HomeMy WebLinkAboutStaff Report 260-08Manager’s eper
TO:HONORABLE CITY COUNCIL
FROM:CITY MANAGER DEPARTMENT:ADMINISTRATIVE
SERVICES
DATE:JUNE 2, 2008 CMR: 260:08
SUBJECT:TEFRA HEARING REGARDING CONDUIT FINANCING FOR THE
FABIAN WAY SENIOR APARTMENTS PROJECT LOCATED AT 901
SAN ANTONIO ROAD, PALO ALTO, AND ADOPTION OF A
RESOLUTION APPROVING THE ISSUANCE OF BONDS BY THE
CALIFORNIA MUNICIPAL FINANCE AUTHORITY IN AN
AGGREGATE PRINCIPAL AMOUNT NOT TO EXCEED $14,000,000
FOR THE PURPOSE OF FINANCING THE CONSTRUCTION OF
FABIAN WAY SENIOR APARTMENTS
RECOMMENDATION
1) Conduct a public hearing under the requirements of the Tax Equity and Fiscal
Responsibility Act of 1983 (TEFRA) and the Internal Revenue Code of 1986, as
amended (Code); and
2)Adopt a resolution (Attachment A) approving the issuance of the bonds in an
aggregate principal anaount not to exceed $14,000,000 by the California Municipal
Finance Authority (CMFA) for the benefit of Fabian Way Associates, L.P.
(Borrower) in financing Fabian Way Senior Apartments.
BACKGROUND
Bridge Housing Corporation (Bridge) a non-profit affordable housing developer, is
developing a 56 unit low income senior project in Palo Alto. To finance the project, Bridge
requested that the CMFA serve as the issuer of tax exempt revenue bonds for the Fabian
Way Senior Apartments project in an aggregate principal amount not to exceed
$14,000,000. Proceeds from the issuance of the bonds will be used to finance the acquisition,
construction and improvement of a 56 unit multifamily housing facility located at 901 San
Antonio Road in the City of Palo Alto, California for the benefit of the Fabian Way
Associates, L.P. (FWALP), a limited partnership created by Bridge.
In order for all or a portion of the bonds to qualify as tax-exempt bonds, a qualifying
public agency (such as Palo Alto) must conduct a public hearing (TEFRA Hearing), to
provide the members of the community an opportunity to speak in favor of or against the
use of tax-exempt bonds for the financing of the project. Prior to the hearing, reasonable
notice must be provided to the members of the community. Following the close of the
CMR:260:08 Page 1 of 3
TEFRA hearing, an ~applicable elected representative" of the governmental unit hosting
the proposed project must provide its approval of the issuance of the bonds for the
financing of the project.
DISCUSSION
Since the facilities to be financed with the proceeds of the CMFA’s debt are located within
the jurisdiction of the City of Palo Alto, the City has been asked to conduct a TEFRA
hearing and adopt a resolution (Attachment A) that approves both the issuance of bonds by
the CMFA for the benefit of FWALP.
As cited in the published notice of May 16, 2008, the public hearing is simply an
opportunity for all interested persons to speak or to submit written comments concerning
the proposal to issue the debt and the nature or location of the facility to be financed;
however, there is no formal obligation on the part of the borrower or the Council to
respond to any specific comments made during the hearing or submitted in writing.
The financing includes, but is not limited to the acquisition, construction and improvement
of a 56 unit multifamily affordable senior housing facility located at 901 San Antonio Road
in the City of Palo Alto.
The CMFA is a joint exercise of powers authority that the City became a member of on
April 14, 2008. The Joint Exercise of Powers Agreement provides that the CMFA is a
public entity, separate and apart from each member executing such agreement. The debts,
liabilities and obligations of the CMFA do not constitute debts, liabilities or obligations of
the members executing such agreement. The bonds to be issued by the CMFA for the
project will be the sole responsibility of the borrower (FWALP), and the City of Palo Alto
wilt have no financial or legal, obligation, liability or responsibility for the project or the
repayment of the bonds for the financing of the project. All financing documents with
respect to the issuance of the bonds will contain clear disclaimers that the bonds are not
obligations of the City of Palo Alto or the State of California but are to be paid for solely
from funds provided by the borrower.
The City is not exposed to any financial liability by reason of its membership in the CMFA.
In addition, participation by the City in the CMFA does not impact the City’s
appropriations limits and will not constitute any type of indebtedness by the City. Outside
of holding the TEFRA hearing and adopting the required resolution, no other participation
or activity of the City or the City Council with respect to the issuance of the bonds will be
required.
Based on the benefits of the project to the Palo Alto community and the lack of any
financial obligations on the part of the City, staff recommends that Council approve the
attached resolution.
CMR:260:08 Page 2 of 3
RESOURCE IMPACT
As stated, the City will incur no financial obligation from approval of the
recommendations. Fabian Way Associates, L.P. is requesting authority to issue up to $14
million in bonds through the CMFA. The City will receive a fee for its services when the
bonds are issued. The City would receive approximately $8,750 if the par amount of the
bonds issued is $14 million as reimbursement for costs associated with conducting the
TEFRA hearing.
POLICY IMPLICATIONS
Actions recommended in this report are consistent with Council’s prior actions in
supporting non-profit financings under the TEFRA (e.g., approving tax-exempt financing
through the California Municipal Finance Authority for the Gideon Hausner Jewish Day
School projects, CMR: 184:08).
ENVIRONMENTAL REVIEW
Action on this item does not constitute a project under Section 21065 of the Public
Resources Code.
ATTACHMENTS
Attachment A: Resolution of the Council of the City of Palo Alto Approving the Issuance
of Bonds by the California Municipal Finance Authority in an Aggregate Principal amount
not to exceed $14,000,000 for the Purpose of Financing the Construction of Fabian Way
Senior Apartments.
PREPARED BY:
DEPARTMENT HEAD APPROVAL:
CITY MANAGER APPROVAL:
J O~EPH SACCIO
Deputy Director, Administrative Services
LAL PEREZ
Dlre~Ser~ ~ces
(
STEVE EMSLIE and KELLY MORARIU
Deputy City Managers
CMR:260:08 Page 3 of 3
NOT YET APPROVED
RESOLUTION NO.
RESOLUTION OF THE COUNCIL OF THE CITY OF
PALO ALTO APPROVING THE ISSUANCE OF BONDS BY
THE CALIFORNIA MUNICIPAL FINANCE AUTHORITY
IN AN AGGREGATE PRINCIPAL AMOUNT NOT TO
EXCEED $14,000,000 FOR THE PURPOSE OF FINANCING
THE CONSTRUCTION OF FABIAN WAY SENIOR
APARTMENTS
WH~EREAS, Fabian Way Associates, L.P., a California limited partnership (the
"Borrower"), has requested that the California Municipal Finance Authority (the
"Authority") issue one or more series of revenue bonds in an aggregate principal amount
not to exceed $14,000,000 (the "Bonds"), and to lend the proceeds of the Bonds to the
Borrower for the purpose of financing the costs of construction of a multifamily
residential rental facility (the "Facilities") to be owned by the Borrower and located at
901 San Antonio Road in the City of Palo Alto (the "City"); and
WI-~REAS, pursuant to Section 147(f) of the Internal Revenue Code of 1986 (the
"Code"), the issuance of the Bonds by the Authority must be approved by the City
because the Facilities are to be located within the City; and
WHEREAS, the City Council of the City (the "City Council") is the elected
legislative body of the City and is one of the applicable elected representatives required
to approve the issuance of the Bonds under Section 147(f) of the Code; and
WHEREAS, the Authority has requested that the City Council approve the
issuance of the Bonds by the Authority in order to satisfy the public approval requirement
of Section 147(f) of the Code and the requirements of Section 4 of the Joint Exercise of
Powers A~eement, dated as of January 1, 2004, and later amended on April 14, 2008
(the "Agreement") that created the Authority, among certain local agencies, including the
City; and
WHEREAS, pursuant to Section 147(f) of the Code, the City Council has,
following notice duly given, held a public hearing regarding the issuance of the Bonds,
and now desires to approve the issuance of the Bonds by the Authority;
NOW, THEREFORE, the City Council of the City of Palo Alto does hereby
RESOLVE as follows:
SECTION 1. The City Council hereby approves the issuance of the Bonds by the
Authority. It is the purpose and intent of the City Council that this resolution constitute
approval of the issuance of the Bonds by the Authority, for the purposes of (a) Section
147(f) of the Code, by the applicable elected representative of the governmental unit
having jurisdiction over the area in which the Facilities are to be located, in accordance
with said Section 147(f) and (b) Section 4 of the Agreement.
080512jb 0130324 -1-
NOT YET APPROVED
SECTION 2. The adoption of this Resolution shall not obligate the City or any
department thereof to (i) provide any financing to construct the Facilities; (ii) approve
any application or request for or take any other action in connection with any planning
approval, permit or other action necessary for the construction or operation of the
Facilities; (iii) make any contribution or advance any funds whatsoever to the Authority;
or (iv) take any further action with respect to the Authority or its membership therein.
SECTION 3. The officers of the City are hereby authorized and directed, jointly
and severally, to do any and all things and to execute and deliver any and all documents
which they deem necessary or advisable in order to carry out, give effect to and comply
with the terms and intent of this Resolution and the financing transaction approved
hereby.
SECTION 4. The City Clerk shall forward a certified copy of this Resolution to
the bond counsel for the Bonds, addressed as follows:
Paul J. Thimmig, Esq.
Quint & Thimmig LLP
575 Market Street, Suite 3600
San Francisco, CA 94105-2874
adoption.
SECTION 5. This Resolution shall take effect immediately upon its
INTRODUCED AND PASSED:
AYES:
NOES:
ABSENT:
AB S TENTIONS:
ATTEST:APPROVED:
City Clerk
APPROVED AS TO FORM:
Mayor
Assistant City Attorney
City Manager
Director of Planning and Community
Environment
080512jb 0130324 -2-