HomeMy WebLinkAboutStaff Report 273-05"
City of Palo Alto
City Manager's Report
6
TO: HONORABLE CITY COUNCIL
FROM: CITY MANAGER DEPARTMENT: CITY MANAGER'S OFFICE
DATE: JUNE 6, 2005 CMR: 273:05
SUBJECT: APPOINTMENT OF RUSSELL CARLSEN AS HUMAN
RESOURCES DIRECTOR
RECOMMENDATION
The City Manager recommends that the Council confirm his appointment of Russell Carlsen as
City of Palo Alto Human Resources Director.
BACKGROUND
Municipal Code Section 2.08.020 requires that the City Council confirm the City Manager's
appointment of City department heads.
DISCUSSION
Mr. Carlsen brings to the City extensive management experience in both the public and private
sectors. He received his Masters Degree in Management/Human Resources from the University
of Redlands and his Bachelors Degree from the University of Washington. Mr. Carlsen has
served as interim city manager and city manager in a number of California communities. He
took a leave of absence from his current job working as chief of staff for a King County council
member in order to come to Palo Alto in March 2005. Since coming to Palo Alto, he has been
pivotal to such key initiatives as the Utilities investigation, the Hourly Unit labor negotiations,
and preparation for implementation of the 2005-05 General Fund staffing reductions. He is a key
member of the team overseeing implementation of changes to the span of control issues
identified in the City Auditor's report. He is also leading an initiative to prepare a restructuring
plan for the Human Resources Department, in conjunction with a citywide team appointed by the
City Manager.
RESOURCE IMPACT
The a111).ual salary for the Human Resources Director position is $ 144,310. The City will be
providing Mr. Carlsen with relocation assistance as authorized in the Management Benefit and
Compensation Plan. This will not include a real estate loan.
CMR: 273:05 Page 1 of2
POLICY IMPLICATIONS
This appointment is consistent with existing City policy that new department heads be hired as
"at will" employees.
PREPARED BY
CITY MANAGER APPROVAL
CMR: 273:05 Page 2 of2
EMPLOYMENT AGREEMENT
BETWEEN THE CITY OF PALO ALTO
AND RUSSELL CARLSEN
THIS AGREEMENT is between the City of Palo Alto I a
municipal corporation and chartered city ("City") I and Russell
Carlsen, its Director of Human Resources wi th the City of Palo
Alto ("Carlsen"). It is effective on the latest date next to
the signatures on the last page.
This Agreement is entered into on the basis of the
following facts, among others:
A. City, acting by and through its duly appointed
Ci ty Manager and wi th the approval of its duly elected Ci ty
Council, .desires to employ Carlsen as its Director of Human
Resources with the City of Palo Alto subject to the terms and
conditions set forth in this Agreement, the Pa~o Alto Municipal
Code and in the Charter· of the City of Palo Alto (the
"Charter") .
B. Carlsen desires to be employed by the City as its
Director of Human Resources wi th the City of Palo Alto, subj ect
to the terms and conditions set forth in this Agreement, the
Palo Alto Municipal Code, and in the Charter.
C. Ci ty and Carlsen desire to establish specific
terms and conditions relating to compensation and benefits,
performance evaluations, and related matters.
D. Notwithstanding any provision of the City of Palo
Alto Merit System Rules and Regulations, the City desires
Carlsen to serve on an at-will basis, with no expectation of
continued employment, and with no right to pre-or post-
separation due process of appeal.
E. Carlsen desires a predictable amount of severance
notice and severance pay should his employment be terminated
with or without cause or notice.
BASED UPON THE FOREGOING, CITY AND CARLSEN AGREE AS
FOLLOWS:
1. Employment. City will appoint and employ Carlsen
as Director of Human Resources wi th the Ci ty of Palo Alto and
Carlsen will accept the appointment and employment for the City
for an indefinite term.
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2. Duties of Director of Human Resources. Carlsen
shall perform the duties established for the Director of Human
Resources by the Charter, Palo Alto Municipal Code, direction of
the City Manager, or as otherwise provided by law, ordinance, or
regulation.
2.1. Full Energy and Skill. Carlsen shall
devote his full energy, skill, ability,
the performance of his duties.
and productive time to
2.2. No Conflict. Carlsen shall not engage in
any employment, activity, consulting service, or other
enterprise, for compensation or otherwise, which is actually or
potentially in conflict with, inimical to, or which interferes
with the performance of his duties. Carlsen acknowledges that
he is subject to the various conflict of interest requirements
found in the California Government Code and State and local
policies and regulations.
2.3 Permission Required For Outside Activities.
Carlsen shall not engage in any employment, activity, consulting
service, or other enterprise, for compensation or otherwise,
without the express, written permission of the City Manager.
3. Compensation.
Director of Human Resources,
provided in this Section 3.
While performing the duties of
Carlsen shall be compensated as
3.1. Compensation. Carlsen shall receive an
ini t.ial base annual salary of One Hundred Forty Four Thousand
Three Hundred and Ten Dollars ($144,310.00) commencing on the
effective date of the contract.
3.2. Salary Adjustments. Not less than once each
year, the City Manager shall meet with Carlsen for the express
purpose of evaluating the performance. of Carlsen. The City
Manager will act in good faith in determining whether to
increase the salary of Carlsen, but the ultimate decision in
this regard is within the sole discretion of the City Manager.
3.3. Variable Management Compensation.. Carlsen
shall be entitled to receive Variable Management Compensation
pursuant to the terms of the City Council-approved Management
Compensation plan.
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4. Regular Benefits and Allowances. Carlsen will be
eligible for, and shall receive, all regular benefits (i .e.,
health insurance, PERS contribution paid by City, etc.), and
vacation, sick leave, and manageme~t leave as are generally
provided to management employees pursuant to the City Counci1-
approved Management Compensation Plan.
5. Addi tional Benefits and Allowances. In addition
to the benefits specified in section 4, Carlsen shall receive
the following additional benefits and allowances.
5.1 Automobile Allowance.
a $325 monthly auto allowance.
Carlsen shall receive
5.2 Sick Leave Balance Upon Start of Employment.
Carlsen shall be credited with ninety-six (96) hours of sick
leave to use if necessary, immediately upon the start of
employment. Carlsen will not accrue additional sick leave
during the first year of employment. This sick leave is being
advanced instead of being accrued on a bi-week1y basis over the
course of Carlsen's first year of employment. If Carlsen
separates from City employment prior to accruing (advanced) sick
leave Carlsen agrees to provide a personal check in the amount
of the sick leave used· but not yet accrued during his service
with. the City.
5 . 3 Vacation Leave. Carlsen shall receive one
hundred sixty (160) hours of vacation accrual per year, based on
his service with a prior employer. This vacation leave shall be
available to Carlsen for use immediately on the start of
employment, without any waiting period. The vacation leave is
being advanced instead of being accrued on a bi-weekly basis
over the course of Carlsen's first year of employment. If
Carlsen separates from City employment prior to accruing
(advanced) vacation leave for which he receives pay, Carlsen
agrees to provide a personal check in the amount of the vacation
leave used but not yet accrued during his service with the City .
. 5.4. Payment for COBRA Benefits Until Regular
Ci ty Benefits Become Effective. Ci ty and Carlsen acknowledge
that City health care benefits become effective and available on
the first day of the first month after an employee's start date.
City will to pay the cost of COBRA benefits for Carlsen until
City benefits become effective.
5.5. Relocation Assistance.
relocation costs for Carlsen as follows:
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Ci ty will pay for
5.5.1. Household Goods Shipment. Full
costs will be paid for the shipment of all personal items
normally considered "Household Goods." Full costs will be paid
for the storage of Household Goods for up to thirty (30) days.
Items excluded include recreational vehicles, firewood, building
materials, sand, boats, airplanes, and perishable items such as
food and plants consistent with the "Management and
Professional Personnel and Council Appointees Compensation Plan"
under "Basic Benefits for Council-Appointed Officers, Assistant
City Manager and Department Heads."
5.5.2. Reimbursement for Relocation
Expenses. Carlsen ·shall receive full reimbursement for
relocation expenses consistent with the "Management and
Professional Personnel and Council Appointees Compensation Plan"
under "Basic Benefits for Council-Appointed Officers, Assistant
City Manager and Department Heads."
5.5.3. En Route Expenses. Carlsen shall
receive full reimbursement for the reasonable costs of en route
expenses for a single roundtrip via car to and from Seattle,
Washington, for the purpose of completing mov~ng arrangements.
5. 5 .4 . Temporary Living Expenses.
Carlsen shall receive full reimbursement for the reasonable
costs of temporary lodging expenses during the period between
which this agreement becomes effective and the date on which
Carlsen takes possession of his Palo Alto apartment, on or about
July 5, 2005.
5.5.5. Renter Expenses. Carlsen shall
receive full reimbursement for the reasonable costs arising from
the need to break his existing lease in Seattle, Washington, and
the full cost of the first and last month's rent for his Palo
Alto rental accommodations.
5.6. Long-Term Rental Subsidy. Carlsen has
decided to rent in the City of Palo Al to. for an undetermined
period of time, and shall receive a rental subsidy of five
hundred dollars ($500.00) per month for up ito forty-eight (48)
months. Carlsen may request, and City Manager may authorize,
extension of this renter subsidy for an additional twelve (12)
months.
6. Additional Expenses of Employment. City shall pay
the following usual and customary employment expenses:
6.1. The cost of any fidelity or other bonds
required by law for the Director of Human Resources.
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7. Duration of Employment. Carlsen understands and
agrees that he has no constitutionally protected property or
other interest in his employment as Director of Human Resources.
He understands that notwithstanding any provision in the Merit
System Rules and Regulations, he has no right to pre-or post-
disciplinary due process. He understands and agrees that he
works at the will and pleasure of the City Manager and that he
may be terminated, or asked to resign, at any time, with or
without cause, upon 30 days written notice to Carlsen. Carlsen
may terminate this agreement upon 30 days written notice to the
City Manager.
7.1. Severance Pay. If Carlsen is asked to resign
or is terminated as Director of Human Resources, he shall
receive a cash payment, or payments (without interest) at
intervals specified by Carlsen, equivalent to the sum of his
then-current monthly salary, multiplied by six (6), and the cash
value, as reasonably determined by City, .of his monthly non-
salary benefits mUltiplied by six (6). The monthly non-salary
benefits shall be those specified in sections 4 and 5.2 of this
Agreement. All normal wi thholdings shall be made with respect
to any amounts paid under this section, as required by law.
8. Miscellaneous.
8.1. Notices. Notices given under this Agreement
shall be iIi writing and shall be ei·ther: a) served personally;
or b) sent by facsimile (provided a hard copy is mailed within
one (1) business day); or c) delivered by first-class United
States mail, certified, with ·postage. prepaid and a return
receipt requested; or d) sent by Federal Express, or some
equivalent private mail delivery service. Notices shall be
deemed received at the earlier of actual receipt or three (3)
days following deposit in the United States maii, postage
prepaid. Notices . shall be directed to the addresses shown
below, provided that a party may change such party's address for
notice by giving written notice to the other party in accordance
with this subsection.
CITY:
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Attn: Mayor
City of Palo Alto
250 Hamilton Avenue
Palo Alto, CA 94301
Phone: ( 65 0 ) 329 - 2 2 2 6
FAX: (650) 328-3631
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DIRECTOR OF HUMAN RESOURCES:
Russell Carlsen
clo City of Palo Alto
250 Hamilton Avenue
Palo Alto, CA 94301
Phone: 650-329-2376
Fax: 650-329-2696
8.2. Entire Agreement/Amendment. This Agreement
consti tutes the entire understanding and agreement between the
parties as to those matters contained in it, and supersedes any
and all prior or contemporaneous agreements, representations and
understandings of the parties. This Agreement may be amended at
any time by mutual agreement of the parties, but any such
amendment must be in writing, dated, and signed by the parties
and attached hereto.
8.3. Applicable Law and Venue. This Agreement
shall be interpreted according to the laws of the State of
California. Venue of any action regarding this Agreement shall
be in the proper court in Santa Clara County.
8.4. Severability. In the event any portion of
this Agreement is declared void, such portion snaIl be ,severed
from this Agreement and the remaining provisions shall remain in
effect, unless the result of such severance would be to
substantially alter this Agreement or the obligations of the
parties, in which case this Agreement shall be immediately
terminated.
8.5. Waiver.' Any failure of a party to insist
upon strict compliance with any term, undertaking, or condition
of this Agreement shall not be deemed to be a waiver of such
term, undertaking, or condition. To be effective, a waiver must
be in writing~ signed and dated by the parties.
8.6. Representation by Counsel. Carlsen and
City acknowledge that they each did, or had the opportunity to,
consult with legal counsel of their respective choices with
respect to the matters that are the subj ect of this Agreement
prior to executing it.
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8.7 Section Headings. The headings on each of
the sections and subsections of this Agreement are for the
convenience of the parties only and do not limit or expand the
contents of any such section or subsection.
Dated:
Dated:
Attest:
City Clerk
Approved as to Form:
By:
Melissa C. Tronquet
Deputy City Attorney
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CITY OF PALO ALTO
By
Mayor
By
City Manager
DIRECTOR OF HUMAN RESOURCES
Russell Carlsen
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