 5th Floor
Palo Alto, CA 94301
E-mail: eloiza.murillogarcia@cityofpaloalto.org
Phone: (650) 329-2561
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AP-10 Consultation – 91.100, 91.200(b), 91.215(l)
Introduction
During Fiscal Year 2017-18, the City will continue to work with non-profit organizations to
provide programs and services for low-income households; private industry, including financial
and housing development groups, to encourage the development of affordable housing
opportunities regionally and within the City; and other local jurisdictions, including the County
of Santa Clara, in carrying out and monitoring regional projects in a coordinated and cost-
effective manner. The City will provide technical assistance to the public service agencies it
funds with CDBG dollars and will continue to attend the Regional CDBG/Housing Coordinators
meetings.
Describe coordination with the Continuum of Care and efforts to address the needs of
homeless persons (particularly chronically homeless individuals and families, families with
children, veterans, and unaccompanied youth) and persons at risk of homelessness.
The Santa Clara County Continuum of Care (CoC) is a multi-sector group of stakeholders
dedicated to ending and preventing homelessness in the County. The CoC's primary
responsibilities are to coordinate large-scale implementation of efforts to prevent and end
homelessness in the County. The CoC is governed by the Santa Clara CoC Board (CoC Board),
which stands as the driving force committed to supporting and promoting a systems change
approach to preventing and ending homelessness in the County.
The CoC Board is comprised of the same individuals who serve on the Destination: Home
Leadership Board. Destination: Home is a public-private partnership committed to collective
impact strategies to end chronic homelessness, and leads the development of community-wide
strategy related to the CoC's work.
The County's Office of Supportive Housing serves as the Collaborative Applicant for the CoC,
and is responsible for implementing by-laws and protocols that govern the operations of the
CoC. The Office of Supportive Housing is also responsible for ensuring that the CoC meets the
requirements outlined under the Homeless Emergency Assistance and Rapid Transition to
Housing Act of 2009 (HEARTH).
In the winter of 2015, Destination: Home and the CoC released a Community Plan to End
Homelessness in Santa Clara County (the Plan), which outlines a roadmap for community-wide
efforts to end homelessness in the County by 2020. The strategies and action steps included in
the plan were informed by members who participated in a series of community summits
designed to address the needs of homeless populations from April to August 2014. The Plan
identifies strategies to address the needs of homeless persons in the County, including
chronically homeless individuals and families, families with children, veterans, and
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unaccompanied youth. Additionally, it also intended to address the needs of persons at risk of
homelessness.
The City is represented on the CoC by its Human Services Manager. Members of the CoC meet
on a monthly basis in various work groups to ensure successful implementation components of
the Plan action steps. A Community Plan Implementation Team, which includes members of the
CoC and other community stakeholders, meets quarterly to evaluate progress toward the Plan's
goals, identify gaps in homeless services, establish funding priorities, and pursue an overall
systematic approach to address homelessness.
Describe consultation with the Continuum(s) of Care that serves the jurisdiction's area in
determining how to allocate ESG funds, develop performance standards for and evaluate
outcomes of projects and activities assisted by ESG funds, and develop funding, policies and
procedures for the operation and administration of HMIS
The City of Palo Alto does not receive ESG funds.
Describe Agencies, groups, organizations and others who participated in the process and
describe the jurisdiction’s consultations with housing, social service agencies and other
entities.
The City consulted with various groups and organizations as part of the 2015-2020 Consolidated
Plan process. Table 2, Agencies, groups, organizations who participated in the Consolidated
Plan lists all of those parties who participated in the process.
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Table 1 – Agencies, groups, organizations who participated
1 Agency/Group/Organization Abilities United
Agency/Group/Organization Type Services-Persons with Disabilities
What section of the Plan was addressed
by Consultation?
Non-Homeless Special Needs
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
2 Agency/Group/Organization Afghan Center
Agency/Group/Organization Type Cultural Organization
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
3 Agency/Group/Organization Aging Services Collaborative
Agency/Group/Organization Type Services-Elderly Persons
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
4 Agency/Group/Organization California Housing Odd Fellows Foundation
Agency/Group/Organization Type Housing
Services-Children
Community/Family Services and Organizations
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
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Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
5 Agency/Group/Organization Casa de Clara San Jose Catholic Worker
Agency/Group/Organization Type Services-homeless
Services-Health
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
6 Agency/Group/Organization Catholic Charities of Santa Clara County
Agency/Group/Organization Type Services-Elderly Persons
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
7 Agency/Group/Organization City of Campbell
Agency/Group/Organization Type Other government – Local
What section of the Plan was addressed
by Consultation?
Strategic Plan and needs assessment
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
8 Agency/Group/Organization City of Cupertino
Agency/Group/Organization Type Other government – Local
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What section of the Plan was addressed
by Consultation?
Strategic Plan and Needs Assessment
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
9 Agency/Group/Organization City of Gilroy
Agency/Group/Organization Type Other government – Local
What section of the Plan was addressed
by Consultation?
Strategic Plan and Needs Assessment
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
10 Agency/Group/Organization City of Mountain View
Agency/Group/Organization Type Other government – Local
What section of the Plan was addressed
by Consultation?
Strategic Plan and Needs Assessment
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
11 Agency/Group/Organization Bill Wilson Center
Agency/Group/Organization Type Services-Children
What section of the Plan was addressed
by Consultation?
Strategic Plan and Needs Assessment
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
Agency/Group/Organization City of Palo Alto - Human Relations Commission
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12 Agency/Group/Organization Type Other government - Local
Civic Leaders
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
13 Agency/Group/Organization City of San Jose
Agency/Group/Organization Type Other government – Local
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
14 Agency/Group/Organization City of Santa Clara
Agency/Group/Organization Type Other government – Local
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
15 Agency/Group/Organization City of Sunnyvale
Agency/Group/Organization Type Other government – Local
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
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for improved coordination?
16 Agency/Group/Organization Coldwell Banker
Agency/Group/Organization Type Business Leaders
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
17 Agency/Group/Organization Community School of Music and Arts
Agency/Group/Organization Type Community Family Services and Organizations
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
18 Agency/Group/Organization Community Services Agency of Mountain View
and Los Altos
Agency/Group/Organization Type Services-Elderly Persons
What section of the Plan was addressed
by Consultation?
Needs Assessment and Strategic Plan
Briefly describe how the
Agency/Group/Organization was
consulted. What are the anticipated
outcomes of the consultation or areas
for improved coordination?
Agency attended Community Forum as part of
the 2015-2020 Consolidated Plan process.
Identify any Agency Types not consulted and provide rationale for not consulting
There were no agency types that were not consulted during the Consolidated Plan process.
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Other local/regional/state/federal planning efforts considered when preparing the Plan
Table 3 – Other local / regional / federal planning efforts
Name of Plan Lead Organization How do the goals of your
Strategic Plan overlap with
the goals of each plan?
Continuum of Care Regional Continuum of Care
Council
The CoC works to alleviate the
impact of homelessness in the
community through the
cooperation and collaboration
of social service providers.
This effort aligns with the
Strategic Plan’s goal to
support activities to end
homelessness.
City of Palo Alto Housing
Element (2015-2023)
City of Palo Alto The Housing Element serves
as a policy guide to help the
City meet its existing and
future housing needs. This
effort aligns with the Strategic
Plan’s goal to assist in the
creation and preservation of
affordable housing.
2012-2014 Comprehensive
HIV Prevention & Care
Santa Clara County HIV
Planning Council for
Prevention and Care
This plan provides a roadmap
for the Santa Clara County HIV
Planning Council for
Prevention and Care to
provide a comprehensive and
compassionate system of HIV
prevention and care services
for the County. This effort
aligns with the Strategic Plan’s
goal to support activities that
strengthen neighborhoods
through the provision of
community services and
public improvements.
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Affordable Housing Funding
Landscape & Local Best
Cities Association of Santa
Clara County and Housing
Trust Silicon Valley
This report provides a
comparison of the different
funding strategies available
for affordable housing in the
County, and the best practices
for funding new affordable
housing. This effort aligns
with the Strategic Plan's goal
to assist in the creation and
preservation of affordable
housing.
Regional Housing Need Plan
for the San Francisco B
Association of Bay Area
Governments
This plan analyzes the total
regional housing need for the
County and all of the Bay
Area. This effort aligns with
the Strategic Plan's goal to
assist in the creation and
preservation of affordable
housing
Community Plan to End
Homelessness in Santa Clara
Destination: Home The Community Plan to End
Homelessness in the County is
a five-year plan to guide
governmental actors,
nonprofits, and other
community members as they
make decisions about funding,
programs, priorities and
needs. This effort aligns with
the Strategic Plan’s goal to
support activities to end
homelessness.
Palo Alto’s Infrastructure:
Catching Up, Keeping U
City of Palo Alto Infrastructure
Blue Ribbon Plan
This plan details
recommendations for
infrastructure maintenance
and replace, as well as
identifies potential sources of
funding. This effort aligns
with the Strategic Plan's goal
to support activities that
strengthen neighborhoods
through the provision of
communityservices and public
improvements.
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City of Palo Alto
Comprehensive Plan (1998)
City of Palo Alto This plan is the primary tool
for guiding future
development in Palo Alto. It
provides a guide for long term
choices and goals for the City
future. This effort aligns with
the Strategic Plan's goal to
support activities that
strengthen neighborhoods
through the provision of
community services and
public improvements.
Narrative
The Entitlement Jurisdictions in Santa Clara County collaborated on preparation of their 2015-
2020 Consolidated Plans. The outreach and the regional needs assessment for these
jurisdictions was a coordinated effort. The CoC and the County were involved in the formation
of the Consolidated Plan and will be integral in its implementation.
As standard practice, CDBG entitlement jurisdictions from throughout the County hold
quarterly meetings known as the CDBG Coordinators Group. These meetings are often
attended by HUD representatives and their purpose is to share information, best practices, new
developments, and federal policy and appropriations updates among the local grantee staff, as
well as to offer a convenient forum for HUD to provide ad-hoc technical assistance related to
federal grant management. Meeting agendas cover such topics as projects receiving multi-
jurisdictional funding, performance levels and costs for contracted public services, proposed
annual funding plans, HUD program administration requirements, and other topics of mutual
concern.
These quarterly meetings provide the opportunity for the City to consult with other
jurisdictions on its proposed use of federal funds for the upcoming Program Year. The CDBG
Coordinators Group meetings are often followed by a Regional Housing Working Group
meeting, which is open to staff of entitlement and non-entitlement jurisdictions. The Working
Group provides a forum for jurisdictions to develop coordinated responses to regional housing
challenges.
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AP-12 Participation – 91.105, 91.200(c)
Summary of citizen participation process and efforts made to broaden citizen participation
On October 18, 2010, the Palo Alto City Council adopted an amended Citizen Participation Plan
that utilizes the Human Relations Commission (HRC), rather than a separate Citizen Advisory
Committee, to promote and encourage citizen participation in the planning, implementation
and assessment of the CDBG Program. The HRC is uniquely positioned to understand and
consider the needs of low and very low income persons, members of minority groups, the
elderly, persons with disabilities, and residents of neighborhoods where CDBG activities may be
undertaken. Thus far the revisions to the Citizen Participation Plan have promoted a more
coordinate and effective response by the City to the human service needs in the community. A
summary of public participation is outlined in Table 4, Citizen Participation Outreach. The Draft
Action Plan was made available for a 30-day comment period to give citizens an opportunity to
offer comments.
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Citizen Participation Outreach
Table 4 – Citizen Participation Outreach
Sort
Order
Mode of
Outreach
Target of
Outreach
Summary of
response/attendan
ce
Summary
of
comments
received
Summary of
comments not
accepted
and reasons
URL (If
applicable)
1 Public
Meetings
Non-
targeted/broa
d community
The Human
Relations
Commission met
on March 9, 2017
and May 11,
2017 to discuss
the FY 17/18
funding
allocations.
Representatives
from agencies
requesting CDBG
funds for FY
17/18 were
present.
2 Public
Meeting
Non-
targeted/broa
d community
The City Council
held a public
hearing in June
2017 to discuss
the FY 17/18
funding
allocations
3 Newspape
r Ad
Non-targeted A public hearing
notice was
published in the
Palo Alto Weekly
on May 12, 2017.
There
were no
public
comments
received
on the
draft FY 18
Action
Plan.
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Expected Resources
AP-15 Expected Resources – 91.220(c) (1, 2)
In Fiscal Year 2018, Palo Alto will allocate approximately $844,583 to eligible activities that
address the needs identified in the Consolidated Plan. The City received is final allocation
amount from HUD on ____________.
Table 5 - Expected Resources – Priority Table
Progra
m
Source of Funds
Uses of Funds
Expected Amount Available Year 3 Expected
Amount
Available
Reminder
of
ConPlan
$
Narrative
Description
Annual
Allocation: $
Program
Income: $
Prior Year
Resources:
$
Total:
$
CDBG Public/Federal
Funds
Admin and
Planning
Economic
Development
Housing
Public Services
$379,477
$130,451
$329,057
$844,583
$0
CDBG funds
will be used
for the
creation and
preservation
of affordable
rental units,
improvement
s in lower
income
neighborhood
s, and public
services that
benefit low
income and
special needs
households.
Explain how federal funds will leverage those additional resources (private, state and local
funds), including a description of how matching requirements will be satisfied
Leverage, in the context of the CDBG and HOME, means bringing other local, state, and federal
financial resources to maximize the reach and impact of the City’s HUD Programs. HUD, like
many other federal agencies, encourages the recipients of federal monies to demonstrate that
efforts are being made to strategically leverage additional funds in order to achieve greater
results. Leverage is also a way to increase project efficiencies and benefit from economies of
scale that often come with combining sources of funding for similar or expanded scopes. Funds
will be leveraged if financial commitments toward the costs of a project from a source other
than the originating HUD program are documented.
The City joined the Santa Clara County's HOME Consortium in 2015. HOME funds can be used to
fund eligible affordable housing projects for acquisition, construction and rehabilitation.
Starting in FY 2015-2016 developers of affordable housing projects were eligible to
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competitively apply through an annual RFP process directly to the County for HOME funds to
help subsidize affordable housing projects in Palo Alto. If the City receives HOME dollars from
its participation in the HOME consortium, the required 25 percent matching funds will be
provided from the City’s Affordable Housing Fund, which is comprised of two sub-funds: the
Commercial Housing Fund and the Residential Housing Fund. As of December 31, 2016, the
Commercial Housing Fund had an available balance of approximately $4,774,293 and the
Residential Housing Fund had an available balance of $5,635,945. To date, no projects within
the City have been funded through the HOME Consortium. Moving forward, the City plans to
increase outreach to developers in the City to provide additional information on the HOME
Consortium and available funding.
Other Federal Grant Programs
In addition to the entitlement dollars listed above, the federal government has several other
funding programs for community development and affordable housing activities. These include:
the Section 8 Housing Choice Voucher Program, Section 202, Section 811, the Affordable
Housing Program (AHP) through the Federal Home Loan Bank, and others. It should be noted
that, in most cases, the City would not be the applicant for these funding sources as many of
these programs offer assistance to affordable housing developers rather than local jurisdictions.
County and Local Housing and Community Development Sources
There are a variety of countywide and local resources that support housing and community
development programs. Some of these programs offer assistance to local affordable housing
developers and community organizations while others provide assistance directly to individuals.
These resources are discussed below:
Palo Alto Commercial Housing Fund: The Commercial Housing fund is used primarily to
increase the number of new affordable housing units for Palo Alto’s work force. It is funded
with mitigation fees required from developers of commercial and industrial projects. As of
December 31, 2016 the Commercial Housing Fund had an available balance of approximately
$4,774,293.
Palo Alto Residential Housing Fund: The Residential Housing Fund is funded with mitigation
fees provided under Palo Alto's Below Market Rate (BMR) housing program from residential
developers and money from other miscellaneous sources, such as proceeds from the sale or
lease of City property. As of December 31, 2016 the Residential Housing Fund had an available
balance of $5,635,945.
It should be noted that the City is in the process of renewing its current mitigation fees and
expects some type of fee increase during FY 18. The increase will provide additional City funds
for the development, acquisition, and rehabilitation of affordable housing throughout the City.
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If appropriate, describe publically owned land or property located within the jurisdiction that
may be used to address the needs identified in the plan
The City has no surplus vacant land that would be available for the development of housing or services. Sixty-five percent of land in the City is open space.
Discussion
The City of Palo Alto’s (City) Fiscal Year (FY) 2017-2018 Action Plan covers the time period from
July 1, 2017 to June 30 2018 (HUD Program Year 2017). The City’s FY 2018 entitlement amount
is $379,477. Additionally, the City estimates approximately $136,049 in program income and an
estimated $329,057 in available uncommitted funds from the prior program year, bringing the
total estimated budget for FY 2017-2018 to $844,583.
While U.S. Department of Housing and Urban Development (HUD) allocations are critical, they
are not sufficient to overcome all barriers and address all needs that low income individuals and
families face in attaining self-sufficiency. The City will continue to leverage additional resources
to successfully provide support and services to the populations in need.
Currently, the City is not eligible to receive direct funding under the HOME Investment
Partnership Act (HOME), Emergency Solutions Grant (ESG), or Housing Opportunities.
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Annual Goals and Objectives
AP-20 Annual Goals and Objectives - 91.420, 91.220(c)(3)&(e)
Goals Summary Information
Table 2 – Goals Summary
Sort
Order
Goal Name Start
Year
End
Year
Category Geographic
Area
Needs
Addressed
Funding Goal Outcome
Indicator
1
Affordable
Housing
2015
2020
Affordable
Housing
Affordable
Housing
CDBG
$328,589
Rental units
rehabilitated:
104 Household
Housing Units
2
Homelessness
2015
2020
Homeless
Homeless
CDBG:
$56,000
Public Service
activities for
Low/Moderate
Income Housing
Benefit: 531
Households
Assisted
3
Strengthen
Neighborhoods
2015
2020
Non-
Homeless
Special
Needs Non-
Housing
Community
Development
Community
Services and
Public
Improvements
CDBG
$20,489
Public service
activities other
than
Low/Moderate
Income Housing
Benefit: 298
Persons Assisted
4
Fair Housing
2015
2020
Non-Housing
Community
Development
Fair Housing
CDBG:
$28,810
Public service
activities other
than
Low/Moderate
Income Housing
Benefit: 15
Persons Assisted
5
Economic
Development
2015
2020
Non-Housing
Community
Development
Economic
Development
CDBG:
$336,400
Jobs
created/retained:
30 Jobs
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Goal Descriptions
Table 3 – Goal Descriptions
1
Goal Name Affordable Housing
Goal Description Assist in the creation and preservation of affordable housing
for low income and special needs households
2
Goal Name Homelessness
Goal Description Support activities to end homeless.
3
Goal Name Strengthen Neighborhoods
Goal Description Support activities the strengthen neighborhoods through the
provision of community services and public improvements to
benefit low income and special needs households.
4
Goal Name Fair Housing
Goal Description Promote fair housing choice.
5
Goal Name Economic Development
Goal Description Expanded economic opportunities for low income households.
Estimate the number of extremely low-income, low-income, and moderate-income families
to whom the jurisdiction will provide affordable housing as defined by HOME 91.215(b):
Not applicable. The City does not receive any HOME funds from HUD. In prior fiscal years, the
City has funded a number of projects that have resulted in the production of new affordable
housing units, rehabilitation of existing multi-family rental units, and acquisition of existing
units.
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AP-35 Projects – 91.220(d)
The Consolidated Plan goals below represent high priority needs for the City of Palo Alto and serve as the basis for the strategic actions the City will use to meet these needs. The goals, listed in no particular order, are:
1. Assist in the creation and preservation of affordable housing for low income and special needs households. 2. Support activities to end homelessness. 3. Support activities that strengthen neighborhoods through the provision of community services and public improvements to benefit low income and special needs households. 4. Promote fair housing choice. 5. Expand economic opportunities for low income households.
Table 4 – Project Information
# Project Name
1 Silicon Valley Independent Living Center
2 Catholic Charities
3 LifeMoves
4 PAHC Management & Services Corporation
5 YWCA of Silicon Valley
6 Project Sentinel
7 City of Palo Alto – Administration
8 Downtown Streets Inc.
9 Community Working Group – Opportunity
Center Rehabilitation Project
10 City of Palo Alto – Minor Repair Program
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Describe the reasons for allocation priorities and any obstacles to addressing underserved
needs.
The City awards CDBG funding to nonprofit agencies to provide public services and housing for
low income and special needs households. The City operates on a two-year grant funding cycle
for CDBG grants.
The City allocates its CDBG funds to projects and programs that will primarily benefit 0-50%
AMI households, the homeless and special needs populations. The allocation of funds is made
based on the needs identified in the 2015-2020 Consolidated Plan.
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Projects
AP-38 Projects Summary
Project Summary Information
Table 5 – Project Summary
1
Project Name Silicon Valley Independent Living Center
Target Area
Goals Supported Strengthen Neighborhoods
Needs Addressed Community Services and Public Improvements
Funding CDBG: $5,000
Description Housing and Emergency Housing Services
Target Date June 30, 2018
Estimate the number and type of
families that will benefit from
the proposed activities
20 persons will be assisted.
Location Description Citywide.
Planned Activities Silicon Valley Independent Living Center provides assistance
for individuals with disabilities and their families to transition
from homelessness, health care facilities, unstable or
temporary housing to permanent affordable, accessible,
integrated housing with emergency assistance, security
deposits, rent, information & referral, and other basic
essentials.
2
Project Name Catholic Charities
Target Area
Goals Supported Strengthen Neighborhoods
Needs Addressed Community Services and Public Improvements
Funding CDBG: $7,000
Description Long-Term Care Ombudsman Program
Target Date June 30, 2018
Estimate the number and type of
families that will benefit from
the proposed activities
236 persons will be assisted.
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Location Description Long-term care and skilled nursing facilities throughout the
City.
Planned Activities Catholic Charities assists in problem resolution and advocates
for the rights of residents of long term care facilities in Palo
Alto. The majority of the clients assisted are low-income,
frail, elderly, and chronically ill. This program assists these
vulnerable, dependent and socially isolated residents receive
the care and placement to which they are entitled.
3
Project Name LifeMoves
Target Area
Goals Supported Homelessness
Needs Addressed Homelessness
Funding CDBG: $35,000
Description Opportunity Services Center
Target Date June 30, 2018
Estimate the number and type of
families that will benefit from
the proposed activities
400 persons will be assisted.
Location Description 33 Encina Way, Palo Alto, CA 94301
Planned Activities LifeMoves provides basic necessities for persons who are
homeless or at-risk of becoming homeless. The Opportunity
Services Center is a comprehensive, one-stop, multi-service,
day drop-in center that provides critical services for homeless
Palo Alto residents. Specifically, the facility provides showers,
laundry, clothing, snacks, case management, and
shelter/housing referral services.
4
Project Name PAHC Management & Services Corporation
Target Area
Goals Supported Strengthen Neighborhoods
Needs Addressed Community Services and Public Improvements
Funding CDBG: $21,000
Description SRO Resident Support Services
Target Date June 30, 2018
Estimate the number and type of 131 persons will be assisted
Annual Action Plan 29
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families that will benefit from
the proposed activities
Location Description 439 Emerson Street and 735 Alma Street Palo Alto, CA 94301
Planned Activities Palo Alto Housing Corporation will provide counseling and
supportive case management services for low-income
residents of single room occupancy facilities in order to help
them maintain housing stability. Activities include financial
counseling, health maintenance, information and referral,
problem solving, employment assistance, crisis intervention
and case management.
5
Project Name YWCA of Silicon Valley
Target Area
Goals Supported Strengthen Neighborhoods
Needs Addressed Community Services and Public Improvements
Funding CDBG: $8,489
Description Domestic Violence Services
Target Date June 30, 2018
Estimate the number and type of
families that will benefit from
the proposed activities
45 persons will be assisted
Location Description Citywide
Planned Activities Support Network for Battered Women, a Division of YWCA
will provide individuals and families experiencing domestic
violence, the program provides a bilingual domestic violence
hotline, an emergency shelter, crisis counseling, legal
assistance, court accompaniment, individual and group
therapy, support groups, children’s therapy groups,
preventative education, safety planning and community
referrals.
6
Project Name Project Sentinel
Target Area
Goals Supported Fair Housing
Needs Addressed Fair Housing
Funding CDBG: $28,810
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Description Fair Housing Services
Target Date June 30, 2018
Estimate the number and type of
families that will benefit from
the proposed activities
15 persons will be assisted.
Location Description Citywide.
Planned Activities Project Sentinel will provide community education and
outreach regarding fair housing law and practices,
investigation, counseling and legal referral for victims of
housing discrimination, and analyses for City staff and officials
regarding fair housing practices. California and federal fair
housing laws assure specific protected classes the right to be
treated in terms of their individual merits and qualifications in
seeking housing. Unfortunately, some people are not aware
of the law or their rights.
7
Project Name City of Palo Alto
Target Area
Goals Supported Affordable Housing
Homelessness
Strengthen Neighborhoods
Fair Housing
Economic Development
Needs Addressed Affordable Housing
Homelessness
Community Services and Public Improvements
Fair Housing
Economic Development
Funding CDBG: $74,295
Description Planning and Administration
Target Date June 30, 2018
Estimate the number and type of
families that will benefit from
the proposed activities
The City will provide general administrative support to the
CDBG program.
Location Description Citywide
Planned Activities Administer the Administrative costs for the overall
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management, coordination, and evaluation of the CDBG
program, and the project delivery costs associated with
bringing projects to completion.
8
Project Name Downtown Streets Inc.
Target Area
Goals Supported Economic Development
Needs Addressed Economic Development
Funding CDBG: $336,400
Description Workforce Development Program
Target Date June 30, 2018
Estimate the number and type of
families that will benefit from
the proposed activities
30 jobs will be created for very low income and low income
individuals.
Location Description Citywide.
Planned Activities The Workforce Development Program will provide a
transition from unemployment and homelessness to regular
employment and housing through case management, job
training, mentoring, housing, and transportation
assistance. Downtown Streets Team will screen and prepare
applicants and will use their community connections to
provide training and job opportunities.
9
Project Name Community Working Group – Opportunity Center
Rehabilitation
Target Area
Goals Supported Strengthening Neighborhoods.
Needs Addressed In 2015, the “Home Not Found” study documented a county
population of 104,206 individuals who were experiencing
homelessness. 5% of this population who were found to be
persistently homeless incurred an average cost of $83,000 per
year. Providing permanent, supportive housing for the
persistently homeless was identified as a top priority for the
County. The Opportunity Center has been providing
permanent supportive housing for homeless for more than 10
years and has helped many people turn their lives in a new
Annual Action Plan 32
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direction.
Funding $220,000
Description The proposed project will permit full re-panting of the
exterior surfaces of the Opportunity Center, in order to
prevent weather related damage, and will replace flooring in
the hallways of the residential housing facility at the Center
that have been damaged from more than 10 years of use.
Target Date June 30, 2018
Estimate the number and type of
families that will benefit from
the proposed activities
The residents of the Opportunity Center include
approximately 100 adults and 15 children. Among the adults,
approximately 60% have been found to have a disability that
qualifies them for federal disability assistance. The children
receive special assistance with school programs and
transportation. Those who are currently homeless are
provided day services Monday-Friday, including food,
clothing, showers, laundry, case management support and
access to on-site medical care.
Location Description 33 Encina Avenue, Palo Alto, CA 94301
Planned Activities The proposed project will permit full re-panting of the
exterior surfaces of the Opportunity Center, in order to
prevent weather related damage, and will replace flooring in
the hallways of the residential housing facility.
Project Name Minor Repair Program
Target Area Citywide
Goals Supported Strengthen Neighborhoods
Needs Addressed The Minor Repair Program will provide funds for low income
Palo Alto homeowners to address health and safety issues
and improve accessibility.
Funding $108,589
Description The Minor Repair Program will provide funds to address
health and safety and accessibility concerns for income
qualified Palo Alto homeowners. To participate in the
program, a homeowner must be low income.
Target Date June 30, 2018
Annual Action Plan 33
OMB Control No: 2506-0117 (exp. 07/31/2015)
Estimate the number and type of
families that will benefit from
the proposed activities
15 households will be assisted with minor homeowners
Location Description City wide. Program will be administered by a non-profit
partner.
Planned Activities Complete home repairs that address health and safety
concerns and provide accessibility to low income
homeowners throughout the City of Palo Alto.
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AP-50 Geographic Distribution – 91.220(f)
Description of the geographic areas of the entitlement (including areas of low-income and
minority concentration) where assistance will be directed.
Not applicable. The City has not established specific target areas to focus the investment of
CDBG funds.
Table 10 - Geographic Distribution
Target Area Percentage of Funds
N/A N/A
Rationale for the priorities for allocating investments geographically
Not applicable.
Discussion
See discussion above.
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Affordable Housing
AP-55 Affordable Housing – 91.220(g)
Introduction
Palo Alto has identified affordable housing as the primary objective for the expenditure of
CDBG funds in the Consolidated Plan. The City will continue to allocate the maximum funding
available to activities and projects that meet this objective. While CDBG entitlement dollars are
limited, the City does anticipate expending a significant portion of its CDBG funds on the
preservation and rehabilitation of affordable housing. A detailed discussion of how HUD
entitlements will be used to support affordable housing needs within the City is provided in AP-
20, with the number of households to be assisted itemized by goal.
Table 11 - One Year Goals for Affordable Housing by Support Requirement
One Year Goals for the Number of Households to be Supported
Homeless 0
Non-Homeless 15
Special-Needs 89
Total 104
Table 6 - One Year Goals for Affordable Housing by Support Type
One Year Goals for the Number of Households to be Supported
Rental Assistance 0
The Production of New Units 0
Rehabilitation of Existing Units 104
Total 104
Discussion
Please see discussion above.
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AP-60 Public Housing – 91.220(h)
Introduction
The Housing Authority of the County of Santa Clara (HACSC) assists approximately 17,546
households through the federal Section 8 Housing Choice Voucher program (Section 8). The
Section 8 waiting list contains over 20,000 households (estimated to be a 10-year wait). HACSC
also develops, controls, and manages more than 2,100 affordable rental housing properties
throughout the County. HACSC’s programs are targeted toward LMI households and more than
80 percent of their client households are extremely low income families, seniors, veterans,
persons with disabilities, and formerly homeless individuals.
In 2008, HACSC entered a ten-year agreement with HUD to become a Moving to Work (MTW)
agency. The MTW program is a federal demonstration program that allows greater flexibility to
design and implement more innovative approaches for providing housing assistance.
Additionally, HACSC has used LIHTC financing to transform and rehabilitate 535 units of public
housing into HACSC-controlled properties. The agency is an active developer of affordable
housing and has either constructed, rehabilitated, or assisted with the development of more
than 30 housing developments that service a variety of households, including special needs
households.
Actions planned during the next year to address the needs to public housing
Not applicable. HACSC owns and manages four public housing units, which are all located in the
City of Santa Clara.
Actions to encourage public housing residents to become more involved in management and
participate in homeownership
Although the majority of their units have been converted to affordable housing stock, HACSC is
proactive in incorporating resident input into the agency’s policy-making process. An equitable
and transparent policy-making process that includes the opinions of residents is achieved
through the involvement of two tenant commissioners on the HACSC board.
HACSC has been a MTW agency since 2008. In this time the agency has developed 31 MTW
activities. The vast majority of its successful initiatives have been aimed at reducing
administrative inefficiencies, which provides resources for programs aimed at LMI families.
If the PHA is designated as troubled, describe the manner in which financial assistance will be
provided or other assistance
Not applicable.
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Discussion
Please see discussion above.
Annual Action Plan 38
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AP-65 Homeless and Other Special Needs Activities – 91.220(i)
Introduction
The Santa Clara County region is home to the fourth-largest population of homeless individuals
(6,556 single individuals) and the highest percentage of unsheltered homeless of any major city
(75 percent of homeless people sleep in places unfit for human habitation). The homeless
assistance program planning network is governed by the Santa Clara Continuum of Care (CoC),
governed by the Destination: Home Leadership Board, who serves as the CoC Board of
Directors. The membership of the CoC is a collaboration of representatives from local
jurisdictions comprised of community-based organizations, the Housing Authority of Santa
Clara, governmental departments, health service agencies, homeless advocates, consumers, the
faith community, and research, policy and planning groups. For many years, the CoC utilized a
homeless services system referred to as the Homeless Management Information System
(HMIS). The HMIS monitored outcomes and performance measures for all the homeless
services agencies funded by the County. Last year, the CoC and service providers transitioned to
a new system referred to as Clarity. The system provides additional tools and resources to assist
the CoC and service providers to track information regarding clients served.
Describe the jurisdictions one-year goals and actions for reducing and ending homelessness
including:
Reaching out to homeless persons (especially unsheltered persons) and assessing their
individual needs
In January 2017, a Point in Time (PIT) count was conducted for Santa Clara County by the City of
San Jose in conjunction with the County of Santa Clara. The PIT is an intense survey used to
count the number of homeless living throughout Santa Clara County on the streets, in shelters,
safe havens or in transitional housing, or in areas not meant for human habitation. The survey
was conducted by hundreds of volunteers who asked those living on the streets, as well as the
residents of shelters, safe havens and transitional housing, to respond to questions related to
their needs. A portion of the survey addresses the needs of those surveyed. Palo Alto
financially contributed to this effort. The next PIT is scheduled for January 2019.
Addressing the emergency shelter and transitional housing needs of homeless persons
In addressing the Consolidated Plan and the Continuum of Care strategic plans, Palo Alto will
provide funding for essential services and operations to local emergency shelters and
transitional housing facilities. The facilities provide shelter and services to homeless families
with children, single parents with children, single men and women, victims of domestic violence
and sexual abuse, homeless veterans, and the population living on the street. One example
includes the Hotel de Zink rotating shelter, which provides overnight shelter to approximately
15 individuals every night.
Annual Action Plan 39
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Helping homeless persons (especially chronically homeless individuals and families, families
with children, veterans and their families, and unaccompanied youth) make the transition to
permanent housing and independent living, including shortening the period of time that
individuals and families experience homelessness, facilitating access for homeless individuals
and families to affordable housing units, and preventing individuals and families who were
recently homeless from becoming homeless again
The City spends part of its CDBG funds and local funds toward a variety of public services to
address the needs of homeless and very low income persons. Services provided include free
food, clothing, medical care, legal assistance, and rental assistance. The City allocates funding
to the following homeless service providers:
CDBG Funded
LifeMoves - Opportunity Services Center $35,000
The Opportunity Services Center facility in Palo Alto provides a clean, safe environment and
resources for low income or homeless persons including bagged groceries, hot meals, a rotating
church shelter program, information and referral, shower and laundry facilities, case
management, and money management (payee) programs, clothing and health services. A daily
hot meal is provided at a different location each day and bagged groceries are distributed daily
at the Downtown Food Closet. The Hotel de Zink rotating church shelter program is housed at a
different location each month.
Downtown Streets Team – Workforce Development Program $336,000
This economic development program helps motivated graduates of the Downtown Streets
Team programs move on to stable employment. The program includes mentoring, counseling,
job readiness, job training, and assistance.
Palo Alto Housing Corporation – SRO Tenant Counseling $21,000
Provides counseling and case-management services for the low-income residents and
prospective residents of single room occupancy hotels in Palo Alto. Many SRO residents have a
history of homelessness and special needs. The program plays a vital role in helping residents
maintain their stability and housing.
Community Work Group – Opportunity Center Rehabilitation Project $220,000
The CDBG funds will be utilized to re-paint the exterior surfaces of the Opportunity Center, in
order to prevent weather related damage, and replace flooring in the hallways of the
residential housing facility.
City of Palo Alto – Minor Repair Program $108,589
The Minor Repair Program will provide funds to low income Palo Alto homeowners to address
Annual Action Plan 40
OMB Control No: 2506-0117 (exp. 07/31/2015)
health and safety issues and improve accessibility. To participate in the program, a homeowner
must be low income. A non-profit partner will administer the program for the City.
HSRAP Funded
Abilities United – Disability Services: Amount Pending
This organization provides services and activities for adults and children with mental and
physical disabilities.
Adolescent Counseling Services - Amount Pending
Description pending.
Community Working Group - Amount Pending
Description pending
Downtown Streets Team – Downtown Streets: Amount Pending
Downtown Streets Team identifies motivated homeless individuals and provides them with jobs
cleaning and beautifying the downtown area in exchange for housing and food vouchers. The
program includes counseling, coaching and training to help program participants build self-
esteem, confidence and connections in the community.
Dreamcatchers - Amount Pending
Description pending.
KARA - Amount Pending
Description pending
La Comida de California – Hot Meals for The Elderly: Amount Pending
Daily meal program for the elderly.
LifeMoves – Amount Pending
Description pending
May View Health Center – Health Care for Low Income & Homeless Palo Alto residents:
Amount Pending
Basic primary health care services and health education and referral services for uninsured low-
income and homeless individuals from the Palo Alto area.
Momentum for Mental Health – Homeless Outreach Program: Amount Pending
Momentum for Mental Health outreach program provides emergency on-call services to assist
local mentally ill homeless persons. The agency provides services to City departments, libraries,
community centers and local homeless service providers. Helping low-income individuals and
families avoid becoming homeless, especially extremely low-income individuals and families
Annual Action Plan 41
OMB Control No: 2506-0117 (exp. 07/31/2015)
and those who are: being discharged from publicly funded institutions and systems of care
(such as health care facilities, mental health facilities, foster care and other youth facilities, and
corrections programs and institutions); or, receiving assistance from public or private agencies
that address housing, health, social services, employment, education, or youth needs.
Palo Alto Housing - Amount Pending
Description pending
Peninsula HealthCare Connection – Project Downtown Connect: Amount Pending
Provider of health care services at the Opportunity Center of Palo Alto. Project Downtown
Connect provides Section 8 vouchers to eligible homeless individuals and families.
SALA – Legal Assistance to Elders: Amount Pending
Senior Adults Legal Assistance (SALA) provides affordable legal assistance to elders.
Vista Center for the Blind or Visually Impaired - Amount Pending
Description pending
Youth Community Service - Amount Pending
Description pending
Discussion
Please see discussion above.
Annual Action Plan 42
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AP-75 Barriers to Affordable Housing – 91.220(j)
Introduction
The incorporated and unincorporated jurisdictions within the County face barriers to affordable
housing that are common throughout the Bay Area. High on the list is the lack of developable
land, which increases the cost of available lands and increases housing development costs.
Local opposition is another common obstacle as many neighbors have strong reactions to infill
and affordable housing developments. Their opposition is often based on misconceptions, such
as a foreseen increase in crime; erosion of property values; increase in parking and traffic
congestion; and overwhelmed schools. However, to ensure a healthy economy the region must
focus on strategies and investment that provide housing for much of the region’s workforce –
for example, sales clerks, secretaries, firefighters, police, teachers, and health service workers –
whose incomes significantly limit their housing choices.
It should be noted that in a constrained housing supply market, when housing developments
produce housing that is relatively affordable, higher income buyers and renters generally
outbid lower income households. A home’s final sale or rental price will typically exceed the
projected sales or rental costs. Public subsidies are often needed to guarantee affordable
homes for LMI households.
Actions it planned to remove or ameliorate the negative effects of public policies that serve
as barriers to affordable housing such as land use controls, tax policies affecting land, zoning
ordinances, building codes, fees and charges, growth limitations, and policies affecting the
return on residential investment
Palo Alto is addressing the barriers to affordable housing through the following programs and ordinances:
Context-Based Design Codes
The City adopted form-based codes in 2006 to ensure and encourage residential development by following context-based design guidelines to meet increased density needs. The code encourages the creation of walkable, pedestrian-oriented neighborhoods, following green building design principles, and increasing density along transit corridors and in mixed-use neighborhoods. The Context-Based Design Code allows for increased density and mixed-use buildings in a way that enhances neighborhood character and walkability.
Density Bonus Ordinance
Density bonus provisions are a tool for attracting and assisting developers in constructing
affordable housing. Density bonuses allow a developer to increase the density of a
development above what is allowed under standard zoning regulations and provides regulatory
relief in the form of concessions. In exchange, a developer provides affordable units in the
development.
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In 2004, the California State Legislature lowered the thresholds required to receive a density
bonus and increased the number of concessions a developer can receive. The City adopted a
Density Bonus Ordinance in January 2014. The density bonus regulations allow for bonuses of
20 to 35 percent, depending on the amount and type of affordable housing provided. As
required by state law, the regulations also allow for exceptions to applicable zoning and other
development standards, to further encourage development of affordable housing.
Below Market Rate Housing Program
Established in 1974, the City’s BMR Housing Program has been instrumental in the production
of affordable housing by requiring developers to provide a certain percentage of units as BMR
in every approved project of three units or more. The program originally required that for
developments on sites of less than five acres, the developer must provide 15 percent of the
total housing units as BMR housing units. If the site was larger than five acres, the developer
was required to provide 20 percent of the units as BMR housing.
Several court cases have challenged the BMR, or “inclusionary zoning” ordinances in California.
Two factors that have received recent attention by the courts include whether inclusionary
housing is considered rent control, and whether inclusionary housing and related housing
mitigation fees are considered exactions. As a result of ongoing litigation, many cities have
suspended or amended the portions of their inclusionary housing requirements that require
affordable units to be included in market rate rental developments and many cities have
turned, instead, to the use of development impact fees charged on new, market-rate housing
and/or commercial development. Known as “Housing Impact Fees” and “Commercial Linkage
Fees,” these fees are based on an assessment of the extent to which the development of new
market-rate housing or commercial uses, respectively, generates additional demand for
affordable housing.
The City is currently in the process of updating its Commercial and Residential Impact Fee
Nexus Studies and the estimated completion date is June 2017.
Discussion
Please see above.
Annual Action Plan 44
OMB Control No: 2506-0117 (exp. 07/31/2015)
AP-85 Other Actions – 91.220(k)
Introduction
This section discusses the City’s efforts in addressing the underserved needs, expanding and
preserving affordable housing, reducing lead-based paint hazards, and developing institutional
structure for delivering housing and community development activities.
Actions planned to address obstacles to meeting underserved needs
The diminishing amount of available funds continues to be an obstacle to addressing the needs
of underserved populations. To address this, the City supplements its CDBG funding with other
resources and funds, including:
• The City’s Human Service Resource Allocation Process (HSRAP) provides approximately
$1,099,347 from the General Fund in support of human services. The HSRAP funds, in
conjunction with the CDBG public service funds, are distributed to local non-profit
agencies.
• The Palo Alto Commercial Housing Fund is utilized to increase the number of new
affordable housing units for Palo Alto’s work force. It is funded with mitigation fees
required from developers of commercial and industrial projects.
• The Palo Alto Residential Housing Fund is funded with mitigation fees provided under
Palo Alto’s BMR housing program from residential developers and monies from other
miscellaneous sources, such as proceeds from the sale or lease of City property.
• The City’s Below Market Rate Emergency Fund was authorized in 2002 to provide
funding on an ongoing basis for loans to BMR owners for special assessment loans and
for rehabilitation and preservation of the City’s stock of BMR ownership units.
• HOME Program funds are available on an annual competitive basis through the State of
California HOME program, and the County’s HOME Consortium.
Actions planned to foster and maintain affordable housing
The City will foster and maintain affordable housing by continuing the following programs and
ordinances:
• The Below Market Rate Emergency Fund which provides funding on an ongoing basis for
loans to BMR owners for special assessment loans and for rehabilitation and
preservation of the City’s stock of BMR ownership units.
• The Commercial Housing Fund is utilized to increase the number of new affordable
housing units for Palo Alto’s work force.
• The Residential Housing Fund is used to assist new housing development and/or the
acquisition, rehabilitation or the preservation of existing housing for affordable housing.
• The Density Bonus Ordinance, adopted by the City Council in January 2014, allows for
bonuses of 20 to 35 percent, depending on the amount and type of affordable housing
Annual Action Plan 45
OMB Control No: 2506-0117 (exp. 07/31/2015)
provided.
• The City’s participation in the County's HOME Consortium allows developers of
affordable housing projects in Palo Alto to be eligible to competitively apply through an
annual RFP process directly to the County for HOME funds to help subsidize the
affordable project, including acquisition, construction and rehabilitation.
Actions planned to reduce lead-based paint hazards
The City’s housing and CDBG staff provides information and referral to property owners,
developers, and non-profit organizations rehabilitating older housing about lead-based paint
(LBP) hazards. Any house to be rehabilitated with City financial assistance is required to be
inspected for the existence of LBP and LBP hazards. The City provides financial assistance for
the abatement of LBP hazards in units rehabilitated with City funding. The City also requires
that contractors are trained and certified in an effort to decrease the risk of potential use of LBP
in new units. All development and rehabilitation projects must be evaluated according to HUD’s
Lead Safe Housing Rule 24 CFR Part 35.
Actions planned to reduce the number of poverty-level families
The City, in its continuing effort to reduce poverty, will prioritize funding agencies that provide
direct assistance to the homeless and those in danger of becoming homeless. In FY 2017-2018,
these programs will include the following:
• Downtown Streets Team is a nonprofit in the City that works to reduce homelessness
through a “work first” model. Downtown Streets Team uses their community
connections to provide training and job opportunities to homeless people, specifically in
the downtown area. The Downtown Streets Team has helped 282 people find housing
and 334 find jobs since its inception in 2005. The Downtown Streets Team has
initiatives in Palo Alto, Sunnyvale, San Jose, and San Rafael.
Actions planned to develop institutional structure
The City is striving to improve intergovernmental and private sector cooperation to synergize
efforts and resources and develop new revenues for community service needs and the
production of affordable housing. Collaborative efforts include:
• Regular quarterly meetings between entitlement jurisdictions at the CDBG Coordinators
Meeting and Regional Housing Working Group.
• Joint jurisdiction Request for Proposals and project review committees
• Coordination on project management for projects funded by multiple jurisdictions
• The established of the HOME Consortium with the county of Santa Clara and the cities
of Gilroy and Cupertino to provide additional funding opportunities for affordable
housing projects.
Annual Action Plan 46
OMB Control No: 2506-0117 (exp. 07/31/2015)
Recent examples include the effort by the County to create a regional affordable housing fund,
using former redevelopment funds that could be returned to the County to use for affordable
housing. Another effort underway involves the possible use of former redevelopment funds to
create a countywide pool for homeless shelters and transitional housing. These interactions
among agencies generate cohesive discussion and forums for bridging funding and service gaps
on a regional scale.
Actions planned to enhance coordination between public and private housing and social
service agencies.
The City benefits from region-wide network of housing and community development partners,
such as the County and the CoC. To improve intergovernmental and private sector cooperation,
the City will continue to participate with other local jurisdictions and developers in sharing
information and resources.
In addition to the actions listed above, the City will continue to coordinate with the City’s
human services funding efforts to comprehensively address its community needs.
Discussion
Please see discussions above.
Annual Action Plan 47
OMB Control No: 2506-0117 (exp. 07/31/2015)
Program Specific Requirements
AP-90 Program Specific Requirements – 91.220(l)(1,2,4)
Introduction
The charts below provide additional information regarding the CDBG program income and
other CDBG program requirements.
Community Development Block Grant Program (CDBG)
Reference 24 CFR 91.220(l)(1)
Projects planned with all CDBG funds expected to be available during the year are identified in
the Projects Table. The following identifies program income that is available for use that is
included in projects to be carried out.
1. The total amount of program income that will have been
received before the start of the next program year and that has
not yet been reprogrammed
$136,049
2. The amount of proceeds from section 108 loan guarantees that
will be used during the year to address the priority needs and
specific objectives identified in the grantee's strategic plan
$0
3. The amount of surplus funds from urban renewal settlements $0
4. The amount of any grant funds returned to the line of credit for
which the planned use has not been included in a prior
statement or plan.
$0
5. The amount of income from float-funded activities $0
Total Program Income: $136,049
Other CDBG Requirements
1. The amount of urgent need activities. 0
2. The estimated percentage of CDBG funds that will be used for
activities that benefit persons of low and moderate income.
Overall Benefit - A consecutive period of one, two or three
years may be used to determine that a minimum overall
benefit of 70% of CDBG funds is used to benefit persons of low
and moderate income. Specify the years covered that include
this Annual Action Plan.
100%
Annual Action Plan 48
OMB Control No: 2506-0117 (exp. 07/31/2015)
ATTACHMENT 1. SUMMARY OF NEEDS ASSESSMENT
2015-2020 CONSOLIDATED PLAN
Annual Action Plan 49
OMB Control No: 2506-0117 (exp. 07/31/2015)
Annual Action Plan 50
OMB Control No: 2506-0117 (exp. 07/31/2015)
APPENDIX A: PUBLIC COMMENT RECEIVED
Annual Action Plan 51
OMB Control No: 2506-0117 (exp. 07/31/2015)
APPENDIX B: PUBLIC HEARING NOTICE
Annual Action Plan 52
OMB Control No: 2506-0117 (exp. 07/31/2015)
NOTICE OF PUBLIC REVIEW PERIOD AND
PUBLIC HEARING ON PALO ALTO’S
COMMUNITY DEVELOPMENT BLOCKGRANT (CDBG) PROGRAM
This is to notify the general public and other interested parties that a 30-day public review period of the
Draft Annual Action Plan for the allocation of Fiscal Year 2017 Community Development Block Grant
(CDBG) funds, will begin on May 15, 2017 and end on June 15, 2017. The Draft Annual Action Plan
describes the activities the City may fund under the 2018 CDBG Program. Collectively these activities
are intended to meet Palo Alto’s affordable housing and community development objectives described
in the 2015-2020 Consolidated Plan.
Copies of the Draft Annual Action Plan will be available on May 15, 2017 at the Department of Planning
and Community Environment, 250 Hamilton Avenue, 5th Floor, Palo Alto, CA 94301, on the City’s website
http://www.cityofpaloalto.org/depts/pln/advance_planning/cdbg.asp or by calling Eloiza Murillo-Garcia,
Senior Planner, at (650) 329-2561. Interested parties are encouraged to submit written comments on
the proposed Draft Annual Action Plan during the public review period, or to comment at the public
hearings and meetings described below.
PUBLIC HEARING AND MEETING
The Palo Alto City Council will hold a Public Hearing on June 19, 2017 to adopt the Annual Action Plan
and the associated Fiscal Year 2017 CDBG allocations. The Public Hearing will be held at 6:00p.m., or as
soon as possible thereafter, in City Hall Council Chambers, 250 Hamilton Avenue, Palo Alto.
Persons with disabilities who require auxiliary aids or services in using City facilities,
services or programs, or who would like information on the City’s compliance
with the Americans with Disabilities Act (ADA) of 1990, may contact:
ADA Coordinator, City of Palo Alto,
650-329-2550 (Voice)
ada@cityofpaloalto.org
Annual Action Plan 53
OMB Control No: 2506-0117 (exp. 07/31/2015)
APPENDIX C: GRANTEE SF-424 AND CERTIFICATION
OMB Number: 4040-0004
Expiration Date: 10/31/2019
* 1. Type of Submission: * 2. Type of Application:
* 3. Date Received: 4. Applicant Identifier:
5a. Federal Entity Identifier: 5b. Federal Award Identifier:
6. Date Received by State: 7. State Application Identifier:
* a. Legal Name:
* b. Employer/Taxpayer Identification Number (EIN/TIN): * c. Organizational DUNS:
* Street1:
Street2:
* City:
County/Parish:
* State:
Province:
* Country:
* Zip / Postal Code:
Department Name: Division Name:
Prefix: * First Name:
Middle Name:
* Last Name:
Suffix:
Title:
Organizational Affiliation:
* Telephone Number: Fax Number:
* Email:
* If Revision, select appropriate letter(s):
* Other (Specify):
State Use Only:
8. APPLICANT INFORMATION:
d. Address:
e. Organizational Unit:
f. Name and contact information of person to be contacted on matters involving this application:
Application for Federal Assistance SF-424
Preapplication
Application
Changed/Corrected Application
New
Continuation
Revision
06/23/2017
B-17-MC-06-0020
City of Palo Alto
94-6000389C 0505207820000
250 Hamilton Avenue
Palo Alto
CA: California
USA: UNITED STATES
94301
Planning & Comm. Environment Long Range Planning
Ms.Eloiza
Murillo-Garcia
Senior Planner
650-329-2561 650-329-2154
eloiza.murillogarcia@cityofpaloalto.org
* 9. Type of Applicant 1: Select Applicant Type:
Type of Applicant 2: Select Applicant Type:
Type of Applicant 3: Select Applicant Type:
* Other (specify):
* 10. Name of Federal Agency:
11. Catalog of Federal Domestic Assistance Number:
CFDA Title:
* 12. Funding Opportunity Number:
* Title:
13. Competition Identification Number:
Title:
14. Areas Affected by Project (Cities, Counties, States, etc.):
* 15. Descriptive Title of Applicant's Project:
Attach supporting documents as specified in agency instructions.
Application for Federal Assistance SF-424
C: City or Township Government
U.S. Department of Housing and Urban Development
14.218
The City of Palo Alto's Community Development Block Grant (CDBG) program for Fiscal Year 2018.
View AttachmentsDelete AttachmentsAdd Attachments
View AttachmentDelete AttachmentAdd Attachment
* a. Federal
* b. Applicant
* c. State
* d. Local
* e. Other
* f. Program Income
* g. TOTAL
.
Prefix: * First Name:
Middle Name:
* Last Name:
Suffix:
* Title:
* Telephone Number:
* Email:
Fax Number:
* Signature of Authorized Representative:* Date Signed:
18. Estimated Funding ($):
21. *By signing this application, I certify (1) to the statements contained in the list of certifications** and (2) that the statements
herein are true, complete and accurate to the best of my knowledge. I also provide the required assurances** and agree to
comply with any resulting terms if I accept an award. I am aware that any false, fictitious, or fraudulent statements or claims may
subject me to criminal, civil, or administrative penalties. (U.S. Code, Title 218, Section 1001)
** The list of certifications and assurances, or an internet site where you may obtain this list, is contained in the announcement or agency
specific instructions.
Authorized Representative:
Application for Federal Assistance SF-424
* a. Applicant
Attach an additional list of Program/Project Congressional Districts if needed.
* b. Program/Project
* a. Start Date:* b. End Date:
16. Congressional Districts Of:
17. Proposed Project:
14th 14th
Add Attachment Delete Attachment View Attachment
06/30/201807/01/2017
379,477.00
329,057.00
136,049.00
844,583.00
a. This application was made available to the State under the Executive Order 12372 Process for review on
b. Program is subject to E.O. 12372 but has not been selected by the State for review.
c. Program is not covered by E.O. 12372.
Yes No
Add Attachment Delete Attachment View Attachment
** I AGREE
Mr.James
Keene
City Manager
650-329-2563
james.keene@cityofpaloalto.org
* 20. Is the Applicant Delinquent On Any Federal Debt? (If "Yes," provide explanation in attachment.)
* 19. Is Application Subject to Review By State Under Executive Order 12372 Process?
If "Yes", provide explanation and attach
CERTIFICATIONS
In accordance with the applicable statutes and the regulations governing the consolidated plan
regulations, the jurisdiction certifies that:
Affirmatively Further Fair Housing --The jurisdiction will affirmatively further fair housing, which
means it will conduct an analysis of impediments to fair housing choice within the jurisdiction, take
appropriate actions to overcome the effects of any impediments identified through that analysis, and
maintain records reflecting that analysis and actions in this regard.
Anti-displacement and Relocation Plan --It will comply with the acquisition and relocation
requirements of the Uniform Relocation Assistance and Real Property Acquisition Policies Act of 1970,
as amended, and implementing regulations at 49 CFR 24; and it has in effect and is following a
residential antidisplacement and relocation assistance plan required under section 104(d) of the Housing
and Community Development Act of 1974, as amended, in connection with any activity assisted with
funding under the CDBG or HOME programs.
Anti-Lobbying --To the best of the jurisdiction's knowledge and belief:
1.No Federal appropriated funds have been paid or will be paid, by or on behalf of it, to any person
for influencing or attempting to influence an officer or employee of any agency, a Member of
Congress, an officer or employee of Congress, or an employee of a Member of Congress in
connection with the awarding of any Federal contract, the making of any Federal grant, the
making of any Federal loan, the entering into of any cooperative agreement, and the extension,
continuation, renewal, amendment, or modification of any Federal contract, grant, loan, or
cooperative agreement;
2.If any funds other than Federal appropriated funds have been paid or will be paid to any person
for influencing or attempting to influence an officer or employee of any agency, a Member of
Congress, an officer or employee of Congress, or an employee of a Member of Congress in
connection with this Federal contract, grant, loan, or cooperative agreement, it will complete and
submit Standard Form-LLL, "Disclosure Form to Report Lobbying," in accordance with its
instructions; and
3.It will require that the language of paragraph 1 and 2 of this anti-lobbying certification be
included in the award documents for all subawards at all tiers (including subcontracts, subgrants,
and contracts under grants, loans, and cooperative agreements) and that all subrecipients shall
certify and disclose accordingly.
Authority of Jurisdiction --The consolidated plan is authorized under State and local law (as
applicable) and the jurisdiction possesses the legal authority to carry out the programs for which it is
seeking funding, in accordance with applicable HUD regulations.
Consistency with plan -- The housing activities to be undertaken with CDBG, HOME, ESG, and
HOPWA funds are consistent with the strategic plan.
Section 3 --It will comply with section 3 of the Housing and Urban Development Act of 1968, and
implementing regulations at 24 CFR Part 135.
Signature/Authorized Official Date
Specific CDBG Certifications
The Entitlement Community certifies that:
Citizen Participation --It is in full compliance and following a detailed citizen participation plan that
satisfies the requirements of 24 CFR 91.105.
Community Development Plan --Its consolidated housing and community development plan identifies
community development and housing needs and specifies both short-term and long-term community
development objectives that provide decent housing, expand economic opportunities primarily for
persons of low and moderate income. (See CFR 24 570.2 and CFR 24 part 570)
Following a Plan --It is following a current consolidated plan (or Comprehensive Housing Affordability
Strategy) that has been approved by HUD.
Use of Funds --It has complied with the following criteria:
1.Maximum Feasible Priority.With respect to activities expected to be assisted with CDBG funds,
it certifies that it has developed its Action Plan so as to give maximum feasible priority to
activities which benefit low and moderate income families or aid in the prevention or elimination
of slums or blight. The Action Plan may also include activities which the grantee certifies are
designed to meet other community development needs having a particular urgency because
existing conditions pose a serious and immediate threat to the health or welfare of the
community, and other financial resources are not available);
2.Overall Benefit.The aggregate use of CDBG funds including section 108 guaranteed loans
during program year(s) _____ , ______(a period specified by the grantee consisting of one,
two, or three specific consecutive program years), shall principally benefit persons of low and
moderate income in a manner that ensures that at least 70 percent of the amount is expended
for activities that benefit such persons during the designated period;
3.Special Assessments.It will not attempt to recover any capital costs of public improvements
assisted with CDBG funds including Section 108 loan guaranteed funds by assessing any amount
against properties owned and occupied by persons of low and moderate income, including any fee
charged or assessment made as a condition of obtaining access to such public improvements.
However, if CDBG funds are used to pay the proportion of a fee or assessment that relates to
the capital costs of public improvements (assisted in part with CDBG funds) financed from
other revenue sources, an assessment or charge may be made against the property with respect
to the public improvements financed by a source other than CDBG funds.
The jurisdiction will not attempt to recover any capital costs of public improvements assisted
with CDBG funds, including Section 108, unless CDBG funds are used to pay the proportion of
fee or assessment attributable to the capital costs of public improvements financed from other
revenue sources. In this case, an assessment or charge may be made against the property with
respect to the public improvements financed by a source other than CDBG funds. Also, in the
case of properties owned and occupied by moderate-income (not low-income) families, an
assessment or charge may be made against the property for public improvements financed by a
source other than CDBG funds if the jurisdiction certifies that it lacks CDBG funds to cover the
assessment.
Excessive Force --It has adopted and is enforcing:
1. A policy prohibiting the use of excessive force by law enforcement agencies within its
jurisdiction against any individuals engaged in non-violent civil rights demonstrations; and
2. A policy of enforcing applicable State and local laws against physically barring entrance to or
exit from a facility or location which is the subject of such non-violent civil rights
demonstrations within its jurisdiction;
Compliance With Anti-discrimination laws --The grant will be conducted and administered in
conformity with title VI of the Civil Rights Act of 1964 (42 USC 2000d), the Fair Housing Act (42 USC
3601-3619), and implementing regulations.
Lead-Based Paint --Its activities concerning lead-based paint will comply with the requirements of 24
CFR Part 35, subparts A, B, J, K and R;
Compliance with Laws --It will comply with applicable laws.
Signature/Authorized Official Date
Title
APPENDIX TO CERTIFICATIONS
INSTRUCTIONS CONCERNING LOBBYING:
A.Lobbying Certification
This certification is a material representation of fact upon which reliance was placed
when this transaction was made or entered into. Submission of this certification is a
prerequisite for making or entering into this transaction imposed by section 1352, title 31,
U.S. Code. Any person who fails to file the required certification shall be subject to a
civil penalty of not less than $10,000 and not more than $100,000 for each such failure.
Attachment C
CITY OF PALO ALTO CDBG APPLICATIONS
FISCAL YEAR 2018
AGENCY PROGRAM NAME FY 2017 FINAL FY 2018
REQUEST
HRC
RECOMMENDATIONS
Public Services (15% CAP = $76,489)
Palo Alto Housing Corp. SRO Resident Support Program $ 22,983 $ 49,457 $ 21,000
Catholic Charities of Santa Clara County Long-Term Care Ombudsman Program $ 5,012 $ 10,000 $ 7,000
LifeMoves (formerly Inn Vision)
Opportunity Services Center $ 35,592 $ 50,000 $ 35,000
YWCA/Support Network Domestic Violence Services $ 8,020 $ 10,000 $ 8,489
Silicon Valley Independent Living Center Housing and Emergency Services $ 5,012 $ 5,032 $ 5,000
Public Service Total $ 76,619 $ 124,489 $ 76,489
Planning & Administration (20% CAP = $103,105)
Project Sentinel Fair Housing Services $ 30,941 $ 32,012 $ 28,810
City of Palo Alto CDBG Administration $ 77,310 $ 85,000 $ 74,295
Planning & Administration Total $ 108,251 $ 117,012 $ 103,105
Economic Development
Downtown Streets Workforce Development Program $ 290,723 $ 336,400 $ 336,400
Economic Development Total $ 290,723 $ 336,400 $ 336,400
Public Facilities/Housing Rehabilitation
Community Working Group Opportunity Center Rehabilitation $ - $ 220,000 $ 220,000
City of Palo Alto Minor Home Repair Program $ - $ 108,589 $ 108,589
Public Facilities/Housing Rehab Total $ 278,825 $ 328,589 $ 328,589
GRAND TOTAL $ 754,418* $ 906,490 $ 844,583
*Includes $278,825 in FY17 CDBG funding for Midpen Palo Alto Gardens rehab
project
Estimated Funds Available $ 844,583
Available for Public Service (15% Cap) $ 76,489
Available for Planning/Admin (20% Cap) $ 103,105
Available for Economic Development/Public
Facilities $ 664,992