HomeMy WebLinkAbout2004-01-05 City Council (3)TO:HONORABLE CITY COUNCIL
City of Palo Alto
Nlanager’s Report
10
FROM:CITY MANAGER DEPARTMENT:ADMINISTRATIVE
SERVICES
DATE:JANUARY 5, 2004 CMR: 113:04
SUBJECT:ACCEPTANCE OF ANNUAL STATUS REPORT ON DEVELOPERS’
FEES AND APPROVAL OF FINDINGS
RECOMMENDATION
Staff recommends that the City Council accept the Annual Report on Developers’ Fees
for the period ending June 30, 2003 (Exhibit A). In addition, staff recomrnends that the
City Council make the findings attached to this report with respect to certain sums held in
the Stanford Research Park/El Camino Real CS Zone Fund and the San Antonio/West
Bayshore Fund.
BACKGROUND
State law (Government Code Section 66006) requires each local agency that imposes
development impact fees to prepare an annual report providing specific information about
those fees. This requirement is part of the law commonly referred to as AB 1600. It
codifies the legal requirement that fees on new development have the proper nexus to any
project on which they are imposed. In addition, AB 1600 imposes certain accounting and
reporting requirements with respect to the fees collected. The fees, for accounting
purposes, must be segegated from the general funds of the City and from other funds or
accounts containing fees collected for other improvements. Interest on each development
fee fund or account must be credited to that fund or account and used only for the
purposes for which the fees were collected.
The law was amended effective January 1, 1997. The provisions now require that, within
180 days after the close of the fiscal year, the agency that collected the fees must make
available to the public the following information regarding each fund or account:
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A brief description of the type of fee in the fund.
The amount of the fee.
The beginning and ending balance for the fiscal year.
The amount of fees collected and interest earned.
CMR:100:04 Page 1 of 4
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An identification of each public improvement on which fees were expended
and the amount of the expenditure on each improvement, including the total
percentage of the cost of the public improvement that was funded with fees.
An identification of an approximate date by which the construction of a
public improvement will commence, if the local agency determines that
sufficient funds have been collected to complete financing on an
incomplete public improvement.
A description of each interfund transfer or loan made from the account or
fund, including the public improvement on which the loaned funds will be
expended, and in the case of an interfund loan, the date on which the loan
will be repaid and the rate of interest that the account or fund will receive
on the loan.
The amount of any refunds made due to inability to expend fees within the
required time frame.
This report must also be reviewed by the City Council at a regularly scheduled public
meeting not less than 15 days after the information is made available to the public. In
addition, notice of the time.and place of the meeting shall be mailed at least 15 days prior
to the meeting to any interested party who files a written request with the local agency for
such a mailed notice.
The law also provides that, for the fifth fiscal year following the first deposit into the
fund and every five years thereafter, the local agency shall make findings with respect to
any portion of the fee remaining unexpended, whether committed or uncommitted. The
finding must: identify the purpose to which the fee is to be put; demonstrate a nexus
between the fee and the purpose for which it was originally charged; and identify all
sources and amounts of funding anticipated to complete financing of incomplete
improvements along with the approximate dates on which the anticipated funding is
expected to be deposited into the fund.
If the agency no longer needs the funds for the purposes collected, or if the agency fails
to make required findings, or perform certain administrative tasks prescribed by AB
1600, the agency may be required to refund, on a prorated basis to owners of the
properties upon which the fees for the improvement were imposed, the monies collected
for that project and any interest earned on those funds.
DISCUSSION
The City of Palo Alto development fees covered by AB 1600, and documented in Exhibit
A, include the following:
CMR: 100:04 Page 2 of 4
o Stanford Research Park/E1 Camino Real traffic impact fees (PAMC Ch. 16.45).
Fee for new nonresidential development in the Stanford Research Park/El Camino
Real Service Commercial zone, to fund capacity improvements at eight
intersections.
o San Antonio/West Bayshore Area traffic impact fees (PAMC Ch. 16.46).
Fee for new nonresidential development in the San Antonio/West Bayshore area to
fund capacity improvements at four intersections.
o Housing impact fees imposed on commercial developments (PAMC Ch. 16.47).
Fee on large commercial and industrial development to contribute to programs that
increase the City’s low-income and moderate-income housing stock.
o Parking in-lieu fees for University Avenue Parking District (PAMC Ch. 16.57).
Fee on new nonresidential development in the University Avenue Parking
Assessment District in lieu of providing required parking spaces.
o Development impact fees (PAMC Ch. 16.58).
Fee on new residential and non-residential developments to provide community
facility funds for parks, community centers and libraries.
Additional fees include residential housing in-lieu fees paid to the City, at the developer’s
election, by residential developers in fulfillment of obligations under the City’s
inclusionary zoning (Below-Market Rate Housing) program. While these fees do not
necessarily fit within the definition of development fees subject to AB 1600 reporting
requirements, staff has included them in this report for informational purposes.
Staff examined the accounts to determine if any development fees remain unexpended
five years or more after receipt and are subject to refund. The San Antonio/West
Bayshore Fund and Stanford Research Park/El Camino Real Fund contain development
impact fees collected on or before June 30, 1998 that remain unexpended. Staff is
recommending that the City Council make the findings contained in Exhibit B with
respect to the continued need of the San Antonio/West Bayshore Fund for the San
Antonio On-Ramp Project and with respect to the continued need for the Stanford
Research Park/El Camino Fund-for the Major Intersection Improvements at Foothill
Expressway and Page Mill Road project, which are scheduled for completion in 2010.
CMR:100:04 Page 3 of 4
In the case of the housing impact fees from commercial development, the parking in-lieu
fees for the University Avenue Parking District, and the development impact fees, the
funds on hand as of June 30, 2003 have all been received within the past two years.
Therefore, no findings are required for these fees.
RESOURCE IMPACT
If the Council does not make the findings contained in Exhibit B, the development fees
described therein will be required to be refunded. This would have a fiscal impact of
$610,062.
POLICY IMPLICATIONS
This report does not represent any change to existing City policies.
ENVIRONMENTAL ASSESSMENT
Presentation of this annual report is not a project under the California Environmental
Quality Act; accordingly, no environmental assessment is required.
ATTACHMENT
Exhibit A: Annual Report on Development Fees for Period Ending
June 30, 2003
Exhibit B:Findin~Unspent Impact Fees
,]’,. SHARON BOZMAN
...... Ser~ior Accountant
DEPARTMENT HEAD APPROVAL: ~CA Y ArS /
Director, Adm~istrative Services
CITY MANAGER APPROVAL:
Assistant City Manager
cc: Home Builders Association
CMR: 100:04 Page 4 of 4
Exhibit A
City of Palo Alto
Annual Repo~ on Developers’ Fees
for Period Ending June 30, 2003
Purpose and Authority
for Collection
Traffic impact fees imposed on new
nonresidential development in the
Stanford Research Park!E! Camino
Real CS zone to fund improvements
at eight identified intersections.
PAMC Ch. 16.45
Traffic impact fees imposed on new
nonresidential development in the
San AntonioANest Bayshore Areas
to fund capacity improvements at
four identified intersections.
PAMC Ch. 16.46
Amount of the Fee
Fund Balance July 1, 2002
Activity in 2002-03
Revenues
Fees Collected
Interest Earnings
Unrealized Gain/Loss Investments
Total Revenues
Expenditures
Operating Transfer to General Fund
Total Expenditures
Ending Balance June 30, 2003
Net Funds Available
$8.20 per square foot
$!,702,725
0
83,725
28,150
$111,875
0
0
0
$1,814,600
$I,8!4,600
USE OF FEES:-
No expenditures have been made from
this fund during FY 2002-03. Budgeted
transfers in the amount of $340,000 in
FY1998-99,$609,000 in FY1999-00 and
$50,000 in FY 2001-02 were made from
this fund to be used for major intersection
improvements. The total project cost is
$!,624,000, of which $999,000 in impact
fees are budgeted to be used. This
represents 61.5% of the project total cost.
$1.64 per square foot
$516,910
25,396
7,142
$32,538
0
$549,448
$549,448
USE OF FEES:
No expenditures have been made from this
fund. Fees are planned to be used for
specific traffic improvements in the
Charleston/San Antonio Road area, bLt have
been delayed by a related project to
constructed by the State Department of
Transportation.
Page ! of 4
Exhibit A
City of Palo Alto
Annual Report on Developers’ Fees
for Period Ending June 30, 2003
Purpose and Authority
for Collection
Amount of the F~
4/30~01-5/29/02
as of 5/30/02
Fund Balance July 1, 2002
Activity in 2002-03
Revenues
Fees Collected
Interest Earnings
Unrealized GainlLoss Investments
Total Revenues
Expenditures
Transfer to Capital Improvement
Project
Principal Retired
Total Expenditures
Fees imposed on large commercial
and industrial development to
contribute to programs that increase
the City’s low income and moderate-
income housing stock.
PAMC Ch.16.47
$4.21 per square foot
$15.00 per square foot
$5,214,778
342,238
134,012
78,434
$554,684
0
0
Fees collected from non-residential
development within the University Ave.
Parking Assesment District in lieu of
providing the required number of
parking spaces.
PAMC Ch 16.57
$32,898 per space
$73,299
2,728
(1,887)
$841
Ending Balance June 30, 2003
Other Commitments/Appropriations
Reserve for Notes Receivable:
Net Funds Available
$5,769,462
(4,581,976)
$!,!87,486
$74,140
$74:140
USE OF FEES:
No expenditure of funds have been made
from this Fund in FY2002-03
USE OF FEES:
Budgeted transfers in the amounts of
$798,000 for FY1997-98, S766,295 for FY
2000-0I and $226,000 for FY 200i-02 were
made from this fund to the Capital
Improvement Project fund, to be used for
CIP 19530, Downtown Parking Stucuture
’^~-’~’""’ project. ~’~’
to cost $42 million. Funds on hand represent
4% of the total cost. The bulk of the project
funding will come from a voter approved
assessment district.
Page 2 of 4
Exhibit A
City of Palo Alto
Annual Report on Developers’ Fees
for Period Ending June 30, 2003
Purpose and Authority for Collection Fees imposed on new residential and non-
residential development approved after
Jan 28,2002. PAMC Ch. 16.58
Fees imposed on new residential and non-
residential development approved after Jan
28,2002. PAMC Ch. 16.58
Amount of the Fee Varies Varies
$13,170 $3,150Fund Balance July 1, 2002
Activity in 2002-03
Revenues
Fees Collected 132,323 12,258
Interest Earnings 3,424 490
Unrealized GainlLoss 3,684 0
Total Revenues $139,431 $12,748
Expenditures 0 0
Total Expenditures 0 0
Ending Balance June 30, 2003
Other Commitments/Appropriations
Reserve for Notes Receivable:
Net Funds Available
$152,60t $15,898
$152,601 $15,898
USE OF FEES:USE OF FEES:
No expenditure of funds have been made No expenditure of funds have been made
from this Fund in FY 2002-03 from this Fund in FY 2002-03
Page 3 of 4
Exhibit A
City of Paio Alto
Annual Report on Developers’ Fees
for Period Ending June 30, 2003
(INFORI~IATION ONLY)
Purpose and Authority for Collection Fees imposed on new residential and non-
residential development approved after
Jan 28,2002. PAMC Ch. 16.58
Amount of the Fee Varies
Fees collected from residential
developments of three or more units in lieu
of providing the required below-market rate
unit(s) to low and moderate income
households. PA Comprehensive Plan and
Varies
Fund Balance July 1, 2002
Activity in 2002-03
Revenues
Fees Collected
Webster Wood In-Lieu Payment
Interest Earnings
Unrealized GainlLoss Investments
Sale of Property
Other Revenue
Total Revenues
Expenditures
Housing Program Expense
Principal Retired
Total Expenditures
$1,190
8,024
244
$8,024
0
$9,2i4
$4,332,385
294,210
8,750
86,995
24,376
108,067
1,000
$523,398
(231,888)
(231,888)
$4,623,895Ending Balance June 30, 2003
Other CommitmentslAppropriations
Reserve for Notes Receivable:
Net Funds Available
(2,677,333)
$I ,946,562
USE OF FEES:
No expenditure of funds have been made
from this Fund in FY 2002-03
USE OF FEES:
Reserve for Notes Receivable include
$375,000 for 3053 Emerson, $I,204,094 for
Oak Manor, $756,819 for Sheridan Apts.
and $341,450 for Paio Alto Gardens.
Page 4 of 4
EXHIBIT B
FYAVDINGS %rITH RESPECT TO.
UNSPENT IMPACT FEES
STANFORD RESEARCH PARK!EL CAMINO REAL CS ZONE, FUND
SAN ANTONIO/~VEST BAYSHORE FUND
WHEREAS, Oovemmem Code section 66001(d) requires the City to
make certain findings with respect to development fees collected which remain
unexpended or uncommitted five of more years after deposit of such fees; and
WHEREAS, the City has collected development fees as authorized under
Chapters 16.45 and 16.46 of the Palo Alto Municipal Code for the purpose of funding
transportation capacity and operational improvements as set forth in those Chapters, and
has se~egated those fees into two separate funds, known respectively as the Stanford
Research Park/El Camino Real CS Zone Fund and the San Antonio/West Bayshore Fund;
and
WHEREAS, the sum of $ 222,039.75, representing fees collected pursuant
to Chapter 16.45 since January 1, 1989, together with accrued interest thereon, remains
unexpended five or more years after deposit of the fees ("the Stanford Research Park
fees"); and
~rf-IEREAS, the sum of $ 388,022.22, representing fees collected pursuant
to Chapter 16.46 since January 1, 1989, together with accrued interest thereon, remains
unexpended five or more years after deposit of the fees ("the San Aaatonio fees"); and
E,TIEREAS, the City Council desires to make the findings required by law"
with respect to such fees;
NOW THEREFORE, THE CITY COUNCIL does fred as follows:
Stanford Research Park Fees
1. The Stanford Research Park fees were collected pursuant to Chapter 16.45 of the
Palo Alto Municipal Code, to be used solely for the purpose of funding transportation
capacity improvements at designated intersections, which are adversely impacted from
new non-residential development in the Stanford Research Park/El Camino Real CS Zone
Area ("Area").
2. The need for the improvemems for which the Stanford Research Park fees were
collected was identified in an Environmental Impact Report ("EIR") certified by the City
Council on March 6, 1989.
3. Section 16.45.060 of Chapter 16.45 identified the specific improvements to be
constructed with the Stafford Research Park fees. Of the eight intersection improvement
projects collectively being implemented under CIP 19073 (Major Intersection
laaaprovements), two have been completed (Alma Street!Charleston Road), and (Foothill
Expressway/Page Mill Expressway). The next project will be the (Page Mill!Hanover
intersection).
Other major intersection improvements will follow as funds become available, and as
traffic conditions dictate. An implementation pro~am for these improvements has been
adopted by the City Council as part of approval of the Comprehensive Plan. This
program established a procedure to insure that improvements are constructed as traffic
conditions warrant. The first step in implementing the remaining improvements is the
completion of design plans to the 10-20 percent level, sufficient to establish "plan lines"
that will give the City the ability to obtain right-of-way where required.
The current cost estimate for the remaining major intersection improvements, based on
the modified set of locations included in the Comprehensive Plan (which includes fewer
projects than in the current list), is $15.3 million. This estimate is higher than the ori~nal
estimate upon which the impact fee was based. If the impact fee is not increased beyond
the 2003 amount, it will pay for approxinaately $3.4 million of this amount, once the area
on which it is levied is reasonably built out in approx~ately 2010. The remaining $11.9
million will have to be obtained from other sources including: ISTEA (federal), state,
county and City (street improvement funds). All major intersection improvements are
expected to be completed by 2010. The remaining improvements have not yet been
implemented due to lack of funding, lack of right-of way, secondary impacts of
intersection widening, and a temporary respite from deteriorating traffic conditions due to
an economic recession.
4. A reasonable relationship exists between the Stafford Research Park fees and the
purpose for which they were collected, in that the fees were imposed upon new non-
residential developments in the Area. Those projects, according to the EIR, cumulatively
generate traffic, which adversely impact the intersections desig-nated in the EIR.
5. The Stanford Research Park fees will be used solely for purpose of constructing
the traffic improvements identified in Chapter ! 6.45, as required under the Code.
6. The Stanford Research Park fees continue to be required in order to fund the
improvements specified in Chapter 16.45, in that the improvements have not yet been
constructed for the reasons described above, and the cost of the necessary hnprovements
is to be spread proportionately among the new non-residential users, which contribute the
traffic generating the need for the improvements.
7. Based on the foregoing, a continuing need for the Stanford Research Park fees has
been demonstrated.
San .~mtonio Fees
1. The San Antonio fees were collected pursuant to Chapter 16.46 of the Palo Alto
Municipal Code, to be used solely for the purpose of funding transportation capacity
improvements at designated intersections, which are adversely impacted from new non-
residential development in the San Antonio/West Bayshore Area ("Area").
2. The need for the improvements for which the San Antonio fees were collected
was identified in an Environmental Impact Report ("EIR") certified by the Cit3~ Council
on January 13, 1986.
3. Chapter 16.46 identifies the specific improvements to be constructed with the fees
collected thereunder, which include a fight-turn lane on westbound Charleston at San
Antonio, a siN~alized intersection at the former Sun Microsystems driveway and
interconnections of traffic signals in the _area, or alternative improvements in the Area as
determined by the Chief Transportation Official, subject to the approval of the City
Council.
4. The State Depaltment of Transportation (Caltrans) has plans for a new on-ramp
and ramp metering improvements at the San Antonio Road junction with Highway 101.
This project has been planned for over fifteen years, but has not yet been constructed
because the State is currently engaging in further review and study of the project. The
San Antonio/West Bayshore improvements described in Chapter 16.46 (with the
exception of the Middlefield/San Antonio feasibility study, which is not being actively
pursued at this time) are to be constructed together with or after the Caltrans on-ramp
improvements, because of the need to coordinate construction projects and assess the
impacts of the new on-ramp prior to commencement of the City improvements.
Accordingly, the City has been unable to undertake the improvements as of this time, and
the San Antonio fees remain unspent.
5. The latest cost estinaate for the three projects other than the feasibilil3~ study,
based on the increase in the San Francisco Bay Area Construction Cost Index since the
original estimate was made is $712,000. If the impact fee is not increased, it will pay for
approximately $473,000 of this amount, once the area on which it is levied is reasonably
built out in approximately 2010.
6. A reasonable relationship exists between the San Antonio fees and the purpose for
which they were collected, in that the fees were imposed upon new non-residential
developments in the Area. Those projects, according to the EIR, cumulatively generate
traffic, which adversely impaci the intersections designated in the EiR.
8. The San Antonio fees continue to be required in order to fund the improvements
specified in Chapter 16.46, in that the improvements have not yet been constructed for
the reasons described above, and the cost of the necessary improvements is to be spread
proportionately among the new non-residential users, which contribute the traffic
generating the need for the improvements.
9. Based on the foregoing, a continuing need for the San Antonio fees has been
demonstrated.