HomeMy WebLinkAboutStaff Report 355-05TO: HONORABLE CITY COUNCIL
ATTN: POLICY & SERVICES COMMITTEE
FROM: City Attorney
City Manager
DATE: August 7, 2005
FROM CITY ATTORNEY
AND CITY MANAGER
CMR: 355-05
SUBJECT: RECOMMENDATION TO CONFIRM CITY CODE ENFORCEMENT
AND CITY ATTORNEY'S OFFICE CODE ENFORCEMENT
STRATEGY
Staff recommends that the Policy and Services Committee recommend to the Council that
it confirm the City Manager's staff approach the prioritization of staff resources devoted
to code enforcement; and the City Attorney's strategy for addressing violations of the
City's Municipal Code. This report also responds to the City Auditor's recommendations
regarding the City Attorney's role in the code enforcement process.
BACKGROUND
Code enforcement helps promote maintenance of neighborhoods and assists in effective
enforcement of the City's land use regulations. Code enforcement is a cooperative effort
that encompasses enforcement efforts by the Planning Department (including the Code
Enforcement Division and Building Inspection), the Police Department, the Public Works
Department (including the Environmental Compliance, Engineering, and Operations
Divisions), the Police Department, and the Fire Department. The City Attorney's Office
provides overall assistance to the City's Code Enforcement efforts.
Planning Department
The mission of the Code Enforcement Division of the Planning Department is to promote
and maintain a safe and desirable living and workiJ:1g environment through enforcement
of zoning requirements and various municipal code sections relating to property
maintenance, land use, dangerous buildings, vehicle abatement, protected trees, and signs
and fences.
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THE HONORABLE CITY COUNCIL
August 7, 2005
Page 2
RE: RECOMMENDATION TO CONFIRM
ENFORCEMENT AND CITY ATTORNEY'S
ENFORCEMENT STRATEGY
CITY
OFFICE
CODE
CODE
The code enforcement process in this division is initiated in response to complaints by
individuals, based on staff observations made in the course of completing other duties, or
stemming from actions such applications for building permits or zoning variances. Staff
responds to code enforcement complaints according to the impact of the violation on the
community, giving priority to situations that pose a serious risk to health and safety.
In most cases, the individual responsible for the code violation is given the opportunity to
voluntarily correct the problem without a penalty. Individuals who fail to comply may be
subject to fines and penalties, and the City Attorney's office may become involved.
Police Department
The Police Department enforces the City's parking ordinances and has one code
enforcement offiCer who is responsible for permits and enforcement of taxicab regulation,
the massage ordinance, solicitor permits, helicopter landings, alarms, pushcart vendors,
and a variety of other Municipal Code sections on more obscure topics.
Public Works Department
The Engineering, Environmental Compliance, and Operations Divisions of the Public
Works Department have code enforcement responsibilities for various issues related to
the functions of those departments.
The Engineering Division is responsible for reviewing, permitting, and inspecting private
work performed in the City's right-of-way, and code enforcement of the right-of-way
involves items or infrastructure placed or works performed in the right-of -way without
an encroachment or street work permit. The Division typically issues a verbal warning
on discovery of these types of violations, and will follow up with administrative citations
and associated fines when verbal warnings fail to result in compliance.
The Environmental Compliance Division monitors, investigates, and enforces Federal,
State, and local requirements for water quality. The Division's primary responsibility is
control over discharges of non-hazardous materials discharges into the streets, gutters,
storm drains, and sewer system, and it supports the Fire Department in monitoring,
investigation, and enforcement action for hazardous materials incidents.
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THE HONORABLE CITY COUNCIL
August 7, 2005
Page 3
RE: RECOMMENDATION TO CONFIRM
ENFORCEMENT AND CITY ATTORNEY'S
ENFORCEMENT STRATEGY
CITY
OFFICE
CODE
CODE
Code enforcement responsibilities in the Operations Division involve solid waste removal
and disposal issues including container maintenance and placement, burning, dumping,
and accumulation of trash
Fire Department
The Fire Department enforces Titles 15 and 17 of the Municipal Code relating to fire
safety, hazardous materials, toxic gases and underground storage tanks, and portions of
Titles 8 and 9 relating to weeds as a fire hazard and public nuisance. The department is
also responsible for the enforcement of state and federal laws pertaining to fire safety,
hazardous materials and underground tanks.
DISCUSSION
The City's overall philosophy on code enforcement is one designed to achieve
compliance. The goal is to work with the property owner or tenant to achieve a positive
result. The approach is one that is tailored to the distinct requirements of the City of Palo
Alto. The intent is to treat all people that we interact with, with respect and in a dignified
manner. Formal enforcement is discouraged, unless abs~lutely necessary. Criminal and
civil enforcement are available but will only be used as last resort options.
The City Manager' s staff and the City Attorney's office jointly administer a code
enforcement system that is primarily driven by complaints of residents. Many of the
City's code enforcement cases currently stem from complaints of residents who call the
City's code enforcement division' to report concerns about conditions in City
neighborhoods. Although the City's code enforcement personnel also investigate
complaints and violations they observe during the course of their duties, a code
enforcement system driven by complaints allows the City to focus on resolving issues
that trouble residents, and creates the most efficient balance between the City's resources
and resident concerns.
In many cases, problems are resolved when code enforcement officers inform violators of
a complaint so that a large portion of the compliance is voluntary. From a resource
prioritization perspective, it is most efficient to focus limited staff resources on
individuals who repeatedly violate code requirements or refuse to comply with direction
from code enforcement staff.' For these individuals, the administrative enforcement
process is the most effective formal remedy.
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THE HONORABLE CITY COUNCIL
August 7, 2005
Page 4
RE: RECOMMENDATION TO CONFIRM
ENFORCEMENT AND CITY ATTORNEY'S
ENFORCEMENT STRATEGY
CITY
OFFICE
CODE
CODE
Title 1, Chapters 1.12 and 1.16, of the Palo Alto Municipal Code outline the City's
Administrative Enforcement Process, which is designed as a non-judicial penalty process
for achieving compliance. In cases involving violations that are not easily or timely
cured through the informal process of informing violators of complaints, the City
Attorney's Office will encourage code enforcement officers to initiate the administrative
process of administrative citations or compliance orders.
The process for administrative enforcement orders provides for formal written notice
detailing the violations and the necessary actions for correcting the violations, and
establishing a deadline for compliance. If compliance is not achieved by the deadline, the
case proceeds to informal hearing with a hearing officer who has authority to impose
enforceable penalties and compliance requirements. City Attorney involvement is not
required for administrative hearings, but the Attorney's office will assist code
enforcement officers. On rare occasions the Attorney's Office will attend hearings as
necessary.
The intent of this Code Enforcement approach is to· be compliance oriented, not
prosecution oriented. The goal is to have more than 95% of all enforcement matters
resolved prior to any administnitive enforcement. Less than 1 % of all matters should
require City Attorney intervention at the criminal or civil court level.
City Attorney Code Enforcement Approach
The departments with code enforcement responsibilities generally work independently to
enforce the Municipal Code. The City Attorney's Office is available to provide advice
and, in a small number of cases for which the departments have difficulty achieving
compliance, enforcement support.
Although most code enforcement cases are anticipated to be resolved informally or
through the administrative enforcement process, stronger enforcement measures may be
necessary in very few remaining cases. Civil enforcement in the form of temporary
restraining orders or injunctive relief may be appropriate in cases with imminent health
and safety hazards. Similarly, criminal enforcement may be effective in cases that
include serious or dangerous violations, involve recalcitrant owners who repeatedly
refuse to comply, or when the Attorney's Office determines that civil penalties are
unavailable or are likely to be ineffective. Because these measures involve the formal
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THE HONORABLE CITY COUNCIL
August 7,2005
Page 5
RE: RECOMMENDATION TO CONFIRM
ENFORCEMENT AND CITY ATTORNEY'S
ENFORCEMENT STRATEGY
CITY
OFFICE
CODE
CODE
judicial process, and the higher costs associated with judicial actions, the Attorney's
Office will work with the City's code enforcement personnel to identify the few serious
cases where civil or criminal measures are necessary to correct a serious danger and
would provide the most effective resolution.
Compliance is always the first objective with code enforcement. However, the cost to the
City of delays in compliance can be high. Therefore, the City Attorney--wilLseek~flllL-------
recovery for enforcement costs whenever possible.
City Auditor's Code Enforcement Recommendations for the City Attorney's Office
The City Auditor' sMarch, 2003 audit of code enforcement contained four major
recommendations for the City Attorney's Office:
1. Expedite processing of cases referred by code enforcement so that code
enforcement officers can properly handle repeat complaints;
2. Provide copies of current case status reports to code enforcement officers
so that they can stay informed;
3. Work with code enforcement to consider additional strategies and
encourage assessment of appropriate penalties and administrative costs;
4. File liens for penalties that are outstanding over six months.
The code enforcement strategy outlined above should result in compliance with these
recommendations because the Attorney's office will continue to work closely with the
code enforcement division that discovered and handled violations prior to City Attorney
involvement. The City Attorney's office will commit to meeting the four goals that are
listed above.
Emily Harrison, Assistant City Manager
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