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HomeMy WebLinkAboutStaff Report 1557City of Palo Alto (ID # 1557) City Council Staff Report Report Type: Action ItemsMeeting Date: 5/2/2011 May 02, 2011 Page 1 of 8 (ID # 1557) Summary Title: Caltrain & High Speed Rail Staff Update Title: Caltrain & High Speed Rail Staff Update From:City Manager Lead Department: City Manager Executive Summary The City of Palo Alto continues to take a leadership role in representing our community’s interests and positions on various rail related matters concerning high speed rail (HSR) and our local rail service provided by Caltrain. There have been many developments since our last update to the City Council in December of last year. The City has sent several letters to the California High Speed Rail Authority (CHSRA), the U.S. Department of Transportation (USDOT), the Federal Railroad Administration (FRA), our federal congressional leadership, and state elected officials. We also continue to work cooperatively with regional agencies such as the Peninsula Cities Consortium (PCC), neighboring communities, and other parties with an interest in rail. The City has, with the Town of Atherton and the City of Menlo Park, introduced fiscal year (FY) 2012 legislation regarding HSR described more fully below. We have formally asked the CHSRA to explain the apparent difference in estimated costs for the overall rail system estimated at $43B but based on their own documentation it shows a total cost of $66B. We have asked the CHSRA to re-do the existing ridership study. The current ridership study has been called into question by the University of California Berkeley Institute of Transportation Studies (UCBITS). UCBITS is the State Legislature’s official consultant on transportation matters. An accurate ridership study is critical as it has significant impacts on what HSR system should be built and on the short and long- term financial viability of HSR. Thus far, the CHSRA has been unresponsive to our request and to other local agencies that have raised this issue. In the near term, the central focus of the CHSRA is the construction of the initial HSR segment to be built in California’s Central Valley. CHSRA staff has indicated their resources are being allocated to the Central Valley to ensure they meet mandated FRA and American Recovery and Reinvestment Act (ARRA) expenditure requirements. The practical impact of this is that the publication of the San Francisco to San Jose segment project level environmental impact report (EIR)/environmental impact statement (EIS) May 02, 2011 Page 2 of 8 (ID # 1557) has been pushed back from December 2010 to the fall of 2012. There may be an opportunity for the City of Palo Alto, in cooperation with other Peninsula cities, to assemble a broader coalition of cities to advocate cooperatively for HSR options that are acceptable to the Peninsula. There has also been significant activity regarding Caltrain service. As the City Council is aware, and the most recent 2011 Caltrain ridership numbers validate, Palo Alto continues to have the 2nd highest ridership along the corridor. The City attended the Silicon Valley Leadership Group (SVLG) Caltrain meeting held early this calendar year at Stanford University. The purpose of this meeting was to identify and develop short and long-term solutions to the current operational and capital funding issues faced by Caltrain. The City Council Rail Committee recently hosted Supervisor Liz Kniss who serves on the Peninsula Corridor Joint Powers Board (PCJPB) which oversees Caltrain service. At this same meeting the Rail Committee heard presentations from Caltrain technical staff on the current modernization plans for Caltrain. In summary, the City is actively engaging in rail activities on a variety of fronts to ensure the community’s interests are represented. Please read on for more details on the current status of rail. Discussion I. Caltrain Save Caltrain Town Hall Meeting The City of Palo Alto has been working in cooperation with the Silicon Valley Leadership Group (SVLG) and other Peninsula cities to get information out on the short and long- term operational and capital issues associated with this rail provider. Further, the City hosted a meeting on April 26th with the SVLG at the Palo Alto Sheraton Hotel to provide information to the community on the current issues facing Caltrain service along the corridor. City Council Rail Committee On April 13th the City Council Rail Committee hosted Santa Clara County Supervisor and Peninsula Corridor Joint Powers Board (PCJPB) member Liz Kniss at their Committee meeting for a discussion of issues facing Caltrain. At the meeting she provided a presentation (attached) to the Rail Committee on the history of Caltrain while Caltrain technical staff provided a presentation on electrification (attached). The PCJPB then took action at their meeting April 21st in which the board approved measures that will allow them to maintain the current 86 weekday train schedule through fiscal year (FY) 2012. May 02, 2011 Page 3 of 8 (ID # 1557) The Rail Committee will meet again April 28th to again hear from Caltrain technical staff on the 35% engineering design they have completed for the future proposed electrification program to modernize Caltrain. Caltrain has also retained the services of an engineer with expertise in Diesel Multiple Unit (DMU) and Electric Multiple Unit (EMU) train sets. The Rail Committee will receive a future presentation on these two alternative types of train sets. This information will be provided to the City Council when available. Key Caltrain Issues ·Short and long-term financial viability and system modernization issues as Caltrain has no dedicated funding source unlike other Bay Area transit systems. Modernization includes electrifying the rail line, purchasing a new signaling system (known as positive train control), and purchasing new train sets. In the near term, Caltrain appears to have developed a short-term (i.e. one year) solution to fund their operations through the end of FY 2012. This was accomplished through a series of one-time funding solutions from both member agencies and the Metropolitan Transportation Commission (MTC), a $0.25 cent base fare increase, and a $1.00 daily parking fee increase. ·Short and long term capital fund needs remain for modernization of the Caltrain line. As the attached presentations indicate, Caltrain does not have full funding to modernize their line (i.e. electrification). Thus far, and subject to change, Caltrain has linked modernization to the Memorandum of Understanding (MOU) with the CHSRA. The goal of Caltrain has been to secure funding to modernize Caltrain service from HSR funds in exchange for granting the CHSRA rights to use the Caltrain right-of-way. ·Recent federal budgetary actions have reduced the total federal HSR budget from $2.5B to $1B (with the possibility of that number going to zero). Thus, funding to build HSR in California, other than what has been provided so far, may not materialize, casting into doubt the ability of Caltrain to secure funds for its own modernization ·Currently, Caltrain is in the process of completing, for the first time, a series of independent feasibility studies to determine whether electrification and modernization of the system can meet the future needs of this agency in serving its customer base II. HSR Key CHSRA Issues May 02, 2011 Page 4 of 8 (ID # 1557) ·At the CHSRA board meeting on December 20th, the CHSRA allocated the additional $616M in funds received from the FRA, from funds foregone by the states of Ohio and Florida, to the Central Valley segment. Using FRA and California Proposition 1A funds, the CHSRA has a total of $5.5B identified for construction in the Central Valley. The recent allocation of additional FRA funding enables the CHSRA to build up to 120 miles of the 520 project miles. The segment to be built will start in the unincorporated community of Borden and will extend to north of Bakersfield. The segment cost includes the construction of tracks, two new stations (one in downtown Fresno and one east of Hanford), construction of viaducts and rail bridges, site preparation, right-of- way acquisition, and realignment of roadways, existing railways, and utilities. It does not include the purchase of HSR trains, catenary wires, or a HSR maintenance facility. Construction cannot commence until the project environmental reviews are complete. These reviews are required to be completed by September 2011, and construction is required to commence by September 2012 in order to meet ARRA funding requirements. Recently, the CHSRA applied for HSR funds foregone by the State of Florida. The CHSRA has indicated they expect to hear in the next thirty days if former Florida HSR funds will be awarded to California. ·In February 2011, CHSRA CEO van Ark asked staff to review and analyze a phased HSR approach for the Peninsula. The concept is to potentially build more limited infrastructure to support HSR operations between San Francisco and San Jose. This would result in shared tracks for HSR and Caltrain. More information on this plan is to be revealed at the May 5th CHSRA board meeting. ·The project level EIR/EIS is now projected to be released in the fall of 2012 (updated schedule attached). ·The planned issuance of a revised business plan was February 2011 but has been delayed to the fall of 2011 with formal publication to occur in January 2012 FRA The FRA has allocated: ·$715M to the CHSRA for HSR in October 2010. The CHSRA has decided to allocate these funds to build HSR in the Central Valley. May 02, 2011 Page 5 of 8 (ID # 1557) ·$616M to the CHSRA for HSR in December 2010 from funds originally allocated for HSR in Ohio and Wisconsin. The CHSRA has decided to allocate these funds to build HSR in the Central Valley as well. Current HSR Cost The total estimated project cost is $42.6B. However, this total has been called into question by both the City of Palo Alto and other regional groups and communities. Based on data provided by Californians Advocating Responsible Rail Design (CARRD), the HSR cost figure is actually closer to $66B. What is remarkable is the $66B figure is based on data released by the CHSRA; however, the City never received a response to our letter to the CHSRA asking them to confirm or deny the accuracy of this estimate. Current HSR Funds The total funding in place specifically for CHSRA expenditure on HSR is $12.181B The breakdown of that funding is: ·$9B in Proposition 1A bond funds ($950M of the $9.95B approved must be spent on local railroad improvements) -November 2008 ·$1.85B in ARRA funds –January 2010 o Please note that at this time $400M of additional money was awarded for San Francisco’s Transbay Terminal. ·$715M in additional federal funds –October 2010 ·$616M in additional federal funds redirected from the Ohio and Wisconsin HSR projects –December 2010 Legislative Activities ·Council supported the 2011 legislative initiatives and staff is working with Capitol Advocates Inc. to execute the plan. The three bills co-sponsored by Atherton, Menlo Park, and Palo Alto include AB 952, AB 953, and AB 1164. On Monday, April 25 language that would have prevented the expenditure of Proposition 1A funds on HSR until a new ridership study is completed was removed from AB 953 in committee. Californians Advocating Responsible Rail Design (CARRD) was represented in the audience at this meeting. Attached are the bill summaries and status. ·Rail Committee Chair Klein visited with federal legislative officials in March 2011 while in Washington DC. Key takeaways from this trip were that federal legislators and their staff members were well aware of the discrepancies in cost May 02, 2011 Page 6 of 8 (ID # 1557) projections for the project (CHSRA’s $43B figure vs. CARRD’s $66B figure), there may be no new funding provided for HSR, and there may be attempts to reclaim federal funding allocations already committed but not yet spent on HSR Peer Review Audit Findings In December 2010, a legislatively initiated HSR peer review group reviewed current CHSRA activities and outlined the following issues, among several, with current CHSRA operations: ·The absence of a “credible financial plan” has become a “critical concern.” A major question facing the CHSRA is whether or not it is realistic to expect the federal government to contribute $17-19B to this project. ·CHSRA officials need to be more transparent regarding estimates of passenger demand, revenues, investment and operating costs, and project timing. ·There needs to be greater CHSRA recognition of potential resistance from private rail operators. ·The CHSRA needs to be clear about how much of the 800-mile system will run at ground level vs. below grade or on elevated tracks. Program EIR Litigation The City of Palo Alto joined Atherton and Menlo Park in litigation against the CHSRA certification of the Program EIR. This litigation is still pending and based on current available information it is expected the court will hear the case sometime in the summer of 2011. Property and Economic Value Analysis Economic & Planning Systems (EPS) has commenced work, and is near completion, of their report regarding the economic, property, and related impacts of the Caltrain modernization proposal and HSR. Eshoo/Simitian/Gordon Statement On Monday, April 18 at the Menlo Park Caltrain station Congresswoman Anna Eshoo, Senator Joe Simitian, and Assemblymember Rich Gordon made a joint statement outlining what HSR “done right” means and called for “a blended system that integrates HSR with a 21st Century Caltrain.” May 02, 2011 Page 7 of 8 (ID # 1557) HSR done right was defined using the following three criteria: one, the rejection of any consideration of an aerial viaduct; two, the system should remain within the existing Caltrain right-of-way; and three, the CHSRA should abandon its EIR preparation/planning of a larger project over a 25 year time-frame and should focus on a project of more limited scope. The statement also included an explanation of how they thought this could be done and included using some combination of the following: electrification, positive train control, and new rolling sock. Please see the attached statement for more information. San Mateo County Rail Corridor Partnership (SMCRCP) Meeting with van Ark This recently formed group, comprised of elected officials from the communities of Burlingame, Millbrae, Redwood City, and San Mateo, met in a non-public meeting with CHSRA CEO Roelof van Ark on April 20th to discuss issues surrounding the project in San Francisco to San Jose segment. This group had sent a letter dated February 14, 2011 to van Ark stating their objectives (attached). Staff from the City of Palo Alto and other cities attended this meeting and staff has prepared a summary outline of what occurred (attached). III. Additional Information Rail Corridor Task Force (RCTF) The RCTF has held eight meetings to date. The City of Palo Alto Planning Department selected BMS Design Group of San Francisco to assist with the completion of a plan to generate a community vision for land use, transportation, and urban design opportunities along the Caltrain corridor Attachments: ·Supervisor Kniss’s April 13 Rail Committee meeting presentation (PDF) ·Caltrain staff’s April 13 Rail Committee meeting presentation (PDF) ·CHSRA project schedule for the San Francisco to San Jose section (PDF) ·Legislative bill summaries and status for AB 952, AB 953, and AB 1164 (PDF) ·Eshoo Simitian Gordon HSR Done Right Statement dated April 18, 2011 (PDF) ·SMCRCP letter to Roelof van Ark dated February 14, 2011 (PDF) ·SMCRCP meeting with CHSRA CEO van Ark summary dated April 20, 2011 (PDF) ·SMCRCP CHSRA Power Point April 20, 2011 presentation dated April 20, 2011 (PDF) May 02, 2011 Page 8 of 8 (ID # 1557) Prepared By:Richard Hackmann, Department Head:James Keene, City Manager City Manager Approval: James Keene, City Manager LIZ KNISS SANTA CLARA COUNTY SUPERVISOR, 5TH DISTRICT APRIL 13, 2011 Caltrain Briefing Presentation Outline History of Caltrain Caltrain Governance Ridership Farebox Revenue Passenger Survey Caltrain Operating Deficit & Needs Revised service proposal Other possible funding sources My position History of Caltrain 1863 – passenger train service begun San Francisco and San Jose Railroad Company $600,000 of the original $2 million capital stock owned by S.F., S.M. & S.C. counties 1870 – acquired by firm eventually consolidated in Southern Pacific Railway (SP) 1904 – SP “double tracks” the corridor 1977 - SP petitioned PUC to abandon passenger service The 3 Peninsula counties stepped in with a temporary plan to continue the service Commuter tickets partially subsidized State sponsorship of the “Peninsula Commute” begun in 1980 1980 – Caltrans contracted SP to provide passenger service Operating subsidies shared by 3 counties Caltrans responsible for station acquisitions & other capital improvements 1985 - Significant improvements made SP trains replaced with new locomotives and rolling stock Stations upgraded, shuttle busses added Operation rebranded as Caltrain 1987 – Peninsula Corridor Joint Powers Board (JPB) formed 1991 – JPB purchased right of way from SP Provision that SP retained right to operate freight service Service extended to Gilroy 1992 - SP replaced by Amtrak as contract operator 2005 – Baby Bullet service launched Caltrain Governance Board of Directors represent the three counties City and County of San Francisco Jose Cisneros, appointed by the Mayor of San Francisco Sean Elsbernd (Chair), appointed by San Francisco County Board of Supervisors Nathaniel Ford, appointed by the Municipal Transportation Agency San Mateo County Transit District: Omar Ahmad (Vice Chair), appointed by City Selection Committee Arthur Lloyd, appointed by San Mateo County Transit District Adrienne Tissier, appointed by the San Mateo County Board of Supervisors Santa Clara County Valley Transportation Authority Ash Kalra, appointed by VTA Liz Kniss, appointed by VTA Ken Yeager, appointed by VTA Executive Director Michael Scanlon, appointed by Board Also serves as General Manager of SamTrans and the San Mateo County Transportation Authority Operations Contractor - Amtrak Ridership Summary Ridership exceeds previous high seen in 2009, even in current economic climate and with service reduction Midday service remains steady even with reduction of four trains, riders redistributed to shoulder peak All three counties saw comparable ridership increases Onboard bike ridership increased with expanded onboard capacity Weekend ridership growth shows demand for the full complement of Caltrain services Average Weekday Ridership: 2004 – 2011 36,77839,122 33,841 36,993 32,031 28,393 25,550 41,442 20,000 25,000 30,000 35,000 40,000 45,000 2003 2004 2005 2006 2007 2008 2009 2010 2011 2012 Year Ri d e r s 96 trains 96 trains 98 trains 96 trains 86 trains 76 trains 90 trains 86 trains Farebox Revenue per Operating Dollar Caltrain farebox recovery is 2nd highest in Area Caltrain receives $.48 in fares per dollar of operational cost BART is $.61 per dollar Caltrain operations are: 2x more self sustaining than MUNI 3x more self-sustaining than SamTrans 4x more self-sustaining than VTA Passenger Survey Main reasons for riding Caltrain: Avoid traffic Save money Don’t have/want a car Annual passenger $ saving using Caltrain (vs. private automobile): SJ to SF $8,954.16 (computed by Caltrain staff) If Caltrain didn’t exist, it would take the equivalent of 2-3 lanes on 101 to carry the extra rush hour traffic Caltrain Operating Deficit and Needs Caltrain is only Bay Area transit system without permanent, dedicated source of funding Caltrain has had funding shortfalls for several yearsEach year, budget balanced with short term solutions The JPB partnership - SamTrans, VTA, Muni SamTrans is the managing partner If partner doesn’t fund their total share of the (balanced) budget,then the other two partners may reduce their share. This can result in large budget deficit (e.g., $30 million this year) Caltrain staff working to find solutions with Regional, state, federal transit partners, Friends of Caltrain and Silicon Valley Leadership Group (8 public meetings) VTA has proposed solutions for funding gaps March 2011 board meeting directed GM Burns to work urgently with partner GMs Caltrain Operating Deficit … Caltrain staff recently reported that some one time funds have been found. Staff proposal with revised funding: Operate 76 trains (decrease from current 86 trains, and prior 96 trains) Eliminate Baby Bullet service but run (slower) express trains instead Close selected stations on a semi-permanent basis (and others on weekends) Planned April 7 JPB decision deferred 2 weeks April 21 special meeting in San Carlos 10 am, SamTrans auditorium. Board directed Caltrain staff to continue search for funds Additional $3.5 million + needed to maintain current 86 trains Decision unanimous to continue decision for 2 weeks. Revised Service Proposal: Weekend Service Stations with suspended weekend service (FY 2012) 22nd Street Bayshore South San Francisco Broadway Hayward Park Belmont San Carlos Atherton California Avenue San Antonio Lawrence Tamien Caltrain Operating Deficit … Other potential sources of funding Increase “preventive maintenance” money from MTC Increase VTA “right of way” purchase payments to SamTrans($7.2 M offered by VTA, $2M accepted by SamTrans) Redeploy or “borrow” Dumbarton Rail Project funds(Project unlikely soon - cost & environmental inhibitors) Redeploy or “borrow” Caltrain electrification funds. My position Caltrain is vital transportation system w/more riders than ever (Riding is a Habit) Use one time money to keep system running in short term Long term solution is critical to system’s continued operation Urgently seek fair and proper long term funding solutions Further reductions risk crippling the system and impacting the greater region Death spiral – ridership drops service reduced more Caltrain dies “Ring the Bay with Rail” goal is jeopardized FYI The Silicon Valley Leadership Group is currently hosting public meetings Focus on long-term funding solutions for Caltrain 1 Caltrain Electrification Project Update Prepared for: Palo Alto Rail Committee Prepared by: JPB April 13, 2011 2 Committee Requested Topics • Electrification Project • EMU vs. DMU •HSR and Caltrain MOU 2 3 Caltrain Modernization Program • Key Components PTC/CBOSS Electrification Project Service Expansion • Guiding Principles Address Structural Deficit Provide More Service Improve the Environment 4 Project Definition 3 5 Electrification Project • Distance: 51 miles (SF to Tamien) • Service: 6 trains / peak hour / direction • Key Structure Elements – Traction Power Facilities – Overhead Contact System • Electric Powered Vehicles 6 Ridership Forecast • Projected Demand – Base Year (2007) 33,420 – 2035 No Project 65,000 – 2035 Project 71,000 • Key Modeling Inputs – 2005 ABAG population and job projections – MTC RTP projects – Caltrain service at all stations Source: Caltrain Electrification EA/FEIR, July 2009 4 7 Capital Cost $ 1,225Total Cost $ 440 Vehicle Replacement $ 785 Electrification Infrastructure CostProject Elements ($ in Millions, Year of Expenditure) Source: Caltrain Electrification EA/FEIR, July 2009 8 Capital Funding • Status – Committed: $269 million – Expected: $352 million – Needed: $604 million • Funding Plan – Federal and State HSR Funding – PPP – Financing Source: Caltrain Electrification EA/FEIR, July 2009 5 9 O/M Revenue & Expense $229M$87MExpense $206M$47MRevenue (23)(39)Net 11498# of Trains 2035 (Electric)2008 (Diesel) Source: Caltrain Electrification EA/FEIR, July 2009 10 Positive Environmental Impacts • Reduced congestion • Reduced energy consumption by 64% • Reduced air pollutants by 90% • Reduced noise and vibration by 81% 6 11 Negative Enviromental Impacts Proposed Mitigation Category Impact Mitigation Aesthetics Visual clutter Landscaping &  Screening Biological Resources Tree trimming Vegetation  Management Plan Cultural Resources Potential of archeological  remains Burial and Programmatic  Agreements Hazardous Waste  and Materials Encountering existing  hazardous waste and  materials Focused Phase II, Worker Health and  Safety Plan Hydrology /  Floodplain Groundwater impacted by  foundations Stormwater Pollution  Prevention Plan Construction (temporary impacts) Noise, vibration, emissions,  traffic impacts during  construction Best Management  Practice Plan Transportation /  Traffic Increased parking at  stations Caltrain Access Program 12 Project Status 7 13 • 1999 Caltrain Rapid Rail Plan •2001 MTC RTP • 2004 Caltrain Strategic Plan • 2008 Preliminary Engineering • 2009 FRA Waiver • 2009 Federal Environmental Clearance Key Milestones 14 • FEIR Certification – JPB Board Consideration – April 2010 – Timeout to address local concerns • Discussions with Community Coalition on HSR – Guiding Principles – Tiered Environmental Clearance • JPB Board certification in summer 2011? Electrification EIR Certification 8 15 • Outdated: 2015 Revenue Service • Duration by Phase Final Design: 18 months Construction: 3 years Testing: 1 year Public Project Schedule 16 Caltrain / HSR Coordination 9 17 •PTC/CBOSS RFP Access HSR Funding • Electrification Project Input to HSR Design Input to HSR EIS/EIR Analysis Project Coordination 18 • Strategic plans & ridership forecast • HSR EIS/EIR Alternatives Design review • Supplemental efforts Caltrain system and station area impact analysis Station area planning Local economic analysis / value capture 1 – 2 Year Planning Focus 10 19 •SF to SJ EIS/EIR public release Fall 2012 Completion Summer 2013 • SJ to Merced EIS/EIR public release Early 2012 Completion Fall 2012 • Construction / Revenue Service TBD HSR Revised Schedule 20 Discussion           Summary of    San Mateo County Rail Corridor Partnership Meeting   April 20, 2011   San Mateo City Hall      Meeting Purpose  Roelof van Ark, Chief Executive Officer (CEO) of the California High Speed Rail Authority (CHSRA)  was present to provide a presentation on the San Francisco to San Jose Peninsula High Speed  Rail Project.  Below is a summary of similarities and differences between Congresswoman  Eshoo, Senator Simitian and Assembly member Gordon’s press statement on high speed rail  dated April 18th and the presentation given by CEO van Ark April 20th in San Mateo:    Eshoo  CHSRA CEO  Simitian  van Ark  Gordon    Policy Position  4/18/2011  4/20/2011     Abandon EIR planning for larger project  Yes No  over 25‐year time horizon to 2035     Eliminate 4‐track option  Yes No    Focus project only on predominantly 2‐ track alignment  Yes No    Rejection of Aerial Viaduct option   Yes No    System should remain on Caltrain ROW  Yes Yes           Meeting format  The meeting was scheduled from 3:00 p.m. to 5:00 p.m.  It was “closed to the public” and  meeting participation was primarily allowed only for representatives of the four San Mateo Rail  Corridor Partnership cities (i.e., Burlingame, Millbrae, Redwood City and San Mateo).  These  representatives included assigned council members, city managers, public works directors in the  cities of Burlingame, Millbrae, Redwood City, San Mateo, South San Francisco and other San  Mateo County local agencies on the rail corridor and guests.   The meeting was not a public  meeting under the Brown Act.   The officials from these agencies sat at a table in the front of the  room.  The meeting was presided by the Mayor of San Mateo.  Other public agencies including  Palo Alto sat in chairs in the audience section of the room.  Others present at the meeting  included Mike Scanlon, CEO of Caltrain, Marian Lee, Executive Officer, Planning and  Development, Samtrans, councilmember Sepi Richardson from Brisbane and a staff person from  the City of Menlo Park.    Presentation  Mr. Van Ark gave a PowerPoint presentation from 3:05 p.m. to 4:30 p.m.  The meeting chair  then opened the meeting to questions from representatives of the San Mateo County Rail  Corridor Partnership cities.      Questions asked of Mr. van Ark by the Partnership agencies included:    Q. What documentation did CHSRA have that said a covered trench could only be  covered for 800’ then had to be opened up?    R. “Do not know, but will get back to you.”    Q. Is it your understanding that you cannot run high speed rail trains on same line as  freight trains?  R. CHSRA had been granted a waiver to enable both systems to run on the peninsula  with freight trains limited to running at times different than HSR and Caltrain trains    Q. What did CEO van Ark think about recent press accounts given by Congresswoman  Eshoo, Senator Simitian and Assemblymember Gordon and other legislators  regarding HSR on the peninsula?  R. Mr. van Ark responded he thought many of the concepts outlined had been covered  by the presentation given today including phased implementation and use of the  existing Caltrain ROW.    The City of Palo Alto had a number of questions we were unable to ask due to time limitations  and the answers to these questions were not addressed in the presentation by Mr. van Ark:     Would you be willing to modify the project description of the San Francisco to San Jose  EIR to limit the project to a two to three‐track system?      What is the status of the financing plan especially in light of fact that CHSRA’s own  documents show a project cost at $66B well in excess of the $43B advertized estimates?      What is the status of off‐shore company investment in High Speed Rail?      Would you support the “blended” project identified by Congresswoman Eshoo, Senator  Simitian and Assemblyman Gordon?     What role does commuter rail service, (i.e. Caltrain); have in the long‐term success of  statewide High Speed Rail system?  Would improved commuter rail systems in Los  Angeles and the Bay Area with connections to a High Speed Rail spine through the  Central Valley be a long‐term model for success in light of the fact that federal funds  have already been committed to the Central Valley?     The Eshoo/Simitian/Gordon proposal contains a number of elements: elimination of a   viaduct or other elevated structure, limit the project to the Caltrain right‐of‐way,   elimination of the concept of a four‐track phased project scope during the next 25 years,  upgraded Caltrain service, and seamless transitions between HSR and Caltrain in San  Jose.  Do you agree with these aspects of this proposal and if so which ones are most  feasible in your opinion?       Many on the Peninsula have supported “High Speed Rail Done Right”, meaning a system  that minimizes local impacts on our communities including below grade designs where  appropriate.  In your opinion, is “High Speed Rail Done Right” feasible financially?      What is the status of the business plan?  Will you adhere to the October 2011 deadline  set by the legislature?      What commitments will you make for cities and the public to have substantive input and  coordination as required by the California Environmental Quality Act (CEQA) and the  National Environmental Protection Act (NEPA) for the San Francisco to San Jose project?   SF-SJ SECTION PHASED IMPLEMENTATION APPROACH presented to the San Mateo County Rail Corridor Partnership by Roelof van Ark April 20, 2011 SF-SJ SECTION 2 4thand KingThe HSR Authority appreciates the approach taken by the San Mateo County Rail Corridor Partnership to discuss rail issues with the Authority. The HSRA continues to work with Caltrain and the PRP to further the joint development of an integrated transportation system on the Peninsula, which will benefit both agencies and the communities the systems serve. ALIGNMENT DESIGN OPTIONS –A, B, B1 3 SAN MATEO COUNTY PARTNER’S LETTER ( D A T E D F E B 1 4 , 2 0 1 1 ) 4 4th and King Five Issues 1.Alternatives to Open Trench Alignment: Covered Trench, Intermittent Covering, Bored Tunnel. 2.Phased Implementation 3.2-Track System 4.Land Use and Economic Impacts 5.Use of Right of Way Post Construction. LEGAL REQUIREMENTS •The Authority remain consistent with the following laws: Voter-approved Proposition 1A California Environmental Quality Act (CEQA) •The Authority must consider the full build-out of the system in the year 2035 (the time horizon used by all CA transportation authorities). 5 ALTERNATIVES ALIGNMENT DESIGNS –New design option (B2) will investigate partial covered trench [800’ max sections] in city centers on the corridor. Will work with cities to determine locations. –Designed for lightweight uses such as passenger malls or parking. –Heavy structures over trench would require additional piling and structures by developers (to be further investigated) Partially Covered Trench Alignment Sections: ALTERNATIVES ALIGNMENT DESIGNS –Bored tunnels considered primarily where no alternatives exist (costs) like mountains, to eliminate high-rise building destruction, etc. –Taking HST exclusively into tunnel will not offer grade separation for Caltrain and freight, nor an upgrade for Caltrain infrastructure. –Existing diesel freight trains would (a) require additional ventilation if operated in tunnels, (b) require further precautions when the freight trains transport HAZMAT materials (which is the case on the Peninsula) –Transitions for tunnels are difficult to place as they require wider footprints for portals and long approaches (more intrusive). Bored Tunnel Alignment Sections: •Central Valley Selected for Receipt of ARRA funding and early construction between 2012 and 2017 •Opportunity for Refined and more Detailed Analysis and increased collaboration on SF- SJ Section INITIAL CONSTRUCTION Starting in the Central Valley •Section where California’s HST system will travel 220-mph maximum operating speed for long periods of time (enabling the two- hour, 40-minute requirement for trip time between LA and San Francisco) •Initial track in the Central Valley will serve as testing and proving ground for new high-speed train technology in the United States •Less expensive land and less complex engineering in the Valley •Near-term job creation benefits (conservative estimate of 100,000 jobs – direct and indirect –over life of the first $5.5 billion in construction) The high-speed rail backbone FUTURE EXPANSION Getting to Passenger Service From Initial Construction Section [ICS] To Initial Operable Section [IOS] To Completion of Phase 1 To Phase 2 ICS IOS PH1PH2 PHASED IMPLEMENTATION APPROACH Many Peninsula communities have requested: Evaluation of phased service implementation Integration of HST and Caltrain services Coordination of HST and Caltrain ridership and capacity projections into long-term planning Consideration of community specific plans and development projects HSR is most willing to use the additional time to ensure that these issues are addressed, and to work together with Caltrain to ensure mutual benefits. 11 PHASED IMPLEMENTATION APPROACH CHSRA has announced “Phased Implementation” •Incremental implementation of HST service along corridor •Opportunity for greater collaboration with local and regional agencies, and the communities •Time to select ultimate build alternative subject to the ability to accommodate phased implementation Goal •Provide HST “One-Seat Rides” from San Francisco in the most cost effective manner and to enhance ridership of the “Initial Operable Section” 12 INITIAL OPERATING PROJECT (IOP) Peninsula IOP •To define minimum infrastructure required to support an initial level of High-Speed Train service •Must be feasible as part of the full build DEIR/EIS •Assumes sharing existing Caltrain tracks/ROW •Must maintain Caltrain services during phased implementation •Must consider the freight rail requirements on the Peninsula •Would require Caltrain electrification, PTC, new generation rolling stock (matching dimensions/platforms) •Does not necessarily lead to grade separation advantages 13 2 TRACKS OR MORE? 14 Line Capacity (HSR and Caltrain)•Relative Operating Speeds•Stopping Patterns•Limited Passing Tracks Overlapping Peak Hours Infrastructure/Rolling Stock•Platform Heights•Potential wider body HSR vs Narrow Caltrain Vehicles Crossings Impact Service•Rail line speed (FRA Guidelines: 80-110mph –Install additional automated devices; 111-125mph –Fail-safe vehicle detection devices and full barriers)•Roadway traffic congestion•Reliability CONSTRUCTION STAGING EXAMPLE: TRENCH 15 Caltrain today Electrified Electrified Shoofly Remove tracks Final ConfigurationFirst Trench Transfer & 2nd Trench CONSTRUCTION STAGING EXAMPLE: AERIAL (1 BRIDGE) 16 SF-SJ DEIR/EIS TIMELINE 17 Publication of SF-SJ Section Draft EIR/EIS extended to late summer/early fall of 2012. RAIL CORRIDOR PARTNERSHIP ISSUES #3-5 •Two-Track Alternative:This has been covered in the “Phased Implementation” discussion. •Land Use and Economic Impacts: Adopted land-use plans on rail corridor (Millbrae Station Area Plan, San Mateo Downtown Plan etc.) will be considered in EIR/EIS. Close relationship between Authority, Caltrain and cities encouraged to ensure best results. Economic issue needs further discussions between HSRA and Caltrain. •Use of Rail Right of Way Post Construction: HSR would like to ensure maximum benefits to local Authorities to benefit from aerial rights as well as areas under aerial structures. The Authority and Caltrain will need to discuss what is possible (ROW belongs to Caltrain). The FRA is also looking at the issue. RAIL CORRIDOR PARTNERSHIP ISSUES Q & A LOOKING AHEAD Contact Info –California High-Speed Rail Authority 925 L St., Suite 1425 Sacramento, CA 95814 916-324-1541 www.cahighspeedrail.ca.gov –Visit Twitter, Facebook, Flickr and Posterous –Terry Lightfoot, Public Involvement Manager tlightfoot@hntb.com / (415) 963-6718