HomeMy WebLinkAboutStaff Report 205-10TO: HONORABLE CITY COUNCIL
FROM: CITY MANAGER
DATE: APRIL 12,2010
REPORT TYPE: CONSENT
DEPARTMENT: PLANNING AND
COMMUNITY ENVIRONMENT
CMR: 205:105
SUBJECT: Approval of the Nomination of the Category 2 Roth Building to the
National Register of Historic Places and transmittal of a letter of
support to the State Historical Resources Commission (Publie
Facilities (PF) with a SOFA 1 CAP)
EXECUTIVE SUMMARY
The Roth Building at 300 Homer Avenue. is currently designated as a Category 2 historic
resource under the City's historic resource inventory assuring the building's status as an historic
resource for development purposes. The National Register of Historic Places designation will
provide additional recognition for the building and will enhance opportunities for funding its
renovation. 9n December 17, 2009, staff received a request from the State Office of Historic
Preservation (OHP) asking for review of the nomination of the Roth Building to the National
Register of Historic Places. OHP requested the review because the subject property is City
owned and the City is classified as a Certified Local Government (CGL). CLG status requires
review by a City's historic review board prior to any National Register listing. OHP requested
that thc City review the nomination for compliance with National Register eligibility criteria
and, if in support, send a letter of support to the State Historical Resources Commission (State
Commission) prior to April 30, 2010, when the item will be reviewed by the State Commission
at its quarterly meeting. The Historic Resources Board (HRB) conducted the review at a public
hearing onMarch 3, 20 10. The HRB unanimously supported the nomination and recommended
that the Council support the nomination and send a letter of support to the State Commission.
RECOMMENDATIONS
The HRB and staff recommend that the City Council, acting in its eapacity as a CLG and as the
property owner, support the approval of the nomination of the City's historic Category 2 Roth
Building located at 300 Homer Avenue to the National Register of Historic Places and send a
letter of support to the StalcCommission.
BACKGROUND
The Roth Building at 300 Homer Avenue is currently designated as a Category 2 historic
resource under the City's historic resource inventory assuring the building's status as an historic
resource for development purposes. A Category 2 designation is defined as a building of major
regional importance, meritorious work of the best architects or an outstanding example of an
CMR:205.1O Page 1 of4
1. Criterion A: The property is associated with events that have made a significant contribution
to the broad patterns of our history; and
2. Criterion C: The property emhodies the distinctive characteristics of a type, period, or
method of construction or represents the work of a master, or possesses high artistic values,
or represents a significant and distinguishable entity whose components lack individual
distinction.
Criterion A represents the period of 1932-1999 when the property was utilized as a professional
medical fucility. During that time it was associated with persons and events important to the
development of the healthcare industry in Palo Alto by establishing the first multi-specialty
group medical practice in the community in 1932 that continued until closure in 1999. The
original organizational pattern became a model within the healthcare industry nationwide. The
organization's long-term commitment to iunovative community healthcare and research laid the
foundation for the progressive healthcare network that thrives in Palo Alto today.
Criterion C represents the architectural significance of the building during the time of
construction in 1932 as representative of the work of a master architect, Birge Clark, and an
artist, Victor Amautoff, as a resource displaying high architectural and artistic value. The
building was constructed in the Spanish Eclectic style of concrete with a terra cotta roof.
Exterior frescoes created by Victor Arnautoff depicting contrasts between modem medical
practices of the era and primitive medical practices are of high artistic value to the community.
The nomination form is provided as Attachment B.
If the Council is in support of the proposed nomination of the Roth Building to the National
Register of Historic Places, a letter of support will be submitted to the State Historical
Resources Commission prior to its quarterly meeting on April 30, 2010. A draft letter of
support is. provided as Attachment C. If the Council is not in support of the proposed
nomination, a notarized letter of objection is requested to be mailed to OHP prior to the
scheduled meeting date. Consent of the property owner is not required for a National Register
nomination but properties caunot be listed over the objection of the owner.
TIMELINE
The State Commission will meet for its quarterly meeting on April 30, 2010. If the State
Commission approves the nomination, it is then sent to the State Historic Preservation Officer
for nomination to the National Register. The final detennination is made 45 days after receipt
by the Keeper oflhe National Register in Washington, D.C.
POLICY IMPLICATIONS
The Museum currently has an Option to Lease agreement in place with the City for the Roth
Building. The Museum is continuing with fUlld raising efforts with the intent of obtaining a
long-tenn lease for the building and utilizing the building for a local history museum. The
listing of the Roth Building to the National Register has multiple historic protection and fimding
benefits as previously discussed. In support of the fund raising efforts by the Museum, the
listing would allow the utilization of federal tax credits that could assist in the rehabilitation of
the building.
CMR:205.1O Page 3 of4
RESOURCE IMPACTS
Resource impacts include involvement of staff time, allowance for some permit revenue when
project is submitted and built and would not prohibit future sale of the site if the Museum does
not move ahead with the project.
ENVIRONMENTAL REVIEW
The project is categorically exempt from the California Environmental Quality Act (CEQA)
review per Section 15331. Zone District: Public Facilities (PF) with a SOFA I cap.
PREPARED BY:
DEPARTMENT HEAD: ~\k)~~.
CURTIS WILLIAMS, Director
Planning and Community Environment
CITY MANAGER APPROVAL: It(
ATTACHMENTS
Attachment A:
Attachment B:
Attachment C:
Attachment D:
Attachment E:
Courtesy Copy:
CMR;205.10
Findings for Approval
Roth Building National Register Nomination
Draft Letter of Support
Mareh 3, 2010 HRB staff report
March 3, 2010 HRB minutes
Palo Alto History Museum
Page 4 of4
ATTACHMENT A
CITY COUNCIL
FINDINGS FOR APPROVAL
300 Homer Avenue
Attachment A
The Palo Alto City Council has found the proposed National Register of Historic Places
nomination of the building located at 300 Homer, locally known as the Roth Building, compliant
with the evaluation criterion established by The National Historic Preservation Act of 1966, as
amended.
I) The property known as the Roth Building is eligible for the National Register under Criterion
A at the local level for its association with persons and events important to the development of
the' healthcare in Palo Alto by establishing the first multi-specialty group medical practice in the
community in 1932 that becflme a model within the healthcare industry nationwide. The
organization's long-term commitment to innovative community healthcare and research laid the
foundation for the progressive healthcare network that thrives in Palo Alto today; and
2) The building known as the Roth Building is eligible for the National Register at the local level
under Criterion C as representative of the work of a master architect, Birge Clark, and artist,
Victor Arnautoff, and as a resource displaying high artistic value. Constructed in the Spanish
Eclectic style, the concrete structure with a terra cotta roof remains for the most part intact since
it was constructed in 1932. Exterior frescoes created by Victor Arnautoff depicting contrasts
between modern medical practices of the era and primitive medical practices are of high artistic
value to the community.
300 Homer Avenue -National Register Nomination -Attachment A I
NPS Form 1O~900 (Rev. 01/2009)
United States Department of the Interior
National Park Service
OMS No, 1024·0018
National Register of Historic Places
Registration Form
Attachment B
This form is fot use In nominating or reques1ing determinations for indivIdual properties and districts. See Instructions In National Register Bulletin, How
to Completa the NatlonaJ Register of Historio Places RegIS/Milan Form. If any Item does not apply to the property being documented, enter "NIN for
"not applicable." For functions, architectural c!asSificaUon, materials, and areas of slgnificanoe, enter only categories and suboategorles (rom the
instructions.-Place addItional cartlneatlon comments, entries, and narratlve Items on continuation sheets (NPS Form 10..g008).
1. Name of Property
Historic name Palo Alto Medical Clinic
Other names/site number . Roth Building
2. Location
street & number 300 Homer Avenue
cityoflown Palo Alto
State California code CA
3. StetelFederal Agency Cartlflcatlon
county Santa Clara code 085
D not for publication
D vicinity
zip code
As the designated authority under the Na~onal Historic Preservation Act, as amended,
I hereby certify that this __ nomination _ request for determination of eligibility meets the documentation standards
for registering properties in the National Register of Historic Places and meets the procedural and professional
requirements set forth in 36 CFR Pert 60.
: In my opinion, the property _ meets __ does not meet the National Register Criteria. I recommend that this
. property be considered significant at the following Iwel(s) of significance:
_ national statewide _local
Signature of certifying official! Date
i Title State or Federal agency end bureau
In my opinion, the property _ meets _ doss not meet the National Register orlteria.
Signature of certifying offioial Data
Title State or Federal agency and bureau
4. National Park Service Certification
i I, hereby, oertify that this property Is: Signature of the Keeper Data of Aotion
_ entered in the National Register
_ determined eligible for the National Register
_ determined not eligible for the National Register
_ removed from the National Register
_ other (axplain:)
Palo Alto Medical Clinic
Name of Property
5. Classification
Ownership of Property
(Chock as many boxes as appty)
, privale
X • public -Local
i public ~ Slate
public· Federal
private
Category of PropertY
(Check only one box)
X building(s)
district
site
slructure
building(s)
object
Name of misted multiple propertY listing
(Enter "N/N if property Is not part of a multiple prope':!y listing)
6. Function or Use
Historic Functions
{Enter categories from Instrudlons}
HEALTH CAREICUNIC
1. Description
Architectural Classification
(Enter categories from Instruotlons)
Lete 19'" and 20'" Century Revival
Others: Spanish Colonial ReviviaVMonterey Style
Influence
Santa Clara, CA
County and SIale
Number of Resources within Property
(Do not Include previously listed resources In the count.)
Contributing Noncontributing
1 buildings
______________ sites
______________ structures
~~~ ____ ~ ____ Objects
______________ buildings
__ ---'~~ ___ ~~~_ Total
Number of contributing resources previously
listed in the National Register
N/A
Current Functions
{Enter categories from instruotions)
V ACANTINOT IN USE
Materials
(Enter categories from Instructions)
foundation: _C"'o"'n"'c"-re"'t"'e __________ _
wails: Concrete
roof: Terra-Cotta
other: (see continuation sheet)
Palo Alto Medical Clinic Santa Clara, CA
Name of Pmperty County and State
Narrative Description
(Describe the historic and. current physical appearance of the property. Explain contributing and noncontributing
resources if necessary. Begin with a summary paragraph that briefly describes the general characteristics of the
property, such as its iDeation, setting, size, and significant features.)
Summary Paragraph
300 Homer Avenue is. one· and two·story, Spanish Eclectic style, U-shaped concrete building clad in beige cement stucco and
topped by a clay Mission tile roof, The building sits on a comer lot, at the edge of Heritage Park, bounded by Homer Avenue and
Bryant Street, It is oriented northwest. facing Homer Avenue with a playground to the northeast, an open grassy space to the southeast
and residential development facing it on the surrounding blocks, The neighborhood Is a mixture of new infiH, multi·family housing
and traditional tum·of·the century residences, Limited ground·floor commercial enterprises are located along Bryant Street. The
subject building wraps around a landscaped courtyard that is centered on a large oak tree, The central spine of 300 Homer Avenue
runs parallel with Homer A venue and is two-stories with a hipped. tile·clad roof, A tbree·story elevator shaft and stairwell punctuates
the roof plane at the central rear of the building, Opposite the elevator shaft and stairwell, facing the courtyard, is a second floor
rusticated wood balcony. reminiscent of the Monterey style, Below the balcony, also facing the courtyard is an arched arcade. which
protects the primary entry to the building, Perpendicular to the spine are two, one·story wings with front·faeing gables and tile-clad
roofs, The building predominantly has five· lite steel casement window modules. arranged in large. roughly square assemblies of
various sizes, Most windows are currently covered by plywood on the exterior surface of the building, The interior is a mix of office
and unfinished spaces arranged around a central, U-shaped circulation corridor, The offices traditionally functioned as doctors' offices
and examination rooms with some limited storage in the basement. The finishes and configuration of the one-story wing interiors
closely resemble their original forms and appearance. while more liberal modifications to the two-story spine have been made to
accommndate mndem waiting rooms and office administration, Overall, the building is in good conditions with many original features
and finishes,
Narrative Description
300 Homer Avenue has a restrained design tbat was typical for its architect, Birge Clark, The simplicity of the exterior finishes is
contrasted with large features. such 8S the wood balcony overlooking the courtyard and smaller decorative features such as green
scalloped wood eave molding. circular roof vents filled with overlapping Mission tiles and large window openings facing mature trees
and landscaping in the examination and office rooms. Each element is part of the overall composition and is harmonious with creating
• soothing, peaceful environment for the clients of the Palo Alto Medical Clinic. .
The primary elevation of 300 Homer is the most articulated, The main entrance is recessed from the street wall. at the far end of a
small brick and landscaped courtyard, A three·bay arched arcade shelters a series of medically themed frescos painted by famed
muralist and student of Diego Rivera. Victor Amautoff, The four color frescos depict modem medical practices, including a pediatric
examination. an internist using a stethoscope to examine a woman. surgery being performed with an Albee saw, and an early
fluoroscope (x-ray machine), They are paired with .maller frescos illustrating like procedures used by "modem medicine's"
predecessors, All are in excellent condition and have not been modified since their creation, (They remain the only public exterior
fresco murals in Palo Alto), Wood double doors with five borizontallights open into the clinic lobby, The original berringbone pattern
brick floor of the loggia is intact on both sides. but the center section has been changed to cement for bandicapped entry,
The original primary entrance to the building is centered on this wall. surrounded by frescos, On the exterior wall, centered above the
arch columns, are four painted medallions depicting Lister. Hippocrates. Pasteur and Roentgen, also completed by Am.utoff, Above
the arcade is a cantilevered wood balcony supponed by rusticated beams (visible from below) with carved ends, Similar beams and
decorative ends are used to support the roof above the balcony, Tbe balcony runs the length of the central spine and is accessed
througb two pairs of multi-lite wood French doors, (A multi-lite steel window of tbe same dimensions has replaced a third pair of
French doors), Eigbt square wood posts with simple wood brackets support the roof and a low railing and turned wood balustrade. The
balustrade is composed oftbree styles ofrandomly mixed turned wooden balusters, The courtyard i. bounded on the remaining two
sides by the original one·story clinical wings, These elevations have a mirrored fenestration pattern of different modulations of the
multi-lite steel windowforrn found tbroughout the structure, Each window is recessed into the concrete wall with a simple slightly
projecting concrete sill, These windows are currently covered with plywood, The one·story wings terminate their gable ends at the
street wall, These facades are similar in composition, with a central door or window (originally a door but converted to a window by
1959), flanked by two larger windows and topped by a circular roof vent opening centered under the roof peak. (See Continuation
Sheets)
Palo Alto Medical Clinic
Name of Property
8. Statement of Significance
Applicable National Register Criteria
(Mark 'x" in one or more boxes for the criteria quetifying the property
for National Register listing)
Property is associated with events that have made a
significant contribution to the broad patlerns of our
history.
Properly Is associated with the lives of persons
significant in our past.
Property embodies the dls1inctive characteristics
of a type, period, or method of construction or
represents the work of a master, or possesses high
artistic values, or represents a significant
and distinguishable entity whose components lack
Individual distinction,
Property has yielded, or Is likely to yield, information
Important in prehistory or history.
Criteria Consideratione
(Mark ~x~ in all the boxes that apply)
Property is:
owed by a religious institution or used for religious
A purposes,
B removed from its original location,
C a birthplace or grave.
D a cemetery.
E a reconstructed building, object, or structure.
F II commemorative proparty.
G less than 50 years old or achieving significance
within the pasl 50 years.
Period of Significance (justification)
Santa Clara, CA
County and State
Areas of Significance
(Enter categories from instructions)
A· Development of health care in Palo Alto; first group
medical practi,,~iC"n-,P __ a",lo,-,A=lto=-________ _
-_ ... _---------
C ArchitecturelDesign'-__________ _
--~.---------~--
Period of Significance
A 1932-1999
C 1932
Significant Datas
I 932 -Date of Construction
1947 -U-shaped addition added at rear (wings now
. removed)
Significant Person
(Complete only if Criterion B Is marked above)
Cultural Affiliation
Architect/Builder
Birge Clark, Architect
Wells P. Goodnough, Builde"-r _______ _
The period of significance encompasses the building's period of use by the Palo Alto Medical Clinic. It spans from construction of tbe
original clinic building to the year tbe clinic vacated the property (1932·1999).
Criteria Consideratons (explanation, If necessary) NIA
Palo Alto Medical Clinic Santa Clara, CA
Name of Property County and State
Statement of Significance Summary Paragraph (provide a summary paragraph that includes level of signficance and
applicable criteria)
The Palo Alto Medical Clinic building at 300 Homer Avenue in Palo Alto, California was the home of the first multi-specialty group
practice in the community, founded in 1932. The Palo Alto Medical Clinic was a leader in advancing Palo Alto's health care resources
and, from the beginning, introduced new ideas and medical technology to the practice of medicine both in Palo Alto and to the Bay
Area. The clinic's founders pioneered a model of group practice in the community that, though at first controversial, would later
become common within the healthcare community nationwide. The clinic was one ofthe first in the region to offer a specialist in
obstetrics and the first to offer a specialist in pediatrics. One of Palo Alto's first female physicians was also a founding member of the
practice. Known today as the Roth Building, the building is eligible for the National Register under Criterion A at the local level for
its association with"persons and events important to the developmenfof the healthcare in Palo Alto. The organization's long-tenn
commitment to innovative community healthcare and research laid the foundations for the progressive healthcare network that thrives
in Palo Alto today.
Founded by Palo Alto's beloved Dr. Russell Lee, the Palo Alto Medical Clinic group practice built its first clinic building in 1932. The
new building, designed by architect Birge Clark, was constructed in the Spanish Eclectic style, the architectural style for which he is
best known. A unique feature of the building is the series of fresco paintings, completed by noted Depression-era muralist Victor
Arnautoff, that decorate the wall fac~ around the front entry. They are the only known exterior frescoes visible to the public in Palo
Alto. Many ofthe building's original decorative and functional features are still extant and some, especially the frescoes themselves,
are of high artistic value to the community. Interior features' unique to the function of the building as a medical clinic are also still
intact including the physicians' offices, examination rooms, and accompanying original finishes as well as the "in use" lights above
the examinadon room doors along each corridor of the original clinic. As such, the building is eligible for the National Register at the
local level under Criterion C as representative of the work of a master architect and artist and a resource displaying high artistic value.
Narrative Statement of Significance (provide at least one paragraph for each area of significance)
THE BEGINNINGS
Dr. Russel Lee, the founder of the Palo Alto Medical Clinic, was bom in Spanish Fork, Utah in 1895 as one of eight children.' He
came to California in 1913 to study chemical engineering at Stanford University and, to earn his living expenses, took a job washing
glassware for Hans Zingser, the first professor of bacteriology at Stanford. Inspired by the professor's work, the young student
switched to pre-med and studied at Stanford for three years before he transferred to the University of California in 1913 when he got a
job in the State Hygiene Laboratory in Berkeley.'
Lee completed his pre-med degree at Berkeley and moved back across the Bay to complete his medical degree at Stanford University
Medical School, then located in San Francisco. In 1920, having earned his M.D. at Stanford, Dr. Lee entered into private practice with
San Francisco internist Dr. Harold Hill. In 1924, Dr. Lee accepted an offer to go into partnership with Dr. Thomas Williams in Palo
Alto. The doctors initially worked out of Dr. Williams' office building at the comer of Bryant Street and Hamilton Avenue in Palo
Alto (60 I Bryant). ' It was out of this early partnership that the seeds of the Palo Alto Medical Clinic began to grow.
From the beginning of this joint venture, the two doctors had a tremendous workload. In an attempt to stem the tide of incoming
patients, Dr. Lee raised the price of care. He famously stated, "I didn't particularly enjoy obstetrical practice, so I upped my delivery
fee from $35 to $100. This immediately quadrupled my practice. My patients said, 'If he charges that much, he must be pretty good. '"
The practice quickly grew to a point where the two men could not handle it alone and their practice soon grew with the addition of
surgeon-obstetrician Dr. E. B. (Fritz) Roth in 1925 and pediatrician Dr. Esther B. Clark in 1927. At the time that she joined, Dr. Clark
was the only pediatrician between San Francis,co and San Jose.4 Dr. Wiibur, a surgeon who had spent time training at the Mayo Clinic,
was added to the practice in 1930.' (See Continuation Sheets).
Developmental history/additional historic context Information (if appropriate)
I Palo Alto Medical Foundation House Report, "Russ Lee -'He Was the Person With Vision' ," (Vol. I, No. 1,29 January 1982), 1,
2 Ibid., 3.
3 Ibid., 3. Also see the Palo Alto Medical Foundation website, "The Founding Physicians," aceessed 22 Oetober 2009.
4 R. Hewlett Lee, M.D., "Historical Notes on the Palo Alto Medical Clinie (Rcvised in part from notes of Russel V. Lee, M.D.)", (11 Scptember
J 989), 1-2.
5 Palo Alto Times (Palo Alto, CAl, "Dr. Blake Wilbur dies; surgeon for 49 years," 11 Mareh 1974. Also sce thc Palo Alto Medical Foundation
website, "The Founding Physicians," accessed 22 Oetober 2009.
Palo Alto Medical Clinic
Nam-e of Property
9. Major Bibliographical References
Santa Clara, CA
County Bnd Stete
Bibliography (Cite the books, artlcles, and other sources used in preparing this form on one or more oontinuati~1J Sheets) Seo Continuation
Sheets for list of references.
Previous documentaUon on fne (NPS)~
preliminary determination of Individual listing (36 CFR 67 has been
~~requestad
previously listed In the Natlomil Register
x previously determined eligible by the National Register
designated a National Historic Landmark
~~recordad by Historic American Buildings Survey #-;;~~~_
recorded by HistoriC American E:ngln~rlng Record #
Primary location of additional data:
State Historic Preservation Office
.. ---Other state agency'
~~Federal agency
x Local government
UnlvorsHy
-XOther
Nama of repository: Palo Alto Historical AssocIation archives
Historic Resources Survey Number (if assigned): Antonio Aguilar of the NPS determined that the property "appears to meet the
National Register Criteria fur Evaluation and will likely be listed in the National Register of Historic Places if nominated by the SHPO
according to the procedures set forth in 36 CPR Part 60 (12.06.2007, Project # 21121).
10. Geographical Data
Acreage of Property Less than an acre.
(do not include prevIously listed resource acreage)
UTM References
(Place additional UTM references on a continuation sheet)
1 10
Zone
2
Zone
574680
Eastlng
Easting
4144250 Northi'"ng=-=---~
Northing
3
Zone Easting
4
Zone Eastlng
Verbal Boundary Oescrlption (describe the boundaries ofthe properly)
Northing
Northing
The Palo Alto Medical Clinic (Roth) Building is located at 300 Homer Avenue I the City of Palo Alto, County of Sanla Clara, Stale of
California, on: A pOrtion of Lot I in Block 24 as shown upOn Ihal certain map entitled "University Park," which was filed for record in
the office of the Recorder oflhe County of Santa Clara on February 27, 1889, in Book D of Maps, page 69, more particularly
described as follows:
Beginning at the intersection of the northeasterly line of Bryant Street, 60 feet wide, with the southeasterly line of Homer Avenue, 60
feet wide; thence along said Southeasterly line of Homer Avenue, North 39 degrees, 20 minutes, 51 seconds East 140.00 feet; thence
parallel with the Northeasterly line of Bryant Street,South 50 degrees 40 minutes 04 seconds East 1,25.00 feet; Thence parallel with
the Southeasterly line of Homer Avenue, South 50 degrees 20 minutes 51 seconds West 140 feet to the Northeasterly line of Bryant
Street; thence along said Northeasterly line, North 50 degrees 40 minutes 04 seconds west 125.00 feet to the Point of Beginning.
The portion of Lot I, Block 24 that is occupied by the subject property is referred to as Parcel B. Said parcel contains 17,500 square
feet more orless. The Santa Clara County Assessors Property Number for the subject property is APN 120-17-093 (a portion).
Boundary Justification (explain why the boundaries were selected)
The building is located within a large parcel of land fonnerly owned and developed by the Palo Alto Medical Clinic. The boundary
includes property now owned by Ihe City of Palo Alto and under long-tenn lease to the Palo Alto History Museum. The boundaries of
the lot currently occupied by subject property encompass the building and the site immediately surrounding the building envelope.
Palo Alto Medical Clinic~~~~ ___ _
Name of Prop.rtY-~-·····
Santa Clara, CA
County and State
11. Form Prepared By
name/title Palo Alto History Museum assisted by Sarah Hahn and Becky Urbano, Architectural Historians
organization Garavaglia Architecture, Inc.
street & number I SuIter Street, Suite 910
city or town Sao Francisco
e-mail
Additional Documentation
Submit the following items with the completed form:
date 1111712009
telephone (415) 391-9633
state CA zip code 94104
• Maps: A USGS map (7.5 or 15 minute series) indicating the property's location.
A Sketch map for historic districts and properties having large acreage or numerous resources. Key all
photographs to this map.
• Continuation Sheets
• Additional Items: (Check with the SHPO or FPO for any additional items)
Photographs:
Submit clear and descriptive black and white photographs. The size of each image must be 1600x1200 pixels at 300 ppi
(pixels per inch) or larger.
Name of Property: Palo Alto Medical Clinic
City or Vicinity: Palo Alto
County: Santa Clara State: CA
Photographer: George Koerner (all original digital image files held by photographer)
Date Photographed: Various, see matrix.
Description of Photograph(s) and number:
f' ~Photo~-T~-~-'~--~~~~
I Number 1 Photo Date 1"",·"",--1, ''-' --'
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0003 20 November 2009 . I . Northeast (side) elevation; camera facing southeast. I
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Palo Alto Medical Clinic Santa Clara, CA
Name of Property County and State
0013 I 9 Nov 2009
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NPS Form 10-900-. (Rev. 8/2002) OMB No. 1024-0018
United States Department of the Interior
National Park Service
National Register of Historic Places
Continuation Sheet
Section number 7 Page 1 of 3
DESCRIPTION (continued)
(Expires 5-31-2012)
Palo Alto Medical Clinic
.§_a!'!<lS_I<l~<l __ ~?~I1.ty!..~A __________________ . _____ ...... _ "
The northeast elevation of 300 Homer Avenue is largely devoid of the decorative detailing found within the central
courtyard. The stucco wall plane is broken by large window openings (all covered with plywood) and the same slightly
projecting sills found in the courtyard. At the rear of this elevation, along the two-story spine, the wall is solid with no
window or door openings.
The southeast elevation (rear) of the building has a more modern stucco finish as the result of the recent removal of two later
additions to the building. These wings connected to the building along the central spine. They were removed, and the surface
was finished with a modern interpretation of the original stucco finish and scored to approximately indicate the fanner floor
levels of the removed building sections. The remaining windows on this elevation are associated with the central circulation
stair and elevator core and are a mixture of two arrangements of steel casements similar to the rest of the building and two
arrangements of glass block.
The final elevation is the southwest elevation facing Bryant Street. This street fa~ade is quite different from the fonnal
Homer Avenue entry. The Bryant Street side of the building was used for supply deliveries and other functional, non-public
activities. Toward the rear, as part of the two~story spine. a projecting one-story gable roof extends to the street wall. It is
access by a small entry porch with a single wood column, with wood brackets at the porch roof. It is similar, although simpler
in composition, to the courtyard balcony. The remainder of the elevation is marked by a series of multi-lite steel casement
windows arranged similarly to those on the northeast elevation. This section marks the street-facing wall of the southern one
story wing.
Detailed Description ~ Interior
The interior of 300 Homer continues to exemplify the building's history as a medical clinic. Its first floor areas are arranged
in a series of small examination rooms and office spaces that are both interconnected and accessed by a central hallway.
Many of these rooms still retain their original finishes while others have been modified, but traces of the original materials
remain. Generally, the building is divided into three types of spaces -doctors' offices, administrative spaces and patient care
areas.
Today, the primary entrance through the courtyard opens into a small foyer flanked by two smaller rooms and facing a series
of very small rooms used for storage or as restrooms. Beyond this entry point, a modern reception desk and waiting room has
been created by combining a series of the original laboratory and examination rooms at the rear of the building. Originally,
the front doors opened to a large foyer and reception area with a black and rust colored clay tile floor. Beyond the reception
area are the 1947 terrazw Streamline Moderne stairs. They begin in the basement and rise to the second floor. The balusters
are matte finish aluminum with a graceful walnut handrail bending at each landing. Slightly less ornate stairs continue on to
the top of the elevator tower where the original machinery and switch panels remain in place. These stairs are lighted by the
use of glass brick windows and original lighting fixtures. The adjacent Otis elevator was operable when the clinic moved out
in 1999. Original center-opening doors remain on each floor. The elevator car has wood paneling with horizontal aluminum
bands and rounded Modeme comers. Beyond the modern waiting room areas, an open, unfinished space marks the location
of the central two-story spine. This area was fonnerly connected to two 1947 rear wings and to an adjacent building via a
shorr hallway. These later additions and features were removed in 2003 and the space was left unfinished.
Off the open unfinished central spine, two perpendicular hallways provide access to the one-story wings. Each of these wings
is dedicated to doctors' offices and examination rooms of various types. Many of the original offices retain their Flex wood
wall paneling, decorative radiator plates, Art Nouveau door and window hardware and built in cabinetry. These highly
refined rooms are generally arranged to face one another across the central hallway. They are spread out throughout the one
story wings. Between the offices are small examination rooms. 'The original black and white tile backsplashes, hexagonal tile
counters, black porcelain soap dishes and glass shelf brackets and sinks remain in several of the examination rooms. The rest
NPS Form 10-900-0 (Rev. 812002) OMB No. 1024-0018
United States Department of the Interior
National Park Service
National Register of Historic Places
Continuation Sheet
Section number..l.-Page 2 of 3
(Expires 5-31-2012)
Palo Alto Medical Clinic
?ll!1!".9<l!"S_()~:::tr,,_<;:f:: __ . ________ . ________ . ___ . __
have been replaced in whole Or in part with 0.1960s equivalents, Each of Ihese rooms originally had a door Ihat opened to a
small hallway with access to a shared waler closet. Generally two rooms shared a single waler closet. Original restrooms are
finished with green floor tile. Today, mosl of the restrooms have their original tile but the fixtures bave been replaced, Where
examination rooms have been combined, the restrooms have been removed or allocated to access to a single examination
room. All of the restrooms in the two single-story wings retain all or a significant portion of their original ftnishes,
The second floor consists of another open unfinished space along the central spine with. suite of offices and examination
rooms toward the front of the buildings, These rooms were finished after original constlUction, but before the rear additions
were added. As such, they exhibit slightly later finishes, but these finishes are original to the spaces. They consist largely of
bleached wood paneled walls in the rooms and painted white wallboard in the hallways and restrooms. The entire suite is
carpeted and shares a single waiting room that opens onto the balcony, Some walls have been relocated since original
construction but the suite, in general, remains in its original configuration.
Beyond the functional fealures of each room, the interior retains a good representation of period fixtures and lighting. On the
fu-st floor, small semi-circular globes are placed above each doorway of the original examination rooms. While no longer
functional. they were used to indicate whether the patient had been seen or not, or if they needed assistance. A corresponding
switch was placed in each room to activate the light. On the second floor. light fixtures consisting of concentric rings of white
metal are found in the office suite. They appear to date to the original finishing of the spaces in 1937. Drawer pUlls, solid
wood doors, doorknobs and plates, window hardware and switch plates remain, providing an authentic aesthetic to the entire
space.
Alterations
300 Homer A venue was originally constructed in 1932 as a medical clinic. At that time the building was a U-plan design with
a two story, hip-roof spine and two one-story gable roof wings. The first floor housed the medical clinic and the smaller
second floor contained an unfinished office suite. This suite was completed in 1937 to accommodate additional doctors'
offices and examination rooms.
In 1947, the building was greatly expanded by the construction of a U-plan addition that connected at the rear of the building.
Designed by the original architect, Birge Clark, this new construction was a full two-stories in height and consisted of a new
two-story spine and two, two-story wings. The spine contained a new circulation core consisting of a Moderne-style Otis
elevator and three-story terrazzo, metal and oak stair. The rest of the work was executed in mostly mass-produced materials
and had greatly simplified interior finishes and detailing. The resulting structure had an H-plan and housed a number of
additional medical services including expanded x-ray and surgery capabilities.
Additional room was needed as the clinic continued to expand. In 1961, a new building was constructed just east of 300
Homer Avenue on the site of the corrent playground. Known as the Lee Building, it was larger in size than 300 Homer
Avenue. An opening was cut into the east wall of the 1947 spine to accommndate a hallway to connect the two buildings. At
this time, the counyard entry ceased to be the primary patient entry point. The lobby was converted into a nurses' station and
this is the configuration that remains today.
The Palo Alto Medical Foundation (fonoerly the Palo Alto Medical Clinic) operated the facility until 1999 when they sold
the property to the CIty of Palo Alto. In 2000, the Lee Building was demolished and the hallway opening in the east wall of
300 Homer A venue was filled in.
In 2003, the 1947 wings at the rear of the building were also removed. Key character-defining features of these wings were
salvaged (roof tile, gutters. wood trim elements) and the 1947 spine, including the central circulation corridor was retained.
This portion of the building was seismically retrofitted and left unfinished pending a new use for the building.
NPSForm 10-900-a (Rev. 1lJ2()02) OMB No. 1024-0018
United States Department of the Interior
National Park Service
National, Register of Historic Places
Continuation Sheet
(expires 5-31-2012)
Palo Alto Medical Clinic
.?_":~!~_S:1.~~~_.S:~'::!~o/.!._S:!.\ ___ . ___ . ______ . ______________ _
Section number _7_ pa"-ge:..:=3::o::f=3==-_________________ _
Of ~n unknown date are the alterations that transformed the original X-ray and surgery rooms in the 1932 west wing into the
examination room, omce and support spaces that are currently in place. The date of conversion of the east waiting room into
examination rooms and support spaces is also unknown. However. many of the existing walls and finishes appear to be
original even if their former configuration, have been modified.
The building's current form is approximately that of the original 1932 construction. It contains all portions from the original
construction plus the form and volume of the 1947 spine. Representative rooms, displaying the original 1932 finishes and
uses remain to provide a clear image of the patients' experiences and the doctors' work environments in the early years of
this highly influential medical institution. The overall appearance, both inside and out,is that of an early mid-20" century
medical clinic, uniquely designed to fit within the architectural traditions of Palo Alto.
CONCLUSION
300 Horner Avenue was constructed in 1932 to house the newly formed Palo Alto Medical Clinic. I! has served as a medical
building forthi. organization until its sale to the City of Palo Alto in 2000. The exterior design of the building is in keeping
with the predominant architectural style executed in Palo Alto in the early part of the 20" century and the interior is
specifically designed to create an efficient medical clinic operation. The decorative features throughout the building are of a
high quality and design that is atypical for modern medical facilities and give 300 Homer Avenue an overall welcoming
character that exemplified the Clinic's mission and dedication to the surrounding community of Palo Alto. I! retains its
integrity despite years of continued use as a medical facility and recent alterations to later additions to the property. While
currently unoccupied, it has been stabilized and protected for future use and is subject to regular inspections and
maintenance.
NPS Form 10-900-. (Rov.812002) OMB No. 1024-0018
United States Department of the Interior
National Park Service
National Register of Historic Places
Continuation Sheet
Section number 8 Page 10f9
NARRATIVE STATEMENT OF SIGNIFICANCE (continued)
(Expires 5·31-2012)
Palo Alto Medical Clinic
.~'!:!!~a..S=!a.!<I .. C::()':'f!:ty!..S~_._._ ... _ ...... _._ ... _ ... _
The continued rapid growth of the practice soon necessitated Ihe addition of more physicians. As such, Dr. Milton Saier, an
internist and allergy specialist joined the practice in 1931, and Dr. Niebel, a family practitioner and specialist in
anesthesiology, joined c,1932. Dr. Williams, the elder of the group, retired in 1929,' In the first years of the 19308, the
evolving group practice was still operating out the crowded 601 Bryant Street location and plans were beginning to form for a
new partnership and a new facility.
THE FOUNDING MEMBERS7
In 1932, six Palo Alto physicians formally agreed to join their practices in a new and innovative type of medical partnership
in Palo Alto. The partnership agreement, just three pages long, offers little indication of how unusual their decision was at a
time when many doctors viewed group practice as something close to communism,' Nor does it foretell how the fledgling
Palo Alto CliniC, founded in a small college town several miles south of San Francisco, would become one of the largest and
most well-respected physician groups in the United States! In addition to Dr, Russel Lee, the founding members are as
follows:
Dr. Edward Frederick (Fritz) Roth
Known interchangeably as "Fritz" or "Butch" by those who knew him; Dr. Roth was born in Ukiah, CA and educated at
Stanford University and Stanford University Medical School, graduating from the latter in 1920, Roth later went to Boston
where he received additional training in general surgery and obstetrics/gynecology, He joined Dr. Russell Lee in practice in
1925 initially handled most of the group's work in that specialty. Later, when more doctors joined the clinic, he turned to his
first love, orthopedics and sports medicine. Dr. Roth was noted for his outstanding work as an orthopedist and became team
physici"" for Stanford University in the 1930s,' position in which he continued throughout his career, Roth was a founding
member of the group practice and the original clinic building at 300 Homer Avenue, the Roth Building, is named for him.
Dr, Esther Clark
Dr. Esther Bridgeman CII;!k, sister offamed Palo Alto Architect Birge Clark, was one of the first female doctors in Palo Alto
and the first pediatrician in the Palo Alto area. Clark was born in 1900 and attended Stanford University and later Stanford
University Medical School (then located in San Francisco), receiving her M,D. in 1925, She began her pediatric practice in
Palo Alto after graduation and joined tjle Palo Alto Clinic as a partner in 1927, She joined the clinical faculty of Stanford
Medical School in the 1930s and in 1953 established the Children's Health Council. Dr. Clark retired in 1972 at age 72."
'R Hewlett Lee, M.D., "Historical Note'" (11 September 1989), 2.
1 Various accounts exist about the funnation and development of the Palo Alto Clinie and its founding members. Some list only four
founding members (Lee. Roth\ Clark and Wilbur). and some as many as iline. According to the "Historical Notes;' written by Dr. R.
Hewlett Lee (Dr, Russel Lee's son), the group formally established itself as the Palo Alto Clinic in 1929. A 1953 Palo Alto Times article
Indicate, that Palo Alto Clinic Ltd. incorpomted in 1932. An August 1932 Palo Aim Times article entitled "Medical Staff In New Building"
identifies the physicians present at the time the buHding at 300 Homer Avenue was originally occupied as the following: Lee, Roth. Clark.
Wllbur. Saier and Nicbe). These six physicians are also recognized as the founding members by the Palo Alto Medical Foundation
(website) and in the publication entitled Palo Alto Medica1 Clinic: the First 75 Yeats by Sara Katz O'Hara. A reproduction of another
formal partnership agreement. dated 1 October 1936. is shown in the latter publication on page 20 (same six doctors) .
• Palo Alto Times (Palo Alto, CAl, "Redistribution of Stock Started by PA Clinic," 25 July 1953, Another early partnership agreement
was made in 1936. see: Sarah Katz OJHara, Palo Alto Medical Clinic, the First 75 years. Dr. Francis A. Marzoni, Editor, (Palo Alto
Medical Foundation, Palo Alto, CA: n.d,), 20.
'" The Palo Alto CHnic added the word "Medical" to its title in 1955 when a law passed by the Californja Legislature required it
" Palo Alto Times (Palo Alto, CAl. "Esther Clark," 27 March 1972, Also Online Archive ofCailforni. (hltp:lloac.edlib.org), Guide to the
Bsther Bridgeman Clark Papers {accessed 22 October 2009.
NPS Form 10-900-a {Rev. 812002) OMB No. 1024-0018 (Expires 5-31-2012)
United States Department of the Interior
National Park Service
Palo Alto Medical Clinic
National Register of Historic Places
Continuation Sheet
Section number 8 Page 2of9
Dr. Blake C. Wilbur
~!':~!a.S!a!a.._<;:,o~!YL~ _____ . __ . _____ ... _____ .. ___ ..
Born in San Prancisco, Dr. Blake Wilbur, son of Stanford University president Ray Lyman Wilbur, attended Stanford and
Harvard medical schools, graduating from Harvard in 1925. He tniined at the Mayo Clinic in Rochester, Minnesota and
practiced briefly in San Prancisco before returning to Palo Alto in 1930. Dr. Wilbur joined the Palo Alto Medical Clinic that
same year and became renowned for his work as a surgeon. For many years, he was a clinical professor of surgery at Stanford
University Medical School and he practiced surgery up to the time of his death in 1974."
Dr. Millon H. Saier
Dr. Milton Saler joined the Palo Alto Clinic group practice in 1931, when the group was still operating out of an
overcrowded office in a two-story house at 60 1 Bryant Street. Born in Fresno, California in 1902, he earned a biochemistry
degree at Stanford University in 1924 and a medical degree from Stariford Medical School in 1928. Dr. Saier practiced
internal medicine and specialized in allergies. When he joined the clinic, he was the only allergist between San Francisco and
San Jose, and he created the first allergy department at the clinic. Dr. Saier retired in 1968.12
Dr. Herbert Lee Niebel
An Ohio native, Dr. Herbert Niebel graduated from Stanford University with a degree in civil engineering in 1914, and
following graduation selVed for a period as an assistant instructor in bacteriology at Stanford. The latter experience led to an
interest in clean air and water as weU as a decision to enter Stanford Medica! School where he received his M.D. degree in
1923. Dr. Niobel entered into private practice in Palo Alto for a time before joining the Palo Alto Medical Clinic as • general
practitioner skilled in anesthesiology. He remained with the clinic until his retirement in 1956."
As common as it might seem today, group medical practices were relatively uncommon in 1932, when Dr. Lee and the five
partners incorporated as Palo Alto Clinic Ltd." Group medical practices had existed in the Unlled States from the late 1800s,
when the Mayo Clinic was founded in Rochester, Minnesota. As Mayo-trained physicians spread throughout the country.
some set up their own group practices. By 1932, there were approximately 12.5 group practices in the country, with nearly a
third of them located in the Midwest."
As medicine in the United States had traditionally been practiced on an individualized, fee-for-serviCe basis, the early group
practices that did exist were seen by many independent physicians as forms of corporate or "socialized' medicine that
threatened their professional autonomy." At one point, a resolution was introduced in the Santa Clara County Medical
Society barring any Palo Alto Medical Clinic physician from membership. This was a reaction both to the clinic's growing
presence in the community, and to a 1946 agreement to provide pre-paid medical care to Stanford University students -an
II Pala Alto Times (Palo Alto. CAl, "Dr. Blake Wilbur dies; surgeon for 49 years," II March 1914; Palo Alto Times (Palo Alto, CAl.
"Blake Wilburs feted on Anniversary," 25 lune 1973; Palo Alto Tim.es (Palo Alto, CAl, "Scholarship for Surgeons established," \3
September 1972. Also see the Palo Alto Medical Foundation website, "The Founding PhySicians." accessed 22 October 2009.
12 Palo Alto Daily News (Pa1o Alto! CA), #D. Milton Saier, Founding Partner of Palo Alto Clinic,: 1 June 1996; San Fnmcisco Chronicle
(San Francisco, CA), "Dr. Milton H, Baier," n.d.
11 Palo Alto Times (Palo Alto, CA), "Dr. Herbert Lee Niebel l" 26 February 1979, Also see the Palo Alto Medical Foundation website, «The
Founding Physicians,'; accessed 22 October 2009.
J4 Palo Alto Times (Palo Alto, CAl, "Redistribution of Stock Started By Palo Alto Clinic." 712511953.
""A Brief History of Group Practice." Palo Alto Medical Foundation. 2OO1{accessed 17 Novemher2009).
http://www.pamf.org!.boutlpamfhistorylgrouppracnce.html.
It. "The 19308; Medicine And Health: Overview,1I American Decades. The Gale Group, Inc. 2001. Encyclopedia.com
http://www.encyc!opedi •. comidocI1G2-3468301278.html(accessedI7November2OO9).AI.o. "The BQods of Brothcrhood, Teamwork
and the Group Practice," Mayo Foundation for Medica1 Education and Rcseareh.''http://www.mayoc1inic.orgltradition-heritageJgroup~
practice.hlml (accessed 17 November 20(9).
NPS Form 10-900-8 (Rev. 812002) OMB No. 1024-0018 (Expires 5-31-2(12)
United States Department of the Interior
National Park Service
Palo Alto Medical Clinic
National Register of Historic Places
Continuation Sheet
Section number 8 Page 3 of9
.S..~~S:la.!.a..C::~~Il.o/.LSi.?:. __ ........ _._._._ .. _ ..
uncommon arrangement at the time and one that many independent practitioners saw as unfairly exclusive. 17 The group
practice, however, became increasingly more common in the following decades and by 1969, it is estimaled there were just
over 6,000 group medical practices in the United States; in 1999 there were approximately 20,000.'"
To accommodate the new Palo Alto Clinic's expanding operations, Palo Alto architect Birge Clark was contracted in 1931 to
draw up plans for a new office and clinic building." The new location was designed to accommodate twelve doctors, thereby
allowing for future growth. Notice of a building permit issued for the clinic was printed on the front page of the February 10,
1932 issue of The Palo Alto Times." The building at 300 Homer Avenue, which was at the outer odge of Palo Alto's
commercial district at the time, opened later that year." An article in the Palo Alto TII'MS on August 4, 1932, described the
new clinic as u a complete, self-contained unit, providing not only doctors' suites1 but an X-ray department, an operating
room, clinical laboratory, together with bookkeeping office and other facilities.""
The Palo Alto Clinic was the fIrst group medical practice in Palo Alto, and one of the earlier group practices in California."
Not only was the clinic a different type of medical practice than was common in those days, it wa. al.o innovative in its
application of that practice. Whereas the Mayo Clinic and most other clinics of the time operated on a "referral" system, with
petients referred by outside physicians for "secondary" care by. clinic's specialists, the Palo Alto Clinic's primary care
physiCians referred patients to specialists within the clinic if the need arose, thus providing both primary and secondary care
in a single setting."
The structure and operation of the organization itself was unique as well. The clinic was organized as a partnership and in the
. early years each partner was assigned whatever percent of income the individual deemed appropriate for his or her services.
Dr. Lee's philosophy was, "Give a guy what he wants and then make him earn it."" A separate corporation was also
established by the group, in which each partner held stock, owned the real estate, the medical equipment and office furniture.
Governing decisions were made as a group, with each physician'. vote carrying equal weight"
Prior to Palo Alto Clinic's opening in 1932, Palo Altans' local health care options had consisted primarily of individual
physicians and a one hundred-bed hospital, which was built in 1929, owned by the City of Palo Alto, and operated by
Stanford Medical School. The opening of the Clinic widened the scope of medical care available in Palo Alto by having
specialists, a rare feature at the time, within the Clinic', practice. Further, the group practice setting made it possible for
primary doctors and specialists to easily interact with one another within the clinic when making a diagnosis of a patient" It
also allowed for new technology to be made available as it was developed, something that was often too expensive for
individual doctors to afford.
""A Brief History of Group Practicc." Palo Alto Medical Foundation, 2001 (accessed 17 November 2(09).
http://www.pamf.orglaboutlpamthistllrylgrouppractice.html.
IB Sarah Katz O'Hara (Dr. Francis Marzoni, Ed.), Palo Alto Medical Clinic, The First 75 Years 1930·2005, (Palo Altll: Palo Alto Medical
Foundation).
" Architectural Plans. Office BuiMinsfor DoclorS L<le. Roth, Clark and Wilbur, by Birge Clark. 19 December 1931.
» Palo Alro Times (Palo Alto, CAl, "'Three Building Permits Issued, Total $93,400," 211011932.
" Palo Alto Times (Palo Alto, CAl. "Medical Staifln New Building." 81411932.
12 Ibid.
" SlU1Ih Katz O'Hara (Dr. Franci, Marzoni, Ed.), Palo Alto Medical Clinic: The Firs/ 75 Years 1930·2005, (Palo Alto: Palo Alto Medical
Foundation).
" Ibid. Also: Palo Alw Times (Palo Alto, CAl, Medical Insert Section, "Facility Seeks Comple", Community Care," 9/1511959.
"Palo Alto Weekly (Palo Alto, CAl, "PA Medical Clinic Marks 50'" Year," 311311980.
2(, Sarah Katz O'Hara, The FirSl 75 Years, 13.
11 Sarah Katz O'Hara (Dr. Francis Matzoni, Ed.). Palo Alto Medical CUnic: The First 75 Years 1930·2005, (Palo Altll: ralo Alto Medical
Foundation).
NPS Form 10-900-. (Rev. 812002) OMS No. 1024-0018 (Expires 5-31-2012)
United States Department ofthe Interior
National Park Service
Palo Alto Medical Clinic
National Register of Historic Places
Continuation Sheet
Section number 8 Page 4 of9
.§_~t",~_\~::,,_~_'!.tI~tyLS!i __ . ___ .. _______ . _______ ....
Palo Alto, like the rest of the nation in the 1930s, felt the burden of the Great Depression. Clinic physicians often waived
their fees -$3.00 for an office visit, $4.00 per daytime house call, and $1 0.00 per nighttime house call --since many patients
could not afford to pay. Some patients brought in food from their gardens to offer as compensation. After the war however,
many patients returned to payoff old debts."
POST WAR BOOM
Until 1946, the Palo Alto Clinic grew at a measured pace, adding doctors as they were needed. However. the large increase in
thePaningula's population following World War II created an urgent need for more doctors and the office space to
accommodate them. In 1946 alone, 12 doctors joined the staff." The increased demand was met by the 1947 opening of aU·
shaped addition, designed by the firm of (Birge) Clark and Stromquist, which attached to the rear of the 1932 building." The
rear addition tripled the clinic's capacity and was constructed for an estimated $450,000."
The clinic continued to grow, increasing the variety of specialists and services offered. A 1953 PaW AI/a Times article noted
that the Palo Alto Clinic had 1.000 patients a day filing through its doors, only one· fifth of that number coming from Palo
Alto. The same article states that by 1953. the clinic had 58 doctors and new patients were being added at a rate of 1,200 per
month.:n
By 1961, Palo Alto Medical Clinic (as it became in 1955 to conform to alaw requiring that "medical" he added to its name)
had undergone further expansion into a new building on the property, adjacent to the original Roth·building." The new
building was named the Lee building in honor of Dr. Russel V. Lee, and the original building at 300 Homer Avenue became
known as the Roth building after Dr, "Fritz" Roth." Both buildings provided medical offices and treatment rooms for clinic
doctors.
The Palo Alto Medical Clinic and the Palo Alto Medical Research Foundation were combined in 1981 to fonn the not-for
profit Palo Alto Medical Foundation (PAM!'); the Palo Alto Medical Clinic continued to exist as a "separate for·profit
corporation under the Foundation umbrella"."ln 1993, the Foundation became an .ffiliate of Sutter Health. Today the Palo
Alto Medical Foundation is one of the largest multispecialty group practices in California."
ACHIEVEMENTS
From its inception, innovation and commitment to community health care were tenets of the Clinic's philosophy, In 1946, the
Palo Alto Clinic became one of the earliest medical groups to work with managed care insurance plans when It contracted
with Stanford University to care for students under a prepaid medical plan. This was the first time in its history that Stanford
had offered a comprehensive health service to its students."
U Palo Alto Medical Foundation website, "Depression, War and a Population Explosion," http://parnf.org (accessed 1 o<:tober 2008).
19 Ward Winslow and others. Palo Alto: A Centennial Hist(H'Y! (Palo Alto: Palo Alto Historical Association. 1st edition), 174,
" Palo Alto Medical Foundation, A History of Innovation: 'he S'ory of 'he Palo Alto Medical Foundation, 1987.
" Palo Alto Times (Palo Alto, CAl "Work to begin on $450,000 Clinic Addition," 251uly 1946.
n Palo Alto Times (Palo Alto, CA) "P.A. Clinic major medical centet\" 30 July 1953, A1so. San Francisco Examiner (San Francjsco. CAl,
"Palo Alto Clinic Treats 1000 A Day," 712611953.
n Palo Alto Medical Foundation. A History oj Innovation: the Story of the Palo Alto Medical Foundation, 19&7.
l4 Conversation between Dr. Robert Roth and Beth Bunnenbcrg, Palo Alto, CA, June 2004.
" Sarah Katz O'Hara (Dr. Francis Mar1.Oni, Ed.), Palo Alto Medical Clinic: The First 75 Years 1930·2005. (Palo Alto: Palo Alto Medical
Foundation).
36 Palo Alto Medical Foundation, A History of Innovation: the Story of/he Palo Alto Medical Foundation. 1987.
" Palo AI,a Times (Palo Alto, CAl "Stanford now offers students full prepaid Ilealtll progrnm," 9 April 194~.
NPS Form 10·900·. (Rev. 812002) OMB No. 1024o(1018 (Expires 5·31-2012)
United States Department of the Interior
National Park Service
Palo Alto Medical Clinic
National Register of Historic Places
Continuation Sheet
Section number -1;L Page 5 of 9
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Known initially as prepaid health care, managed care first manifested in Southern California when the Los Angeles
Department of Water and Power contracted with a local clinic to provide medical care for its workers at the rate of $2.69 per
month, Shortly thereafter, industrial baron Henry J. Kaiser made simHar arrangements for worke", at the Grand Coulee Dam
and in his shipyards and steel mills," Though a handful of similar plans were set up following those models, prepaid health
plans did not become common until the 1970's, when the Nixon Administration announced its plan (in 1971) to fund the
development of prepaid health maintenance organizations or HMOs,"
The agreement between Stanford and the clinic was that the clinic would provide medical care for an university students for
an advance fee of$5,00 per semester, taken out of tuition, This was the first prepaid medical care plan on the Peninsula and it
initially caused a stir with the Santa Clara County Medical Society, prompting unsuccessful efforts to remove the clinic
doctors from the membership organization. A similar prepaid plan was developed by the Clinic in the 1950's for Stanford
faculty and staff.40
In 1950, the Clinic became one of the first facilities in the country to offer radiation therapy for cancer patients in an
outpatient setting. In the same year the Clinic founded the Palo Alto Research Foundation, a separate legal entity, located in a
separate building." Originally conceived to provide Palo Alto Clinic doctors with the opportunity to engage in medical
research, it instead developad into a facility for scientists doing basieresearch; research that has produeed a number of
medical advances." Clinic doctor Esther Clark established the Children's Health Council, as a separate entity, to care for
disabled children in 1953." Dr. Lee had long fostered an interest in care for the aged and in 1964, founded the retirement
community Channing House, providing lifetime medical care by Palo Alto Medical Clinic's doctors. Both the Children's
Health Council and Channing House were established with the help afthe Palo Alto Clinic founded not-for-profit Medical
Research Foundation.44
Dr. Russel V. Lee hsd long supported pre-paid health care and was a national advocate for the development of group
practice. In 1951, he was appointed to President Truman's Commission on Health Needs of the Nation, which proposed a
plan that later became a basis for Medicare."
The Clinic also "served as a model for other nascent medical groups. Indeed, Dr. Lee claimed that the first partnership
agreement of the Permanente system -'was worked out in my living room right after the war'."" The desire to bring
innovative medical approaches and new technology to the community was an original goal of the Palo Alto Medical Clinic
that still continues today. Examples are: the first mammography machine on the West Coast purchased in 1965, the
pioneering in the early 1970's of outpatient surgery to reduce hospital stays, and, also in the 1970's, the establishment of one
of the first stand alone Sports Medicine Departments in the United States," This department was rooted in the work and
interest of one of the CHnic?s founders, Dr. "Fritz" Roth.411
" Palo Alto Medical Foundation website, "Early Experiments With Managed Care," http://pamf.org (accessed: 10.23,2009).
39 Ibid,
., Palo Alto Medical Foundation website, "Early Experiments With Managed Care," http://pamf,org (aecessed: 10.23.2009),
41 Ibid,
42 Palo Alto Medical Foundation, A History oj Innovation: the Story a/the Palo Alto Medical FoundatioN I 1987.
43 Ward Winslow and the Palo Alto Histories) Association, Palo Alto: A Centennial History (pa10 Alto: Palo Alto Historical Association,
1993),179,
" Sarah Katz O'Hara (Dr. Francis Marzoni, Ed.), Palo Alto Medical Clinic: The First 75 Years 1930·2005, (Palo Alto: Palo Alto Medical
Fouadation).
45 Article: "Dr. Russel V, Lee: A Radical or SimpJy Ahead of His Time," no date, Palo Alto Historical Association files.
46 Ibid.
4-7 "Timeline: 1930-2005." Palo Alto Medical Foundation (website). httpJlwww.parnf.org/aboutipamfilistory/timeJine,hrml(aecessed 17
November 2009).
'" Palo Alto Times (Palo Alto, CAl, "Letter from Russell V. Lee, Dr, Roth Linked Two Medical Eras," 41611972.
NPS Form 10-900·. (Rev. 812002) OMB No.1 024-0018
United States Department of the Interior
National Park Service
National Register of Historic Places
Continuation Sheet
Section number 8 Page 60f9 (
(Explr~. 5-31-2012)
Palo Alto Medical Clinic
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Over Ihe years, the Palo Alto Medical Foundation had expanded into various neighboring buildings, A decision was made to
consolidate these facilities, and in September 1999, most of the facilities had heen moved to a new building and campus in
Palo Alto, approximately five blocks from its original home. The obsolete property ofthe Medical Foundation was sold,
including the Roth building, which the City of Palo Alto purchased in WOO.
The Palo Alto Medical Clinic's group medical practice. was a forerunner in the evolution of Palo Alto as a progre~sive
medical center, In 1959, in conjunction with the construction of a new hospital owned jointly by Palo Alto and Stanford
University, Stanford moved the campus of its medical school in San Francisco to Stanford's main campus in Palo Alto, The
Stanford Lane Hospital was also moved from San Francisco and to the new Palo Alto/Stanford Hospital at that time, The
Palo Alto Medical Clinic's long·standing and mutually beneficial relationship with Stanford University and its medical
school played a significant role in facilitating this move,
In the late 196Os, Stanford University bought out the City of Palo Alto's interest in the above-mentioned hospital and
subsequently embarked on an extensive medical expansion program that has continued into tbe 2000's, A number of other
medical facilities were subsequently developed. Among them were the Veteran Affairs Hospital, which opened on Stanford
land,adjoining Palo Alto's border in 1960, the Peninsula Children's Center (1960), and the Community Association for the
Retarded (1963). Interplast, Inc" providing free reconstructive surgery in third world countries, was founded in Palo Alto in
the late 1960's," Today the Palo Alto Medical Foundation, Stanford University Medical complex, and groups of individual
physicians, form Palo Alto's health industry· an industry which altracts regional, and to some degree, national and
international patients.
PALO ALTO MEDICAL CLINIC BUILDING
The Palo Alto Medical Clinic building is an excellent example of the Spanish Eclectic style of architecture and retains many
interesting decorative and functional features from its original conception. Birge Clark, an architoct of major local
importance, deSigned the building in 1931-32 in the architectural style for which he is best known, Victor Arnautoff, a
depression era artist of note in the Bay Area, painted the frescos at the entryway, They are the only known exterior frescoes
visible to the public in Palo Alto,
Birge Clark
Birge Clark (1893-1989) was a significant Palo Alto architect whose work had a major impact on the City of Palo Alto,
Paula Boghosian, an architectural historian, in 1979 wrote in Historical and Architectural Resources of the City of Palo Alto
that Birge Clark's "Spanish Colonial Revival designs are largely responsible for the coherent Spanish Colonial Revival image
of much of Palo Alto and for the consistency between the downtown commercial area and the Spanish Colonial Revival
residential neighborhoods of the town."'·
A lifelong resident of Palo Alto, Clark earned an undergraduate degree from Stanford University, graduating in 1914 with a
major in art and a minor in engineering, He earned his master's degree in architecture from Columbia University, Birge Clark
used many architectural styles for his commercial and residential buildings but is best known for the Spanish Eclectic style,
or what he called California Colonial." His three National Register listed buildings and all of his buildings in the National
Register-listed Ramona Street Architectural District were designed in this style." It is also in this same style that the Roth
building waS designed at the height of Birge Clark', Spanish Eclectic period.
49 Ward Winslow and the Palo Alto Historical Association. Paw Alto: A Centennial History (Palo Alto: Palo Alto Historical Association,
1993).
5(l Paula Boghosian, Architectural Historian, Historical and Architectural Resources of the City 0/ Palo Alto (1979), 13.
~I San Francisco Chronicle (San Francisco, CA), "Peninsula Architect Birge Clark, 96," 3 May 1989.
~2 The listed National Register properties designed by Birge Clark are the Norris House, Dunker House and the U.S. Post Office building in
Palo Alto,
NPS Form 10-900-a (Rev. 812002) OMB No. 1024-0018 (Expires 5-31-2012)
United States Department of the Interior
National Park Service
Palo Alto Medical Clinic
National Register of Historic Places
Continuation Sheet
Section number 8 Page 7of9
.s._a.!'!~.f.~~r.~ .. C;!l';l~t.l:'!.f!':_. ______ ... ______ . __ .. __ .
According to Birge Clark's memoirs, at Ihe time they began planning the new clinic building in 193 I, clinic physician
Russell Lee was in favor of using the Art Moderne sty Ie of architecture. Though the architect made a number of sketches for
a Moderne building, he advocated for a design in the California Colonial style that he felt more comfortable with. As stated
in his memoirs, he felt that, "Ihe 'moderne' was still in its infancy at best and would probably change a good deal as time
went on, while the California Colonial was a developed, mature style with its tile roofs, thick walls, wrought iron, balconies
[and] arches." After much dcbate, the doctors settled on the "California Colonial" or Spanish Eclectic style promoted by
Birge Clark and the building was completed in 1932.
Birge Clark, and his architecture firm Clark & Stromquist, was employed by the Palo Alto Medical Clinic to design
numerous projects over the years including a small offIce building at 321 Channing and the two-story rear addition to the
Clinic building in 1946. They .lso finished the interiors on the second floor of the original clinic building in 1937. The last
large addition, added in 1969, was completed in a more modem style th.n the first portions of the building, .s it was intend to
be the first three stories of a nine-story high rise."
As is evident tod.y, the building combined a commercial use with a predominately residential-type exterior design.
Employing two single-story wings enclosing a courtyard with a mature oak tree, and using residential scale doors and
windows, and French doors opening onto a gallery on the front elevation of the recessed second story, Birge Clark enabled
the Roth building to blend into its residential surroundings. Additionally. the familiar architectural style made the building
comfortable and inviting to patients who had, up to that point in time, largely been treated by medical practitioners working
out of their own homes.
Victor Arnautoff
In 1931, Dr. Russell V. Lee commissioned Russian artist Victor Arnautoff (1896 1979) to paint the fresco murals around
the front entry to the new Clinic building. Alfred Frankenstein, San Francisco Chronicle's long-time art critiC, described
Amautoff in 1955 a. "one of the best mural painters in the United States"." Am.utoff was born in Russia in 1896 and
emigrated to Mexico in the early 20" Century where he studied mural painting and became an assistant to Diego Rivera in the
late 1920.. In 1931, the carne to San Francisco and worked with Rivera on the mural commissioned for the San Francisco Art
Institute.'" Arnautoff also studied art at the California School of Fine Arts in San Francisco.
His first solo commission in California was for the Palo Alto Clinic, which was completed in 1932.57 In 1933-34,Arnautoff
was chosen by the Works Progress Administration .s one of the artists for the murals at Coit Tower in San Francisco. Some
of his other murals include the large fresco in the Main Post Chapel in the Presidio (1935) as well as frescoes in high schools
and other buildings in the Bay Area. Arnautoff taught art at Stanford University from 1939 until his retirement in 1963 after
which he returned to Russia, where he lived out his life.'"
The Roth bun ding's frescoes have a medical theme contrasting modern medicine with earlier medical methods. There are
four fresco panels in color. Three of these panels depict the modem medical branches of pediatrics, surgery, and internal
medicine, and include three doctors whose contributions to modem medicine Dr. Lee felt were most important. The fourth
panel depicts modem technology,
Underneath each of the colored fresco panels is a smallcr monochromatic panel depicting a contrasting primitive method of
treatment. Beginning on the left of the entrance wan, the first colored fresco i. of Emmett Holt (1855-1924) a distinguished
~) An Architeci Grows up in Palo Alto: Memoirs n/Birge Malcom Clark, F.A.1.A •• (typescript: 1982),69,
541bid. The ninc-story addition was never constructed.
51 News and Notes -Medical Murals, PaJo Alto Medical Clinic, August 1959. Also. San Francisco Chronicle (San FrancIs<:o. CAll "Artists
Can Do Better Than A Dick MeSme.r," 101311955.
56 Stanford Historical Society, Memorial Resolution: Victor Amautoi!0896.1979), n.d.
!7.Ibid.
'" "The Chapel, Hallowed Ground" at: http://www.interfailh-presidio.org!thcchapel.html(accessed 10.19.2009). Also "Victor Arnautoff.
1896-1979:: at http://www.hc1fenfinearts.eomibiogsiamautoffFset.html(accessed 10.19.2009).
NPS Form 10-900-. (Rev. 8/2002) OMS No. 1024-0018
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National Park Service
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Section number 8 Page 8 of9
(Expire. 5-31-2012)
Palo Alto Medical Clinic
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American pediatrician and a pioneer in children's diseases. The monochromatic panel beneath him has a Flathead Indian
pressing a board againsl an infanl's head 10 produce a sloping forehead, believed to be a sign of intelligence. The next color
panel, located between the window and door, is of Sir William Osler (1849-1919) a Canadian internist, highly regarded
teacher and writer on mediclnf? His contrasting monochromatic panel depicts a witch doctor exorcising evil spirits. The third
colored panel, to Ihe righl oftbe entrance door, is of Harvey Cushing (1869-1939) a Boston neurosurgeon who refined the
use of the Albee saw. Beneath him the monochromatic fresco is of a wound being cauterized with a hot poker. The final color
panel, between the rJght window and far wall, shows an early form of x-ray, a fluoroscope, being used. This panel is in
contrast with the monochromatic fresco beneath depicting Ihe use of horoscopes 10 diagnose illness.
Undernealh each window on the entrance wan is a monochromatic fresco with a reclining man and woman. The left-hand
fresco depicts the woman holding. scythe and the man a set of scales; in the right-hand fresco the woman holds a laurel
wreath and the man a sword. Beneath the windows on the Iwo end walls of the entrance loggia are monochrome frescoes
depicting the modern microscope and Bunsen burner Oeft end) and the old remedies of herbs and rools (right end). Above the
entrance door is a narrOw monochromatic fresco with a skull and a snake surrounded by books representing knowledge.59
Arnautaff's cohesive design integrated Ihe frescoes wilh Ihe wall's feneslralion and door to prnduce a unified, rhythmic, and
forceful composition. The predominanl colors in Ihe murals echo the warm lanes of the red clay tile roof, the blue green
lanes of the cornice molding, window and door trim, and the beige tones of the medaliions. Similar colors appeared on Ihe
inlerior in Ihe original tile floors, warm Flexwood walls and the beige window sill tiles. His subject matter emphasizing the
advancement of modern medicine and technology was appropriate for a newly opened medical building, and the depiction of
pediatrics, inlernal medicine, surgery, and x-ray technology focused on Ihe broad range of medical care Ihat was available al
the Palo Alto Clinic.
The murals caused a minor scandal when Ihe clinic building opened in 1932, duc to depictions of several patients receiving
medical care in a state of partial undress. Palo Alto's reaction was so intense that the controversy was covered in San
Francisco newspapers. Under the title, "Murals and Morals: Palo Allo's Pulse Quickens," a San Francisco Chronicle reporter
wrole, "The builders, aided and abelled by Ihc nationally known doctors who make up the staff, have gone in for art in a big
way, and the startling result has sel this little college IOwn by the ears!" The article continued to stale Ihal, "Ihe consensus is
that. clinic ought to be a clinic, and not an art gallery. Especially a modern art gallery!"'" On the first Sunday afrer the
murals were unveiled, the steady stream of townspeoplc driving along Homer A venue to see the mural for themselves caused
a traffic jam and clinic surgeon Fritz Roth threatened to have the walls whilewashed before he would move in. In lime, the
uproar faded away and Ihe artwork became a fixture."
CONCLUSION
From ils conceplion, the Palo Allo Clinic was a leader in advancing Palo Alto's heallh care resources. The early group
practice introduced new innovations in Ihe practice of medicine and the use of new medical technology ta both in Palo Alto
and the Bay Area. It drew patients nol only from Ihe immediate community but from throughout the Peninsula, featured
specialists as part of the Clinic's practice, and attracted accomplished physicians from around Ihe nation that were interested
in lhe Clinic's facilities and its use of new technology. The legacy of Ihe Palo Alto Medical Clinic is closely associated with
the long pattern of events Ihal helped 10 eSlablish Palo Alto's health care industry as one of the leading medical networks in
the country.
YJ News and Notes. Pa10 Alto Medical Clinic, 1959.
W San Francisco Chronicle (San Franeisco, CA). «Paintings of Semhmdes In Clink Stir Palo Alto", 21 August 1932.
61 Palo Alto Medical Foundation website, ''A Moral Dispute Over Murals," http://www.pamf,orglaboutlpamfbistorylmoral.html (Accessed
10.20.2009) .
NPS Form 10·900·. (Rev. 612002) OMB No. 1024·0018
United States. Department of the Interior
National Park Service
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Continuation Sheet
Section number a Page 90f9
(Expire. 5-31·2012)
Palo Alto Medical Oinic
.§!lE!~S!~::a..f.o.!:!~!Y.! C:L .... _ ... _ ... _ ...... _ ..
300 Homer Avenue was constructed in 1932 to house the newly formed Palo Alto Medical CUnic. It served as a medical
building for this organization until its sale to the City of Palo Alto in 2000. The Spanish Eclectic style was the architectural
style of choice in Palo Alto throughout the early part of the 20'" century and the interior was specifically designed to form an
efficient medical cUnic operation. The decorative features throughout the building are of a high quality and design that is
atypical for modem medical facilities. imparting an overall welcoming character that exemplified the Clinic's mission and
dedication to the surrounding community of Palo Alto. Overall, the building retains a high degree of integrity despite years of
continued use as a medical facility. The architectural design and historic character of the original clinic building is still intact,
despite removal of the later rear wings.
NPS Form 10-900-. (Rev. 812002) OMS NO.1 024-00 18
United States Department of the Interior
National Park Service
National Regls.er of Historic Places
Continuation Sheet
Section number 9 Page 1of3
BIBLIOGRAPHY (continued)
(Expires 5-31-2012)
Palo Alto Medical Clinic
_~a.!!!~g_~r.~_£~.!:l!!!Y.!S!> ______ ...... _. ______ ._ ... .
"An Architect Grows Up in Palo Alto", Memoirs of Birge M. Clark, F.A.I.A, Printed September 1982. (Document held in
the Palo Alto Historical Association Archives at the Palo Alto Main Library.)
Portney, Mary T. "Palo Alto Medical Clinic, at age 50, Celebrates a String ofF!rsts," The Peninsul. Times Tribune (Palo
Alto, Cal, 11 March 1980.
Gullard, Pamela and Nancy Lund. History-of Palo Alto: The Early Years. San Prancisco: Scottwan Associates, 1989.
Hendricks, Rickey. A Model for National Healthc"re: the History afKaiser Permanente. New Brunswick: Rutgers University
Press, 1993.
Lee, R. Hewlett, M.D. Historical Noles on Ihe Palo Alto Medical Clinic. Presented to the
Partnership 911111 989 and revised in part from notes of Russel V. Lee, M.D. (Document held in the Palo Alto Historical
Association Archives at the Palo Alto Main Library.)
MacColI, William A., M.D. Group Practice and Prepayment of Medical Care. Washington D.C.: Public Affairs Press, 1966.
Murray, Bruce. "Palo Alto Medical Clinic Marks 50ili Year," Paio Alto Weekly (Palo Alto, CAl 3113/l 980, p. 11-12.
News Report, Palo Alto Medical Foundation 112711982. "Dr. Russell V.A. Lee Medical Pioneer Die, AI Home At Age 86
After Long Illness"
O'Hara, Sarah Katz, Dr. Francis A. Marzoni, ed. Palo Alto Medical Clinic, the First 75 years. Palo Alto: Palo Alto Medical
Clinic, m.d. (Document held in the Palo Alia Historical Association Archives allhe Palo Alto Main Library.)
Palo Alto Daily News, (Palo AIIO, CA). "Dr. Milton Saier, Founding Partner of Palo Alto Clinic," I June 1996.
Palo Alto Medical Oinic publication. News & Noles -Medical Murals: Aug. 1959. (Document held in the Palo Alto
Historical Association Archives at the Palo Alto Main Library.)
Palo Alto Medical Foundation. Foundation Report: Winler 1990. 60140 Anniversary Issue. (Document held in the Palo Alto
Historical Association Archives at the Palo A!to Main Library.)
Palo Alto Medical Foundation. A History of lnnovation: Story of the Palo Alto Medical Foundation, Palo Alto Medical
Foundation: Palo Alto, 1987.
Palo Alto Medical Foundation: House Report. "Russ Lee-'He was the person with vision.'" 29 January 1982. (Document
held in the Palo Alto Historical Association Archives at the Palo Alto Main Library.)
Palo Alto Medical FounOOtion: News Report. "Dr. Russel V.A. Lee, Medical Pioneer, Dies at Home at Age 86 After Long
Illness" 27 January 1982.
Palo Alto Tittles, (Palo Alto, CAl. "Three Building Permits Issued: Physicians' Office Structure and Two Homes, Total
$93,400" to February 1932.
----"Medical Staff in New Building," 4 August 1932.
NPS Form 10-900-a (Rev. 812002) OMB No. 1024-0018
(Expires 5-31-2012)
United States Department of the Interior
National Park Service
National Register of Historic Places
Continuation Sheet
Section number 9 Page 2 of 3
Palo Alto Medical Clinic
Santa Clara County, CA
--- "Have Our Murals Hurt Our Morals?" 30 August 1932.
--- Building Permits — PA Medical Clinic, 10/20/1937.
---- "Clinic Adds Eight Specialists, Will Erect $300,000 building" 24 December 1945.
---- "Board of Works Permits Moving of Two Old Residences so P.A. Clinic Can Expand," 18 June 1946.
---- "Work to Begin on $450,000 Clinic Addition," 26 July 1946.
---- "Palo Alto clinic buys site at comer of Bryant, Channing," 1 August 1946.
---- "Permits Granted for Addition to Clinic, New Store Building," 28 August 1946.
- --- "Doctors Have Moved into the New Wing," 17 December 1947.
- --- "Clinic Allows Materials for another wing," 23 May 1952.
---- "Home Bought for Diagnostic Center in PA," 19 September 1952.
"After 25 years — a Delay," I April 1953.
---- "Stanford Now Offers Students Full Prepaid Health Program," 29 April 1953.
----'"Stanford Now Offers Students Full Prepaid Health Program," 29 April 1953.
---- "Redistribution of stock started by Palo Alto Clinic," 25 July 1953.
---- "P.A. Clinic Major Medical Center" (Photo lab area), 30 July 1953.
---- "Two Parcels of Property Acquired by Palo Alto Clinic," 24 July 1959.
"PAMC: Facility Seeks Complete Community Care," 15 September 1959.
---- "Butch Roth, retired team physician, dies," 4 April 1972.
---- Letter to the Editor by Russel,V. Lee, M.D., "Dr. Roth Linked Two Medical Eras," 6 April 1972.
- --- "Blake Wilburs feted on Anniversary," 25 June 1973.
- --- "Dr. Blake Wilbur Dies, surgeon for 49 years," 11 March 1974.
----"Dr. Herbert Lee Niebel," (obituary) 26 February 1979.
- --- "Harold Sox" Obituary, 18 June 1993.
Palo Alto Tribune (Palo Alto,.CA). "Dr. Russel V. Lee Dies — Was Health Care Pioneer," 27 January 1982.
Palo Alto Weekly (Palo Alto, CA). "Seven Important Dates in PAMF's 70 Year Past," September 1999 — Special Edition
NPS Form 10-900·. (Rev, 812002) OMS No. 1024-0018
United States Department of the Interior
National Park Service
National Register of Historic Places
Continuation Sheet
Section number 9 Page 3 of3
(Expire. 5-31-2012)
Palo Alto Medical Clinic
.~!l!l~ .. 9ar!!.f!?!:.I1.ty,s:;:\.".""._ .. ""." ....... "._
article titled "Introducing the New Campus of the Palo Alto Medical Foundation"
San Francisco Chronicle (San Francisco, CAl. "Paintings of Semi·nudes in Clinic 8tir Palo Alto;" 21 March 1932.
_ ... "Palo Alto's Pulse Quickens," 21 August 1932
.... Birge M. Clark, obit, "Peninsula Architect Birge Clark, 92", n.d.
_._. "Dr. Milton H. Saier," (Obituary, c. June 1996).
San Francisco Examiner (San Francisco, CAl. "Palo Alto Clinic Treats 1000 • Day," 7/26/1953.
San Jose Mercury News (8an Jose, CAl. "Noted Dr. Succumbs at Palo Alto: Dr Thomas M. Williams," 28 March 1947.
Winslow, Ward and the Palo Alto Historical Association. Palo Alto: A Centennial History. Palo Alto: Palo Alto Historical
Association, 1993.
Web Resources
Mayo Clinic Website:
http://www.mayoclinic.orgltradition-heritage/
Palo Alto Medical Foundation website:
http://www.pamf.orglaboutlhistoryl
April 13, 2010
Milford Wayne Donaldson
State Hi'storic Preservation Officer
Office of Historic Preservation
P.O. Box 942896
Sacramento, CA 94296-0001
Attachment C
RE: Palo Alto Medical Clinic, Roth Building, 300
National Register of Historic Places Nomination
Dear Mr. Donaldson,
The Palo Alto City Council, acting in the and
for the property owner, fmds the above nominated
listing on the National Register of Historic Places
Preservation Act of 1966, as amLen(j~
Resources Commission:
1) The property known as the Roth il'ational Register under
Criterion A at the for its m'd'~I{] events important to the
development Palo first multi-specialty group
be()arrl~ a model within the healthcare medical pralctiCiea
industry
community he.a1t11()are
local
Clark,
Constructed
remains for the
created by Victor
era and primitive
Sincerely,
Patrick Burt
Mayor
commitment to hmovative
maldon for the progressive health care
~nding is eligible for the National Register at the
)sel1tal1ve of the work of a master architect, Birge
aut,on: and as a resource displaying high artistic value.
cle'vtic style, the concrete structure with a terra cotta roof
since it was constructed in 1932. Exterior frescoes
depicting contrasts between modem medictj! practices of the
practices are of high artistic value to the community.
Attachment D
Historic Resources Board
Staff Report
Date: March 3, 2010
To: Historic Resources Board
From: Kathy Marx, Planner
Department: Planning and Community Environment
Subject: 300 Homer Avenue (Roth Building): Request by the Department ofPlancing and
Community Environment on behalf of the City of Palo Alto, for Historic Resources
Board review and recommendation to the City Council authorizing staff to send a
letter of support to the State Historical Resources Commission for the nomination
of the Category 2 Roth Building to the National Register of Historic Places.
(Public Facilities (PF) with a SOFA I Cap)
RECOMMENDATION
Staff recommends that the Historie Resources Board (HRB) recommend to the City Council support
for the nomination of the Category 2 Roth Building to the National Register of Historic Places and
authorize staff to send a letter of support to the State Historical Resources Commission.
BACKGROUND
On December 17, 2009, staff received a letter from Milford Wayne Donaldson, State Historic
Preservation Officer, requesting review of the nomination ofthe Category 2 Roth Building to the
National Register of Historic Places. The applicant for the nomination is the Palo Alto History
Museum (Museum). The application was prepared for the Museum by Sarah Hahn and Becky
Urbano, architectural historians for Garavaglia Architecture, Inc. The City is identified as the
property owner and a Certified Local Government (CLG) under the National Historic Preservation
Act of 1966. Upon review for completeness and compliance with National Register eligibility
criteria by the Office of Historic Preservation (OHP) the nomination is scheduled for hearing by
the State Historical Resources Commission (Commission) on April 30, 2010. (Please see
Attachment B-Correspondence and Attachment C-National Register Nomination)
OHP requests that the HRB also review the nomination for compliance with National Register
eligibility criteria, If the HRB is opposed to the nomination, a recommendation would be made to
City Council requesting a notarized leiter of objection to be mailed to OHP prior to the scheduled
hearing date. If the HRB is in support of the nomination, a recommendation would be made to
City Council requesting a letter of support be mailed to OHP fifteen days prior to the scheduled
hearing date. (Please See Attachment E -Draft letter of support to OHP.)
PROJECT DESCRIPTION
The building at 300 Homer Avenue was constructed in 1932 as a healthcare clinic, the first group
medi cal practice in Palo Alto. The architect for the building was Birge Clark. The builder for the
project was Wells P. Goodnough. The period of significance for the building, 1932 -1999, represents
the period of the building's use by the Palo Alto Medical Clinic, spanning from the construction date
of the original clinic to the year the clinic was vacated. The building was altered in 1947 with the
addition of two wings in a U-shaped configuration to the south/rear fayade. In 2003 the 1947 wings
were demolished but character defining materials including roof tile, gutters and wood trim elements
were salvaged. As well, the 1947 spine of the addition including the central circulation corridor was
retained. That portion of the building was seismically retrofitted and left unfinished pending a new
use for the building.
DISCUSSION:
The area of significance applicable to National Register criterion for the proposed Roth Building
nomination is:
Criterion A) lbe property is associated with events that have made a significant contribution to the
broad patterns of our history; and
Criterion C) The property embodies the distinctive characteristics of a type, period, or method of
construction or represents the work of a master, or possesses high artistic values, or represents a
significant and distinguishable entity whose components lack individual distinction.
The following statement of significance summary paragraphs from the nomination provides
applicable criterion for level of significance necessary to be eligible to the National Register:
"The Palo Alto Medical Clinic building at 300 Homer Avenue in Palo Alto,
California was the home of the first multi-specialty group practice in the community,
founded in 1932. The Palo Alto Medical Clinic was a leader in advaneing Palo
Alto's health care resources and from the beginning, introduced new ideas and
medical technology to the practice of medicine both in Palo Alto and to the Bay Area.
The clinie's founders pioneered a model of group practice in the community that,
though at first controversial, would later become common within the healthcare
community nationwide. The clinic was one of the first in the region to offer a
specialist in obstetrics and the first to ofter a specialist in pediatrics. One of Palo
Alto's first female physicians was also a founding member of the practice. Known
today as the Roth Building, the building is eligible for the National Register under
Criterion A at the local level for its association with persons and events importanHo
the development of the healthcare in Palo Alto. The organization's long-term
commitment to innovative community healthcare and research laid the foundations
for the progressive healthcare network that thrives in Palo Alto today.
Founded by Palo Alto's beloved Dr. Russell Lee, the Palo Alto medical Clinic group
300 Horner Avenue National Register Nomination Page 2
practice built its first clinic building in 1932. The new building, designed by
architect Birge Clark, was constructed in the Spanish Eclectic style, the architectural
style for which he is best known. A unique feature of the building is the .series of
fresco painting, completed by noted Depression-era muralist Vietor Arnautoff, that
decorate the wall face around the front entry. They are the only known exterior
frescoes visible to the public in Palo Alto. Many of the building's original decorative
and funetional features are still extant and some, especially the frescoes themselves,
are of high artistic value to the community. Interior features unique to the function of
the building as a medical clinic are also still intaet including the physicians' offiees,
examination rooms, and accompanying original finishes as well as the "in use" lights
above the examination room doors along each corridor of the original clinic. As
such, the building is eligible for the National Register at the local level under
Criterion C as representative of the work of a master architect and artist and a
resource displaying high artistic value."
Please see Attachment A for HRB Findings. To assist the HRB i.n review of the proposed
nominations the National Register Bulletin "How to Apply the National Register Criteria for
Evaluation" is attached as Attachment C.
PUBLIC COMMENTS
Staff has not received written comments related to this project.
ENVIRONMENTAL REVIEW
The project is categorically exempt from California Environmental Quality Act (CEQA) review
per Section 15331. Zone District: Public Facilities (PF) with a SOFA I cap.
ATTACHMENTS
Attachment A:
Attachment B:
Attachment C:
Attachment D:
Attachment E:
Attachment F:
Prepared By:
Manager Review:
HRB findings
National Register Nomination
National Register Bulletin
Correspondence
Draft. letter of support for the nomination
Site location map
Kathy Marx, Planner
Steven Turner, Manager of Advance Planning
COURTESY COPIES
Michael Garavaglia, Garavglia Architecture, Inc.
Steve Staiger, Palo Alto History Museum
Karen Holman, Palo Alto History Musenm
300 Homer Avenue -National Register Nomination Page 3
ATTACHMENT A
FINDINGS FOR APPROVAL
HISTORIC RESOURCES BOARD STANDARDS FOR REVIEW
300 Homer Avenue
The Palo Alto Historic Resources Board has found the proposed National Register of Historic
Places nomination of the building located at 300 Homer, locally known as the Roth Building,
compliant with the evaluation criterion established by The National Historic Preservation Act of
1966, as amended.
I) The property known as the Roth Building is eligible for the National Register under Criterion
A at the local level for its association with persons and events important to the development of
the healthcare in Palo Alto by establishing the first multi-specialty group medical practice in the
community in 1932 that became a model within the healthcare industry nationwide. The
organization's long-term commitment to innovative community healthcare and research laid the
foundation for the progressive healthcare network that thrives in Palo Alto today; and
2) The building known as the Roth Building is eligible for the National Register at the local level
under Criterion C as representative of the work of a master architect, Birge Clark, and artist,
Victor Amautoff, and as a resource displaying high artistic value. Constructed in the Spanish
Eclectic style, the concrete structure with a terra cotta roof remains for the most part intact since
constructed in 1932. Exterior frescoes created by Victor Amautoff depicting contrasts between
modem medical practices of the era and primitive medical practices are of high artistic value to
the community.
300 Homer Avenue National Register Nomination -Attachment A 1
Attachment B
NPS form 10-900 (Rev, 0112009)
Unlled Slales Department of the Interior
National Park Service
OMB No, 1024-0018
National Register of Historic Places
Registration Form
This form is for use In nominating or requesting determinations for individual properties and districts. Sse inslruclions in Natronal Register Bulletin, How
to Complete the Net/onal RegIster of Historic; Pisces Registration Form. If any Item does not apply to the property being documented, enter "N/A" (or
"not applicable," For functions, srchileclural classification, materials, and areas of signlficanca, enter only categories and subcategories from the
instructions. Place additional certification comments, entries, and narrative Itema on continuation sh •• ts (NPS Form 10..(008).
1. Nllme of Proe0rty
Historic name Palo Alto Medical Clinic
Other names/site number Roth Building
2. Location
streeU number 300 Honier Avenue
city oltown
State
Palo Alto
code CA
3 StatelFederal Agency Certlflcotlon .
county 'Santa Clara code 085
As the deSignated authority under the National Historic Preservation Act, as amended,
o not lor publication
o vicinity
zip. code 9430 I
I hereby certlly that this __ nomination _ request for determination of eligibility meets the documentation standards
for registering properties in the National Register of Historic Places and meets the procedural and professional
requirements set forth In 36 CFR Part 60.
In my opinion, the property _ meets __ does not meet the National Register Criteria. I recommend that this
property be considered significant at the following level(s) of significance:
-national -statewide _local
Slgn.lUre of corillying officiall Date
Titl. state or Federal agency and bureau
.._ ... _ ... __ ..... -.................... _.
In my opinion, Ihe property _ meets _ do .. nol meet Ihe Nalional Raglster crileria.
Signalure of certllying official Dete
Title Stale or Federal agencY and burel:iu
4. National Park Service Certification
I, hereby, cerlify thallhls property Is: Signature of U1a Keepar Dale of Action
~ entered in the National Register .... -_.-
_ detennined ellglble (or the NatIonal Register
__ determined not eligible for the National Register
--~.-... ,,~ ....
_ removed from the National Register
___ other (explain:) ...........................................
\ .
\./
Palo Alto Medical Clinic
Name of Property
5. ClassIfication
Ownership of Property
(Check .•• many boxes as appl)l)
: private
X public· Local
public· State
public· Federal
private
Category of Property
(Check only on. box)
X building(s)
district
site
structure
buildlng(s)
object
Name of related multiple property listing
(Enter "NlA" If property i. not part of • multiple property listing)
6. Function or Use
Historic Functions
(Enter categories from Instruc"ilons)
HEALTH CARE/CLINIC
7. Description
Architectural Classification
(Enter categories from Instructions)
Late 19'" and 20'" Century Revival
Others: Spanish Colonial ReviviallMonterey Style
Influence
Santa Clara, CA
County and St.te
Number of Resources within Property
(D? not Include previously I1sted resources in the count.)
Contributing Noncontributing
__ --'1 __________ buildings
______________ sites
______________ structures
_____________ Objects
____________ buildings
__ --' _________ Total
Number of contributing resources previously
listed In the National Register'
N/A
Current Functions
(Enter categories from Instructions)
VACANTINOT1N USE
Materials
(Enter categories (rom Instructions)
foundation; -'C"'o"'n"'c"'ret"'e"-_________ _
walls: Concrete
roof: Terra-Cotta
other: (see continuation sheet)
i
\/
Palo Alto Medical Clinic Santa Clara, CA
Name of Property County and State
Narrative Description
(Describe the historic and current physical appearance of the property. Explain contributing and noncontributing
resources if necessary. Begin with a summary paragraph that briefly describes the general characteristics of the
property, such as its location, setting, size, and significant features.)
Summary Paragraph
300 Homer Avenue is a one-and two-story, Spanish Eclectic style, V-shaped concrete building clad in beige cement stucco and
topped by a clay Mission tile roof. The building sits on a comer lot, at the edge of Heritage Park, bounded by Homer Avenue and
Bryant Street. It is oriented northwest, facing Homer AvenQe with a playground to the northeast, an open grassy space to the southeast
and residential development facing it on the surrounding blocks. The neighborhood is a mixture of new infill, multi-family housing
and traditional tum-of-the century residences. Limited ground-floar"commercial enterprises are located along Bryant Street. The
subject building wraps around a landscaped courtyard that is centered on a large oak tree. The central spine of 300 Homer Avenue
runs parallel with Homer Avenue and is two-stories with a hipped, tile-clad roof, A three-story elevator shaft and stainvell punctuates
the roof plane at the central rear of the building. Opposite the elevator shaft and stairwell, facing the courtyard, is a second floor
rusticated wood balcony, reminiscent of the Monterey style. Below the balcony, also facing the courtyard is an arched arcade, which
protects the primary entry to the building. Perpendicular to the spine are two, one-story wings with front-facing gables and .tile-clad
roofs. The building predominantly has five-lite steel casement window modules, arranged in large, roughly square assemblies of
various sizes. Most windows are currently covered by plywood on the exterior surface of the building. The interior is a mix of office
and unfinished spaces arranged around a central, V-shaped circulation corridor. The offices traditionally functioned as doctors' offices
and examination rooms with some limited storage in the basement. The finishes and configuration of the one-story wing interiors
closely resemble their original forms and appearance, while more liberal modifications to the two-story spine have been made to
accommodate modem waiting rooms and office administration. Overall. the building is in good conditions with many original features
and finishes.
Narrative Description
300 Homer Avenue has a restrained design that was typical for its architect, Birge Clark. The simplicity of the exterior finishes is
contrasted with large features, such as the wood balcony overlooking the courtyard and smaller decorative features such as green
scalloped wood eave molding, circular roof vents filled ·with overlapping Mission tiles and large window openings facing mature trees
and landscaping in the examination and office rooms. Each element is part of the overall composition and is harmonious with creating
a soothing, peaceful environment for the clients of the Palo Alto Medical Clinic ..
The primary elevation of 300 Homer is the most articulated. The main entrance is recessed from the street wall, at the far end of a
small brick and landscaped courtyard. A three-bay arched arcade shelters a series of medically themed frescos painted by famed
muralist and student of Diego Rivera, Victor Arnautoff. The four color frescos depict modem medical practices, including a pediatric
examination, an internist using a stethoscope to examine a woman, surgery being performed with an Albee saw, and an early
fluoroscope (x-ray machine). They are paired with smaller frescos illustrating like procedures used by "modem medicine's"
predecessors. All are in excellent condition and have not been modified since their creation. (They remain the only public exterior
fresco murals in Palo Alto). Wood double doors with five horizontal lights open into the clinic lobby. The original herringbone pattern
brick floor of the loggia is intact on both sides, but the center section has been changed to cement for handicapped entry.
The original primary entrance to the building is centered on this wall. surrounded by frescos. On the exterior wall, centered above the
arch columns, are four painted medallions depicting Lister, Hippocrates, Pasteur and Roentgen. also completed by Arnautoff. Abovc
the arcade is a cantilevered wood balcony supported by rusticated beams (visible from below) with carved ends. Similar beams and
decorative ends are used to support the roof above the balcony. The balcony runs the length of the central spine and is accessed
through two pairs of multi-lite wood French doors. (A multi-lite steel window of the same dimensions has replaced a third pair of
French doors). Eight square wood posts with simple wood brackets support the roof and a low railing and turned wood balustrade. The
balustrade is composed of three styles of randomly mixed turned wooden balusters. The courtyard is bounded on the remaining two
sides by the original one-story clinical wings. These elevations have a mirrored fenestration pattern of different modulations of the
multi-lite steel windowforrn found throughout the structure. Each window is recessed into the concrete wall with a simple slightly
projecting concrete sill. These windows are currently covered with plywood. The one-story wings terminate their gable ends aUhe
street wan. These facades are similar in composition. with a central door or window (originally a door but converted to a window by
1959), flanked by two larger windows and topped by a circular roof vent opening centered under the roof peak. (See Continuation
Sheets)
Palo Alto Medical Clinic
Name of Property
S, St$tement of Significance
Applicable National Register Criteria
(Mark "x" in one or more boxes for the criteria qualifying the property
for National Register listing)
liJC
Property is associated with events that have made a
signilicant contribution to the broad patterns of our
history.
Property Is associated with the lives 01 persons
slgnllicant in our past.
Property embodies the distinctive characteristics
of a type, period, or method of construction or
represents the work of a master, or possesses high
artistic values, or represents a significant
and distinguishable entity whose components lack
individual distinction. .
Property has yielded, or is likely to yield, information
important in prehistory or history.
Criteria Considerations
(Mark "x" in all the boxes that apply)
Property is:
owed by a religious institution or used for religious
A purposes.
B removed from its original location.
C a birthplace or grave.
D a cemetery.
E a reconstructed building, object, or structure.
F a commemorative property.
G less than 50 years old or achieving Significance
within the past 50 years.
Period of Significance (justification)
Santa Clara, CA
County and State
Areas of Significance
(Enter categories from Instructlon.s)
A -Development of healthcare in Palo Alto; first group
medical practice in Palo Alto
C -ArchitecturelDesign
Period of Significance
A 1932-1999
C 1932
Significant Dates
1932 -Date of Construction
1947-U-shaped addition added at rear (wings now
removed)
Significant Person
(Complete only if Criterion B Is marked above)
Cultural Affiliation
Architect/Builder
Birge Clark, Architect
Wells P. Goodnough, Builder
The period of significance encompasses the building's period of use by the Palo Alto Medical Clinic. It spans from construction of the
original clinic building to the year the clinic vacated the property (1932-I 999).
Criteria Consideratons (explanation, if necessary) N/A
Palo Alto Medical Clinic
Name of Property
Santa Clara, CA
County and SI.le
Statement of Significance Summary Paragraph (provide a summary paragraph that includes level of signficance and
applicable criteria)
The Palo Alto Medical Clinic building at 300 Homer Avenue in Palo Alto, California was the home of the first multi·specialty group
practice in the community, founded in 1932. The Palo Alto Medical Clinic was a leader in advancing Palo Alto's health care resources
and, from the beginning, introduced neW ideas and medical technOlogy to the practice of medicine both in Palo Alto and 'to the Bay
Area. The clinic's founders pioneered a model of group practice in the community that, though at first controversial, would later
become common within the healthcare community nationwide. The clinic was one of the first in the region to offer a specialist in
obstetrics and the first to offer a specialist in pediatrics. One of Palo Alto's first female physicians was also a founding member of the
practice. Known today as the Roth Building, the bullding is eligtble for the National Register under Criterion A at the local level for
its association with persons and events important to the development' of the healthcare in Palo Alto. The organization's long·term
commitment to innovative community healthcare and research laid the foundations for the progressive healthcare network that thrives
in Palo Alto today.
Founded by Palo Alto's beloved Dr. Russell Lee, the Palo Alto Medical Clinic group practice built its first clinic building in 1932. The
new building, designed by architect Birge Clark, was constructed in the Spanish Eclectic style, the architectural style for which he is
best known. A unique feature of the building is the series of fresco paintings, completed by noted Depression·era muralist Victor
Amautoff, that decorate the wall race around the front entry. They are the only known exterior frescoes visible to the public in Palo
Alto. Many of the building's original decorative and functional features are still extant and some, especially the frescoes themselves,
are of high artistic value to the community. Interior features' unique to the function of the building as a medical clinic are also still
intact including the physicians' offices, examination rooms, and accompanying original finishes as well as the "in use" lights above
the examination room doors along each corridor of the original clinic. As such, the building is eligible for the National Register at the
local level under Criterion C as representative of the work of a master architect and artist and a resource displaying high artistic value.
Narrative Statement of Significance (provide at least one paragraph for each area of Significance)
THE BEGINNINGS
Dr. Russel Lee, the founder of the Palo Alto Medical Clinic, WaS born in Spanish Fork, Utah in 1895 as one of eight children.' He
came to California in 1913 to study chemical engineering at Stanford University and, to earn his living expenses, took a job washing
glassware for Hans Zinsser, the first professor of bacteriology at Stanford. Inspired by the professor's work, the young student
switched to pre-med and studied at Stanford for three years before he transferred to the University of California in 1913 when he got a
job in the State Hygiene Laboratory in Berkeley.'
Lee compieted his pre-med degree at Berkeley" and moved back across the Bay to campletehis medical degree at Stanford University
Medical School, then located in San Francisco. In 1920, having earned his M.D. at Stanford, Dr. Lee entered into private practice with
San Francisco internist Dr.Harold Hill. In 1924, Dr. Lee accepted an offer to go into partnership with Dr. Thomas Williams in Palo
Alto. The doctors initially worked out of Dr. Williams' office building at the comer of Bryant Street and Hamilton Avenue in Palo
Alto (601 Bryant). J It was out of this early partnership that the seeds of the Palo Alto Medical Clinic began to grow.
From the beginning of this joint venture, the two doctors had a tremendous workload. In an attempt to stem the tide of incoming
patients, Dr. Lee raised the price of care. He famously stated, HI didn't particularly enjoy obstetrical practice, so I upped my delivery
fee from $35 to $100. This immediately quadrupled my practice. My patients said, 'If he charges that much, he must be pretty good ....
The practice quickly grew to a point where tbe two men could not handle it alone and their practice soon grew with tbe addition of
surgeon·obstetrician Dr. E. B. (Fritz) Roth in 1925 and pediatrician Dr. Esther B. Clark in 1927. At the time that she joined, Dr. Clark
was the only pediatrician between San Francis.co and San Jose.' Dr. Wiibur, a surgeon who had spent time training at the Mayo Clinic,
was added to the practice in 1930.' (See Continuation Sheets). .
Oevelopmentel history/additional historic contexllnformatlon(lf appropriate)
I Palo Arlo Medical Foundation House Repon, "Russ Lee·-'He Was the Person WHh Vision· ... (Vol. 1, No. It 29 January 1982), L
2 Ibid" 3.
J Ibid., 3. Also see the Palo Alto Medical Foundation website, "The Founding Physicians," accesse<l 22 October 2009.
4 R Hewlett Lee, M.D" "Historical Notes on the Palo Alto Medical Clinic (Revised in part from notes of Russel V. Lee, M,D.Y\ (II September
J 989), J -2.
; Palo Alto Times (Palo Alto, CAl. "Dr. Blake Wilbur dies:; surgoon for 49 years," 11 March 1974. Also see the Palo Alto Medical Foundation
website, "The Founding PhysiCians," accessed 22 October 2009.
\ , . .'
"
Palo Alto Medical Clinic Santa Clara. CA
Name of Property County and Slate .
9. Major Blbllographlcsl References
Bibliography (Cite the books, al1!cles, and other sources used in preparing this form on one or more continuation sheets) See Continuation
Sheets for list of references.
Previous dDcume"tetlon on file (NPS): Primary loeallon of additional data:
preliminary determination of individual listing (36 CFR 67 has been State Hisloric PreselVation Office
--requested --Other State agency'
previ""sly listed In the National Register --Federal agency
-x-previously determined eligible by the National Register -.-Local govemment
--d~gnated a National Hisioric Landmark --University
reoorded by Historic Am.rlcan Bulldlng~ SUlVey #-;;____ --.-Oll1er
:::::::::.!.re~oo=rda:!!!!.d.!:bY=H!.!!I.~to~~"-c-"A",m",.rI",ca",,,-n =E",ng ... lna=e",rin"aL!R~e~co:!!r<I~.!!# _______ .!:N",a!!!m~e.!:ofc..reposltory: Palo Alto Historlea' A.a •• lallon archive.
Historic Resounces Survey Number (if assigned): Antonio Aguilar of the NPS determined that the property "appears to meet the
National Register Criteria for Evaluation and will likely be listed in the National Register of Historic Places if nominated by the SHPO
according to the procedures set forth in 36 CPR Part 60 02.06.2007. Project # 21121).
10. Geogrsphlcal Data
Acreage of Property Less than an acre.
(do not include previously listed resource acreage)
UTM Refersnces
{Place addltional UTM references on a continuation sheet}
10 574680 4144250 3 ---Zone Easting Northing Zone Easting Northing
2 4
Zone Eaeling Northing Zone Easting Northing
Verbel Boundary Description (describe the boundaries of the property)
The Palo Alto Medical Clinic (Roth) Building is located at 300 Horner Avenue 1 the City of Palo Alto, County of Santa Clara. State of
California. on: A portion of Lot 1 in Block 24 as shown upon that certain map entitled "University Park," which was filed for record in
the office of the Recorder ofthe County of Santa Clara on February 27 .. 1889. in Book D of Maps. page 69, more particularly
described as follows: .
Beginning at the intersection of the northeasterly line of Bryant Street, 60 feet wide. with the southeasterly line of Homer Avenue. 60
feet wide; thence along said Southeasterly line of Homer Avenue. North 39 degrees. 20 minutes, 51 seconds East 140,00 feet; thence
parallel with the Northeasterly line of Bryant Street,.south 50 degrees 40 minutes 04 seconds East I.2S.00 feet; Thence parallel with
the Southeasterly line of Horner Avenue, South SO degrees 20 minutes 51 seconds West 140 feet to the Northeasterly line of Bryant
Street; thence along said Northeasterly line, North 50 degrees 40 minutes 04 seconds west 125.00 feet to the Point of Beginning,
The portion of Lot I, Block 24 that is occupJed by the subject property isteferred to as Parcel B, Said parcel contains 17.500 square
feet more or Jess. The Santa Clara County Assessors Property Number for the subject property is APN 120-11-093 (a portion).
Boundary Justification (explain why the boundaries were selected)
The building is located within a large parcel of land formerly owned and developed by the Palo Alto Medical Clinic. The boundary
includes property now owned by the City of PaJo Alto and under long-term lease to the Palo Alto History Museum. The boundaries of
the lot currently occupied by subject property encompass the building and the site immediately surrounding the building envelope.
Pala Alto Medical Clinic
~of Property
.!!.:.form Prepared By
Santa Clara, CA
County and State
nama/titis Palo Alto History Museum assisted by Sarah Hahn and Becky Urbano, Architectural Historian,
organization Garavaglia Architecture, Inc, date 1111712009
straet & number 1 Sutler Street, Suite 910 telephone (415)391-9633
city or town !c!S~.n~F,-!ra!!n",c",is",co"-_________________ ",st",a,,,te,,-...:C::::A:.!-___ ::,zi"'p'-'co=d"'e'-'9"'4"'1O;;:.4::.-__ _
a-mail sArab@garayaglia,com
Additional Documentation
Submit the following Items Wnh the completed form;
• Mapa: A USGS map (7.5 or 15 minute series) indicating the property's location,
A Sketch map for historic districts and properties having large acreage or numerous resources. Key all
photographs to this map.
• Continuation Sheets
• Additional items: (Check with the SHPO or FPO for any additional Hems)
Photographs:
Submit clear and descriptive black and white photographs, The size of each image must be 1600)(1200 pixels at 300 ppi
(pixels per inch) or larger,
Name of Property: Palo Alto Medical Clinic
City or Vicinity: Palo Alto
County: Santa Clara Stale: CA
Photographer: George Koerner (all original digital image files held by photographer)
Date Photographed: Various, see matrix,
Description of Photograph(s) and number:
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\;:
Palo Allo Medical Clinic Santa Clara, CA
Name of Property County and State
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NPS Form 10·900·. (Rov.8I2oo2) OMB No. 1024·0018 (Explres5·31·2012)
,
United States Department of the Interior
National Park Service
Palo Alto Medical Clinic ; .s..a.~!~.q~!,~S.9~!:.!y'!_s~···············_··_··········1
National Register of Historic Places
Continuation Sheet
Section number 7 Page 1 of 3
DESCRIPTION (continued)
The noltheast elevation of 300 Homer Aven.ue is largely devoid of the decorative detailing found within the central
courtyard. The stucco wall plane is broken by large window openings (all covered with plywood) and the same slightly
projecting sills found in the courtyard. At the rear of this elevation, along the two·story spine, the wall is solid with no
window or 900r openings.
The southeast elevatina (rear) of the building has a more mndem stucco finish as the result of the recent removal of two later
additions to the building. These wings connected to the building along the central spine, They were removed, and the surface
was finished with a modem interpretation of the original stucco finish and scored to approximately indicate the former floor
levels of the removed building sections. The remaining windows on this elevation are associated with the central circulation
stair and elevator core and are a mixture of two arrangements of steel casements similar to the rest of the building and two
arrangements of glass block.
The final elevation is the southwest elevation facing Bryant Street. This street fa~de is quite different from the formal
Homer Avenue entry, The Bryant Street side of the building was used for supply deliveries and other functional, non-pUblic
activities. Toward the rear, as part of the two·story spine, a projecting one-story gable roof extends to the street wall. It is
access by a small entry porch with a single wood column, with wood brackets at the porch roof. It is similar, although simpler
in composition, to the courtyard balcony, The remainder of the elevation is marked by a series of multi-lite steel casement
windows arranged similarly to those on the northeast elevation, This seciion marks the street-facing wall of the southern one
story wing,
Detailed Description -Interior
The interior of 300 Homer continues to exemplifY the building's history as a medical clinic. Its first floor areas are arranged
in a series of small examination rooms and office spaces that are both interconnected and accessed by a central hallway.
Many of these rooms still retain their original flnishes while others have been modified, but traces of tbe original materials
remain, Generally, the building is divided into three types of spaces -doctors' offices, administrative spaces and patient care
areas.
Today, the primary entrance through' the courtyard opens into a small foyer flanked by two smaller rooms and facing a series
of very small rooms used f.or storage or as restrooms. Beyond this entry point, a modem reception desk and waiting room has
been created by combining a series of the origlnal1aboratol'), and examination rooms at the rear of the building. Originally,
the fr.ont doors opened to a large foyer and reception area with a black and rust colored clay tile flo.or. Beyond the reception
area are the 1947 terrazzo Streamline Modeme stairs, They begin in the basement and rise to the second floor. The halusters
are malle finish aluminum with a graceful walnut handraIl bending at each landing. Slightly less ornate stairs coatinue .on to
the top ofthe elevator tower where the original machinery and switch panels remain in place. These stairs are lighted by the
use of glass brick windows and original lighting fixtures. The adjacent Otis elevator was operable when the clinic moved out
in 1999. Original center-opening doors remain on each floor, The elevator car has wood paneling with h.orizontal aluminum
bands and rounded Moderne comers. Beyond the modem waiting room areas, an open, unfinished space marks the location
of the central two-story spine, This area was formerly connected to two 1947 rear wings and to an adjacent building via a
short hallway. These later additions and features were removed in 2003 and the space was left unfinished.
Off the open unfinished central spine, two perpendicular hallways provide access to the one·story wings, Each .of those wings
is dedicated to doctors' offices and examination rooms of various types. Many of the original offices retain their Flexwood
wall paneling, decorative radiator plates, Art Nouveau door and window hardware and built in cabinetry. These highly
refined rooms are generally arranged to face nae another across the central hallway. They are spread out throughout the one·
story wings. Between the offices are small examination rooms. The original black and white tile backsplashes, hexagonal tile
counters, black porcelain sQap dishes and gla .. sbelf brackets and sinks remain in several of the examination rooms, The rest
NPS Form 10·900·. (Rev. 812002) OMS No. 1024·0018
United States Department of the Interior
National Park Service
National Register of Historic Places
Continuation Sheet
Section number 7 Page 20f 3
(Expires 5-31-2012)
Palo Alto Medical Clinic
.§.~D~.f!~!.'!So.~!:'ty!.s.~._._ .. _ ... _ ..... ______ _
have been replaced in whole or in part with c.1960s equivalents. Each of these rooms originally had a door that opened to a
small hallway with access to a shared water closet. Generally two rooms shared a single water closet. Original restrooms are
finished with green floor tile. Today. most of the restrooms have their original tHe but the fixtures have heen replaced. Where
examination rooms have been combined, the restrooms have been removed or allocated to aCCeSS to a single examination
room. All of the restrooms in the two single-story wings retain all or a significant portion of their original finishes.
The second floor consislll of another open unfinished space along tile central spine with a suite of oflices and examination
rooms toward the front of the buildings. These rooms were finished after original construction, but before the rear additions
were added. As such, they exhibit slightly later finishes, but these finishes are original to the spaces, They consist largely of
bleached wood paneled walls in the rooms and painted white wallboard in the hallways and restrooms. The entire suite is
carpeted and shares a single waiting room that opens onto the balcony. Some walls have been relocated since original
construction but the suite, in general, remains in its original configuration.
Beyond the functional features of each room, the interior retains a good representation of period fixtures and lighting. On the
first floor, small semi-circular globes are placed above each doorway of the original examination rooms_ While no longer
functional, they were used to indicate whether the patient had been seen or not, or if they needed assistance. A corresponding
switch was placed in each room to activate the light. On the second floor, light fixtures consisting of concentric rings of white
metal are found in the office suite. They appear to date to the original finishing of the spaces in 1937. Drawer pulls, solid
wood doors, doorknobs and plates, window hardware and switch plates remain. providing an authentic aesthetic to the entire
space.
AUerations
300 Homer Avenue was originally constructed in 1932 as a medical clinic. At that time the building was a U-plan design with
a two story, hip-roof spine and two one-story gable roof wings. The first floor housed the medical clinic and the smailer
s<rond floor contained an unfinished oflice suite. This suite was completed in 1937 to accommodate additional doctors'
offices and examination rooms.
In 1947, the building Was greatly expanded by the construction of a U-plan addition that connected at the rear of the building.
Designed by the original architect, Birge Clark, this new construction was a full two· stories in height and consisted of a new
two·Story spine and two, two-story wings. The spine contained a new circulation core consisting of a Modeme-Slyle Otis
elevator and three-story telTazzo, metal and oak stair. The rest of the work was executed in mostly mass-produced materials
and had greatly simplified interior linishes and detailing. The resulting structure had an H-pl.n and housed a number of
additional medical services including expanded x-ray and surgery capabilities.
Additional room was needed as the clinic continued to expand. In 1961, • new building was constructed just east of 300
Homer Avenue on the site of the .culTent playground. Known as the Lee Building, it was larger in size than 300 Homer
Avenue. An opening was cut into the east wall of the 1947 spine to accommodate a hallway to connect the two buildings. At
this time, the courtyard entry ceased to be the primary patient entry point. The lobby was converted into .·nurses' station and
this is the configuration that remains today.
The Palo Alto Medical Foundation (fonnerly the Palo Alto Medical Clinic) operated the facility until 1999 when they sold
the property to the City of Palo Alto. In 2000, the Lee Building was demolished and the hallway opening in the east wall of
300 Homer Avenue waS filled in.
In 2003, the 1947 wings at the rear of the building were also removed. Key character-delining features of these wings were
salvaged (roof tile, gutters, wood trim elements) and the 1947 spine, including the central circulation corridor was relllined.
This portion of the building was seismically retrofitted and left unfinished pending a new use for the building.
NPS Form 10-900-e (Rev, 812002) OMB No, 1024-0018
United States Department Of the Interior
National Park S,ervice
National Register of Historic Places
C,ontinuation Sheet
(Expires 5-31-2012)
Palo Alto Medical Clinic
,?<::rl!".S;:_~'!!"_S:.~u !:,:~y!. _<;.1:= ___ . __ .. __________________ _
Section number_7_ pa ge-=3=of::3==-______ ----_________ _
Of an unknown dete are the alterations that transformed Ihe original X-ray and surgery rooms in the 1932 west wing into the
examination room, office and support spaces that are currently in place. The date of conversion of the east waiting room into
examination rooms and support spaces is also unknown, However, many.of the existing walls and finishes appear to be
original'even if their former configurations have been modified.
The building's current form is approximately that of the original 1932 construction. It contains all portions from the original
construction plus the form and volume of the 1947 spine. Representative rooms, displaying the original 1932 finishes and
uses remain to provide a clear image of the patients' experiences and the doctors' work environments in the early years of
this highly influential medical institution_ The overoB appearance, both inside and OU~ is that of an early mid-20· century
medical cliniC, uniquely designed to fit within the architectural traditions of Palo Alto.
CONCLUSION
300 Homer Avenue was constructed in 1932 to house the newly formed Palo Alto Medical Clinic. It has served as •. medical
building for this organization until its sale to the City of Palo Alto in 2000. The ex terior design of the building is in keeping
with the predominant architectural style executed in Palo Alto in the early part of the 20· century and the interior is
specifically designed to create an efficient medical clinic operation, The decorative features throughout the building are of.
high quality and design that is atypical for modern medical facilities and give 300 Homer Avenue an overall welcoming
characteithat exemplified the Clinic's mission and dedication to the surrounding community of Palo Alto. It retains itS
integrity despite years of continued use as a medical facility and recent alterations to later additions to the property. While
currently unoccupied, it has been stabilized and protected for future use and is subject to regular inspections and
maintenance.
NPS Form 10-900-a (Rev,1II2002) OMS No, 1024-0018
United States Department of the Interior
National Park SelVice
National Register of Historic Places
Continuation Sheet
Section number 8 Page 1 of 9
NARRATIVE STATEMENT OF SIGNIFICANCE (continued)
(Expire. 5-31-2012)
Palo Alto Medical Clinic
,~!:~!~S_!~!,~S:9.l:!!:':~!._~ _________ ._._. _______ ._ ... _
The continued rapid growth of the practice 800n necessitated the addition of more physicians, As such, Dr. Milton Saier. an
internist and allergy specialist joined the practice in 1931, and Dr, Niebel, a family practitioner and specialist in
anesthesiologY, joined c.l932. Dr. Williams. the elder oUhe group, retired'in 1929_· In the first years of the 1930s. the
evolving group practice was stin operating out the crowded 60) Bryant Street location and plans were beginning to form for a
new partnership and a new facility.
THE FOUNDING MEMBERS'
In 1932, six Palo Alto physicians formally agreed to join their practices in a new and innovative type of medical partnership
in Palo Alto. The partnership agreement. just three pages long, offers little indication of how unusual their decision was at.
time when many doctors viewed group practice as something close to communism.' Nor does it foretell how the fledgling
Palo Alto Clinic, founded in a small college town several miles south of San Francisco, would become one of the largest and
most well-respected physician groups in the United States! In addition to Dr. Russel Lee. the founding members are as
followS!
Dr. Edward Frederick (Fritz) Roth
Known interchangeably as "Fritz" or "Butch" by those who knew him; Dr. Ro\h was born in Ukiah, CA and educated at
Stanford University and SllIllford University Medical School. graduating from the latter in J 920. Roth later went to Boston
where he received additional training in general surgery and obstetrics/gynecology. He joined Dr. Russell Lee in practice in
1925 initially handled most of the group's work in that specialty. Later, when more dOClors joined the clinic, he turned to his
first love, orthopedics and sports medicine. Dr. Roth was noted for his outstanding work as an orthopedlstand became team
physician for Stanford University in the 1930s. a position in which he continued throughout his career. Roth was a founding
member of the group practice and the original clinic building at 300 Homer Avenue, the Roth Building, is named for him.
Dr. Esther Clark
Dr. Esther Bridgeman Clark, sister of famed Palo Alto Architect Birge Clark, was one of the first female doctors in Palo Alto
and the first pediatrician in the Palo Alto area. Clark was born in 1900 and attended Stanford University and later Stanford
University Medical School (then located in San Francisco), receiving her M.D. in 1925. She began her pediatric practice in
Palo Alto after graduatiOll and joined tpe Palo Alto Clinic as a partner in 1927. She joined the clinical faculty of Stanford
Medical Schoo! in the 1930s and in 1953 established the Children's Health Council. Dr. Clark retired in 1972 at age 72.'°
'R. Hewlett Lee. M.D., "Historical Note," (11 September 1989), 2.
1 Various accounts exist about the formation and deveJopment of the Palo Alto Clinic and its founding members. Some list only four
founding members (Lee, Roth. Clark and Wilbur). lind some as many as nine. According to the «Historical Notes," written by Dr. R.
Hewlett Lee (Dr. Russel Lee', son), the grQUP formally established illlelf as the Palo Alto Clinic in 1929. A 1953 Palo Alto Times article
indicates that Palo Alto Clinic Ltd, incorporated in 1932, An August) 932 Palo Alro Times article entitled "Medical Staff In New Building"
identifies the physicians present at the time the building at 300 Homer Avenue was originally occupied as the foHowing: Lee, Roth, Clark,
Wilbur, Saier and Niobe), These six. physicians are also recognized as the founding members by the Palo Alto Medical Foundation
(website) and in the publication entitled Palo Alto Medical Clinic: the FirSt 75 Years by Sara Katz O'Hara. A reproduction of another
formal partnership agreement, dated 1 October 1936, is shown ill the latter publication on page 20 (same six doctors) .
• Palo A,lto Thoe. (Palo Alto, CAl, "Redistribution of Stock Sta.r1ed by P.A. Clinic," 25 July 1953. Another early partnership agreement
was made in 1936. see: Sarah Katz O'Hara, Palo Alto Medical Clinic. the First 75 years. Dr. Francis A. Marzoni. Editor, (Palo Alto
Medical Foundation, Palo Alto, CA: n.d.), 20.
'The Palo Alto Clinic added the word "Medical" to its title in 1955 when. law passed by tile Californi.l..egislaturerequired it.
" Palo Alro Times (Palo Alto. CAl, "Esther Clark," 27 March 1972. Also Online Archive of California (http://oac.cdlib.org).Guide to the
Esther Bridgem.n Clark PHpers (accessed 22 October 2009. L
;
NPS Form 10·900-. (Rev. 812002) OMS No. 1024·0018 (Expires 5-31-2012)
United States Department of the Interior
National Park SeIViClil
Palo Alto Medical Clinic
.~~_!!~~S.\~!.~S£.U.~ty!'.~.A." .. ,,_ ... __ ._ .... _ ... _ .. _ ..
National Register of Historic Places
Continuation Sheet .
Section number 8 Page 2of9
Dr • Blake C. WUbur
Born in San Francisco, Dr. Blake Wilbur, son of Stanford University president Ray Lyman Wilbur. attended Stanford and
Harvard medical schools. graduating from Harvard in 1925. He tnilned at the Mayo Clinic in Rochester. Minnesota and
practiced briefly in San Francisco before returning to Palo Alto in 1930. Dr. Wilbur joined the Palo Alto Medical Clinic that
same year and became renowned for his work as. surgeon. For many years, he was a clinical professor of surgery at Stanford
University Medical School and he practiced surgery up to the time of his death in 1974."
Dr. MUtOD H. Saler
Dr. Milton Saier joined the Palo Alto Clinic group practice in 1931. when the group wa, still operating out of an
overcrowded office in a two-story house at 60 I Bryant Street. Born in Presno. California in 1902. he earned a biochemistry
degree at Stanford University in 1924 and a medical degree from Stariford Medical School in 1928. Dr. Saier practiced
internal medicine and specialized in allergies. When he joined the clinic. he was the only allergist between San Francisco and
San Jose. and he created the first allergy department at the clink Dr. Saier retired in 1968."
Dr. Herbert Lee Niebel
An Ohio native, Dr. Herbert Niebel graduated from Stanford University with a degree in civil engineering in 1914, and
following graduation served for a period as an assistant instructor in bacteriology at Stanford. The latter experience led to an
interest in clean air and water as well as a decision to enter Stanford Medical School where he received his M.D. degree in
1923. Dr. Niebel entered into private practice in Palo Alto for a time before joining the Palo Alto Medical Clinic as n general
practitioner skilled in anesthesiology. He remained with the clinic until his retirement in 1956." '
THE EARLY YEARS
As common as it might seem today. group medical practices were relatively uncommon in 1932, when Dr. Lee and'the five
partners incorporated as Palo Alto Clinic Ltd." Group medical practices bad existed in the United States from Ihe late 1800.,
when the Mayo Clinic was founded in Rochester, Minnesota. As Mayo-trained physicians spread throughout the country,
some set up their own group practices. By 1932. there were approximately 125 group practices in the country, with nearly a
third of them located in the Midwest."
As medicine in the United States bad traditionally been practiced on an individualized, fee-for-service basis, the early group
practices that did exist were seen by many independent physicians as fonns of corporate or "socialized" medicine that
threatened their professional autonomy." At one point, a resolution was introduced in tbe Santa Clara County Medical
Society barring any Palo Alto Medical Cllnlc physician from membership. This was a reaction both to the clinic's growing
presence in the community. and to a 1946 agreement to provide pre-paid medical care to Stflllford University students -an
" Palo Alto Times (Palo Alto, CAl, "Dr.Blake Wilbur dies: ,urgeon for 49 years." 11 March 1974; Palo Alto Times (Palo AIIO, CAl.
"Bloke Wilburs feted on Anniversary," 25 June 1973; Palo Allo Times (Palo Allo, CAl, "Scholarship for Surgeons established," 13
September 1972. Also see the Palo Alto Medical Foundation website, "The Founding PhYSicians." accessed 22 October 2009.
1'1 Ftalo Alto Daily News (Palo Alto, CA). uD. Milton Saier, Founding Partner of Palo Alto Clinic!: 1 June 1996; San Francisco Chronicle
(San Francisco, CA), "Dr, Milton H. Saier." n,d.
" Palo Alto T!'mes (Palo Alto, CAl. "Dr. Herbel1 Lee Niebel." 26 February 1979. Also see the Palo Alto Medical Poundation web,ite, ''The
Founding Physicians," accessed 22 October 2009.
" Pa!c Alto Times (Palo Alto. CAl, "Redistribution of Stock Started By Palo Alto Clinic." 712511 953.
15 uA Brief History of Group Practice:-Palo Alto Medical Foundation, 2OOJ(accessed 17 November 2009),
http://www.pamf.orglaboutlparnfhi.torylgrouppractice.html.
16 "The J9308: Medicine And Health: Overview,-American Decades The Gale Group. Inc, 2001. Encyclopedia.com
http://www.encyclopedi •. comldoclIG2-3468301278 .htrnl (accessed 17 November 2009). Also, "The Boads of Brotherhood, Teamwork
and the Group Practice," Mayo Foundation for MedIcal Education and Research,''http://www.mayoclinic.org/tradition-heritagelgroup
practice.html (accessed] 7 November 2009}.
NPS Form 10-900-a (Rev. 8120(2) OMB No. 1024-0018 (Expires 5-31-2012)
United States Department of the Interior
National Park Service
Palo Alto Medical Clinic
National Register of Historic Places
Continuation Sheet
Section number 8 Page 30f9
§_a.~.t.~S.!~!!:.~ll.!!tY.!..~~_._ ... _ ..... _ ........ ____ . __ .
uncommon arrangement at the time and one that many independent practitioners saw as unfairly exclusive. " The group
practice, however, became increasingly more common in the following decades and by 1969, it is estimated there were just
over 6.000 group medical practices in the United States; in 1999 there were approximately 20.000."
To accommodate the new Palo Alto Clinic's expanding operations, Palo Alto architect Birge Clark was contracted in 1931 to
draw up plans for a new office and clinic building." The new location was designed to accommodate twelve doctors, thereby
allowing for future growth. Notice of a building permit issued for the clinic was printed· on the front page of the February 10,
1932 issue of The Palo Alto Times," The building at 300 Homer A venue, which was at the outer edge of Palo Alto's
commercial district at the time, opened latertbat year." An article in the Palo Alto Times on August 4, 1932. described the
neW clinic as "a complete, self-contained unit, providing not only doctors' suites, but an X-ray department, an operating
room, clinicallaooral<lry, I<lgether with bookkeeping office and other facilities.""
The Palo Alto Clinic was the first group medical practice in Palo Alto, and one of the earlier group practices in California."
Not only was the clinic a diffurent type of medical practice than was common in those days, it was also innovative in its
application of that practice. Whereas the Mayo Clinic and most other clinics afthe time operated on a "referral" system, witb
patients referred by outside physicians far "secondary" carc by a clinic's specialists, the Palo Alto Clinic's primary care
physicians referred patients to specialists within the clinic if the need arose, thus providing both primary and secondary care
in a single setting."
The structure and operation of the organization itself was unique as well. The clinic was organized as a partnership and in the
. early years each partner was assigned whatever percent of income the individual deemed appropriate for his or her services.
Dr. Lee's philosophy was, "Give a guy What he wants and then make him earn it."" A separate corporation was also
establisho;d by the group, in which each partner held stock, owned the real estate, the medical equipment and office furniture.
Governing decisions were made as a group, with each physician's vote carrying equal weight."
Prior to Palo Alto Clinic's opening in 1932, Palo Altans' local healtb care options had consisted primarily of individual
physicians and a one hundred-bed hospital, which was built in 1929, owned by the City of Palo Alto, and operated by
Stanford Medical School. The opening of the Clinic widened the scope of medical care available in Palo Alto by having
specialists, a rare feature at tbe time, within the Clinic's practice. Further, the group practice setting made it possible for
primary doctors and specialists to easily interact with one another within the cUnic when making a diagnosis of a petient." It
also allowed for new technolngy to be mede available as it was developed, something that was often too expensive for
individual doctors to afford.
17 "A Brief History of Group Practice." Palo Alto Medical Foundalion, 2001 (accessed 17 November 2009).
http://www.pamf.orgiaboullpamfJ\istoryfgrouppractice.html.
.. Sarah Katz O'Hara (Dr. Francis Marzoni, Ed.), Palo Allo Medical Clinic: The Firsl 75 Years 1930-2005, (Palo AlIo: Palo Alto Medical
Foundation).
" Architeclural Plans. Office Buiidingfi>r Doctors ue. Roth. Clark and Wilbur, by Birge Clark, 19 December 1931.
"Palo Allo Times (Palo Alto, CAl, "Three Building Permit. Issued. Total $93,400," 2110/1932.
21 Palo Alto Times (Palo Alto, CAl, "Medic.1 Staff In New Building," 8/411932.
21 Ibid.
" Sarah Katz O'Hara (Dr. Franci. Marzoni, Ed.), Palo A 110 Medical Clinic: The Fim 75 Years 1930-2005, (Palo Alto: Palo All{> Medicol
Foundation).
2< Ibid Also: Palo Alia Times (Palo Alto. CAl, Medicat Insert Section, "Facility Seek' Complete Community Care." 9115/1959.
"Palo Allo Weekly (Palo Alto, CAl, "FA Medical Clinic Marks 50" Year," 311311980.
14 Sarah Katz O'Hara. Tile Firsl 75 Years, 13.
" Sarah Katz O'Ha .. (Dr. Franci. M3J'zoni. Ed.). Palo Alto Medical Clinic: Tile First 75 Years 1930-2005, (Palo Alto: Palo Alto Medical \
Fouadation). .
NPS Form 10·900-. (Rev. 812002) OMB No. 1024-0018 (Explr •• 5·31·2012)
United States Department oftlle Interior
National Park Stwice
National Register of Historic Places
Continuation Sheet
I~~~~~~~~=-----I
Section number 8 Page 4of9
Palo Alto, like the re,t of the nation in the 1930., felt the burden of the Oreat Depression. Clinic physicians often waived
their fees -$3.00 for an office visit, $4.00 per daytime house call, and $10.00 per nighttime house call-since many patients
could not afford to pay. Some patients brought in food from their gardens to offer a. compensation. After the war however,
many patients returned to payoff old debts."
POSTWAR BOOM
Until 1946, the Palo Alto Clinic grew at a measured pace, adding doctors as they were needed. However, the large increase in
thePeninsula's population following World War II created an urgent need for more doctors and the office space to
accommodate them. In 1946 alone, 12 doctors joined the staff." The increased demand was mel by the 1947 opening of. U·
shaped addition, designed by Ihe firm of (Birge) Clark and Stromquist, which a!lached 10 Ihe rear oflhe 1932 building.'· The
rear addition lripled the clinic's capacity and was conslructed for an eslimaled $450.000."
The clinic continued to grow, increasing the variety of speeialists and services offered. A 1953 Palo Alto Times article nOled
that the Palo Alto Clinic had 1,000 patients a day filing through its doors, only one-fifth of thaI numher coming from Palo
Alto. The same article states that by 1953, the clinic had 58 doctors and new palients were being added ata rale of 1,200 per
month,n
By 1961, Palo Alto Medical Clinic (as it became in 1955 to conform to a law requiring that "medical" be added to its name)
had undergone further expansion into a new building on Ihe property, adjacent to Ihe original ROlhbuilding." The new
building was named the Lee building in ilonor of Dr. Russel V_Lee, and the original building at 300 Homer Avenue became
known as the Roth building after Dr. "Fritz" Roth." BOlh buildings provided medical offices and trealment rooms for clinic
doctors.
The Palo Allo Medical Clinic and the Palo Alto Medical Research Foundation were combined in 1981 to form the not-for·
profil Palo Alto Medical Foundation (PAMF); the Palo Alto Medical Clinic continued 10 exist as a "separate for-profil
corporalion under the Foundation umbrella"." In 1993, the Foundation became an affiliate of Suller Heallh. Today the Palo
Alto Medical Foundation i. one of the largest multispecialty group practices in California."
ACHIEVEMENTS
From ils inception, innovalion and commitmenllo communilY health care were lenets of the Clinic's philosophy. In 1946, the
Palo Alto Clinic became one of the earliest medical groups 10 work with managed care insurance plans when il contracled
with Slanford University to care for sludenls under a prepaid medical plan. This was the first time in its hislory that Stanford
had offered a comprehensive health service to its students."
:28 Palo Alto Medica1 Foundation website, "Depression, War and a Population Explosion," http://parnf.org (accessed 1 October 2(08).
29 Ward Winslow and others, Palo Alto: A Centennial History, (Palo Alto: Palo Alto Historica1 Association, 1 8t edition), 174,
'" Palo Alto Medical Foundation. A History oj Innovari"n: the Story oj the Palo Alto Medical Foundation, 1987.
" Palo Alto Times (Palo Alto, CAl "Work!l:) begin on $450,000 Clinic Addition." 25 July 1946.
n Palo Alta Times (Palo Alto. CA) "P.A. Clinic major medical center," 30 July J953. Also. San Francisco Examiner (San FranciSCO. CAl,
"Palo Alto Clinic TrealS 1000 A Day," 712611953.
:» Palo Alto Medical Foundation, A History of lmwvalion: the Story of the Palo Alto Medical Foundation, 1987.
:H Conversation between Dr. Robert Roth and Beth Bunnenberg, Palo Alto, CA, June 2004.
" Sarah Katz O'Hara (Dr. Francis Morzoni, Ed.), Palo Alto Medical Clinic: The Firsr 75 Years 1930-2005. (Palo Alto: Palo Alto Medical
Foundation).
X> Palo Alto Medleal Foundation, A History o/Innovation: the Story cj the Palo Alto Medicallfoundation, 1987.
J7 Palo Alto TImes (Palo Alto, CA) "Stanford now offers sfudents fun prepaid health program," 9 April 1946,
NPS Form 10·900'8 (Rev. 6/2002) OMS No. 1024·0018
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National Park Service
National Register of Historic Places
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Section number 8 Page 5 ot9
(Expire. 5·31-2012)
Palo Alto Medical Clinic
• .?.aD!~.f.I~!.~SE~~~!,_Sf.... .. _. __ ............. _ ........ _
Known initially as prepaid health care, managed care first manifested in South\ll11 California when the Los Angeles
Department of Water and Power contracted with a local clinic to provide medical care for its workers at the rate of $2.69 per
month. Shortly thereafter, industrial baron Henry J. Kaiser made similar arrangements for workers at the Grand Coulee Dam
and in his shipyards and steel mills." Though a handful of similar plans were set up following those models, prepaid health
plans did not become common until the 1970's, when the Nixon Administration announced its plan (in 1971) to fund the
development of prepaid health maintenance organizations or HMOs."
The agreement between Stanford and tbe clinic was that the clinic would provide medical care for all university students for
an advance fee of $5.00 per semester, taken out of tuition. Tbis was the first prepaid medical care plan on tbe Peninsula and it
Initially caused a stir with the Santa Clara County Medical Society, promptingunsucce.sful efforts to remove the. clinic
doctors from the membersbip organization. A similar prepaid plan was developed by tbe Clinic In the 1950's for Stanford
faculty and staff."
In 1950, the Clinic became one of the first facilities in the country to offer radiation therapy for cancer patients in an
outpatient setting. In the same year the Clinic founded the Palo Alto Researcb Poundation, a separate legal entity, located in a
separate building." Originally conceived to provide Palo Alto Clinic doctors witb tbe opportunity to engage in medical
research, it instead developed into a facillty for scientists doing basic 'researcb; research tbat has produced a number of
medical advances." Clinic doctor Estber Clark establisbed the Children'S Health'Council, as a separate entity, to care for
disabled cbildren in 1953." Dr. Lee had long fostered an interest in care for tbe aged and in 1964, founded tbe retirement
community Channing House, providing llfetime medical care by Palo Allo Medical Cllnic's doctors. Botb the Cblldren's
Health Councll and Channing House were establisbed witb the help of the Palo Alto Clinic founded not-for-proflt Medical
Research Poundation.44
Dr. Russel V. Lee bed long supported pre-paid health care and was a national advocate for the development of group
practice. Tn ! 951, he was appointed to President Truman's Commission on Health Needs of tbe Nation, wbicb proposed a
plan that later became a basis for Medicare." .
The Clinic also "served as a model for otber nascent medical groups. Indeed, Dr. Lee claimed thaI the first partnersbip
agreement oflbe Permanente system -'was worked out in my living room right after tbe war':'" The desire to bring
innovative medical approaches and new technology to the community was an original goal of the Palo Alto Medical Clinic
that still continues today. Examples are: tbe first mammograpby machine on tbe West Coast purcbased in 1965, the
pioneering In the early .I970·s of outpatient surgery to reduce hospital stays, and. also in tbe 1970's, the establishment of one
of tbe fIrst stand alone Sports Medicine Departments in tbe United States." This department was rooted in the work and
interest of one of the Clinic's founders, Dr. UFritz" Roth.4S
" Palo Alto Medical Founrullion website. "Early Experiments With Managed Care." hltp:/Ipamf.org (accessed: 10.23.2009).
39 Ibid .
.., Palo Alto Medical Foundation website, "Early Experiments With Managed Care," http://pamf.org (accessed. 10.23.2009).
41 Ibid.
" Palo Alto Medical Foundation, A HislOry of innovation: the Siory of the Palo Alto Medical Foundation, 1987.
43 Ward Winslow and the Palo Aho Historica1 Association, Palo Alto: A Centennial History (Pa10 Alto: Palo Alto Historical Association>
1993), 179.
"Sarah Katz O'Hara (Dr. Francis Marroni. Ed.), Palo Allo Medical Clinic: The FirsI75 Years 1930·2005, (Fillo Alto: Palo Alto Medical
Foundation).
4:1 Artic1e: "Dr, Russel V. Lee: A Radical or Simply Ahead of His Time," no date. Palo Alto Historicai Association files.
4(, Ibid .
• 7 "Timeline: 1930.2005." Palo Alto Medical Foundation (website). http://www.pamf.orglaboutlpamfhistoryltimeline.htrnl(accessed 17
November 2009).
"Pa/o ALia Times (Palo Alto, CAl, "Letterfrom Russell V. Lee. Dr. Roth Linked Two Medic.ll3r ..... 41611972.
NPS Form 10-900-. (Rev. 812002) OMB No. 1024-0018
United States Department of the Interior
National Park Service
National Register of Historic Places
Continuation Sheet
Section number 8 Page 6 of9
(Expi'~. 5-31-2012)
, Palo Alto Medical Clinic
! ,?~_~t!l_9lir.!I __ c:.?1l.~ty!._~:A.: _______ ., .. _ .. _. __ ._ ....... _
Over the years, the Palo Alto Medical Foundation had expanded into variou.s neighboring buildings, A deCision was made to
consolidate these facilities, and in September 1999, most of the facilities had been moved to a new building and campus in
Palo Allo, approximately five blocks from its original home, The obsolete property of the Medical Foundation was sold,
including the Roth building, which the City of Palo Alto purchased in 2000,
The Palo Alto Medical Clinic's group medical practice, was a forerunner in the evolution of Palo Allo as a progl'e!'sive
medical center, In 1959, in conjunction with the construction of a new hospital owned jointly by Palo Alto and Stanford
University, Stanford moved the campus of its medical school in San Francisco 10 Stanford's main campus in Palo Alto. The
Stanford Lane Hospital was also movnd from San Francisco and to the new Palo Alto/Stanford Hospital at that time. The
Palo Alto Medical Clinic's long-standing and mutually beneficial relationship with Stanford University and its medical
school played a significant role in facilitating this move,
In the late 1960s, Stanford University bought out the City of Palo Alto's interest in the above-mentioned hospital and
subsequently embarked on an extensive medical expansion program that has continued into the 2000's. A number of other
medical facilities were subsequently developed. Among them were the Veteran Affairs Hospital, which opened on Stanford
land adjoining Palo Alto's border in 1960, the Peninsula Children's Center (1960), and the Community Association for the
Retarded (1963). Interplsst, Inc., providing free reconstructive surgery in third world countries, was founded in Palo Alto in
'the late 1960's." Today the Palo Alto Medical Foundation, Stanford University Medical complex~ and groups ofindividual
physicians, form Palo Alto', heaith industry· an industry which auraets regional, and to some degree, national and
intemational patients.
PAW ALTO MEDICAL CLINIC BUILDING
The Palo Alto Medical Clinic building is an excellent example of the Spanish Eclectic style of architecture and retains many
interesting decorative and functional features from its original conception. Birge Clark, an architect of major local
importance, designed the building in 1931-32 in the architectural style for which he is best known. Victor Amauloff, a
depression era artist of note in the Bay Area, painted the frescos at the entryway. They are the only known exterior frescoes
visible to the public in Palo Alto.
Birge Clark
Birge Clark (I 893-J 989) was a significant Palo Alto architect whose work had a major impact on the City of Palo Alto.
Paula Boghosian, an architectural historian. in 1979 wrote in Hislorical and Archilectural Resources oj the City 01 Palo Alto
that Birge Clark's "Spanish Colonial Revival designs are largely responsible for the coherent Spanish Colonial Revival image
of much of Palo Alto and for the consistency between the downtown commercial area and the Spanish Colonial Revival
residential neighborhoods of the town.""
A lifelong resident of Palo Alto, Clark earned an undergraduate degree from Stanford University, graduating in 1914 with a
major in art and a minor in engineering. He earned his master's degree in architecture from Columbia University. Birge Clark
used many architectural styles for his commercial and residential buildings but is best known for the Spanish Eclectic style.
or what he called California Colonial." His three National Register listed buildings and all of his buildings in the National
Register-listed Ramona Street Architectural District were designed in this style." It is also in this same style that the Roth
building was designed at the height of Birge Clark's Spanish Eclectic period.
49 Ward Winslow and the Palo Alto Historical Assodatiou, Palo Alto: A Centennial History (Palo Alto: Palo Alto Historiclll Association,
1993).
!lU Paula Boghosian, Architectural Historian, Historical and Architectural Resources of the City oj Palo Alto (1979). 13.
51 San Francisco Chronicle (San Francisco, CA), "PeninsuJa Architect Birge Clark, 96," 3 May 1989,
52 The listed National Register properties designed by Bjrge Cl~rk are the Norris House. Dunker House and the U.S. Post Office building in
Palo Alto.
NPS Form 10·900-. (Rev. 812002) OMS No. 1024-0018
United States Department of the Interior
National Park Service
National Register of Historic Places
Contlnua.tion Sheet
Section number L Page 7 of 9
(Expires 5-31-2012)
According to Birge Clark's memoirs, at the time they began planning the new clinic building in 193 1 , clinic physician
Russell Lee was in favor of using the Art Moderne style of architecrure, Though the architect made a numher of sketches for
a Modern. building, he advocated for a design in the California Colonial style that be felt more comfortable with. As stated
in bis memoirs, he felt that, "the 'moderne' was still in its infancy at best and would probably change a good deal as time
went on, while the California Colonial waS a developed, mature style with its tile roofs, thick wa)l', wrought iron, balconies
[and) arches." After much debate, the doctors settled on the "Califurnia Colonial" or Spanish Eclectic style promoted by
Birge Clark and the building was completed in 1932.
Birge Clark, and his architecture firm Clark & Stromquist, was employed by the Palo Alto Medical Clinic to design
nUIllerous projects over the years including a sman office building at 321 Channing and the two-story rear addition to the
Clinic building in 1946. They al.o finished the interiors on the second floor of the original clinic building in 1937. The last
large addition, added in 1969, was completed in a more modem style than the first portions of the building, as it was intend to
be the first three stories of a nine-story high rise."
As is evident today, the building combined a commercial use with a predominately residential-type exterior design,
Employing two single-story wings enclosing a courtyard with a mature oak tree, and using residential scale doors and
windows, and French doors opening onto a gallery on tlie front elevation afthe recessed second story, Birge Clark enabled
the Roth building to blend into its residential surroundings. Additionally, the familiar architectural.tyle made the building
c.amfonable and inviting to patients who had, up to that point in time, largely been treated by medical practitioners working
out of their own homes.
VIctor Amautoff
In 1931, Dr. Russell V. Lee commissioned Russian artist Victor Amautoff (1896 -1979) to painllb. fresco murals around
the front entry to the new Clinic building. Alfred Frankenstein, San Francisco Chronicle's long-time art critic, described
Am.utofrin 1955 as "one of the best mural painters in the United States"." Amautoff was born.in Russia in 1896 and
emigrated to Mexico in the early 20" Century where he studied mural painting and became an assistant to Diego Rivera in the
late I 920s: In 1931, the came to San Francisco and worked with Rivera on the mural commissioned for the San Francisco Art
Institute." Arnautoff also studied art at the California School afFine Arts in San Francisco.
His first solo commis,ion in California was for the Palo Alto Clinic, which was completed in 1932." In 1933-34 Amautoff
was chosen by the Works Progress Administration as one of the artists for the murals at Coit Tower in San Francisco. Some
ofhis other murals include the large fresco in the Maln Post Chapel in the Presidio (1935) as well as frescoes in high schools
aod other buildings in the Bay Area. Arnautoff taught art at Stanford University from 1939 until his retirement in 1963 after
which he returned to Russia, where he lived out his life," .
The Roth building's frescoes have a medical theme contrasting modem medicine with. earlier medical methods, There are
four fresco panels in color. Three of these panels depict the modem medical branches of pediatrics, surgery, and internal
medicine, and include three doctors whose contributions to modem medicine Dr. Lee felt were most important. The fourth
panel depicts mcdern technology.
Underneath each of the colored fresco panels is a smaller monochromatic panel depicting a contrasting primitive method of
treatment. Beginning on the left of the entrance wall, the first colored freseo is of Emmett Holt (1855-1924) a distinguished
" An Architect Grows up in Palo Alto: Memoirs of Birge Malcom Clark, F.A.l.A., (typescript: 1982),69.
54 Ibid, The nine~story addition was never constructed.
jj News and Notes-Medical Murals, Palo Alto Medl\:al Clinic, August 1959. Also, San Francisco Chronicle (San Francisc~ CA). "Artists
Can Do Better Than A Diek McSmear," 1 0/3/1955.
16 Stanford Historical Society. Memorial Resolution: Victor Arnauto!l(1896·1979)1 n,d.
~1 Ibid.
""The Chapel, Hallowed Ground" at: http;/lwww.interfaith-prc.idio.orWthe_chapel.html(accessedlO.19.2009).Also .. Vic!orAm.molT.
18%~ 1979." at' http://www.helfenfinearts.comibiogslarn.utoftFset.html(aecessed 10.19.2009).
,
') ,l
NPS Form 10·900·. (Rev, 812002) OMS No. 1024-0018
United States Department of the Interior
National Park Service
National Register of Historic Places
Continuation Sheet
Section number.JL Page 8 of 9
(Expires 5-31-2012)
Palo Alto Medical Clinic;
,~.!I~S.~~!~.S:':>'::!:Ity!..S'.\ ......... _ .................... .
American pediatrician and a pioneer in children's diseases. The monochromatic panel beneath him has a Flathead Indian
pressing a board against an infant's head to produce a sloping forehead, believed to be a sign of intelligence. The next color
panel. located between the window and door, is of Sir William Osler (1849-1919) a Canadian internist, highly regarded
teacher and writer on medicin~, His contrasting monochromatic panel depicts a witch dector exorcising evil spirits. The third
colored panel, to the right of the entmnce door, is of Harvey Cushing (1869-1939) a Boston neurosurgeon who refined the
use of the Albee saw. Beneath him the monochromatic fresco is of a wound being cauterized with. hot poker. The final color
panel, between the right window and far wall. shows an early form of x-ray, a fluoroscope, being used. This panel is in
contrast with the monochromatic fresco beneath depicting the use of horoscopes to diagnose illness.
Underneath each window on the entrance wall is a monochromatic fresco with a reclining man and woman. The left-hand
fresco depicts the woman holding." scythe and tbe man a set of scales; in the right-hand fresco the woman bolds a laurel
wreatb and the man a sword. Beneatb the windows on the two end walls of the entrance loggia are monochrome frescoes
depicting tbe modem microscope and Bunsen burner (left end) and the old remedies of herbs and roots (right end). Above the
entrance deor is a narrow monochromatic fresco with a skull.nd a snakc surrounded by books representing knowledge."
ArnaulOffs cohesive design integrated the frescoes with the wall's fenestration.nd door to produce. unified. rhythmic, and
forceful composition. The ptedominant colors in the murals echo the warm tones of the red clay tile roof, the blUe green
tones of the cornice molding, window and door trim, and the beige tones of the medallions. Similar colors appeared on tbe
interior in the original tile floors, warm Flexwood walls and the berge window sill tiles, His subject mailer emphasizing tbe
advancement of modern medicine and technology was appropriate for a newly opened medical building, and tbe depiction of
pediatrics, internal medicine, surgery, and x-ray technology focused on tbe broad range of medical care that was avanable at
the Palo Alto Clinic.
The murals caused a minor scandal when the cJ.inic building opened in 1932, due to depictions of several patients receiving
medical care in a state of partial undress. Palo Alto's reaction was so intense that the controversy was covered in San
Francisco newspapers. Under the title, "Murals and Morals: Palo Alto's Pulse Quickens," a San Francisco Chronicle reporter
wrote, "The builders, aided and abetted by the nationally known doctors who make up the staff, have gone in for art in a big
way. and the startling result has set this little college town by the ears!" The article continued to state that, "the consensus is
that a clinic ought to be a clinic, and not an art gaUery. Especially a modern art gallery!"'" On the first Sunday after the
murals were unveiled. the steady stream of townspeople driving along Homer Avenue to see the mural for themselves caused
• traffic jam and clinic surgeon Fritl Roth threatened to have the walls whitewashed hefore he would move in. In time. the
uproar faded away and the artwork became a fixture.'l
CONCLUSION
From its conception, the Palo Alto Clinic was a leader in advancing Palo Alto's health care resources, The early group
practice introduced new innovations in the practice of medicine and the use of new medical technology to both in Palo Alto
and the Bay Area. It drew patients not only from the immediate community but from throughout the Peninsula, featuted
specialists as part ofthe Clinic'. practice, and attracted accomplished physicians from around the nation that were interested
in the Clinic's facilities and its use of new technology. The legacy of the Palo Alto Medical Clinic is closely associated witb
the long pallern of events that helped to establish Palo Alto's health care industry as one of the leading medical networks in
the country,
59 News and Notes, Palo Alto Medical Clinic, 1959,
flO San Francisco Chronicle (San Francisco, CA), "Paintings of Seminudes In Clinic Stir Palo Alto", 21 Augusr 1932.
(>1 Palo Alto Medical Foundation website. "A Moral Dispute Over Murals," http://www.pamf.org/aboutfpamfhistory/moral.html(Accessed
10,20,2009).
NPS Form 10-900-9 (Rev. 812002) OMS No. 1024-0018
. United States Department of the Interior
National Park Service
National Register of Historic Places
Continuation Sheet
Section number 8 Page 90f9
(Expires 5-31-2012)
Palo Alto Medical Clinic
.~~.!l!~S!~:~~~~.!l'!_SJ.': .. ____ .~ ________ ._ ...... _._
300 Homer Avenue was constructed in 1932 to house the newly formed Palo Alto Medical Clinic. It served as a medical
building for this organization until Its sale to the City of Palo Alto in 2000. The Spanish Eclectic style was the architectural
style of choice in Palo Alto throughout the early part of the 2O~ century and the interior was specifically designed to form an
efficient medical clinic operation. The decorative features throughout the building.,:e of a high quality and design that is
atypical for modem medical facilities, imparting an overall welcoming character that exemplified the Clinic's mission and
dedication to the surrounding community of Palo Alto. Overall, the building retains a high degree of integrity despite years of
continued use .as a medical facility. The architectural design and historic character of the original clinic building is still intact,
despite removal of the later rear wings.
NPS Form 10-900-0 (Ray, B12002) OMS No, 1024-0018
United States Department of the Interior
National Park Service
National Register of Historic Places
Continuation Sheet
Section number.JL... Page 1 of 3
BIBLIOGRAPHY (continued)
(Expires 5-31-2012)
Palo Alto Medical Oink
_s.~t.~g~!.~.S;~~p'!X!_~ .... __ .. __ ........ _ .. _,_ .. _,
i,
"An Architect Grows Up in Palo Alto", Memoirs of Birge M, Clark, P.AJ.A, Printed September 1982. (Document held in
the Palo Alto Historical Association Archives at the Palo Alto Main Library.)
Fortney, Mary T. "Palo Alto Medical Clinic,.t age 50, Celebrates a String ofPirsts," The Peninsula Times Tribune (Palo
Alto, Ca), 1J March 1980.
Gullard, Pamela and Nancy Lund. History'ofPalo Alto: The Early Years. San Prancisco: Scottwall Associates, 1989.
Hendricks, Rickey. A Model for National Healthcare: the History of Kaiser Pennonente. New Brunswick: Rutgers University
Press, 1993.
Lee. R. Hewlett, M.D. Historical Notes on the Palo Alto Medical Clinic. Presented to the
Partnership 911111989 and revised in part from notes of Russel V. Lee, M.D. (Document held in the Palo Alln Historical
Association Archives at the Palo Alto Main Library.)
MacColI, William A .. M.D. Group Practice and Prepayment oj Medical Care. Washington D.C.: Public Affairs Press, 1966.
Murray, Bruce. "Palo Alto Medical Clinic Marks 50~ Year," Palo Alto Weekly (Palo Alto, CA) 311311980, p, I J-12.
News Report, Palo Alto Medical Foundation 1127/1982. "Dr. Russell V.A. Lee Medical Pioneer Dies At Home At-Age 86
After Long Illness"
O'Hara, Sarah Katz, Dr. Francis A. Marzon;, ed. Palo Alto Medical Clinic. the First 75 years. Palo Alto: P.lo Alto Medical
Clinic, m.d. (Document held in the Palo Alto Historical Association Archives at the Palo Alto Main Library.)
Palo AIIO Daily News, (Palo Alto: CAl. "Dr. Millnn Saier, Founding Partner of Palo Alto Clinic," 1 June 1996.
Palo Alto Medical Clinic publication. News & Notes -Medical Murals: Aug. 1959. (Document held in the Palo Alto
Historical Association Archives at the Palo Alto Main Library.)
Palo Alto Medical Foundation. Foundation Report: Winter 1990. 60f40 Anniversary Issue. (Document held in the Palo Alto
Historical Association Archives at the Palo Alto Main Library.)
Palo Alto Medical Foundation. A History oj Innovation: Story oj the Palo Alto Medical Foundation, Palo Alto Medical
Foundation: Palo Alto, 1987.
Palo Alto Medic.1 Foundation: House Report. "Russ Lee -'He was the person with vision. ,n 29 January 1982. (Document
held in the Palo Alto Historical Association Archives at the Palo Alto Main Library.)
Palo Alto Medical Foundation: News Report. "Dr. Russel V.A. Lee, Medical Pioneer, Dies at Home at Age 86 After Long
Illness" 2.7 January 1982.
Palo Alto Times, (Palo AIIn, CA). "Three Building Permits Issued: Physicians' Office Structure and Two Homes, Total
$93,400" 10 February 1932 .
• -_. "Medical Staff in New Building," 4 August 1932.
NPS Form 10-900-a (Rev. 812002) OMB No. 1024-0018
(Expires 5-31-2012)
United States Department of the interior
National Park Service
National Register of Historic Places
Continuation Sheet
Section number 9 Page 2 of 3
Palo Alto Medical Clinic
Santa Clara County, CA
---- "Have Our Murals Hurt Our Morals?" 30 August 1932.
---- Building Permits - PA Medical Clinic, 10/20/1937,
---- "Clinic Adds Eight Specialists, Will Erect $300,000 building" 24 December 1945.
- --- "Board of Works Permits Moving of Two Old Residences so P.A. Clinic Can Expand," 18 June 1946.
- "Work to Begin on $450,000 Clinic Addition," 26 July 1946.
- --- "Palo Alto clinic buys site at corner of Bryant, Channing," 1 August 1946.
- --- "Permits Granted for Addition to Clinic, New Store Building," 28 August 1946.
---- "Doctors Have Moved into the New Wing," 17 December 1947.
---- "Clinic Allows Materials for another wing," 23 May 1952.
---- "Home Bought for Diagnostic Center in PA," 19 September 1952.
---- "After 25 years - a Delay," 1 April 1953.
---- "Stanford Now Offers Students Full Prepaid Health Program," 29 April 1953.
--- "Stanford Now Offers Students Full Prepaid Health Program," 29 April 1953.
- --- "Redistribution of stock started by Palo Alto Clinic," 25 July 1953.
- --- "P.A. Clinic Major Medical Center" (Photo lab area), 30 July 1953.
---- "Two Parcels of Property Acquired by Palo Alto Clinic," 24 July 1959.
- "PAMC: Facility Seeks Complete Community Care," 15 September 1959.
---- "Butch Roth, retired team physician, dies," 4 April 1972.
---- Letter to the Editor by Russel V. Lee, M.D., "Dr. Roth Linked Two Medical Eras," 6 April 1972.
---- "Blake Wilburs feted on Anniversary," 25 June 1973.
---- "Dr. Blake Wilbur Dies, surgeon for 49 years," 11 March 1974.
----"Dr. Herbert Lee Niebel," (obituary) 26 February 1979.
- --- "Harold Sox" Obituary, 18 June 1993.
Palo Alto Tribune (Palo Alto, CA). "Dr. Russel V. Lee Dies - Was Health Care Pioneer," 27 January 1982.
Palo Alto Weekly (Palo Alto, CA). "Seven Important Dates in PAMF's 70 Year Past," September 1999 - Special Edition
NPS Form i0 -900-a (Rev. 812002) OMB No. 1024-0018
(Expires 5-31-2012)
United States Department of the Interior
National Park Service
National Register of Historic Places
Continuation Sheet
Section number 9 . Page 3 of 3
Palo Alto Medical Clinic
Santa Clara County, CA
article titled "introducing the New Campus of the Palo Alto Medical Foundation"
San Francisco Chronicle (San Francisco, CA). "Paintings of Semi -nudes in Clinic Stir Palo Alto," 21 March 1932.
---- "Palo Alto's Pulse Quickens," 21 August 1932
Birge M. Clark, obit, "Peninsula Architect Birge Clark, 92", n.d.
---- "Dr. Milton H. Saier," (Obituary, c. June 1996).
San Francisco Examiner (San Francisco, CA). "Palo Alto Clinic Treats 1000 a Day," 7/26/1953.
San Jose Mercury News (San Jose, CA). "Noted Dr. Suceumbs at Palo Alto: Dr Thomas M. Williams," 28 March 1947,
Winslow, Ward and the Palo Alto Historical Association. Palo Alto: A Centennial History. Palo Alto: Palo Alto Historical
Association, 1993.
Web Resources
Mayo Clinic Website:
http://www.mayoclinic.org/tradition-heritage/
Palo Alto Medical Foundation website:
http://www.pamtorg/about/history/
Attachment C
The mlssion of the Department of the Interior is to protect and provide
access to our Nation's natural and cultural heritage and honor our trust
responsibilities to tribes.
The National Park Service preserves unimpaired the natural and cultural
resources and values of the National Park System for the enjoyment, education,
and inspiration of this and future generations. The Park Servite cooperates
with partners to extend the benefits of natural and cultural resource
conservation and outdoor recreation throughout this country and the world.
This material is partially based upon work conducted under a cooperative
agreement with the National Conference oi'State Historic Preservation Officers
and the U.S. Deparbnent of the Interior.
Date of publication: 1990; revised 1991, 1995, 1997. Revised for Internet 1995,
Cover
(Top Left) Criterion B -Frederick Douglllss Home, Washington, D.C. From 1877-
1899, this was the home of Frederick Douglass, the former slave who rose to become a
prominent author, abolitionist, editor, orator, and diplomat. (Walter Smalling, Jr,)
(Top Right) Criterion D -Frllncis Cllnyon Ruin, Blanco viCinity, Rio Arribo
County, New Mexico. A fortified village site composed of 40 masonry-walled rooms
arranged in a cluster of four house blocks. Constructed ca. 1716-1742 for protection
against raiding Utes and Comanches, the site has Information potential relllted to Na
vRjo, Pueblo, and Spanish cultures. (Jon Samuelson)
(Bot/om Left) Criterion C -Bridge ill Cllmytree Townsllip, Vena So Counly,
Pennsylvania. Built in 1882, this Pratt through tru~~ bridge is significant for engi
neering as a well preserved example of a type of bridge frequently used in northwestern
Pennsylvania;n the lale 19th century, (Pennsylvania Department of Transportation)
(Bol/om Right) Criterion A -Main Street/Market Square Historic District,
Houston, Hams County, Texas. Until well into the 20th century this district marked
the bounds of public and business life in Houston. Constructed between the 18706. and
1920., the district includes Houston's municipal and counly bui/dings, and served as
the city's wholesale, retail, andfinaneial center. (Paul Hesler)
PREFACE
Preserving historic properties as
important refloctions of our American
heritage became a national policy
through passage of the Antiquities
Act of 1906, the Historic Sites Act of
1935, and the National Historic Pres
ervation Act of 1966, as amended.
The Historic Sites Act authorized the
Secretary of the Interior to identify
and recognize properties of national
significance (National Historic Land
marks) in United States history and
archeology. The National Historic
Preservation Act of 1966 authorized
the Secretary to expand this recogni
tion to properties of local and State
significance in American history, ar
chitecture, archeology, engineering,
and culture, and worthy of preserva
tion. The National Register of His
toric Places is the official list of these
recognized properties, and is main
tained and expanded by the National
Park Service on behalf of the Secretary
of the Interior.J
The National Register of Historic
Places d()!;uments the appearance and
importance of districts, sites, build
ings, structures, and objects signifi.
------..... ----
cant in Our prehistory and history.
These properties represent the major
patterns of our shared local, State,
and national experience. To gUide the
selection of properties included in the
National Register, the National Park
Service has developed the National
Register Criteria for Evaluation.
These criteria are standards by whi€h
every property that is nominated to
the National Register is judged. In
addition, the National Park Service
has developed criteria for the recogni
tion of nationally significant proper
ties, which are designated National
Historic Landmarks ·and prehistoric
and historic units of the National Park
System. Both these sets of criteria
were developed to be consistent with
the Secretary of the Interior's Stan
dards and Guidelines for Archeology and
Historic Preservation, which are uni
form, national standards for preserva
tion activities.'
This publication explains how the
National Park Service applies these
criteria in evaluating the wide range
of properties that may be significant
in local, State, and national history.
It 'should be used by anyone who
must decide if a particular property
qualifies for the National Register of
Historic Places.
Listing properties in the National
Register is an important step in a na
tionwide 'preservation process. The
responsibility for the identification,
initial evaluation, nomination, and
treatmen t of historic resources lies
with private individuals, State historic
preservation offices, and Federal pres
ervation offices, local governments,
and Indian tribes. The final evalua
tion and listing of properties in the
National Register is the responsibility
of the Keeper of the National Register.
This bulletin was prepared by staff
of the National Register Branch, inter
agency Resources Division, National
Park Service, with the assistance of the
History Division. It was originally is
sued in draft form in 1982. The draft
was revised into final form by Patrick
W. Andrus, Historian, National Regis··
ter, and edited by Rebecca H.
Shrimp ton, Consulting Historian.
Beth L. Savage, National Register
and Sarah Dillard Pope, National Reg
ister, NCSHPO coordinated the latest
revision ofthis bulletin. Antionette J,
Lee, Tanya Gossett, and Kin Badamo
coordinated earJier revisions.
lPraperties listed in the National Register receive limited Federal protection and certain benefits. For mOre information concerning the effects of
Usting, and how the National Register may be used by the general public and Certified Local Governments, as well as by local, Slate, and FederaJ
agenciesr l'U1d for copies of National Register Bulletins, contactthe National Park Service, National Register, la49 C Streel, NW, NOmO, Washington,
D.Ct 20240. Information may also be obtained hy viSiting the National Register Web site at www.cr.nps.gov/nr or by contacting any o( ihe historiC
presetvationoIfices in the States and territories.
t'fhe Secretary of the ;nlel'ivr's Standards and Guidelines for Archeology and Historic Preliervation are found in the Federal Rcgisler, VoL 48, N<t 190
(Thursday, September 29, 1983). A copy can be obtained by writing the National Park Service. Herilage Preservation Services {at the address above)
TABLE OF CONTENTS
Preface ...... n ....................... \ ....... H ......... , .............•••• H ............................. ~ ....... H ••••• ' ............................. H ...................................... ~.l
I. I ntrod u cti on ., .. , , ................... "" .. ". "" .. "",, .. ,"" " .. " .. ,,''' .. , ........... ", ......... " ........ , .. " ........ " ... " "', .. " ......... "" .. , ........ ,' ,,,. "" ...... " ..... 1
II. . National Register Criteria for Evaluation ... " ... " .. " .. " .......................... ""." ....... """ ....... " ... " .... " .. " .... ,, ............................... 2
III. How to Use this Bulletln to Evaluate a Property " ...... " .. ,., ....... " .. " .... "" .... "" ........... " ......................... ,."" .. "" .... "., .... , ...... 3
IV. How to Define Categories of Historic Properties " ... ""."." ..... """ .. ,"'" .. """ .. ," ...... , .. "" ..... " ..... " .......... " .... ,, ........ ,,"" .. ,," 4
Buildi ng ........................................... ' .. , .... , .. " .... ,,,., ... " ... ", ......... " .. ", .. " .............. "" ......... , " ............... , ...... " ...... '''' ......... """.".",, .. 4
Struc ture ............. "" ... " " ......... "." ........ "," .,"" ..... " "'" ...... "." ..... " .... " .................. ",,, ................ " ......... ,," """"""'"'''''''''''''''' " .... 4
Object .. """ ......... ' " ........ " ........... ,,,,,. " ... """""."".""" ' ........... , ...................................... " .............. , ............................... ,,,,,,, ..... 5
Site ...... ",'" .. :"" ..... " ..... " , .... , .... ",' ............ "" .. "" .. ", ............. ""." "." .............. ", .. , " .. " .... ", ."." ........ "" ........ ,,,.,, ... , ........ " ....... 5
District ......... " .................. " .................... "." .. , ........... " .......... " .. ,,, ..................... " ............. "" .. , ,,,,, ......... " .... ", ...... " .... , .... " .... ", .. ,' 5
Concentration, Linkage, & Continuity of Features ... ",,, ......... ,,""", .. ,,, ..... ,,, ... ,, .......... ,, ........... ,', ......... " .............. , .. , ... ,' 5
Significance ................. " ......... " ............ " ....... , ........... , ............ , ..... " .... , ", .... " ..... " .. " ............. " ........... "" ...... " .. " .............. , .. " 5
Types of Features " .. ,'" .. ,",.,. , .. , .. ,,, ...... , .. ,, .. ''',''', .... ,,, .... ,, ............ , ... ,,., .... ,, ......... ,,,, ......... "', ....... " .. " .. , .. " ..... " ... , ........ ,, ...... 5
Geographical Bou ndaries .......... " " .. , " .... "., ....................... ',., .. ' ................. " ..... , .... " ...................................... " .... " ............ , 6
Discontiguous Districts ........ , ........ " ........... ". ,,, .. ,'" " ... ,,,., .... " ....... , ... " ... , ..... , ..... " ...... " .... " ... " ... " ", ..... " ........... ,," "" ....... ,. 6
V. How to Evaluate a Property Within its Historic Context ......... " .... " ...... " ....... , ..... """"." ............... "" .. """,, ....... ,, .. " .. " .... 7
Understanding Historic Contexts ........................... " .... , .... , ................... " ............. " " .......... "" ............... """"'''''''''' ".", '" "" ",. 7
How to Evaluate a Property Within Its Historic Context " ............... "" ........ " ..... "."" .. " ............... " ..... " .............. " ...... " ...... 7
Properties Significant Within More Than on Historic Context .... " ............ " ... " ...... "."" ........... """",, ........................ 9
Comparing Related Properties , ......... " ... " .......................................................................................................................... 9
Local, State, and National Historic Contexts ....... , ...... , ........................................................................................................... 9
VI. How to Identify the 1)rpe of Significance of a Property ............................................. " ............ "'; ........ ,,, ................ " ...... 11
Introduction .............. " .......................... , ......................................................... , .............................. , ............................................ 11
Criterion A: Event ......................................................................................... , ........................................................................... 12
. Understanding Criterion A ................................... , .................................................................... , ........ , ........................... 12
Applying Criterion A ............... , ..................... , ...... " ................................. , ....... " .............................................................. 12
Types of Events ........ , ............................... , ... , ............................................................................................................. 12
Association of the Property with the Events ........................................................................................................... 12
Significance of the Association .................................... " ........................... , ........................... , .. , ............................... 12
Traditional Cultural Values ..... , ...................... , ........................................................................................................ 13
Criterion B: Person ............................................................................................................. , .. " ..... , .. , ......................................... 14
~~~f;~::~;~~rf~~t~i~~.~:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::: ~~
Significance of the Individual ................................................... , .......... " .................................................................. 15
Association with the Property ................. , ....................... , ....................................................... , ............................... 15
Comparison to Related Properties .......................................... , ............. , .......................................................... , ...... 15
Association with Groups ................................................................................................... " ..................................... 15
AsSociation with Living Persons ............................................................................................................................. 16
Association with Architects! Artisans .................................................................................................................... 16
Native American Sites ......................................................................................................................................... , .... ' 16
Criterion C: Design!Construction ..................................... , ................................................................................................... 17
~~~f;~~~~;U~r~~t~i~~.:..::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::.:::::::::::::::::::::::::::::::.:::::::::::::::::::::.::: i~
ii
Distinctive Characteristics of Type, Period, and Method of Construction ....... "" ...... ·"· ................. "" .......... " ..... ,,.18
Historic 'Adaptation of the Original Property ................ " ........ , .. ", ............. " ..... " ............................. "; .. ,',, .......... , ...... , 19
Works of a Master .. " ....................... , .... , ...... " .... , ........... , .. , .. " .. , .... , .... , .. , .............. ·····" .. " ........ , .. "',· ...... "·,, ............... , .... ,,,.20
Properties Possessing High Artistic Values .. " .. " ......... ,.", .. , .. ", .. " ....... ,", .. ,,,.,,"",, ... , .... , .... , ..... , ............................... , ... 20
Criterion D: Information Potential " ....... " .. , ............ , ... ,"" .. ' ... " ........... ,', .. "."" ............ " .. " ........................ , ................. , .. " .... , 21
Understa nding Criterion D .... " ... , .... " " .. " ......... ,., ............................... , ....... , .. , .. ", .... ,. ,., .... , ....... ' ..... , ....... " ...... ,' ............... , .. ,21
APPI)~~~I~:~~;~~1 ~i·i~;::::::::::::::::::::::::::::::·:::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::::: ~~
Buildings, Structures, and Objects ....... , ....... " .. ,", ... , .. , ...... , .... " .. , .. , .. ,., .. , .. , .. , ... , ...... " ... " .. "·, .. ,, .. ,··· .............. , ..... , ..... 21
Association with Human Activity ......... , ..... " ....... "" ............ , .. '., ................ , .. , .................................... , .. ,', .............. 22
Establishing a Historic Context .. , ................................. , ... ,., .. , .................................. , .................. , ........................... 22
Developing Research Questions .... " .. , .................... , .. , ..... " .................. , ... , .. ',., .......................... , .. , ... ' .. , .................... 22
Establishing the Presence of Adequate Data , ........................................ , ........ ' ......................... , ............................ 23
I ntegri ty .... , .. : ................... , .. , .................................... , ............................ ,., ................. " ..... " ..... , .. , ................. , ... , .. " ....... 23
Partly Excavated or Disturbed Properties .,., .... , .................... , .... ,.", .................. , ... ,,,., .. ',, .................. ,.,"', ............. 23
Completely Excavated Sites .............. ,", ............................... ' ...... ' ....................... " ..................... ' ... , ........ , ................ 24
VB. How to Apply tbe Criteria Considerations ......................................................................................................................... 25
, lntrod ucHon ...... , ........... " .................. , ............................. " ... ,'" ...... " ................ , ... , ........................ , ......... " ........ , .......... '., .. , .... , .... 25
Criteria Consideration A: Religious Properties ... , ............ , .................. , .... , ..................................................... ".,', .. , ............ 26
Understanding Criteria Consideration A .............................................. , ............................................... " ....... , .......... , ... 26
Applying Criteria Consideration A .. ,.,.' ............................................................ , .................................... , ... " ............ , .... 26
Eligibility for Historic Events ................................ ', .............................. , ... , .. , ........................... · ............. , ....... " .. , .... 26
Eligibility for Historic Persons ................................. , ......................... " ...... " ............................................. , .. ,., .. , .. " .. 27
Eligibility for Architectural or Artistic Distinction .............................................................................................. 28
Eligibility for Infonnation Potential ..... , ... , ........ , .... , .......... , ...... , ..................... ', ................................. " .. , ....... , ........ 28
Ability to Reflect HisWric Associations ...................... , ... , .................... , ........ , ............ , ............................... , ....... " ... 28
Criteria Consideration B: Moved Properti.es ......... , ...... ,.,., ............................................................ ,., .. , .............. , ............. " ... 29
Understanding Criteria Consideration B ........... " ...................... , ............... , ........ , ........................................ " .. " ........... 29
A pplying Criteria Consideration B ....................... ' ............. , ..... ', .... , ........ " ....................... , ...................... ,." ... , .............. 29
Eligibility for Architectural Value ., ....... " .... , ................ , ... ,', .. , ......................... " .................... , .......... ,., .. , .............. , .. 29
Eligibility for Historic Associations ., ....................................................... ,', ..................... , ...................... , .. , ......... , .. 30
Setting and Environment .. , ... , ..... , .......................... , ................... , ................. , .................... · ..... , ... · ............................. 30
Association Dependent on the Site ................ '.' ... , ................. , ......... , .. , ................................ , .............. , ..... , ... ,., ... , ... 30
Properties Designed to Be Moved ............... , ...... , ................................................................................... , ................ 31
Artificially Created Groupings ........ , ......... ' ................................................. , .. , ........................................ , ........ , ...... 31
Portions of Properties ........................ , ... "., ....................................... " .......... , ....................... , .... " ........... ,,, .. , .......... , .. 31
Criteria Consideration C: Birthplaces and Graves ..... ", ........ " ............ , ......... , ............................. , ..... , ................................. 32
Understanding Criteria Consideration C ...... ' ............ "' .. , .. , .............. " ................................ ,, ........................................ 32
Applying Criteria Consideration C ............ "', .... , ..... " .................. ".,, ................ , ....... ,., .... , ............................. " .. " .......... 32
Persons of Outstanding Importance ........................... ,,, .... , ............................. ' ................ , ..................... ' ............... 32
Last Surviving Property Associated with a Person ............................................ ' ................................................. 32
Eligibility for Other Associations ................................ ' ....................... ,' ............................. , ................ , .............. , .... 33
Criteria Consideration D: Cemeteries ...................................................... , ........................................................... ,., .............. 34
Understanding Criteria Consideration D .... , .. ' ............. , ............................. , .......... " .................... " .... ' ........................... 34
A pplying Criteria Consideration D ... " ............................... , .............................. , ............................... " .................. , ....... 34
Persons of Transcendent Importance ................. , ..... ', ................................................. , ...... , .................... ' ............. , 34
Eligibility on the Basis of Age ...................................................................................... , .................................... ,',., .. 35
Eligibility for Design , .... ,." .. , ..................................................... , ... , .......................... , ... , ............................... "., .... , .... 35
Eligibility for Association with Events .. , ............. "" .... ".""" ..... , ... "" .. , ........ , .. '",."',, ...................... " ................... " 35
Eligibility for Information Potential ... " ..... "" ............... ', ... ' ...... " ................ ', .... " ................ , ....................... " ......... , 35
Integrity ........ , ................................................................... ,,, .................. "." ... ", .. , .......................... " ......... , .............. ,." 36
National Cemeteries ........... , ... , .............................. , .. , ........................ "." ... , ............................ , ........... " ............. , ... " .. 36
Criteria Consideration E: Reconstructed Properties " ............. "."" .. "", .. , ... "" .. "" ........... ", ........ """ .. " ... ".,, ........ "." ........ 37
Understanding Criteria Consideration E .. """ ..... " ................... " ............. " ....... "".' .. ",, .................... " .... "" .... " .... , ....... 37
Applying Criteria Consideration E ...... , .. , .... """" ....... " ...... ,,, ....... ,, ........ ,,, ..... , .. , ... ,," ... ,, ............... ""., ..... :"" ............. ,,' 37
Accuracy of the Reconstruction .......................................... "" ............. " .... ,'" ...... " ..... " ..... " .... "".,,, .................... :.,, 37
Suitable Environment ........... ,.,., ... "." ............. ,,, ...... " ........ " ... , .. " .... ',." ... "."." .. , .... " ....... ,;,.",."'" ... ,, .............. , ......... 37
Restoration Master Plans " .. , ... , .... " ......... " .... " .................. "', .. ',', ....... , ............ ".,,, .................. ,, .. ,, ....... ,, .. , ... , .. ,, .. ,, .. ,, 38
Last Surviving Property of a Tftpe ............................................................................................................................... 38
Reconstructions Older than Fi Iy Years ....................................................................................................................... 38
Criteria Consideration F: Commemorative Properties ...................................................................................................... 39
Understanding Criteria Consideration F .......................................................................................................................... 39
Applying Criteria Consideration F ................................................................................................................................... 39
Eligibility for Design ................................................................................................................................................. 39
Eligibility for Age, Tradition, or Symbolic Value ................................................................................................. 40
Ineligibility as the Last Representative of an Event or Person ......................................................................... ..40
Criteria Consideration G: Properties that Have Achieved Significance Within the Past Fifty Years ........................ 41
Understanding Criteria Consideration G ......................................................................................................................... 41
Applying Criteria Consideration G ................................................................................................................................... 42
B1igibllity for Exceptional Importance ................................................................................................................... 42
Historical Perspective ................................................................................................................................................ 42
National Park Service Rustic Architecture ............................................................................................................ 42
Veterans Administration Hospitals ........................................................................................................................ 42
Comparison with Related Properties ..................................................................................................................... 42
. World War Il Properties ........................................................................................................................................... 42
Eligibility for Information Potential ....................................................................................................................... 43
Historic Districts ........................................................................................................................................................ 43
. Properties Over Fifty Years in Age, Under Fifty Years in Significance ............................................................ 43
Requirement to Meet the Criteria, Regardless of Age ............................................................................. : ........... 43
VIII. How to Evaluate the Intesrity of a Property .............................................................................................................. 44
Introduction ....................................................................................................................................................................... 44
Understanding the Aspects of Integrity ........................................................................................................................ 44
Location ....................................................................................................................................................................... 44
Design .......................................................................................................................................................................... 44
Setting ....................................................................................................... · ............ ·· ............. · ..................... ; ................ 44
Ma terials ...................................................................................................................................................................... 45
Workmanship ............................................................................................................................................................. 45
Feeling .............................................................................................................. · ..... · .. · .................................................. 45
Association .................................................................................................................................................................. 45
Assessing Integrity in Properties .................................................................................................................................... 45
Defining the Essential Physical Features ............................................................................................................... 46
Visibility of the Physical Features ........................................................................................................................... 46
Comparing Similar Properties ............................. , ................................................................................................... 47
. Determining the Relevant Aspects of Integrity .................................................................................................... 48
IX. Summary of the National Historic Landmarks Criteria for Evaluation ............................................................... 50
X. Glossary .......................................... ~ ................................................................................................................................... 53
XI. List of National Register Bulletins ............................................................................................................................... 54
iv
I. INTRODUCTION
The National Register is the
nation's inventory of historic places
and the national repository of docu
mentation on the variety of historic
property types, significance, abun
dance, condition, ownerShip, needs,
and other information. It is the begin
ning of a national census of historic
properties. The National Register Cri
teria for Evaluation dellne the scope
of the National Register of Historic
Places; they identify the range of re
sources and kinds of significance that
will qualify properties lor listing In
the National Register. The Criteria
are written broadly to recognize the
wide variety of historic properties as"
sociated with our prehistory and his
tory.
Decisions concerning the signifi
cance, historic integrity, docUIl1enta
tion, and treatment of properties can
be made reliably only when the re
source is evaluated within its historic
context. The historic context serves as
the framework within which the Na
tional Register Criteria are applied to
specific properties or property types.
(See Pari V for a brief discussion of
historic contexts. Detailed guidance
for developing and applying historic
contexts is contained in National Reg
ister Bulletin: How to Complete the Na
tional Register RegistraUon Form and
National Register Bulletin: How to Com
plete the National Register Multiple
Property Documentation Form)
The guidelines provided here are
intended to help you understand the
National Park Service's use of the Cri
teria for Evaluation, historic contexts,
integrity, and Criteria Considerations,
and how they apply toproperlies un
der consideration for listing in the
National Register. Examples are pro
vided throughout, illustrating specific
circumstances in which properties are
and are not eligible for the National
Register. This bulletin should be used
by anyone who is:
• Preparing to nominate a property
to the National Register,
• Seeking a determination of a
property's eligibility,
• Evaluating the comparable sig
nificance of a property to those
listed in the National Register, or
• Expecting to nominate a property
as a National Historic Landmark
in addition to nomina ting it to
the National Register.
This bunetin also contains a sum
mary of the National HistoriC Land
marks Criteria for Evaluation (see
Pari IX). National Historic Land
marks are those districts, sites, build"
ings, structures, and objects desig"
nated by the Secretary of the Interior
as possessing national significance in
American history, architecture, arche
ology, engineering, and culture. Al
though National Register documenta
tion includes a recommendation
about whether a property is signifi"
cant at the local, State, or national
level, the only official designation of
national significance is as a result of
National HistoriC Landmark designa
tion by the Secretary of the Interior,
National Monument designation by
the President of the United States, or
establishment as a unit of the National
Park System by Congress. These
properties are automatically listed in
the National Register.
II. THE NATIONAL
REGISTER CRITERIA FOR
EVALUATION
CRITERIA FOR
EVALUATION:3
The quality of significance in
American history, architecture, arche
ology, engineering, and culture is
present in districts, sites, buildings,
structures, and objects that possess in
tegrity of location, design, setting, ma
terials, workmanship, feeling, and as
sociation, 'and:
A. That are associated with events that
have made a significant contribu
tion to the broad patterns of our
history; or
B. That are associated with the lives of
persons significant in our past; or
C. That embody the distinctive
characteristics of a type, period, or
method of construction, or that
represent the work of a master, or
that possess high artistic values, or
that represent a significant and
distinguishable entity whose
components may lack individual
distinctioni or
D. That have yielded, or may be likely
to yield, information important in
prehistory or history.
CRITERIA
CONSIDERATIONS:
Ordinarily cemeteries, birthplaces,
or graves of historical figures, proper
ties owned by religious institutions or
used for religious purposes, structures
that have been moved from their
original locations, reconstructed his
toric buildings, properties primarily
tommemorative in nature, and prop
erties that have achieved significance
within the past 50 years shall not be
considered eligible for the National
Register. However, such properties
will qitalify if they are integral parts of
districts that do meet lhe criteria or if
they fall within the following catego
ries:
a. A religiOUS property deriving
primpry Significance from archilec
tural or artistic distinction or
hislorical importance; or
b. A building or structure removed
from its origin.llceation bul which
is significant primarily for architec
tural value, or which is the surviv
ing structure most importantly
associated with a historic person or
event; or
c. A birthplace or grave of a historical
figure of outstanding importance
if there is no appropriate site or
building directly associated with
his or her productive life; or
d. A cemelery which derives its
primary significance from graves
'of persons of transcendent impor
tance, from age, from distinctive
design features, or from association
with historic even IS; or
e. A reconstructed building when
accurately executed in a suitable
environment and presented in a
dignified manner as part of a
restoration master plan, and when
no other building or structure with
the same association has survivedi
or
f. A property primarily commemora
tive in intent if design, age, tradi
lion, or symbolic value hAS in
vested it with its own exceptional
significance; or
g. A property achieving significance
within the past 50 years if it is of
exceptional importance.
jThe Criteria for Evaluation IHe found in the Code of Ft'dl"'fil R~~~It1RljOlIS, Titlr :>6, ParI 6ft ;lIld (lfe reprinted here in full.
2
III. HOW TO USE THIS
BULLETIN TO EVALUATE A
PROPERTY
For a property to qualify for the
Nationaf Register it must meet one of
the National Register Criteria for
Evaluation by:
• Being associated with an impor
tant historic context and
• Retaining historic integrity of
those features necessary to con
vey its significance,
Information about the property
based on physical examination and
documentary research is necessary to
evaluate a property's eligibility for the
National Register, Evaluation of a
property is most efficiently made
when following this sequence:
1. Categorize the property (Part IV).
A property must be classified as
a district, site, building, structure,
or object for inclusion in the
National Register,
2. Determine which prehistoric or
historic context(s) the property
represen.ts (Part V), A property
must possess significance in
American history, architecture,
archeology, engineering, or
culture when evaluated within
the historic context of >I relevant
geographic area.
3, Determine whether the property
is significant under the National
Register Criteria (Part VI), This
is done by identifying the links to
important events or persons,
design or construction features,
or information potential that
make the property important.
4, Determine if the property repre
sents a type usually excluded from
the National Register (Part VII).
If so, determine if it meets any of
the Criteria Consi<\erations.
5. Determine whether the properly
retains integrity (Part VUl).
Evaluate the aspects of location,
deSign, setliflg, workmanship, ma
terials, feeling, and association'
that the property must retain to
convey its historic Significance,
If, after completing these steps, the
property appears to qualify for the Na
tional Register, the next step is topre·
pare a written nomination. (Refer to
National RegistliT Bulletin: How to
Complele the National Register Registra
tion Form.)
\
I
3
IV. HOW TO DEFINE
CATEGORIES OF HISTORIC
PROPERTIES
The National Reglsterof Historic
Places includes significant properties,
classified as "uildings, sites, districts,
structures, or objects. It is not used to
list intangible values, excepl in so far
as they are associated with or re
flected by historic properties. The Na
tional Register does not list cultural
events, or skilled or talented individu
als, as is done in some countries,
Rather, the National Register is ori
ented to recognizing physlcall y con
crete properties that are relatively
fixed in location.
For purposes of National Register
nominations, slllall groups of proper
ties are listed under a single category,
using the primary resource. For ex
ample, a city hall and fountain would
be .categorized by the city hall (build
ing), a farmhouse with two outbuild
ings would be categorized by the
farmhouse (building), and a city park
with a gazebo would be categorized
by the park (site). Properties with
large acreage or a number of re
sources are usually considered dis·
tricts. Common sense and reason
should dictate the selection of catego
ries.
BUILDING
A building, such as a house, barn,
ch urch, hotel, or similar construc
tion, is created principally to sheller
any form of human activity. "Build
ing" may also be used to refer to a
historically and functionally related
unit, such as a courthouse and iail or
a house and bam.
Buildings eligible for the Nationa!
Register must include all of their basic
structural elements. Parts of build·
ings, such as interiors/ facades, or
wings. are not eligible independent of
the resl of the existing building. The
4
whole building must be considered,
and its significant features must be
identified.
If a building has lost any of its basic
structural elements, it is usua Ily con
sidered a Hruin" and is categorized .as
a site.
Ex","ples of buildings inchuJ.:
administraiio/l blli/ding
carriage house
cllurell
city or lown hall
courthouse
delaelled kilchen. barn, and privy
dormitory
{orl
garage
hotel
hOLlse
library
mill building
office building
post office
school
social hall
shed
stobIe
slore
Iheater
train slation
STRUCTURE
The term "structure'~ is used to
distinguish from buildings those
functional constructions made usu
ally for purposes other than creating
human shelter.
Structures nominated to the
National Regisler must include all 01
the extant basic structural elements.
Parts of structures can not be consid
ered eligible if the whole structure
remains. For example. a truss bridge
is composed of the metal or wooden
truss, the abutments, and supporting
piers, all of which, if extant, must be
included when considering the
property for eligibility.
II a structure has lost its historic
configuration or pattern of organiza
tion through deterioration or demolj
tion; it is usually considered a "'ruin"
a nd is categOrized as a site.
Examples of structures inclllde:
aircraft
apiary
alltomobile
bandstand
boats and ships
bridge
cairn
canal
carousel
corncrib
dam
eariliwork
fence
gazebo
grain eleva/or
highway
irrigalion system
kiln
lighthouse
railroad grade
silo
trolley car
tunnel
windmill
OBJECT
The term "object" is used to
distinguish from b.uildinss and
structures those constructions that
ate primarily artistic in nature or are
relatively small in scale and simply
constructed. Although it may be, by
nature or deSign, movable, an object
is associated with a specific setting
or environment.
Small objects not designed for a
specific location are normally not
eligible .. Such works include trans
portable sculpture, furniture, and
other decorative arts that, unlike a
fixed outdoor sculpture, do not
possess association with a speCific
place.
Objects should be in a setting
appropriate t6 their significant
historic use, roles, or character.
Objects relocaled to a museum are
inappropriate for listing in the Na
tional Register.
Ex""'pfes of objects include:
boundary mark"r
founlai)!
milepost
monument
scupture
statuary
SITE
A site is the location of a signifi
cant event, a prebistoric or historic
occupation Or activity, or a building
. or structure, whether standing,
ruined, or vanished, where the
location itself possesses historic,
cultural, or archeological value
regardless of the value of any exist
ing structure.
A site can possess associative
significance Or information potential
or both, and can be significant under
any Or all of the four criteria. A site
need not be marked by physical
remains if it is the location of a
prehistoric or historic .event or pattern
of events and if no buildings, struc
tures, or objects marked it at the time
of the events. However, when the
location of a prehistoric or historic
event cannot be conclusively deter
mined because no other cultural
materials were present or survive,
documentation must be carefully
evaluated to determine whether the
traditionally recognized or identified
site is accurate.
A site may be a natural landmark
strongly associated with significant
prehistoric or historic events or
patterns of events, if the significance
of the natural feature is well docu
mented through scholarly research.
Generally, though, the National
Register excludes from the defini lion
of "site" natural waterways or bodies
of water that served as determinants
in the location ·of communities or
were significant in the locality's
subsequent economic development.
While they may have been "avenues
of exploration," the features most
appropriate to document this signifi
cance are the properties built in
association with the waterways.
Examples of sites I"clude:
balflefie1d
campsite
cemeteries significant for information
pote"tial or historic associal ion
ceremonial site
designed landscape
!rabitalion site
natllral feature (such as a rock formation)
having cultural significance
petroglyph
rock cq.rtJing
rock shelter
ruins of a building or structure
shipwreck
trail
vii/age site
DISTRICT
Adi,trict possesses a significant
concentration, linkage, or continuity
of sites, buildinss, structures, or
objects united historically·or aes
thetically by plan Or physical devel
opment.
CONCENTRATION, LINKAGE, &;
CONTINUITY OF FEATURES
A district derives its importance
from being a unified entity, even
though it is often composed of a wide
variety of resources. The identity of a
district results from the interrelation
ship of its resources, which can
convey a visual sense of Ihe overall
historic environment or be an ar
rilngement of historically or illnction
al.ly ,:"Jated properties. For "xample, a
d Istnct can reflect one principal
activity, such as a mill Or a ranch, or it
can encompass several interrelated
activities, such as an area that in
cludes industrial, residential. or
commercial buildings, sites, struc
tures, or objects. A district can also be
a grouping of archeological sites
related primarily by their common
components; these types of districts
often will not visually represent a
specific historic environment.
SIGNIFICANCE
A district must be significilnt, as
well as b.eing an identifiable entity. It
must be Important for hIstorical
architectural, archeological. engineer
ing, or cultural values. Therefore,
districts thai are significa nl will
usually meet the last portion of
Criterion C plus Criterion A, Criterion
B, other portions of Criterion C or
Criterion D.
TYPES OFFEATURES
A district can comprise both
features that lack individual distinc.
tion and individually distinctive
features that serve as focal points. It
may even be considered eligible if all
of the components lack individual
distinction, provided that the group
ing achieves significance as a whole
within its historic context. In either
case, the majority of the components
that add to the district's historic
cha,acter, even if they are individu
ally u~distinguished, must possess
mtegnty, as must the district as a
whole.
A district can contain buildings,
structures, sites, objects, or open
spaces that do not contribute to the
significance of the district. The
nu~b~r of noncontribUting properties
a d,stnct can contain yet still convey
its sense of time and place and
historical development depends on
how these properties affect the
district's integrity. In archeologicaf
districts, the primary factor to be
considered is the effect of any distur
bances on the information potential of
the district as a whole.
5
QISC0NTIGl{Ol!S DISTRICTS
A i&WdIJ tI!!U<illy a a\n~seo
gtAl'W~l\~~f ¢&tllIRl,I~·" .. wtil: :!,r(.'l~; howeYer~ a .dllltrict can
al&j ~~FBed of't.wo olUlate
.. u .... "t..'''',1ii~ . ft.' "'.' tila' ,51! ar~" """,,..,,,,,.. . g",,, a . .~ p. 11_
i?1noU$lQAi.llt 1I1Jlll9. A
dtlllJ0ntlguous district is most appro
priatewnereJ
.. BI_tJ:lll! 1\~m1~tt\lJ1y Illlla~)
.. ~~bIItW~\tIe"'~l¥rents.js
.ntit·rehltell to'lhe 'SIgnificance of
the dlatrillt/ and
• VIllual ~tylJ>not II fa!ltot
. ~~~¢I!l.lte.
IU adam~, .11 ~r_h:;m be treated
a&;a.diSOJIIIJIu_4Is.trktwbl!n the
~~ro caI'l6Ji1t11'6f;@l)«mad!llllt!!lIlin\$
iif~int .. ~. ~lh l)e(1!/Oni GE
>river, ~JlCllttered
a : . . " ,Ii .
. 'td:IJ~!e
.wMJIi_·Qposlta 1II'1Uelatild to sach
ot~ ~'b eldbuah£tilllltfQn,
~~tiJ'~fJf;lIl1t~.
V. HOW TO EVALUATE A
PROPERTY WITHIN ITS
HISTORIC CONTEXT
UNDERSTANDING
HISTORIC
CONTEXTS
To qualify for the National Regis>
ter, a property must be significant;
that is, it must represent a significant
part of the history, architecture,
archeology, engineering, or culture of
an area, and it must have tha charac
teristics that make it a good represen
tative of properties associated with
that aSpect of the past. This section
explains how to evaluate a property
within its historic context.'
The Significance of a historic
property can be judged and explained
only when it is evaluated within its
historic context. Historic contexts are
those patterns or trends in history by
which a specific occurrence, property,
or site is understood and its meaning
(and ultimately its significance)
within history or prehistory is made
dear. Historians, architectural
historians, folklorists, archeologists,
and anthropologists use different
words to describe this phenomena
such as trend, pattern, theme, or
cultural affiliation, but ultimately the
concept is the same,
The concept of historic context is
not a new one; it has been fundamen
tal to the stud y of history since the
18th century and, arguably, earlier
than that. Its core premise. is that
resources, properties, or happenings
in history do not occur in a vacuum
but rather are part of larger trends or
patterns .
In order to decide whether a
property is significant within its
historic context, the following five
things must be'delermined:
• The facet of prehistory or history
of the local area, Stale, or the na
tion tbat the property represents;
• Whether that facet of prehistory
or history is Significant;
• Whether it is a type of property
that has relevance and impor
tance in illustrating the historic
context;
• How the property illustrates that
history; and finally
• .Whether the property possesses
the physical features necessary to
convey the aspect of prehistory
or history with which it is associ
ated,
These five steps are discussed in
detail below, If the property being
evaluated does represent an impor
tant aspect of the area's history or
prehistory and possesses the requisite
quality of integrity, then it qualifies
for the National Register.
HOW TO EVALUATE
A PROPERTY
WITHIN ITS
HISTORIC CONTEXT
Identify what the property repre
sents: the theme(s), geographical
limits, and chronological period that
provide a perspective from which to
evaluale the property's Significance.
Historic contexts are historical
patterns.that can be identified through
consideralion of the history of the
property and the history of the sur
rounding area, Historic contexts may
have already been defined in your area
by the State historic preservation office,
Federal agenciesror local governments.
In accordance with the National RegiS
ter Criteria, the historic context may
relate to One of the following:
• An eventl a series of events or ac
tivities, or patterns of an area's de
velopment (Criterion A);
• Association with the life of an im
portant person (Criterion B);
• A building form, architectural style,
engineering technique, or artistic
values, based on a stage of physical
development, or the use of a mate
rial or method of construction thai
shaped the historic identity of an
area (Criterion C); Or
• A research topic (Criterion 0).
.. For a complete discussion of historic contexts, see NatioJla! Register Bilf/l'till: G!lidelilws lor Compfrtillg Nalional Register of Hislaric Places
Rl.'slstmtioll Forms.
7
Determine ho.w the theme of the
context is significant in the histo.ry o.f
the local area, the State, o.r the
nation.
A theme is a means of organizing
properties into coherent patterns
based Dn elements such as envirDn-
. ment, so.cial/ethnic grDups, transPo.r
tation networks, technology,o.r
political developments that have
influenced the development ef an area
during ene er more perieds ef prehis
tory or history. A theme is considered
significant if it can be demonstrated,
through scholarly research, to. be
important in American history .. Many
significant themes can be found in the
following list of Areas of Significance
used by the National Register.
AREAS OF SIGNIFICANCE
Agriculture
Architecture'
Archeology
Prehistoric
Historic-Aboriginal
Historic-No>l-Aboriginal
Art
Commerce
Communicatio>ls
Community Planning and Development
Conservation
Economics
Education
Engineering
Entertainment/Recreation
Ethnic Heritage
Asian
Black
European
Hispanic
Native American
Pacific Islander
Other
Exploration/Settlement
Health/Medicine
Industry
Invention
Landscape Architecture
Law
Literature
Maritime History
Military
Performing Arts
Philosophy
Pol itics/Governnrell t
Religion
Science
Social History
Transportation
Other
8
Determine what the property type
is and whether It is important in
Illustrating the'historic context.
A context rna y be represented by a
variety of important property types.
For example, the context ef "Civil
War Military Activity in Northern
Virginia" might be represented by
such properties as: a group of mid-
19th.century fortification structures;
an open field where a battle occurred;
a knoll from which a general directed
troop movements; a sunken transport
ship; the residences er public build
ings that served as company head
quarters; a railroad bridge that served
as a focal point for a battle; and
earthworks exhibiting particular
construction techniques.
Because a historic context for a
community can be based on a distinct
period of development, it might
include numerous property types.
For example, the context "Era of
Industrialization in Grand Bay.
Michigan, 1875 -1900" could be
represented by important property
types as diverse as sawmills, paper
mill sites, salt refining plants, flour
mills, grain elevators, furniture
factories, workers hOUSing, commer
cial buildings, social halls, schools.
churches. and transportation facilities.
A historic context can also be based
on a Single important type of prop
erty. The context "Development of
County Government in Georgia,
1717 -1861" might be represented
solely by courthouses. Similarly.
"Bridge Construction in Pittsburgh,
1870 -1920" would probably only
have one property type.
Determine haw the property
represents the context through
specific historic aSSOciations, archi
tectural Or engineering values, Or
information potential HheCrlteria
for Evaluation).
For example, the context of county
government expansion is represented
under Criterion A by historic districts
or buildings that reflect popUlation
growth, development, patterns, the
role'of gevernment in that sodety,
and political events in the history of
the State, as well as the impact of
county government on the physical
development of county seats. Under
Criterion C, the context is represented
by properties whose architectural
tteatments reflect their governmental
functions, both practically and
symbolically. (See Part VI: How to
. ldetllify /I.e Type of Significance of a
Proper/y.) .
Determine what phYSical features
the property must possess in order
for it to reflect the significance of the
historic context.
These physical features can be
determined after identifying the
following:
• Which types of properties are as
sociated with the historic context.
• The wa ys in which properties Ca n
represent the theme, and
• The applicable aspects of integ
rity.
Properties that have the defined
characteristics are eligible for listing.
(See Pari vm: How /0 Evaluate the
Integrity of a Property.)
PROPERTIES SIGNIFICANT
WITHIN MORE THAN ONE
HISTORIC CONTEXT
A specific property can be signifi
cant within one or more historic
contexts, and, if pOSSible, all of these
should be identified. For example, a
public building constructed in the
18305 that is related to the historic
context of Civil War campaigns in the
area might also be related to the
theme of political developments in the
community during the 188Os. A
property is onlv required, however. to
be documented as significant in one
context.
COMPARING RELATED
PROPERTIES
Properties listed in the National
Register must possess significance
when evaluated in the perspective of
their historic context. Once the
historic context is established and the
property type is determined, it is not
necessary to evaluate the property in
question against other properties If:
• It is the sole example of a prop
erty type that is important in il
·luslrating the historic context Or
• It clearly possesses the defined
characteristics required to
strongly represent the context.
If these two conditions do not
apply, then the propertywill have to
be evaluated agilinst olher examples
of the property type to determine its
eJjgibility. The geographic level
(local, Stale, or national) at which this
evaluation is made is the same as the
level of the historic context. (See Part
V: How 10 Evaluate a Properly Within
Its His/aric Context.)
LOCAL, STATE,
AND NATIONAL
HISTORIC
CONTEXTS
Historic.contexts are found at a
variety of geographical levels or
scales. The geographic scale selected
may relate to a pattern of historical
development, a political division, or a
cultural area. Regardless of the scale,
the historic context establishes the
framework from which decisions
about the significance of related
properties can be made.
LOCAL HISTORIC
CONTEXTS
A local historic context represents
an aspect of the history of a town,
dty, county, cultural area, or region,
or any portions thereof. lt is defined
by the importance of the property, not
necessarily the physical location of the
property. For instance, if a property
is of a type found throughout a State,
or its boundaries extend over two
States, but its importance relates only
to a particular county, the property
would be considered of local signifi
cance,
The level of context of archeologi
cal sites significant for their informa
tionpotential depends on the scope of
the applicable research design .. For
example, a Late Mississippia n village
site may yield information in a
research design concerning one
settlement system on a regional scale,
while in another research design it
may reveal information of local
importance concerning a single
group's stone tool manufacturing
techniques or house forms. It is a
question of how the available infor
mation potential is likely to be used.
STATE HISTORIC
CONTEXTS
Properlies are evaluated in a State
context when they represent an aspect
of the history of the State as a whole
(or American Samoa, the District of
Columbia, the Commonwealth of the
Northern Mariana Islands, Guam,
Puerto Rico, or the Virgin Islands).
These properties do not necessarily
have to belong to property types
found throughout the entire State:
they can be located in only a portion
of the State's present political bound
ary. 1I1s the property's historic
context that must be important
statewide. For example, the "cotton
belt" extends through only a portion
of Georgia, yet its historical develop
ment in the antebellum period af
fected the entire State. These State
historic contexts may have associated
properties thM are statewide Or
locally Significant representations. A
cotton gin in a small town might be a
locally, significant representa tion of
this context, While One of the largest
cotton producing plantations might
be of State significance.
A properly whose historic associa
lions or information potential appears
to extend beyond a single local area
might be significant at the State level.
A property can be significant to more
than one community or local area,
however, without having achieved
State significance.
A property that overlaps several
State boundaries can possibly be
significant to the State Or local history
of each of the States. Such a property
is not necessarily of nationalsignifi.
cance, however, nor is it necessarily
significant to all of the States in which
it is located.
Prehistoric sites are not often
conSidered to have "State" signifi
cance, per se, largely because States
are relatively recent political entities
and usually do not correspond closely
to Native American political territo
ries or cultural areas. Numerous sites,
however, may be of significance to a
large region that might geographi
cally encompass parts of one, Or
usually several, States. Prehistoric
resources that might be of State
Significance include regional sites that
provide a diagnostic assemblage of
artifacts for a particular cultural
group or time period or that provide
chronological control (specific dates
or relative order in time) for a series
of cullural groups.
9
NATIONAL HISTORIC
CONTEXTS
Properties are evaluated in a
national ~ontext when they represent
an aspect of the history of the United
States and its territories as a whole.
These national historic contexts may
have associated properties that are
locally or slatewide significant
representations, as well as those of
national significance.
Properties designated as nationaUy
signif!cant and listed in the National
Register are the prehistoric and
historic units of the National Park
System and those pr~perties.that. have
been designated Nahonal HIStone
Landmarks. The National Historic
Landmark criteria are the standards
for nationally significant properties;
they are focind in the Code of Federal
10
Regulations, Title 36, Part 65 and are
summarized in this bulletin in Part IX:
Summary ofNaliona/ Historic Land-
marks Criteria for EVII/Wltion. .
A property with national signifi
cance helps us understand the history
of the nation by illustrating the
nationwide impact of events or
persons associated with the property,
ils architectural type or style, or
information potentiaL It must be of
exceptional value in representing or
illustrating an important theme in the
·history of the nation. .
Nationally significant properties
do not necessarily have to belong to a
property type found throughout th~ ....
entire country: they can be located m
only a portion of the present political
boundaries. It is \heir historic context
that must be important nationwide,
For example, the American Civil. War
was fought in only a portion of the
United States, yet its impact was
nationwide. The site of a small
military skirmish might be a locally
significant representation of this
. national context,while the capture of
the State's largest city might be a
stateWide significant representation
of the national context.
When evaluating properties at the
national level for designation as a .
National Historic Landmark, please
refer to the National Histork Land·
marks ol!tline, History and Prehistory
in the National Park System and the
Nationa1 Historic Landmarks Program
1987. (For mOre information about
the National Historic Landmarks
program, please write to the Depart
ment of the Interior, National Park
SerVice, National Historic Land
marks, 1849 C Street, NW, NC400,
Washington, DC 20240.)
VI. HOW TO IDENTIFY THE
TYPE OF SIGNIFICANCE OF A
PROPERTY
INTRODUCTION
When evaluated within its historic
context, 0 property must be shown to
be significant for one <" more of Ihe four
Criteria for Evaluation -A, B, C, or D
(listed earlier in PartllJ. The Criteria
describe how properties are signifi
cant for their association withimpor
tant events Or persons, for their
importance in design or construction,
or for their information potential.
The basis for judging a property's
significance and, ultimately, its
eligibility under the Criteria is Iristoric
con/exl. The use of historic context
allows a property to be properly
evaluated in a nearly infinite number
of capacities. For instance, Criterion
C: Design/Construction can accom
modate properties representing
construction types that are unusual or
widely practiced, that are innovative
or traditional, that are "high style" or
vernacular, tho t are the work of a
famous architect or an unknown
master craftsman. TlIe key to de/ermin
ing whether the characterislics or associa
/ions of a partiCHlnr property are signifi
can/ is /0 consider tile property wit"in i/s
historic cOil/ext.
Alter identifying the ·relevant
historic context(s) with which the
property is associated, the four
Criteria are applied to the property.
Within the scope of the historic
context, the National Register Criteria
define the kind 01 significance that the
properties represent.
For example, within the context of
"19th Century Gunpowder Produc
tion in the Brandywine Valley,"
Criterion A would apply to those
properties associated with important
events in the founding and develop
ment 01 the industry. Criterion B
would apply to those properties
associated with persons who are
significant in the founding of the
industry or associated with important
inventio l1s related to gunpowder
manufacturing. Criterion C would
apply to those buildings, structures,
o.r objects whose architectural form or
style reflect important design qualities
integral to the industry. And Crite
rion D would apply to properties that
can convey information important in
our understanding of this industrial
process. If a preperty guallfies under
more than one of the Criteria, its
Significance under each should be
considered, if possible, in order to
identify all aspects of its historical
value.
NATIONAL REGISTER
CRITERIA FOR
EVALUATION'
The Natienal Register Criteria
recognize different types of values
embodied in districts, sites, buildings,
structures, and objects. These values
fan into the following categories:
Associative value (Criteria A and
B): Properties significant for their
association or linkage to events
(Criterion A) or persons (Criterien B)
impertant in the past.
Design or Construction value
(Criterion 0: Properties significant
as representatives of the manmade
expression of culture or teChnology.
Information value (Criterion D):
Properties significant for their ability
to yield important information about
prehistory er history.
·FOT i'I comple!e llstlng or the Crlh .. 'yj", for
Evaluation, refer 10 Part II of this bulletin,
11
CRITERION A: EVENT
Properties can be eligible for the National Register if they are associated with events that have made a significant
contribution to the broad patterns of our history.
UNDERSTANDING
CRITERION A:
EVENT
To be considered for listing under
Criterion A, a property must be
associated with one or more events
important in the defined historic
context. Criterion A recognizes
properties associated with single
events, such as the founding of a
town, or with a pattern of events,
repeated activities, or historic trends,
such as the gradual rise of a port city's
prominence in trade and commerce.
The event or trends, however, must
clearly be important within the
associated context: settlement, in the
case 0 I the town, or development of a
maritime economy, in the Case of the
port city. Moreover, the property
must have an important association
with the event or historic trends, and
it must retain historic integrity. (See
Pari V: How to Eva/llate a Property
Within its Historic Context.)
Several steps are involved in
determining whether a property is
significant lor its associative values:
12
• Determine the nature and origin
ofthe property,
• Identify the historic context with
which it is associated, and
• Evaluate the property's history to
determine whether it is associ
ated with the historic context in
any important way.
APPLYING
CRITERION A:
EVENT
TYPES OF EVENTS
A property can be associated with
either (or both) of two types of events:
• A specific event marking an im
portant moment in American pre
history or history and
• A paltern of events or a historic
trend that made a significant con
tribution to the development of a
community, a State, or the nation.
Refer to the sidebar on the right for
a list of specific examples.
ASSOCIATION OF THE
PROPERTY WITH THE
EVENTS
The property you are evaluating
must be documented, through ac
cepted means of historical or archeo
logical research (including oral
history), to have existed at the time of
the event or pattern of events and to
have been associated with those
events. A property is not eligible if its
associations are speculative. For
archeological sites, well reasoned
inferences drawn from data recovered
at the site can be used to establish the
association between the site and the
events.
SIGNIFICANCE OF THE
ASSOCIATION
Mere association with historic
events or trends is not enough, in and
of itself, to qualify under Criterion A:
the property's specific association
must be considered important as well.
For example, a building historically in
commercial use must be shown to
have been significant in commercial
history.
EXAMPLES OF PROPERTIES
ASSOCIATED WITH EVENTS
Properties associated wilh specific events:
• The site of a bailie.
• Ti,e building in which an important
inventioll was devetoped.
• A foc/ory district where a significant
strike occlirred.
• All archeological site at whicll a ma
jor new aspect of prehistory was dis
covered, sl/ell as t Ite first evidence of
IIIall a lid extinct Pleistocene animals
being cOlltemporarleous.
• A site where an importanl facet of
European exploration occurred.
Properties associated Wit/I a pattern of
events:
• A trail associated willI western mi
gmUon.
• A railroad station tilat served as the
. fOClis of a community's transporta
tion system and commerce.
• A mill district reflecting the impor
tance of textile manufacturing dur
ing a given period.
• A building Iised by an important 10-
m/ social organization.
• A site wllere prehistoric Na tive
Americalls annually gathered for
seasonally available resources and
for social inleraction.
• A dOU'ntown district representing a
town's growth as tile commercial fo
cus of tne surrou·nding agricultural
area.
TRAotnoNA1. CUt:ltlRA.L
VALUES
13
·ca·" ·;1"1("£; , ·R1'··O·'· . 'N; ,'" B' "., """·'10'/' ·N'·· .. '.' " .. ' .... ' .. ' ........ '.'. ',' :. " rmA> ". '.
Proputl_ maY'fte6plliemr tltalllatiDlll1ke&laIer Ii the" anias:.m!llmd ~.tltdiYI/SJ)fp.et!llIn&sll/l1'lifit'ant in our
paiiti-
• tl1l1hllmeoJ an ,~porllWt mllrchun f
.ot1libur 1811ilef,
• The ,'Stm1i& of USIgn/flCflnl art/Sf,
• Tlurlmsiness4eudq'Uarlrm of an im
'permit! i)Ji/u!iIt1uu!a(.
. -! .'\ ..
·'For further informati:on 9f\ properties eligjble under Criterion S, refer wNationa{ RCS,'$ter Bulie-tiJl: GlddeJiucs Jor EVll/lUlli"g-and DCicutm:nting
Propertie$ Assol'ii:"ed with Sign;fictmf Per$otu.
]4
APPLYING
CRITERION B:
PERSON
SIGNIFICANCE OF THE
INDIVIDUAL
The persons assodated with the
property must be individually signifi
Cil nt within a historic context. A
property is not eligible jf its only
justification for significance is that it
was owned or used by a person who
is a member of an identifiable profes
sion, class, or social or ethnic group.
It must be shown that the person
gained importance within his or her
profession or group.
Eligible
• The residence of a doctor, a
mayor, or a merchant is eli
gible under Criter.ion B if the
person was significant in the
field of medidmi, politics, or
commerce, respectively.
Not Eligible
• A property is not eligible un
der Criterion B if it is associ
ated with an individual about
whom no scholarly judgement
can be made because either re
search has not revealed spe
dfic information about the
person's activities and their
impact, or there is insufficient
perspeclive 10 determine
whether those activities or
contributions were historically
important.
ASSOCIATION WIlli THE
PROPERTY
Properties eligible under Criterion
B are usually those associated with a
person's productive life, reflecting the
time period when he Or she ac hieved
Significance. In some instances this
may be the person's home; in other
cases, a person's business .. office,
laboralory, or studio may best repre
sent his or her contribution. Proper
ties thatpre-or post-date an
individual's significant accomplish
ments.are usually not eligible. (See
COll/parison 10 Related Properties, below,
for exceptions to this rule.)
The individual's assodation with
the property must be documented by
accepted methods of historical or
archeological research, induding
written or oral history. Speculative
associations are not acceptable. For
archeological sites, well reasoned
inferences drawn from data recovered
at the site are acceptable.
COMPARISON TO RELATED
PROPERTIES
Each property associated wi.th an
important indiVidual should be
compared to other associated proper
ties to identify Ihose that best repre
sent the person's historic contribu
tions. The best representatives
usually are properties associated with
the person's adult or productive life.
Properties associated with an
individual's formative Or later years
may alSo qualify if it can be demon
strated that the person's activities
during this period were historically
significa nt or if no properties from the
person's productive years survives.
Length of association is an imporlant
factor when assessing several proper
ties with similar assodations.
A community or State may contain
several properties eligible for assoda
tions with thE! same important person,
if each represents a different aspect of
the person's.productive life. A
property can also be eligible if it has
brief but consequential associations
with an important individual. (Such
associations are often related to
specific events that occurred at the
property and, therefore, it may also be
eligible under Criterion A)
ASSOCIA TlON WITH
GROUPS
For properties associated with
several community leaders or with a
prominent family, it is necessary to
identify specific individuals and to
explain their Significant accomplish
ments.
Eligible
• A residential districl in which a
large number of prominent·or
inlluential merchants, profes
sionals, civic leaders, politi
cians, etc., lived will be eligible
under Criterion B if the signifi
cance of one or more specific
individual residents is expliC
itly justified.
• A building that served as the
seat of an important family is
eligible under Criterion B if the
significant accomplishments of
one or more individual family
members is explicitly justilied.
Not Eligible
• A residential district in which a
large number of influential per
sons lived is not eligible uncler
Criterion B if the accomplish
ments of a specific indivi
duaJ(s) cannot be documented.
If the significance of the district
rests in the cumulative impor
tance of prominent reSidents,
however, then the district
might still be eligible under
Criterion A. Eligibility, in this
case, would be based on the
broad pattern of community
development, through which
the neighborhood evolved into
the primary residential <lrea for
this class of citizens.
• A building that served as the
seat of an important family will
not be eligible under Criterion
B if the significant accomplish
ments of individual family
members cannot be docu
mented. In cases where a suc
cession of family members
have lived in a house and col
lectively have had a demon
strably significant impact on
the community, as a family, the
house is more likely 10 be sig
nificant under Criterion A for
association with a pattern of
events,
15
ASSOCIATION WITH
LIVING PERSONS
Properties associated with living
persons are usually not eligible for
inclusion in the National Register.
Sufficient time must have elapsed to
aSsess both the person's field of
endeavor and his/her conlril:iution to
that field. Generally, the person's
active participation in the endeavor
must be finished for this historic
perspective to emerge. (See Criteria
Considerations C and G in Pari Vll:
How to Apply the Criteria Consider
ations.)
ASSOCIATION WITH
ARCHITECTS/AR;'nSANS
Architects, artisans, artists, and
engineers are often represented by
their works, which are eligible under
Criterion C. Their homes and studios,
however, can be eligible for consider
ation under Criterion B, because these
usually are the properties with which
they are most personally associated.
NATIVE AMERICAN SITES
. Th~ known ~ajor Villages of ,
mdlvldualNahve Americans who
were important during the contact
period or later can qualify under
Criterion B. As with all Criterion B
properties, the individual associated
with the property must have made
some specific important contributlon
to history., Examples include sites
significantly associated with Chief
Joseph and Geronimo!
r For more-information, refer to Nutionol R,'gi5f('r 811/{{'lill: C"idt'lilit'S for Em/uating find D1X/l1Ilt'lIfillg TradiJiotJo} Cullllra/ Propcrtit's.
16
;
C· . D'I'TERION' C ...• '-.t. .................. ' .'.: .. .
DESIGN/CONSTRUCTION
ilNDll..STANDING
CBlTBBION C:
'l:JBSlGNI
CONSTRUCTION
. 'n1i~.~n 'IIP1Ol!/lIll'O p~p<!l'ties
lIignlfi!!aIlI'fortllli!fr'pb)TSitlll design or
!JQUlIID:!ctlon,,'\nctudIn1l5u.ch elements
Ill\ ~re, land~(I3pe ilr4.hllllc
~ (\t'igb:~J:I"S, and arlWgdt. To be
~ple .under Criterion C, II pIoperty
muSt rnee!alleasl on~ of Ine following
requirernenla:
• Embody distinctive characteris
tice of a type, period, or method
of cons.lructlon.
• Represent the work of a master.
• POS$e5S high artislic value.
·.R~erlI a slgniftl:ant and dis
till.lJllisha'tile enfity'Wl\Q$e 1Wm
~I.$.l'l\liy tltflk \ndi~\'1'l1 dis
fin<ll'loll.
,. The first fe!iub;ement,that .pr.oper
l"~ '''lI'rIII>odytbe distlMUv~~l1r!ta",.
t;n1j~tic. of " ~ ,mod,ormethod
£If consll'ulltlont" 1'e£e1'9>1o Ure way In
. ~i¢h I!lfJ:!plit'Y was co.m:e.I~,
d~~$ ,f>' ia'totlCl\ted \!y .. ~ple or
lJUltune ItlpaS.t periods ofltislory.
"ThlitWOl'k f)fa master" ferer, 10 the
tilcllni.!:lil ~r 1Il!$lh'~c !ld'lI.evE!A\en,ts of
MlI~MtectorCNalll\1al'l. "Hi$h
It:tis'tii:: v.aluEIII': wncernatheex(lre9-
/ljl);fI 01 ae&tlie!i.c'ii:leall>OT preflmmees
~I'IXI ilppUH .j .. ~~ adlle'il'~m~nt.
R_mas "thai tepIesem .. slgnif.
cantllml dlstin.8Uisltabll! en!lty Whos.
<W!l!Ipone.n1s 1t'IlIr.llld: indiyid.t.lal dis
Im~lion" Me cal ad "districts." In tm
Crileriafor Evalua!lon (as published
In .the Code of Federal Regulations and
reprinted here in Part ill, districts are
(iM/it Jlamlc,: s-e, /1ai»Qiclmt,y,
Y~rk~~~t,.~JlP$ .
~~'lIil1~ 4i'tJ$dt> t1IIril.elt(~1
Crltm'irmC thr.eJlghtfte lXprJfSil1n at
fles!hefil: Illeals 11I'p"efr.rt!ntes .. The Crant
PRfflillla~#IIII, ~ ~. F~"al $lyle
rMId~~, 1$ $/gn\li.allf for'llS temaik4.bly
'W1I1I.prli~eroed $tendle4 WIllI aecoratroe
treatment in Ihe en1ryhatl and parlof.
Pamt"d !lynn unk>lOWiI alliat ca. 1825,
lliis!s n fine eXIIlI/ple of 19th cenl"1iI New
Ens/and regicmal artlS/ie e~res5ion,
(Phelo by Kirk F. Mohney).
17
EXAMPLES OF PROPERTIES
ASSOCIATED WITH DESIGN!
CONSTRUCTION
Properties associated with design and
cOils/ruction:
o A house or commercia' building rep
resenting a significant style of arelli
tee/lire.
o A designed park or gardeu associated
with a particular landscape design
philosophy.
• A lIIouie IheateT embodying high ar
UsUc vallie in its decorative feat liTes.
• A bridge or dam representing tecllllO' .
logical advances.
APPLYING
CRITERION C:
DESIGN!
CONSTRUCTION
DISTINCTIVE
CHARACTERISTICS OF
TYPE, PERIOD, AND
METHOD OF
CONSTRUCTION
This is the portion of Criterion C
under which most properties are
eligible, for it encompasses all archi·
tectural styles and construction
practices. To be eligible under this
portion of the Criterion, a property
must dearly illustrate, through
"distinctive characteristics," the
following:
18
• The pattern of features common
to a particular class of resources,
• The individuality or variation of
features that occurs within the
class,
• The evolution of that class, or
• The tr.ansi tion between classes of
resources.
Distinctive Characteristics: "Dis
tinctive characteristics" are the physi
cal features or traits that commonly
recur in individual types, periods, or
methods of construction. To be
eligible, a property must clearly
contain enough of those characteristics
to be considered a true representative
of a particular type, period, or method
of construction.
Characteristics can be expressed in
terms such as form, proportion, struc
ture, plan, style, or materials. They
can be general, referring to ideas of
design and construction such as basic
plan or form, or they can be specific,
referring to precise ways of combining
particular kinds of matedals.
----~
Eligible
oA building eligible under the
theme of Gothic Revival archi·
tecture mUst have the distinc
tive characteristics that make
up the vertical and picturesque
qualities of the style, such as
pOinted gables, steep roof
pitch, board and batten siding,
and ornamental bargeboard
and veranda trim.
o A late Mississippian village
that illustrates the important
concepts in prehistoric
community design and plan
ning will qualify.
• A designed historic landscape
will qualify if it reflects a his
toric trend or school of theory
and practice, such as the City
Beautiful Movement, evidenc
ingdistinguished deSign, lay·
out, and the work of skilled
craftsmanship.
Not Eligible
• A commercial building with
some Art Deco detailing is not
eligible under Criterion C if the
detailing was added merely as
an afterthought, rather than
fully integrated with overall
lines and massing typical of the
Art Deco style or the trans.ition
between that and another style.
• A designed landscape that has
had major changes to its his
toric deSign, vegetation, origi
nal boundary, topography I
grading, architectural features,
and circulation system will not
qualify.
Type, Period, and Method of
Construction: "Type, period, or
method of construction" refers to the
way certain properties are related to
one another by cultural tradition or
function, by dates of construction or
style, or by choice or availability of
materials and technology.
A structure is eligible as a speci
men of its type or period of construc
tion if it is an important example
(within its context) of building
practices of a particular time in
history. For properties that represent
the variation, evolution, or transition
of construction types, it must be
demonstrated that the variation, etc.,
waS an important phase of the archi
tectura! development of the area or
community in that it had an impact as
evidenced by later bUildings. A
property is not eligible, however,
simply because it has been identified
as the only such property ever fabri
cated; it must be demonstrated to be
significant as well.
Eligible
• A building that has some char
acteristics of the Romanesque
Revival style and some charac·
teristics of the Commercial
style can qualify if it illustrates
the transition of architectural
design and the transition itsel{
is considered an important ar
chitectural development.
• A Hopewellian mound, if it is
an important example of
mound building construction
techniques, would qualify as a
method or type of construc
tion.
• A building which illustrates
the early or the developing
technology of particular
structural systems, such as
skeletal steel framing, is eli~
gible as an example of a
particular method of construe,.
tion.
tllill'mJf iHD:fBAlr AtilUvlflewJ~filSty. m. am, Cau»il1, A.'IliIlmua •. EXamplJ$!If
1111W(1.~I/ir 'IV~ f/! (Jr(!&IJcl:tt!/1I ~D~ITWIlifI1'ItIlllErcm,,:1l1nC. BullJ~ .. 1818. she
Ii:wI'Ui'Jr H~"slll$. slH:fUj'II$tlt~f PO$~tbi$t lhe .!ftlltt"$ Illa"tq;lI1!1t JWII"~tory lJ~gh'j,1 type
of dwel11ng .. ''1Jh~ dllftlli'ngIlJ1llIl.;j~tm' 1J/J~1II1ge. o!1lil1tflialt1]t '!/IllS II regllmltl bllilding
respqnsc /0 the south61'll ~limate. (Ph%hy Ctlrotyn Scolf).
19
WORKS OF A MASTER
A master is a figure of generally
recognized greatness in a field, a
known craftsman of consummate.
skill, or an anenymQus craftsman
whose work is distinguishable from
others by its characteristic style and
quality, The property must express a
particular phase in the development
of the master's career, an aspect of his
or her work, or a particular idea or
theme in'his or.her craft. .
A property is not eligible as the
work of a master, however, simply
because it was designed by a promi
nent architect. For example, not every
build ing designed by FrankLloyd
Wright is eligible under this portion
of Criterion C, although it might meet
other portions of the Criterion, for
instance asa representative of the
Prairie style.
The work of an unidentified
craftsman is eligible if it rises above
the level of workmanship of the other
properties encompassed by the
historic context.
20
PROPERTIES POSSESSING
HIGH AitTISTIC V AWES
High artistic values may be ex-.
pressedjnll\any ways, incl~ding .
areas as diverse as COmmUnIty des'gn
or 'plartning, engineering. and sculp
ture. A property is eUgible fnrHs
high artistic vidues if it so fully
arti~ulates a particular concept of
design that it expresses a.n. a.!(sthetic
ideal. A property is not eligible,
however; if it does not express
aesthetic ideals or design contepts
more· fully than other properties of its
type.
Eligible
• A SCUlpture in a town square
that "pitomil'es the design
prindples of the Art Deco style
is eligible.
• A building that is a classic ex
preSSion of the design theories
of the Craftsman' Style, such as
carefully detailed handwork,
is eligible.
• A landscaped park that syn
thesizes early 20th century
principles of landscape archi
tecture and expresses an aes
thetic ideal of environment Can
be eligible.
• Properties that are important
representatives of the aesthetic
values of a cultural group,
suchaspetroglyphs and
. :ground. drawings by Native
Americans, are e!igible~
Not Eligible
.• A sctHpture in a town square
thans a typical example of
sculpture design during its pe
riod WO!lld not qualify for
high artistic value, although it
might be eligible if it were Sig
nificant for other reasons.
• A building that is a modest ex
ample (within its historic con
text) of the Craftsman Style of
architecture, or a landscaped
park that is characteristic of
turn of the century landscape
design would not qualify for
high artistic value.
A Significant ~nd l)istinglJi6haple
EnHty Who~e COll)Pol'lents May Lack
Individual Distinclioll. Thispor\iol)
of Criterion C refers to districts. For
detailed information on distriCts, tefer
to P~rt IV of this bulletin. .
CRITERION D: INFORMATION
POTENTIAL
Properties may be eligible for Ihe National Register if they have yielded, or may be likely to yield, information im-
portant in prehistory or history. .
UNDERSTANDING
CRITERION D:
INFORMATION
POTENTIAL
Certain important research ques
tions about human history can only be
answered by the actual physical
material of cultural resources. Crite
rion 0 encompasses the properties
that have the potential to answer, in
whole or in part, those types of
research questions. The most com
man. type of property nominated
under this Criterion is the archeologi
cal site (or a district comprised of
archeological sites). Buildings,
objects, a nd structures (or districts
comprised of these property types),
however, can also be eligible for their
information potential.
Criterion D has two requirements,
which must bolh be met for a property
to qualify:
• The property must have, or have
had, information to contribute to
our understanding of human his
tory or prehistory, and
• The information must be consid
ered important.
Under the first of these require
ments, a property is eligible if it has
been used as a source of data and
contains more, as yet unretrieved
data. A property is also eligible if it
has not yet yielded information but,
through testing or research, is deter
mined II likely source of data.
Under the second requirement, the
information must be carefully evalu
ated within an appropriate context to
determine its importance. Informa
tion is considered "important" when
it is shown to have a significant
bearing on a research design that
addresses such areas as' l) current
data gaps or alternative theories tnat
challenge eXisting ones or 2) priority
areas identified under a State or
Federal agency management plan.
APPLYING
CRITERION D:
INFORMATION
POTENTIAL
ARCHEOLOGICAL SITES
Criterion D most commonly
applies to'properties that contain or
are likely to contain information
bearing on an important archeological
research question. The property must
have characteristics suggesting the
likelihood that it possesses configura
tions of artifacts, soil strata, structural
remains, or other natural or cultural
features that make it possible to do
the following:
• Test II hypotheSis or hypotheses
about events, groups, or pro
cesses in the past that bear on im
portant research questions in the
sodal or natural sciences or the
humanities; or
• Corroborate Or amplify currently
available information suggesting
that a hypothesis is either true or
false; or
• Reconstruct the sequence of ar
cheological cultures for the pur
pose of identifying and explain
ing continuities and discontinu
ities in the archeological record
for a particular area. .
BUILDINGS, STRUCTURES,
ANDOBJECI'S
While most often applied to
archeological districts and sites,
Criterion D can also apply to build
ings, structures, and Objects that
contain important informa lion. In
order for these types of properties 10
be eligible under Criterion D, they
themselves must be, or must have
been, the principal source of the
important information.
Eligible
• A building exhibiting a local
variation on n standard design
or construction technique can
be eligible if study could yield
important information, such as
how local availability of mate
rials or construction expertise
affected the evolution of local
building development.
Nol Eligible
• The ruins of a haciend a once
contained murals/hat have
since been destroyed. Histori
cal documentation, however,
indicates that the murals were
significant for their highly un
usual design. The ruins can
not be eligible under Criterion
D for the importance of the de
stroyed murals if the informa
tion is contained only in the
documentation.
21
ASSOClATIONWIUl
BUM"-)l ACl1VITY
22
ESTAlJUSHlNG A HISTORIC
CONtIXl'
~ infOffi13fil'll,\ tbIIllipropetty
yleids,.tit' wiD ~, mUst be /lvalu-
a .•• t.iI!!' wlthin)ilnappl'Op:jatehi$tI:>rJ~
,¢Qn~ Th\$ Wlll@l\Ill!l\ilNUlt1l\g
the llod:rUflnfllrmllfioo.alteady
~1~tq:&om",lmttat'.properttes or
«bef p.Ml~ ~I'$l~ In~ll1g
modern lIrui histor!cw.riltel'l<reoords.
th.litxeseal'clter must 1!e able to
;<\f.tfi(Sp!11d1ilM MWtl\iil PQte~lIAl
,inti>1tlfatlOJl Will iafftilf tbtIdefinlfi!i)11
oftileamlel{l. Theint_donllkely
,t~he Qbl\l1ne4 ~m a parttculllT
:pro~fy. ,mustamflrm,;reEute, or
$lpplen!e1:'tjnanJmpDttanI-way
aldliU.\li MJlrmati1in-
Apl1OJI'dy Is lIIItell8flile if it
.:.annbl: be'1elabld to II partlculal' time
'~:dod iilt<!dfbl;tl.d S"oIlFHlnd; as a
~ull, lal1~ IUlYhllltork ~Jl!~t
wifhln whiehto ~alUate lhe Impor
t3l\Ce of ,the IntQfmil.fl.on 10 begali!led.
I;)BVIiWPING RE5EARCll
OUESnONS
Ha:ring established theimpor1:ance
of~ b'lfln'ttulli<l.II tl'uu mil)' be
~red, ;11$ ~~ 10 be I!l<plidt
in demONtmflng the connection
between the important information
aOOa IIpecifj;c propetty. One liP
proach is to determtne if specific
Important research questions can be
answered by the data contained in the
ESTABUSHING THE
PRESENCE OF ADEQUATE
DATA
To su pport the assertion that ~
property has the data necessary. to
provide the important l~forll1atJon,
the property should be investIgated
with techniques sufficient to establish
the presence of relevant d~t~ catego
ries. What constitutes appropriate
investigation techniques would
depend upon specific ~ircumstances
including the property s Itlcatl0n,
condition, and the research tjuestions
being addressed, and could range
from surface survey (or photographic
survey for buildings), to the applica
tion of remote sensing techniques or
intensive subsurface testing. Justifica
tion of the research potential of a
property may be based on anal~gy to
another better known property If
sufficient similarities exist to establish
the appropriateness of the analogy.
Eligible
• Data requirements depend on
the specific research topics and
questions to be ilddressed. To
continue the example in "De
veloping Research Questions"
a bove, we might want to Mcer
tain the following with refer
enee to questions A, B, and C:
A) The site contains Ceramic
Type X in one or more occupa
tion levels and we expect to be
able to document the local
evaluatloll of the type or its in
trusi.ve nature. B) The hearths
contain datable carbon deposits
and are associated with more
than one occupation. C) The
midden deposits show good
floral/faunal preservation, and
we know enough about the
physical evolution of food
plants to interp~et ~igns that
suggest domestlcatlOn.
Not Eligible
• Generally, if the applicable re
search design requires clearly
stratified deposits, then subsur
face investigation techniques
must be applied. A site com
posed only of surface materials
cim not be eligible for its poten
tial to yield information that
could only be found in strati
fied deposits.
INTEGRITY
The assessment of integrity for
properties considered for information
potential depends on the data require
ments of the applicable research
design. A property possessing
information potential does not need to
recall <,jsllallv an event, person,
process, or c'onstructi~n t~chnique. 1t
is important that the slgmfIcant. data
contained in the property remam
sufficiently intact to yield the ex
pected important information, if the
appropriate study techniques ore
employed.
Eligible
• An irrigation system-signifi
cant for the information it will
yield on early engineering
practices Can still be eligible
even though it is now filled in
and no longer retains the ap
pearance of an open canal.
Not Eligible
• A plowed archeological site
contains several superimposed
components that have been
mixed to the extent that arti
fact assemblages cannot be re'
constructed. The site cannot
be eligible if the da ta reqUire
ments of the research design
call for the study of artifacts
specific to one component.
'---.------------
PARTL YEXCA VATED OR
DISTURBED PROPERTIES
The current existence of appropri
ate physical remains musl be ascer
tained in considering a property's
ability to yield important information.
Properties that have been partly
excavated or otherwise disturbed and
that are being considered for their
potential to yield additional impor
tant information must be shown to
retain that potential in their remaining
portions.
Eligible
• A site that has been partially
excavated but still retllins sub·
stantial intact depOSits (or a
site in which the remaining de
posits are small but contain
critical information on a topic
that is not well known) is eli
gible.
Not Eligible
• A totally collected surface site
or a completely excavated bur
ied site is not eligible since the
physical remains capllble of
yielding important informa
tion no longer exist at the site.
(See Completely Excavatea Sites,
on page 24, for exception.)
Likewise, a site tha t has been
looted or otherwise disturbed
10 the e,tenl that the remain
ing cultural materials have lost
their important depositional
context (horizontal or vertical
location of deposits) is not eli
gible.
• A reconstructed mound or
other reconstructed site will
generally not be considered
eligible, because original cui·
tural materials Or context or
both have been lost.
23
COMPLETELY EXCAVATED
SITES
Properties that have yielded
important information in the past and
that no longer relain additional
research potential (such as completely
exca vated archeological sites) must be
assessed essentially as historic sites
under Criterion A. Such sites must be
significant for associative values
related to: 1) the importance of the
data gained or 2) the impact of the
property's role in the history of the
development of anthropology /
archeology or other relevant disci
plines. likE! other historic properties,
the site must retain the ability to
convey its association as the former
repository of important information,
the location of historiC events, or the
representative of important trends.
24
EligibJe
• A property that has been exca
vated is eligible if the data re
covered was of such impor
tance that it influenced the di
rection of research in the disci
pline, as in a site that clearly
es ta blished the antiquity of the
human occupation of the New
World. (See Criterion A in
Pari VI: How lo1denfify lite
Type Of Significance of a Properly
and Criteria Consideration G
in Pari VII: How to Apply tile
Criferia Consideratio11s.)
Not Eligible
• A totally excavated site that at
one time yielded important in
formation but that no longer
can convey either its histOric/
prehistoric utilization or sig
nificant modern investigation
is not eli gi ble.
VII. HOW TO APPLY THE
CRITERIA CONSIDERATIONS
INTRODUCTION
Certain kinds of properties are not
usually considered for listing in the
National Register: religious proper
ties, moved properties, birthplaces
and graves/ cemeteries, reconstructed
properties, commemorative proper
ties, and properti.es achieving signifi
cance within the past fifty years,
These properties can be eligible for
listing, however, if they meet spedal
requirements, called. Criteria Consid
erations/ in addition to meeting the
regulilf requirements (that is, being
eligible under one or more of the four
Criteria and possessing integrity),
Pari VII provides gUidelines for
determining which properties must
meet these special requirements and
for applying each Criteria Consider
ation,
The Criteria Considerations need to
be applied only to individual proper
ties, Components of eligible districts
do not have (0 meet the special
req uirements unless they mn ke up the
majority of the district Or are the focal
pOint of the district. These are the
genera I steps to follow when applying
the Criteria Considerations to your
property:
• Before looking at the Criteria
Considerations, make sure your
property meets one or more of
the four Criteria for Evaluation
and possesses integrity,
• If it does, check the Criteria Con
siderations (next column) to see if
the property is of a type that is
usually excluded from the Na
tional Register, The sections that
follow also list specific examples
of properties of each type, If
your property clearly does 110/ fit
one of these types, then it does
not need 10 meet any special re
quirements,
• If your property does fit one of
these types, then it must meet the
special requirements stipulated
for that type in the Criteria Con
siderations.
CRITERIA
CONSIDERATIONS*
Ordinarily cemeteries, birthplaces,
or graves of historical figures, proper
ties owned. by religious institutions or
used for religious purposes, structures
that have been moved from their
original locations, reconstructed
historic buildings, properties prima
rily commemorative in nature, and
properties that have achieved signifi
cance within the past fifty years shall
not be consid~red eligible for the
National Register, However, such
properties will qualify if they are
integral parts of districts that do meet
the criteria or if they fall within the
following categories:
a, a religious property deriving pri
mary significance from architec
tural or artistic distinction or his
torical importance; or
b. a building or structure removed
from its original location but
which is significant primarily for
architectural value, or which is
the surviving structure most im
portantly associated with a his
toric person or event; or
c, a birthplace or grave of a histori
cal figure of outstanding impor
tance if there is no appropriate
site or building directly associ
ated with his or her productive
life; or
d, a cemetery which derives its pri
mary significance from graves of
persons of transcendent impor
tance, from age, from distinctive
design features, from association
with historic events; or
e, a reconstructed building when
accurately executed in a suitable
environment and presented in a
dignified manner as part of a res
toration master plan, and when
no other building or structure
with the same association has
survived; or
f. a property primarily commemo
rative in intent if design, age, tra
dition, or symbolic value has in
vested it with its 'own exceptional
significance; Of,
g, a property achieving significance
within the past SO years if it is of
exceptional importance.
*The Criteria Considerations are taken from
the Criteria (or Evaluation, found in the Coot' of
federal Reg.tiatioIfS. Tille 36, Part 6V,
25
CRITERIA CONSIDERATION.A:
RELIGIOUS PROPERTIES
A religious property is eligible if it derives its priti1my significance from nrchitecturnl or artistic distinction or historical
importance.
UNDERSTANDING
CRITERIA
CONSIDERATION
A: RELIGIOUS
PROPERTIES
A religious property requires
justification on architectur~1, artistic,
or· historic grounds to avoid any
appearance of judgment by govern
ment about the validity of any reli
gion or belief. Historic significance
for a religious property cannot be
established on the merits of a reli
gious doctrine, but rather, for archi
tectural or artistic values or for
important historic or cultural forces
that the property represents. A
religious property's significance
under Criterion A, B, C, or D must be
judged in purely secular terms. A
religious group may, in some cases,
be considered a cultural group whose
activities are significant in areas
broader than religious history.
Criteria Consideration for Reli
gious Properties applies:
26
• If the resource was constructed
by a religious institu tion.
• If the resource is presently
owned by a religious institution
or is used for religious purposes.
• If the resource was owned by a
religious institution or used for
religious purposes during its Pe
riod of Significance.
• If Religion is seJected as an Area
of Significance,
EXllmples of Properties Hlat MUST
Meet Criteria C01lsideratio1l A; Reli
giotts Properties
• A historic cilllrcil wilere all ill1l'01'
fnnf.HOJl-rcligioHs ('ilt'lIl occurred,
Sllcil as a sp"cch 1>.'/ Plltrick H"lIr)l,
• A historic $.vllt1g0~'iIi(, tlmt is sigtlifi~
calli for archilecture.
• A private! rl.'sidtl llCt.' is file sift' of n
111eetil18, imporlal1! to rl'l(r;:ioltS his
lor.v·
• A cOllllllcrcillllJlock lI,al is cllrrmlly
oWllcd as all illt'eMllle,,1 properlyl>y
t1 re1i~iotts illStitlifiOlL
• A historic district ill 'wlliclt rd/~,,?ioN
was eillier a predon/hllllll or siglllfi
enllt {ullcfioll dllrillg Ihe period of
slgllifim"ce.
Example of Properties tlrilt DO NOT
Need to Meet Criteria COl/sideratiolt
A; Religiolls Properties
• A residential or cOlllmercial distriel
tllat currently cOlltai"s II small 1111111-
ber of cilllrcl;es lital are HO/ a pre
dOlllillall1 featil re of tire distriel.
• A towlIlITeelillg hall thai Sewes as
tlte cellter of cOll1l1amil.v aClivily and
ilOuses a wide variety of public
and primte meelings, including re/i'
Sious service. Tbe resource is sig
Ilificant for archilectllre and poli/ics,
and tlte religious fwlttloll is incidell
tal.
• A lown ltall, significanl {or politics
frol1l1875 to 1925, Ihal housed
religious services duritiS the 19.105,
Since the religiolls fUllctiol1 occurred
afler tlte Period of Slgllificallce, Ihe
Criteria COl/siaeratioll does /lot ap
ply.
APPLYING
CRITERIA
CONSIDERATION
A: . RELIGIOUS
PROPERTIES
ELIGIBILITY FOR HISTORIC
EVENTS
A religious property can be eligible
under Criterion A for any of three rea
sons:
• It is significant under a theme in
the history of religion having
secular scholarly recognition; or
• It is Significant under another his
torical theme, such as explora
tion, settlement, sodal philan
thropy, or education; or
• It is significantly associated with
traditional cultural values.
RELIGIOUS HISTORY
A religious property can be eligible
if it is directly associated with either a
specific event or a broad pattern in the
history of religion.
Eligible
• The site of a convention at
which.a signifleant denomina-.
tional split occurred meets the
requirements of Criteria Con
sideration A. Also eligible is a
property that illustrates the
broad impact of a religious in
stitution on the history of a lo
cal area.
Not Eligible
• kreligious property cannot be
eligible simply because was
the place of religious services
for a community, or was the
oldest structure used by a reli
gious group in a local area,
ornER HISTORICAL
THEMES
A religious property can be eligible
if it is directly associated with either a
specific event or a broad pa ttern that
is significant in another historic
context. A religious property would
also qualify if it were significant for
its associations that illustrate the
importance of a particular religious
group in the soda I, cultural, eco
nomic, or political history of the area.
Eligibility depends on the importance
of the event or broad pattern and the
role of the specific property.
Eligible
• A religious property can
qualify for its important role
as a t~mporary hospital during
the Revolutionary War, or if its
school was significant in the
history of education in the
community.
Not Eligible
• A religious property is not sig
nificant in the history of edu
cation in a community simply
because it had occasionally
served as a school.
TRADITIONAL CULTURAL
VALUES
When evaluating properties
associated with traditional cultures, it
is important to recognize that often
these cultures do not make clear
distinctions between what is secular
and what is sacred. Criteria Consider
ation A is not intended to.exclude
traditionaLcultural resources merely
because they have religious uses or
are considered sacred. A property or
natural feature important to a tradi
tional culture's religion and mythol
ogy is eligible if its importance has
been ethnohistorically documented
and if the site can be dearly defined.
It is critical, however, that the activi
ties be documented and that the
associations not be so diffuse that the
physical resource cannot be ad
equately defined.'
Eligible
• A specific location or natural
feature that an Indian tribe be
lieves to be its place of origin
and that is adequately docu
mented qualifies under Crite
ria Consideration A.
ELIGIBILITY FOR HISTORIC
PERSONS
A religious property can be eligible
for association with a person impor
tant in religious history, if that
significance has scholarly, secular
recognition or is important in other
historic contexts. Individuals who
would likely be considered significant
are those who fonned or significantly
influenced an important religious
institution or movement, or who were
important in the ~ocial, economic~ or
politiCal history of the area. Proper
ties associated with individuals .
important only within the context of a
single congregation and lacking
importance in any other historic
context would not be eligible under
Criterion B.
Eligible
• A religious property strongly
associated with a religious
leader, such as George
Whitefield or Joseph Smith, is·
eligible.
\
&For more inform!'ltion On applying Criteria Considerl'lHon A to traditional cultural properties,
refer to National R{!gls/~r BlllI('till: Glliddiues for E.llallloting alia DCCUtrlt'lItillg Trnditicmal Culturat
Propertit's.
27
EUGUnbI'fY FOR
Alt(;MI'mCTURAL QR
ARTISTIC DISTINCTION
ELiGIBILllY fOR . ABILITY TO REFLBCT
lNFORMAnON POTENTIAL HlSTORICASSOCIATIONS
el!:glll!!
~ A, .. l!ltlt01'. t.~ "'. lI\I:1,p m.· ~.ling.giS,ti':u:t {hIlJ~i\I·tbI1re:q\llre'
:mlm'!s:·ofCrilWion Cfor ibl siS
:nlfi!!llIllreAS,al:ype pfrons.l1'l,lc
illllll!!.(!11glble.
.• A~e)j~s p~oPl!lty, wheth~ it
dl~td~J" $Jtll, bwn.n~g. Sltu~re, Or
ob~, :ls1!lIaMl! 1m ~u yield \mpot
.tant ir<formationalmut Ihe.rel~llils
praclicesoi acultural$1'Oup orolher
l\l$,tPtk: thet!iel!. This'ldnd ofptoperty
should \luvllllla~ 'lI$ are other
,p"~tleB'lUlderCrnerlon 0, in
xelailon 1D iSimllll!" p"Jlf'ertLes, other
ioiotlrtat:ioh'iiO:ulO1S, aild e)tlsting dill!>
/}4p$·
OffnlQ Crmsld_tJIffl )t -R.l~uslfmpn'6" . .4 r:il~s properly mnqlflllify
115 ilft~!f~~:tfJ fhl. Cf;iterlit if 11lf!/!!'~r41ly $lglll!i(fl!nf. '!'he ChI/I'IIh of tile
~1I'ltt.tg Itt R()ud)Qt',IbIlrt)tlle Par/sll, LouY$/Pitit, fJlI411fiirli tiMtareexalllpie in Ihe Stale
.of a l!!th century small frame Gothic RMval sfyle chapel. (Rober! Ol>ier)
28
E¥IJ!'
• Achwch built in the 18th ceo
(<<1o/1I,!(llJlterl!d~Oild recog
nition mII\1l1!il.tn c-en'tUrr is
l!llgiMeunty If the additions
~ 11l'1po11lll'ltjl'lth.ll'nllelve\l ,as
111\ _pit! of Iale 19th l:Em
~:Y' .afclitli!~~:o.r 4s,a .r<!flee
.li.lmW;l!nol~Il~tru:t1 p!!l'Io/l of
r~~~a'tion'$ tr<>wth.
Notm~glble
• 1\ ayWiSogue built in the 1920s
~m 'I1j 1l1igtJ1i!lfl:>r th!ll:m
k'0~tant4lcflvrtt~oOftfscp11gre
gi!.(tOfi in the lllth aM 19th
<!$)b.lJ.'I..i It IiWLllI;'(ly b;! I'll
gib1e .tor &\~nlf!CRnCl! obtained
«fler ,~S j;9I1struellon datt\-
o A 1Ut.a11l/!/1 t!¢ntlll'}'·ll'aiJi.e
chur;:h :ret;entlysttealhedin
briek III nohlislbJebecausa it
1m~ lo§t 115 cbaracreristic liP
p:ta.l'lj~ and tl1l!m(ol# C!UI nQ
~rconvey 1ta 1I!thceniury
IIIgriliicanCl\. either for ar.chl
~1:YI'i\llla:lite 9f hi~tQricasso
etitfion.
CRITERIA CONSIDERATION B:
MOVED PROPERTIES
A properly removed from its original or historically,significant location can be eligible if il is significanl primarily
. for archiledural value or it is Ihe surviving property most imporlantly associated with a historic person or event.'
UNDERSTANDING
CRITERIA
CONSIDERATION
B:MOVED
PROPERTIES
The National Register criteria limit
the consideration of moved properties
because significance is embodied in
locations and settings as well as in the
properties themselves, Moving a
property destroys the relationships
between the property and its sur
roundings and destroys associations
with historic events and persons. A
move may also cause the loss of
historic features such as landscaping.
fou nda lions, and chimneys, as well as
loss of the potential for associated
archeological deposits. Properties
that were moved before their period of
significance do not need to meet the
special requirements of Criteria
Consideration B.
One of the basic purposes of the
National Register is to encourage the
preservation of historic properties as
, living parts of their communities. In
keeping with this purpose, it is not
usual to list artificial groupings of
buildings that have been created for
purpos"s of interpretation, protection.
or maintenance, Moving buildings to
such a grouping destroys the integrity
of location and setting, and can create
a false sense of historic development
APPLYING
CRITERIA
CONSIDERATION
B: MOVED
PROPERTIES
ELIGIBILITY FOR
ARCHITECTURAL VALUE
A moved property significa nt
under Criterion C must retain enough
historic features to convey its architec
tural values and retain integrity of
design, materials, workmanship,
feeling, a.nd association.
Examples of Properties tllat MUST
Meet Criteria COllsideratioll B:
Moved Properties
• A reSOllrce IJIOl!1!d from one {OcatiOIl
Oil its origillll' sile /0 allOlher loca
lion 011 tl,e properly, during or afler
ils Period of Siglllfica lice. '
• A dlslricl ill widell a slgllificalli
nllmber of resollrce:; lIave bee"
lIIoved from tlleir originallocalion.
• A dlslricl wlliel. "as aile moved
bllilding Ilia/ makes an especia/It;
sigllificalll con/ribu/io,. to Ihe dis
tricl.
• A portable resource, Sliell as" slrip or
railroad car, Ihat is relocaled 10 a
"lllce iI/compatible wit II its origilla/
f"nclion. <
• A portable resource, such as n ship or
railroad car, wllose imporlallce is
critienlly linked to ils historic loca
tioll or roule and thai is moved.
Examples of Properties tIlt, t DO NOT
Need to Meet Criteria Consideration
B: Moved Properties
• A property that is moved prior tO'ils
Period of Significa,.ce.
.• A dislrict in which only a small per
celffage of typical bui/dings in n dis
trict are moved.
• A moved building that is pari of a
complex but Is of less sigllificance
Illan the remaining (unmoved)
buildings. .
• A portable resource, such as a ship or
railroad car, that is eligible under .
Criterion C and is moved within its
natural setting (water, rails, etc.).
• A property 1/101 is raised or lowered
all its foundations.
29
ELIGIBILITY FOR HISTORIC
ASSOCIATIONS
A moved property significant
under Criteria A or B must be demon·
strated to be the surviving property
most importantly associated with a
particular historic event or an impor·
tant aspect of a historic persol1's life.
The phrase "most importantly associ
ated" means that it must be the single
surviving property that is most
closely associated with the event or
with the part of the person's life for
which he or she is significant.
30
Eligible
• A moved building occupied by
a 11 business woman during the
majority of her productive ca
reer would be eligible if the
other extant properties are a
house she briefly inhabited
prior to her period of signifi
cance and a commercial build
ing she owned after her retire
ment.
Not Eligible
• A moved building associated
with the beginning of rail
transportation in a community
is not eligible if the original
railroad station and ware·
house remained intact on their
original sites.
SETTING AND
ENVIRONMENT
In addition to the requirements
above, moved properties must still
have an orientation, setting, and
generaf'etwironment that nre compa
rable to those of the historic location
and tha tare compnlible with the
property's significance,
Eligible
• A property signifiamt as an
example of mid·19th century
rural house type can be eli·
gible after a move, proVided
that it is placed On it lot that is
sufficient in si;ze and character
to recall the bi\sic qualities of
the historic environment and
setting, and provided tl"1t the
building is sHed appropriately
in relation to natural and
manmade surroundings.
Not Eligible
• A rural house that is moved
into an urban area and it
bridge that is no longer situ
ated over a waterway are not
eligible.
ASSOCIATION DEPENDENT
ON THE SITE
For a property whose design values
or historical associ.ations are directly
dependent on its location, any Inove
will cause the property to lose its
integrity and prevent it from convey
ing its significance.
Eligible
• A farm structure significant
only as an example of'a
method of construction pecu
liar to the local area is still eli·
gibleif it is moved within that
local area and the new setting
is similar to that of the original
location.
Not Eligible
• A 19th century rural residence
that was designed around par
ticular topographic features,
reflecting that time period's
ideals of environment, is not
eligible if moved .
\
\
PROPERTIES DESIGNED TO
BE MOVED
A property designed to move or a
property frequently moved during its
historic use must be located in a
historically appropriate setting in
order to 'jualify, retaining its integrity
of setting, design, feeling, and assoda
tion. Such properties indude automo
biles, railroad cars and engines! and
ships.
Eligible
• A ship docked in a harbor, a
locomotive on tracks or in a
rnilyard, and a bridge relo
cated from Olle body of water
to another are eligible.
Not Eligible
• A ship on land in a park, a
bridge placed in a pasture, or a
locomotive displayed in an in
door museum are not eligible.
ARTIFICIALLY CREATED
G~OUPINGS
An artificially created grouping of
buildings, structures, or objects is not
eligible unless !thas achieved signifI
cance since the time of its assemblage.
It cannot be considered as a reflection
of the time period when the indi
vidual buildings were constructed.
Eligible
• A grou ping of moved historic
build ings whose crealion
lharked the beginning of a ma
jor concern with past lifestyles
can qualify as an early attempt
al historic preservation and as
an ilIustralion of that genera
Han's values,
Not Eligible
• Arural district composed of a
farmhouse on its origina I site
and a grouping 01 historic
barns recently moved onto the
property is not eligible.
PORTlONS OF PROPERTIES
A moved portiDn of a building,
structure, or object is not eligible
because, as a fragment of a larger
resource, it has lost integrity of
design, setting, materials, workman-'
ship, and location.
,
\
31
CRITERIA CONSIDERATION C:
BIRTHPLACES OR GRAVES
A birthplace or grave of a historical figure is eligible if the person is of outstanding importance and if there is no
other appropriate site or building directly assoda'ted with his or her productive life.
UNDERSTANDING
CRITERIA
CONSIDERATION
C: BIRTHPLACES
AND GRAVES
Birthplaces and graves oflen attain
importance as reflections of the origins
of important persons or as lasting
memorials to them. The lives of
persons significant in OUr past nor
mally are recognized by the National
Register through listing of properties
illustrative of or associated with that
person's productive life's work.
Birthplaces and graves, as properties
that represent the beginning and the
end of the life of distinguished indi
Viduals, may be temporally and
geographically far removed from the
person's significant activities, and
therefore are not usually considered
eligible.
Examples of Properties tlwt MUST
Meet Criteria Cons/deratioll C: Birtll
places and Graves
• The birrhplace Of a significant person
wlro lived elsewhere during Iris or her
Period of Significance.
• A grave that is nominated for its as
sociation with the significant person
buried in iI.
• A grave that is 1I0minated for illfor-
mation potential.
Examples of Properties that DO NOT
Need to Meet Criteria Consideratiotl
C: Birthplaces and Graves
32
• A house that was inhabited by a sig
nificant person for his or lIfT mtire
lifetime.
• A grave locn ted on the grol/nds of the
house where a significant perSall
spent his or her productive years.
APPLYING
CRITERIA
CONSIDERATION
C: BIRTHPLACES
AND GRAVES
PERSONS OF
OUTSTANDING
IMPORTANCE
The phrase "a historical figure of
outstanding importance" means tbat
in order for a birthplace or grave to
qualify, it cannot be'simply the
birthplace or grave of a person
significant in our past (Criterion B). It
must be the birthplace or grave of an
individual who was of outstanding
importance in the history of the local
area, State, or nation. The birthplace
. or grave of an individual who was
one of several people active in some
aspect of the history of a community,
a siate, or the Nation would not be
eligible.
LAST SURVIVING
PROPERTY ASSOCIATED
WITH A PERSON
When an geographical area
strongly associated with a person of
outstanding importance has lost all
oth,;,r properties directly associated
with his or her formative years or
productive life, a birthplaQe or grave
mny be eligible.
ELlGlJUL1l"'f:POROTHER
AStIOQ'A,1.1ONS
:n
C.' ·n"TE'.·· '··RI.··· ·A'· ,C.····,Q.·· '·N·· '5·'.1·' .D· ". ED 4r-r1: .0' 'N.· .... D· • .lU .' " . '. .. ..... ~.l..... . .•
CEME'ItERIES
Acentelillf ille"&i~1e iHtdedws]t$ ;1tnr10/ s'lgruticanilefr.om ,..,1\'68 of per .sons of. triUllit'endent impottMo:e, from
lIS<l,..~~1Il !UlItllld,lYe d~tll'\ featllrlll, lir (tQIt) v$odathlll wUh.hliltl'irI( eYIll\ts.. .
&ll'mp~80rp'lJpertlI18fhttt.MUST
Meet :fJrlteriR C.onHiJfJu4.tio:sD.
Cflfwl~s
EmmplelJ Ii! P-mpm:tIlS thlltDONOT
NIfI1Il tpMl!et ·O<lterlll.Cllnsi4emtilm
D, C,mll!tm~
• Acemefewthat is 1IIJmimteiJ a!olll
wl.th its ll~tQ'J.ild ~1Ju(cJ,i, but the
lihilteli i.!i.lh~mlll!ft'~·1J/)mi·
IfI(leti.
• A~m:ntf8J1l ihal ~./ll!1/Ilnated UJltler
CtiJetirm D for /ji!flrmlJfiim pillen
till!.
• A ~met6'Y tb4lls I1Dmina/eti nit 1Mrl
oj Q.dlslrl~lbul f~ n.Ql tllii /IJINI! point
olthe dl!tr.icl. .'
'C~C,,#9Jlfl!ratloll D· Cll/lltteries. The HallQ(Jck C'fflllt,"1I, Quincy, Ncrfolk
\4;l1!t.\ltl MflWlC/rulfctts melfls tlJe ex.ception /() the Cr/ler!!! because it IierlWl> its
prlm4ry~nte from ils great age (the carUe.ql burials dale #_16401 and fr0111
the dl5f..Plcliuedesign features found in its riel! collection of late 171h and early 18th
century fUlwrary art. (N. Hobart Holly)
. 34
APPLYING
CllITBB:tA
CONSIDIUtATlON
D:CEMETmUEB.
PlUlSQNS,QP
TRANSCBNDENT
IMltOltTANCE
. A cemalery··rontalnltlg. the graves
01 petsOO1~ cl tlanacend1a.nt nnp.<'lltance
mlly~,!iI'g""l~cTIi! ~ oh~!lPsc.~Eirit
impnrlatme l11e per,sons lllUlit .hav"
beiin :dl',great eminemle in lheirfield.s
qf 11¥rd.~jjYO'f(fr Aad", gr(t<l13~~Il.j)t
upotr tnal1l!ltory of lheir..wnllllunlty.,
s.t'a~ PUIIIJiQn, 1A $illite grave &&1
is l!jt 1.'llldill p1l\.~ Of jI'I\ U\lp01\tlmt
personarrdJalli!mtteii la a fllra"]'
ee~y Old dl'lf!!l.nllhlull.lltr undli'T
tliI. Cfl:tti~laC()rtetd'lir.tit.il'i).'t $h!)Wd be
trJ!ll\ed' under Crit~ria CQnsideration
C;· Bli'(hpla~es 'ana Glmves.)
i!Jlgtb)e
·lb.hl~(!PC Gemellii}' ¢Dn!'ilinll1g
the. gtaves of ell !lumber 'Of per-
1;1'105 whQ _re.ellceptlt!l'la~1Y
.t!gmilCil'l\11n qeter.!Ul:i'lmg the
~t\tlli!.~fa fitattfs peJltielll or
'OOQllOnuc:· hl!lwrydunng a par
lkula1 perloe:! Iseligitilll.
NQtlll~ble
• ""<i.I)m.et!!rycon~il)ing $ra~s
of !;rta'fe lealslalors Is no! eli
Wb1!!'ihhl!Y slmplypetfurmed
~be dally bu:sltiess (jt$lAte gov
ernment aI)(! <lid nJilthaYe an
out!itand!ng Impact upon the
natureilnd direction of the
Slate's history.
ELIGIBILITY ON THE BASIS
OF AGE
Cemeteries can be eligible if they
have achieved historic significance for
their relative great age in a particular
geographic or cultural context.
Eligible
• A cemetery dating from a
community's original 1830s
settlement can aitain signifi
cance from its association with
tha t very early period.
ELIGIBILITY FOR DESIGN
Cemeteries can qualify on the basis
of distinctive design values. These
values refer to the same design values
addressed in Criterion C and can
include aesthetic or technological
achievement in the fields of city
planning, architecture, landscape
architecture, engineering, mortuary
art, and sculpture. As for all other
nominated properties, a cemetery
must clearly express its design values
and be able to convey its historic
appearance.
Eligible
• A ViCtorian cemetery is eli
gible if it clearly expresses the
aesthetic principles related to
funerary design for that pe
riod, through such features as
the overall plan, landscaping,
statuary, sculpture, fencing,
buildings, and grave markers.
Not Eligible
• A cemetery cannot be eligible
for design values if it no
longer conveys its historic ap
pearance because of the intro
duction of new grave markers.
ELIGIBILITY FOR
ASSOCIATION WITH
EVENTS
Cemeteries may be associated with
historic events induding specific
important events or general events
that illustrate broad patterns.
Eligible
• A cemetery associated with an
important Civil War battle is
eligible.
• A cemetery associated with the
settlement of an area by an
ethnic or cultural group is eli
gible if the movement of the
group into the area had an im
portant impact, if other prop
erties associated with that
group are rare, and if few
documentary sources have
survived to provide informa
tion about the group's
history.
Not Eligible
• A cemetery associated with a
battle in the Civil War does
not qualify if the battle was
not important in the history of
the war. ' ,
• A cemetery aSSOciated with an
area's settlement by an ethnic
or cultural group is not eli
gible if the impact 01 the group
on the area cannot be estab
lished, if other extant historic
properties better convey asso
ciation with the group, or if
the information that the cem
etery can impart is available in
documentary sources.
ELIGIBILITY FOR
INFORMATION POTENTIAL
Cemeteries, both historic and
prehistoric, can be eligible if they
have the potential to yield important
information. The information must be
important within a specifk context
and the potential to yield information
must bedemonstrated~
A cemetery can qualify if it has.
potential to yield importarit informa
tion provided that the information it
contains is not available in extant
documentary evidence.
Eligible
• A cemetery associated with the
settlement of a particular cul
tural group will qualify if it
has the potential to yield im
portant information about sub
jects such as demography,
variations in mortuary prac
tices, or the study of the cause
of dea th correlated wi th nutri
tion or other variables.
35
INTEGRITY
Assessing the integrity of a historic
cemetery entails evaluating principal
design features such as plan, grave
markers, and any related elements
(such as fencing). Only that portion
of a historic cemetery that retains its
historicintegrity can be eligible. If the
overall< integrity has been lost because
of the number and size of recent grave
markers, some features such as
buildings, structures, or objects that
retain integrity may be considered as
individual properties if they are of
such historic Or artistic importance
that they individually meet one or
more of the requirements Hsted
above.
36
NATIONAL CEMETERIES
National Cemeteries administered
by the Veterans Administration are
eligible because they have been
designated by Congress as primary
memorials to the militMY history of
the United States. Those areas within
a deSignated national cemetery that
have been used or prepared for the
reception of the remains of veterans
and their dependents, as well as any
landscaped areas that immediately
surround the graves may qualify.
Because these cemeteries draw their
significance from the presence of the
remains of military personnel who
have served the country throughout
its history, the age of the cemetery is
not a factor in judging eligibility,
although integrity must be prl'sent.
A national cemetery or a portion of
a national cemetery that has only been
set aside for use in the fu lure is not
eligible,
\
CRITERIA CONSIDERATION E:
RECONTRUCfED PROPERTIES
A reconstructed property <is eligible when it is accurately executed in a suitable environment aud presented in a dig
nified manner as part of a restoration master plan aud when no other building or structure with the same associations
has survived_ All three of these requirements must be met.
UNDERSTANDING
CRITERIA
CONSIDERATION E:
RECONSTRUCTED
PROPERTIES
)'Reconstruction" is defined as the
rep rod uction of the exact form and
detail of a vanished building, struc
ture, object, or a part thereof, as it
appeared at a specific period of time.
Reconstructed buildings fall into two
categories: buildings wholly con
str<ucted of new materials and build
ings reassembled from some ~istoric
and some neW materials. Bot!ycatego
ries of properties present proolems in
meeting the integrity requirements of
the National Register criteria.
Examples of Properties that MUST
Meet Criteria Consideration E: Recon
structed Properties
• A property in which most or all of the
fabric is not original.
• A district in which an important re
sOl/rce or a significant nllmber of re
sources are reconsJructions.
Examples of Properties that DO NOT
Need to Meet Criteria Consideration E:
Reconstructed Properties
• A property that is remodeled or reno
vated arid still has Jhe majority of lis
original fal>rlc.
APPLYING
CRITERIA
CONSIDERATION E:
RECONSTRUCTED
PROPERTIES
ACCURACY OF THE
RECONSTRUCTION
The phdse "accurately executed"
means that the reconstruction must be
bas<!d upon sound archeological,
architectural, and his tor/(; data con
cerning the historic construction and
a ppearance of the resource. That
documentation should include both
analYSis of any above Or below ground
material and research in written and
other records.
SUITABLE ENVIRONMENT
The phrase "suitable environment"
refers to: 1) the physical context
provid<!d by ihe historic district and
2) any interpretive scheme, if the
historic district is used for interpretive
purposes. This mellns .thal the
reconstruct<!d property must be
located at the Same site as the original.
It must also be situated in its original
grou'ping of buildings, structures, and
objects <as many as are extant), and
that grouping must retain integrity.
In addition, the reconstruction must
not be misrepresented as an authentic
historic property.
Eligible
• A reconstruct<!d plantation
manager's office building is
considered eligible because it
is located at its historic site,
grouped with the remaining
historic plantation buildings
and structures, and the planta
tion as a whole retains integ
rity. Interpretation of the
plantation district includes an
. explanation that the manager's
office is notlhe original build
ing, but a reconstruction.
Not Eligible
• The same reconstructed plan
tation manager'S office build
ing would not qualify if it
were rebuilt at a location dif
ferent from that of the original
building, or if the district as"
whole no longer reflect<!d the
period for which it is signifi
cant, or if a misleading inter
pretive scheme were us<!d for
the district or lor the reCOn
struction itself.
37
RESTQRA TION MASTER
PLANS
Being presented "as part of a
restoration master plan" means that:
1) a reconstructed property is an
essential component in a historic
district and 2) the reconstruction is
part of an overall restoration plan for
an: entire district. "Restoration" is
defined as accurately recovering the
fonnand details of a property and its
setting as it appeared at a particular
period by removing later work or by
replacing missing earlier work <as
opposed to completely rebuilding the
properly). The master plan for the
entire property must emphasize
restoration, not reconstruction. In
other words, the master plan for the
entire resource would not be accept
able under this conSideration If it
calle<;\ for reconstruction of a majority
of the resource.
Eligible
• A reconstructed plantation
rna nager's office is eligible if
the office were an Important
component of the plantation
and if the reconstruction is one
element in an overall plan for
restoring the plantation and if'
no other building or structure
with the same associations has
survived .
• The reconstruction of the plan
tation managers office build
ing can be eligible only if the
majority of buildings, struc
tures, and objects that com
prised the plantation ar,e ex
tant and are being restored.
For guidance regarding resto
ration see the Secretary of the
Interior's Standards for Historic
Preservation Projects.
~' .. --------
38
LAST SURVIVING
PROPERTY OF A TYPE
This consideration also stipulates
that a reconstruction can qualify if, in
addition to the other requu:ements, no
other building, object, or structure
with the same association has sur
vived. A reconstruction that is part of
a restoration master plan is appropri
ate only if: 1) the property is the only
one in the district with which a
particular important activity or event
has been historically associated or
2) no other property with"the same
associative values has survived.
RECONSTRUCtIONS
OLDER THAN FIFTY YEARS
After the passage of fifty years, a
reconstruction may attain its own
significance for what it reveals about
the period in which it was built, "
rather than the historic period it was
intended to depict. On that basis, a
reconstruction can possibly qualify
under any of the Criteria.
\
\
CRITERIA CONSIDERATION F:
COMMEMORATIVE PROPERTIES
A property primarily commemorative in intent can be eligible if design, age, tradition, or symbolic value has invested
it with its own historical Significance.
UNDERSTANDING
CRITERIA
CONSIDERATION F:
COMMEMORATIVE
PROPERTIES
Commemorative properties are
designed or constructed after the
OCcurrence of an important historic
event or after the life of an important
person. They are not directly associ
ated with the event or with the
person's productive life, but serve as
evidence of a later generation's assess w
ment of t he past. Their significance
comes from their value as cultural
expressions at the date of their cre
ation. Therefore, a commemorative
property generally must be over fifty
years old and must possess signifi
cance based on its own value, not on
the value of the event or person being
memorialized.
Examples of Properties that MUST
Meet Criteria ConsiderMio" F:
Conmremora tive Properties
• A property whose sole or primary
fUllction is commemorative or in
whiciJ the commemorative function
is of primary significance.
Examples of Properties tlwt DO NOT
Need to Meet Criteria Consideration
F: Commemorative Properties
• A resotlrce IIwl ',as a nOIl
comlllenroralive primary function
or significance.
• A single marker that is a component
of a district (wlrether contribltting or
/lo/l-con f ribut i IIg).
APPLYING
CRITERIA
CONSIDERATION F:
COMMEMORATIVE
PROPERTIES
ELIGIBILITY FOR DESIGN
A commemorative property derives
its design from the aesthetic values of
the period of its creation. A com
memorative property, therefore, may
be significant for the architectural,
artistic, or other design qualities of its
own period in prehistory or history.
Eligible
• A commemorative statue situ
ated in a park Or square is eli
gible if it expresses the aesthet
ics or craftsmanship of the pe
riod when it was made, meet
ing Criterion C.
• A late 19th century sta tue
erected on a courthouse square
to commemorate Civil War vet
erans would qualify if it reflects
that era's shared perception of
the noble character and valor of
the veterans and their cause.
This was commonly conveyed
by portraying idealized soldiers
or allegorical figures of battle,
victory, or sacrifice.
39
ELIGIBILITY FOR AGE,
TRADITION, OR SYMBOLIC
VALUE
A commemorative property cannot
qualify for associa tion with the event
or person it memorializes. A com
memorative property may, however,
acquire significance after the time of
its creation through age, traditio/!, or
symbolic value. This significance must
be documented by accepted methods
of historical research, including
written or oral history, and must meet
one or more of the Criteria.
40
Eligible
• A commemorative marker
erected by a cultural group
that believed the place was the
site of its origins is eligible if,
for subsequent generations of
the group, the marker itself be
came the focus of traditional
association with the group's
historic identity.
" A building erected as a monu
ment to an important histori-
· cal figure will qualify if
through the passage of time
the property itself has come to
symbolize the value placed
upon the individual and is
, widely recognized as a re
minder of enduring principles
or contributions valued by the
generation that erected the
monument.
• A commemorative marker
erected early in the settlement
or development of an area wHl
qualify if it is demonstrated
that, because of its relative
great age, the property has
long been a part of the historic
identity of the area.
No! Eligible
• A commemorative marker
erected in the past by a cul
tural group at the site of an
event in its history would not
be eligible if the marker were
significant only for association
with the event, and it had not
become significant itself
through tradition.
• A building erected as a monu-'
ment to an important, histori
cal figure would not be eligible
if its only value lay in its asso
dation with the individual,
and it has not come to symbol
ize values, ideas, or contribu
tions valued by the generation
that erected the monument.
• A commemorative marker
erected to memorialize an
event in the community's '
history would not qualify sim
ply for its associa tion with the
event it memoria1jzed.
INELIGIBILITY AS THE
LAST REPRESENTATIVE OF
AN EVENT OR PERSON
The loss of properties directly
associated with a significant event or
person does not strengthen the case
for consideration of a commemorative
property. Unlike birthplaces and
graves, a commemora tive property
usually has no direct historic associa
lion. The commemorative property
can qualify for historic association
only if it is clearly significant in its
own right, as stipulated above.
CRITERIA CONSIDERATIONG:
PROPERTIES THAT HAVE
ACHIEVED SIGNIFICANCE
WITHIN THE LAST FIFil'y YEARS9
A property achieving significance within the last fifty years is eligible if it is of exceptional importance.
UNDERSTANDING
CRITERIA
CONSIDERATION
G: PROPERTIES
THAT HAVE
ACHIEVED
. SIGNIFICANCE
WITHIN THE LAST
FIFTY YEARS
The National Register Criteria for
Evaluation exclude properties that
achieved Significance within the last
fifty years unless they are of excep
tional importance. Fifty years is a
general estimate of the time needed to
develop historical perspective and to
evaluate significance. This consider
ation guards against the listing of
properties of passing contemporary
interest and ensures that the National
Register is a list of truly historic
places.
Examples of Properties that MUST
Meet Criteria Consideration G: Prop
erties that Have Achieved Signifi
cance Within the Last Fifty Years
• A property that is less than fifty
years old.
• A property that continues to achieve
significance into a period less than
fifty y,,,,rs before the nomination,
• A property that has non-contiguous
Periods of Significance. one of which
is less than fifty years before the
nomination.
• A property t hI! t is more than fifty
years old and had no significance
until II period less than fifty years
before the nom ina tion,
Examples of Properties that DO NOT
Need to Meet Critena Consideration
G: Properties that Have Achieved
Significance Within the Last Fifty
Years
• A resource whose construction be
gan over fifty years ago, but the
completion overlaps the fifty year pe
riod Vy a few years Or less,
• A resource that is significant for its
plan or design. which is over fifty
years old, but the actual completion
of the project overlaps the fifty year
period by a few years.
• A historic district in which a few
properties are newer than fifty years
old, but the majority of properties
and the most important Period Of
Significance are grea ter than fifly
years old,
~ For more Information on Criteria Consideration G. refer to Nait'olUll Rt'gis/u BI/lldi,,: Guidelincs for Ellafuarillg ewd Nrmdrwlillg Properties/hal Haile
Achit'lled S£~tlificalla Withm the Last rip!! Years.
41
APPLYING
CRITERIA
CONSIDERATION
G: PROPERTIES
THAT HAVE
ACHIEVED
SIGNIFICANCE
WITHIN THE PAST
FIFTY YEARS
ELIGIBILITY FOR
EXCEPTIONAL
IMPORTANCE
The phrase "exceptional impor
tance" may be applied to the extraor
dinary importance of an event or to
an entire category of resources so
fragile that survivors of any age are
unusual. Properties listed that had
attained significance in less than fifty
years include: the launch pad at Cape
Canaveral from which men first
trave led to the moon, the home of
nationally prominent playwright
EugeneO'Neill, and the Chrysler
. Building (New York) Significant as the
epitome of the "Style Moderne"
architecture.
Properties less than fiftr years old
tha t qualify as exceptiona because the
entire category of resources is fragile
include a recent example of a tradi
tional salling canoe in the Trust
Territory of the Pacific Islands, where
because of rapid deterioration of
ma terials, no working Micronesian
canoes exist that are more than twenty
years old. Properties that by their
na tu re can last more than fifty years
cannot be considered exceptionally
important because of the fragility of
the class of resources.
42
The phrase "exceptional impor
tance" does not require that the
property be of national Significance.
It is a meaSure of a property's impor
tance within the appropriate historic
context, whether the scale of that
context is local, State, or national.
Eligible
• The General Laundry Building
in New Orleans, one of the few
remaining Art Deco Style
buildings in that city, was
listed in the National Register
when it was forty years old be
cause of its exceptional impor
tance as an example of that ar
chitectural style.
HISTORICAL PERSPECTIVE
A property that has achieved
significance within the past fifty years
can be evaluated only when sufficient
historical perspective exists to deter
mine that the property is exception
ally important. The necessary per
spective can be provided by scholarly
research and evaluation, and must
consider both the historic context and
the specific property's role in that
context.
In many communities, properties
such as apartment buildings built in
the 1950s cannot be evaluated because
there is no scholarly research avail
able to provide an overview of the
nature, role, and impact of that
building type within the context of.
historical and architectural develop-
ments of the 1950s. .
NATIONAL PARK SERVICE
RUSTIC ARCHITECfURE
Properties such as structures built
in a rustic style by the National Park
Service during the 19305 and 19405
can be evaluated because a broad
study, National Park Service Rustic
Architecture (1977), provides the
context for evaluating properties of
this type and style, Specific examples
were listed in the National Register
prior to reaching fifty years of age
when documentation concerning the
individual properties established their
significance within the historical and
architectural context of the type and
style.
VETERANS
ADMINISTRATION
HOSPITALS
Hospitals less than fifty years old
that were constructed by the Veterans
Bureau and Veterans Administration
can be evaluated because the collec
tion of forty-eight facilities buill be
tween 1920 and 1946 has been ana
lyzed in a study prepared by the
agency. The study provided a historic
and architectural context for develop
ment of veteran's Care within which
hospitals could be evaluated. The ex
ceptional importance of specific indi
vidual facilities constructed within the
past fifty years could therefore be de
termined based on their role and their
present integrity.
COMPARISON WITH
RELATED PROPERTIES
In j~stifying exceptional imp or-,
tance, It,lS ne.cessary to identify other
properlJes wlthm the geographical
area that refiect the same significance
or historic associations and to deter
mine which properties best represent
the historic context in question.
Several properties in the area could
become eligible with the passage of
time, but few will qualify now as
exceptionally important.
POST·WORLD WAR II
PROPERTIES
Properties associated with the post
World War II era must be identified
and evaluated to determine which
ones in an area could be judged
exceptionally important. For eX
ample, a publk housing complex may
be eligible as an outstanding expres
sion of the nation's post-war urban
policy. A military installation could
be judged exceptionally important
because of its contribution to the Cold
War arms race. A church building in
a Southern city may have served as
the pivotal rallying point for the city's
most famous civil rights pro test. A
post-war suburban subdivision may
be the best reflection of contemporary
siting and design tenets in a metro
politan area. In each case, the nomi
nation preparer must justify the
excepliollal importance of the property
relative to similar properties in the
community, State, or nation. .
ELIGIBILITY FOR
INFORMA TION POTENTIAL
A property that has achieved
significance within the past fifty years
can qualify under Criterion D only if
it can be· demonstrated that the
information is of exceptional impor
tance within the appropriate context
and that the property contains data
superior to Or different from those
obtainable from other sources, includ
ing other cl.llturally relaled sites. An
archeological site less than fifty years
old may be eligible if the former
inhabitants are so poorly documented
that information about their lifeways
is best obtained from examination of
the material remains.
Eligible
• Da ta such as the rate of adop
tion of modern technological
innovations by rural tenant
farmers in the 1950s may not
be obtainable through inter
views with living persons but
could be gained by examina
tion of homesites.
Not Eligible
• A recent arCheological site
such as the remains of a
Navajo sheep corral used in
the 1950s would not be consid
ered exceptionally significant
for its information potential on
animal husbandry if better in
formation on the same topic is
available through ethno
graphic studies or living infor
mants.
HISTORIC DISTRICTS
Properties which have achieved
significance within the past fifty years
can be eligible for the National.
Register if they are an integral part of
a district which qualifies for National
Register listing. This is demonstra ted
by docl.lmenting that the property
dates from within the district's
defined Period of Significance and
that it is associated with one Or more
of the district's defined Areas of
Significance.
Properties less than fifty years old
may be an integral part of a district
when there is sufficient perspective to
consider the proper ties as historic.
This is accomplished by demonstrat
ing that: 1} the district's Period of
Significance is justified as a discrete
period with a defined beginning and
end, 2) the character of the district's
historic resources is dearly defined
and assessed, 3) specific resources in
the district are demonstrated to date
from that discrete era, and 4) the
majority of district properties are over
fifty years old. In these instances, it is
not necessary to prove exceptional
importance of either the district itself
or the less-than-fHty-year-old proper
ties. Exceptional importance still
must be demonstrated for district
where the majority of properties or
the major Period of Significance is less
than fifty years old, and for less-than
fifty-year-old properties which are
nominated individually.
PROPERTIES MORE THAN
FIFTY YEARS IN AGE, LESS
THAN FIFTY YEARS IN
SIGNIFICANCE
Properties that are more than fifty
years old, but whose significant
associations or qualities are less than
fifty years old, must be treated under
the fifty year consideration.
Eligible
• A building constructed early
in the twentieth century (and
having no architectural impor
tance), but that Was associated
with an important person
during the 19505, must be
evaluated under Criteria Con
sideration G because the Pe
riod of Significance is within
the past fifty yea rs. Such a
property would qualify if the
person was of exceptional im
portance.
'i' L-~ ______________ __
REQUIREMENT TO MEET
THE CRITERIA~
REGARDLESS OF AGE
Properties that are less than fifty
years old and are not exceptionally
important will 1101 au toma tica lIy
qualify for the National Register once
they are fifty years old. In order to be
listed in the National Register, all
properties, regardless of age, must be
demonstrated to meet the Cri teria for
Evaluation.
43
VIII. HOW TO EVALUATE THE
INTEGRITY OF A PROPERTY
INTRODUCTION
Integrity is the ability of a prop
erty to convey its significance. To be
listed in the National Register of
Historic Places, a property must not
only be shown to be significant under
the National Register criteria, but it
a Iso must have integrity. The evalua
tion of integrity is sometimes a
subjective judgment. but it must
always be grounded in an under
standing ofa property's physical
features and how they relate to its
significance.
Historic properties either retain
integrity (this is, convey their signifi
cance) or they do not. Within the
concept of integrity, the National
Register criteria recognizes seven
aspects or qualities that, in various
combinations, define integrity. ,
To retain historic integrity a
property will always possess several,
and usually most, of the aspects. The
retention of specific aspects of integ
rity is paramount for a property to
convey its significance. Determining
which of these aspects are most
important to a particular property
requires knowing why, where, and
when the property is significant. The
following sections define the seven
aspects and explain how they com
bine to produce integrity.
44
$EVEN ASPECTS OF
INTEGRITY
• Location
• Design
• Setting
• Materials
• Workmanship
• Feeling
• Association
UNDERSTANDING
THE ASPECTS OF
INTEGRITY
LOCATION
Location is the place where the
historic property was constructed Or
the place where the historic event
occurred. The relationship between
the property and its location is often
important to understanding why the
property was created or why some
thing happened, The actual location
of a historic property, complemented
by its setting, is particularly important
in recapturing the sense of historic
events and persons. Except in rare
cases, the relationship between a
property and its historic associations
is destroyed if the property is moved.
(See Criteria Consideration B in Part
VII: How to Apply Ille Criteria Consider
aliotls, for the conditions under which
a moved property can be eligible.)
DESIGN
Design. is the combination of
elements that create the form, plan,
space, structure, and style of a
property. It results from conscious
decisions mflde during the original
conception and planning of a prop
erty (or its Significant alteration) and
a pplies to activities as diverse as
community planning, engineering,
architecture, and landscape architec
ture. Design includes such elements
as organization of space, proportion,
scale, technology, ornamentation, and
materials.
A property's design reflects historic
Eu nctions and technologies as well as
aesthetics. It includes such consider
ations as the structural system;
massing; arrangement of spaces;
pattern of fenestration; textures and
colors of surface materia 15; type,
amount, and style of ornamental
detailing; and arrangement and type
of plantings in a designed landscape.
Design can also apply to districts,
whether they are important primarily
for historic association, architectural
value, information potential, or a
combination thereof. For districts
significant primarily for historic
association or architectural value,
design concerns more than just the
individual buildings or structures
located within the boundaries. It also
applies to the way in which buildings,
sites, or structures are related: for
example, spatial relationships be
tween major features; visual rhythms
in a streetscape or landscape
plantings; the layout and materials of
walkways and roads; and the relation
ship of other features, such as statues,
water fountains, and archeological
sites.
\
SETTING
Setting is the physical environ
ment of a historic property. Whereas
loeation refers to the specific place
w here a property was built or an event
occurred, setting refers to the clraracler
of the place in which the property
played its historical role. It involves
how, nol just where, the property is
situated and its relationship to sur
rounding features and open space.
Setting often reflects the basic
physical conditions under which a
property WaS built and the functions it
was intended to serve. In addition,
the way in which a property is posi
tioned in its environment can reflect
the.designer's concept of nature and
aesthetic preferences.
The physical features that constitute
the set ting of a historic property can
be either natural or manmade, includ
ing such elements as:
• Topographic features (a gorge or
the crest of a hill);
• Vegetation;
• Simple manmade features (paths
or fences); and
• Relationships between buildings
and other features or open space.
These features and their relation
ships should be examined not only
within the exact boundaries of the
property, but also between the prop
erty and its surroundings. This is
particularly important for districts.
MATERIALS
Materials are the physical ele
ments that were combined or depos
ited during a particular period of
time and in a particular pattern Or
configuration to form a historic
property. The choice and combination
of materials reveal the preferences of
those who created the property and
indicate the availability of particular
types of materials and technologies.
Indigenous materials are often the
focus of regional building traditions
and thereby help define an area's
sense of time and place.
A property must retain the key
exterior materials dating from the
period of its historic Significance. If
the properly has been rehabilitated,
the historic materials and significant
features must have been preserved.
The property must also be an actual
historic resource, not a recreationi it
recent structure fabricated to look
historic is not eligible. Likewise, a
property whose historic fea tures and
materials have been lost and then
reconstructed is usually not eligible.
(See Criteria Consideration E in Pari
V/l: How 10 Apply lite Criteria Consider
atiolls for the conditions under which.
a reconstructed property Can be
eligible.)
WORKMANSHIP
Workmanship is the physical
evidence of the crafts of a particular
culture or people during any given
period in history or prehistory. It is
the evidence of artisans' labor and
skill in constructing or altering a
building, structure, object, or site.
Workmanship can apply to the
property as a whole or to Its indi
vidual components. It can be ex
pressed in vernacular methods of
construction and plain finishes or in
highly sophisticated configurations
and ornamental detailing. It can be
based On common traditions or
innovative period techniques.
Workmanship is important because
it can furnish evidence of the technol
ogy of a craft, illustrate the aesthetic
principles of a historic or prehistoric
period, and reveal individual, local,
regional, or national applications of
both technological practices and
aesthetic principles. Examples of
workmanship in historic buildings
indude tooling, carving, painting,
graining, turning, and jOinery. Ex
amples of workmanship in prehistoric
contexts include Paleo-Indian clovis
prOjectile points; Archaic period
beveled adzes; Hopewellian birdstone
pipes; copper earspools and worked
bone pendants; and lroquoian effigy
pipes.
FEELING
Feeling is a property's expression
of the aesthetic or historic sense of a
particular period of time. It results
from the presence of physical features
that, taken together, convey the
property's historic character. For
example, a tural historic district
retaining original design, materials,
workmanship, and setting will relate
the feeling of agricultural life in the
19th century. A grouping of prehis
toric petroglyphs, unmarred by
graffiti and intrusions and located On
its original isolated bluff, can evoke a
sense of tribal spiritual life.
ASSOCIATION
Association is the direct link'
between an important historic event
or person and a historic property. A
property retains association if it is the
place where the event or activity
occurred and is sllfficiently intact to
convey that relationship to an ob
server. Like feeling, association
requires the presence of physical
features that convey a property's
historic character. For example, a
Revolutionary War battlefield whose
natural and manmade elements have
remained intact since the 1 St h century
will retain its quality of association
with the battle.
Because feeling and association
depend on individual perceptions,
their retention a/olle is never suffiCient
to support eligibility of a property for
the National Register.
ASSESSING
INTEGRITY IN
PROPERTIES
Integrity is based on Significance:
why, where, and when a property is
important. Only after significance is
fully established Can you proceed to
the issue of integrity.
The steps in assessing integrity are:
• Define the essential physical fea
tures that must be present for a
property to represent its signifi
cance.
• Determine whether the essential
physical features are visible
enough to convey their signifi
cance.
• Determine whether the property
needs to be compared with simi
lar properties. And,
• Determine, based on the signifi
cance and essential physical fea
tures, which aspects of integrity
are particularly vital to the prop
erty being nominated and if they
are present.
Ultimately, the question of integ
rity is answered by whether or not the
property retains the identity for
which it is significant.
45
DEFINING THE ESSENTIAL
PHYSICAL FEATURES
All properties change over time. It
is not necessary for a property to
retain all its historic physical fealures
or characteristics. The property must
retain, however, the essential physical
features that enable it to convey its
historic identity. The essential
physical features are those features
that define both why a property is
significant (A pplicable Criteria and
Areas of Significance) and whell it was
significant (Periods of Significance).
They are the features without which a
property can no longer be identified
as, for instance, a late 19th century
dairy barn or an early 20th century
commercial district.
CRITERIA A AND B
A property that is significant fOr its
historic association is eligible if it
retains the essential physical features
that made up its character or appear
ance during the period of its associa
lion with the important event, histori
cal pattern, or person(s). If the
property is a site (such as a treaty site)
where there are no material cultural
remains, the setting must be intact.
Archeological sites eligible under
Criteria A and B must be in overall
good condition with excellent preser
vation of features, artifacts, and
spatial relationships to the extent that
these remains are able to convey
important associations with events or
persons.
CRITERIONC
A property important for ill ustrat
ing a particular architectural style or
construction technique must retain
most of the physical features that
constitute that style or technique. A
property that has lost some ~i~tork .
materials or detaIls can be ehglble if It
retains the majority of the features
that illustrate its style in terms ofthe
massing, spatial relationships, propor
tion, pattern of windows and doors,
texture of materials, and ornamenta
tion. The'property is not eligible,
however, if it retains some basic
features conveying massing but has
lost the majority of the features that
once characterized its style.
Archeological sites eligible under
Criterion C must be in overall good
condition with excellent preservation
46
of features, artifacts, and spatial
relationships to the extent that these
remains are able to illustrate a site
type, time period, method of construc
tion, or work of a master.
CRITERIOND
For properties eligible under
Criterion D, including archeological
sites and standing structures studied
for their information potential, less
attention is given to their overall
condition,than it they were being
considered under Criteria A, B, or C.
Archeological sites, in particular, do
not exist today exactl y as they were
formed. There are always cultural
and natural processes that alter the
deposited materials and their spatial
relationships.
For properties eligible under
Criterion D, integrity is based upon
the property's potential to yield
specific data that addresses important.
research questions, such as those
identified in the historic context
documentation in the Statewide
Comprehensive Preserv~tion PI~n or
in the rese~rch design for projects
meeting the Seeretory.of the Illterior's
StOl1d.rd, for tlrc/le%gieai Doclllllell/o"
lion.
INTERIORS
Some historic build'ings ~re virtu
ally defined by their exteriors; and
their contribution to the built environ
ment can be appreciated even'if their
interiors are not accessible. Examples
of this would include e~rly examples
of steel-framed skyscraper construc
tion. The great advance in American
technology and engineering made by
these buildings can be read from the
outside. The change in American
popular taste during the 19th century,
from the symmetry and simplicit~ of
architectural styles based on claSSIcal
precedents, to the expressions of High
Victorian styles, with .their combma
tion of textures, colors, and asym
metrical forms, is readily apparent
from the exteriors of these buildings.
Other buildings "are" interiors.
The Cleveland Arcade, that soaring
19th century glass-covered shopping
area, can only be appreciated from the
inside. Other buildings in this
category would be the great covered
train sheds of the 19th century.
In some cases the loss of an interior
will disqualify properties from listing
in the National Register-a historic
concert hall noted for the beauty of its
auditorium and its fine acoustic
qualities would be the type of prop
erty that if it were to lose its interior,
it would lose its value as a historic
resource. In other cases, the over
arching significance of a property's
exterior can overcome the adverse
effect of the loss of an interior.
In borderline cases particular
attention is paid to the significance of
the property and the remaining
historic fe~tures.
HISTORIC DISTRICTS
For a district to retain integrity as a
whole, the m~jority of the compo;
nents that make up the district's
historic character must possess
integrity even if they Ille individually
undistinguished. In addition, the
relationships among the district's
components must be substantially
unchanged since the period of signifi
Cance.
When evaluating the impact of
intrusions upon the district's integ
rity, take into consideration the
relative number} size, scale, design,
and location of the components that
do ,not contribute to the significance.
A district is not eligible if it contains
so many alterations or new intrusions
that it no longer conveys the sense of
a historic environment.
A component of a district cannot
contribute to the significance if:
• it has been substantially altered
since the period of the district's
significance or
• it does not share the historic asso
ciations of the district.
VISIBILITY OF PHYSICAL
FEATURES
Properties eligible under Criteria
A, B, and C must not only retain their
essential physical features, but the
features must be visible enough to
convey their significance. This means
that even if a property is physically
intact, its integrity is questionable if
its significant features are concealed
under modern construction. Archeo
logical properties are often the
exception to this; by nature they
usually do not require visible features .
to convey their significance. .. \ .
NON-HISTORIC EXTERIORS
If the historic exterior building
material is covered by non-historic
material (such as modern siding), the
property can still be eligible if the
significant form, features, and detail·
ing are not obscured. J( a property's
exterior is covered by a non-historic
false-front or curtain wall, the prop
erty wit! not qualify under Criteria A,
B, or C, because it does not retain the
visual quality necessary to convey
historiC or architectural significance.
Such a property also cannot be
considered a contributing element in a
historic district, because it does not
add to the distrid's sense of time and
place. If the false front, curtain wall,
or non-historic siding is removed and
the original building materials are
intact, then the property's integrity
can be re-evaluated,
PROPERTY CONTAINED
WITHIN ANOTHER
PROPERTY
Some properties contain an earlier
structure tha t formed the nucleus for
later construction. The exterior
property, if not eligible in its own
right, can qualify on the basis of the
interior property only if the interior
property can yield significant infor
mation about a specific construction
technique or material, such as
rammed earth or tabby. The interior
property cannot be used as the basis
for eligibility If it has been so altered
that it no longer contains the features
that could provide important infor
mation, or if the presence of impor
tant information cannot be demon
strated.
SUNKEN VESSELS
A sunken vessel can be eligible
under Criterion C as embodying the
distinctive characteristics of a method
of construction if it is structurally
intact. A deteriorated sunken vessel,
no longer structurally intact, can be
eligible under Criterion D if the
remains of either the vessel or its
contents is capable of yielding signifi
cant information. For further infor
mation, refer to National Register
Bulletin: Nominating Historic Vessels
and Shipwrecks to the National Regisler
Of Historic Places.
Natural Features
A natural feature that is aSSOciated
with a historic event or trend, such as
a rock formation that served as a trail
marker during westward expansion,
must retain its historic appearance,
unobscured by modern construction
or landfill. Otherwise it is not eli
gible, even though it remains intact.
COMPARING SIMILAR
PROPERTIES
For some properties, comparison
with similar. properties should be
considered during the evaluation of
integrity. Such comparison may be
important in deciding what physical
features are essential to properties of
that type. In instances where it has
not been determined what physical
features a property mUst possess in
order for it to reflect the significance
of a historic context, comparison with
similar properties should be under
taken during the evaluation of integ
rity, This situation arises when
scholarly work has not been done on a
particular property type or when
surviving examples of a property type
are extremely rare. (See Comparing
Related Properties in Part V: HIJW to
Evaluate a Property within its Historic
Context.)
RARE EXAMPLES OF A
PROPERTY TYPE
Comparative information is
particularly im portant to consider
when evaluating the integrity of a
property that is a rare surviving
example of its type, The property
must have the essential physical
features that enable it to convey its
historic character or information. The
rarity and poor condition, however, of
other extant examples of the type may
justify accepting a greater degree of
alteration or fewer features, provided
that enough of the property survives
for it to be a Significant resource.
Eligible.
• A one-room schoolhouse thai
has had all original exterior
siding replaced and a replace
ment roof that does not exactly
replicate the original roof pro
file can be eligible if the olher
extant rare examples have re
ceived an even greater degree
of alteration, such as the sub
division of the original one
room plan.
Not Eligible
• A mill site contains informa
tion on how site pa tterning re
flects historic functional re
quirements, but parts of the
site have been destroyed. The
site is not eligible for its infor
mation potential if a compari
son of other mill sites reveals
more intact properties with
complete information.
47
DETERMINING THE
RELEVANT ASPECTS OF
INTEGRITY
Each type of property depends on
certain aspects of integrity, more than
others, to express its historic signifi
cance. Determining which of the
aspects is mostimportant to a particu
lar property requires an understand
ing of the property's significance and
its essential physical features.
CRITERIA A AND B
A property important for associa
tion with an event, historical pattern,
or person(s) ideally might retain some
features of all seven aspects of integ
rity; location, design, setting, materi
als, workmanship, feeling, and
association. Integrity of design and
workmanship, however, might not be
as important to the signifiea nee, and
would not be relevan.t if the property
were a site. A basic integrity test for a
property assodated with an important
event or person is whether a historical
contemporary would recognize the
property as it exists today.
For archeological sites that are
eligible under Criteria A and B, the
seven aspects of integrity can be
applied in much the same way as they
are to buildings, structures, or objects.
It is important to note, however, that
the site must ha ve demonstrated its
ability to convey its significance, as
opposed to sites eligible under Crite
rion D where only the potential to
yield infonnalion is required.
Eligible
A mid-19th century waterpowered
mill important for its association .
with an area's industrial develop
ment is eligible if;
• it is still on its original site
(Location), and
• the important fealures of its
setting are intact (Setting), and
• it retains most of its historic
materials (Materials), and
• it has the basic features expres
sive of its design and function,
such as configuration.. propor
tions, and window pattern
(Design).
48
Not Eligible
A mid-19th century water
powered mill important for its
association with an area's indus
trial development is not eligible
if:
• it has been moved (Location,
Setting, Feeling, and Associa
tion)"or
• substantial amounts of new
materials have been incorpo
rated (Materials, Workman
ship, and Feeling), or
• it no longer retains !xlSIe de
sign fea tures that convey its
historic appearance or
function (DeSign, Workman
ship, and Feeling).
CRITERION C
A property significant under
Criterion C must retain those physi
cal features that characterize the type,
period, or method of construction that
the property represents. Retention of
design, workmanship, and materials
will usually be mbre important than
location, setting, feeling, and associa
tion. Location and setting will be
important, however, for those proper
ties whose design is a reflection of
their immediate environment (such as
designed landscapes and bridges).
For archeological sites that are
eligible under Criterion C, the seven
aspects of integrity can be applied in
much the same way as they are to
buildings, structures, or objects. It is
important to note, however, tha t the
site must have demonstrated its ability
to convey its significance, as opposed'
to sites eligible under Criterion D
where only the pote"tial to yield
information is required.
Eligible
A 19th century wooden covered
bridge, im~ortant for illustrating
a constructlon type, is eligible if;
• the essential features of its de
sign are intact, such as abut
ments, piers, roof configura
tion, and trusses (Design,
Workmanship, and Feeling),
and
• most of the historic materials
are present (Materials, Work
manship, and Feeling), and
• evidence of the craft of
wooden bridge technology re
mains, such as the form and
assembly technique of the
trusses (Workmanship).
• Since the design of a bridge re
lates directly to. its function as
a transportation crossing, it is
also important that the bridge
still be situated over a water
way (Setting, Location, Feel
ing, and Association).
Not Eligible
For a 19th century wooden cov
ered bridge, important for its
construction type, replacement
of some materials of the flooring,
Siding, and roofing would not
necessarily damage its integrity.
Integrity would be lost, however,
if:
• the abutments, piers, or trusses
were substantially altered (De
Sign, Workmanship, and Feel
ing) or
• considerable amounts of new
materials were incorporated
(Materials, Workmanship,
and Feeling).
• Because environment is a
strong factor in the design of
this property type, the bridge
. would also be ineligible if it no
longer stood in a place that
conveyed its function as a
crOSSing (Setting, Location,
Feeling, and Association).
CRITERION D
For properties eligible under
Criterion D, setting and feeling may
not h"ve direct bearing on the
property's ability to yield important
inform<ttion. Evaluation of integrity
probably will focus primarily on the
location, design, materials, and
perhaps workmanship .
.
Eligible
A multicomponent prehistoric
site important for yielding data
on changing subsistence pdtterns
can be eligible if:
• floral or faunal remains are
found in dear association with
cuHural rna terial (Materials
and Association) and
• the site exhibits stratigraphic
separation of cultural compo
nents (Location).
Not Eligible
A multicomponent prehistoric
site important for yielding data
on changing subsistence patterns
would not be eligible if:
• floral Or faunal remains were
so badly decomposed as to
make identification impossible
(Materials), or
• floral or faunal remains were
disturbed in such a manner as
to make their association with
cultural remains ambiguous
(Association), or
• the site has lost its strati
graphiC context due to subse
quent la nd alterations
( Location).
i
Eligible
A lithic sea tter site important for
yielding data on lithic technology
during the Late Archaic period
can be eligible if:
• the site contains lithic
debitage, finished stone tools,
hammers tones, or antler '
flakers (Material ilnd Design),
and
• the site contains datable mate-
rial (Association).
Not Eligible
A lithic scatter site important for
yielding data on lithic technology
during the Late Archaic period
would not be eligible if:
• the site contains naturill de
posits of lithic materials that
are impossible to distinguish
from culturally modified lithic
material (Design) or
• the site does not contain any
temporal diagnostic evidence
that could link the site to the
Late Archaic period (Associa
tion).
\
\
49
IX. SUMMARY OF THE
NATIONAL HISTORIC
LANDMARKS CRITERIA FOR
EVALUATION
. A property being nominated to the
National Register may also merit
consideration for potential designa
tion as a National Historic Landmark.
Such consideration is dependent upon
the stringent application of the
following distinct set of criteria
(found in the Code of Federal Regula
tions, TiIle:36, Pari 65).
NATIONAL
HISTORIC
LANDMARKS
CRITERIA
The qualily of national significance
is ascribed to districts, siles, buildings,
structures, and objects thai possess
exceptional value or quality in illus
trating or interpreting the heritage of
the United States in history, architec
ture, archeology, engineering, and
culture and thai possess a high degree
of inlegrity of localion, design,
setting, materials, workmanship,
feeling, and association, and:
50
1. That are associated with events
. that have made a significant con
tribution to, and are identified
with, or that outslandingly repre
sent, the broad national patterns
of United States history and from
which an understanding and ap
preciation of those patterns may
be gained; or
2. That are associated importantly
with the lives of persons nation
ally significant in the history of
the United States; or
3. That represent some great idea
or ideal of the American people;
or
4. That embody Ihe dislinguishing
characteristics of an architectural
type specimen exceptionally
valuable for a study of a period,
style or method of construction,
or that represent a significant,
distinctive and exceptional entity
w~ose components may lack in
dividual distinction; or
5. That are composed of integral
parts of the environment not suf
ficiently significant by reason of
historical association or artistic
merit to warrant individual rec
ognition but collectively compose
an entity of exceptional historical
or artistic significance, or out
standingly commemorate or il
lustrate a way of life or culture;
or
6. That have yielded or may be
likely to yield information of ma
jor scientific importance by re
vealing new cultures, or by shed
ding light upon periods of occu
pation over large areas of the
United States. Such sites are
those which have yielded, or
which may reasonably be ex
pected to yield, dala affecting
theories, concepts and ideas to a
major degree.
NATIONAL
HISTORIC
LANDMARK
EXCLUSIONS
Ordinarily, cemeteries, birthplaces,
graves of historical figures, properties
owned by religiOUS institutions or
used for religious purposes, structures
tha t have been moved from their .
original locations, reconstructed his
toric buildings and properties that
have achieved significance within the
past fifty years are not eligible for des
ignation. If such properties fall
within the following categories they
may, nevertheless, be found to
qualify:
1. A religious property deriving its
primary national significance
from architectura I or artistic dis
tinction or historical importa nee;
or
2. A build ing or structure removed
from its original location but
which is nationally significant
primarily for its architectural
merit, or for. associ a tion with per
sons or events of transcendent
importance in the nation's his
tory and the association conse
quential; or
3. A site of a building or structure
no longer slanding but the per
son or event associa ted with it is
of transcendent importance in the
nalions's history and the associa
tion consequential; or
4, A birthplace, g~a ve or burial if it
is of a historical figure of tran·
scendent national significance
and no other appropriate site,
building, or structure directly as·
sociated with the productive life
of t hat person exists; Or
5, A cemetery that derives its pri·
mary national significance from
gr" VI'S of persons of transcendent
im portance, Or from an exception·
ally distinctive design or an ex
ceptionally significant event; or
6, A reconstructed building or en
semble of buildings of extraordi
nary national significance when
accurately executed in a suitable
en vironment and presented in a
dignified manner as part of a res
toration master plan, and when
no other buildings or structures
wi th the same association have
s ut."vived; or
7, A property primarily commemo
rative in intent if design, age, tra·
dition, or symbolic value has in·
vested it with its own national
historical significance; or
8. A property achieving national
significance within the past 50
years if it is of extraordinary na·
tional importance,
COMPARING THE
NATIONAL
HISTORIC
LANDMARKS
CRITERIA AND THE
NATIONAL
REGISTER
CRITERIA
ln general, the instructions for
preparing a National Register nomina
tion and the guidelines stated in this
bulletin for applying the National
Register Criteria also apply to Land
mark nominations and the use of the
Landmark criteria. While there are
specific distinctions discussed below,
ParIs IV and Vof this bulletin apply
equally to National Register listings
and Landmark nominations, That is,
the categories of historic properties are
defined the same way; historic con-
texts are identified Similarly; and
comparative evaluation is carried out
on the same principles enumerated in
Pari V.
ihere are Some differences between
National Register and National
Historic Landmarks Criteria, The
following is an explanation of how
each Landmark Criterion compares
with its National Register Criteria
counterpart:
CRITERION 1
This Criterion relates to National
Register Criterion A. Both cover
properties associated with events,
The Landmark Criterion, however,
requires that the events associated
with the property be OUlstandingly
represented by that property and that
the property be related to the broad
national patterns of U.S. history.
Thus, the quality of the property to
convey and interpret its meaning
must be of a higher order and must
relate to national themes rather than
the narrower context of State Or local
themes,
CRITERION 2
Tl1is Criterion relates to National
Register Criterion B, Both cover
properties associated with Significant
people, The Landmark Criterion
differs in that it specifies that the
association of "a person to the property
in question be an important one and
that the person assodated with the
property be of ,mliona! Significance.
CRITERION 3
This Criterion has no counterpart
among the National Register Criteria.
It is rarely, if ever, used alone, While
not a landmark at present, the Liberty
Bell is an object that might be consid
ered under this Criterion. The appJi
cation of this Criterion obviously
requires the most careful scrutiny and
would apply only in rare instances
involving ideas and ideals of the
highest order.
CRITERION 4
This Criterion relates to National
Register Criterion C. Its intent is to
qualify exceptionally important works
of architecture or collective elements
of architecture extraordinarily signifi·
cant as an ensemble, such as a historic
district. Note that the language is
more restrictive than that of the
National Register Criterion in requir
ing that a candidate in architecture be
"a specimen exceptionally valuable for
the study of a period, style, or method
of construction" rather than simply
embodying distinctive characteristics
of a type, period, or method of con.
struction, With regard to historic
districts, the Landmarks Criterion
requires an entity that is distinctiVe
and exceptional. Unlike National
Register Criterion C, Ihis Criterion will
not qualify the works of a master, per
so, but only such works which are
exceptional or extraordinary, Artistic
value is considered only in the context
of history's judgement in order to
avoid current conflicts of taste,
CRITERION 5
This Criterion does not have a strict
counterpart among the National
Register Criteria, It may seem redun
dant of the latter part of Landmark
Criterion 4, It is meant to cover
collective entities such as Greenfield
Village and historic districts like New
Bedford, Massachusetts, which qualify
for their collective association with a
nationally Significant event, move·
ment, or broad pattern of national
development.
CRITERION 6
The National Register counterpart
of this is Criterion D, Criterion 6 WaS
developed specifically to recognize
archeological sites, All such sites must
address this Criterion, The following
are the qualifications thai distinguish
this Criterion from its National Regis
ter counterpart: the information
yielded or likely to be yielded must be
of major scientific importance by
revealing new cultures, or by shedding
light upon periods of occupation OVer
large areas of the United States. Such
sites should be expected to yield data
affecting theories, concepts, a'ld ideas to a
major degree,
The data recovered or expected to
be recovered must make a major
contribution to the eXisting corpus of
information. Potentially ,recoverable
data must be likely to revolutionize or
substantially modify a major theme in
history Or prehistory, resolve a sub
stantial historical or anthropological .
debate, or close a serious gap in a
major theme of U. S, history or prehis
tory.
51
EXCLUSIONS AND
EXCEPTIONS TO
THE EXCLUSIONS
This section of the National His
toric Landmarks Criteria has its
counterpart in the National Register's
"Criteria Considerations." The most
abundant difference between them is
the addition. of the qualifiers "na
tional," I'exceptional," or lI ex traordi ..
nary" before the word significance.
Other than this, the following are the
most notable distinctions:
EXCLUSION 2
Buildings moved from their
original location, qualify only if one of
two conditions are met: 1) the build
ing is nationally Significant for
52
architecture, or 2) the persons or
events with which they are associated
are of transcendent national signifi
cance and the association is conse
quential.
Transcendent significance means
an order of importance higher than
that which would ordinarily qualify a
. person or event to be nationally
signifiean t. A consequential associa
tion is a relationship to II building that
had an ev ident impact on events,
rather than a connection that was
incidental and passing.
EXCLUSION 3
This pertains to the site of a struc
ture no longer standing. There is no
counterpart to this exclusion in the
National Register Criteria.' In order
for such a property to qualify for
Landmark designation it must meet
the second condition cited for Exclu
sion 2.
EXCLUSION 4
This exclusion relates to Criteria
Consideration C of the National
Register Criteria. The only difference
is that a burial place qualifies for
Landmark designation only if, in
addition to other factors,. the person
buried is of transcenden t na tional
importance.
When evaluating properties at the
national level for designation as a
National HistoriC Landmark, please
refer to the National Historic Land
marks outline, History and Prehistory
in the National Park System and the
National Historic Landmarks Program,
1987. (For more information about
the National Historic Landmarks
program, please write to Department
of the' Interior, NaHonal Park Service,
National Historic Landmarks, 1849 C
Street, NW, NC400', WaShington, DC
20240.)
\
x. GLOSSARY
Associative Qualities -An aspect of a
property's history that links it with
historic events, actjvities~ or
persons.
Code of Federal Regulations
Commonly referred to as "CFR."
The part containing the National
Register Criteria is usually referred
to a536 CPR 60, and is available
from the National Park Service.
etC -Certified Local Government.
Culture - A group of people linked
together by shared values, beliefs,
and historical associations, together
with the group's social institutions
and physical objects necessary to
the operation of the institution.
Cullural Resource -See Historic
Resource.
Evaluation -Process by which the
significance and integrity 01 a
historic property are judged and
eligibility for Na tiona I Register
listing is determined.
Historic Context -An organizing
structure for interpreting history
that groups information about
historic properties that share a
common theme, common geo
graphical area, and a common time
period. The development of
historic contexts is a foundation for
decisions about the planning,
identification, evaluation, registra
tion, and treatment of historic
properties, based upon compara
tive historic significance.
Historic Integrity -The unimpaired
a bility of a property to convey its
historical Significance.
Historic Property -See Historic
Resource.
Historic Resource -Building, site,
districi, Object, or structure evalu
ated as historically significant.
Identification -Process through
which information is gathered
about historic properties.
Listing -Ti,e formal entry of a prop
erty in the National Register of .
Historic Places. See also, Registra
tion.
Nomination -Official recommenda
tion for listing a property in the
National Register of Historic
Places.
Property Type - A grouping of .
properties defined by common
physical and associative a\tributes.
negistration -Process by which a
historic property is documented
and nominated or determined
eligible for listing in the National
Register.
nesearch Design - A statement of
proposed identifica tion, documen
tation, investigation, or other
treatment of a historic property
that identifies the project's goals,
methods and techniques, expected
resuits, and the relationship 01 the
expected results to other proposed
activities or treatments.
XI. LIST OF NATIONAL
REGISTER BULLETINS
The Basics
How to Apply National Register Criteria for Evaluation'
Guidelines for Completing National Register of Historic Places Form
Part A: How to Complete the National Register Form •
Part B: How to Complete the National Register Multiple Property Documentation Form *
Researching a Historic Property'
Property Types
Guidelines for Evaluating and Documenting Historic Aids to Navigation'
Guidelines for Identifying, Evaluating and Registering America's Historic Battlefields'
Guidelines for Evaluating and Registering Historical Archeological Sites
Guidelines for Evaluating and Documenting Historic Aviation Properties
Guidelines for Evaluating and Registering Cemeteries and Burial Plares
How to Evaluate and Nominate Designed Historic Landscapes'
Guidelines for Identifying, Evaluating and Registering Historic Mining Sites
How to Apply National Register Criteria to Post Offices *
Guidelines for Evaluating and Documenting Properties Assodated with Significant Persons
Guidelines for Evaluating and Documenting Properties That Have Achieved Significance Within the Last Fifty Years •
Guidelines for Evaluating and Documenting Rural Historic Landscapes'
Guidelines for Evaluaiing and Documenting Traditional Cultural Properties'
Nominating Historic Vessels and Shipwrecks to the National Register of Historic Places
Technical Assistance
Defining Boundaries for National Register Properties'
Guidelines for Local Surveys: A Basis for Preservation Planning'
How to Improve the Quality of Photographs for National Register Nomina tions
National Register Casebook: Examples of Documentation' " .
Using the UTM Grid System to Record Historic Sites
To order these publications, write to; National Register of Historic Places, National Park Servi<:e, 1849 est., NC 400, NW ( Washington, D,C, 20240, or
e-mail at: ncreference@nps,gov, Publications marked with an asterisk {Of) are also available in e\e(!tronic form at www.cr.nps.gov/nr.
54 US Govf::RNM£NT PRINTING OFFICE: 2005--1i7-7S8
Attachment D
ITATE SF CALIFORNIA -THE RESOURCES AGENCY ARNO,D SCHWARZENEGGER, Governor
::lFFlceOF.HISTORIC PRESERVATION
lEPAR'tMENT OF PARKS AND RECREATION
). BOX 9428911
,CRAMeNTO, CA 94296·0001
9H') 1153-6624 F",,: (916) 563·9824
;alshpO@lOhp.plItks.ca.gov
vww.ohp,parks.ca,golJ
December 14,2009
Kathy Marx
City of Palo Alto
250 Hamilton Avenue
Palo Alto, California 94301
l"~\, ;--.
:~('-"
RE: Pillo Alto Medical Clinic Nomination to the
National Register of Historic Places
Dear Ms. Marx:
The Office of Historic Preservation (OHP) has received a nomination package to consider the
above referenced property for the National Register of Historic Places (National Register). The
National Register is the official list of the Nation's cultural resources worthy of recognition and
preservation. The nomination identifies you as the property's owner of record.
•
A copy of the nomination is enclosed for your information. OHP will review the nomination for
accuracy and completeness. The current nomination is a preliminary draft subject to change upon
completion of the OHP review. The property will be reviewed In accordance with the eligibility
criteria for the National Register program. If the nomination is complete and the property meets
the National Register criteria, OHP will schedule the nomination for hearing by the State Historical
Resources Commission (Commission). The Commission is a nine member body appointed by the
Governor to evaluate the eligibility of properties for listing on registration programs. The
Commission meets four times a year.
Please review the draft nomination. If you are opposed to the nomination, you are requested to
submit a notarized tetier of objection to the above address. Please see the enclosed instructions
on how to support or oppose designation. If the nomination is presented to the Commission for
hearing, this office will notify you of the date and location of the meeting. The meetings are open
to the public and you may attend to present commEints. Or, you may wish to submit written
comments directly to OHP fifteen days before the Commission meeting.
Time, date, and lcoatlon of scheduled Commission meetings are also posted on the OHP website
at www.ohp.parks.ca.gov. Information on the National Register program is also posted on the
website. .
Please do not hesitate to contact the Registration Unit at (916) 653-6624 should you have further
questions on the nomination or the National Register program.
Sincerely,
~~,~~
Milford Wayne Donaldson, FAIA
State Historic Preservation Officer
Enclosures: Nomination and How to ObjectlSupport
STATE OF CALIFORNIA -THE RESOURCES AGENCY
OFFICE OF HISTORIC PRESERVATION
DEPARTMENT OF PARKS AND RECREATION
P.o. BOX 94~896
SACRAMENTO. CA 94296·0001
(916) 6S 3-6624 Fax: (916) 653'9824
catshpo@ohp.par'ks.ca.gov
NATIONAL REGISTER OF HISTORIC PLACES
HOW TO SUPPORT OR OBJECT TO USTING
Arnold Schwarzenegger, i
Under federal law, a privately owned property may not be listed in the National Register
ovar the objection of Its owner or, in the case of a property with multiple owners, over
• tI:le objection of a majority of owners. A district may not be listed in the National Register
over the objection of a majority of owners of private property within the proposed district.
Each owner or partial owner of private property has one vote regardless of what part of
the property that person owns; Within a district, each owner has one vote regardless of
how many buildings he or she oWns.
If a majority of private property owners should object, the property or district will not be
listed. Howevar, in such cases, the State Historic Preservation Officer Is required to
submit the nomination to the Keeper of the National Register for a determination of
ellglbHlty for the National Register. If the property or district is determined eligible for
listing, although not formally listed, it will be given the same protection as a listed.
property in the federal environmental review process. A property determined eligible for
listing is not eligible for federal tax benefits until the objections are withdrawn and the
property is actually listed. The laws and regulations regarding this process are covered
In the National Historic Preservation Act Amendments of 1980 and In 36 CFR (Code of
Federal Regulations), Part 60.
Supporting a National Register Nomination:
Private owners who seek National Register listing for their properties are not required to
submit statements of concurrence. However, letters of support, from owners or any
others, are welcomed and become a permanent part of the nomination file.
Objecting to a National Register Nomination:
If you object to the listing of your property, you will need to submit a notarized statement
certifying that you are the -sole or partial owner of the property, as appropriate, and that
you object to the listing. Owners who wish to object are encouraged to submit
statements of objection prior to the meeting of the State Historical Resources
Commission at which the nomination is being considered. However, statements of
objection may be submitted and will be counted up until the actual date of listing. Listing
usually takes place 45 days after the nomination is mailed to the Keeper of the National
Register follOWing the State Historical Resources Commission meeting.
Send letters of support or objection to:
State Historic Preservation Officer
Office of Historic Preservation
P.O. Box 942896
Sacramento, CA 94296-0001
Revl,ed March 8, 2006
::>FFICE OF HISTORIC PRESERVATION
::lEPARTMENTOF PARKS AND RECREATION
',0, QI"'\X 942896
'ill: :NTO. CA 94296·0001
91 VI , .. 3-6624 Fax: {916} 653·9824
alshpo@ohp.parks,ca.goV'
February 24.2010
Dennis Backlund
Planning Department
PO Box 10250
Palo Alto, California 94303-0862
RE: Historic Preservation Commission Review and Comment on the Nomination of
Palo Alto Medical Clinic to the National Register of Historic Places
. Dear Mr. Backlund:
Pursuant to the Certified Local Government Agreement between the Office of Historic Preservation
(OHP) and your governmental entity, we are providing your historic preservation commission with a
sixty (60) day review and comment period before the State Historical Resources Commission (SHRC)
takes action on the above-stated National Register of Historic Places (National Register) nomination
at its next meeting. Details on the meeting are enclosed.
As a Certified Local Government under the National Historic Preservation Act of 1966, as amended,
your commission may prepare a report as to whether or not such property, in its opinion, meets the
criteria for the National Register. Your commission's report should be presented to the Chief Elected
Local Official for transmission, along with their comments, to California State Parks, Attn: Office of
Historic Preservation, Milford Wayne Donaldson, FAIA, State Historic Preservation Officer, P.O. Box
94286, Sacramento, California 94296-0001. So that the SHRC may have adequate time to consider
the comments, it is requested, but not required, that OHP receives written comments fifteen (15) days.
before the SHRC's meeting. If you have questions or require further information, please contact the
Registration Unit at (916) 653-6624. .
As of January 1. 1993, all National Register properties are automatically included in the California
Register of Historical Resources and afforded consideration in accordance with state and local
environmental review procedures.
Supplemental information on the National Register is available at our website at the following
address: www.ohp.parks.ca.gov.
Milford Wayne Donal son, FAIA
State Historic Prese ation Officer
Enclosures: Nomination, Meeting Notice
NR_ClG Commission_Finatdoc
OFFICE OF HISTORIC PRESERVATION
DEPARTMENT OF PARKS AND RECREATION
",.. BOX 94,896
'<AMENTO, CA 94296·0001
,. ,J) 653-6624 fax: (916) 653·9824
<:arsnpo@pad;s.(a.gov
February 24,2010
Kathy Marx
City of Palo Alto
250 Hamilton Avenue
Palo Alto, California 94301
Arnold
RE: National Register of Historic Places Nomination for Palo Medical Clinic
Dear Ms. Marx:
I am pleased to inform you that the State Historical Resources Commission (SHRC) intends to
consider and take action on the nomination of the above named property to the National
Register of Historic Places (National Register). Details regarding the meeting are enclosed.
The National Register is the United States' official list of historic properties worthy of
preservation. Listing in the National Register provides recognition and assists in preserving
California's heritage. Listing in the National Register assures review of federal projects that
might adversely affect the character of the historic property, I n addition, as of January 1, 1993,
all National Register properties are now automatically listed in the California Register of
Historical Resources (California Register) and afforded consideration during the State (CEQA)
environmental review process, This includes properties formally determined eligible for the
National Register. Listing in the National Register does not mean that the federal or state
government will attacn restrictive covenants to the property or try to acquire it. Public visitation
rights are not required of owners, National Register listed properties may qualify for state and
federal benefits. Additional information may be found at our website at www.ohp.parks.ca.gov.
You are invited to attend the SHRC meeting at which the nomination will be considered and
acted upon by the SHRC, Written comments regarding the nomination may be submitted to
California State Parks, Attn: Office of Historic PreserVation, Milford Wayne Donaldson, FAIA,
State Historic Preservation Officer, P.O. Box 94296, Sacramento, California 94296-0001, So
that the $HRC may have adequate time to consider the comments, it is requested, but not
required, that written comments be received by the Office of Historic Preservation fifteen (15)
days in advance of the SHRC's meeting,
An electronic copy of the nomination is available in PDF format on our website at
http://www.ohp.parks.ca.govl?page id=24368, Should you require a hard copy or have
questions, please contact the Registration Unit at (916) 653-6624.
JO LlL
Milford Wayne Dona dson, FAIA
State Historic Prese ation Officer
Enclosure: Mealing Notice, Fact Sheet How to ObjecVSupport
SHPO L TR.doe
STATE OF AGENCY
OFFICE OF HISTORIC PRESERVATION
ARTMENT OF PARKS AND RECREATION
P .u. BOX 942896
SACRAMENTO, cA 94296~OO01
(916) 853~8824 Fax: {SiS) 65.3~9824
calshpo@parks.ca.gov
www.ohp.parks.ca.gov
FOR:
DATE:
TIME:
PLACE:
MEETING NOTICE
State Historical Resources Commission Quarterly Meeting
April 30, 2010
9:00 A.M,
Historic City Hall
Historic Hearin~ Room
915 I Street, 2n Floor
Sacramento, California 95814
This room is accessible to people with disabilities, Questions regarding the meeting
should be directed to the Registration Unit (916) 653-6624
April 13, 2010
Milford Wayne Donaldson
State Historic Preservation Officer
Office of Historic Preservation
P,O. Box 942896
Sacramento, CA 94296-0001
Attachment E
RE: Palo Alto Medical Clinic, Roth Building, 300
National Register of Historic Places Nomination
Dear Mr, Donaldson,
The Palo Alto City Council, acting in the
the ptoperty owner, finds the above nominated
listing on the National Register of Historic Places
Preservation Act of 1966, as amen<fil
Resources Conunission:
1) The property known as the Roth 4atl.Onlll Register under
events important to the
first multi-specialty group
be(:anl~ a model within the healthcare
Criterion A at the its
development of Palo
medical practi(~~
industry . natiorivvic
community ~~1th(:are
local
Clark,
Constructed
remains for the
Victor Arnautoff
primitive medical
Sincerely,
Patrick Burt
Mayor
conunitment to iffilovative
!It\!tt1o'n for the progressive healthcare
i!JIllding is eligible for the National Register at the
~sellta1:ive of the work of a master architect, Birge
autc)U: and as a resource displaying high artistic value.
:lec)tic style, the concrete structure with a terra cotta roof
since constructed in 1932, Exterior frescoes created by
contrasts between modern medical practices of the era and
are of high artistic value to the conununity,
"
I 1= ==::=::::!\
X X
,
/
\Vli'Vu ,'" ,..
APPROX 7.S PI!llTFROM
BU1LDlNO TO LEAse I..JNll
'1,~r.;:r--'~ ,,, .. ,I'PPROXIMA'11l 8,3 FTFROM :J BUlL DING TO l'SASE
park
Attachment F
j/ "
park
• •
/
• •
park
/
~ .' •
ROTH BUILDING i>\JI\Ln; NTS
Attachment E
HISTORIC RESOURCES BOARD
MINUTES
MEETINGS ARE CABLECAST LIVE ON C',oVERNMENT ACCESS CHANNEL 26
NEW BUSINESS
Public Hearings
Wednesday, March 3, 2010
REGULAR MEETING -8:00 AM
Council Chambers
Civic Center, 1st Floor
250 Hamilton Avenue
Palo Alto, California 9430 I
I. 300 Homer Avenue (Roth Building): Request by the Department of Planning and
Community Environment on behalf of the City of Palo Alto, for Historic Resources
Board review and recommendation to the City Council authorizing staff to send a letter of
support for the nomination of the Category 2 Roth Building to the National Register of
Historie Places.
Beth Bunnenberg recused herself.
Steven Tumer, Advance Planning Manager: Good morning, Chair Bower and HRB
members. I'd like to introduce Kathy Marx, Projeet Planner for this project. Kathy is our
CDBG Coordinator for the City, but she also has extensive experience with historie
projects in other jurisdictions and she will be making the staff presentation this morning.
Chair Bower: Welcome, Kathy.
Kathy Marx, Project Planner: Thank you. Good morning, respected Chair and members
of the Board. As you know, in your partieular order you read the Staff recommendation
first, so I want to let you know that Staff recommends the Historic Resource Board
recommend to the City Council support for the nomination of the Roth Building to the
National Register of Historic Places, and authorize Staff to prepare a letter of support to
send from the Mayor to the State Historic Resources Commission prior to the April 30,
20 I 0 meeting date.
With that said, I'd like to give you a brief summary of my Staff report. The first is a
background portion. Staff received a letter on December 17t~ from the Office of Historic
Preservation, and I'm going to use OHP after this time just to make it a little faster,
requesting review of a National Register nomination for the category two building
located at 300 Homer Avenue, and it's known locally as the Roth Building, for historic
significance at the local level. The applicant was the Palo Alto History Museum, and the
City of Palo Alia
I1RB -March 3. 2010
Page J
application was prepared by Garvalia Architecture. The City is the property owner, and
as a certified local government, the HRB is required to recommend to the City Council
either opposition or approval of a National Register Nomination. A letter indicating the
recommendation needs to be sent to the OHP from the chief elected local official, which
would be our Mayor, prior to the schedule of the review, which I've indicated was April
30'". So, we're trying to move forward with that and we will go to Council with either
your approval or lack of support for this nomination.
Two letters have been received to by City Staff after the distribution of your packets.
You all had those sitting at places. Both of those letters are from the OHP. The letter
addressed to Mr. Backlund regards the CLG status of the City, and as a representative of
that certified local government status, that you all need to have a copy of that letter. It
indicates that the HRB may prepare a report as to whether or not the property, in its
opinion, meets the criteria for the National Register. In discussion with Jai Correa, and
he's the Supervisor of the Registration Unit at OHP, I spoke with him about this and he
said really a letter indicating the criterion for approval, if that was the decision of the
HRB, is an adequate report. They really don't need a lengthy report; they already have
the nomination with a lot of detail. So, if the City objects to the nomination, it is
necessary to send a notarized letter of objection. So, that would be the way that would
happen.
Now r d like to just give a brief description of this project. It was a health care clinic, as
far as the building was utilized as a health care clinic. It was the first group medical
praetice in Palo Alto, and it was designed by an architect, who is certainly not only
locally familiar and has a lot of notoriety, but also nationally, and that's Birge Clark. The
date of construction was 1932. The period of significance is important here; it's 1932 to
1999. That represents the building's timeframe in use as a medical clinic, so that's the
timeframe we're discussing in this nomination. Alterations did occur to the actual
structure; in 1947 there was an addition of two wings to the south and rear fayade. There
were also interior renovations to remodel and change things around slightly during all of
the period of significance, and that just reflects an attempt by an operating clinic to
maintain some since of modem layout necessary for that type of use. The rear fayade
was removed in 2003, but it retained the spine of the addition that included the central
corridor, and that portion has been seismically retrofitted and it's been left unfinished
pending a new use for the building.
The areas of significance that are applicable to this nomination is criterion A, and that's
where property associated with events that have made a significant contribution to the
broad patterns of history, so that's one thing we need to remember. And criterion C, and
that's a distinctive arehite<.,'tural type, or method of construction, or work of a master, or
possessing high artistic values. So, those are the two criterion that the nomination
includes. So, it's thc task of the HRB, by utilizing the methodology included in the
National Register Bulletin on how to apply the National Register criteria for evaluation of
a historic property to either support or refute the above criteria that I just mentioned.
That bulletin is in your packet as Attachment C.
The following points are points that I gleaned from the nomination (there may be more)
as highlights of this nomination. The first is it was the fIrst multi-specialty group practice
in the community, and it served as a model for health care practices nationwide. It was
City ojPalo Alto
HRB -March 3. 20 J 0
Page 2
highly innovative to have a mUlti-group practice at that time; it was quite controversial
actually. It was a leader in advancing Palo Alto in health care resources, research and
new technology in the practice of medicine, and consequently it really did provide a
foundation for this unbelievably progressive health care network we have in Palo Alto
today. The building is a work of a master architect, Birge Clark. The frescos at the
entrance of the building are the work of a highly recognized aItist, Victor Amautoff, with
very high artistic value in the community, and not duplicated elsewhere in the
community. The building is a Spanish, eclectic style, kind of coined by Mr. Clark. The
interior features, some are still intact in their entirety, some of the examination rooms,
physician's offices, etc. relating to the function of a medical clinic, not all but some. So,
that's certainly positive.
With that, in determining the significance of the property the HRB will look at the criteria
of ho,w to determine a register, and that includes identifying events and people,
architectural design and construction methods that make the property important, and then
the other aspect is determining whether that property actually maintains integrity. That's
to evaluate in a larger context location, design, setting, workmanship, materials, feelings,
and association. And if those elemen~ are retained, in order to convey significance, then
that's considered the goal. That concludes my Staff report. I certainly am open to any
questions.
Martin Bernstein: If for some reason this building, through its processing, does not be
placed on the National Register, does that put the building more at risk for any
unapproved changes or demolitions?
Kathy Marx: It is a category two building already here on our register, so it has certainly
an element of review associated with any change t11at would go forward, whether it was
on the register or not. The register just basically, as you all know, gives the propelty, it
deems it its value at a, I don't even want to say a higher level, but certainly a broader
leveL Also, lays a foundation for ooy group to move forward with changes to that
structure, they can receive tax credits, there's certainly benefits to a nomination that are
kind of beyond the scope of just what we all value as the historic presence of that
property.
Chair Bower: Do we have an applicant presentation? I guess you're the applicant. I
meoo we are the applicoot.
Kathy Marx: Actually, this is in the process, the applicaIlt to the Office of Historic
Preservation is the Palo Alto History Building. They brought forward the application. In
this review process the City is basically the applicant, so you're correct.
Chair Bower: I think then that I'd like to hear from the public. We have one person,
Steve Staiger. Will you come up? Please tell us your name when you get there.
Steve Staiger: Steve Staiger. I'm the President of the Palo Alto History Museum. The
one thing I wooted to make clear ood sort of answer [unintelligible] question was one of
the reasons for this application is that it makes the building eligible for investment tax
credits, which will help with the renovation of the building. So it's not so much that it
presents negatively if we don't do it, it's a positive if we do do it. 111ank you.
City oj Palo Alta
HRB -March 3. 2010
Page 3
1
Chair Bower: Can I ask you a question, Steve? Of coU(se walking by the building I
notice there's a sign prominently displayed saying that it's the future home of the Palo
Alto History Museum.
Steve Staiger: Yes.
Chair Bower: So there are plans to develop it for that purpose?
Steve Staiger: Yes. We are working with the architect, we're working attempting to
raise the funds that the City ... we have an option to lease with the City for the building,
and should we, when we raise the sufficient amount of funds, presumably that will
change into an option, I mean a lease, and then we will then go forward with making it
Palo Alto's History Museum.
Chair Bower: Thank you. So do you have a timetable for that, even though it's not firm,
when you'll move forward with the constructipn or reconstruction?
Steve Staiger: It's all contingent upon when we raise the funds, and it's not the greatest
time of the century or the decade to try to do that, but we're working hard on that and
we're over halfway there, but we're not all the way there.
Chair Bower: Thank you. I don't have any other public questions. Michael, you have a
question?
Michael Makinen: The only question I have is really not a question, but when you camc
up with the period significance 1932 to 1999, was it any rationale you can give for that?
I guess I was looking at the period of significance might be associated when the original
was still intact, 1932 to 1946. The wings were added in 1947 and then removed in 2003.
Just a little of yoU( thought process when you came up with the period of significance.
Kathv Marx: I understand your question and that's a thoughtful question. The 1932 to
1999 obviously is the use of the building as a medical clinic. So, that would address one
of the criterion that talks about the use. So it's not talking about the architecture, it's
talking about the use and its significance to the community. Though obviously the other
criterion does talk about, which is C, criterion C, does talk about the architecture. So we
have kind of two separate criterion and I can't really speak on behalf of the architects that
produced this nomination, but I believe they were trying to look at the significance of not
just the structure but the overall use and integrity of that use to this community, and so
consequently chose the broader date. Concluding 1999 was when it no longer functioned
as a medical clinic and was closed.
Michael Makinen: For criterion C you have like one year of significance, 1932, rather
than a continual.
Kathy Marx: No, the period of significance is 1932 to 1999; that is the period of
significance.
Michael Makinen: Then I look at the second line and it says C 1932.
Kathy Marx: Oh, okay, let me take a look.
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Michael Makinen: Look at the nomination form.
Chair Bower: That's Attachment B. Is that what you're looking at?
Kathy Marx: Oh, I do see what you'rc saying. Yes, you are correct.
Michael Makinen: I would think: it would be a period of time whatever you ...
Kathy Marx: Rather than a date. You have the discretion to ask for modifications to this
nomination. Is that a suggestion?
Michael Makinen: That's a suggestion.
Kathy Marx: So you'd like to sec 1932 to 1946 or 417
Michael Makinen: That would be a personal suggestion, but it's up to the board.
Kathy Marx: Okay.
Roger Kohler: The present building is the 1932 building plus a portion of the 1947
addition. The two wings ... if you think: of the original building as beirlg a U and then the
1947 was another U with the two bottom parts put together, one upside down from the
other, then the two legs of the second addition, the '47 addition, were removed but the
spine from '47 remains there as part of the building today. So you really want to include
that; that's part of what's trying to be protected.
Chair Bower: Any other discussion while we're in open, before we close the hearing? I
don't see any, so let's close the public hearing and then let's have a discussion by the
board members. Natalie?
Natalie Loukianoff, Vice-Chair: . Just addressing the comment about period of
significance, I actually think: we should leave it as it is. The majority of this is really
focusing on the use of the building and it was used until '99 in the medical capacity. The
reason it says C 1932 there is '32 actually applies to criterion C, which if that were the
sole criterion would be the period of significance. But since A is use, I really think: that
period of significance should stay as it is. Other than that I think: this nomination is good
to go and we support this ... I support it wholeheartedly.
Patricia DiCicco: I agree with Natalie that the application should remain unchanged. I think: it
should just sayeriterion C 1932.
???: I guess I'm just having a little confusion. It says period of significance, so is one year
considered a period?
???: Yes, it is.
???: It is? Okay.
Chair Bower: It's a short period. Michael?
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HRB ~ March 3, 2010
Page 5
Michael Makinen: It's probably not going to affect anything in the end, it's just a question of
how you look at this. I guess I've looked at a number of these nomination forms and they
usually have some interval of years rather than just a year.
<:;:hair Bower: Martin, any comments? I would agree with Pat and Natalie that I think we should
leave this application as it's presented to us, because I think it's the entire duration of the use of
the building that is the appropriate issue. Any other discussion? So, do I hear a motion?
Natalie Loukianoff, Vice-Chait1???): I motion that we recommend to the City Council to write
the approval letter for support on the nomination of the category two Roth Building to the
National Register ofllistoric Places.
Martin Bernstein: I second that motion.
Chair Bower: Okay. Do we want to discuss this further? So the motion is to approve the
application as it was presented?
???: Yes.
???: I think it makes perfect sense. I've been by that building for many years. I think it's fine to
leave it as is. It is a little confusing to me. Over ,he years we've looked at that and I don't think
I've ever seen it where it said there was one year as a,period of significance, but if everyone who
has much more experience with these is fine with that, that's fine. So, I support the motion.
???: Kathy, I have one quick question for you, Who actually filled out the application? Did the
state fill this out?
[unintelligible]
Chair Bower: I think it was fascinating reading and I leamed a lot about the Palo Alto Medical
Foundation, or Medieal Clinic as it was then called. Esther Clark was my pediatrician; I did not
realize that she was the first woman doctor and that there was a gender issue when she joined.
It's pretty interesting to hear about that in this era when gender, of course, is not supposed to be
considered at alL So I'm actually quite pleased that this has come up for nomination and I would
wholeheartedly support this recommendation. .
Martin Bernstein: The reason I supported the motion, or seconded the motion, was to also say
that I think this will be a real gem and a real jewel in the City of Palo Alto to receive this
recognition, and look forward to having it to serve as a real educational resource to what good
architecture can do, what good thoughts can do, and what good public art can do.
Chair Bower: I second that. Also, I'm thrilled that the Palo Alto History Society is going to
move in there. It's totally appropriate that a building of this &'ignificance in the community will
have the community history located in it. Ifthere is no other discussion, I would call for a vote.
Any other discussion? I don't see any, so all in favor?
Motion unanimously passed.
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