HomeMy WebLinkAboutStaff Report 347-09TO: HONORABLE CITY COUNCIL
FROM: CITY MANAGER DEPARTMENT: UTILITIES
DATE: AUGUST 3, 2009 CMR: 347:09
REPORT TYPE: REPORTS OF OFFICIALS
SUBJECT: Adoption of a Resolution Approving Amendment One to the Northern
California Power Agency Third Phase Agreement for Western
GeoPower Incorporated Renewable Energy Power Purchase
Agreement for the Acquisition of up to Seven Average Megawatts of
Energy over Twenty Years at an Estimated Cost Not to Exceed $128
Million
RECOMMENDATION
Staff recommends that the Council adopt a resolution, authorizing the City Manager or his
designee to execute Amendment One to the Northern California Power Agency (NCPA) Third
Phase Agreement for Western GeoPower Incorporated (WGI) renewable energy power purchase.
Additionally, for this agreement, staff recommends the Council waive the investment-grade
credit rating requirement under Section 2.30.340(d) of the Palo Alto Municipal Code, which is
otherwise required for these energy contract.
BACKGROUND
On February 19, 2008, the Council adopted resolution no. 8798, approving the NCPA Third
Phase Agreement for WGI renewable energy power purchase and the City's participation in the
agreement for the purchase of up to 5 average megawatts of energy within an average
procurement price cap of $98/megawatt-hour (CMR 141:08). For this agreement, the Council
waived the investment-grade credit rating requirement under Section 2.30.340(d) of the Palo
Alto Municipal Code. The third phase agreement was executed on May 28, 2008 by NCP A.
NCPA also executed an agreement with the Canadian company, WGI, to purchase the power that
is passed through to members, including Palo Alto, at NCPA's cost. The price of the power in
the original agreement is $98 per megawatt-hour (MWh) (9.8 cents per kilowatt-hour).
Unfortunately, the financial crisis of 2008 undermined project financing that WGI was seeking.
Replacement financing is being developed; WGI has informed NCPA that it requires a larger
cash flow (1.5 times debt service payment level) in order to make the financing work or the
CMR: 347:09 Page 1 of6
project development will stop. This cash flow requirement necessitates WGI's request for a
contract price of$117/MWh.
As the price change is a substantial change to the contract and since it will be passed through to
third phase participants, including Palo Alto, the Council must approve an amended third phase
agreement with the new higher delivery price if it wishes for Palo Alto to continue as a project
participant. The amendment increases the price to $117/MWh, adds contract terms that give
NCPA more control of the project operation, if needed, and changes the participation percentage
shares for the project participants.
The Council adopted a Renewable Portfolio Standard (RPS) when it approved the Long-term
Electric Acquisition Plan (LEAP) guidelines in March 2007 (CMR: 158:07). The City'S RPS
goal is to procure 33 percent of the City'S electric power needs by 2015 while limiting the retail
rate impact to 0.5 cents per kilowatt-hour. Currently, renewable resources comprise about 18
percent of the City'S electric power needs. Recently, a contract has been executed for a
renewable power project that will add another 2 percent and is expected to start energy deliveries
in 2010. Without any additional contracts, the City expects to purchase 20 percent of its electric
needs from renewable resources by 2010 with minimal impact on retail rates. It should be noted
that the City's RPS measure excludes large hydro-electric resources that account for
approximately 50 percent of the City'S electric supply in an average hydro generation year.
Staff continues to pursue renewable power through several venues including through the City's
Requests For Proposals (RFPs), through NCPA's Green Power Project and through NCPA's full
membership participation opportunities. The City is still seeking new renewable energy equal to
approximately l3 percent of annual usage to meet the 33 percent renewable portfolio goal by
2015. The City issued a Request for Proposals (RFP) in March 2009 for renewable electric
power supplies. Sixteen project proposals were received by the RFP closing date of April 28,
2009. Staff is still evaluating some of the proposals and negotiating with some of the proposers.
DISCUSSION
The WGI project would contribute another 3 percent of annual energy needs if the City stayed in
the project at the same participation level and agreed to the price increase. The City has the
following options regarding the WGI contract:
1. The City can drop out of the project by not approving the amendment to the third
phase agreement;
2. The City can agree to the contract amendment increasing the price and limit its
participation share to its current 14.95% share, which amounts to about 3.3 average
megawatts (MW), or enough to meet about 3% of the City's annual electric needs;
3. The City can agree to the contract amendment increasing the price and reduce its
participation share to less than the current 14.95% share; or
4. The City can agree to the contract amendment increasing the price and request a share
of other participants' shares if they decide to reduce participation or drop out of the
project.
CMR: 347:09 Page 2 of6
Staff recommends the fourth option to accept the amended price and increase its participation
share to a limit of 26% of the project totaling about 7 average MW, or about 6% of the City's
annual electric needs.
Even at the amended higher price of $117/MWh the contract is reasonably competitive with
other offers Palo Alto received from the 2009 RFP for renewable power. In addition, the WGI
geothermal power adds diversity to the renewable energy supplies, which currently are from
wind and landfill gas to energy projects. The 2009 RFP did receive one proposal for lower-
priced power and Palo Alto is negotiating with that supplier. However, it is not certain whether
that project will actually be developed and it cannot fill the City'S entire remaining need for
renewable power. The levelized cost for the WGI project is slightly lower than that for the
Ameresco Johnson Canyon project that is also under consideration by the Council on August 3,
2009 (CMR: 343:09). The Ameresco Johnson Canyon project is a much smaller project (only
providing 1.1 % of the City's annual energy needs), but it is very likely to be built.
The legislative initiatives for increased statewide RPS targets have increased demand for
renewable resources leading to a sellers' market and higher pricing. In addition, pending
legislation that would require the use of California renewable electric projects for meeting RPS
targets is further raising prices in the California seller's market.
Pricing for renewable power in California appears to be driven by a regulatory benchmark price
called the Market Price Referent published by the California Public Utilities Commission that
was last calculated in 2008 at $117/MWh for 20-year contracts. WGI indicates that it cannot get
project financing cash flow from a price lower than $117 IMWh and, without financing, it is not
able to construct the project. If NCP A were to take over the project and develop it without the
federal incentives that private entities receive, NCP A estimates the cost would also be about
$1 17/MWh.
WGI has obtained the required permits, has substantially completed design work and has begun
well drilling to develop the geothermal project sized for 35 MW of turbine and generator and
about 25 MW of steam field in the Geysers area not far from NCPA's other geothermal facilities.
Because of limitations to the geothermal resource it is anticipated that the plant would normally
run at about a 25 MW level with a 25 MW steam field.
The plant would qualify as a renewable power project under state-adopted definitions, would be
electrically connected to the California Independent System Operator-managed transmission
system and would qualifY as local capacity.
As an energy purchaser rather than as an investor-owner, NCP A and its members would not be
taking the risk that power production levels may decline, as happened with PG&E's former 62
MW plant at this location. Under the terms of the agreement, NCPA members pay a fixed flat
rate for any energy delivered. If delivered volumes decline, NCPA's payments to Western
GeoPower, and thus Palo Alto's payments to NCPA, would be reduced proportionately, freeing
up money to purchase replacement renewable energy from other sources.
CMR: 347:09 Page 3 of6
Nine members of NCPA, including Palo Alto, are participating in the Third Phase Agreement
with NCP A. NCPA allocated participation shares to the interested members in proportion to
those members' loads with the result that Palo Alto's share would be 14.95% of the output, if
Palo Alto and all other current participants receive their governing board approvals for amending
the third phase agreement. At that participation level and expected plant output, Palo Alto's
share would amount to about 3.8 average megawatts, or roughly 3% of its annual energy use. If
one or more other participants do not receive approvals to amend the agreement for their full
shares, there may be additional shares available for project participants, including Palo Alto. In
light of the relative economic competitiveness of the WGI proposal compared to other renewable
resource offerings, staffis seeking Council authority to participate in up to 7 average MWs of the
project.
The Third Phase Agreement has been reviewed by staff and the City Attorney's Office
(Attachment B). The Power Purchase Agreement between NCP A and WGI has also been
reviewed (Attachment C).
Western GeoPower Incorporated is a relatively small company that does not have a credit rating
by Moody's or Standard and Poor's. The stock is carried on the over-the-counter market in the
United States at a current value of $0.22 per share and with a market capitalization of $51
million. Using audited financial statements published by the company, Western GeoPower's
estimated default frequency is 5.8%, equivalent to a credit rating of B to B+. At this credit
rating, WGI is the lowest rated company in the City's portfolio of counterparties.
Since energy deliveries will be tied to a specific generator at a specific location, as opposed to
market contracts whose deliveries are often backed by financial strength or collateral rather than
a physical asset, staff recommends that the Council waive the investment-grade credit
requirement for public agency contracts under Section 2.20.340 (d) of the Palo Alto Municipal
Code. This conforms to Council action on prior renewable resource contracts (CMR: 461 :04).
This waiver is intended only for small companies that do not have credit ratings. The PPA was
reviewed by NCPA staff, Palo Alto Utilities staff, and Palo Alto's Energy Risk Manager to
determine that the combination of value, price, terms, credit worthiness of provider, and any
credit assurances warrant Palo Alto's participation.
COMMITTEE REVIEW AND RECOMMENDATIONS
Representatives from WGI reported to the NCPA Commission on July 23, 2009 that they expect
to close financing in September 2009 and need commitments from project participants based on
the updated pricing by September 7,2009. Due to the timing between WGI's communication to
the NCPA Commission, and the September 7, 2009 deadline, there was not enough time to take
this contract to the Finance Committee for its review and recommendation. However, at its July
21, 2009 meeting, the Finance Committee recommended the Council approve a similarly priced
contract for renewable energy (Ameresco Johnson Canyon landfill gas to energy power purchase
agreement CMR: 305:09). At that meeting, staff provided information that the Western
GeoPower project was having financing difficulties and that the project might be requesting a
price increase in order to get the project built.
CMR: 347:09 Page 4 of6
During the Finance Committee's review and discussion of the Ameresco Johnson Canyon power
purchase agreement on July 21, 2009, the Finance Committee discussed the currently high
premium for renewable energy, and the fact that reducing energy use is another way to reduce
the need to buy power, including both high-priced renewable ("green") energy and traditional
("brown") energy. The Finance Committee recommended that the Council direct staff to review
its energy acquisition and energy efficiency polices and plans with the Utilities Advisory
Commission (CMR: 342:09).
For example, using round numbers, Palo Alto uses about 1 million MWhJyear of electric energy.
In a normal water year, about 50% of that, or 500,000 MWhJyear, is provided by non-carbon
emitting hydroelectric generation. Assuming that renewable energy supplies comprise 20% of
the annual use, or 200,000 MWhJyear, then an additional 13%, or 130,000 MWhJyear, of
renewable energy, is needed to meet a 33% RPS goal. If the 33% RPS goal were met, then about
83% of the portfolio would be from either renewable or hydroelectric sources, leaving 17%, or
170,000 MWhJyear, of "brown power" in the portfolio.
If, however, energy use was reduced 10%, then the total energy needs of the City would be
900,000 MWhJyear. Assuming again that 200,000 MWhJyear of renewable suppliers are already
in place, they would comprise 22% of the annual use, and only 97,000 MWhJyear, an additional
11 %, more would be needed from additional renewables to meet a 33% RPS goal of 297,000
MWhJyear (900,000 MWh times 0.33). In this example, the hydroelectric supplies of 500,000
MWhJyear would account for 55% of the total energy needs so that if a 33% RPS goal were met,
then 88% of the portfolio would be from either renewable or hydroelectric sources leaving 12%,
or 108,000 MWhJyear, of brown power in the supply portfolio. For the sake of comparison, the
WGI project is projected to supply 33,300 MWh/year at the expected participation level of 3.8
average megawatts.
RESOURCE IMPACT
The cost of renewable energy supplies under the Agreement is expected to be $73 million over
20 years. This assumes that Palo Alto's participation level and the plant output would provide
3.8 average MW. If, however, Palo Alto is able to get an increased allocation of the project up to
a maximum of7.0 average MW, then the cost is estimated to be $128 million. In either case, the
incremental rate impact will remain within the 0.5¢/kWh limit adopted by Council.
POLICY IMPLICATIONS
Adoption of this resolution allows the City to participate in Amendment No. One to NCPA's
Third Phase Agreement to purchase renewable energy and thereby is consistent with the Council
Top Four Priority of Environmental Protection. Parti~ipating in the Agreement is also consistent
with the following City policies and guidelines:
1. The Council-approved Climate Protection Plan, adopted December 3, 2007, containing
Utilities Goal 2: Reduce carbon intensity of energy supply provided by Utilities;
2. The Council-approved Utilities Strategic Plan with regard to employing balanced
environmental solutions;
3. The energy risk management policies;
CMR: 347:09 Page 5 of6
4. The rate impact limits and the renewable portfolio targets in LEAP Guideline #6 and the
portfolio diversification goals in LEAP Guideline #3 (CMR: 158:07);
5. The City's Sustainability Policy Statement, adopted April 2, 2001 (CMR 175:01) and
revised June 18,2007 (CMR 260:07), the Green Government Pledge, adopted July 19,
1999 (CMR 284:99);
6. The US Mayors' Climate Protection Agreement;
7. The Comprehensive Plan, specifically:
a. GOAL N-9: A clean, efficient, competitively-priced energy supply that makes use of
cost-effective renewable resources.
b. POLICY N-44: Maintain Palo Alto's long-term supply of electricity and natural gas
while addressing environmental and economic concerns.
c. POLICY N-48: Encourage the appropriate use of alternative energy technologies.
ENVIRONMENT AL REVIEW
Execution of the agreement does not meet the definition of a project, pursuant to section 21065
of the California Environmental Quality Act (CEQA). However, the City and other participating
members intend to receive output from projects that will constitute a project for the purposes of
CEQA. Project developers will be responsible for acquiring necessary environmental reviews
and permits on projects to be developed.
ATTACHMENTS
A: Resolution Approving Amendment One to the NCPA Third Phase Agreement for Western
GeoPower Power Purchase Agreement
B: NCPA Third Phase Agreement for Western GeoPower Power Purchase Agreement
C: Renewable Energy Power Purchase Agreement between Northern California Power Agency
and Western GeoPower Incorporated
D: NCPA Staff Report and Resolution 09-68 Approving an Amendment to the NCPAfWestern
GeoPower Power Purchase Agreement and to Revise the Third Phase Agreement Between
NCPA and Members in the Project
E: CMR: 141 :08 -Adoption of a Resolution Approving the Northern California Power Agency
Third Phase Agreement for Western GeoPower Incorporated Renewable Energy Power
Purchase Agreement for the Acquisition of up to Five Average Megawatts of Energy over
Twenty Years at an Estimated Cost Not to Exceed $86 million (without attachments)
~ PREPARED BY: (J1Y TOM KABAT
Senior Resource Originator
REVIEWED BY: ~ANE RATCHYE
~ Assistant Director, Resource Management
DEPARTMENT APPROVAL: ____ .~~~~~ ____________ _ VALE~ONG
CITY MANAGER APPROVAL:
~ City Manager
CMR: 347:09 Page 60f6
All ACHMENl A
Not Yet Approved
Resolution No
Resolution of the Council of the City of Palo Alto Approving
Amendment One to the Northern California Power Agency
Third Phase Agreement for Western GeoPower Incorporated
Renewable Energy Power Purchase Agreement for the
Acquisition of Up To Seven Average Megawatts of Energy
over Twenty Years At An Estimated Cost Not To Exceed
$128 Million
WHEREAS, the City of Palo Alto (the "City"), a municipal utility and a chartered
city, is a member of the Northern California Power Agency ("NCPA,,), and the City and other
NCPA members have collectively entered into a Power Purchase Agreement (the "PPA") with
Western GeoPower Incorporated ("WGI") for a term of twenty (20) years; and
WHEREAS, WGI seeks an increase in the PPA's price of electricity to $117.00 per
megawatt -hour ("$117/MWh") in order to generate adequate cash flows to secure financing to
build the facility; and
WHEREAS, the NCP A Commission authorized the General Manager to amend the
PP A to reflect a revised PP A price of $117 IMWh; and
WHEREAS, NCPA'S Energy Risk and Counterparty Risk Management Regulations
require that, for power purchases and sales effected for delivery more than one week from the
date of execution of the purchase, competitive bids must be obtained; and
WHEREAS, NCPA's Risk Oversight Committee approved and the NCPA
Commission concurred in granting an exception to standard procurement policy, because the
PPA is an eligible renewable resource at long-term competitive rates, and it also has advantages
due to its physical location adjacent to the NCPA Geothermal project site, thereby giving it
competitive, operational and economic advantages other than price; and
WHEREAS, the NCPA Commission, on January 25,2008, approved the PPA and the
Third Phase Agreement (the "TPA"), which TPA allocates all costs and benefits of the PPA to
participating NCPA members; and
WHEREAS, the City desires to amend the TP A consistent with the execution of the
amendment to the PPA in order to achieve a portion its renewable energy goals, reduce reliance on
fossil fuels and their associated fuel price volatilities, and assist the State of California in meeting its
renewable energy goals; and
WHEREAS, the City, which has been allocated a 14.95% participation share of the
TP A with respect to the costs and benefits of the PP A, wishes to increase its participation share
percentage in the TP A to and not exceeding 26%;
NOW, THEREFORE, the Council of the City of Palo Alto does hereby RESOLVE
as follows:
090729 jb 0073199
Not Yet Approved
SECTION 1. The Council hereby approves Amendment One to the Northern
California Power Agency Third Phase Agreement for Western GeoPower Incorporated
Renewable Energy Power Purchase Agreement, and delegates to the City Manager the authority
to sign the contract on behalf of the City. The Council further approves the City's participation in
the Third Phase Agreement for the purchase of renewable energy of up to seven (7) average
megawatts of energy, within an average procurement price cap of $117 per megawatt-hour. The
total cost of renewable energy purchases to be made in accordance with the Third Phase
Agreement will not exceed $128 million over the twenty-year term.
SECTION 2. With respect to the Third Phase Agreement, the Council hereby waives
the application of the creditworthiness terms and conditions requirements of Palo Alto Municipal
Code section 2.30.340(d), which otherwise applies to the City's purchases of energy, directly or
indirectly, through NCPA.
SECTION 3. The Council finds that the adoption of this resolution does not meet
the definition of a project under Section 21065 of the California Environmental Quality Act and,
therefore, no environmental assessment is required.
INTRODUCED AND PASSED:
AYES:
NOES:
ABSENT:
ABSTENTIONS:
ATTEST: APPROVED:
City Clerk Mayor
APPROVED AS TO FORM:
City Manager
Sr. Asst. City Attorney
Director of Utilities
Director of Administrative Services
2
090730 jb 0073199
All ACHMENl B
THIRD PHASE AGREEMENT
FOR
WESTERN GEOPOWER INCORPORATED
RENEWABLE ENERGY POWER PURCHASE AGREEMENT
1
THIRD PI-L-iSE AGREEl\ffiNT
FOR THE WESTER..N GEOPOWER, INCORPORATED RENEWABLE POWER PURCI-L-iSE AGREEMENT
//GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
TABLE OF CONTENTS
Section ......................................................................................... .
RECITALS ............................................................................ 3
1. Definitions .......................................................................... 4
2. Effectiveness of Agreement.. ................................................. l0
3. Delivery of Electricity / Allocation of Resource Adequacy ............. .
Capacity and Environmental Attributes .................................. .11
4. Cooperation and Further Assurances ...................................... ll
5. Payment Obligations, Security Account, Invoicing ....................... 12
6. Administration of Agreement ................................................ 16
7. Transfer of Rights by Participants ........................................... 18
8. Withdrawal of Participants ................................................... 18
9. Term and Termination ......................................................... 18
10. Default and Remedies ......................................................... .19
11. Miscellaneous .................................................................... 23
EXHIBIT A
EXHIBITB
2
THIRD PHASE AGREEMENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEWABLE POWER PURCHASE AGREE1'.1ENT
j jGENSERV j18.23/WESTERNGEOPOWERIIIPHASE
This Third Phase Agreement for Western GeoPower Incorporated Renewable Energy Power
Purchase Agreement is between the Northern California Power Agency, a joint powers agency
of the State of California ("NCPA") and those of its Members who execute this Agreement
("Participants"). NCPA and the Participants are referred to herein individually as a "Party"
and collectively as the "Parties".
RECITALS
A. WHEREAS, NCP A and the Participants are interested in purchasing additional
renewable electric capacity and energy for the benefit of the Participants' customers:
B. WHEREAS, The Participants desire that NCP A negotiate and enter into a
renewable energy power purchase agreement (PPA) with the Western GeoPower Incorporated
("Western GeoPower") for twenty (20) years; and
C. WHEREAS, NCPA has executed a .PPA with Western GeoPower to purchase the
entire expected Project Output from a new Western GeoPower geothermal project ("Project")
located in the Geysers Geothermal Field located in Mayacamas Mountains of Sonoma and Lake
Counties in the State of California; and
D. WHEREAS, NCP A, on behalf of the Participants, will purchase the Project
output of for at a fixed price not to exceed ninety-eight dollars ($98.00) per megawatt hour for
the initial term of twenty (20) years; and
E. WHEREAS, NCP A and the Participants wish to enter into this Agreement to
provide all means necessary for NCP A to fulfill obligations incurred on behalf of NCP A and the
Participants pursuant to the PP A and to enable and obligate the Participants to take delivery of
and pay for such electricity and to pay NCP A for the costs of undertaking the foregoing
activities; and
3
THIRD PI-L\SE AGREEMENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEWABLE POWER PURCI-L\SE AGREEMENT
/ /GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
WHEREAS, NCPA and its members have (or will have) entered into the Facilities
Agreement dated September 22, 1993, which provides for services which NCPA shall perform
for its members, and for the provisions to be contained in third phase agreements such as this
Agreement.
G. WHEREAS, NCPA and its members have (or will have) entered into the
Scheduling Coordination Program Agreement ("SCP A"), dated August 28, 2002, which
provides for CAISO scheduling services and cost allocations which NCP A shall perform for its
members.
NOW, THEREFORE, in consideration of the foregoing, and the mutual promises and
covenants hereinafter set forth, and other good and valuable consideration, the receipt and
sufficiency of which are hereby acknowledged, the Parties agree and intend to be legally bound,
as follows:
Section 1. Definitions
1.1 Definitions. Whenever used in this Agreement (including the Recitals
hereto), the following terms shall have the following respective meanings:
1.1.1 /I Agreement" means this NCP A Third Phase Agreement for
Western GeoPower Incorporated Renewable Energy Power Purchase Agreement including all
Exhibits attached hereto, as the same may be amended from time to time in accordance with the
terms and conditions hereof.
1.1.2 "Annual Budget" means the budget for the ensuing Budget
Year adopted by the Commission, as it may be amended from time to time.
1.1.3 "Associate Member" means an associate member of NCP A
admitted to NCPA in accordance with Article IV, Section 7 of the Joint Powers Agreement.
4
THIRD PfL:\SE AGREEMENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEW"-illLE PO\'V'ER PURCfL\SE AGREErvfENT
/ /GENSERV /18.23/WESTERNGEOPOWERlIIPHASE
1.1.4 "Budget Year" means the NCP A fiscal year; currently the twelve
month period beginning July 1 and ending on the next following June 30.
1.1.5 "Business Day" means any day except a Saturday, Sunday, or a
Federal Reserve Bank holiday. A Business Day shall open at 8:00 a.m. and close at 5:00 p.m.
local time.
1.1.6 "Capacity Attributes" means any current or future defined
characteristic, certificate, tag, credit, or ancillary service attribute, whether general in nature or
specific as to the location or any other attribute of the Project, intended to value any aspect of
the capacity of the Project to produce Energy or ancillary services, including, but not limited to,
any accounting construct so that the full Contract Capacity of the Project may be counted
toward a Resource Adequacy Requirement or any other measure by the CPUC, the CAISO, the
FERC, or any other entity invested with the authority under federal or state law, to require
Buyer to procure, or to procure at Buyer's expense, Resource Adequacy or other such products.
1.1.7 "Claims" has the meaning set forth in Section 11.2.
1.1.8 "Commission" means the NCPA Commission.
1.1.9 Not Applicable under this Agreement.
1.1.10 "Constitutive Documents" means, with respect to NCPA, the
Joint Powers Agreement and any resolutions or bylaws adopted thereunder, and with respect to
each Participant, the California Government Code and other statutory provisions applicable to
such Participant, any applicable agreements, charters, contracts or other documents concerning
the formation, operation or decision making of such Participant, including, if applicable, its City
Charter, and any codes, ordinances, bylaws, and resolutions adopted by such Participant's
governing body.
1.1.11 Not applicable under this Agreement.
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THIRD PHASE AGREEtvfENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEWABLE POWER PURCHASE 1\GREEMENT
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1.1.12 "Defaulting Party" has the meaning set forth in Section 9.1.
1.1.13 "Not applicable under this Agreement"
1.1.14 "Effective Date" has the meaning set forth in the Section 9 of this
Agreement.
1.1.15 "Electric System" means, with respect to each Participant except
the San Francisco Bay Area Rapid Transit District ("BART"), all properties and assets, real and
personal, tangible and intangible, of the Participant now or hereafter existing, used or
pertaining to the generation, transmission, transformation, distribution or sale of electric
capacity and energy, or the utilization of such, including all additions, extensions, expansions,
improvements and betterments thereto and equipment thereof; provided, however, that to the
extent the Participant is not the sole owner of an asset or property or to the extent that an asset
or property is used in part for the above described purposes, only the Participant's ownership
interest in such asset or property or only the part of the asset or property used for electric
purposes shall be considered to be part of its Electric System.
1.1.16 "Environmental Attributes" means any and all credits, benefits,
emissions reductions, offsets, and allowances, howsoever entitled, directly attributable to the
power purchase. Environmental Attributes include, but are not limited to: (1) any avoided
emissions of pollutants to the air, soil or water such as sulfur oxides (SOx), nitrogen oxides
(NOx), carbon monoxide (CO) and other pollutants; (2) any avoided emissions of carbon
dioxide (C02), methane (CH4) and other greenhouse gases (GHGs) that have been determined
by the United Nations Intergovernmental Panel on Climate Change to contribute to the actual
or potential threat of altering the Earth's climate by trapping heat in the atmosphere; and (3) the
reporting rights to these avoided emissions such as Green Tag Reporting Rights.
Environmental Attributes do not include: (1) any energy, capacity, reliability or other power
attributes; (2) production tax credits associated with the construction or operation of the energy
6
THIRD PHASE AGREEMENT
FOR THE WESTER..N GEOPOW'ER, INCORPOR..-\TED RENEW.ABLE POWER PURCHASE AGREE1fENT
/ /GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
Projects and other financial incentives in the form of credits, reductions, or allowances
associated with the Project that are applicable to a state or federal income taxation obligation:
(3) fuel-related subsidies or "tipping fees" that may be paid to Seller to accept certain fuels, or
local subsidies received by the generator for the destruction of particular pre-existing pollutants
or the promotion of local environmental benefits; or (4) emission reduction credits encumbered
or used by the Unit(s) for compliance with local, state, or federal operating and/or air quality
permits.
1.1.17 "Event of Default" has the meaning set forth in Section 5.5.3 and
Section 10.1.
1.1.18 "Joint Powers Agreement" means that certain Northern
California Power Agency Joint Power Agreement first made July 19, 1968 and revised as of
April 1, 1973, establishing NCP A, as the same may be amended from time to time.
1.1.19 "Member" means any Member of NCPA or Associate Member
of NCPA.
1.1.20 "MW" means megawatt.
1.1.21 "MWh" means megawatt hour.
1.1.22 "NCP A" has the meaning set forth in the preamble hereto.
1.1.23 "Participation Percentage." has the meaning, with respect to
each Project Participant, the percentage of the total capacity of the Project, and the energy
associated with such capacity, to which such Participant is entitled pursuant to the terms of this
Agreement. The Project Participation Percentage for each Project participant shall be in the
percentage set forth in Exhibit B, attached hereto and incorporated herein. Exhibit B, shall be
amended from time to time in accordance with this Agreement.
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THIRD PHASE AGREE;\fENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEWABLE POWER PURCHASE AGREEMENT
/ /GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
1.1.24 "Project Cost Allocation" means the Project Costs allocated to
the Participants in the Annual Budget.
1.1.25 "Project Costs" means any and all costs, directly or indirectly,
incurred by NCPA as a result of entering into the PP A. NCPA costs include, but are not limited
to related legal fees and associated staff time, administrative and general overhead costs,
charges for transmission, transmission related costs and costs associated with the .PP A or other
NCP A associated Agreements, including the Facilities Agreement and the SCP A.
1.1.26 "Project Output" means all energy generated from the
geothermal Project currently being developed by Western GeoPower in conjunction with this
Project, related Environmental Attributes and Capacity Attributes;
1.1.27 "Participant" has the meaning set forth in the preamble hereto.
(i) "Party" or "Parties" has the meaning set forth in the
preamble hereto; provided that "Third Parties" are entities that are not party to this
Agreement.
1.1.28 "PPA" means the Renewable Energy Power Purchase
Agreement attached hereto as Exhibit A.
1.1.29 Not applicable under this Agreement.
1.1.30 "Resource Adequacy Capacity" is that capacity in megawatts
that has been approved by each Participant. as capacity available to ensure that adequate
resources are available to meet peak demand and operating and planning reserves for the
purposes of local area and system reliability.
1.1.31 "Revenues" means, with respect to each Participant with the
exception of BART, all income, rents, rates, fees, charges, and other moneys derived by the
8
THIRD PHASE AGREEMENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEWABLE POWER PURCHASE AGREEMENT
//GENSERV /18.23/W'ESTERNGEOPOW'ERIIIPHASE
Participant from the ownership or operation of its Electric System, includin& without limiting
the generality of the foregoing, (a) all income, rents, rates, fees, charges or other moneys derived
from the sale, furnishing and supplying of electric capacity and energy and other services,
facilities, and commodities sold, furnished, or supplied through the facilities of its Electric
System, (b) the earnings on and income derived from the investment of such income, rents,
rates, fees, charges or other moneys to the extent that the use of such earnings and income is
limited by or pursuant to law to its Electric System, and (c) the proceeds derived by the
Participant, directly or indirectly, from the sale, lease or other disposition of all or a part of the
Electric System, but the term "Revenues" shall not include (i) customers' deposits or any other
deposits subject to refund until such deposits have become the property of the Participant or (ii)
contributions from customers for the payment of costs of construction of facilities to serve them.
In regards to BART, "Revenues" means, all income, rents, rates, fees, charges, grants, fares or
tariffs, subventions and other moneys derived by the Participant from its operation, includin&
without limiting the generality of the foregoing, (i) the earnings on and income derived from
the investment of such income, rents, rates, fees, charges grants, fares or tariffs, subventions or
other moneys and (ii) the proceeds derived by the Participant, directly or indirectly, from the
sale, lease or other disposition of all or a part of its assets, but the term "Revenues" shall not
include any moneys derived from sources, the use of which is limited by law to expenditures
other than operating expenses.
1.1.32 "Scheduling Protocols" means the applicable provisions of the
.SCP A and any other contractual or other arrangements between NCP A and the relevant
Participant concerning the scheduling, delivery and metering of the PP A.
1.1.33 "Security Account" means the account established by NCPA
and funded by the Participants in accordance with Section 5.3, the funds of which are available
for use by NCP A in accordance with the terms and conditions hereof.
1.1.34 Not applicable under this Agreement.
9
THIRD PHASE AGREENfENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEWABLE POWER PURCI-L-\.SE AGREElvIENT
/ /GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
1.1.35 "Term" has the meaning set forth in Section 9.
1.1.36 Not applicable under this Agreement.
1.1.37 Not applicable under this Agreement.
1.2 Rules of Interpretation. As used in this Agreement (including the Recitals
hereto), unless in any such case the context requires otherwise: the terms "herein," "hereto,"
"herewith" and "hereof" are references to this Agreement taken as a whole and not to any
particular provision; the term "include," "includes" or "including" shall mean "including, for
example and without limitation;" and references to a "Section," "subsection;" "clause," or
"Exhibit" shall mean a Section, subsection, clause or Exhibit of this Agreement, as the case may
be. All references to a given agreement, instrument or other document shall be a reference to
that agreement, instrument or other document as modified, amended, supplemented and
restated through the date as of which such reference is made, and reference to a law, regulation
or ordinance includes any amendment or modification thereof. A reference to a "person"
includes any individual, partnership, firm, company, corporation, joint venture, trust,
association, organization or other entity, in each case whether or not having a separate legal
personality and includes its successors and permitted assigns. The singular shall include the
plural and the masculine shall include the feminine, and vice versa.
Section 2. Effectiveness of Agreement This Agreement shall be effective as to each
Participant as of the Effective Date upon execution by the Participant, as described in Section 9
below.
Section 3. Delivery of Electricity / Allocation of Resource Adequacy Capacity and
Environmental Attributes. By executing this Agreement, each Participant acknowledges and
agrees to be bound by the take-or-pay process contained in or referenced herein. Any electricity
delivered to NCP A under the PPA . shall be delivered to each Participant in proportion to such
Participant's Participation Percentage and each Participant shall accept and pay for its relevant
10
THIRD PHASE AGREE1Y1ENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEWABLE POWER PURCHASE AGREE~fENT
//GENSERV /18.23/WESlERNGEOPOWERIIIPHASE
percentage of such electricity. To the extent Participant is unable to accept such deliveries in
full, NCP A shall dispose of such surplus in its discretion, in such a manner to maximize
Participant value. Notwithstanding the above, NCPA may allocate and pool capacity and
energy procured through the PPA among the Participants in such percentages as NCP A may, in
its reasonable discretion, determine are necessary, desirable, or appropriate. Such electricity
shall be scheduled for the Participants in accordance with the Scheduling Protocols. Resource
Adequacy Capacity and Environmental Attributes obtained by NCPA as a result of
performance under this Agreement shall likewise be allocated to each Participant by its
Participation Percentage.
3.1 Payments to Counterparty. NCPA shall pay all costs incurred hereunder
using operating funds or Security Account funds, paid to NCP A in accordance with Section 5,
or such other sources as may be agreed upon in writing by the Parties from time to time.
Section 4. Cooperation and Further Assurances Each of the Parties agrees to provide such
information, execute and deliver any instruments and documents and to take such other actions
as may be necessary or reasonably requested by any other Party which are not inconsistent with
the provisions of this Agreement and which do not involve the assumption of obligations other
than those provided for in this Agreement, in order to give full effect to this Agreement and to
carry out the intent of this Agreement. Further, the Parties agree to cooperate and act in good
faith in connection with obtaining any credit support required in order to procure electricity
from an Eligible Contract Purchase, including, with respect to negotiating and executing, any
agreements to implement any credit support arrangements.
Section 5. Payment Obligations, Security Account, Invoicing
5.1 Participant Payment Obligations. Each Participant agrees to pay to
NCP A each month its respective portion of the Project Costs. In addition, each Participant shall
maintain working capital in accordance with NCP A' s Annual Budget, and maintain its Security
Account as provided in this Agreement.
11
THIRD PHASE AGREEMENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEWABLE POWER PURCHASE AGREEMENT
/ /GENSERV/18.23/WESTERNGEOPOWERIIIPHASE
5.2 Calculation of and True-Up for Project Costs. Upon the conclusion of a
Budget Year NCP A shall compare each Participant's payment of estimated Project Costs with
the actual Project Costs incurred on behalf of each Participant such that overpayments will be
credited to, and underpayments will debited to the Participant's account in accordance with
NCPA's Annual Budget settlements.
5.3 Security Account.
5.3.1 Initial Amounts. NCPA shall notify each Participant three
months prior to the expected initial delivery of power of the initial security amounts which
Participant shall be obligated to pay for under this Agreement. Each Participant shall ensure
that sufficient funds are on deposit in the Security Account equal to the highest (3) months of
the immediately following (12) months of estimated Project Costs ; provided, however, that
such deposit may be satisfied, in whole or part, either in cash or through a letter of credit
satisfactory to NCPA's General Manager.
5.3.2 Subsequent Deposits. Periodically, and at least quarterly, NCPA
shall review and revise its estimate of all costs for which Participant shall be obligated to pay for
under this Agreement for the succeeding twelve (12) months. Following such review, NCP A
shall determine whether each Participant has a sufficient balance in the Security Account. To
the extent that any Participant's balance in the Security Account is greater than one hundred
and ten percent (110%) of the amount required herein, NCPA shall credit such amount as soon
as practicable to the Participant's next following invoice. To the extent that any Participant's
balance in the Security Account is less than ninety percent (90%) of the amount required herein,
NCP A shall add such amount as soon as practicable to such Participant's next invoice. Credits
or additions shall not be made to Participants who satisfy these Security Account requirements
in whole, through the use of a letter of credit, provided that the amount of the letter of credit
shall be adjusted in a like manner to assure an amount equal to the highest three (3) months of
estimated Project Costs.
12
THIRD Pf-L-\.SE AGREEl\:1ENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEWABLE POWER PURCf-L-\.SE AGREE:rvrnNT
/ /GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
5.3.3 Use of Security Account Funds. NCPA may use any and all
funds deposited into the Security Account to pay any costs it incurs hereunder, including
making payments to the counterparty under the PP A. NCP A may use any and all funds
without regard to any individual Participant's balance in the Security Account or proportionate
share of Project Costs and irrespective of whether NCP A has issued an invoice for such costs to
the Participants or whether a Participant has made timely payments of invoices. Should
Participant have satisfied its Security Account requirements, in whole or in part, through a
letter of credit, NCP A may draw on such letter of credit to satisfy Participant's obligations
hereunder.
5.3.4 Emergency Additions. In the event that the funds are
withdrawn pursuant to section 5.3.3, or if the Security Account is insufficient to allow payment
of an invoice, demand, request for further assurances by Third Parties, or Claims, NCP A shall
notify all Participants and then prepare and send a special or emergency assessment to the
Participants. Each Participant shall pay to NCP A such assessment when and if assessed by
NCP A within two (2) Business Days of the invoice date of the assessment or consent to and
direct NCP A to draw on any existing letter of credit Participant has established for such
purposes.
5.3.5 Accounting and Interest. NCP A shall maintain a detailed
accounting of each Participant's deposits into and shares of withdrawals from the Security
Account. Interest earned on the Security Account shall be proportionately credited to the
Participants in accordance with their Security Account balances. Any losses in the Security
Account caused by early termination of investments shall be allocated among the Participants in
accordance with their proportionate Participation Percentages.
5.3.6 Return of Funds. On the termination of this Agreement with
respect to a Participant or a permitted withdrawal of a Participant in accordance with this
Agreement, the affected Participant or Participants may apply to NCPA for the return of their
13
THIRD PHASE .A.GREElYfENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEWABLE POW'ER PURCfL\SE AGREEMENT
/ /GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
share of Security Account funds ninety (90) days after the effective date of such termination or
withdrawal. NCP A shall, in its sole discretion, as determined by the General Manager, estimate
the then outstanding liabilities of the Participant(s), including any estimated contingent
liabilities and shall retain all such funds until all such liabilities have been fully paid or
otherwise satisfied in full. 'The balance of the Participant's share of the Security Account will be
refunded to the Participant.
5.4 Invoicing.
5.4.1 Invoices. As part of NCPA's regular, monthly, advance billing
or by separate special invoice, as required in the circumstances, NCP A will issue an invoice to
each Participant for its proportionate share of the Project Costs due (or any adjustments thereto)
based on Sections 5.1 and 5.2 above. Such invoices may include estimated costs and estimated
settlement and meter data. Each invoice shall include: (i) the total Project Costs attributable to
the activities under this Agreement for such month and the relevant Participant's share thereof;
(ii) the quantity of electricity, Resource Adequacy Capacity and Environmental Attributes.
delivered to such Participant (or an estimate thereof) and the unit price for such electricity; (iii)
appropriate settlement and meter data (or an estimate thereof); (iv) including any adjustments
to prior invoices required based on actual data received that was estimated in a previous
invoice. In addition NCPA may invoice an amount, if any, that NCPA has paid or reasonably
expects to pay using funds available in the Security Account; and amounts due from (or
credited to) such Participant under Section 5.3.2.
5.4.2 Payment of Invoices. All invoices delivered by NCPA
hereunder are due and payable on the date indicated on such invoice, provided, however, that
any amount due on a day other than a Business Day may be paid on the following Business
Day. NCPA may apply a Participant's share of the Security Account to the payment of all or
any portion of an invoice issued to such Participant, provided that application of such funds
from the Security Account shall not relieve the Participant from any late payment charges
14
THIRD PHASE AGREErvfENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEWABLE POWER PURCHASE AGREEfvfENT
/ /GENSERV /18.23/WESTERNGEOPOWERlIIPHASE
pursuant to Section 5.4.3. To the extent that NCP A applies funds from the Security Account to
pay an amount due under an invoice, following receipt of payment of such invoice by the
relevant Participant, NCP A shall deposit the relevant portion of the payment into the Security
Account and credit such deposit to such Participant.
5.4.3 Late Payments. Any amount due and not paid by a Participant
in accordance with Section 5.4.2 shall bear interest computed on a daily basis until paid at the
lesser of (i) the per annum prime rate (or reference rate) of the Bank of America NT&SA then in
effect, plus two percent (2%) or (ii) the maximum rate permitted by law.
5.5 Settlement Data and Examination of Books and Records.
5.5.1 Settlement Data. NCPA will make metering and settlement data
available to the Participants. Procedures and formats for the provision of such data will be as
established by the Participants and NCPA from time to time.
5.5.2 Examination of Books and Records. Any Participant to this
Agreement shall have the right to examine the books and records created and maintained by
NCP A pursuant to this Agreement at any reasonable, mutually agreed upon time.
5.5.3 Revenue Covenant. Any failure of a Participant to meet its
obligations hereunder or to cure such failure in a timely manner shall constitute a Default and
the Defaulting Party shall be subject to such remedies of NCP A as provided for herein. Each
Participant covenants and agrees (i) to continue to pay or advance to NCP A, from its electric
department revenues only or, in the case of BART, its tariffs, fees or other sources of revenue,
provided that such sources shall not include any sums derived from sources, the use of which is
limited by law to expenditures other than operating expenses, its percentage share of the costs
authorized by Participants in accordance with this Agreement in connection with its
participation in the Project. Each Participant further agrees that it will fix the rates and charges
for services provided by its electric department, or in the case of BART, its general revenues, so
15
THIRD PH::\SE AGREEMENT
FOR THE 'W'ESTERN GEOPO'W'ER, INCORPORATED RENEWABLE PO'W'ER PURCHASE AGREEl'vfENT
//GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
that it will at all times have sufficient money in its department revenue funds to meet this
obligation; (ii) to make payments under this Agreement from the Revenues of, and as an
operating expense of, its Electric System, or in the case of BART, its general revenues; (iii) to
make payments under this Agreement whether or not there is an interruption in, interference
with, or reduction or suspension of services provided under this Agreement; such payments not
being subject to any reduction, whether by offset or otherwise, and regardless of whether any
dispute exists provided such interruption, interference or reduction in services is caused by
forces constituting an Act of God and not reasonably contemplated by the Parties; and (iv) to
operate Electric System., or in the case of BART, its transit system, in an efficient manner and
to maintain its facilities in good repair, condition and working order so that: (a) the Participant's
obligations to make payments under this Agreement are not adversely affected or threatened;
and (b) NCPA's bond rating and ability to negotiate and enter into a .PPA are not adversely
affected or threatened.
Section 6. Administration of Agreement
6.1 General. The NCPA Commission has sole overall responsibility and
authority for the administration of this Agreement. Any acts, decisions or approvals taken,
made or sought by NCP A under this Agreement shall be taken, made or sought, as applicable,
in accordance with NCPA's Constitutive Documents and Section 6.2.
6.2 Action by Participating Members.
(a) Forum: Whenever any action anticipated by this
Agreement is required to be taken by the Participating Members, such actions shall be taken at a
regular or special meeting of the NCPA Commission but shall be participated in only by those
Commissioners, or their designated alternates, who are Participants.
(b) Quorum: A quorum at NCPA Commission meetings for
purposes of acting upon matters relating to this Agreement shall consist of Commissioners, or
16
THIRD PHASE AGREErvIENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEWABLE POWER PURCHASE AGREErvIENT
/ /GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
their designated alternates representing at least two Participants having a combined majority
interest based upon Participation Percentages.
(c) Voting: Each Participant shall have the right to cast one
vote with respect to matters pertaining to this Agreement, with a majority vote of the
Participating Menbers required for action subject to the following exceptions:
(i) Upon request of any Participant representative, the voting
on an issue related to this Agreement shall be by Participation Percentage with a 65% or more
favorable vote necessary to carry the action. The 65% required by the preceding sentence shall
be reduced by the amount that the Participation Percentage of any Participant exceeds 35%, but
shall not be reduced below a majority interest.
(li) After any decision related to this Agreement is taken by
the affirmative vote of less than 65% of the Program Participants, the action can be reviewed
and revised if a Participant gives notice of intention to seek such review and revision to NCP A
and each of the other Participants within ten (10) days following the date on which such action
was taken. Upon receipt of such a request for reconsideration, the Chair Person of the
Commission shall agendize the matter for reconsideration at the next regular meeting of the
Commission or at a special meeting if the circumstances so warrant. The action shall be upheld
upon the affirmative vote of authorized representatives the Participants. Any action taken upon
reconsideration shall be final.
Secticlfl 7. Transfer of Rights by Participants
7.1 A Participant has the right to make transfers, sales, assignments and
excranges (collectively "transfers(s)") its Participation Percentage and rights thereto. If a
Participant desires to transfer a portion or its entire share of the Project for a specific time
intervat or permanently, NPCA wilt if requested by such Participant, use its best efforts to
tr ansfer that portion of the Participant's share of the Project.
17
THIRD PHASE AGREE1vIENT
FOR THE WESTERN GEOPOWER, INCORPOR.,.\TED RENEWABLE POWER PURCHASE AGREEi\ffiNT
//GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
7.2 Before NCP A may transfer an excess Project share pursuant to section 7.1
to any person or entity other than a Participant it shall give all Participants the right to
purchase the share on the same terms and conditions. Before NCP A may transfer an excess
Project share pursuant to section 7.1 to any person or entity other than an NCPA member, it
shall give all NCP A members the right to purchase the share on the same terms and conditions.
Such right shall be exercised within thirty (30) days of receipt of notice of said right.
7.3 No transfer shall relieve a Participant of any of its obligations under this
Agreement except to the extent that NCP A receives payment of these obligations from a
transferee.
Section 8. Withdrawal of Participants. No Participant may withdraw from this
Agreement except as provided herein Refer Section 7 above for discussion. However, NCPA
will use its best efforts to assist any Participant that wishes to transfer all or any portion of its
rights pursuant to Section 7 above.
Section 9. Term and Termination. This Agreement shall become effective when it has
been executed and delivered to NCP A by Participants, the Participation Percentages of which,
in the aggregate, equal at least 65% participation in the Project. NCP A shall provide written
notices to all Participants establishing the /I effective date". The remaining Participants listed in
Exhibit B shall have 45 days, following the notice of the effective date to execute and deliver
counterparts of this Agreement to NCP A. If any Participants listed on Exhibit B fails to execute
and deliver this Agreement within such 45 days, unless otherwise agreed to by the Participants
who have executed the Agreement, the Participating Percentages of such member or members
shall be spread among those Participants in proportion to their Participation Percentages. This
Agreement shall be coterminous with the PP A contained in Exhibit A.
18
THIRD PHASE AGREEivlENT
FOR THE WESTER..~ GEOPOWER, INCORPORATED RENEWrV3LE POWER PURCHASE AGREE~IENT
/ /GENSERV /18.23/WESTERNGEOPOWERlIIPHASE
Section 10. Default and Remedies
10.1 An Event of Default under this Agreement shall exist
with respect to a Party ("Defaulting Party") upon the occurrence of anyone or more of the
following:
(i) if any Party fails to make any payment or to provide assurances as
required of NCPA under this Agreement when due hereunder two (2) Business Days after
receipt of notice given by NCP A of such non-payment; or
(li) the failure of the Defaulting Party to perform any other covenant
or obligation under this Agreement where such failure is not cured within ten (10) days
following receipt of a notice from NCP A demanding cure (provided that this shall not apply to
any failure to make payments (which is covered by Section 10.1 (i»; or
(iii) if any representation or warranty of the Defaulting Party material
to the transactions contemplated hereby shall prove to have been incorrect in any material
respect when made and the Defaulting Party does not cure the facts underlying such incorrect
representation or warranty so that the representation or warranty becomes true and correct
within ten (10) calendar days of the date of receipt of notice from any other Party demanding
cure; or
(iv) if a Participant is in default or in breach of any of its covenants
under any other agreement with NCP A and such default or breach is not cured within the time
periods specified in such agreement; or
(v) the failure of NCP A to perform any covenant or obligation under
this Agreement following a ten (10) day notice to cure by any non-defaulting Member.
10.2 Cure of an Event of Default. An Event of Default shall be deemed cured
only if such default shall be remedied within the time period specified in Section 10.1, above, as
may be applicable after written notice has been sent to the Defaulting Party from NCPA
19
TillRD PI-L\SE AGREE~fENT
FOR THE WESTERN GEOPO\'{7ER, INCORPORATED RENEWABLE POWER PURCHASE AGREEMENT
/ /GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
specifying the default and demanding that the same be remedied provided that failure of a
Party to provide such notice shall not be deemed a waiver of such default.
10.3 Participation Rights Of Defaulting Party. Notwithstanding anything
herein to the contrary, upon the occurrence of an Event of Default and until such Event of
Default is cured, the Participant that is the Defaulting Party shall not have the right to
participate under Section 6.2 on any matters with respect to this Agreement.
10.4 Remedies in the Event of Default.
10.4.1 Remedies of NCPA. Upon the occurrence of an Event of Default
where a Participant is the Defaulting Party, without limiting its other rights or remedies
available under this Agreement, at law or in equity, and without constituting or resulting in a
waiver, release or estoppels of any right, action or cause of action NCP A may have against the
Participant, NCPA may:
(i) suspend the provision of services under this Agreement to such
Defaulting Party, including the delivery of electricity and other attributes of the PPA until the
Event of Default is cured; and
(ii) demand that the Defaulting Party provide further assurances to
compel the correction of the default, including mandating the collection of a surcharge to
produce Revenues to secure the cure of the Event of Default; and
(iii) terminate this Agreement as to the Defaulting Party on ten (10)
days prior written notice to the Defaulting Party and following approval of the non-defaulting
Participants.
10.4.2 SalefTransfer of Participants Account Upon Default. Upon any
default of a Participant caused by the failure of such Participant to pay any sums due, and
provided that such default is not cured in a timely manner, then NCPA shall use its best efforts
20
THIRD PHASE AGREEMENT
FOR THE WESTERN GEOPOWER, INCORPOR.{\TED RENEWABLE POWER PURGL\SE AGREEfv.lENT
/ /GENSERV /18.23/WESTERNGEOPOWERlIIPHASE
to sell and transfer for the defaulting Participant's account all or a portion of the Participant's
capacity and/or energy and/or Environmental Attributes for the remainder of the term of this
Agreement. Notwithstanding that all or any portion of the Participant's capacity is so sold or
transferred, the Participant shall remain liable for all of its obligations hereunder unless released
therefrom by NCP A upon assumption by a transferee or assignee.
10.4.3 Remedies of Participants. Upon the occurrence of an Event of
Default, and following the applicable cure periods, where NCPA is the Defaulting Party, the
Participant may, without limiting their other rights or remedies available under this Agreement,
at law or in equity, and without constituting or resulting in a waiver, release or estoppel of any
right, action or cause of action the Participants may have against NCP A, terminate this
Agreement in whole, subject to the provisions of Section10.5.4.
10.4.4 Special Covenants Regarding Security Account. In the event
that a Participant's balance of the Security Account is insufficient to cover all invoices for costs
incurred under this Agreement sent to such Participant, then, without limiting NCPA's other
rights or remedies available under this Agreement, at law or in equity, such Participant shall
cooperate in good faith with NCPA and shall cure the default within thirty (30) days, on an
emergency basis, taking all such action as is necessary, including, but not limited to, raising
rates and charges to its customers to increase its Revenues to replenish its share of the Security
Account as provided herein, drawing on its cash-on-hand and lines of credit, obtaining further
assurances by way of credit support and letters of credit, and taking all such other action as will
cure the default.
10.5 Effect of Termination or Suspension.
10.5.1 The suspension or termination of this Agreement will not
terminate, waive, or otherwise discharge any ongoing or undischarged contingent liabilities or
obligations arising from this Agreement until such obligations are satisfied in fult and all of the
21
THIRD PHASE .-\GREEj'yffiNT
FOR THE WESTERN GEOPOWER, INCORPOR.-\TED RENEW.-lBLE POWER PURCHASE AGREE1ffiNT
//GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
costs incurred by NCPA in connection with such suspension or termination, including
reasonable attorneys' fees, the fees and expenses of other experts, including auditors and
accountants, other costs and expenses that NCP A is entitled to recover under this Agreement,
and other reasonable and necessary costs associated with any and all of the remedies, are paid
in full.
10.5.2 Suspension by NCP A. If performance of all or any portion of
this Agreement is suspended by NCP A with respect to a Participant in accordance with Section
10.4.1(i), such Participant shall pay any and all costs and obligations incurred by NCPA as a
result of such suspension, including reasonable attorneys' fees, the fees and expenses of other
experts, including auditors and accountants, other reasonable and necessary costs associated
with such suspension and any portion of the Project Costs that were not recovered from such
Participant as a result of such suspension.
10.5.3 Termination by NCP A. If this Agreement is terminated by
NCPA with respect to a Participant in accordance with Section 10.4.1 (iii), (i) such Participant
shall pay any and all costs and obligations incurred by NCP A as a result of such termination
including reasonable attorneys' fees, the fees and expenses of other experts, including auditors
and accountants, other reasonable and necessary costs associated with such termination and
any portion of the Project Costs that were not, or will not be, recovered from such Participant as
a result of such termination; provided, however, if NCPA terminates this Agreement with
respect to the last Participant, then this Agreement shall terminate.
10.5.4 Termination by Participants. If this Agreement is terminated by
all Participants in accordance with Section 10.4.3, or by unanimous consent of all of the Parties
hereto, then the Participants shall pay to NCPA all previously unpaid costs and obligations
incurred as of the date of such termination" and following such termination, the Participants
shall cooperate and act in good faith to negotiate and agree upon the method of allocating
among the Participants in proportion to their respective Participation Percentages the costs and
22
THIRD PI-L-\SE AGREElYffiNT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEWABLE POWER PURCI-L-\SE AGREElvffiNT
/ /GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
benefits of the PP A and any financing agreements or commitments and any matters pertaining
to the administration, management, control, operation and maintenance of the PP A. NCP A
shall reasonably cooperate with the Participants in connection with implementing the foregoing
and the Participants shall indemnify NCPA for any costs and obligations incurred in connection
therewith, including reasonable attorneys' fees, fees and expenses of other experts, including
auditors and accountants and other reasonable and necessary costs. If the Parties are unable to
reach agreement as to the foregoing, then the Parties agree to submit the matter to mediation
with a mutually agreed upon mediator. If the Parties are still unable to reach agreement
following mediation, then the matter shall be submitted to binding arbitration subject to the
rules of the American Arbitration Association, the costs of such arbitration being borne
proportionally among the Participants.
Section 11. Miscellaneous
11.1 Confidentiality. The Participants and NCPA will keep confidential all
confidential or trade secret inforIl'ation made available to them in connection with this
Agreement, to the extent pOSSible, consistent with applicable laws, including the California
Public Records Act. It shall be the responsibility of the holder of the claim of confidentiality or
trade secret to defend at its expense against any request that such information be disclosed.
Confidential or trade secret information shall be marked or expressly identified as such.
11.2 Indemnification and Hold Harmless. Subject to the provisions of Section
11.4, each Participant agrees to indemnify, defend and hold harmless NCP A and its Members,
including their respective governing officials, officers, agents, and employees, from and against
any and all claims, suits, losses, costs, damages, expenses and liability of any kind or nature,
including reasonable attorneys' fees and the costs of litigation, including experts ("Claims"), to
the extent caused by any acts, omissions, breach of contract, negligence (active or passive), gross
negligence, recklessness, or willful misconduct of a Participant, its governing officials, officers,
employees, subcontractors or agents, to the maximum extent permitted by law.
23
THIRD Pl-IASE AGREEMENT
FOR THE WESTERN GEOPO\VER, INCORPORATED RENEWABLE POWER PURCH.,.-\SE AGREEl\IENT
/ /GENSERV /18.23/WESTERNGEOPO\VERIIIPHASE
11.3 Several Liabilities. No Participant shall be liable under this Agreement
for the obligations of any other Participant and each Participant shall be solely responsible and
liable for performance of its obligations under this Agreement, except as otherwise provided for
herein, and the obligation of each Participant under this Agreement is a several obligation and
not a joint obligation with those of the other Participants.
11.4 No Consequential Damages. FOR ANY BREACH OF ANY PROVISION
OF THIS AGREEMENT FOR WHICH AN EXPRESS REMEDY OR MEASURE OF DAMAGES
IS PROVIDED IN THIS AGREEMENT, THE LIABILITY OF THE DEFAULTING PARTY
SHALL BE LIMITED AS SET FORTH IN SUCH PROVISION, AND ALL OTHER DAMAGES
OR REMEDIES ARE HEREBY WANED. IF NO REMEDY OR MEASURE OF DAMAGE IS
EXPRESSLY PROVIDED, THE LIABILITY OF THE DEFAULTING PARTY SHALL BE
LIMITED TO ACTUAL DAMAGES ONLY AND ALL OTHER DAMAGES AND REMEDIES
ARE HEREBY WANED. IN NO EVENT SHALL NCPA OR ANY PARTICIPANT OR THEIR
RESPECTNE SUCCESSORS, ASSIGNS, REPRESENTATNES, DIRECTORS, OFFICERS,
AGENTS, OR EMPLOYEES BE LIABLE FOR ANY LOST PROFITS, CONSEQUENTIAL,
SPECIAL, EXEMPLARY, INDIRECT, PUNITIVE OR INCIDENTAL LOSSES OR DAMAGES,
INCLUDING LOSS OF USE, LOSS OF GOODWILL, LOST REVENUES, LOSS OF PROFIT OR
LOSS OF CONTRACTS EVEN IF SUCH PARTY HAS BEEN ADVISED OF THE POSSIBILITY
OF SUCH DAMAGES, AND NCPA AND EACH PARTICIPANT EACH HEREBY WANES
SUCH CLAIMS AND RELEASES EACH OTHER AND EACH OF SUCH PERSONS FROM
ANY SUCH LIABILITY.
The Parties acknowledge that California Civil Code section 1542 provides that: "A general
release does not extend to claims which the creditor does not know or suspect to exist in his or
her favor at the time of executing the release, which if known by him or her must have
materially affected his or her settlement with the debtor." The Parties waive the provisions of
section 1542, or other similar provisions of law, and intend that the waiver and release provided
24
THIRD PfL:\SE AGREEJl.1ENT
FOR THE WESTERN GEOPOWER, INCORPORATED RENEW1lliLE POWER PURCHASE AGREEJ\1ENT
//GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
by this section of this Agreement shall be fully enforceable despite its reference to future or
unknown claims.
11.5 Amendments. Except where this Agreement specifically provides
otherwise, this Agreement may be amended only by written instrument executed by the Parties
with the same formality as this Agreement.
11.6 Severability. In the event that any of the terms, covenants or conditions
of this Agreement or the application of any such term, covenant or condition, shall be held
invalid as to any person or circumstance by any court having jurisdiction, all other terms,
covenants or conditions of this Agreement and their application shall not be affected thereby,
but shall remain in force and effect unless the court holds that such provisions are not severable
from all other provisions of this Agreement.
11.7 Governing Law. This Agreement shall be interpreted, governed by, and
construed under the laws of the State of California.
11.8 Headings. All indices, titles, subject headings, section titles and similar
items are provided for the purpose of convenience and are not intended to be inclusive,
definitive, or affect the meaning of the contents of this Agreement or the scope thereof.
11.9 Notices. Any notice, demand or request required or authorized by this
Agreement to be given to any Party shall be in writing, and shall either be personally delivered
to a Participant and the Secretary of the Commission or transmitted to the Participant and the
Secretary of the Commission at the address shown on the signature pages hereof. The
designation of such address may be changed at any time by written notice given to the
Secretary of the Commission who shall thereupon give written notice of such change to each
Participant.
11.10 Warranty of Authority. Each Participant, and NCPA, represents and
warrants that it has been duly authorized by all requisite approval and action to execute and
25
THIRD PfL\SE .\GREEl\ffiNT
FOR THE \,{'ESTERN GEOPOWER, INCORPORATED RENEWABLE POWER PURCHASE .\GREEl\ffiNT
/ /GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
deliver this Agreement and that this Agreement is a binding, legal, and valid agreement
enforceable in accordance with its terms as to the Participant and as to NCP A. Upon execution
of this Agreement, each Participant shall deliver to NCPA a resolution of the governing body of
such Participant, evidencing approval of and authority to enter into this Agreement, that such
authority was duly exercised in accordance with such Participant's Constitutive Documents.
11.11 Counterparts. This Agreement may be executed in any number of
counterparts, and each executed counterpart shall have the same force and effect as an original
instrument and as if all the signatories to all of the counterparts had signed the same
instrument. Any signature page of this Agreement may be detached from any counterpart of
this Agreement without impairing the legal effect of any signatures thereon, and may be
attached to another counterpart of this Agreement identical in form hereto but having attached
to it one or more signature pages.
11.12 Assignment. Except as provided by Section 7 no Participant may assign
or otherwise transfer its interest in its Participation Percentage or any other rights and
obligations under this Agreement without the express written consent of NCP A, which shall
not be unreasonably withheld.
11.13 Exercise of the Right of First RefusaL Participants shall abide by the
NCPA Facilities Agreement in the exercise of any options by NCPA to purchase the underlying
assets of the PP A as per the voting procedures of this Agreement outlined in Section 6.
Participation in any such purchase shall be in accordance with the then existing Participation
Percentages, unless such Participation Percentages are otherwise agreed upon by the
Participants.
11.14 List of Exhibits. The Exhibits referenced herein shall be denoted as
follows:
26
THIRD PI-L-iSE AGREEIYfENT
FOR THE 'W'ESTERN GEOPO'W'ER, INCORPORATED RENEW.-iBLE POW'ER PURCHASE AGREEMENT
/ /GENSERV /18.23/WESTERNGEOPOWERIIIPHASE
Exhibit A -RENEWABLE ENERGY POWER PURCHASE AGREEMENT between
NORTHERN CALIFORNIA POWER AGENCY and WESTERN GEOPOWER
INCORPORA TED
Exhibit B -P ARTICIPA nON PERCENTAGES
27
THIRD PHASE AGREE}'fENT
FOR THE 'WESTERN GEOPO'WER, INCORPORA.TED RENEWABLE PO'WER PURCHASE AGREEMENT
j jGENSERV /18.23jWESTERNGEOPOWERIIIPHASE
IN WITNESS WHEREOF, each Participant has executed this Agreement with the approval of its
governing body, and NCP A has authorized this Agreement in accordance with the authorization
of its Commission.
NORTHERN CALIFORNIA
POWER AGENCY
[Address]
[City, State, Zip]
[Telephone]
[Facsimile]
Title: ___________ _
Date:, ____________ _
Approved as to form:
Its: Attorney
Date: ___________ _
BAY AREA RAPID TRANSIT
[Address]
[City, State, Zip]
[Telephone]
[Facsimile]
Title: ___________ _
Date: ___________ _
Approved as to form:
Its: Attorney
Date: ___________ _
ALAMEDA POWER AND TELECOM
[Address]
[City, State, Zip]
[Telephone]
[Facsimile]
Title: ____________ _
Approved as to form:
CITY OF LODI
[Address]
[City, State, Zip]
[Telephone]
[Facsimile]
By: ____________ _
Title: ____________ _
Date: ___________ _
Approved as to form:
Date: ___________ _
CITY OF LOMPOC
[Address]
[City, State, Zip]
[Telephone]
[Facsimile]
Title: ___________ _
Date: ___________ _
Approved as to form:
Date: ___________ _
PLUMAS-SIERRA RURAL
ELECTRIC COOPERATIVE
[Address]
[City, State, Zip]
[Telephone]
[Facsimile]
Title: ___________ _
Date: ___________ _
Approved as to form:
Its: Attorney
Date: ___________ _
CITY OF PALO ALTO
[Address]
[City, State, Zip]
[Telephone]
[Facsimile]
Title: ____________ _
Date: ___________ _
Approved as to form:
Its: Attorney
Date: ___________ _
PORT OF OAKLAND
[Address]
[City, State, Zip]
[Telephone]
[Facsimile]
Title:
Date: ___________ _
Approved as to form:
By: ___________ _
Its: Attorney
Date: ___________ _
CITY OF ROSEVILLE
[Address]
[City, State, Zip]
[Telephone]
[Facsimile]
By: ____________ _
Title: ___________ _
Date: ___________ _
Approved as to form:
By: ____________ _
Its: Attorney
Date: ___________ _
TRUCKEE DONNER PUBLIC
UTILITY DISTRICT
[Address]
[City, State, Zip]
[Telephone]
[F acsimile]
By: ___________ _
Title: ___________ _
Date: ___________ _
Approved as to form:
By: ____________ _
Its: Attorney
Date: ___________ _
SILICON VALLEY POWER
[Address]
[City, State, Zip]
[Telephone]
[Facsimile]
By: ____________ _
Title: ___________ _
Date: ___________ _
Approved as to form:
By: ____________ _
Its: Attorney
Date: ___________ _
CITY OF TURLOCK
[Address]
[City, State, Zip]
[Telephone]
[Facsimile]
By: ___________ _
Title: ___________ _
Date: ___________ _
Approved as to form:
By: ___________ _
Its: Attorney
Date: ___________ _
ATTACHMENT C
RENEWABLE ENERGY POWER PURCHASE AGREEMENT
between
NORTHERN CALIFORNIA POWER AGENCY
And
WESTERN GEOPOWER, INC.
May 16,2008
/ /GenServ/18.23/WestemGeoPowerPPA
TABLE OF CONTENTS
PREAMBLE ................................ ········· .. ·· .. ·· .... ···· .. ·· .. ··· .. ·· .. ·· .. ···· .. ····· .. · .. ·· .... · .... ·· .. 1
ARTICLE 1 DEFINITIONS ............ ········· .. ·· .... ·· .. · .. · .... ····· .. · .. · .... ·· .......... · .. · .. · .. ···· .. 2
ARTICLE 2 TERM TERMINATION AND SURVIVAL OF OBLIGATIONS .. · ............... 12
Section 2.1
Section 2.2
Effective Date and Term ............................................................ 12
Effect of Termination -Survival of Obligations ............................... 12
ARTICLE 3 PURCHASE AND SALE··· ............. · ..................................................... 12
Section 3.1
Section 3.2
Section 3.3
Section 3.4
Section 3.5
Purchase and Sale of OUtput ....................................................... 12
Delivery Point ......................................................................... 13
Environmental Attributes and Capacity Attributes ........................... 13
Tax Credits .................................................................................. 15
Right of First Refusal for Purchase of Existing Plant or Expansion
of Plant and Expansion Plant Output ............................................ 15
ARTICLE 4 METERING·· .. ·· ................................................................................. 16
Section 4.1
Section 4.2
Section 4.3
Metering Requirements .............................................................. 16
Meter Inaccuracies and Retroactive Adjustments ............................ 17
Records and Audits .................................................................. 17
ARTICLE 5 BILLING AND PAYMENT .................................................................... 18
Section 5.1 Billing .................................................................................... 18
Section 5.2 Payment ................................................................................. 18
Section 5.3 Netting of Payments .................................................................. 19
Section 5.4 Allocation of Taxes ................................................................... 19
ARTICLE 6 CREDIT REQUIREMENTS .. ·· .. · ................................................ '" .......... 19
Section 6.1 Financial Information ................................................................ 19
ARTICLE 7 SELLER'S ADDITIONAL OBLIGATIONS .. ··· ... · ....................................... 20
Section 7.1
Section 7.2
Section 7.3
Section 7.4
Section 7.5
Section 7.6
Construction, Operating and Maintenance of the Generating Facility .. 20
Milestones .............................................................................. 20
Commercial Operation Performance Tests ..................................... 22
Performance Guaranties ............................................................ 22
Obligation to Schedule and Deliver .............................................. 23
Modifications to the Generating Facility ........................................ 23
ARTICLE 8 FORCE MAJElTRE'" .............................................................................. 24
Section 8.1
Section 8.2
Section 8.3
Force Majeure Events ................................................................ 24
Conditions .............................................................................. 25
Termination due to Force Majeure Event.. ..................................... 25
ARTICLE 9 DEFAULT jREMEDIESjTERMINATION ............................................... 26
Section 9.1 Events of Default Generally ........................................................ 26
1
2008 Power Purchase Agreement
Section 9.2
Section 9.3
Section 9.4
Additional Events of Default by Seller .......................................... 26
Remedies; Termination for Default ............................................... 27
Indemnification ........................................................................ 27
ARTICLE 10 REPRESENTATIONS, WARRANTIES AND COVENANTS· ...................... 28
Section 10.1
Section 10.2
Seller's Representations, Warranties and Covenants ........................ 28
Buyer's Representations ,Warranties and Covenants ........................ 29
ARTICLE 11 MISCELLANEOUS ................................................................................ 30
Section 11.1
Section 11.2
Section 11.3
Section 11.4
Section 11.5
Section 11.6
Section 11.7
Section 11.8
Section 11.9
Section 11.10
Section 11.11
Section 11.12
Section 11.13
Section 11.14
Section 11.15
Section 11.16
Section 11.17
Section 11.18
Section 11.19
Section 11.20
Section 11.21
Section 11.22
EXHIBITS
Reserved
Notices ................................................................................... 30
Dispute Resolution ................................................................... 30
Regulatory Compliance ............................................................. 31
No Dedication of Facilities ......................................................... 31
Confidentiality ........................................................................ 31
Assignment ............................................................................. 32
Waiver of Rights ...................................................................... 32
Section Headings ..................................................................... 33
No third Party Beneficiary ......................................................... 33
Forward Contract ..................................................................... 33
Applicable Law ........................................................................ 33
Venue ..................................................................................... 33
Nature of Relationship ............................................................... 33
Good Faith and Fair Dealing; Reasonableness ................................. 33
Severability ............................................................................. 34
Counterparts ........................................................................... 34
Cooperation ............................................................................ 34
Limitation of Liabilities .............................................................. 34
Further Assurances ................................................................... 35
Time is of the Essence ............................................................... 35
Construction ........................................................................... 35
Entire Agreement Integration ................................... '" ................ 36
Exhibit 1
Exhibit 2
Exhibit 2.1
Exhibit 2.2
Exhibit 2.3
Exhibit 3
Exhibit 4
ExhibitS
Exhibit 6
Exhibit 7
Exhibit 8
Exhibit 9
Exhibit 10
Exhibit 11
Exhibit 12
Exhibit13a
Exhibit13b
Description of Generating Facility
Leasehold Description
Map of Leasehold
Map of Delivery Point
Commercial Operation Performance Tests
Contract Price
Reserved
Expected Annual Contract Quantity Form
Milestones
Reserved
Reserved
Operations Forecasts and Scheduling Protocols
Form of Attestation
Payment / Wire Instructions
Contacts, Buyer
Contacts, Seller
ii
2008 Power Purchase Agreement
Exhibit 14
Exhibit 15
Example of Availability Shortfall Damages
Seller's Insurance Information
iii
2008 Power Purchase Agreement
RENffiNABLEENERGYPO~RPURCHASEAGREEMENT
This Renewable Energy Power Purchase Agreement, together with the exhibits,
attachments, and any referenced collateral agreement or similar arrangement between
the Parties (collectively, the II Agreement") is made and effective as of the following
date: May 16, 2008 (" Effective Date") by and between the Northern California Power
Agency, a joint powers agency established pursuant to the laws of the State of
California ("Buyer" or "NCPA"), and Western GeoPower, Inc., a corporation organized
and existing pursuant to the laws of the State of California ("Seller").
WHEREAS, Seller intends to construct, own, and operate a 33 net MW
geothermal-powered generating facility, which qualifies as of the Effective Date as an
eligible renewable energy resource ("ERR") under the State of California Renewable
Portfolio Standard Program ("RPS"), as codified at California Public Utilities Code
Section 399.11, et seq. and desires to exclusively sell electricity produced by such
Generating Facility together with all Environmental Attributes and Capacity Attributes,
each as defined below, to Buyer pursuant to the terms and conditions set forth herein;
and
WHEREAS, Buyer desires to be the exclusive purchaser of electricity generated
by Seller's Generating Facility, together with all Environmental Attributes and Capacity
Attributes pursuant to the terms and conditions set forth herein.
NOW, THEREFORE, in consideration of the premises hereof, and the covenants
and conditions contained herein, and for other good and valuable consideration, the
receipt and sufficiency of which is hereby acknowledged, Buyer and Seller, intending to
be legally bound, hereby agree as follows.
1
2008 Power Purchase Agreement
AGREEMENT
ARTICLE 1: DEFINITIONS
Unless otherwise required by the context in which any term appears, (i) initially-
capitalized terms used in this Agreement shall have the meanings specified in this
Article; (ii) terms defined in the singular shall include the plural and vice versa; (iii)
references to II Articles/' IISections/' and IIExhibitsll shall be to articles, sections, or
exhibits hereof; (iv) all references to a particular entity shall include a reference to such
entity's successors and permitted assigns; (v) the words "herein/' IIhereof/' and
"hereunderll shall refer to this Agreement as a whole and not to any particular section
or subsection hereof; (vi) all accounting terms not specifically defined herein shall be
construed in accordance with GAAP, consistently applied; (vii) references to this
Agreement shall include all appendices and Exhibits hereto, as the same may be
amended, modified, supplemented, or replaced from time to time; (viii) terms used in
the masculine shall include the feminine and neuter and vice versa; and (ix) the term
II including/' when used in this Agreement, shall mean to include without limitation.
1.1 /I Adjustment Period" means (i) the period of time when inaccurate
measurements were made by a defective Meter, if that period of time can be
determined to the mutual satisfaction of the Parties, or (ii) if the period of time
cannot be determined to the mutual satisfaction of the Parties, one-half the
period of time from the date of the last previous test of the Meter to the date such
meter failure is discovered.
1.2 II Agreementll has the meaning set forth in the recitals of this Agreement.
1.3 II Availability" means the Delivered Quantity divided by the Contract Capacity.
Availability 100 x Delivered Quan?ty
Contract CapaCIty
1.4 "Availability Shortfall Damages" has the meaning as set forth in Section 7.4.
1.5 II Available Hours" means the number of hours in any month in which the
Generating Facility is capable of delivering Energy to the Delivery Point;
provided that, to the extent that the Generating Facility is not capable of
delivering 100% of the Contract Capacity in any hour, the Available Hours with
respect to such hour shall be reduced pro rata to reflect the fraction of the
Contract Capacity that the Generating Facility is capable of delivering in such
hour.
2
2008 Power Purchase Agreement
1.6 "Base Hours" means the total number of hours during any month minus the
agreed upon scheduled outage hours and/ or Force Majeure hours.
1.7 "Business Day" means any day except a Saturday, Sunday, or a Federal Reserve
Bank holiday. A Business Day shall begin at 8:00 a.m. and end at 5:00 p.m. local
time for the relevant Party's principal place of business. The relevant Party, in
each instance unless otherwise specified, shall be the Party from whom the
notice, payment or delivery is being sent or by whom the notice, payment or
delivery is received, as the context requires.
1.8 "Buyer" has the meaning set forth in the preamble of this Agreement.
1.9 "CAISO" means the California Independent System Operator.
1.10 "CAISO Settlement Process" means the process currently used by the CAISO to
settle energy transactions. This process may change upon adoption of the
proposed Market Redesign and Technology Update (MRTU) Tariff.
1.11 "CAISO Tariff" means the duly authorized tarift rules, protocols and other
requirements of the CAISO, as amended from time to time.
1.12 "Capacity Attributes" means any and all current or future defined
characteristics, certificates, tags, credits, ancillary service attributes, or accounting
constructs, including but not limited to Integrated Forward Market Load Uplift
Obligation as defined within CAISO Tariff Appendix A Master Definitions
Supplement, howsoever entitled, including Resource Adequacy Benefits, and
any tracking or accounting associated with the foregoing, attributed to or
associated with the electricity generating capacity of the Generating Facility, or
any unit of electricity generating capacity of the Generating Facility, during the
Term.
1.13 "CEC" means the California Energy Commission.
1.14 "Commercial Operation" means that: (i) the Generating Facility has been
constructed in accordance with Prudent Utility Practice, as defined herein, all
Permits, Requirements of Law, and the specifications set forth in Exhibit 2
[Description of Generating Facility]; (ii) all of the requirements set forth in Article
7 have been satisfied; and (iii) Seller has successfully completed the Commercial
Operation Performance Tests.
1.15 "Commercial Operation Date" means the date on which Commercial Operation
first occurs.
1.16 "Commercial Operation Performance Tests" means the tests set forth in Exhibit 3
[Commercial Operation Performance Tests].
3
2008 Power Purchase Agreement
1.17 "Confidential Information" means information with respect to the business of
either Party provided by one Party to the other in accordance with, or in
furtherance of, this Agreement including, the content of documents, ideas,
business methods, finances, prices, business plans, financial development plans,
manpower plans, customer lists or details, computer systems, software, know-
how, trade secrets or other matters connected with such Party's obligations
hereunder; provided, however, that "Confidential Information" shall not include
information that (i) at the time of disclosure or thereafter is generally available to,
or known by, the public other than as a result of a disclosure by the receiving
Party or its representatives; (ii) was available to the receiving Party on a non-
confidential basis from a source other than the disclosing Party; or (iii) was
otherwise independently acquired or developed by the receiving Party without
violating its obligations hereunder.
1.18 "Contract Capacity" means the forecast of monthly electricity generation output
of the Generating Facility, net of all expected on-site uses (e.g. parasitic loads)
and any other known and knowable impacts such as planned outage, line or
transformation losses to the Delivery Point to NCPA. This forecast shall be
delivered in writing to NCP A at least ten (10) days prior to the beginning of each
month. Unless otherwise agreed to mutually, the above forecast shall be within
5 % of the previous month's actual generation.
1.19 "Contract Price" means the price in United States Dollars. (unless otherwise
provided for) to be paid by Buyer to Seller for the purchase of the Output, as
specified in Exhibit 4 [Contract Pricel.
1.20 "Contractual Obligations" means, as to Seller, any material agreement,
instrument or undertaking to which Seller is a party or by which it or any of its
property is bound.
1.21 "Contract Year" means each year beginning on January 1st and ending on
December 31st of such year following the Commercial Operation Date; provided,
however, that the first Contract Year shall commence on the Commercial
Operation Date and end on the following December 31st, and the last Contract
Year shall end on the relevant anniversary of the Commercial Operation Date as
set forth in Section 2.1.
1.22 "Control Area" means the electric power system or successor (or combination of
electric power systems) under the operational control of the CAISO or any other
electric power system under the operational control of another organization
vested with authority comparable to that of the CAISO.
1.23 "Damages" has the meaning set forth in Section 9.4.
4
2008 Power Purchase Agreement
1.23A "Day-Ahead Inter-SC Trade Period" means the time period in which the CAISO
will accept Inter-SC Trades of Energy within the Day-Ahead Market from
Scheduling Coordinators as defined in the Market Redesign and Technology
Upgrade (MRTU) Tariff as filed at FERC under docket no. ER06-615-000.
1.23B "Day-Ahead Market" means a series of processes conducted in the Day-Ahead
time period as defined in the Market Redesign and Technology Upgrade (MRTU)
Tariff as filed at FERC under docket no. ER06-615-000.
1.24 IIDelay Liquidated Damages" means an amount equal to $1 per day.
1.25 "Delivered Quantity" means the Inter-SC Trade quantity, scheduled during the
Day-Ahead Inter-SC Trade Period, for Energy based on the final results of the
Day-Ahead Market.
1.26 "Delivery Point" means the point at which the Output will be delivered by Seller
and received by Buyer hereunder, as specified in Exhibits 2 [Description of
Generating Facility] and depicted in Exhibit 2.3 [Map of Delivery Point ].
1.27 "Deviation Band" means a defined MW range, generally 3%, in which a specific
generation resource or the summation of a load/ resource portfolio may deviate
from expected energy without incurring a penalty, which may include but is not
limited to the MSS Deviation Band or the compliance range utilized to compute
Uninstructed Deviation Penalties, as defined in the CAISO Tariff.
1.28 "Effective Date" has the meaning set forth in the preamble of this Agreement.
1.29 "Emergency" means any condition or situation which poses an imminent threat
to: (i) life or property, or (ii) Buyer's, or any of its member's, ability to maintain
safe, adequate, and continuous electric power and energy service to its
customers.
1.30 "Energy" means the electricity generated by the Generating Facility pursuant to
this Agreement, as expressed in units of kWh or MWh as measured at the
Meter(s).
1.31 II Environmental Attributes" means any and all credits, benefits, enussIOns
reductions, offsets, and allowances, howsoever entitled, attributable to the
generation from the Generating Facility or Expansion Plant(s), as the case may
be, and its displacement of conventional energy generation. Environmental
Attributes include: (i) any avoided emissions of pollutants to the air, soil or
water such as sulfur oxides (SOx), nitrogen oxides (NOx), carbon monoxide (CO)
and other pollutants; (ii) any avoided emissions of carbon dioxide (C02),
methane (CH4) and other greenhouse gases that have been determined by the
United Nations Intergovernmental Panel on Climate Change to contribute to the
actual or potential threat of altering the Earth's climate by trapping heat in the
5
2008 Power Purchase Agreement
atmosphere; and (iii) the reporting rights to these avoided emissions such as
Green Tag Reporting Rights.
Environmental Attributes do not include: (i) any energy, capacity, reliability or
other power attributes from the Generating Facility or Expansion Plant(s), (ii)
Production Tax Credits associated with the construction or operation of the
Generating Facility, or Expansion Plant(s), and other financial incentives in the
form of credits, reductions, or allowances associated with the Generating Facility
or Expansion Plant(s) that are applicable to a state or federal income taxation
obligation, (iii) fuel-related subsidies or "tipping fees" that may be paid to Seller
to accept certain fuels, or local subsidies received by Seller or the owners of the
Site for the destruction of particular pre-existing pollutants or the promotion of
local environmental benefits, or (iv) emission reduction credits encumbered or
used by the Generating Facility or Expansion Plant(s) for compliance with local,
state, or federal operating and/ or air quality permits.
1.32 "Environmental Attributes (EA) Agency" means any local, state or federal entity,
or any other Person, that has responsibility for or jurisdiction over a program
involving transferability of Environmental Attributes, including, but not limited .
to, the Clean Air Markets Division of the United States Environmental Protection
Agency, the CEC, the California Public Utilities Commission, and any successor
agency thereto.
1.33 "Environmental Attributes Reporting Rights" means all rights to report
ownership of the Environmental Attributes to any Person, including under
Section 1605(b) of the Energy Policy Act of 1992.
1.34 "ERR" has the meaning set forth in the recitals of this Agreement.
1.35 "Event of Default" has the meaning set forth in Article 9.
1.36 "Expansion Plant" means any expansion of the Generating Facility from its
nameplate rating capacity. Each such expansion of the Generating Facility shall
be deemed to be an Expansion Plant. Production from the equipment and/ or
resources defined in Exhibit 2 [Description of Generating Facility] shall be
exempt from Expansion of Plant.
1.37 "Expansion Plant Output" means all capacity and associated Energy, and
associated Environmental Attributes and Capacity Attributes produced by Seller
at any Expansion Plant.
1.38 "Expected Annual Contract Quantity" means the amount of Energy and
Environmental Attributes that Seller expects to deliver to Buyer hereunder in a
given Contract Year other than the first and last Contract Years (which may be
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2008 Power Purchase Agreement
partial years), as set forth in Exhibit 6 [Expected Annual Contract Quantity
Forml.
1.39 "Expected Commercial Operation Date" means the date on which the
Commercial Operation Date is expected to occur, as specified in Exhibit 7
[Milestones 1.
1.40 "FERC" means the Federal Energy Regulatory Commission and its successor
organization, if any.
1.41 "Force Majeure Event" has the meaning set forth in Section 8.1.
1.42 "GAAP" means Generally Accepted Accounting Principles in the United States
of America that is consistently applied.
1.43 "Generating Facility" means Seller's electricity generating facility as more
particularly described in Exhibit 2 [Description of Generating Facility], together
with all materials, equipment systems, structures, features and improvements
necessary to produce electricity at such facility, excluding the Site, land rights
and interests in land.
1.44 "Governmental Authority" means any federal or state government, or political
subdivision thereot including, any municipality, township or county, or any
entity or authority exercising executive, legislative, judicial, regulatory or
administrative functions of or pertaining to government, including, any
corporation or other entity owned or controlled by any of the foregoing.
1.45 "Green Tag Reporting Rights" are the right of a Green Tag purchaser to report
the ownership of accumulated Green Tags in compliance with federal or state
law, if applicable, and to a federal or state agency or any other party at the Green
Tag purchaser's discretion, and include those Green Tag Reporting Rights
accruing under Section 1605(b) of The Energy Policy Act of 1992 and any present
or future federal, state, or local law, regulation or bill, and international or
foreign emissions trading program. Green Tags are accumulated on MWh basis
and one Green Tag represents the Environmental Attributes associated with one
(1) MWh of energy.
1.46 Reserved
1.47 Reserved
1.48 "Interconnection" means the interconnection of the Generating Facility with the
Transmission System, including construction, installation, operation and
maintenance of all Interconnection Facilities.
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1.49 "Interconnection Agreement" means the agreement between Seller and the
Transmission Provider pursuant to which Seller and the Transmission Provider
set forth the terms and conditions for Interconnection of the Generating Facility
to the Transmission Systeml as amended from time to time.
1.50 "Interconnection Facilities!! means all of the facilities installed for the purpose of
interconnecting the Generating Facility to the Transmission System, including
transformers and associated equipment, relay and switching equipment and
safety equipment.
1.51 Jllnterest Rate" means, for any date! the lesser of: (i) the per annum prime
lending rate (or reference rate) of interest of the Bank of America NT & SA ., then
in effect as may from time to time be published by the Bank of America NT &
SA. (or if not published on such day on the most recent preceding day on which
published); and (ii) the maximum rate permitted by applicable law.
1.52 "Investment Tax Credits" or "ITC' means investment tax credits under Section
48 of the Internal Revenue Code, as amended from time-to-time during the Term.
1.53 "kWh" means 1,000 Watt-hours of electric energy.
1.54 "Lender(s)" means any Person(s) providing money or extending credit
(including any capital lease) to Seller for: (i) the construction of the Generating
Facility; or (ii) the term or permanent financing of the Generating Facility.
1.55 "Meters" means the physical metering devices, data processing equipment and
apparatus associated with the meters owned by Seller or Transmission Provider
or its designee, and used to determine the quantities of Energy generated by the
Generating Facility and to record other related parameters required for the
reporting of data to Seller in accordance with the requirements of Article 4.
1.56 "Meter Service Agreement for CAISO Metered Entities" has the meaning set
forth in the CAISO Tariff.
1.57 "Milestones" means the events that are set forth in Exhibit 7 [Milestones].
1.58 "MW" means 1,000 Kilowatts of electric energy.
1.59 "MWh" means 1,000 kWh of electric energy.
1.60 "Outage" means a phYSical state in which all or a portion of the Generating
Facility is unavailable to provide Energy to the Delivery Point, including any
derating or reduction in the capacity of the Generating Facility, whether planned
or unplanned.
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1.61 "Output" means (i) the Contract Capacity and associated Energy, and (ii) all
Environmental Attributes and Capacity Attributes.
1.62 "Participating Generator Agreement" has the meaning set forth in the CAISO
tariff.
1.63 "Parties" means Buyer and Seller, and their respective successors and permitted
assignees.
1.64 "Party" means Buyer or Seller, and each such Party's respective successors and
permitted assignees.
1.65 "Peak Months" means, collectively, the months of June, July, August and
September during each Contract Year.
1.66 "Permits" means, collectively, all federal, state or local authorizations,
certificates, permits, licenses and approvals required by any Governmental
Authority for the construction, ownership, operation and maintenance of the
Generating Facility.
1.67 "Person" means an individual, partnership, corporation (including a business
trust), limited liability company, joint stock company, trust, unincorporated
association, joint venture, Governmental Authority or other entity.
1.68 "Inter-SC Trades" means the proposed rules for Inter-SC Trade functionality
under the CAISO Market Redesign and Technology Upgrade (MRTU) Tariff as
filed at FERC under docket no. ER06-615-000.
1.69 "Production Tax Credits" or "PTC" means production tax credits under Section
45 of the Internal Revenue Code, as amended from time-to-time during the Term.
1.70 "Prudent Utility Practice" means those practices, methods and equipment, as
changed from time to time, that: (i) when engaged in, or employed, are
commonly used in the State of California in prudent electrical engineering and
operations to operate electricity equipment lawfully and with safety, reliability,
efficiency and expedition; or (ii) in the exercise of reasonable judgment
considering the facts known, when engaged in could have been expected to
achieve the desired result consistent with applicable law, safety, reliability,
efficiency and expedition.
Prudent Utility Practices are not limited to an optimum practice, method,
selection of equipment or act, but rather are a range of acceptable practices,
methods, selections of equipment or acts.
1.71 "Resource Adequacy Benefits" means the rights and privileges attached to any
generating resource that satisfy any entity's resource adequacy obligations.
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2008 Power Purchase Agreement
1.72 "Requirements of Law' means, collectively, any federal or state law, treaty,
franchise, rule, regulation, order, writ, judgment, injunction, decree, award or
determination of any arbitrator or a court or other Governmental Authority, in
each case applicable to or binding upon Seller or Buyer or any of their property
or to which Seller or Buyer or any of their respective properties are subject.
1.73 "RPS" or "Renewable Portfolio Standard Program" has the meaning set forth in
the recitals of this Agreement.
1.74 "Schedule" or "Scheduling" means the actions of Seller, Buyer and/or their
designated representatives, including each Party's Transmission Providers, if
applicable, of notifying, requesting and confirming to each other the quantity of
Energy to be delivered on any given day or days hereunder during the Term at
the Delivery Point.
1.75 "Scheduling Coordinator (SC)" means an entity certified by the CAISO for the
purposes of undertaking the responsibilities specified by CAISO Tariff Section
2.2.6, as amended from time-to-time.
1.76 "Seller" has the meaning set forth in the preamble of this Agreement.
1.77 "Site" means the real property on which the Generating Facility is to be built and
located, as more particularly described in Exhibit 2 [Description of Generating
Facility].
1.78 "Site Control" means the point at which Seller satisfies one or more of the
following conditions: (i) Seller is (a) the lessee under a lease, or (b) the grantee
under an exclusive easement, in each case with the owner of the Site that allows
Seller to construct and operate the Generating Facility at the Site during the Term
in accordance with this Agreement; (ii) Seller has a fee ownership of the Site; or
(iii) any other form of site control acceptable to Buyer in its reasonable discretion.
1.79 "Taxes" means any federal, state, local or foreign income, gross receipts, license,
payroll, employment, excise, severance, stamp, occupation, premium, windfall
profits, environmental, customs duties, capital stock, franchise, profits,
withholding, social security (or similar), unemployment, disability, real property
(including assessments, fees or other charges based on the use or ownership of
real property), personal property, transactional, sales, use, transfer, registration,
value added, alternative or add on minimum, estimated tax, or other tax of any
kind whatsoever, or any liability for unclaimed property or escheatment under
common law principles, including any interest, penalty or addition thereto,
whether disputed or not, including any item for which liability arises as a
transferee or successor-in-interest.
1.80 "Term" has the meaning set forth in Section 2.1.
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1.81 "Test Energy" means Energy generated by the Generating Facility prior to the
Commercial Operation Date.
1.82 "Transmission Provider" means any entity or entities responsible for the
Interconnection of the Generating Facility with a Control Area or transmitting
Energy on behalf of Seller from the Generating Facility to the Delivery Point and
on behalf of Buyer from the Delivery Point.
1.83 IJTransmission System" means the facilities used for the transmission of
electricity in interstate commerce, including any modifications or upgrades made
to such facilities, owned or operated by the Transmission Provider.
1.84 IIWREGIS" means the Western Renewable Energy Generation Information
System, or any successor renewable energy tracking system for implementing
California's Renewables Portfolio Standard.
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ARTICLE 2: TERM, TERMINATION AND SURVIVAL OF OBLIGATIONS
2.1 Effective Date and Term
This Agreement shall become effective on the Effective Date and, shall continue
until the day before the twentieth (20th) year anniversary of the Commercial
Operation Date, unless extended or terminated pursuant to this Agreement.
("Term").
2.2 Effect of Termination -Survival of Obligations
(a) Upon expiration or termination of this Agreement, neither Party shall
have future or further rights or obligations under this Agreement, except as
provided in Section 2.2(b) below.
(b) Survival of Obligations. The following rights, obligations or provisions
shall survive termination or expiration of this Agreement:
(i) obligations by one Party to the other for payment of any amounts, or
for performance of any duties, that have accrued or arose prior to, or
have directly resulted from, the expiration or termination of this
Agreement;
(ii) indemnity obligations contained in Section 9.4, which shall survive
to the full extent of the statute of limitations period applicable to any
third party claim;
(iii) limitation of liability provisions contained in Section 11.18;
(iv) for a period of one (1) year after the expiration or termination date,
the right to dispute an invoice pursuant to Section 5.1(b); or
(v) the obligations under Section 11.5.
ARTICLE 3: PURCHASE AND SALE
3.1 Purchase and Sale of Output
(a) In accordance with the terms and conditions hereof, commencing on the
Commercial Operation Date and continuing throughout the Term, Seller shall
sell, exclusively from the Generating Facility, to Buyer and deliver at the
Delivery Point, and Buyer shall purchase and accept from Seller at the Delivery
Point, and pay the Contract Price of ninety-eight dollars ($98.00) as set forth in
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2008 Power Purchase Agreement
Exhibit 4 [Contract Price], for all of the Delivered Quantity from the Generating
Facility.
(b) Buyer, at Seller's request shall purchase Test Energy during the plant
startup phase, provided Seller appoints Buyer as its Scheduling Coordinator
(SC). Buyer shall pay Seller $88 per MWh of Test Energy delivered. In the event
the CAISO imposes any costs or penalties on Buyer for failure to meet Buyer's
+ / -3% Deviation Band for all of Buyer's scheduled resourcesl Seller agrees to
compensate Buyer for the proportionate share of such costs or penalties
attributable to Seller's failure to deliver the Test Energy scheduled from the
Generating Facility.
(c) Scheduled and Delivered Amounts. Following the Commercial Operation
Datel Seller shall use good faith efforts to ensure that the amounts Scheduled
hereunder match the amounts generated by the Generating Facility.
Notwithstanding anything herein to the contrary, the Parties acknowledge that,
because of the scheduling requirements of the CAISOI Scheduled deliveries and
metered generation may be unequal during any period.
3.2 Delivery Point
(a) Allocation of Costs and Risks. Seller shall be responsible for any costs or
charges imposed on or associated with the Output or the delivery of the Output
hereunder up to and at the Delivery Point. Buyer shall be responsible for any
costs or charges imposed on or associated with the Outputl or its receiptl after
the Delivery Point.
(b) Title and Risk of Loss. Title tOI and risk of loss related tOI the Output shall
transfer from Seller to Buyer after at the Delivery Point.
3.3 Environmental Attributes and Capacity Attributes
(a) Generally. Throughout the Terml Seller shall transfer to Buyerl and Buyer
shall receive from Seller, all rights, titles and interest in and to the Environmental
Attributes and Capacity Attributes, if any, whether now existing or subsequently
generated or acquired (other than by direct purchase from a third party) by
Seller, or that hereafter come into existence, during the Term, as a component of
the Output purchased by Buyer from Seller hereunder. Seller agrees to transfer
and make such Environmental Attributes and Capacity Attributes available to
Buyer immediately to the fullest extent allowed by applicable law upon Seller's
production or acquisition of the Environmental Attributes and Capacity
Attributes. Seller agrees that the Contract Price is the full compensation for all
Energy, Environmental Attributes, and Capacity Attributes.
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2008 Power Purchase Agreement
(b) No Assignment. Seller shall not assign, transfer, convey, encumber, sell or
otherwise dispose of any portion of the Environmental Attributes and Capacity
Attributes to any Person other than Buyer.
(c) RPS Compliance. Before delivery of any Energy hereunder, Seller shall
cause: (i) the Generating Facility to be certified by the appropriate entity having
jurisdiction as an ERR for purposes of the RPS legislation; and (ii) all Output
delivered to Buyer from the Generating Facility to qualify as output of an ERR
for purposes of the RPS legislation. Seller shall ensure that the Generating
Facility maintains ERR status throughout the Term of this Agreement. Seller
shall cooperate reasonably with Buyer and provide such certifications or
attestations to Buyer as are reasonably necessary to verify that all Environmental
Attributes attributable to the Energy have been transferred to Buyer.
(d) Reporting Rights. During the Term, Seller shall not report to any Person
that the Environmental Attributes and Capacity Attributes granted hereunder to
Buyer belong to anyone other than Buyer, and Buyer may report under any
program that such attributes purchased hereunder belong to it.
(e) Attestation. Seller shall be responsible for complying, at its own expense,
with requests for information associated with the Western Renewable Energy
Generation Information System (nWREGIS") and/ or another entity, if any, that
Buyer uses to verify its renewable energy purchases and that requires
registration, inspections, certification or other evidence of the capability of the
Project to produce Environmental Attributes or evidence of the quality and/ or
quantity of such Environmental Attributes produced. Seller shall document the
production of Environmental Attributes under this Agreement by delivering
with each invoice to Buyer an attestation for Environmental Attributes produced
by the Generating Facility and purchased by Buyer in the preceding calendar
month. On or before March 31st of each year following a Contract Year, Seller
shall document the transfer of Environmental Attributes to Buyer under this
Agreement by delivering to Buyer an attestation for Environmental Attributes
transferred under this Agreement in the preceding Contract Year. The form of
attestation is set forth as Exhibit 11 [Form of Attestationl. Exhibit 11 [Form of
Attestation] shall be updated or changed by the Parties as necessary to ensure
that Buyer receives full and complete title to, and the ability to record with any
EA Agency as its own, all of the Environmental Attributes purchased hereunder.
(f) Documentation. At Buyer's request, the Parties, each at their own
expense, shall execute all such documents and instruments in order to effect the
transfer of the Environmental Attributes specified in this Agreement to Buyer or
its designees, as Buyer may reasonably request. Upon notification by an EA
Agency that any transfers contemplated by this Agreement will not be recorded,
the Parties shall promptly cooperate in taking all reasonable actions necessary so
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that such transfer can be recorded. Each Party shall promptly give the other
Party copies of all documents it submits to the EA Agency to effectuate any
transfers.
3.4 Tax Credits
Buyer agrees and acknowledges that all PICs, ITCs and other tax
credits/ incentives in effect on the Effective Date shall be owned by Seller and/ or
the owners of the Site. In the event that the value of such credits/incentives
applicable to the Generating Facility or the Output is increased after the Effective
Date and during the Term of the Agreement, Seller agrees to share with Buyer
twenty-five percent (25%) of the increased value of such credits/incentives
realized by Seller or its affiliates with respect to the Generating Facility or the
Output.
3.5 Right of First Refusal for Purchase of Expansion Plant Output
(a) Buyer's Right to Purchase. Seller may in its sole discretion determine,
from time to time, during the Term to develop, finance, construct and/ or operate
an Expansion Plant. Each time such a determination is made, Seller shall notify
Buyer of such determination and shall offer in writing to sell the Expansion Plant
Output to Buyer at a contract price to be determined by the offer and the
acceptance. The offer shall include the price to be paid by Buyer for the
Expansion Plant Output, and the term of the proposed Power Purchase
Agreement (/lpp A"). The PP A shall otherwise conform to the terms and
conditions of this Agreement. If Buyer wishes to accept such offer to purchase all
(or a portion) of the Expansion Plant Output, Buyer shall so notify Seller within
sixty (60) days of its receipt of such offer. The Parties shall promptly thereafter
enter into a definitive PPA incorporating the terms of such offer. Until such an
Expansion Plant PP A is executed, Seller's proposal accepted by Buyer (including
any modifications agreed upon in writing by both Parties), shall control all
dealings between the Parties relating to the Expansion Plant.
(b) Seller's Right to Sell to Third Parties. If Buyer does not accept Seller's
offer to purchase all of the Expansion Plant Output within ninety (90) days of
receipt of Seller's offer, Seller shall be free to offer to sell that portion of the
Expansion Plant Output not accepted by Buyer to one or more third parties at a
price and on other terms and conditions which, taken as a whole, are at least as
favorable to Seller as the price and other terms and conditions set forth in Seller's
offer to Buyer. H Buyer does not purchase the Expansion Plant Output and Seller
sells such Expansion Plant Output to a third party, it shall promptly certify in
writing to Buyer that the terms and conditions of sale of such Expansion Plant
Output to such third party, taken as a whole, are at least as favorable to Seller as
the price and other terms and conditions set forth in Seller's offer to Buyer, and
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2008 Power Purchase Agreement
Seller shall provide the relevant contract and any other supporting
documentation for such certification. Upon the sale of such Expansion Plant
Output in compliance with this Agreement, Buyer shall have no further rights to
be offered or to purchase such Expansion Plant Output. Buyer's refusal of
Expansion Plant Output from one Expansion Plant shall not affect Buyer's right
to purchase the Expansion Plant Output from a later Expansion Plant under the
terms of this Agreement. Seller shall not sell nor provide Buyers Expansion
Plant Output to any third party unless it can do so without compromising in any
material way its ability to provide the Output to Buyer hereunder. The
materiality of any such impact shall be determined by Buyer in its reasonable
discretion.
ARTICLE 4: METERING
4.1 Metering Requirements
(a) Meters. The transfer of Energy from Seller to Buyer shall be measured by
CAISO certified revenue quality Meters at the Delivery Point or corrected to the
Delivery Point Such Meters shall be selected, provided, installed, owned,
maintained and operated, at Seller's sole cost and expense, by Seller or its
designee in accordance with the CAISO Tariff. Seller shall exercise reasonable
care in the maintenance and operation of the Meters, and shall test and verify the
accuracy of each Meter at least annually. Seller shall inform Buyer in advance of
the time and date of these tests, and shall permit Buyer to be present at such tests
and to receive the results of such tests.
(b) SCADA. Seller shall install and maintain all equipment and data circuits
necessary to determine and transmit real time supervisory control and data
acquisition ("SCADA") system data and real time data from the Meters to the
CAISO. Seller shall provide to Buyer a copy of each certificate of compliance
issued by CAISO, if any.
(c) Access by Buyer. Buyer, at its discretion, shall be provided access to all
monitored SCADA points to be used for real time monitoring. Buyer may
further, at its sole cost and expense, install any updates or upgrades to the
Meters, as well as install and maintain check meters and all associated measuring
equipment necessary to permit an accurate determination of the quantities of
Energy delivered under this Agreement, provided that such equipment does not
interfere with Seller's Meters. Seller shall permit Buyer or Buyers representative
access to its Generating Facility for the purpose of installing and maintaining
such check meters.
(d) ISO Requirements. Seller shall submit to the CAISO, or allow the CAISO
to retrieve, any meter data required by the CAISO related to the Generating
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2008 Power Purchase Agreement
Facility and its Output in accordance with the CAISO's settlement and billing
protocol and meter data tariffs.
4.2 Meter Inaccuracies and Retroactive Adjustments
If a Meter fails to register, or if the measurement made by a Meter is found upon
testing to be inaccurate by an amount exceeding plus or minus one percent (1 %),
an adjustment shall be made correcting all measurements made by the inaccurate
or defective Meter during the Adjustment Period. If the Parties are unable to
agree on the amount of the adjustment to be applied to the Adjustment Period,
the amount of the adjustment shall be determined: (i) by correcting the error if
the percentage of error is ascertainable by calibration, tests or mathematical
calculation, or (ii) if not so ascertainable, by estimating on the basis of the
deliveries under similar conditions during periods when the Meter was
registering accurately. Upon the determination of the amount of any adjustment
and upon acceptance of such adjustment by the CAISO, if applicable, Buyer shall
pay to Seller any additional amounts then due for deliveries of Output during
the Adjustment Period at such time as other payments are due for the billing
period in which the determination is made, or Buyer shall be entitled to a credit
against the next subsequent payments due for the deliveries of Output,
whichever case is applicable. The Parties agree to abide by protocols under the
CAISO Tariff for handling Meter inaccuracies.
4.3 Records and Audits
Seller and Buyer shall each keep complete and accurate records and all other
data required by each Party for the purposes of proper administration of this
Agreement! including such records as may be required by state or federal
regulatory authorities. To facilitate payment and verification! Seller and Buyer
shall keep all books and records necessary for billing and payments and grant
the other Party reasonable access to those records. Seller and Buyer! at their own
expense! shall have the right to audit and to examine the billing and operating
records and data kept by the other Party relating to the transactions under! and
the administration ot this Agreement at any time during normal business hours
throughout the Term of this Agreement and for two (2) years thereafter. All such
records and data shall be maintained by each Party throughout the Term of this
Agreement and for a period of not less than two (2) years following the
termination hereof. All such audits and examinations shall be conducted upon
reasonable notice and during normal business hours.
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ARTICLE 5: BILLING AND PAYMENT
5.1 Billing
(a) Seller shall provide to Buyer on or before the tenth (10th) day of the
following month:
(i) An invoice based upon the Energy produced and delivered to the
Delivery Point in such previous calendar month.
(ii) The corresponding attestation pursuant to Exhibit 11 [Form of
Attestation]. Such invoice shall be delivered as specified under
Section 11.1.
(b) Disputes over Invoice. Should either Seller or Buyer determine at a later
date, but in no event later than one (1) year after the original invoice date, that
the invoice amount was incorrect, that Party shall promptly notify the other
Party of the error. In the event that an invoice or portion thereof, or any other
claim or adjustment arising hereunder, is disputed, payment of the undisputed
portion of the invoice shall be required to be made when due, with notice of the
objection given to the other Party. Payment of the disputed amount shall not be
required until the dispute is resolved. Upon resolution of the dispute, any
required payment shall be made within thirty (30) Business Days of such
resolution along with interest accrued at the Interest Rate from, and including,
the due date to, but excluding the date paid. Inadvertent overpayments by
Buyer shall be returned upon request or deducted by Seller from subsequent
payments, with interest accrued at the Interest Rate from, and including, the date
of such overpayment to, but excluding the date repaid or deducted by, Seller.
Any dispute with respect to an invoice is waived unless the other Party is
notified in accordance with this Section 5.1(b) within one (1) year after the
invoice is rendered or any specific adjustment to the invoice is made. If an
invoice is not rendered within one (1) year after the close of the month during
which performance occurred, the right to payment for such performance is
waived. Failure of Buyer or its agent to withhold any payment amount is not a
waiver of Buyer's right to challenge such amount.
5.2 Payment
(a) Subject to Section 5.1(b), all invoices under this Agreement shall be due
and payable on the twentieth (20th) day of the month in which the invoice was
received or the tenth (10th) day after receipt of the invoice which ever is later or, if
such day is not a Business Day, then on the next Business Day. Each Party shall
make payments by electronic funds transfer as set forth in Exhibit 12
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2008 Power Purchase Agreement
[Payment/Wire Instructionst or by other mutually agreeable method(s), to the
account designated by the other Party.
(b) Late Payments and Interest Rate. Payments made after the due date shall
be considered late and shall bear interest on the unpaid balance at an annual rate
equal to two percent (2%) plus the Interest Rate. Interest shall be computed on
the basis of a three hundred sixty five (365) -day year.
5.3 Netting of Payments
The Parties hereby agree that they shall discharge debts and payment obligations
due and owing to the other on the same date through netting, in which case all
amounts owed by each Party to the other for the purchase and sale of Output
during the monthly billing period under this Agreement, including any related
damages, interest, and payments or credits, shall be netted so that only the excess
amount remaining due shall be paid by the Party who owes it.
5.4 Allocation of Taxes
Seller shall payor cause to be paid all Taxes on or with respect to the Output sold
and delivered hereunder arising at, or prior to, the Delivery Point. Buyer shall
payor cause to be paid all Taxes on or with respect to the Output purchased and
received from the Delivery Point (other than ad valorem, franchise or income
taxes which are related to the sale of the Output and are, therefore, the
responsibility of Seller). In the event Seller is required by law or regulation to
remit or pay Taxes which are Buyer's responsibility hereunder, Buyer shall
promptly reimburse Seller for such Taxes. If Buyer is required by law or
regulation to remit or pay Taxes which are Seller's responsibility hereunder,
Buyer may deduct the amount of any such Taxes from the sums due to Seller
under this Agreement. Nothing shall obligate or cause a Party to payor be liable
to pay any Taxes for which it is exempt under the law.
ARTICLE 6: CREDIT REQUIREMENTS
6.1 Financial Information
If requested by one Party, the other Party shall deliver: (i) within one hundred
and eighty (180) days following the end of each fiscal year, a copy of the other
Party's annual report containing audited consolidated financial statements for
such fiscal year, and (ii) within sixty (60) days after the end of each of its first
three (3) fiscal quarters of each fiscal year, a copy of the other Party's quarterly
report containing unaudited consolidated financial statements for such fiscal
quarter. In all cases the statements shall be for the most recent accounting period
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2008 Power Purchase Agreement
and prepared in accordance with GAAP; provided, however, that should any
such statements not be available on a timely basis due to a delay in preparation
or certification, such delay shall not be an Event of Default so long as the other
Party diligently pursues the preparation, certification and delivery of the
statements. In the event that such Party does not prepare audited financial
statements, such Party shall provide financial statements prepared in accordance
with GAAP demonstrating its financial condition in form and substance
reasonably acceptable to the other Party.
ARTICLE 7: SELLER'S ADDITIONAL OBLIGATIONS
During the Term of this Agreement, Seller hereby agrees to perform the
following obligations, in addition to Seller's obligations pursuant to Articles 3, 4,
5, and 6:
7.1 Construction, Operation and Maintenance of the Generating Facility
(a) Generally. Seller shall develop, finance, construct, own, operate, and
maintain the Generating Facility in accordance with this Agreement, all
Requirements of Law, Contractual Obligations, Permits and Prudent Utility
Practice.
(b) Compliance. Seller shall, in its own name and at its own expense, seek,
obtain, maintain, comply with and, as necessary, renew and modify from time to
time, all Permits and other authorizations that are required by any Requirements
of Law or Governmental Authority as are necessary for Seller to engage in the
activities and obligations required by the Agreement.
(c) Records. Seller shall keep complete and accurate operating and other
records and all other data for the purposes of proper administration of this
Agreement as reasonably required by Buyer, including such records as may be
required by any Governmental Authority or Prudent Utility Practice.
(d) Disclosure. Seller shall provide to Buyer such information regarding the
permitting, engineering, construction or operations of the Generating Facility as
Buyer may from time to time reasonably request, subject to licensing or other
restrictions of Seller or a third party with respect to confidentiality, disclosure or
use.
(e) Insurance. Seller shall obtain and maintain the policies of insurance in
amounts and with coverage as set forth in Exhibit 15 [Seller's Insurance
Informationl.
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2008 Power Purchase Agreement
7.2 Milestones
(a) Generally. Seller covenants that it will diligently pursue all Milestones set
forth in Exhibit 7 [Milestones], including the Commercial Operation Date. The
Parties agree that time is of the essence in connection with the completion of the
Generating Facility, and for achieving Commercial Operation, and that certain
Milestones for the development, financing and construction of the Generating
Facility must be achieved in a timely fashion or Buyer shall suffer damages.
Seller shall achieve the Milestones by the corresponding dates set forth in Exhibit
7 [Milestones J.
(b) Monthly Reports. Starting on the Effective Date, Seller shall provide to
Buyer monthly progress reports concerning the progress towards completion of
the Milestones. In addition, within five (5) Business Days of the completion of
each Milestone, Seller shall provide a certification to Buyer (along with any
supporting documentation) demonstrating the satisfaction of such Milestone.
Seller shall provide to Buyer additional information concerning Seller's progress
towards, or confirmation ot achievement of the Milestones, as Buyer may
reasonably request from time to time.
(c) Notice of Failure To Achieve a Milestone. Upon becoming aware that
Seller wilt or is reasonably likely to, fail to achieve one or more Milestone(s) by
the required date, for any reason including a Force Majeure Event, Seller shall so
notify Buyer in writing as soon as is reasonably practicaL Such notice shall
explain the cause of the delay, provide an updated date for achievement of the
Milestone(s), and describe Seller's plan for meeting such Milestone(s). Seller's
notice will also explain any impact such delay mayor will have on any other
Milestone, and the measures to be taken to mitigate such impact.
(d) Failure To Achieve Milestone. In the event that Seller fails to meet any
Milestone by the applicable NIilestone deadline as set forth in Exhibit 7
[Milestones]' as such deadline may be extended as a result of a Force Majeure
Event in accordance with Section 7.2(e), Seller shall be liable for Delay Liquidated
Damages for each full month (with parts of a month pro rated) that Seller is late in
satisfying the Milestone. So long as Seller is paying such Delay Liquidated
Damages on a monthly basis Buyer shall not be permitted to terminate this
Agreement, provided that in no event shall the combined extensions by payment
of Delay Liquidated Damages for any or all of the Milestones exceed eighteen
(18) months. If any Milestone has not been satisfied within eighteen (18) months
following the relevant Milestone deadline, or if for any reason Seller fails to pay,
or discontinues paying, the monthly Delay Liquidated Damages provided for
above, Seller shall have committed an Event of Default. The eighteen (18) month
period referred to in the prior sentence shall not be extended as a result of a
Force Majeure Event.
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2008 Power Purchase Agreement
(e) Force Majeure Event. In the event that a Force Majeure Event causes any
delay in the achievement of a Milestone, such Milestone's deadline may be
extended, together with any Force Majeure Event extensions for other
Milestones, for a period not to exceed, in the aggregate, six (6) months. The
extension of the deadline for any Milestone shall extend the deadline for all
subsequent Milestones, provided that in no event shall the combined extensions
for Force Majeure Events for any or all of the Milestones exceed six (6) months.
The extension provided for in this Section 7.2(e) shall be the only effect of a Force
Majeure Event on Seller's obligations with respect to the Milestones.
(f) Waiver of Right. Buyer may, at its discretion, grant waivers for Seller's
failure to meet any of the Milestones, but in no way shall any such waiver
constitute a waiver of any future failures by Seller to meet other Milestones. '
7.3 Commercial Operation Performance Tests
No later than fourteen (14) days prior to conducting its Commercial Operation
Performance Tests in accordance with Exhibit 3 [Commercial Operation
Performance Tests] Seller shall notify Buyer of the date on which it intends to
conduct such tests. Within seven (7) days of the successful completion of Seller's
Commercial Operation Performance Tests, Seller shall provide to Buyer written
notification of the Commercial Operation Date, including any relevant data
demonstrating that Commercial Operation has occurred. Buyer has the right to
be present during any Commercial Operation Performance Test, and to receive
all information, including meter and performance data associated with such
tests. Seller may change the date for such tests upon written notice to Buyer,
provided that Buyer has at least fourteen (14) days notice of the date of such
tests.
7.4 Performance Guaranties
(a) Availability. Seller shall provide to Buyer an account of Availability on a
monthly basis. At the end of the Contract Year, Buyer shall calculate Availability
for the Contract Year. If the Availability, adjusted for Force Majeure Events, for
the year is at or above 90%, irrespective of the fluctuations from month to month,
there will not be any Availability Shortfall Damages due from Seller to Buyer. In
the event, the Availability, adjusted for Force Majeure Events, is below 90% for
the Contract Year, Seller shall pay Buyer the Availability Shortfall Damages. The
Availability Shortfall Damages shall be calculated by comparing the Contract
Capacity, adjusted for Force Majeure Events, against the Delivered Quantity for
that month. Only the months where the Availability was less than 90% will be
subject to the Availability Shortfall Damages. The difference between the
Contract Capacity, adjusted for Force Majeure Events, and the Delivered
Quantity for that month multiplied by five dollars ($5) will be the amount of the
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2008 Power Purchase Agreement
Availability Shortfall Damages. The total of the Available Shortfall Damages for
the Contract Year will reflect the amount Seller will be obligated to pay to Buyer.
Buyer shall send an invoice to Seller reflecting the amount due, and Seller shall
make the payment to Buyer within 30 days of the invoice date (An example of
how the Availability Shortfall Damages are to be calculated as set forth in the
attached Exhibit 14 [Example of Availability Shortfall Damages]).
(b) Limitations. The Parties recognize and agree that (i) the actual damages to
Buyer for a failure by Seller to meet the required Availability are difficult or
inconvenient to determine, (ii) payment of amounts by Seller pursuant to this
Section 7.4 is an appropriate remedy, and (iii) any such payment does not
constitute a forfeiture or penalty of any kind, but rather constitutes anticipated
costs to Buyer under the terms of this Agreement.
7.5 Obligation to Schedule and Deliver
(a) Scheduling. Immediately following the Effective Date, the Parties will
meet and negotiate in good faith the terms and conditions of an agreement
whereby NCP A shall act as Scheduling Coordinator for Seller. In the event the
Parties are unable to agree on the terms and conditions of such an agreement,
Seller shall provide Buyer with written notice of its Scheduling Coordinator, and
the Parties shall thereafter make reasonable efforts to comply with applicable
CAISO requirements and the provisions of Exhibit 10 [Operations Forecasts and
Scheduling Protocols 1.
(b) Agreement with Transmission Provider. Seller shalt at its own cost and
expense, negotiate and enter into an Interconnection Agreement and such other
agreements with the Transmission Provider as needed to enable Seller to
transmit Energy to the Delivery Point.
(c) Agreements with CAISO. Seller shalt at its own cost and expense,
negotiate and enter into any agreements with the CAISO required by the CAISO
for generators delivering power into the CAISO-controlled grid, including a
Meter Service Agreement for CAISO Metered Entities and a Participating
Generator Agreement.
(d) Start-ups and Shut-downs. Seller shall coordinate all Generating Facility
start-ups and shut-downs, in whole or in part, with Buyer in accordance with
CAISO scheduling protocols and the reasonable protocols established by Buyer
that are not inconsistent with the CAISO Tariff and CAISO procedures, as
specified in Exhibit 10 [Operations Forecasts and Scheduling Protocols].
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2008 Power Purchase Agreement
7.6 Modifications to the Generating Facility
Seller shall obtain Buyer's written consent, which shall not be unreasonably
withheld or delayed, prior to making any modifications to the Generating
Facility that are likely to adversely affect Seller's or Buyer's ability to perform its
obligations under this Agreement, including the delivery of the Expected Annual
Contract Quantity and meeting the Availability requirements of Section 7.4. Any
such modifications shall be conducted in accordance with Prudent Utility
Practice and all applicable laws and reliability criteria, as such may be amended
from time to time.
ARTICLE 8: FORCE MAJEURE
8.1 Force Majeure Events
(a) Definition. "Force Majeure Event" may include, subject to Section 8.1(a)
above and (c) below:
(i) acts of God such as storms, floods, lightning and earthquakes;
(ii) sabotage or destruction by a third party of facilities and equipment
relating to the performance by the affected Party of its obligations
under this Agreement;
(iii) Transmission System or generating equipment failure;
(iv) war, riot, acts of a public enemy or other civil disturbance;
(v) strike, walkout, lockout or other significant labor dispute;
(vi) curtailment by the CAISO, or its successor, but only to the extent that
the CAISO declares a "Force Majeure" under the CAISO Tariff; or
(vii) failures or delays by the Transmission Provider or the CAISO in
entering into, or performing under, all agreements with Seller
contemplated by this Agreement.
(b) Exclusion. "Force Majeure Event" does not include the following:
(i) economic hardship of either Party;
(ii) an Outage, except if caused directly by an event or circumstance that
meets the requirements set forth in this Section 8.1;
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2008 Power Purchase Agreement
(iii) failure or delay in the granting of Permits;
(iv) curtailment or interruption of transmission services, other than by
the CAISO where the CAISO declares a "Force Majeure" under the
CAISO Tariff.
(c) Excuse. Subject to Section 8.2 below, and except as expressly set forth
herein, neither Party shall be considered in default under this Agreement for any
delay or failure in its performance under this Agreement (including any
obligation to deliver or accept Output) if such delay or failure is due to a Force
Majeure Event, but only to the extent that:
(i) such Force Majeure Event is not attributable to fault or negligence on
the part of that Party;
(ii) such Force Majeure Event is caused by factors beyond that Party's
reasonable control; and
(iii) despite taking all reasonable technical and commercial precautions
and measures to prevent, avoid, mitigate or overcome such event
and the consequences thereof, the Party affected has been unable to
prevent, avoid, mitigate or overcome such event or consequences.
8.2 Conditions
In addition to the conditions set forth in Section 8.1(a) above, a Party may rely on
a claim of a Force Majeure Event to excuse its performance only to the extent that
such Party:
(i) provides prompt notice of such Force Majeure Event to the other
Party, giving an estimate of its expected duration and the probable
impact on the performance of its obligations under this Agreement;
(ii) exercises all reasonable efforts to continue to perform its obligations
under this Agreement;
(iii) expeditiously takes action to correct or cure the event or condition
excusing performance so that the suspension of performance is no
greater in scope and no longer in duration than is dictated by the
problem; provided, however, that settlement of strikes or other labor
disputes shall be completely within the sole discretion of the Party
affected by such strike or labor dispute;
(iv) exercises all reasonable efforts to mitigate or limit damages to the
other Party; and
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2008 Power Purchase Agreement
(v) provides prompt notice to the other Party of the cessation of the
event or condition giving rise to its excuse from performance.
8.3 Termination Due To Force Majeure Event
In addition to and without limiting any other provisions of this Agreement, if a
Party is prevented from performing its material obligations under this
Agreement for a period of either (i) three hundred and sixty five (365)
consecutive days or more, or (ii) seven hundred and thirty (730) non-consecutive
days or more (whether full or partial days), the unaffected Party may terminate
this Agreement, without liability of either Party to the other, upon thirty (30)
days written notice at any time during the Force Majeure Event.
ARTICLE 9: DEFAULTjREMEDIES/TERMINATION
9.1 Events of Default Generally
An "Event of Default" shall mean, with respect to each Party, the occurrence of
any of the following:
(i) the failure to make, when due, any payment required pursuant to
this Agreement if such failure is not remedied within thirty (30)
Business Days after written notice;
(ii) any representation or warranty made by such Party herein is false or
misleading in any material respect when made or when deemed
made or repeated;
(iii) the failure to perform any material covenant or obligation set forth in
this Agreement (except to the extent constituting a separate Event of
Default, and except for the obligations set forth in Section 7.4, the
exclusive remedies for which are provided in such Section) if such
failure is not remedied within thirty (30) days after written notice
(provided that if such failure is not capable of being remedied within
such period, then for such longer period as is reasonably needed to
effect the remedy, not to exceed one-hundred-eighty (180) days, so
long as the failing Party diligently pursues such remedy);
(iv) the initiation of an involuntary proceeding against such Party under
the bankruptcy or insolvency laws, which involuntary proceeding
remains undismissed for sixty (60) days, or in the event of the
initiation by such Party of a voluntary proceeding under the
bankruptcy or insolvency laws;
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2008 Power Purchase Agreement
(v) such Party consolidates or amalgamates with, or merges with or into,
or transfers all or substantially all of its assets to, another entity and,
at the time of such consolidation, amalgamation, merger or transfer,
the resulting, surviving or transferee entity fails to assume all the
obligations of such Party under this Agreement to which it or its
predecessor was a party by operation of law or pursuant to an
agreement reasonably satisfactory to the other Party; or
9.2 Additional Events of Default by Seller
In addition to the Events of Default in Sections 7.2 and 9.1 above, the following
shall each constitute an "Event of Default" by Seller:
(i) Seller Schedules and/or delivers to Buyer energy or other product
from a resource other than the Generating Facility specified in this
Agreement;
(ii) Seller sells or transfers Buyer's share of the Output (or any
individual component thereof) to any Person other than Buyer.
9.3 Remedies; Termination for Default
(a) Termination for Default. In the event the defaulting Party fails to cure the
Event of Default within the period for curative action under Sections 9.1 or 9.2, as
applicable, the non-defaulting Party may terminate the Agreement by notifying
the defaulting Party in writing of (i) the decision to terminate, and (ii.) the
effective date of the termination.
(b) Remedies. For all claims, causes of action and damages with respect to an
Event of Default, in addition to the right to termination under Section 9.3(a), the
non-defaulting Party shall be entitled to foreclose upon, or otherwise employ,
any security provided by the defaulting Party, and to recover actual damages
allowed by law unless otherwise limited by this Agreement. Neither the
enumeration of Events of Default in Sections 9.1 and 9.2, nor the termination of
this Agreement by a non-defaulting Party pursuant to Section 9.3(a), shall limit
the right of a non-defaulting Party to rights and remedies available at law,
including claims for breach of contract or failure to perform by the other Party
and for direct damages incurred by the non-defaulting Party as a result of the
termination of this Agreement.
(c) Limitations. Except as otherwise specifically and expressly provided in
this Agreement, neither Party shall be liable to the other under this Agreement
for any indirect, special or consequential damages, including loss of use, loss of
revenues, loss of profit, interest charges, cost of capital or claims of its customers
or members to which service is made. Under no circumstances shall the non-
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2008 Power Purchase Agreement
defaulting Party be required to make a termination payment or other payment in
respect of any damages to the defaulting Party (except for payments due under
this Agreement for performance prior to termination).
9.4 Indemnification
Seller and Buyer agree to defendl indemnifYI and hold each otherl and their
respective officersl directorsl employees and agentsl harmless from and against
all claimsl demandsl lossesl liabilitiesl and expenses (including reasonable
attorneys' fees) (collectively, I'Damagesll
) for personal injury or death to persons
and damage to each other!s physical property or facilities or the property of any
other Person to the extent arising out ot resulting from, or caused by the
negligent or intentional and wrongful actsl errorsl or omissions of the
indemnifying Party. This indemnification obligation shall apply
notwithstanding any negligent or intentional acts, errors or omissions of the
indemnitees but the indemnifying Party's liability to pay Damages to the
indemnified Party shall be reduced in proportion to the percentage by which the
indemnitees' negligent or intentional acts, errors or omissions caused the
Damages. N either Party shall be indemnified for its Damages resulting from its
sole negligence or willful misconduct. These indemnity provisions shall not be
construed to relieve any insurer of its obligation to pay claims consistent with the
provisions of a valid insurance policy.
ARTICLE 10: REPRESENTATIONS, WARRANTIES AND COVENANTS
10.1 Seller's Representations, Warranties and Covenants
Seller represents, warrants and covenants to Buyer that as of the Effective Date:
(i) Seller is duly organized and validly existing as a corporation under
the laws of the State of California, and has the lawful power to
engage in the business it presently conducts and contemplates
conducting in this Agreement and Seller is duly qualified in each
jurisdiction wherein the nature of the business transacted by it
makes such qualification necessary;
(ii) Seller has the legal power and authority to make and carry out this
Agreement and to perform its obligations hereunder; all such actions
have been duly authorized by all necessary proceedings on its part.
As of the Commercial Operation Date, (a) the Generating Facility is a
II qualifying small power production facility" as that term is defined
in Section 3(17)(C) of the Federal Power Act, and will possess all of
the exemptions from regulation provided in 18 C.F.R. Sections
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2008 Power Purchase Agreement
292.601(c) and 292.602; or (b) Seller has market-based rate authority,
and has made all filings required in connection with this Agreement,
under Federal Power Act;
(iii) throughout the Term: (a) the Generating Facility will qualify and be
certified by the CEC as an ERR under the rules and requirements in
effect as of the Effective Date; and (b) the Output delivered to Buyer
will qualify as output from an ERR under the requirements of the
RPS in effect as of the Effective Date;
(iv) this Agreement has been duly and validly executed and delivered by
Seller and, as of the Effective Date, constitutes a legal, valid and
binding obligation of Seller, enforceable in accordance with its terms
against Seller, except to the extent that its enforceability may be
limited by bankruptcy, insolvency, reorganization, moratorium or
other similar laws affecting the rights of creditors generally or by
general principles of equity;
(v) there are no actions, suits, proceedings or investigations pending or,
to the knowledge of Seller, threatened in writing against Seller, at
law or in equity before any Governmental Authority, which
individually or in the aggregate are reasonably likely to have a
materially adverse effect on the business, properties or assets or the
condition, financial or otherwise, of Seller, or to result in any
impairment of Seller's ability to perform its obligations under this
Agreement;
(vi) Seller will deliver to Buyer at the Delivery Point the Output free and
clear of all liens, security interests, claims and encumbrances or any
interest therein, or thereto, by any Person;
(vii) Seller holds and will hold throughout the Term, the rights to all
Environmental Attributes and Capacity Attributes, which it has
conveyed and has committed to convey to Buyer hereunder; and
(viii) the execution, delivery and performance of this Agreement by Seller
will not conflict with its governing documents, any applicable laws,
or any covenant, agreement, understanding, decree or order to
which Seller is a party or by which it is bound or affected.
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2008 Power Purchase Agreement
10.2 Buyer's Representations, Warranties, and Covenants
Buyer represents and warrants to Seller that as of the Effective Date:
(i) Buyer is a joint powers agency established pursuant to the laws of
the State of California, and has all requisite corporate power and
authority to own, lease, and operate its properties and to carryon its
business as is now being conducted;
(ii) Buyer is duly qualified or licensed to do business as a joint powers
agency and is in good standing in each jurisdiction in which the
property owned, leased or operated by it or the nature of the
business conducted by it makes such qualification necessary, except
where the failure to be so duly qualified or licensed and in good
standing would not have a material adverse effect;
(iii) Buyer has the legal power and authority to make and carry out this
Agreement and to perform its obligations hereunder and all such
actions have been duly authorized by all necessary proceedings on
its part;
(iv) the execution, delivery and performance of this Agreement by Buyer
will not conflict with its governing documents, any applicable laws
or any covenant, agreement, understanding, decree or order to
which Buyer is a party or by which it is bound or affected;
(v) this Agreement has been duly and validly executed and delivered by
Buyer and, as of the Effective Date, constitutes a legal, valid and
binding obligation of Buyer, enforceable in accordance with its terms
against Buyer, except to the extent that its enforceability may be
limited by bankruptcy, insolvency, reorganization, moratorium or
other similar laws affecting the rights of creditors generally or by
general principles of equity; and
(vi) there are no actions, suits, proceedings or investigations pending or,
to the knowledge of Buyer, threatened in writing against Buyer, at
law or in equity before any Governmental Authority, which
individually or in the aggregate are reasonably likely to have a
materially adverse effect on the business, properties or assets or the
condition, financial or otherwise, of Buyer, or to result in any
impairment of Buyer's ability to perform its obligations under this
Agreement.
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2008 Power Purchase Agreement
ARTICLE 11: MISCELLANEOUS
11.1 Notices
All written notices, requests, statements or payments under this Agreement
shall, unless otherwise specified herein, be deemed properly sent if delivered in
person or sent by facsimile, reliable overnight courier, or sent by registered or
certified mail, postage prepaid to the persons specified in Exhibit 13A & B
[Contacts]. Notice by facsimile or hand delivery shall be effective at the close of
business on the day actually received, if received during a Business Day, and
otherwise shall be effective at the close of the next Business Day. Notice by
overnight United States mail or courier shall be effective on the next Business
Day after it was sent. A Party may change its contact information by providing
notice of same in accordance herewith.
11.2 Dispute Resolution
(a) Non-binding Arbitration or Mediation. Subject to Section 5.1(b), any
dispute under this Agreement between Seller and Buyer shall, at the request of
any Party, be referred to a senior representative of each of the Parties for
resolution on an informal basis as promptly as practicable. In the event the
senior representatives are unable to resolve the dispute, the matter may be
submitted to non-binding arbitration or mediation on such terms and conditions
as the Parties may agree.
(b) Litigation. In the event the Parties are unable to satisfactorily resolve the
Dispute within thirty (30) calendar days of such referral or such other period as
the Parties may mutually agree, subject to any extensions of time as may be
mutually agreed upon in writing, or any arbitration agreement, either Party may
initiate litigation in a court of law with jurisdiction located in Sonoma County,
California, or pursuant to Section 11.12, if applicable, which shall be the exclusive
venue to litigate disputes.
(c) Remedies. Nothing in this Section 11.2 shall be construed to delay the
exercise of remedies pursuant to Section 9.3 pending the resolution of any
dispute.
11.3 Regulatory Compliance
Each Party shall at all times comply with all applicable laws, ordinances, rules
and regulations applicable to it. As applicable, each Party shall give all required
notices, shall procure and maintain all Permits necessary for performance of this
Agreement, and shall pay its respective charges and fees in connection therewith.
In the event of any change to the CAISO Tariff that materially impacts either
Party's obligations or ability to perform under this Agreement, either Party may
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2008 Power Purchase Agreement
request that the Parties engage in good faith negotiations to amend this
Agreement such that an equitable balance of benefits and burdens may be
restored to the Parties. In the event that the Parties are unable to agree upon any
amendments to this Agreement within sixty (60) days of the request for
negotiations, either Party may invoke the dispute resolution provisions of
Section 11.2. Pending any resolution under Section 11.2, the Parties shall
continue to comply with the provisions of this Agreement.
11.4 No Dedication of Facilities
Any undertaking by one Party to the other under any prOVIsIon of this
Agreement shall not constitute the dedication of the Generating Facility or any
portion thereof to the public or to any portion thereof.
11.5 Confidentiality
All Confidential Information obtained by either Party from the other Party shall
be used only in connection with such Party's exercise of its rights or performance
of its obligations under this Agreement and shall not be disclosed to any third
party, except as may be required by law, applicable regulation or judicial
process; provided, however, that if the receiving Party is required to disclose
such Confidential Information by applicable law, regulation or legal process, the
receiving Party shall promptly notify the disclosing Party of such pending
disclosure prior to such disclosure; provided further that Buyer may, at any time,
disclose any information (i) determined by its attorney to be required by law to
be disclosed by a public entity such as the Buyer, and (ii) to those of its members
that receive some or all of the Output, whether directly or indirectly, from Buyer.
The provisions of this Section 11.5 shall survive for three (3) years after the
termination of this Agreement.
11.6 Assignment
(a) Buyer. Buyer may, without the consent of Seller (and without relieving
itself from liability hereunder) assign this Agreement or assign or delegate its
rights and obligations under this Agreement, if such assignment is made to: (i)
one or more of its member municipal utilities; or (ii) where such assignment does
not occur by operation of law, any successor to Buyer provided such successor is
a municipal utility or public utility holding a certificate of public convenience
and necessity granted by the California Public Utilities Commission.
(b) Seller. Seller may, without the consent of Buyer (and without relieving
itself from liability hereunder): pledge, encumber, or assign this Agreement or
the account, revenues or proceeds hereof as collateral security in connection with
any financing or other financial arrangements for the Generating Facility,
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2008 Power Purchase Agreement
provided that in connection with any such pledge, encumbrance, or assignment
the assignee agrees that upon any foreclosure or exercise of similar remedies
upon the Generating Facility or material assets thereof, such assignee shall be
bound by this Agreement.
(c) Written Consent Needed. Except as stated above, neither this Agreement
nor any of the rights, interests, or obligations hereunder shall be assigned by
either Party, without the prior written consent of the other Party, which consent
shall not be unreasonably withheld or delayed. Any assignment of this
Agreement in violation of the foregoing shall be, at the option of the non-
assigning Party, void.
(d) Binding on Parties. This Agreement and all of the provisions hereof are
binding upon, and inure to the benefit of, the Parties and their respective
successors and permitted assigns.
11.7 Waiver of Rights
Waivers of any rights hereunder must be in writing and shall not be implied
from performance or usage of trade. The failure of either Party to enforce or
insist upon compliance with or strict performance of any of the terms or
conditions hereot or to take advantage of any of its rights hereunder, shall not
constitute a waiver or relinquishment of any such terms, conditions or rights, but
the same shall be and remain at all times in full force and effect.
11.8 Section Headings
All titles, subject headings, section titles and similar items are provided for the
purpose of reference and convenience and are not intended to be inclusive,
definitive or to affect the meaning of the contents or scope of the Agreement.
11.9 No Third Party Beneficiary
This Agreement shall not be construed to create rights in, or to grant remedies to,
any third party (other than a permitted successor or assignee bound to this
Agreement) as a beneficiary of this Agreement or any duty, obligation or
undertaking established herein.
11.10 Forward Contract
The Parties acknowledge and agree that this Agreement and the transactions
contemplated by this Agreement constitute a "forward contract" within the
meaning of the United States Bankruptcy Code.
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2008 Power Purchase Agreement
11.11 Applicable Law
This Agreement is made in the State of California and shall be interpreted and
governed by the laws of the State of California and/or the laws of the United
States, as applicable.
11.12 Venue
As provided in Section 11.2 above, the Parties agree to the exclusive jurisdiction
of the state courts sitting in the Country of Sonoma, State of California.
11.13 Nature of Relationship
The duties, obligations and liabilities of the Parties are intended to be several and
not joint or collective. The Agreement shall not be interpreted or construed to
create an association, joint venture, fiduciary relationship or partnership between
Seller and Buyer or to impose any partnership obligation or liability or any trust
or agency obligation or relationship upon either Party. A Party shall not have
any right, power or authority to enter into any agreement or undertaking for, or
act on behalf of, or act as or be an agent or representative of or otherwise bind
the other Party.
11.14 Good Faith and Fair Dealing; Reasonableness
The Parties agree to act reasonably and in accordance with the principles of good
faith and fair dealing in the performance of this Agreement. Unless expressly
provided otherwise in this Agreement: (i) wherever the Agreement requires the
consent, approval or similar action by a Party, such consent, approval or similar
action shall not be unreasonably withheld or delayed; and (ii) wherever the
Agreement gives a Party a right to determine, require, specify or take similar
action with respect to matters, such determination, requirement, specification or
similar action shall be reasonable.
11.15 Severability
Should any prOVISIOn of this Agreement be or become void, illegal or
unenforceable, the validity or enforceability of the other provisions of this
Agreement shall not be affected and shall continue in full force and effect. The
Parties will, however, use their best endeavors to agree on the replacement of the
void, illegal, or unenforceable provision(s) with legally acceptable clauses that
correspond as closely as possible to the sense and purpose of the affected
provision.
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2008 Power Purchase Agreement
11.16 Counterparts
This Agreement may be executed in two or more counterparts and by different
Parties on separate counterparts, all of which shall be considered one and the
same Agreement, and each of which shall be deemed an original.
11.17 Cooperation
The Parties agree to reasonably cooperate with each other in the implementation
and performance of the Agreement. Such duty to cooperate shall not require
either Party to act in a manner inconsistent with its rights under this Agreement.
11.18 Limitation of Liabilities
To the extent permitted by law, no Party's directors, members of its governing
bodies, officers or employees shall be liable to any other party or parties for any
loss or damage to property, loss of earnings or revenues, personal injury, or any
other direct, indirect, or consequential damages or injury, or punitive damages,
which may occur or result from the performance or non-performance of this
Agreement, including any negligence arising hereunder. Any liability or
damages faced by an officer or employee of a federal agency or by that agency
that would result from the operation of this provision shall not be inconsistent
with federal law. THERE IS NO WARRANTY OF MERCHANT ABILITY OR
FITNESS FOR A PARTICULAR PURPOSE, AND ANY AND ALL IMPLIED
WARRANTIES ARE DISCLAIMED. THE PARTIES CONFIRM THAT THE
EXPRESS REMEDIES AND MEASURES OF DAMAGES PROVIDED IN THIS
AGREEMENT SATISFY THE ESSENTIAL PURPOSES HEREOF. FOR BREACH
OF ANY PROVISION FOR WHICH AN EXPRESS REMEDY OR MEASURE OF
DAMAGES IS PROVIDED, SUCH EXPRESS REMEDY OR MEASURE OF
DAMAGES SHALL BE THE SOLE AND EXCLUSIVE RENIEDY, THE
OBLIGOR'S LIABILITY SHALL BE LIMITED AS SET FORTH IN SUCH
PROVISION AND ALL OTHER REMEDIES OR DAMAGES AT LAW OR IN
EQUITY ARE WAIVED, UNLESS THE PROVISION IN QUESTION PROVIDES
THAT THE EXPRESS REMEDIES ARE IN ADDITION TO OTHER REMEDIES
THAT MAY BE AVAILABLE. IF NO REMEDY OR MEASURE OF DAMAGES
IS EXPRESSLY PROVIDED HEREIN, THE OBLIGOR'S LIABILITY SHALL BE
LIMITED TO DIRECT ACTUAL DAMAGES ONLY, SUCH DIRECT ACTUAL
DAMAGES SHALL BE THE SOLE AND EXCLUSIVE REMEDY AND ALL
OTHER REMEDIES OR DAMAGES AT LAW OR IN EQUITY ARE WAIVED.
UNLESS EXPRESSLY HEREIN PROVIDED, NEITHER PARTY SHALL BE
LIABLE FOR CONSEQUENTIAL, INCIDENTAL, PUNITIVE, EXEMPLARY OR
INDIRECT DAMAGES, LOST PROFITS OR OTHER BUSINESS
INTERRUPTION DAMAGES, BY STATUTE, IN TORT OR CONTRACT,
UNDER ANY INDEMNITY PROVISION OR OTHERWISE. UNLESS
35
2008 Power Purchase Agreement
EXPRESSLY HEREIN PROVIDED, AND SUBJECT TO THE PROVISIONS OF
SECTION 9.4, IT IS THE INTENT OF THE PARTIES THAT THE LIMITATIONS
HEREIN IMPOSED ON REMEDIES AND THE MEASURE OF DAMAGES BE
WITHOUT REGARD TO THE CAUSE OR CAUSES RELATED THERETO,
INCLUDING THE NEGLIGENCE OF ANY P ARTY, WHETHER SUCH
NEGLIGENCE BE SOLE, JOINT OR CONCURRENT, OR ACTIVE OR PASSIVE.
TO THE EXTENT ANY DAMAGES REQUIRED TO BE PAID HEREUNDER
ARE LIQUIDATED, THE PARTIES ACKNOWLEDGE THAT THE DAMAGES
ARE DIFFICULT OR IMPOSSIBLE TO DETERMINE, OR OTHERWISE
OBTAINING AN ADEQUATE REMEDY IS INCONVENIENT AND THE
DAMAGES CALCULATED HEREUNDER CONSTITUTE A REASONABLE
APPROXIMATION OF THE HARM OR LOSS.
11.19 Further Assurances
The Parties hereto agree to execute and deliver promptly, at the expense of the
Party requesting such action, any and all other and further instruments,
documents and information that a Party may request, and that are reasonably
necessary, or appropriate, to give full force and effect to the terms and intent of
this Agreement.
11.20 Time is of the Essence
Time is of the essence to this Agreement and in the performance of all of the
covenants, obligations and conditions hereof.
11.21 Construction
The Parties acknowledge that this Agreement was jointly prepared by them, by
and through their respective legal counsel, and any uncertainty or ambiguity
existing herein shall not be interpreted against either Party on the basis that the
Party drafted the language, but otherwise shall be interpreted according to the
application of the rules on interpretation of contracts.
11.22 Entire Agreement; Integration
This Agreement, together with all exhibits attached hereto, constitutes the entire
agreement between the Parties as of the Effective Date and supersedes any and
all prior oral or written understandings. No amendment, addition to or
modification of any provision hereof shall be binding upon the Parties, and
neither Party shall be deemed to have waived any provision or any remedy
available to it, unless such amendment, addition, modification or waiver is in
writing and signed by a duly authorized officer or representative of the Parties.
36
2008 Power Purchase Agreement
IN WITNESS WHEREOF, the Parties hereto have caused this Agreement to be
executed by their duly authorized representatives on the Effective Date first
written.
BUYER: SELLER:
NORTHERN CALIFORNIA POWER AGENCY WESTERN GEOPOWER, INC.
By: ________________________________ __ By:
Name: Name: ----------------------------------------------------
Title: ______________________________ _ Title:
Attest:
Assistant Secretary of the Commission
Approved as to Form:
General Counsel
37
2008 Power Purchase Agreement
Exhibit 1
Exhibit 2
Exhibit 2.1
Exhibit 2.2
Exhibit 2.3
Exhibit 3
Exhibit 4
===5
Exhibit 6
Exhibit 7
Exhibit 8
Exhibit 9
Exhibit 10
Exhibit 11
~~12
Exhibit 13a
EXHIBITS
Reserved
Description of Generating Facility
Leasehold Description
Map of Leasehold
Map of Delivery Point
Commercial Operation Performance Tests
Contract Price
Reserved
Expected Annual Contract Quantity Form
Milestones
Reserved
Reserved
Operations Forecasts and Scheduling Protocols
Form of Attestation
Payment / Wire Instructions
Contacts, Buyer
Exhibit 13b Contacts, Seller
Exhibit 14 Example of Availability Shortfall Damages
=== 15 Seller's Insurance Information
2008 Power Purchase Agreement
Exhibit 1
RESERVED
Exhibit 1
2008 Power Purchase Agreement
Exhibit 2
DESCRIPTION OF GENERATING FACILITY
Western GeoPower Unit #1 (WGP 1) is a geothermaL condensing steam turbine
Generating Facility utilizing the following key systems to generate power to the
electrical grid:
• Steam Gathering and Injection System
• Power Generation Facility
• Transmission Interconnection
Steam Gathering and Injection System
The steam gathering system (SGS) will consist of steam production wells. The actual
number of production wells will depend on initial drilling results and expected
sustainable production well capacity. The production wells will be connected to the
Generating Facility via a steam pipeline. The available condensed steam generated in
the Generating Facility will be re-injected to the geothermal reservoir through injection
wells.
Generating Facility
The Generating Facility (GF) will consist of a dual flow, top exhausting condensing
steam turbine. The GF will consist of the following key systems:
• Steam Turbine-Generator
o Fuji Dual Flow, Top Exhaust Condensing Steam Turbine,
o Seven stage turbine, 19.9 inch length last stage blades
o Design and materials proven for geothermal service
o Fuji 45MV A, TEW AC Generator
• Condensing System
o 100% Steam Bypass Capability
o Hybrid Non Condensable Gas Extraction (NCG) System, including
flexible capacity gas ejectors and liquid ring vacuum pumps
• Cooling System
o Counterflow, Film-fill Cooling Tower
o Vertical Can Type Circulating Water Pumps
• Auxiliary Cooling Water System
Exhibit 2
2008 Power Purchase Agreement
o 2x100% Capacity Auxiliary Cooling Water Pumps for use in plant
cooling systems (oil coolers, generator coolers, NCG intercondensers,
etc)
• H2S Abatement System
o Abatement system for removing H2S in the Non-Condensible gas stream
and the steam condensate. The abatement system will be designed to
meet the requirements of the Northern Sonoma County Air Pollution
Control District regulations.
• Plant Support Systems
o Support systems, including fire protection, instrument air system, service
water system, chemical treatment systems, plant drains and HV AC.
• Plant Electrical and Controls System
o Generator Step-up Transformer, 13.8 kV: 115kV
o Station Transformer, 4.16 kV : 13.8 kV
o Auxiliary Transformer, 0.48 kV: 4.16 kV
o Plant Switchgear and MCC's
o Metering and Relaying Equipment
o Plant Control System
Transmission Interconnection
The Generating Facility will interconnect with the CAISO controlled Geysers #3-
Cloverdale 115 kV Transmission Line as depicted in the map attached as Exhibit 2.3.
This transmission line crosses the project property and taps to the Cloverdale
Substation to the west and the Geysers Unit 3, 4 Ring Bus to the northeast of the Site.
The Generating Facility will utilize a Generator Step-up Transformer to step up the 13.8
kV generator voltage to the 115 kV transmission voltage.
PG&E has completed an Interconnection System Impact Study of the interconnection of
the Generating Facility to the Geysers #3-Cloverdale line. PG&E determined that the
interconnection will not cause any CAISO Normal or Category B overloads. PG&E
further concluded that the Generating Facility will not cause reactive power deficiencies
or impact the transmission system's transient performance.
Exhibit 2
2008 Power Purchase Agreement
Exhibit 2.1
LEASEHOLD DESCRIPTION
Mayacamas Energy Leasehold:
DESCRIPTION:
All that certain real property situated in the County of Sonoma, State of
California, described as follows:
PARCEL ONE:
Lots L 2, 3, 4, 5, 6, 7, 9, 10, 11, 12, 13, 14 and 16 of Section 14, Township 11 North,
8 Range 9 West, M.D.B.&M., according to the official plat thereof.
SAVING AND EXCEPTING THEREFROM, that portion of Lots 3, 4, and 16,
lying northerly of the center of Big Sulpher Creek
ALSO, SAVING AND EXCEPTING THEREFROM, that portion thereof conveyed
to Frank Albert Dewey, et ux, by Deed dated September 2,1950 and recorded
September 11, 1950 as Recorder's Serial No. D-22340, Sonoma County Records.
ALSO, SA VING AND EXCEPTING THEREFROM, the mining rights reserved by
Walter Wayne Woods, et at in Deed to Frank Albert Dewey, et ux, dated September 2,
1950 and recorded September 11, 1950 as Recorder's Serial No. D-22340, Sonoma
County Records.
ALSO, SAVING AND EXCEPTING THEREFROM, that portion of Lots 9 and 14
conveyed to Daniel J. Nielsen, et ux, by Deed dated January 25, 1950 and recorded
February 1,1950 as Recorder's Serial No. D-6082, Sonoma County Records.
ALSO, SA VING AND EXCEPTING THEREFROM, that portion thereof lying
within the bounds of the lands described in the Deed to Regan B. Kidd, et ux, dated
November 25, 1951 and recorded December 7, 1951 and Recorder1s Serial No. D-55754,
Sonoma County Records.
ALSO SAVING AND EXCEPTING the West one-half of Lot 4, as granted to G.
William Filley, by Deed dated June 20, 1962 and recorded July 9, 1962 in Book 1900 of
Official Records at page 39, as Recorder's Serial No. G-99005, Sonoma County Records.
ALSO, EXCEPTING THEREFROM that portion thereof conveyed to Pacific Gas
and Electric Company, a California corporation recorded November 14, 1978 in Book
3482 of Official Records at page 825, Sonoma County Records, and by Instrument
recorded November 14,1978 in Book 3482 of Official records at page 833, Sonoma
County Records.
PARCEL 1WO:
All that parcel of land located in Section 14, Township 11 North, Range 9 West,
M.D.B. & M.,lying west of the centerline of the creek closest to the west boundary of the
Exhibit 2.1
2008 Power Purchase Agreement
Dewey property and south of the county road to Cloverdale, all as the location of these
landmarks existed on July 3D, 1951 and as the above described parcel was granted to
Buckman Inc., a corporation by Deed dated July 3D, 1951 and recorded August 7,1951
as Recorder's Serial No. D-47201, Sonoma County Records.
PARCEL THREE:
The Southwest one-quarter of the Northeast one-quarter and the Southeast one-
quarter of the Northeast quarter of Section 15, in Township 11 North, Range 9 West,
M.D.B. & M., according to the official plat thereof.
SAVING AND EXCEPTING THEREFROM, all mineral rights in the Southeast
one-quarter of the Northeast one-quarter, as same were granted to C. William Filley, by
Deed dated June 20, 1962, and recorded July 9, 1962 in Book 1900 of Official Records at
page 39, as Recorder's Serial No. G-99005, Sonoma County Records.
PARCEL FOUR:
That portion of the East one-half of the Southwest one-quarter of the Southwest
quarter of Section 11, Township 11 North, Range 9 West, according to the official plat
thereof, lying southerly of Big Sulpher Creek.
Filley Leasehold:
DESCRIPTION:
All that certain real property situated in the County of Sonoma, State of
California, described as follows:
PARCEL ONE:
The Northeast one-quarter of the Northeast one-quarter of Section 15 Township
11 North, Range 9 West, M.D.B. & M.
PARCEL TWO:
All that portion lying South of the centerline of Big Sulphur Creek of the
Southeast one-quarter of the Southeast, one-quarter of Section 10, Township 11 North,
Range 9 West, M.D.B. & M.
PARCEL THREE:
All that portion lying Southwesterly of the centerline of Big Sulphur Creek in the
West one-half of the Southwest one-quarter of the Southwest, one-quarter of Section 11
Township 11 North, Range 9 West, M.D.B. & M.
Together with all mineral rights in the Southeast one-quarter of the Northeast
One-quarter of Section 15, Township 11 North, Range 9 West M.D.B. & M.
Exhibit 2.1
2008 Power Purchase AI1TE~emE:nt
Filley-Brown Leasehold:
DESCRIPTION:
All that real property situated in the Unincorporated Area, County of Sonoma,
State of California, described as follows:
The Southwest one-quarter of the Southeast one-quarter of Section 10 and the
Northwest one-quarter of the Northeast one-quarter of Section 15, Township 11 North,
Range 9 West, M.D.B. & M.,
EXCEPTING THEREFROM that portion of the Southwest one-quarter of the
Southeast one-quarter of Section 10, Township 11 North, M.D.B. & M., described as
follows:
Beginning at an iron stake set at the southeast corner of said Southwest one-
quarter of the Southeast one-quarter of Section 10, thence north 700 feet along the
easterly line of the Southwest one-quarter of the Southeast one-quarter of said section
10, to an iron stake; thence west 350 feet to a point; thence south 700 feet to a point in
the south line of said section 10; thence east 350 feet along said section line to the point
of beginning.
Abril Leasehold:
DESCRIPTION
All that real property located in the County of Sonoma, State of California,
described as follows:
PARCEL ONE:
Lot 9 of Section 15 and Lot 19 of Section 14, all in Township 11 North, Range 9
West, M. D. M. & M., containing 30 acres.
APN: 141-010-004 portion
APN: 141-010-014 portion
PARCEL TWO:
The Southwest quarter of Section 10, Township 11 North, Range 9 West, M. D. M.
& M., containing 72.73 acres.
APN: 117-190-014
EXCLUDING THEREFROM the real property described in that certain Geothermal
Lease and Agreement dated June 29, 1982, entered into by and between Annie Abril et
at Lessor, and Union Oil Company of California, Lessee, a Memorandum of which was
recorded October 4, 1982, as instrument number 82053574, as amended between Lessor
Exhibit 2.1
2008 Power Purchase Agreement
and Lessee October 6, 1987, a Memorandum of which was recorded March 4, 1988, as
instrument number 88017757, Official Records of Sonoma County, CA.
PARCEL THREE:
Lots 1, 2 and 8, and the North 1/2 of the Northwest 1/4 of Section 15,
Township 11 North, Range 9 West, M. D. M. & M., containing 190 acres.
APN: 141-010-004 portion
APN: 117-150-001 portion
PARCEL FOUR:
Lot 7 and the South 1/2 of the Northwest 1/4 of Section 15, Township 11
North, Range 9 West, M. D. M. & M., containing 120 acres.
APN: 141-010-004 portion
APN: 117-150-001 portion
Exhibit 2.1
2008 Power Purchase Agreement
,
\
l
\
2008 Power Purchase Agreement
Exhibit 2.2
MAP OF THE LEASEHOLD
Exhibit 2.2
l / .~J-~
/ /
I
Exhibit 2.3
MAP OF DELIVERY POINT
/
r---__ / / -~---.--~ / / ------! I -----.J
j
/ i i
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i i j
2008 Power Purchase Agreement
. -. --'---.-... _--------'--
[l50H .'
! URN "., '.\, I C~O >)1 J~ ,. -.,
Exhibit 2.3
IESTERN GEO POWEll
GEOTllERHl palER ~Ll~r
M1-1
Exhibit 3
COMMERCIAL OPERATION PERFORMANCE TESTS
Seller shall coordinate and schedule with Buyer a Performance Test after completion of all
equipment startup and commissioning activities. This Performance Test may be
performed before completing punch list items. Buyer shall be permitted to witness the
Performance Test, including access to and copies of control room logs, control system
display screens and instrumentation data for a reasonable period of time before, during
and after the Performance Test, and may also concurrently conduct a site inspection of the
Generating Facility, systems and equipment. Seller shall be responsible for and bear the
costs of any Performance Test. Buyer shall pay for energy produced in accordance with
3.1.b. Seller shall supply a written copy of the Performance Test results to Buyer within
five (5) business days following the conclusion of such test. The Performance Test shall
consist of uninterrupted operation of the Generating Facility for a period of no less than
seven (7) days.
1) Compliance. The Performance Test shall demonstrate the ability of the Generating
Facility to comply with all material safety, system reliability, environmental, and other
Requirements of Law, this Agreement, and any related Agreements, including any
interconnection Agreements.
2) Contract Capacity. The Performance Test shall demonstrate the ability of the
Generating Facility to reliably generate up to thirty-two (32) megawatts, net capacity at
corrected design conditions.
Exhibit 3
2008 Power Purchase Agreement
Exhibit 4
CONTRACT PRICE
Contract Price
Seller shall arrange for its Scheduling Coordinator to transact with NCP A through the
submission of Inter-SC Trade during the Day-Ahead Inter-SC Trade Period. Such Inter-
SC Trade of energy will be scheduled at the individual pricing node of the Generating
Facility. If an Inter-SC Trade scheduled at the individual pricing node of the Generating
Facility is modified or rejected prior to the close of the Day-Ahead Inter-SC Trade Period,
Buyer and Seller may mutually agree to schedule an Inter-SC Trade at a different pricing
point within the CAISO system. Inter-SC Trades of energy at the individual pricing node
of the Generating Facility is subject to physical validation within the CAISO Day-Ahead
Market process, and Seller shall self schedule an amount of energy from the Generating
Facility that is equal to the Inter-SC Trade. Buyer shall pay to Seller ninety-eight dollars
($98) per MWh times the Delivered Quantity for all Energy, Environmental Attributes, and
Capacity Attributes delivered to Buyer.
In addition, an Environmental Attribute adjustment of twenty dollars ($20) per MWh shall
be applied for the difference between the sum of the Delivered Quantity and the sum of
the actual Energy produced, for the month. In the event the sum of the actual Energy
produced is greater than the sum of the Delivered Quantity, for the month, Seller shall
receive credit equal to the difference between the sum of the actual Energy produced and
the sum of the Delivered Quantity times twenty dollars ($20) per MWh. Seller shall, in
accordance with Article 5.1 (i) Billing, adjust the invoice accordingly. In the event the sum
of the actual Energy produced is less than the sum of the Delivered Quantity, for the
month, Buyer shall receive credit equal to the difference between the sum of the actual
Energy produced and the sum of the Delivered Quantity times twenty dollars ($20) per
MWh. Seller shall, in accordance with Article 5.1 (i) Billing, adjust the invoice accordingly.
NCP A Scheduling Coordinator Option
If under Section 7.5 (a), NCPA is selected by Seller as the Scheduling Coordinator for the
Generating Facility, Buyer shall pay to Seller ninety-eight dollars ($98) per MWh times the
actual Energy produced in consideration for all Energy, Environmental Attributes, and
Capacity Attributes delivered to Buyer; provided further that the Scheduling Coordination
agreement between the Parties shall govern the settlement of other CAISO charges and
credits, and other services rendered.
Exhibit 4
2008 Power Purchase Agreement
2008 Power Purchase Agreement
Exhibit 5
RESERVED
Exhibit 5
Exhibit 6
EXPECTED ANNUAL CONTRACT QUANTITY
GENERATING FACILITY
MWH
YEAR (Assume 33 MW Capacity)
1 (April 2010) 200,216
2 265,006
3 262,716
4 260,622
5 258,544
6 259,872
7 264,568
8 262,459
9 260,366
10 258,291
11 259,000
12 263,428
13 261,329
14 259,245
15 257,179
16 235,221
17 262,294
18 260,203
19 258,129
20 256,071
21 256,774
Exhibit 6
2008 Power Purchase Agreement
Exhibit 7
CONSTRUCTION MILESTONE SCHEDULE
I
Milestones Estimated Date for Completion I
File CEC Certification and Verification Completed
Application
Submit Interconnection Application Completed
File Permit Resource Management July 2008
Department (Use) Permit
Execute Construction Contract November 2008
Order major Equipment for Facility Steam Turbine Generator-Completed
Other Major Equipment-October 2008
Receive Completed System Impact Study Completed
Begin Construction of Facility Drilling March 2008
Plant Construction -April 2009
Receive Conditional Use Permit February 2009
Receive Completed Interconnection Facility July 2008
Study
Receive Authority to Construct from March 2009
Sonoma Air Quality Management District
Achieve Initial O~ . ...., ,1 Apri12010
Exhibit 7
2008 Power Purchase Agreement
2008 Power Purchase Agreement
Exhibit 8
RESERVEDesa
Exhibit 8
2008 Power Purchase Agreement
Exhibit 9
RESERVED
Exhibit 9
Exhibit 10
OPERATIONS FORECASTS
and
SCHEDULING PROTOCOLS
This section shall be updated as the CAISO modifies or amends reporting, scheduling, or
other rules/protocols.
1. Annual Operations Forecast
1.1. No later than September 10th of each Contract Year, Seller will provide an
Annual Operations Forecast detailing hourly expected generation and all
proposed planned outages for the next calendar year. The Annual Operations
Forecast for the first calendar year shall be provided no later than ninety (90)
days prior to the Commercial Operation Date.
1.2. Buyer may request modifications to the Annual Operations Forecast at any
time, and Seller shall use good faith efforts to accommodate Buyer's requested
modifications.
1.3. Seller shall not conduct planned outages at times other than as set forth in its
Annual Operations Forecast, unless approved in advance by Seller, which
approval shall not be withheld or delayed unreasonably.
1.4. Seller shall not conduct planned outages during the Peak Months and
furthermore, shall coordinate the outages with NCP A.
2. Short Term Operations Forecasts
2.1. Quarterly Operations Forecast
2.1.1. Twenty (20) days prior to the beginning of each calendar quarter, Seller
shall provide a Quarterly Operations Forecast by hour of expected
generation and all proposed planned outages as approved by NCP A in
advance.
2.1.2. Quarterly Operations Forecast will also include any requested additions
or modifications to planned outages for the next twelve (12) months.
2.1.3. Buyer will approve or require modifications to the proposed Quarterly
Exhibit 10
2008 Power Purchase Agreement
Operations Forecast within ten (10) calendar days of receipt of the
Quarterly Operations Forecast.
2.1.4. If required by Buyer, Seller will provide a modified Quarterly Operations
Forecast to Buyer no later than seven (7) calendar days after receipt of
required modifications from Buyer.
2.2. Weekly Update
2.2.1. No later than 14:00 each Wednesday prior to the following week (Sunday
through Saturday), Seller may provide an electronic update, in a format
specified by Buyer, to the Quarterly Operations Forecast for the next
seven (7) calendar days.
2.2.2. The Weekly Update shall include hourly expected generation and all
proposed planned Outages.
3. Outage Detail for Annual and Short Term Operations Forecasts
3.1. Outage information provided by Seller is to include, at a minimum, start and
stop time of Outage, capacity out of service (kWh), equipment out of service,
and reason for the Outage.
4. General Scheduling Protocols
4.1. Daily modifications to forecasts. Unless otherwise mutually agreed, Seller may
make changes to the weekly forecasts by providing such changes to Buyer prior to
08:00 two (2) Business Days before the active scheduling day.
4.1.1. Active scheduling day as determined by the WECC Prescheduling
calendar.
4.1.2. Example: For power that is scheduled for generation or delivery on
Thursday, March 29, changes must be submitted to Buyer no later than
08:00 on Tuesday, March 27.
4.2. Hourly modifications to active schedules. Unless otherwise mutually agreed,
Seller may make changes to active schedules by providing such changes to Buyer
with a minimum of four (4) hours notice before the active hour to be changed.
Changes to active schedules are limited to two (2) changes per day, excluding
forced outages, unless otherwise agreed to between the parties. One request
for a schedule change, of one hour or multiple hours duration, constitutes one
schedule change.
Exhibit 10
2008 Power Purchase Agreement
4.2.1. Example: For power that is scheduled for generation or delivery in
hour ending 15:00 (for the period from 14:01 to 15:00), changes must
be submitted to Buyer no later than 10:00.
4.3. At Seller's request, Buyer may modify generation and load schedules for
unforeseen circumstances in accordance with the above scheduling timeline
constraints and Buyer's Schedule Coordination Agreement.
4.4. In the absence of forecasts and schedules as required by this Agreement or this
Exhibit, Buyer shall utilize the most current information provided by Seller in the
development and submission of Schedules.
5. Additional Scheduling Protocols When NCP A is the Scheduling Coordinator
5.1. Seller is to notify NCP A of all planned or forced generation outages to ensure
compliance with CAISO Outage Coordination and Enforcement Protocols.
5.1.1. Outage information provided by Seller is to include, at a minimum, start and
stop time of Outage, capacity out of service (kW), equipment out of service,
and reason for the Outage.
5.1.2. Planned Outages not included in the Annual Operations Forecast, the
Quarterly Operations Forecast, or the Weekly Update, shall be provided by
Seller to Buyer at least four (4) business days prior to the start of the
requested outage.
5.2. Forced Outages
5.2.1. "Forced Outages" are any unplanned reductions in the capability of the
Generating Facility.
5.2.2. Forced Outages shall be reported by Seller to NCP A within twenty (20)
minutes of such outages.
5.2.3. Notice by Seller to NCP A of a Forced Outage shall include the reason for the
outage (if known), expected duration of the outage, and the capacity
reduction.
5.2.4. Within forty-six (46) hours of a Forced Outage, a detailed verbal report shall
be provided by Seller to NCP A specifying the reason for the outage,
expected duration of such outage, capacity reduction, and actions taken to
mitigate such outage.
5.3. Commencement of an Outage -Seller shall not begin any planned Outage
without prior approval of NCPA and the CAISO.
Exhibit 10
2008 Power Purchase Agreement
5.4. Return to Service -Seller shall notify NCP A immediately whenever a generating
unit is returned to service.
6. When NCP A is not the Scheduling Coordinator
6.1. Seller shall cause its Scheduling Coordinator to provide all required Outage
reporting information directly to the CAlSO as required by the then existing
CAISO scheduling protocols.
6.2 Buyer shall transfer to Seller a MW quantity of Integrated Forward Market Load
Uplift Obligation equal to the Delivered Quantity using an Integrated Forward
Market Load Uplift Obligation Inter-SC Trade.
7. Notices
7.1. All Scheduling notices and Schedules are to be submitted to Buyer by phone, fax
or email to the following persons:
7.1.1. For Day Ahead Schedule changes, inform the Buyer'S Pre-Scheduling
Contact listed in Exhibit 13a [Contacts, Buyer].
7.1.2. For Hourly Modifications, inform the Buyer's Schedule Coordinator Contact
listed in Exhibit 13a [Contacts, Buyer].
7.1.3. For forced Outages, inform the Buyer's Dispatcher Contact listed in Exhibit
13a [Contacts, Buyer].
Exhibit 10
2008 Power Purchase Agreement
8. Example Form Of Day~Ahead Schedule:
MMlDDIYY
Hour Ended
1
2
•
3
4
5
6
7
I 8
9
•
10
11
12
•
13
i 14
! 15
16
17
18
19
20
21
22
23
24
Expected Daily Temperatures (in Fahrenheit):
Low
__ High
Contact Information:
Scheduling Coordinator:
2008 Power Purchase Agreement
Exhibit 10
Expected Capability
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
33MW
Exhibit 11
FORM OF ATTESTATION
Environmental Attribute Attestation and Bill of Sale
[Name of Seller] ("Seller") hereby sells, transfers and delivers to Northern California Power Agency
("Buyer") the Environmental Attributes and Environmental Attributes Reporting Rights associated with the
generation of the indicated Energy for delivery to the grid (as such terms are defined in the Renewable
Energy Power Purchase Agreement (JI Agreement") dated [Dat4 between Buyer and Seller) arising from the
generation for delivery to the grid of the energy by the Generating Facility:
Facility name and location: Proiect Name \ _____ County, California)
EIA ID #: CEC ID #: ISO Meter ID #: __ _
Fuel Type: ___ _ Capacity (MW): ___ _ Operational Date:
MWhrs generated MWhrs generated
In the amount of one Environmental Attribute for each megaWatt hour generated; and Seller further attests,
warrants and represents as follows:
i) to the best of its knowledge, the information provided herein is true and correct;
ii) this transfer to Buyer is the one and only sale of the Environmental Attributes and associated
Environmental Attributes Reporting Rights referenced herein;
iii) the Facility generated and delivered to the grid the energy in the amount indicated as
undifferentiated energy; and
(check one)
iv) Seller owns the Generating Facility, or
iv) to the best of Seller's knowledge, each of the Environmental Attributes associated with the
generation of the indicated Energy for delivery to the grid have been generated and sold by the
Generating Facility.
This serves as a Bill of Sale, transferring from Seller to Buyer all of Seller's right, title and interest in and to
the Environmental Attributes associated with the generation of the Energy for delivery to the grid.
Seller:
By
Title
Date:
2008 Power Purchase Agreement
Exhibit 11
Exhibit 12
PAYMENT I WIRE INSTRUCTIONS
------------------------------------------------------------------------------------------
NORTHERN CALIFORNIA POWER AGENCY (Buyer)
WIRE INSTRUCTIONS
The following information is to be used when wiring funds for deposit to Buyer:
U.S. Bank
ABA# 121122676
For Deposit to:
Northern California Power Agency
Acct. No. 1-534-0216-2744
For information purposes, please fax a copy of the wire instructions to Buyer at (916) 781-
4255, Attention Treasurer-Controller.
The following information is to be used for all other statements or payments to Buyer by
mail:
NCPA
Attention: Treasurer-Controller
180 Cirby Way
Roseville, CA 95678.
WESTERN GEOPOWER INC (Seller)
WIRE INSTRUCTIONS
The following information is to be used when wiring funds for deposit to Seller
[To Be ProvidedJ
For information purposes, please fax a copy of the wire instructions to [Seller's Name] at
[Seller's phone numberJ, Attention [Seller's relevant contact person].
Exhibit 12
2008 Power Purchase Agreement
1.
2.
3.
Contract Management
Name
Ken Speer
BillinglInvoice Issues
Name
Bob Caracristi
Mike Whitney
NCPA Pre-Scheduling
Exhibit 13a
NCPA(BUYER) CONTACTS
Phone
916-781-4201
Phone
916-781-4224
916-781-4205
Email
Ken.Speer@ncpagen.com
Email
bob.caracristi@ncpa.com
mike. whitney@ncpa.com
Monthly, weekly and daily generation schedules are to be provided to NCPA Pre-
Scheduling contacts.
Name
Kevin McMahan
Norm Worthington
Don Imamura
Ken Goeke
Pre-Scheduling
Phone
916-786-0123
916-781-4227
916-786-0124
916-781-4240
916-781-4290
(FAX) 916-781A239
Email
kevin.mcmahan@ncpa.com
norm. worthington@ncpa.com
don.imamura@ncpa.com
ken.goeke@ncpa.com
4. NCP A Schedule Coordination
All Hour Ahead or Real-Time Schedule changes are to be provided to NCP A Scheduling
Coordinator Contacts.
Name Phone Email
NCPA Scheduling Coordinator 916-781-4237
(FAX) 916-781-4226
5. NCP A Dispatch/Outage Coordination
SC2@ncpa.com
All Planned and/or Forced Outages of Generating Facilities are to be provided to NCPA
Dispatch/Outage Coordination.
Name Phone Email
Dave Wilke 916-781-4225 dave. wilke@ncpa.com
(Supervisor of Dispatch Operations)
Exhibit13a
2008 Power Purchase Agreement
NCPA Dispatch 916-786-3518
NCPA Scheduling Coordinator 916-781-4237
NCPA Dispatch (FAX) 916-781-4226
Exhibit 13a
2008 Power Purchase Agreement
Dispatch@ncpa.com
SC2@ncpa.com
Exhibit 13b
WESTERN GEOPOWER, INC. (SELLER) CONTACTS
1. Contract Management
Name
Kenneth MacLeod
Mike Long
2. BillinglInvoice Issues
Name
Rupi Khanuja
Phone
866-662-3322
866-662-3322
Phone
866-662-3322
3. Pre-Scheduling and Dispatch/Outage Coordination
Email
kmacleod@geopower.ca
mlong@geopower.ca
Email
rupi@geopower.ca
Annual, Quarterly, Weekly and Daily generation schedules:
Name Phone Email
Mike Long 866-662-3322 mlong@geopower.ca
Pre-Scheduling (FAX) (to come)
4. Operator and Real Time Issues
All Planned and/or Forced Outages of generation facilities are to be provided to NCPA
Dispatch/Outage Coordination.
Name Phone Email
Dave Wilke 916-781-4225 dave.wilke@ncpa.com
(FAX) 916-781-4226
Exhibit 13b
2008 Power Purchase Agreement
Contract
year
Jan
Feb
Mar
Apr
May
Jun
Jul
Aug
Sep
Oct
Nov
Dec
Total
Availability
Exhibit 14
Example of Availability Shortfall Damages
Contract Delivered Delivered Availability
Capacity Quantity Quantity A vailability% Shortfall
MWH Case 1 Case 2 (Case 2) Damages
18600 18600 0 0 $93,000
15456 15000 15000 97.04969 0
18600 18600 18600 100 0
9000 9000 9000 100 0
18600 9000 9000 48.3871 48000
18000 18000 18000 100 0
14880 15500 15500 104.1667 0
14880 14880 14880 100 0
16560 16000 16000 96.61836 0
18600 18600 18600 100 0
18000 17800 0 0 90000
18600 18600 18600 100 0
199776 189580 153180 76.67588 $231,000
94.89628 76.67588
Under Case 1, Availability was 94.90%, higher than 90%, therefore no Availability Shortfall Damages due
Under Case 2, Availability was76.68%, lower than 90%, therefore Availability Shortfall Damages due.
Under Case 2, January, May and November were below 90%, hence the Available Shortfall Damages
were calculated as shown totaling to $231,000.
Force Majeure Event -Assume that in May, due to a force majeure event, only 9000 MWH was delivered.
The Available Shortfall Damages would be $183,000, reduced from $231,000. This is because Contract
Capacity must be reduced to 9000 MWH, and therefore, the Availability must be readjusted to 100%,
resulting in $0 for Availability Shortfall Damages for May, reduced from $48,000.
Exhibit 14
2008 Power Purchase Agreement
EXHIBIT 15
SELLER'S INSURANCE INFORMATION
Certificate of Insurance (Example) No. Dated:
This document su ersedes an certificate reviousl issued under this number
~
This is to certify that the Policy(ies) of insurance listed below ("Policy" or "Policies") have been issued to the Named Insured identified
below for the policy period(s) indicated. This certificate issued as a matter of infonnation only and confers no rights upon the Certificate
Holder named below other than those provided by the Policy(ies).
Notwithstanding any requirement, tenn or condition of any contract or any other document with respect to which this certificate may be
issued or may pertain, the insurance afforded by the Policy(ies) is subject to all the tenns, conditions and exclusions of such PoIicy(ies).
This certificate does not amend, extend or alter the coverage afforded by the Policy(ies). Limits shown are intended to address contractual
obligations of the Named Insured.
Limits may have been reduced since Policy effective date(s) as a result of a clam or claims.
Certificate Holder: Named Insured and Address:
To Whom It may Concern
This certificate is issued regarding: Western GeoPower Corp., Meager Creek Development Corp., and
Western GeoPower, Inc.
Type(s) ofInsurance Insurer(s) r-:POliCY Effective/ Sums Insured or Limits of Liability
umber(s) Expiry Dates
COMMERCIAL GENERAL Each Occurrence (including USD 1,000,000
LIABILITY Tenants Legal Liability)
• Each Occurrence (including Employers Liability USD 1,000,000
Tenants Legal Liability)
• Personal or Advertising General Aggregate Limit USD 5,000,000
Injury Limit
• Products & Completed Medical Expense USD 25,000
Operations
• General Aggregate Limits Non-Owned Auto USD 1,000,000
Personal or Advertising USD 1,000,000
Injury Limit
Products & Completed USD 1,000,000
Operations Aggregate
UMBRELLA AI/PI Aggregate Limit USD 9,000,000
• AI/PI Aggregate Limit
• Each Occurrence Limit Each Occurrence Limit USD 9,000,000
• Excess Coverage other
Aggregate Limit Excess Coverage other USD 9,000,000 • Products Completed Aggregate Limit
Operations Aggregate Limit Products Completed USD 9,000,000 • Umbrella Coverages Operations Aggregate Aggregate Limit Limit F Cov~."" USD 9,000,000 te Limit
WORKERS COMPENSATION As Required by Law
Exhibit 15
2008 Power Purchase Agreement
I
•
ATT ACHMENT D
Commission Staff Report
Date: July 23, 2009
To: NCPA Commission
651 Commerce Drive
Roseville. CA 95678
phone (916) 781-3636
fax (916) 783-7693
web www.ncpa.com
AGENDA ITEM NO.:~
Subject: Western GeoPower Inc. Power Plant Project -Power Purchase Agreement
Amendment
Proposal
Authorize the General Manager to amend the Power Purchase Agreement (PPA) with the
Western GeoPower Inc. (WGI) to reflect a revised PPA price of $117 per MWh.
Background
NCPA and WGI executed a Renewable Power Purchase Agreement as of May 16, 2008. Under
the terms of PPA, NCPA agreed to purchase energy, capacity and renewable attributes from a
new twenty-five (25) MW to thirty-five (35) MW geothermal power plant at a fixed price of ninety-
eight dollars ($98) per MWh for a term of twenty (20) years (the Project). WGI began drilling
geothermal wells and ordered the major equipment including the turbines, generators, etc. WGI
was progressing toward achieving the major milestone of beginning the plant construction in
February 2009. However, the current economic situation has prevented WGI from being able to
economically finance the Project. In the meantime, the capital cost of the Project has escalated
including the labor and the finanCing costs.
To address the current situation relating to the difficulties in financing at small scale, WGI is
joining with other companies such as GTO Resources, Polaris Geothermal and Ram Power
specialized in the development of geothermal resources to raise additional equity and establish
investor grade credit potential to pursue geothermal development collectively. In this regard, WGI
has retained financial advisor Raymond James to assist in the financing of the Project.
WGI has met with NCPA staff to explore various ways to successfully finance the Project. One of
the options was a 'prepay' under which NCPA would pay for power in advanCe of construction .
. Another was for NCPA to assume certain equity position. NCPA has indicated to WGI that it
preferred to stay with the already executed 'Take and Pay' PPA structure.
WGI met with NCPA again on July 21, 2009, and shared its financial analysis. WGI advised that
it was collecting close to sixty million dollars ($60) million through the process of joining with
others. However, even with that much infusion of capital, WGl's debt service coverage ratio has
dropped to 1.2:1 from 2.7:1. Raymond James has advised WGI that in order to achieve financing
WGI must meet a minimum threshold of 1.5:1. And, in order to come close to the debt service
coverage ratio of 1.5:1, the PPA price of ninety-eight dollars ($98) needs to be raised to one
hundred seventeen dollars ($117) per MWh.
WGI would prefer to finance the Project in September 2009, in order to begin the construction in
October 2009,.and have the plant ready for generation by July 2011, a delay of fifteen (15)
SR: 188:9
,
Western GeoPower Inc. Power Plant Project -Power Purchase Agreement Amendment
July 23, 2009
Page 2
months from the proposed April 2010 date shown in the current PPA. In the event WGI were to
not meet the October 2009 construction window, the Project will be delayed further by at least six
(6) more months resulting from the weather and equipment delivery constraints, resulting in an
increased cost and delayed output.
Staff has consulted with the General Counsel to seek ways to expedite the execution of a revised
PPA reflecting the new pricing of One Hundred Seventeen Dollars ($117), to assist WGI in
meeting its tight schedule.
If some members wish to remain a participant in the Project under the one hundred seventeen
dollar ($117) pricing formula, General Counsel has recommended the following approach:
• Amend the existing PPA to reflect the revised purchase price of One Hundred Seventeen
Dollars ($117). At the same time, NCPA needs to revise the existing Third Phase
. Agreement to reflect any changes in the membership as well as the revised pricing.
Fiscal Impact
Under the proposed 'Take-and-Pay' PPA, and because the Project is not expected to be
operational until the 2011 time period, there is no fiscal impact until the members start receiving
energy from the Project. Prior to the expected operational date, staff will develop a budget for
approval by the participants covering the expected cost.
Environmental Analysis
The recommended Commission action would amend the existing Agreement with the WGI.
Therefore, the Commission action does not constitute an activity defined by the California
Environmental Quality Act (CEQA) as a "projecf', and therefore, no environmental approvals
under CEQA are required.
Recommendation
Staff recommends the Commission approve Resolution 09-68 authorizing the General Manager
to execute a revised PPA with Western GeoPower Incorporated reflecting the revised price of
One Hundred Seventeen Dollars ($117) per MWh delivered to NCPA, including the capacity and
renewable energy attributes associated with the generation, such revised PPA to be contingent
upon execution of a revised Third Phase Agreement fully subscribing the Project at the revised
price. In addition, the Resolution authorizes the General Manager to submit a revised Third
Phase Agreement to the partiCipating members for approval by its governing authority. Staff
further recommends that it authorize the General Manager to make any and all non-substantive
changes to the Third Phase Agreement and PPA as deemed appropriate by the General
Counsel.
Respectfully submitted,
HM/KS/dg
Attachment: Resolution
SR: 188:9
pri~red by: K~EF~
Assistant General Manager
Generation Services
RESOLUTION 09-68
RESOLUTION OF THE NORTHERN CALIFORNIA POWER AGENCY APPROVING AN AMENDMENT TO
THE POWER PURCHASE AGREEMENT WITH WESTERN GEOPOWER INCORPORATED AND TO
REVISE THE THIRD PHASE AGREEMENT WITH MEMBERS IN THE PROJECT
WHEREAS, NCPA and the Participants are interested in purchasing additional renewable electric
capacity and energy for the benefit of the Participants' customers; and
WHEREAS, NCPA has executed a Renewable Power Purchase Agreement (PPA) with Western
GeoPower Incorporated (WGI) for twenty (20) years, at a price of ninety-eight Dollars ($98) per MWh
delivered; and
WHEREAS, WGI is requesting that NCPA revise the purchase price to one hundred seventeen
Dollars ($117) per MWh to make it possible for it to finance the Project and deliver the energy to NCPA
participants; and
WHEREAS, NCPA and the Participants wish to enter into a revised Power Purchase Agreement on
behalf of the Participants and obligate the Participants to take delivery of and pay for such electricity and to
pay NCPA for the costs of undertaking the foregoing activities; and
WHEREAS, the environmental impact is addressed in Staff Report #188:9; and
NOW, THEREFORE BE IT RESOLVED, by the Commission of the Northern California Power
Agency as follows:
1. Authorize the General Manager to execute a revised Power Purchase Agreement with the
Western GeoPower Inc., reflecting a revised PPA price of one hundred seventeen dollars ($117) per MWh
delivered subject to the approval of a revised Third Phase Agreement with the Project Participants, and such
minor and non-substantive changes as may be made as per the advice and approval of the General
Counsel.
2. Authorize the General Manager to prepare and submit for execution a revised Third Phase
Agreement with the members for their approval including minor and non-substantive changes made to
document as per the advice and approval of the General Counsel.
PASSED, ADOPTED and APPROVED this 23rd day of July 2009 by the following vote on roll call:
v~e Abstained Absent
Alameda
BART K
Biggs ~
Gridley ~' Healdsburg
Lodi ~ Lompoc
Palo Alto
Port of Oakland 9 Redding
Roseville nO
Santa Clara ¥ TID ' "~
Truckee Donner ~
Ukiah X.
Plumas-Sierra ~
.~~
ArrEST: DENISE DOW
ASSISTANT SECRETARY
TO:
FROM:
DATE:
SUBJECT:
ATTACHMENT E
5
HONORABLE CITY COUNCIL
CITY MANAGER DEPARTMENT: UTILITIES
FEBRUARY 19,2008 CMR: 141:08
ADOPTION OF A RESOLUTION APPROVING THE NORTHERN
CALIFORNIA POWER AGENCY THIRD PHASE AGREEMENT
FOR WESTERN GEOPOWER INCORPORATED RENEWABLE
ENERGY POWER PURCHASE AGREEMENT FOR THE
ACQUISITION OF UP TO FIVE AVERAGE MEGAWATTS OF
ENERGY OVER TWENTY YEARS AT AN ESTIMATED COST
NOT TO EXCEED $86 MILLION
RECOMMENDATION
Staff recommends that the City Council adopt a resolution approving the Northern California
Power Agency (NCPA) Third Phase Agreement for Western Geopower Incorporated renewable
energy power purchase. Additionally, for this agreement, staff recommends Council waive the
investment-grade credit rating requirement under Section 2.30.340(d) of the Palo Alto Municipal
Code.
BACKGROUND
In 2002, the Council adopted a renewable resource portfolio standard with the objective of
meeting 20 percent of the City's electrical load with renewable resources by 2015, while
ensuring the retail rate impact does not exceed 0.5 cents per kilowatt-hour (¢/kWh) on average,
or approximately 5 percent of the average retail rate premium (CMR:398:02).
In March 2007, Council advanced and increased the renewable portfolio standard with a target to
meet 20 percent of City loads with renewable resources by 2008 and 33 percent by 2015. The
new target was to be achieved while maintaining the retail rate impact measure of 0.5¢/kWh
(CMR:158:07). It should be noted that the City'S renewable portfolio standard measure excludes
large hydro-electric resources that account for approximately 50 percent of the City'S electric
supply in an average hydro year.
CMR: 141:08 Page 1 of4
The City made considerable renewable resource commitments in 2004 and 2005 at prices of 5 to
6 ¢/k Wh, and should reach the 20 percent renewable portfolio goal by 2008 with minimal impact
on retail rates. The City is still seeking new amounts of renewable energy equal to
approximately 13% of annual usage to meet the 33 percent renewable portfolio goal by 2015.
The search is proceeding in 3 venues: through City requests for proposals, through NCPA's
Green Power Project, and through NCPA's full membership participation opportunities. The
current recommendation is one ofNCPA's full membership opportunities.
DISCUSSION
NCPA owns and operates two geothermal plants in the Geysers area of Sonoma County and
Lake County, California and was recently approached by a British Columbia corporation,
Western GeoPower Incorporated (WGI), which has rights to deVelop a geothermal project
roughly sized between 15 to 35 megawatts (MW) in the Geysers area not far from NCPA's other
facilities. WGI would like to enter into a Power Purchase Agreement (PPA) with NCPA to sell
all output from the plant to NCP A for a fixed price of $98/MWh for a term of 20 years.
The plant, which qualifies as a renewable power project under state-adopted definitions, would
be electrically connected to the California Independent System Operator-managed transmission
system. The plant would be built on the site of a former Pacific Gas and Electric Company
(PG&E) 62 MW plant that operated from 1979 to 1989 before being dismantled. As a power
output purchaser rather than as an investor-owner, NCP A and its members would not be taking
the risk that power production levels may decline, as happened with PG&E's former 62 MW
plant at this location. Under the terms of the PP A, NCPA members pay a fixed rate for any
energy delivered. If delivered volumes decline, NCPA's payments to WGI, and thus Palo Alto's
payments to NCPA, would be reduced proportionately, freeing up money to purchase
replacement renewable energy from other sources.
Eleven members of NCPA, including Palo Alto, expressed interest in purchasing shares that
totaled more than 400% of the PP A. NCPA allocated participation shares to the interested
members in proportion to those members' loads with the result that Palo Alto's share would be
11.28% of the output if all other interested members receive their governing board approvals for
their shares. At that participation level and expected plant output, Palo Alto's share would
amount to about 2.8 average megawatts equaling roughly 2% of its load. If one or more other
participants do not receive approvals for their full shares, there may be additional shares
available for consideration.
In light of the relative economic attractiveness of the WGI proposal compared to other renewable
resource offerings, staff is seeking Council authority to participate in up to 5 average MW of the
project even though preliminary estimates are that Palo Alto's nominal share is likely to be about
2.8 MW (11.28% times 25 MW). More output may materialize for Palo Alto in two ways: it is
possible some members may decrease their share giving Palo Alto a chance to increase its share,
and it is possible the steam field may be more productive than estimated. Even if Palo Alto were
able to get 5 average MW from the WGI project, the City would still need 8 more average MW
to reach its renewable energy procurement goals for 2015.
CMR: 141:08 Page 2 of4
The Third Phase Agreement has been reviewed by staff and approved by the City Attorney's
Office (Attachment 8). The Pro Forma Power Purchase Agreement between NCPA and WGP
has also been reviewed (Attachment C).
Western GeoPower is a relatively small company that does not have a credit rating by Moody's
or Standard and Poor's. Since energy deliveries will be tied to a specific generator at a specific
location, as opposed to market contracts whose deliveries are often backed by financial strength
or collateral rather than a physical asset, staff recommends that Council waive the investment-
grade credit requirement for public agency contracts required under Section 2.20.340 (d) of the
Palo Alto Municipal Code. This conforms to Council action on prior renewable resource
contracts (CMR: 461 :04). This waiver is intended only for small companies that do not have
credit ratings. The PPA was reviewed by NCPA staff, Palo Alto Utilities staff, and Palo Alto's
Energy Risk Manager to determine that the combination of value, price, terms, credit worthiness
of provider, and any credit assurances warrant Palo Alto's participation.
RESOURCE IMPACT
The cost of renewable supplies under the Agreement is expected to be $46 million over 20 years.
This assumes that Palo Alto's participation level and the plant output would provide 2.8 aMW
(about 2% of Palo Alto's load). If, however, Palo Alto is able to get an increased allocation of
the project up to a maximum of 5.0 average MW, then the cost is estimated to be $86 million. In
ether case, the incremental rate impact will remain within the 0.5¢/kWh limit adopted by
Council.
POLICY IMPLICATIONS
Adoption of this resolution allows the City to participate in the NCPA Third Phase Agreement to
purchase renewable energy and thereby is consistent with the Council Top Four Priority of
Environmental Protection. Participating in the Agreement is also consistent with the following
City policies and guidelines:
1. The Council-approved Climate Protection Plan adopted December 3, 2007 containing
Utilities Goal 2: Reduce carbon intensity of energy supply provided by Utilities;
2. The Council-approved Utilities Strategic Plan with regard to employing balanced
environmental solutions;
3. The energy risk management policies;
4. The rate impact limits and the renewable portfolio targets in LEAP Guideline #6;
5. The portfolio diversification goals in LEAP Guideline #3; and
6. The City'S Sustainability Policy Statement, adopted April 2, 2001 (CMR 175:01) and
revised June 18, 2007 (CMR 260:07), the Green Government Pledge, adopted July 19,
1999 (CMR 284:99);
7. The US Mayors' Climate Protection Agreement;
8. The Comprehensive Plan, specifically:
a. GOAL N-9: A clean, efficient, competitively-priced energy supply that makes use of
cost-effective renewable resources.
b. POLICY N-44: Maintain Palo Alto's long-term supply of electricity and natural gas
while addressing environmental and economic concerns.
c. POLICY N-48: Encourage the appropriate use of alternative energy technologies.
CMR: 141:08 Page 30[4
ENVIRONMENTAL REVIEW
Execution of the agreement does not meet the definition of a project, pursuant to section 21065
of the California Environmental Quality Act (CEQA). However, the City and other participating
members intend to receive output from projects that will constitute a project for the purposes of
CEQA. Project developers will be responsible for acquiring necessary environmental reviews
and permits on projects to be developed.
ATTACHMENTS
A: Resolution approving NCPA Third Phase Agreement for Western GeoPower Power Purchase
Agreement
B: NCPA Third Phase Agreement for Western GeoPower Power Purchase Agreement
C: Renewable Energy Power Purchase Agreement between Northern California Power Agency
and Western GeoPower Incorporated
D: NCPA Staff Report and Resolution 08-07 Approving both the 3rd Phase Agreement between
NCPA and members for Western GeoPower Power Purchase Agreement and the NCPAI
Western GeoPower Power Purchase Agreement
PREPARED BY:
DEPARTMENT APPROVAL:
CITY MANAGER APPROVAL:
CMR: 141:08
TOM KABAT
Senior Resource Originator
VALERIE O. FONG
Director of Utilities
EMILY HARRISON
Assistant City Manager
Page 4 of4