HomeMy WebLinkAboutStaff Report 104-08City of Palo Alto
C ty Manager’s Report
TO:HONORABLE CITY COUNCIL
9
FROM:CITY MANAGER DEPARTMENT: UTILITIES
DATE:
SUBJECT:
JANUARY 14, 2008 CMR: 104:08
ADOPTION OF A RESOLUTION DETERMINING UNDERGROUND
UTILITY DISTRICT NO. 41 PROPERTY OWNERS WHO ELECT
TO PAY UNDERGROUND CONVERSION COSTS OVER A PERIOD
OF YEARS
RECOMMENDATION
Staff recommends that Council approve the attached Resolution determining Underground
Utility District No. 41 property ow-ners electing to pay conversion costs over a period of years,
determining and classi~dng unpaid assessments, and funding loans to property owners from the
Reserve for Underground Connections.
BACKGROUND
At its meeting on October 24, 2005, the City Council adopted Ordinance No. 4882 creating
Underground Utility District No. 41 (see attached Exhibit C for Background and History on
Underground District) for the Cowq3er Avenue, Oregon Expressway, Middlefield Road and
Colorado Avenue area (see Attachment D). The ordinance provided notice that any property
ow-ner located within the district had the option of paying the cost of service conversion over a
period of ten years, with interest. A total of 33 of the 174 property owners in the district selected
the deferred payment plan. The underground project is a general benefit underground district,
with the City paying all costs except the individual property underground service conversions.
DISCUSSION
The conversion costs for the 33 property owners who have chosen the deferred payment plan
total $201,306. The remaining property ov~aers chose to be responsible for their ov~n financial
arrangements.
Assessments will be secured by liens on each property for the ten-year term of the loan.
Repayment to the City wil! be made through the owner’s property tax bills. As mandated in the
Palo Alto Municipal Code, interest rates were established the week preceding adoption of the
CMR: 104:08 Page 1 of 2
Ordinance forming the underground district. Using this rate guideline, the interest rate for the
loans will be 5.12%. A $50 loan-processing fee is added to each assessment.
RESOURCE LMPACT
On August 21, 1984, Council approved the funding of individual electric connections from the
Electric System Improvement Resela~e, thereby establishing the reselwe for underground
connections. As of June 30, 2007, the balance in the reserv-e for underground connections was
$698,000.
The total estimated service conversion cost for all customers in Underground Utility District No.
41 is $201,306. The City’s total contribution and related cost for Underground Utility District
No. 41 is estimated to be $2,500,000.
POLICY IMPLICATIONS
This recommendation is consistent with the Council-approved Utilities Strategic Plan Key
Strategy #7, "Implement programs that improve the quality of the environment."
ENVIRONMENTAL REVIEW
This project is categorically exempt from California Environn~ental Quality Act (CEQA).
ATTACHMENTS
A:Resolution
B:Property" Owner List
C:Background and History on Undergrounding of Electric Utilities
D:Underground District 41 - Boundary Map
PREPARED BY:PATRICK VALATH
Senior Electric Project Engineer
DEPARTMENT HEAD:
CITY MANAGER APPROVAL:
VALE~E F~3~G
Director~of Ut~ties
,,,,.
EMILY IffARRISON
Assistant City Manager
CMR: 104:08 Page 2 of 2
ATTACHMEN
NOT YET APPROVED
RESOLUTION NO.
RESOLUTION OF THE C0t~CIL OF THE CITY OF PALO ALT0
DETE~INING UNDERGROUND UTILITY DISTRICT NO. 41
PROPERTY OWNERS Z~0 ELECT TO PAY UNDERGROUND
CONVERSION COSTS OVER A PERIOD OF YEARS
The Council of the City of Palo Alto does RESOLVE as
follows:
SECTION i. The Council of the City of Palo Alto amended
Section 12.16.020 of Chapter 12.16 of Title 12 of the Palo Alto
Municipa! Code by establishing Underground Utility District No. 41
on October 24, 2005, by adopting Ordinance No. 4882.
SECTION 2. The owners of certain properties have exercised
the option offered in said Ordinance and in Section 12.16.092 of
said Code, to pay the cost over a period of years with such
obligation secured by special assessments. A list of the
properties owned by persons who have exercised the option to pay
the costs of converting their electric service connection to
underground !ocations over the period of ten (!0) years as
indicated thereon is attached hereto as Exhibit "A" and hereby made
a part hereof.
SECTION 3. It appears to this Council that in its proceed-
ings under and pursuant to Resolution of Intention to form said
District, being Resolution No. 8515, adopted on Apri! 25, 2005, the
assessments proposed to be levied should be made to mature over a
period of ten (i0) years.
SECTION 4. The public convenience and necessity required
that the proceedings heretofore taken with respect to said
underground utility districts being changed and modified to provide
that the rate of interest to be paid by said owners of said
properties shall be three quarters of one percent (3/4 of 1%) in
excess of the rate shown in the New York Bond Buyer Index of
Municipa! Bond Average Yields for 20 bonds for the week next
preceding the day on which the Underground Districts were formed.
SECTION 5. The assessments now remaining unpaid are as
shown on Exhibit "A" attached hereto and by this reference made a
part hereof, and that the aggregate amount thereof is $201,306.
This Counci! hereby determines that the owners of the properties
shown on Exhibit "A" hereto have elected to pay the cost of
converting electric service connections to underground locations
over the period of ten (i0) years and that said costs shall
represent the unpaid assessments in these proceedings.
SECTION 6. The City shall advance all loans to assessed
property owners from available funds, and shall succeed to all
rights under the assessment and to all rights which would have
080104 jb 0072976
NOT YET APPROVED
accrued if bonds had been issued as provided in Section
13.04.170(i) of Chapter 13.04 of Title 13 of the Palo Alto
Municipal Code. Loans for the Underground District will be funded
to the assessed property owners from the Electric Reserve for
Underground Connections. The tota! estimated principa! amount to
be funded by this Reserve wil! be $201,306, pending any changes in
actual moneys loaned. The principa! plus interest and loan
processing fee shal! be amortized and repaid through the owner’s
property taxes for a period of ten (i0) years.
The loans shall bear interest from the latest of the date
of completion and energizing of underground electrical facilities,
or the date of disbursement of the loan. The rate of interest will
be 5.12 percent. Principa! payments will be refunded to the
Reserve for Underground Service Connections and interest will be
added to the Electric Rate Stabilization Reserve.
SECTION 7. A fee of $50 is added to the principal amount
of each loan for loan processing.
INTRODUCED AND PASSED:
AYES:
NOES:
ABSENT:
ABSTENTIONS:
ATTEST:APPROVED:
City Clerk
APPROVED AS TO FORM:
Senior Asst. City Attorney
Mayor
City Manager
Director of Utilities
Director of Administrative
Services
080104jb 0072976
ATTACHMENT B
List of Property Owners
Property Owners (s)
Barbara M Davidsom
Geradus & Elisabeth Staal
Patrick Lin
Ruth M Brown
Eliot Tarlin & Sharon Fox
Steinberg Revocable Trust
Christine & Stanley Czarnecki
Marlin Korfhage
Helen Jacobson
Mary & Joan Howland
Alfred & Donna Mitchell
Mary Wong
lan & Valerie Mallace
John Horan
Robert Stock & Elizabeth Mann
Debra Summers
Doris Wong
Ralph Accola
Gregory & Phyllis Hiura
Robert & Nora Chang Trust
Darrell & Lisa Benatar
David & Faith Gobuty
Michael Arne
The Bulow Family Trust
Barbara Carter
John R Horan Trustee
Louis T. Weis
Meyer & Hannah Scher
Meyer & Hannah Scher
Meyer & Hannah Scher
Meyer & Hannah Scher
Meyer & Hannah Scher
Helen Colyen
Parcel
No.Address
132-01-054 2527 Webster St
132-01-010 635 Marion Ave
132-02-073 2695 Cowper
132-02-079 541 Bryson Ave
132-02-097 2510 Webster
132-01-060 628 Marion Ave
132-01-059 614 Marion Ave
132-02-005 590 Marion Ave
132-01-017 581 Marion Ave
132-02-042 547 Bryson Ave
132-01-050 2551 Webster St
132-01-063 670 Marion Ave
132-01-061 642 Marion Ave
132-02-084 2563 Cowper St
132-02-072 521 Colorado Ave
132-07-004 2420 Tasso St
132-02-037 595 Bryson Ave
132-55-021 2750 - 2752 Byron St
132-02-061 689 Colorado Ave
132-02-034 629 Byrson Ave
132-02-001 2522 Webster St
132-01-053 2533 Webster St
132-02-045 538 Bryson Ave
2593 Cowper St
132-01-051 2545 Webster St
132-02-084 2563 Cowper St
132-02-015 2538 Webster St
132-02-024 2572 Webster St
132-02-090 2688 Middlefield Rd
132-02-027 2640 Middlefield Rd
132-02-026 2620 Middlefield Rd
132-02-025 2590 Middlefield Rd
132-55-018 2712-22 Byron
Assessment Principal
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
$
5,451.96
3,645.00
3,835.01
0,400.00
6,653.82
6,985.21
7,602.16
4,702.01
3,793.38
7,557.30
5,719.73
7,057.05
5,863.00
7,066.82
5,668.60
6,427.60
6,892.19
8,813.03
4,666.54
4,501.13
8,084.04
4,500.00
7,000.00
8,000.00
5,203.70
5,0O0.00
5,334.00
4,462.00
5,860.00
6,561.00
6,654.00
6,600.00
4,746.47
TOTAL $201,306
ATTACHMENT C
BACKGROUND AND HISTORY ON
UNDERGROUNDING OF ELECTRIC UTILITIES
BACKGROUNI)
History of Undergrounding
The City of Palo Alto began a progam to underground overhead electric, telephone, and cable TV
facilities in 1965 with a project along Oregon Expressway. Since that time 42 Under~ound Districts
have been formed. The main reasons for starting the undergounding progam in Palo Alto were to
improve the aesthetics of the neighborhoods and to improve service reliability by reducing the impacts of
weather on the electric distribution system.
To establish the undergounding progam, the cit,, amended the Municipal Code adding Chapter 12.16
titled Underground Utilities. All new development after 1965 was required to have undergound
facilities. This requirement resulted in the undergounding of electric facilities for most of the
commercial areas outside of the older commercia! deve!opments in the University Avenue and California
Avenue districts.
Types of Underground Districts
Rules for establishing an under~ound district in the City are covered by Utility Rule and Regulation 17.
This rule establishes three types of under~ound districts: General Public Benefit, Primarily of Local
Public Benefit, and areas that do not qualify under the preceding types. General Public Benefit projects
are established by the City and the City pays for the installation of the electric system in the public right-
of-way (ROW) and the residents pay for conversion of the facilities on their property. In the remaining
two conversion area types, the residents must request the undergound district and fund the service
conversion on their property as well as a portion of the utility costs in the public ROW.
Most of the projects completed have been established under the General Public Benefit provision.
Joint Construction on Utilities Poles
The poles within the City of Palo Alto are jointly owned with AT&T or in some cases jointly owned with
AT&T and PG&E. Comcast leases space on the poles from AT&T for the attachment of cable TV cables.
Due to the joint ownership of the poles, undergound districts require ageement by the other joint
owners. Once agreement on the Undergound District boundaries has been reached, the conduits and
structures are jointly constructed. Joint construction is used to reduce costs and coordinate the
construction to minimize impacts on the neighborhoods.
Agreement on Undergound District boundaries by AT&T is subject to AT&T’s ability to recover its
costs pursuant to California Public Utilities Commission’s (CPUC) Schedule A2 Rule 32 on
undergounding which specifies the criteria for different levels of financial participation by AT&T.
The applicable section of Rule 32 is critical to the financial viability of the undergound project. If a
project qualifies under section A. 1 of Rule 32, the project has been found to have General Public Benefits,
and AT&T and Comcast fund all the their improvements in the public right-of-way. If it is determined
that Rule 32A.2 or 32A.3 are applicable to the project, the cost responsibility for the Cable TV and
Telephone conduits and other structures shifts either to the City or to the residents. In the past, once
AT&T had determined that the proposed area did not qualify under Rule 32A.1 the City has cancelled the
underground project because of the increased costs to the Electric Utility and moved forward on
undergrounding projects in areas where the telephone company would participate. Currently there are
only a few small areas where the telephone company will participate.
To facilitate the coordination between the parties in an Undergound District, a master agreement has
been si=m~ed by the City, AT&T, and Cable TV. This master agreement is amended each time an
under~ound district is formed to include the new Undergound District.
Funding for Underground Districts
General Benefit Undergounding was funded at approximately 2% of annual electric revenues. Beginning
in 1998, funding was reduced to 1% per year due to the need to shift electric resources to rebuilding aging
infi’astructure. The current funding which has been recently returned to 2% of annual electric revenues
converts, on average, electric facilities for approximately 150 to 200 homes per year.
The reduction in funding to 1% of revenues for under~ound districts was initiated about 10 years ago to
"free up" revenues and resources to focus on replacing undergound facilities reaching the end of their
useful lives. Cables installed in the sixties and seventies had an expected cable life of 30 years. In the
late nineties a significant portion of the city’s undergound system had exceeded its expected life and
failures were beginning to occur at an increasing rate. To reduce the rate of failure, an accelerated
infrastructure pro~am was initiated to replace the cables that had exceeded their life expectancies.
Because of staffing constraints the under~ound progam was temporarily scaled back.
Costs that AT&T can recover from its rate payers for funding Genera! Public Benefit Undergounding
under Rule 32A.1 are limited. The restrictions on AT&T’s funding limit the City’s ability to accelerate
the undergounding pro~am beyond 2% of revenues while still receiving the full rule 32A.1 level of
participation from AT&T.
In addition the cost of the required service conversions on private property is borne by the individual
owners in accordance with Utility Rule and Regulation No.17. This cost can range from $5,000 to
$8,000. In order to reduce the burden of the service conversion cost to property owners in undergound
districts the property owners are offered the option of financing their service conversion costs over a
period of ten years with interest in accordance with the procedure given in Section 12.16.090 through
12.16.096 of the Palo Alto Municipal Code. The CMR that accompanies this document seeks approval of
a resolution listing property, owners electing to participate in the selwice conversion financing offered by
the Cit-y.
Budgeting
Funding for the Under~ound Districts is approved by the City Council during the annual budget process.
In addition to the current fiscal year’s funding, staff also provides four additional years of projected
funding for proposed under~ounding projects. These future projects are not approved for construction
until the budget for these projects is approved each fiscal year. Each year staff reevaluates the future year
recommendations and proposes changes based on additional information acquired since the last budget
cycle including AT&T’s participation in covering project costs.
Selecting Underground Districts
Proposed under~ounding districts are determined by applying the priorities in Rule 17 and negotiations
with AT&T as joint pole owners. In addition, Comcast, which leases pole .space from AT&T, must also
fund part of the underground costs to move their facilities.
The City Electric Utility takes the lead in proposing boundaries for an undergound project. AT&T’s
agreement is driven by its ability to recover costs under rules that differ from Utility Rule and Regulation
No. 7. Recently the City was advised by AT&T that the proposed undergound district planned for FY
2007-08 did not qualify under section A.1 of Rule 32, and that AT&T would be unable to fund all the
improvements in the public right-of-way, resulting in the cost responsibility for the telephone substructure
shifting to the City or the residents within the proposed districts.
To give a perspective on this impact, the present cost to the City for undergounding is about $15,000 per
home. This does not include the additional cost for each homeowner of about $5,000 for their service
conversion. If the City continues undergrounding without AT&T and Comcast reimbursements, the cost
to the City per home increases to approximately $20,000, an increase of 33%.
Future of Program
The overhead lines for approximately 14,100 homes remain to be undergounded and the current program
undergrounds facilities for approximately 200 homes per year.
If the City were to proceed with the progam without AT&T and Comcast reimbursements at the present
funding rate of 2% of annual electric revenues, it is expected to take approximately 100 years more to
complete the undergrounding of the entire city at a cost of $296,100,000. This is based on the current
value of the dollar. Under the current pro~am the electric rate payers would be responsible for funding
approximately $225,600,000 and the property owners would be responsible for funding about
$70,500,000 oftotat cost.
In light of the recent position taken by AT&T to suspend participation in undergrounding of utilities
where AT&T is not able to recover costs fiom its ratepayers, staff is reviewing with AT&T and Comcast
potential under~ounding project areas in the City. If an a~eement is reached with AT&T on additional
areas for under~ounding of utilities, then staff will obtain Council approval for undergrounding of such
areas to continue the under~ounding program.
ATTACHMENT D
2440
2450
2425
2435
2451
2465
2479
2495
OREGON EXPRESSWAY
0 0 0 0
541
2712
LEGEND
Project Boundary
2685
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__, 2738 I "-ll 2767
2777
2787
0
2676
2680
2700
2710
2720
APPROVED,, 15 Mar 2005
Patrick Valath
SR. ENGINEER/MANAGE~~.__.
~PEV
DRWNI PDD
CHKD.I PEV
Underground District No. 41
Boundary Map
City of Palo Alto
California
UTILITIES, ELECTRIC ENGINEERING
REV,
MAP #
APPR. I
SCALE I
NTS
SAP 4000 2540
DESCRIPTION
W.O.# / DRAWING #
22187
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