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HomeMy WebLinkAboutStaff Report 454-07City of Palo Alto City Manager’s Report TO:HONORABLE CITY COUNCIL FROM:CITY MANAGER DEPARTMENT: UTILITIES DATE:DECEMBER 17, 2007 CMR: 454.07 SUBJECT:ADOPTION OF A RESOLUTION AMENDING RESOLUTION NO. 8632 AND APPROVING THE AMENDED NORTHERN CALIFORNIA POWER AGENCY GREEN POWER PROJECT (NGPP) THIRD PHASE AGREEMENT FOR THE PURCHASE OF RENEWABLE ENERGY OF UP TO 15 AVERAGE MEGAWATTS OF ENERGY OVER 25 YEARSAT AN ESTIMATED COST OF UP TO $388 MILLION(IN 2008 DOLLARS) RECOMMENDATION Staff recommends that the City Council adopt the resolution amending Resolution No.8632 and approving the Amended Northern California Power Agency ~CPA) Green Power Project (NGPP) Third Phase Agreement (Amended NGPP Agreement) for the purchase of renewable electricity of up to 15 average megawatts (aMW) of energy. Additionally, for this agreement, staff recommends Council waive the investment-grade credit rating requirement under section 2.30.340(d) of the Palo Alto Municipal Code. BACKGROUND In 2002, the Council adopted a renewable resource portfolio standard with the objective of meeting 20 percent of the City’s electrical load with renewable resources by year 2015, while ensuring the retail rate impact does not exceed 0.5 cents per kilowatt-hour (C/kWh) on average - or approximately 5 percent of the average retail rate premium (CMR: 398:02). Since then, the City has made considerable progress in reaching the target well ahead of schedule. CMR: 454.07 Page 1 of 5 In March 2007, Council advanced and increased the renewable portfolio standard with a target to meet 20 percent of City loads with renewable resources by 2008 and 33 percent by year 2015. The new target was to be achieved while maintaining the retail rate impact measure at 0.5C/kWh (CMR: 158:07). It should be noted that the City’s renewable portfolio standard measure excludes large hydro-electric resources that account for approximately 50 percent of the City’s electric supply in an average hydro year. In July 2006, the Council approved the original NGPP Third Phase Agreement (2006 NGPP Agreement) to pursue renewable resource projects jointly .with other municipal agencies in Northern California. Under terms of the 2006 NGPP Agreement, Palo Alto had the potential to acquire renewable resources up to 131 million kWh per year (which is equivalent to 15 average MW) to meet approximately 13 percent of the City load (CMR: 296:06). The Council approved this agreement to pursue potential renewable resource projects with a wholesale purchase price cap of 7C/kWh and a total purchase cost cap of $230 million (in 2006 dollars) over 25 years (Attachment C). DISCUSSION The City made considerable renewable resource commitments in 2004 and 2005 at prices of 5 to 6 C/kWh, and expects to reach the 20 percent renewable portfolio goal by 2008 with minimal impact on retail rates. However, after the initial renewable purchases were made, new renewable resource supply prices increased by more than 50 percent. During 2006 and 2007, the City and NCPA issued several solicitations for additional renewable supplies to achieve the 33 percent portfolio target, but have not found adequate supplies at prices less than 7 C/kWh to make long- term commitments. A number of state legislative actions in 2006 (SB 107, AB 32) increased public awareness of the merits of renewable resource supplies and increased the demand for renewable energy. Many of the good renewable resource sites with easy access to the transmission grid in California have already been developed and committed. The cost of wind turbines increased with demand, making wind power from the remaining marginal wind sites near transmission in California more expensive. All of these factors have driven the average price of new renewable resource development above the 7 C/kwh price cap embedded in the 2006 NGPP Agreement. In amending the 2006 NGPP Agreement, the NGPP Oversight Committee members decided to remove the price cap and provide discretion to governing bodies of member cities to impose their own price caps, if desired. The Amended NGPP Agreement also incorporated a number of additional changes to provide flexibility for NGPP members to "opt-out" of individual resources during the acquisition process. A brief summary of the changes incorporated in the Amended NGPP Agreement is outlined below. 1)Section 1.1.20, Price - Deleted the "7 C/kwh" average procurement price cap concept and replaced it with maximum contract price to be "applicable lawful ceiling price." The rationale for this change is based on the fact that the green market continues to change rapidly and embedding a price cap in the NGPP Agreement itself will be cumbersome to manage. It also allows member governing bodies the flexibility to impose a price cap appropriate for each member, if they so choose. CMR: 454.07 Page 2 of 5 2)Sections 1.1.36, 3.3.1, 3.4 and 6.2.c.iii, Opt-out - Each participant, under the Amended NGPP Agreement will be able to opt-out of any specific resource at two points in the acquisition process. This new flexibility allows participants to determine their level of participation in a resource based on their portfolio preference for any reason, including type of technology, geographical location, price, length of contract, etc. Section 5, General Accounting Language - Specific language related to issues such as the Security Account were modified to more closely reflect current operating practices and to be consistent with other NCPA agreements. The Amended NGPP Agreement also incorporates mechanisms necessary to account for the new opt-out provisions mentioned above. 4)Development/Build Opportunities - Language was added to help clarify activities related to the development or building of a resource by NCPA itself versus a Purchase Power Agreement (PPA) type of resource commitment. The Amended NGPP Agreement incorporating these changes has been reviewed by staff and approved by the City Attorney’s Office (Attachment B). Council Determination of Maximum Contract Price and Purchase Cost for Palo Alto Staff recommends that Council approve an increase in total purchase cost cap under the Amended NGPP Agreement from $230 million (2006 dollars) to $388 million (2008 dollars) over 25 years. Staff also recommends flexibility to make purchases at prices of up to 25C/kWh (nominal), as long as the impact on retail rates is within the Council approved limit of 0.5C/kWh. The market price for base load fossil fuel driven electricity is between 7 and 8C/kWh. At present, the average market price for renewable resource contracts varies between 8C/kWh and 25C/kWh, with wind and landfill projects being the lower cost resources and solar photo-voltaic projects being more expensive. The difference between the fossil fired and renewable resources shows a premium commanded by renewable resource supplies ranging from 1¢ and 17C/kWh which is well above levels seen just two years ago. Based on market conditions, Palo Alto may have to pay a significant premium for renewable supplies. However, staff still believes sufficient resources could be acquired to meet Palo Alto’s 33 percent by 2015 target within the Council- approved retail rate impact measure of 0.5C/kWh. The revenue from 0.5C/kWh collected on all retail sales is adequate to cover an annual renewable purchase cost premium of up to $5 million. Since the first 20 percent of renewable supplies were procured with no retail rate impact, the average premium the City will be able to pay for the remaining 13 percent renewable energy is approximately 3.8C/kWh. The total allowed cost for 131 million kWh per year of new renewable supplies would be $15.5 million per year, or $388 million over 25 years. Potential suppliers of renewable resources under the Amended NGPP Agreement could be small companies that may not have credit rating from Moody’s or Standard and Poor’s. Since energy deliveries will be tied to specific generators and specific locations, as opposed to market CMR: 454.07 Page 3 of 5 contracts whose deliveries are often backed by financial strength or collateral rather than a physical asset, staff recommends that Council waive the investment-grade credit requirement for public agency contracts under Section 2.20.340 (d) of the Palo Alto Municipal Code. This conforms to Council action on prior renewable resource contracts (CMR: 461:04). This waiver will be evaluated on a case-by-case basis and will be provided only for small companies that do not have credit ratings. Individual contracts will be reviewed by Utilities staff, the Energy Risk Manager and the Utilities Risk Oversight Committee to determine if the combination of value, price, terms, credit worthiness of provider, and any credit assurances warrant Palo Alto’s participation. RESOURCE IMPACT The cost of renewable supplies under the Amended NGPP Agreement could be up to $388 million (in 2008 dollars) or $523 million in nominal dollars over 25 years. The incrementa! retail rate impact could be up to 0.5C/kWh. POLICY IMPLICATIONS Approval of this resolution allows the City to participate in the Amended NGPP to purchase renewable energy and thereby is consistent with Council Top Four Priority of Climate Protection. Participating in the Amended NGPP is also consistent with the following City policies and guidelines: o The Council-approved Utilities Strategic Plan with regard to employing balanced environmental solutions; The Utilities Energy Risk Management Policies; The rate impact limits and the renewable portfolio targets in LEAP Guideline #6; The portfolio diversification goals in LEAP Guideline #3; and The City’s Sustainability Policy Statement, adopted April 2, 2001 (CMR 175:01), the Green Government Pledge, adopted July 19, 1999 (CMR 284:99), the US Mayors’ Climate Protection Agreement, and elements of the Comprehensive Plan, specifically: a. GOAL N-9: A clean, efficient, competitively-priced energy supply that makes use of cost-effective renewable resources. b. POLICY N-44: Maintain Palo Alto’s long-term supply of electricity and natural gas while addressing environmental and economic concerns. c. POLICY N-48: Encourage the appropriate use of alternative energy technologies. ENVIRONMENTAL REVIEW Execution of the Amended NGPP Agreement does not meet the definition of a project, pursuant to section 21065 of the California Environmental Quality Act (CEQA). However, the City and other participating members intend to receive output from projects that will constitute a project for the purposes of CEQA. Project developers will be responsible for acquiring necessary environmental reviews and permits on projects to be developed. CMR: 454.07 Page 4 of 5 ATTACHMENTS A: City Resolution approving Amended NGPP Agreement. B: Amended NGPP Agreement C: City Resolution approving 2006 NGPP Agreement. D: NCPA resolution approving Amended NGPP Agreement PREPARED BY: DEPARTMENT APPROVAL: CITY MANAGER APPROVAL: TOM KABAT Senior Resource Originator VAL~I~E .~ONG Director of Utlhtles EMILY I~ARRISON Assistant City Manager CMR: 454.07 Page 5 of 5 ***NOT YET APPROVED**:" RESOLUTION NO. RESOLUTION OF THE COUNCIL OF THE CITY OF PALO ALTO AMENDING RESOLUTION NO. 8632 AND APPROVING THE AMENDED NORTHERN CALIFORNIA POWER AGENCY GREEN POWER PROJECT (NGPP) THIRD PHASE AGREEMENT FOR THE PURCHASE OF RENEWABLE ENERGY OF LIP TO 15 AVERAGE MEGAWATI’S OF ENERGY OVER 25 YEARS ATAN ESTIMATED COST OF UP TO $388 MILLION (IN 2008 DOLLARS) WHEREAS, the City of Palo Alto ("City"), a municipal utility and a chartered city, is a member of the Northern California Power Agency ("NCPA"); and WHEREAS, the City, along with other members of NCPA, desire to collectively contract for or develop renewable energy resources to meet customer electrical loads; and WHEREAS, the City, along with other members of NCPA, had previously enacted Resolution 8632 approving the Northern California Power Agency Green Power Project (NGPP) Third Phase Agreement and now desires to amend said NGPP Third Phase Agreement; and WHEREAS, the City is ready, willing and able to purchase such renewable energy supplies through NCPA power purchase agreements with suppliers; and WHEREAS, NCPA is ready, willing and able to enter into power purchase agreements on behalf of its participating members, and it will efficiently and effectively assist in meeting its participating members’ goals; and WHEREAS, the City entered into the original 2006 NGPP Third Phase Agreement to meet its renewable power goals, reduce reliance on fossil fuels and their associated fuel price volatilities, assist the State of California in meeting its renewable energy goals, lower delivery risk by spreading energy deliveries across multiple projects, avoid duplication of efforts, and achieve economies of scale; and WHEREAS, changes in the green power market have hindered the acquisition of green power resources; and WHEREAS, the NCPA Commission on November 29, 2007 approved the Modified NGPP Third Phase Agreement which allows NCPA Member participants additional flexibility to set their own price caps and procurement methods; and WHEREAS, the Amended NGPP Third Phase Agreement will better enable the City through NCPA to negotiate and enter into power purchase agreements and investigate and pursue the acquisition of physical assets to generate electricity using renewable resources under market conditions that have changed from the time of the original NGPP Third Phase Agreement. 071204 syn 6050291 3_ * **NOT YET APPROVED*** NOW, THEREFORE, the Council of the City of Palo Alto does hereby RESOLVE as follows: SECTION 1. The Council hereby approves the Amended Northern California Power Agency Green Power Project Third Phase Agreement, including the delegation of authority to amend exhibits to the Agreement, as set forth in section 10.5 of the Agreement, and also approves the City of Palo Alto’s participation in the Agreement for the purchase of renewable energy of up to 15 .average megawatts of energy, within an average procurement price cap of $118/MWh (in 2008 dollars) and a maximum contract price of $250/MWh for any single resource added to the NGPP. The total cost of renewable energy purchases under this Agreement over 25 years could be up to $388 million (in 2008 dollars) or $523 million (in nominal dollars) over 25 years. SECTION 2. With respect to the Agreement, the Council hereby waives the creditworthiness terms and conditions requirements of the Palo Alto Municipal Code section 2.30.340(d). SECTION 3. The Council finds that the adoption of this resolution does not meet the definition of a project under Section 21065 of the California Environmental Quality Act and, therefore, no environmental assessment is required. INTRODUCED AND PASSED: AYES: NOES: ABSENT: ABSTENTIONS: ATTEST:APPROVED: City Clerk Mayor APPROVED AS TO FORM: City Manager Deputy City Attorney Director of Utilities 071204syn 6050291 2 Director of Administrative Services AMENDED NCPA GREEN POWER PROJECT THIRD PHASE AGREEMENT AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 1 TABLE OF CONTENTS SECTION !.! 1.2 SECTION 1.DEFINITIONS ................................................................................................................6 DEFIaNITtONS ................................................................................................................................6 RULES OF INTERPRETATION ......................................................................................................16 2.EFFECTIVE DATE OF AGREEMENT ......................................................................17 SECTION 3,1 3.3 3.4 3.5 3,6 3,8 SECTION 3,PROCUREMENT PROCESS ......................................................................................18 REQUEST FOR PROPOSALS AND PPA(S) ....................................................................................18 PARTICWANT APPROVAL OF PROCUREMENT PROCESS ............................................................19 APPROVAL OF NGPP RESOURCES ............................................................................................19 ADDITIONAL PRO~SIONS RELATED TO DEVELOPMENT OPPORTU~-NITIES ...............................21 DELIVERY OF ELECTRICITY / ALLOCATION OF ENVERONMENTAL ATTRIBUTES ......................22 CAPACITY ENTITLEMENT ..........................................................................................................22 PAYMENTS TO COUNTERPARTIE5 ..............................................................................................23 REMOVAL OF NGPP RESOURCES FROM NGPP ........................................................................23 4.COOPE1L4TION AND FURTHER ASSURANCES ...............................................23 SECTION 5.1 5,2 5,3 5.4 5,5 5,6 5.7 5.8 SECTION 5.BUDGET, OPERATING FUND, INVOICING .......................................................24 "NGPP COST ALLOCATION". .....................................................................................................24 PAYMENT OF NGPP PROJECT COSTS ........................................................................................24 APPLICABLE PERCENTAGES OF NGPP PROJECT COSTS AND BUDGETS ...................................25 BUDGETS AND BUDGET SETTLEMENTS .....................................................................................25 SECURrP~ ACCOUNT .................................................................................................................26 INVOICING .................................................................................................................................29 AUDITING AND SETFLEMENT DATA .........................................................................................30 REVENUE COVENANT ...............................................................................................................31 6.ADMINISTRATION OF AGREEMENT .................................................................32 6.1 6.2 6,3 6.4 GENERAL ...................................................................................................................................32 ACTION BY PARTICIPANTS ........................................................................................................32 NGPP OVERSIGHT COMivfIXTEE ...............................................................................................34 PARTICIPANT REPRESENTATIVES ..............................................................................................34 SECTION 7.PARTICIPATION PERCENTAGE; ADMISSION AND WITHDRAWAL OF PARTICIPANTS ........................................................................................................................................35 7.1 7,2 7,3 PARTICIPATfON PERCENTAGES AND RESOURCE ALLOCATION PERCENTAGES .......................35 ADMISSION OF NEW PARTICIPANTS .........................................................................................35 WITHDRAWAL OF PARTICIPANTS .............................................................................................36 SECTION 8.TERM AND TERMINATION ....................................................................................37 SECTION 9.DEFAULT AND REMEDIES ......................................................................................38 AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 2 9.l 9.2 9.3 9.4 9.3 SECTION t0.1 10.2 10.3 10.4 10.5 10.6 I0.7 i0.8 10.9 10.10 10.11 !0.12 10.13 EVENTS OF DEFAULT .................................................................................................................3 8 CURE OF AN EVENT OF DEFAULT ..............................................................................................39 PARTICEPATION RIGHTS OF DEFAULTING PARTY ....................................................................39 REMEDIES IN THE EVENT OF DEFAULT .....................................................................................40 EFFECT OF TERMINATION OR SUSPENSION ...............................................................................42 10.MISCELLANEOUS .................................................................................................45 CONFIDENTIALITY .....................................................................................................................45 INDEMNIFICATION AND HOLD HARMLESS ..............................................................................45 SEVERAL LLABILIT~ES .................................................................................................................46 NO CONSEQUENTIAL D~GES ..............................................................................................46 AMEND~NTS ...........................................................................................................................47 SEVE~Bm~ ............................................................................................................................48 GOVE~NG LAW ..................................................................................................2 ...................48 HEAD~GS .................................................................................................................................48 NOTICES .....................................................................................................................................48 WA~ OF A~O~ ......................................................................................................49 COUN~TS .........................................................................................................................49 ASSIGN~ .............................................................................................................................50 LIST OF E~S ........................................................................................................................50 Exhibits Exhibit A Exhibit B Exhibit C Exhibit D Exhibit E Exhibit F Exhibit G Participation Percentages and Resource Allocation Percentages Form of Resource Schedule Approved Resource Schedules Intentionally Omitted Intentionally Omitted Form of Request for Proposals Form of Power Purchase Agreement AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 3 NCPA GREEN POWER PROJECT AMENDED THIRD PHASE AGREEMENT This Amended Third Phase Agreement (hereinafter "Amended Agreement") is entered into on the Effective Date by and between the NORTHERN CALIFORNIA POWER AGENCY, a joint powers agency, created pursuant to the laws of the State of California (hereinafter "NCPA") and its members executing this Amended Agreement as reflected on Exhibit A hereto (hereinafter "Participants") for the purpose of procuring electrical power from NCPA’s Green Power Project (hereinafter "’NGPP’). NCPA and the Participants are referred to herein individually as a "Party" and collectively as the "Parties." RECITALS A. NCPA and the Participants are interested in purchasing additional electricity generation from renewable resources for the benefit of Participants’ customers. B. By purchasing electricity generated from renewable resources, NCPA and the Participants will help reduce the production of many environmental pollutants, assist in reducing relianc6 on fossil fuels, assist in stabilizing AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 4 the Participants" electric retail rates, and aid the State of California in reaching its renewable energy goals. C. This Amended Agreement will better enable NCPA to negotiate and enter into contracts to purchase electricity from renewable resources and investigate the acquisition of physical assets to generate electricity using renewable resources under market conditions that have changed from the time of the original Green Power Project. D. Through this Amended Agreement each Participant also seeks increased flexibility to choose and integrate any and all renewable resource acquisitions to their own unique needs arising from each Participants load profile, existing renewable energy portfolio, and transmission constraints. E. The Participants also desire to obligate and enable NCPA to conduct the foregoing activities, and deliver electricity from renewable resources to the Participants, and to obligate and enable the Participants to take delivery of and pay for such electricity and to investigate the acquisition of physical assets or the development of such to deliver electricity and to pay NCPA for the costs of undertaking the foregoing activities. NOW THEREFORE, in consideration of the foregoing and the mutual promises and covenants hereinafter set forth and other good and valuable consideration, the receipt and sufficiency of which are hereby acknowledged, the Parties agree and intend to be legally bound as follows: AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 5 Section 1.Definitions. 1.1 Definitions. Whenever used in this Amended Agreement (including the Recitals hereto), the following terms shall have the following respective meanings: 1.1.1 Section 7.3.1. 1.1.2 "Adjusting Participant" has the meaning set forth in "Amended Agreement" means this Amended Third Phase Member Agreement To Purchase Power From The Northern California Power Agency Procured From The NCPA Green Power Project, including all Exhibits, attached hereto and incorporated by reference, as the same may be amended from time to time in accordance with the terms and conditions hereof. 1.1.3 "AIlocating Participant" has the meaning set forth in Section 7.2. 1.1.4 "Associate Member" means an associate member of NCPA admitted to NCPA in accordance with Article IV, Section 7 of the Joint Powers Agreement. 1.1.5 "Average Capacity" in MW means the annual quantity of electricity in MWh forecast to be delivered from all NGPP Resources including the Proposed Resource calculated at the time a decision is made by NCPA with respect to whether to approve the Proposed Resource in accordance with Seckion 3.4 divided by the number of hours in the year. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 6 1.1.6 "Business Day" means any day except a Saturday, Sunday, or a Federal Reserve Bank holiday. A Business Day shall open at 8:00 a.m. and close at 5:00 p.m. local time. 1.1.7 "Claims" has the meaning set forth in Section 10.2. 1.1.8 "Commission" means the NCPA Commission. 1.1.9 "Constitutive Documents" means, with respect to NCPA, the Joint Powers Agreement and any resolutions or bylaws adopted thereunder, and with respect to each Participant, the California Government Code and other statutory provisions applicable to such Participant, any applicable agreements, charters, contracts or other documents concerning the formation, operation or decision making of such Participant, including, if applicabIe, its City Charter, and any codes, ordinances, bylaws, and resolutions adopted by such Participant’s governing body. 1.1.10 "Contract Price" means the actual contract price for procuring electricity from a Proposed Resource at the time a Power Purchase Agreement is executed. 1.1.11 Section 9.1. 1.1.12 "Defaulting Party" has the meaning set forth in "Effective Date" has the meaning set forth in Section 1.1.13 "Electric System" means, with respect to each Participant, all properties and assets, real and personal, tangible and intangible, AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 7 of generation, transmission, transformation, distribution and sale capacity and energT-, or the utilization of such, including all the Participant now or hereafter existing, used for or pertaining to the of electric additions, extensions, expansions, improvements and betterments thereto and equipment thereof; provided, however, that to the extent the Participant is not the sole owner of an asset or property or to the extent that an asset or property is used in part for the above described purposes, only the Participant’s ownership interest in such asset or property or only the part of the asset or property used for electric purposes shall be considered to be part of its EIectric System. 1.1.14 "Eligible Renewable Resource" means an electric power generator (i) producing power from one or more of the following fuels: Biomass, Biodiesel, Fuel cells using renewable fuels, Digester gas, Geothermal, Landfill gas, Municipal solid waste conversion, Ocean wave, Ocean thermal, Tidal current, Photovoltaic, Small hydroelectric (50 megawatts or iess), Solar thermaI, Wind, or other fueIs and technologies as may be deleted from or added to this Iist by the Participants, pursuant to Section 6.2, from time to time, and any additions or enhancements to a facility using such fuels and technology and (ii) which are (a) located within California, (b) are located outside of California and have their first point of interconnection with the Western Electricity Coordinating Council transmission system located within California or (c) are located outside of California but deliver electricity to a substation or node within AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 8 California, or (d) as otherwise determined by the Particil~ants pursuant to Section 1.1.15 "Environmental Attributes" means any and all credits, benefits, emissions reductions, offsets, and allowances, howsoever entitled, directly aft~ibutable to the generation from NGPP Resources. Environmental Attributes include but are not limited to: (1) any avoided emissions of pollutants to the air, soil or water such as sulfur oxides (SOx), nitrogen oxides (NOx), carbon monoxide (CO) and other pollutants; (2) any avoided emissions of carbon dioxide (CO2), methane (CH4) and other greenhouse gases (GHGs) that have been determined by the United Nations Intergovernmental Panel on Climate Change to contribute to the actual or potential threat of altering the Earth’s climate by trapping heat in the atmosphere; and (3) the reporting rights to these avoided emissions such as Green Tag Reporting Rights. Environmental Attributes do not include (~1) any energy, capacity, reliability or other power attributes from bIGPP Resources, (2) production tax credits associated with the construction or operation of the energy projects and other financial incentives in the form of credits, reductions, or allowances associated with a project that are applicable to a state or federal income taxation obligation, (3) fuel-related subsidies or "tipping fees" that may be paid to Seller to accept certain fuels, or local subsidies received by the generator for the destruction of particular pre-existing pollutants or the promotion of local environmental benefits, or (4) emission reduction credits AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 9 encumbered or used by NGPP Resources for compliance with loca!, state, or federal operating and,/or air quality permits. I.I.16 "Event of ]Default" has the meaning set forth in Section 9.1. I.I.17 "Forecast Price" means the estimated Contract Price for procuring electricity from a Proposed Resource, calculated at the tLme a decision is made with respect to whether to approve or Opt-Out of participating in the Proposed Resource. 1.1.1g "Joint Powers Agreement" means that certain Northern California Power Agency Joint Power Agreement by and among the Members as the same may be amended from time to time. 1.1.19 "Maximum Average Capacity" means the sum of the Participant elections expressed as average annual M~Vs labeled as "Total Annual aMW" in Exhibit A. 1.1.20 "Maximum Contract Frice" means the applicable lawful ceiling price for capacity and/or energy at the time a purchase of an Eligible Renewable Resource is consummated; currently, the CAISO Bid Cap for its real-time imbalance energy market as approved by the Federal Energy Regulatory Commission 1.1.21 Member of NCPA. "Member" means any Voting Member or Associate 1. 1.22 "MW" means megawatt. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 10 hereto. 1.1.23 1.1.24 "NfPgh" means megawatt-hour. "NCPA" has the meaning set forth in the preamble 1.1.25 "NCPA Annual Budget" means the budget for the ensuing Budget Year adopted by the Commission, as it may be amended from time to time. 1.1.26 "NGPP" means the NCPA Green Power Project, which consists of the pool of NGPP Resources. 1.1.27 "NGPP Oversight Committee" means a committee of Participant Representatives established at the NCPA General Manager’s discretion, for the purpose of offering input and recommendations to NCPA Staff or the General Manager with respect to matters pertaining to this Amended Agreement pursuant to the provisions of Section 6.3. 1.1.28 "NGPP Project Budget" means the budget created by NCPA to estimate the annual NGPP Project Costs, having the following budget subcategories: (ii) "NGPP Program Budget" means the budget created by NCPA to estimate the annual, non-bypassable NGPP Program Costs "NGPP Development Budget" means the budget(s) created by NCPA to estimate the NGPP Development Costs to be incurred prior to the time of execution of a Third Phase Agreement to pursue the development of a Proposed Resource for those Participants who have not exercised their initial Opt-Out right. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 11 (iii)"NGPP PPA Budget" means the budget(s) created by NCPA to estimate the NGPP PPA Costs to be incurred to finalize the acquisition of a Proposed Resource through a Power Purchase Agreement for those Participants who have not exercised their Opt- Out right. 1.1.29 "NGPP Project Costs" means any and all costs, internal and external, direct and indirect, incurred by NCPA in connection with performing its obligations under this Amended Agreement, incIuding NGFP Prowam Costs, NGPP PPA Costs, and NGPP Development Costs. (i) (ii) "NGPP Program Costs" means all costs incurred by NCPA prior to the time Participants are afforded an oppor~nity to Opt-Out of the procurement or development of an Eligible Renewable Resource, including but not limited to costs incurred to issue Requests for Proposals, and the investigation and evaluation thereof, and preparation of corresponding Preliminary Resource Summaries. "NGPP PPA Costs" means all costs incurred by NCPA to acquire and pay for an Eligible Renewable Resource through a Power Purchase Agreement, including but not limited to negotiating and implementing Power Purchase Agreements, provided that such costs arise after Participants have been afforded a chance to exercise their Opt-Out rights in accordance with Section 3.4. (iii)"NGPP Development Costs" means all costs, incurred by NCPA to deveIop an EIigible Renewable Resource, including but not limited to further investigation, preliminary arrangements for financing, and the provision recommendations regarding the development, construction, installation, operation, ownership and maintenance of the Eligible Renewable Resources, provided that such costs arise AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 12 after Participants have been afforded a chance to exercise their Opt-Out rights in accordance with Section 3.4 and prior to the Participants approval of a Third Phase Agreement in accordance with the NCPA Facilities Agreement; 1.I.30 "NGPP Resource" means a Proposed Resource that has been approved as an NGPP Resource in accordance with Section 3.4. preamble hereto. 1.1.31 "Participant" has the meaning set forth in the 1.1.32 "Participant Representative" has the meaning set forth in Section 6.4 with respect to the NGPP Oversight Committee. 1.1.33 preamble hereto. 1.I.34 "Party" or "Parties" has the meaning set forth in the "Participation Percentages" has the meaning set forth in Section 7.1. 1.1.35 "Power Purchase Agreement" or "PPA" means an agreement executed by NCPA, or to be executed by NCPA, for the purchase and delivery of electric energy, capacity or other energy services and Environmental Attributes. 1.1.36 "Preliminary Resource Schedule" means a "Resource Schedule" substantially in the form of Exhibit B submitted to the NCPA Commission as an initial evaluation of responses to a Request for Proposals for the purposes of allowing Participants to make an election to Opt-Out of further AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 13 participation with respect to an otherwise Eligible Renewable Resource in accordance with sections 3.4 and 6.2 below. 1.1.37 "Procure" and other forms of such verb, including Procurement, Procuring, and Procured, means acquLring the output of Eligible Renewable Resources, including all EnvLrorunental Attributes associated with any electricity generated in connection therewith, through contracts with facilities owned by third parties, by purchasing e×isting Eligible Renewable Resources, by developing, constructing, installing, owning, operating, maintaining, and controlling Eligible Renewable Resources, or such other means as may be approved by the Participants from time to time. in Section 3.1. 1.1.38 Section 3.3.1. 1 .i.39 "Procurement Conditions" has the meaning set forth "Proposed Resource" has the meaning set forth in 1.1.40 "Request for Proposals" means the solicitation of competitive bids from third parties to supply EligibIe Renewable Resources under this Agreement, substantially in the form of Exhibit F attached hereto. 1. 1.41 "Resource Allocation Percentage" means a Participant’s Participation Percentage as adjusted according to the terms of tltis Amended AgTeement by reason of one or more Participant’s exercise of their Opt-Out rights. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 14 1.1.42 "Resource Schedule" means a Resource ScheduIe, substantially in the form of Exhibit B, identifying the location of the Proposed Resource, its size and technology, type of Procurement, the estimated costs (both total and per MWh) and underlying assumptions, key milestone dates (such as commercial operation date and deiivery period), a description of the definitive a~eements, a proposed budget for pursuing the Procurement of electricity from the Proposed Procurement. Resource and a proposed mechanism for financing the 1.1.43 "Revenues" means, with respect to each Participant with the exception of BART, all income, rents, rates, fees, charges, and other moneys derived by the Participant from the ownership or operation of its Electric System, including, without limiting the generality of the foregoing, (a) all income, rents, rates, fees, charges or other moneys derived from the sale, furnishing and supplying of electric capacity and energy and other services, facilities, and commodities sold, furnished, or supplied through the facilities of its Electric System, (b) the earnings on and income derived from the investment of such income, rents, rates, fees, charges or other moneys to the extent that the use of such earnings and income is limited by or pursuant to law to its Electric System and (c) the proceeds derived by the Participant directly or indirectIy from the sale, lease or other disposition of all or a part of the Electric System, but the term Revenues shalI not include (i) customers’ deposits or any other deposits subject to refund until such deposits have become the property of the Participant AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 15 or (ii) contributions from customers for the payment of costs of construction of facilities to serve them. In regard to BART, BART shall generate revenues sufficient to cover its obligations under this Amended Agreement through tariffs, fees, or other sources of revenue except through such sources as may be ILmited by law-. 1.1.44 "Scheduling ProtocoIs" means the contractual or other arrangements between NCPA and the relevant Participant concerning the scheduling, delivery and metering of electricity. 1.1.45 "Security Account" means the account established by NCPA and funded by the Participants in accordance with Section 5.5, the funds of which are available for use by NCPA in accordance with the terms and conditions hereof. Agreement. in Section 7.3. !.1.46 I.I.47 "Term" has the meaning set forth in Section 8. "Voting Member" means a party to the Joint Powers 1.1.48 "Withdrawing Participant" has the meaning set forth 1.2 Rules of Interpretation. As used in this Amended Agreement (including the Recitals hereto), unless in any such case the context requires otherwise: the terms "herein, ....hereto," "herewith" and "hereof" are references to this Amended Agreement taken as a AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 16 whole and not to any particular provision; the term "include, ....includes" or ..........li " " "including shall mean mclu&ng, for example and without nutat~on; and references to a "Section, ....subsection," "clause," or "Exhibit" shaI1 mean a Section, subsection, clause or Exhibit of this Amended Agreement, as the case may be. All references to a given agreement, instrument or other document shall be a reference to that agreement, instrument or other document as modified, amended, supplemented and restated through the date as of which such reference is made, and reference to a law, regulation or ordinance includes any amendment or modification thereof. A reference to a "person" includes any individual, partnership, firm, company, corporation, joint venture, trust, association, organization or other entity, in each case whether or not having a separate Iegal personality and includes its successors and permitted assigns. The singular shall include the plural and the masculine shall include the feminine, and vice versa. Section 2. Effective Date of Agreement. This Amended Agreement shall become effective upon the latest date of execution by a Party hereto ("Effective Date"), provided that all the Participants listed in Exhibit A have executed the Amended Agreement prior to January 31, 2008, upon which, NCPA’s General Manager shall notify all Participants of the AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 17 Effective Date. A copy of such notification shall be affixed to the official copy of this Amended Agreement. Section 3. Procurement Process. 3.1 Request for Proposals and PPA(s.~. All procurement activities undertaken pursuant to this Amended Agreement shali be in accordance with the form of Request for Proposals and accompanying PPA(s) attached hereto and incorporated herein by reference as Exhibits F & G respectively, as may be amended in accordance w-ith Section 10.5. NCPA represents that the following conditions will be observed when undertaking its procurement activities (" Procurement Conditions"): (i)Each Proposed Resource shall be an Eligible Renewable Resource; (ii) (iii) (iv) The Average Capacity of all NGPP Resources shall not exceed the Maximum Average Capacity; The period of time for which NCPA is obligated to accept and pay for electricity under any singular PPA shall not exceed twenty-five years; The Contract Price for purchasing electricity under any singular PPA shall not exceed the Maximum Contract Price; (v)The PPA(s) will be approved as to form by NCPA’s General CounseI; (vi)Where Procurement of electricity from a Proposed Resource requires that NCPA obtain financing, each PPA shall be subject to NCPA obtaining reasonable financing; and AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 18 (vii)All Environmental Attributes associated with the Proposed Resource will be transferred to NCPA; 3.2 Participant Approval of Procurement Process. By executing this Amended Agreement, the Participant acknowledges and agrees to be bound by the procurement process contained in or referenced by the Request for Proposals and PPA(s) approved by the Participants pursuant to Section 6.2 as provided for herein. 3.3 Approval of NGPP Resources. 3.3.1 Identification of Resources and Request for Review. For all Eligible Renewable Resource that NCPA seeks to include as a NGPP Resource ("Proposed Resource"), NCPA will present to the Commission a Preliminary Resource Schedule, substantially in the form of Exhibit B attached hereto, together with an estimated budget for completing the acquisition and or development of the Proposed Resource. Notwithstanding any other provision in this Amended Agreement to the contrary, at the time the Proposed Resource is submitted to the Commission, each Participant shall be afforded an opportunity to discontinue their participation in the Procurement ("Opt-Out") of an otherwise Eligible Renewable Resource consistent with the procedures provided in section 6.2 below, and within the following time limitations: (i)At the first NCPA Commission meeting following the Effective Date each Participant shall be provided with a Preliminary Resource Schedule and estimated budget for all Proposed Resources qualifying under AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 19 (ii) the initial Request for Proposals issued on September 25, 2006. For each Request for Proposals issued after the Effective Date, NCPA shall prepare a Preliminary Resource Schedule and estimated budget based upon the best information available to NCI)A staff within 180 days of the date of issuance of the Request for ProposaIs, and submit it to the Participants at the next regularly scheduled NCPA Commission meeting. 3.3.2 Review by Oversight Committee. At the General Manager’s discretion, the NGPP Oversight Committee may be requested to review and provide written comments and recommendations to NCPA on whether to include the relevant Proposed Resource as an NGPP Resource. If the General Manager so requests, the NGPP Oversight Committee shall be provided with copies of relevant PPA(s) proposed to be executed by prospective counterparties any other information or materials prepared in connection with the evaluation of such Eligible Renewable Resource and produce such other summaries or anaiyses as the Commission or the NGPP Oversight Committee may reasonably request. 3.3.3 Action by NCPA. NCPA shall take action to add a Proposed Resource as a NGPP Resource for those Participants choosing not to Opt-Out of participating in the acquisition of an otherwise Eligible Renewable Resource pursuant to the provisions of Sections 3.3 and 6.2. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 2O 3.4 Additional Provisions Related to Development Opportunities. NCPA shall conduct investigations and analysis of potential development opportunities for Eli~ble Renewable Resources on behalf of the Participants. Such investigations and analysis may include but are be limited to: resource selection, market analysis, site acquisition, cost analysis of permitting and construction and partnership opportunities. At the General Manager’s discretion, the NGPP Oversight Committee may review the recommendations of NCPA and comment accordingly. NCPA shall annually budget for these developmental expenditures as part of the NGPP Program Budget The Participants agree that any decision to acquire a physical resource asset shall be made pursuant to Section 6.2 and shall be subject to the terms and conditions of a new development Third Phase Agreement undertaken in accordance with the FaciIities Agreement. At the time the Third Phase Agreement is presented to the Commission for finalizing the development of an Eligible Renewable Resource the remaining Participants shall also be provided with a final opportunity to Opt-Out of the acquisition of the Proposed Resources. Should a Participant exercise its Opt-Out right at this stage the remaining Participants" Resource Al!ocation Percentages shall be adjusted proportionateIy, and the remaining Participants shall be liable for, and entitled to, the remaining costs and benefits of acquiring the Proposed Resources. No NCPA action related to development opportunities shall require any Participant to commit to more power than its Average MW Participant election stated in Exhibit A. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 21 3.5 Delivery of Electricity / Al!ocation of Environmental Attributes. Any electricity delivered to NCPA from an NGPP Resource shall be delivered to each Participant in accordance with such Participant’s Participation Percentage, or Resource Allocation Percentage as applicable, and each Participant shall accept its relevant percentage of such electricity. NCPA may allocate electricity generated by, and/or delivered to NCPA from, any particular NGPP Resource among the Participants in such percentages as NCPA may, in its reasonable discretion and subject to the approval of the affected Participant, determine are necessary, desirable, or appropriate; provided that the aggregate quantity of electricity delivered to any Participant during a calendar month shall equal such Participant’s Participation Percentage, or Resource Allocation Percentage as applicable, of the aggregate amount of electricity generated and/or delivered to NCPA from all NGPP Resources during the relevant calendar month. Such electricity shall be delivered to the Participants in accordance with the Scheduling Protocols. Environmental Attributes, as defined herein, obtained by NCPA as a result of performance under this Amended Agreement shall likewise be t~ansferred to each Participant in accordance with such Participant’s Participation Percentage, or Resource Allocation Percentage as applicable. 3.6 Capacity Entitlement. The collective capacity available from the NGPP Resources for planning and reliability purposes shall be allocated among the Participants in accordance with AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 22 their respective Participation Percentage, or Resource Allocation Percentage as applicable. 3.7 Payments to Counterpart!es. NCPA shall pay all NGPP Project Costs using operating or Security Account funds from amounts paid to NCPA in accordance with Section 5, or such other sources as may be agreed upon in writing by the Parties from time to time. 3.8 Removal of NGPP Resources from NGPP. Any NGPP Resource that delivers electricity to NCPA under a PPA shall be automatically removed from the NGPP on the date its PPA terminates or expires. Any other NGPP Resource shall continue to be included in the NGPP unt!l such time as the Participants approve removing it from the NGPP and approves the subsequent use of such NGPP Resource, including whether such NGPP Resource should be sold or decommissioned pursuant to Section 6.2. Any proceeds or costs associated with removing an NGPP Resource from the NGPP shall be allocated among the Participants in accordance with the Participation Percentages, or Resource Allocation Percentages as applicable, unless otherwise agreed upon in writing by the Participants. Section 4. Cooperation and Further Assurances. Each of the Parties agrees to provide such in_formation, execute and deliver any instruments and documents and to take such other actions as may be necessary AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 23 or reasonably requested by any other Party which are not inconsistent with the provisions of this Amended Ag-reement and which do not involve the assumption of obligations other than those provided for in this Amended Agreement, in order to give full effect to this Amended Ag-reement and to carry out the intent of this Amended Agreement. Further, the Parties a~ree to cooperate and act in good faith in connection with obtaining any financing required in order to Procure electricity from an NGPF Resource, including with respect to negotiating and executing any agreements to implement any financing arrangements. Section 5.Budget, Operating.Fund, Invoicing. 5.1 "NGPP Cost Allocation." NGPP Program Costs allocated to the Participants under this Amended Agreement and through the NCPA Annual Budget shal! be in proportion to the Participation Percentages; or in case a Participant elects to Opt-Out of the procurement of a Proposed Resource, NGPP PPA Costs and NGPP Development Costs shall be allocated to the Participants in proportion to the Resource Allocation Percentages for the Proposed Resource as detailed in Exhibit A. 5.2 Payment of NGPP Proiect Costs. Each Participant shall be obligated to pay NCPA for its’ allocated share of NGPP Project Costs in proportion to its’ Participation Percentage, or Resource AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 24 Allocation Percentage as applicable, and shall maintain working capital in accordance with NCPA’s Annual Budget, and fund its Security Account obligation as required under this Amended Agreement. 5.3 Applicable Percentages of NGPP Project Costs and Budgets. Each Participant applicable share of NGPP Program Costs shah be in proportion to its’ Participation Percentage. If a Participant has exercised its’ right(s) to Opt- Out of an otherwise Eligible Resource, the remaining Participants’ share of NGPP PPA Costs or NGPP Development Costs shall be in proportion to their applicable Resource A11ocation Percentages. NCPA shall be responsible for insuring that the respective budget estimates for each such category of costs are settled in accordance with Section 5.3.3 below. 5.4 Budgets and Budget Settlements. 5.4.1 Relation to the NCPA Annual Budget. Prior to the beginning of each fiscal year for which no budget has been adopted and for each fiscal year for which a budget will be adopted, NCPA, in conjunction with the Participants, shall prepare and deliver to each Participant a NGPP Project Budget estimating the NGPP Project Costs expected to be incurred over such fiscal year as a result of this Amended Agreement. Any Participant may request a detailed accounting of NCPA costs included as NGPP Project Costs in the NCPA Annual Budget and such Participant shal! pay the reasonable costs of such accounting review. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 25 5.4.2 The Participants’ financial obligation to pay for costs under this Amended Agreement shall be adjusted if any Participant chooses to discontinue its participation in the acquisition of a Proposed Resource in accordance with the "Opt-Out" provision in section 3.4, upon which, each Participant’s Project Participation Percentages shaI1 be converted to Resource Allocation Percentages as a separate schedule to Exhibit A. Each Participant exercising its right to Opt-Out of the acquisition process for a Proposed Resource shall be deemed to have a Resource Allocation Percentage of zero percent (0%) for that Proposed Resource, and shall cease to be obligated for those costs NCPA incurs g~-ging forward to acquire that resource. The Project Participation Percenta.: ies for those Participants that do not Opt-Out of the acquisition of a Propose~! Resource shall be increased proportionately to assume the financial obligatio~.ts of Participant(s) choosing to Opt-Out of a Proposed Resource. NCPA will promptly inform Participants of budget and cost allocation changes associated with Participant decisions to Opt-Out of otherwise eligible resource acquisitions. 5.4.3 Final NGPP Budget Settlement. A final NGPP Project Budget settlement for the prior fiscal year will be produced each year after the annual audit is completed. This shall normally occur on or prior to December 1 of each year. 5.5 Security Account. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 26 5.5.1 Annual Amounts. Within thirty (31) days of the beginning of a new fiscal year at NCPA (the first day of Aug-ust), each Participant shall deposit into the Security Account its estimated obligation for NGPP PPA Costs as identified in the NGPP Project Budget. 5.5.2 Subsequent Deposits. Quarterly, and within thirty (30) days following execution by NCPA of any PPA or any financing commitment for the development of an Eligible Renewable Resource, NCPA shall review and revise its estimate of NGPP PPA Costs for the succeeding twelve (12) months. Following such review, NCPA shall determine whether each Participant has a sufficient balance in the Security Account. To the extent that any Participant’s balance in the Security Account is greater than one hundred and ten percent (110%) of the necessary funding level, NCPA shall credit such amount to the Participant’s next invoice. To the extent that any Participant’s balance in the Security Account is less than ninety percent (90%) of its’ the necessary funding level, NCPA shall add to such Participant’s next invoice an amount necessary to cause such Participant’s balance in the Security Account to be sufficient. 5.5.3 Use of Security Account Funds. NCPA may use any and all funds deposited into the Security Account to pay any NGPP Project Costs, including making payments to counterparties under any PPA, payment of consultants, attorneys and accountants performing services related to Procurement activities, reimbursing NCPA for its internal costs associated with AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 27 performing its obligations under this Amended Agreement, and paying any Claims, without regard to any individual Participant’s balance in the Security Account or proportionate share of NGPP Project Costs and irrespective of whether NCPA has issued an invoice for such NGPP Project Costs to the Participants or whether a Participant has made timely payments of invoices. 5.5.4 Emergency Additions. In the event that the funds in the Security Account are insufficient to allow payment of an invoice, demand, request for further assurances, or Claims, NCPA shall notify all Participants and then prepare and send a special or emergency assessment to the Participants. Each Participant shall pay to NCPA such assessment when and if assessed by NCPA within five (5) Business Days following the invoice date of the assessment. 5.5.5 Accounting and Interest. NCPA shall maintain a record of each Participant’s deposits into and payments from the Security Account. Interest earned on the Security Account shall be credited to the Participants in accordance with the Participants share of the balance in the Security Account. Any losses in the Security Account shall be allocated among the Participants in accordance with their Participation Percentages. 5.5.6 Return of Funds. On the termination of this Amended Agreement with respect to a Participant or a permitted withdrawal of a Participant in accordance with this Amended Agreement, the affected Participant or Participants may apply to NCPA for the return of their share of Security Account funds ninety (90) days after the effective date of such AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 28 termination or withdrawal. NCPA shal!, in its sole discretion, as determined by a vote of the Participants, excluding the vote of the withdrawing or terminated Participant(s) that are members thereof, estimate the then outstanding liabilities of the Participant(s), including any estimated contingent liabilities and shall retain all such funds until all such liabilities have been fully paid or otherwise satisfied in full. The balance of the Participant’s share of the Security Account will be refunded to the Participant. 5.6 Invoicing. 5.6.1 Invoices. As part of NCPA’s regular, monthly, advance billing or by separate special invoice, as required in the circumstances, NCPA will issue an invoice to each Participant for its proportionate share of the NGPP Project Costs (or any adjusernents thereto) based on such Participant’s Participation Percentage and/or Resource Allocation Percentages as applicable. Such invoice may include estimated costs and estimated settlement and meter data. Each invoice shall include: (i) the total NGPP Project Costs for such month and the relevant Participant’s share thereof; (it) the quantity of electricity and Environmental Attributes, by NGPP Resource, procured on behalf of such Participant (or an estimate thereof) and the unit price for such electricity; (iii) appropriate settlement and meter data (or an estimate thereof); (iv) any adjustments to prior invoices required based on actual data received that was estimated in a previous invoice; (v) notice of the amount, if any, that NCPA has AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 29 paid or expects to pay using funds available in the Security Account; and (vi) amounts due from (or credited to) such Participant under Section 5.5.2. 5.6.2 Payment of Invoices. All invoices delivered by NCPA hereunder are due and payable no later than thirty (30) days following the invoice date; provided, however, that any amount due on a day other than a Business Day may be paid on the following Business Day. NCPA may apply a Participant’s share of the Security Account to the payment of all or any portion of an invoice issued to such Participant, provided that application of such funds from the Security Account shall not relieve the Participant from any late payment charges pursuant to Section 5.6.3. To the extent that NCPA applies funds from the Security Account to pay an amount due under an invoice, following receipt of payment of such invoice by the relevant Participant, NCPA shall deposit the relevant portion of the payment into the Security Account and credit such deposit to such Participant. 5.6.3 Late Payments. Any amount due and not paid by a Participant in accordance with Section 5.6.2 shall bear interest computed on a daily basis until paid at the lesser of (i) the per annum prime rate (or reference rate) of the Bank of America NT&SA then in effect, plus two percent (2%) or (ii) the maximum rate permitted by law. 5.7 Auditing and Settlement Data. 5.7.1 Settlement Data. NCPA will make metering and settlement data available to the Participants. Procedures and formats for the AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 3O provision of such data will be as established by the Participants and NCPA from 5.7.2 Audit Rights. Each Participant shall have the right to audit any data c~eated or maintained by NCPA pursuant to this Amended Agreement on thirty-one (31) days prior written notice (unless otherwise agreed by NCPA). All audit rights shall be exercised in accordance with the rules and procedures adopted by NCPA. 5.8 Revenue Covenant. Any failure of a Participant to meet its obligations hereunder or to cure such failure in a timely manner shai1 constitute a Default and the Defaulting Party shall be subject to such remedies of NCPA as provided for herein. Each Participant covenants and agrees (i) to continue to pay or advance to NCPA, from its elecVric department revenues only or, in the case of BART, its tariffs, fees or other sources of revenue provided that such sources shall not include any sums derived from sources the use of which is limited by law to expenditures other than operating expenses, its percentage share of the costs authorized by Participants in accordance with this Amended Agreement in connection with its participation in the Project. Each Participant further agrees that it will fix the rates and charges for services provided by its electric department, or in the case of BART, its general revenues, so that it will at all times have sufficient money in its department revenue funds to meet this obligation; (ii) to make payments under this Amended Agreement from the Revenues of, and as an operating AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 31 time to time. expense of, its Electric System; (iii) to make payments under this Amended Agreement whether or not there is an interruption in, interference with, or reduction or suspension of services provided under this Amended Agreement; such payments not being subject to any reduction, whether by offset or otherwise, and regardless of whether any dispute exists provided such interruption, interference or reduction in services is caused by forces constituting an Act of God and not reasonably contemplated by the Parties; and (iv) to operate its Electric System and the business in connection therewith in an efficient manner and at reasonable cost and to maintain its Electric System in good repair, working order, and condition. Section 6.Administration of Agreement. 6.1 General. NCPA has the sole overall responsibility and authority for the administration of this Amended Agreement. Any acts, decisions or approvals taken, made or sought by NCPA under this Amended Agreement shall be taken, made or sought, as applicable, in accordance with NCPA’s Constitutive Documents and Section 6.2. 6.2 Action by Participants. (a) Forum:Whenever any action anticipated by this Amended Agreement is required to be taken by the Participants, including but not limited to, the expressed authorization to add or to detract from the list of AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 32 Eligible Renewable Resources, such actions shall be taken at a reg-ular or special meeting of the NCPA Con~umission but shall be participated in only by those Commissioners, or their designated alternates, who are Participants. (b) 0uorum: A quorum at NCPA Commission meetings for purposes of acting upon matters relating to this Amended Agreement shall consist of Commissioners, or theLr designated alternates representing at least three Participants having a combined majority interest based upon Participation Percentages. Should the number of Participants choosing to Opt-Out of the procurement of an otherwise Eligible Renewable Resource reduce the number of remaining Participants to three or less, then a quorum shall consis[ of all remaining Participants. (c) Voting: Each Participant shall have the right to cast one vote with respect [o ma~ters pertaining to this Amended Agreement, wi~h a majority vote of the Participants required for action subject to the following exceptions] ii. Upon request of any Participant representative, the voting on an issue shall be by Participation Percentage with a 65% or more favorable vote from two or more Participants necessary to carry the action. After any decision related [o this Amended Agreement is taken by the affirmative vote of Participants holding Participation Percentages of less than 65%, the action can be reviewed and revised if a Participant gives notice of intention to seek such review and revision to NCPA and each of the other AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 33 iii. Participants within ten (10) days following the date on which such action was taken. Upon receipt of such a request for reconsideration, the chairman of the Commission shall agendize the matter for reconsideration at the next regular meeting of the Commission or at a special meeting if the circumstances so warrant. The action shall be upheld upon the affirmative vote of authorized representatives of two or more Participants holding at least 65% of the total Participafion Percentages. Any action taken upon reconsideration shall be final. Any one Participant may exercise its’ right to Opt-Out of an otherwise Eligible Renewable Resource acquisition without regard to the action of any other l~articipant. Any Participant who Opts-Out of an otherwise Eligible Resource shall abstain from voting thereafter as to issues relating to that resource. 6.3 NGP1° Oversight Committee. NCPA may seek input and recommendations from the Participants regarding performance under this Amended Agreement. Accordingly, the General Manager of NCPA may establish, in his discretion, a committee comprised of Participant Representatives which may meet from time to time. Such commi~ee shall be referred to as the NGPP Oversight Committee. The NGPP Oversight Committee may report to NCPA staff or the General Manager of NCPA, as the General Manager deems appropriate. The NG!PP Oversight Committee may adopt rules of procedure consistent with the provisions of this Amended Agreement as it deems appropriate. 6.4 ]Participant Representatives. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL IJ[ the General Manager Participant shall: (it) (iii} establishes an NGPP Oversight Committee, each Authorize and designate one representative ("Participant Representative"), and in its discretion, one or more alternates ("Designated Alternate") to serve on the NGPP Oversight Committee; Authorize its Participant Representative and Designated Alternates to vote on behalf of such Participant on recommendations on matters pertaining to this Amended Agreement; and Deliver to NCPA, written notice containing the name and contact information of such Participant’s ParVicipant Representative and Designated Alternate(s), if any. Section 7. Participants. Participation Percentage; Admission and Withdrawal of 7.1 Participation Percentages and Resource Allocation Percentages. The Participation Percentages and Resource Allocation Percentages of each Participant are as set forth in Exhibit A, as the same may be modified from time to time in accordance with the terms and conditions hereof. 7.2 Admission of New Participants. Following the Effective Date of this Amended Agreement, no Member ("Additional Member") may execute this Amended Agreement and become a Participant unless one or more of the Participants ("Allocating Participants") elect to allocate a portion of its Participant Percentage to such Member. Upon AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 35 ag-reement of the Allocating Participant and the Additional Member, the Additional Member shall deliver to NCPA and each other Participant the written agreement between the Additional Member and the Allocating Participant(s) indicating the agreed upon change in Participation Percentage(s), a counterpart of this Amended Agreement executed by the Additional Member, evidence that such agreements have been approved in accordance with its applicable Constitutive Documents and payment of such Member’s share of the Security Account. Any reduction in any Allocating Participant’s share of the Security Account shall be credited to the Allocating Participants in accordance with Section 5.5.2. Upon receipt of all required documents, NCPA shall provide to all an updated Exhibit A reflecting the revised ParticipationParticipants, Percentages. 7.3 Withdrawal of Participants. 7.3.1 Requirements and Process. Subsequent to the Effective Date of this Amended Agreement, any Participant may voluntarily withdraw from this Amended Agreement ("Withdrawing Participant")-upon written agreement with one or more Participants ("Adjusting Participant") to assume the Withdrawing Participant’s full Participation Percentage and provided further that such withdrawal does not violate any applicable financing conditions. The Withdrawing Participant shall provide notice of intent to withdraw to NCFA together with the applicable agreement between the Withdrawing Participant and the Adjusting Participant(s) regarding assumption AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 36 of the Withdrawing Participant’s Participation Percentage along with evidence that such a~eement was approved in accordance with applicable Constitutive Documents. Upon receipt of all required documents, NCPA shall send a revised Exhibit A to all Participants reflecting the new allocation of Participation Percentages. 7.3.2 Associated Costs. A Withdrawing Participant shall reimburse NCPA for any and all costs resulting from its withdrawal, including but not limited to the legal, accounting, and administrative costs of winding up and assuring the complete Participant’s obligations. 7.3.3 satisfaction and discharge of the Withdrawing No Effect on Prior Liabilities. Withdrawal by any Participant will not terminate any ongoing or un-discharged contingent liabilities or obligations resulting from this Amended Agreement until they are satisfied in full or such Withdrawing Participant has provided a mechanism reasonably acceptable to NCPA and the remaining Participants, for the satisfaction in full thereof. Section 8. Term and Termination. The term ("Term") of this Amended Agreement shall commence on the Effective Date and shall continue until (i) terminated by consent of all of the Participants that have not previously withdrawn from this Amended Agreement in accordance with Section 7.3 or otherwise voluntarily or involuntarily had their AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 37 participation in this Amended Agreement terminated or (ii) all NGPP Resources have been removed from the NGPP. Section 9. Default and Remedies 9.2 Events of Default. An event of default under this Amended Agreement shall exist with respect to a Party ("~efaulting Party") upon the occurrence of any one or more of the following: if any Party fails to make any payment when due hereunder five (5) Business Days after receipt of notice given by NCPA of such non-payment; or (ii)if any Party fails to perform any other covenant or obIigation under this Amended Agreement where such failure is not cured within ten (10) days following receipt of a notice from NCPA demanding cure (provided that this shall not apply to any failure to make payments (which is covered by Section 9.1 (i))); or (iii)if any representation or warranty of any Party material to the transactions contemplated hereby shall prove to have been false or misleading in any material respect when made and that Party does not cure the facts underlying such incorrect representation or warranty so that the representation or warranty is corrected, to the satisfaction to the other Participants, within ten (10) days of the date of receipt of notice from any other Party demanding cure; or (iv)if any Party is in default or in breach of any of its covenants under any other agreement with NCPA and such default or breach is not cured within the time periods specified in such agreement; or AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 38 (v)the failure of NCPA to perform any covenant or obligation under this Amended Agreement following a ten (10) day notice to cure by any non-defauIving Participant. 9.3 Cure of an Event of Default. An Event of Default shall be deemed cured only if such default shall be remedied within the time period specified in Section 9.1, above, as may be applicable after written notice has been sent to the Defaulting Party from NCPA specifying the default and demanding that the same be remedied provided that failure of a Party to provide such notice shall not be deemed a waiver of such default. If such default is not reasonably capable of cure within the applicable time period specified herein, then the default shall not be deemed an Event of Default if the Defaulting Party commences to remedy the default within the applicable time period specified herein and thereafter diligently pursues such remedy until such default is fully cured; provided, however, that in no event shall any Party be entitled to longer than thirty (30) days to cure an Event of Default with respect to any payment obligation under this Amended Agreement after receipt of written notice thereof. 9.3 Participation Rights of Defaulting Party. Notwithstanding anything herein to the contrary, upon the occurrence of an Event of Default and until such Event of Default is cured, the Participant that is the Defaulting Party shall not have the right to participate under Section 6.2 on any matter with respect to this Amended A~eement. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 39 9.4 Remedies in the ]{vent of Default. 9.4.1. Remedies of NCPA. Upon the occurrence of an Event of Default where a Participant is the Defaulting Party, without limiting its other rights or remedies available under this Amended Agreement, at law or in equity, and without constituting or resulting in a waiver, release or estoppeI of any right, action or cause of action NCPA may have against the Participant, NCPA may: (i)suspend the provision of services under this Amended Agreement to such Defaulting Party, including the delivery of electricity and other attributes of any NGPP Resources until the Event of Default is cured; (ii) (iii) demand that the Defaulting Party provide further assurances that it is ready, willing and able to meet its obligations under this Amended Agreement; and terminate this Amended Agreement as to the Defaulting Party on ten (10) days prior written notice to the Defaulting Party and following approval of the non-defaulting Participants; and (iv)Subject to limitations as otherwise referenced in this Amended Agreement, NCPA shall have the right, duty and obligation to pursue alI remedies under law or in equity against any Defaulting Participant in curing or mitigating such default. Any Defaulting Party shall remain liable under this Amended Agreement for any damages resulting from such default including damages resulting from subsequent purchases as authorized by this Amended Agreement. 9.4.2 Sale/Transfer of Participants Account Upon Default. Upon any default of a Participant caused by the failure of such Participant to pay any sums due, and provided that such default is not cured in a timely manner, AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 40 then NCPA shall use its best efforts to sell and ~ransfer for the defaulting Part~clpan s account all or a portion of the Part~clpant s capacity and,/or energy and/or Environmental Attributes for the remainder of the term of this Amended Agreement. The price to be paid to NCPA by the Non-Defaulting Participants for the Defaulting Participant’s capacity, energy, or environmental attributes shall be at cost as opposed to market price. The Defaulting party shall receive no compensation from such sale. Participant’s capacity, energy Notwithstanding that all or any portion of [he or envLronmentaI attributes is sold or transferred, the Participant shall remain liable for all of its obligations hereunder unless released therefrom by NCPA and the transferee upon assumption by the transferee. To the extent that any portion of the defaulting Participant’s capacity and/or energy is unable to be sold by NCPA, then the Participation Percentages of each non-defaulting Participant shall be automatically increased for the remaining term of this Amended Agreement pro-rata with those of the other non-defaulting Participants and the defaulting Participant’s Participation Percentage be reduced accordingly, but only for the purpose of computing the Percentages of the non-defaulting Participants. The sum of any increases of a non-defaulting Participant’s Participation Percentage shall not exceed twenty- five (25) percent of the non-defaulting Participant’s original Participation Percentage on an accumulated basis without the written consent of such non- defaulting Participant. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 41 9.4.3 Remedies of Participants. Upon the occurrence of an Event of Default, and following the applicable cure periods, where NCPA is the Defaulting Party, the Participants may, without limiting their other rights or remedies available under this Amended Agreement, at law or in equity, and without constituting or resulting in a waiver, release or estoppel of any right, action or cause of action the Participants may have against NCPA, terminate this Amended Agreement in whole, subject to the provisions of Section 9.5.4. 9.4.4 Special Covenants Regarding Security Account. In the event that a Participant’s balance in the Security Account is insufficient to cover all invoices for NGPP Project Costs sent to such Participant, then, without limiting NCPA’s other rights or remedies available under this Amended Agreement, at law or inequity, such Participant shall cooperate in good faith with NCPA and shall cure the default as rapidly as possible, on an emergency basis, taking all such action as is necessary, including, but not limited to, raising rates and charges to its customers to increase its Revenues to replenish its share of the Security Account as provided herein, drawing on its cash-on-hand and lines of credit, obtaining further assurances by way of credit support and letters of credit, and taking all such other action as will cure the default quickly. 9.5 Effect of Termination or Suspension. 9.5.1 Generally. The suspension or termination of this Amended Agreement will not terminate, waive, or otherwise discharge any AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 42 ongoing or undischarged liabilities, contingent liabilities or obligations arising from this Amended Agreement until such obligations are satisfied in rut1, and all of the costs incurred by NCPA in connection with such suspension or termination, including reasonable attorney fees, the fees and expenses of other experts, including auditors and accountants, other costs and expenses that NCPA is entitled to recover under this Amended Agreement, and other reasonable and necessary costs associated with any and all of the remedies, are paid in rut1. 9.5.2 Suspension by NCPA. If performance of all or any portion of this Amended Agreement is suspended by NCPA with respect to a Participant in accordance with Section 9.4.1 (i), such Participant shall pay any and all costs incurred by NCPA reasonable attorney fees, the fees as a result of such suspension and expenses of other experts, including including auditors and accountants, other reasonable and necessary costs associated with such suspension and any portion of the NGPP Project Costs that were not recovered from such Participant as a result of such suspension. 9.5.3 Termination by NCPA. If this Amended Agreement is terminated by NCPA with respect to a Participant in accordance with Section 9.4.1 (iii), (i) such Participant shall pay any and all costs incurred by NCPA as a result of such termination including reasonable attorney fees, the fees and expenses of other experts, including auditors and accountants, other reasonable and necessary costs associated with such suspension and any portion of the NGPP Project Costs that were not, or will not be, recovered from such Participant AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 43 as a result of such termination, and (ii) such Participant’s Participation Percentage shall be allocated among the remaining Participants in like manner as defined in Section 9.4.2; provided however, if NCPA terminates this Amended Ao~reement with respect to the last remaining Participant, then this Amended Agreement shall terminate. 9.5.4 Termination by Participants. If this Amended A~eement is terminated by all Participants in accordance with Section 9.4.3, or by unanimous consent of all of the Parties hereto, then the Participants shall pay to NCPA all previously unpaid NGPP Project Costs incurred as of the date of such termination, and following such termination, the Participants shall cooperate and act in good faith to negotiate and agree upon the method of allocating among the Participants in proportion to their respective Participation Percentages the costs and benefits of the NGPP Resources, all FPAs then in effect, and any financing agreements or commitments and any matters pertaining to the administration, management, control, operation and maintenance of the NGPP Resources. NCPA shall reasonably cooperate with the Participants in connection with implementing the foregoing and the Participants shall indemnify NCPA for any costs incurred in connection therewith, including reasonable attorney fees, fees and expenses of other experts, including auditors and accountants and other reasonable and necessary costs. If the Parties are unable to reach agreement as to the foregoing, then the Parties a~ee to submit the matter to mediation with a mutually agreed upon mediator, tf the Parties are still unable to reach agreement AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 44 following mediation, then the matter shall be submitted to binding arbitration subject to the ruIes of the American Arbitration Association, the costs of such arbitration being borne in proportion among the Parties according to their Participation Percentages. Section 10.Miscellaneous. 10.1 Confidentiality. The Participants and NCPA will keep confidential a!! confidential or trade secret information made available to them in connection with this Amended Agreement, to the extent possible, consistent with applicable laws, including the California Public Records Act and the California Constitution. It shall be the responsibility of the holder of the claim of confidentiality or trade secret to defend at its expense against any request that such information be disclosed. Confidential or trade secret information shall be marked or expressly identified as such. 10.2 Indemnification and Hold Harmless. Subject to the provisions of Section 10.4, each Participant agrees to indemnify, defend and hold harmless NCPA and its Members, including their respective entities governing officials, officers, agents, and employees, from and against any and all claims, suits, losses, costs, damages, expenses and liability of any kind or nature, including reasonable attorneys’ fees and the costs of litigation, including experts ("Claims"), to the extent caused by any acts, omissions, breach of AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 45 contract, negligence (active or passive), gross negligence, recklessness, or willful misconduct of a Participant, its governing officials, officers, employees, subcontractors or agents, to the maximum extent permitted by law. l 0.3 Several Liabilities. No Participant shall be liable under this Amended Agreement for the obligations of any other Participant, and each Participant shall be solely responsible and liable for performance of its obligations under this Amended Agreement, except as otherwise provided for herein, and the obligation of each Participant under this Amended Agreement is a several obligation and not a joint obligation with those of the other Participants. 10.4 No ConsequentiaiDamages. FOR ANY BREACH OF ANY PROVISION OF THIS AMENDED AGREEMENT FOR WHICH AN EXPRESS REMEDY OR MEASURE OF DAMAGES IS PROVIDED IN THIS AMENDED AGREEMENT, THE LIABILITY OF THE DEFAULTING PARTY SHALL BE LIMITED AS SET FORTH IN SUCH PROVISION, AND ALL OTHER DAMAGES OR REMEDIES ARE HEREBY WAIVED. IF NO REMEDY OR MEASURE OF DAMAGE IS EXPRESSLY PROVIDED, THE LIABILITY OF THE DEFAULTING PARTY SHALL BE LIMITED TO ACTUAL DAMAGES ONLY AND ALL OTHER DAMAGES AND REMEDIES ARE HEREBY WAIVED. IN NO EVENT SHALL NCPA OR ANY AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 46 PARTICIPANT OR THEIR RESPECTIVE SUCCESSORS, ASSIGNS, REPRESENTATIVES, DIRECTORS, OFFICERS, AGENTS, OR EMPLOYEES BE LIABLE FOR ANY LOST PROFITS, CONSEQUENTIAL, SPECIAL, EXEMPLARY, INDIRECT, PUNITIVE OR INCIDENTAL LOSSES OR DAMAGES, INCLUDING LOSS OF USE, LOSS OF GOODWILL, LOST REVENUES, LOSS OF PROFIT OR LOSS OF CONTRACTS EVEN IF SUCH PARTY HAS BEEN ADVISED OF THE POSSIBILITY OF SUCH DAMAGES, AND NCPA AND EACH PARTICIPANT EACH HEREBY RELEASES EACH OTHER AND EACH OF SUCH PERSONS FROM ANY SUCH LIABILITY. 10.5 Amendments. Except where this Amended Agreement specifically provides otherwise, this Amended Agreement may be amended only by a written instrument executed by the Parties with the same formality as Notwithstanding the above, the Parties hereby this Amended Agreement. agree that the Participants, through their respective NCPA Commission representatives, have the discretion to modify the provisions of the following Exhibits pursuant to Section 6.2: A (Participation Percentages and Resource Allocation Percentages), C (Approved Resource Schedules), and G (Form of Power Purchase Agreement). The Parties further agree that the NCPA General Manager has the discretion to modify the provisions of Exhibits B (Form of Resource Schedule) and F (Form of Request for Proposals). AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 47 10.6 Severability. In the event that any of the terms, covenants or conditions of this Amended Agreement or the ~pplication of any such term, covenant or condition, shall be held invalid as to any person or circumstance by any court having jurisdiction, all other terms, covenants or conditions of this Amended Agreement and their application shall not be affected thereby, but shall remain in force and effect unless the court holds that such provisions are not severable from all other provisions of this Amended Agreement. 10.7 Governing Law. This Amended Agreement shall be interpreted, governed by, and construed under the laws of the State of California. 10.8 Headings~ All indices, titles, subject headings, section titles and similar items are provided for the purpose of convenience and are not intended to be inclusive, definitive, or affect the meaning of the contents of this Amended Agreement or the scope I 0.9 Notices. Any notice, demand or request required or authorized by this Amended Agreement to be given to any Party shall be in writing, and shall either be personally delivered to the Participant Representative and the secretary of the Commission or transmitted to the Participant and the secretary at the address AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 48 thereof. shown on the signature pages hereof. The designation of such address may be changed at any time by written notice given to the secretary of the Commission who shall thereupon give writlen notice of such change to each ]Participant. Any notices required hereunder shall also be delivered to Participant’s Commissioner. I0.I 0 Warranty of Authority. Each Participant, and I’qCPA, represents and warrants that it has been duly authorized by all requisite approval and action to execute and deliver this Amended Agreement and that this Amended Agreement is a binding, legal, and valid agreement enforceable in accordance with its terms as to the Participant and as to NCPA. Upon the execution of this Amended Agreement, each Participant shall deliver to NCPA evidence of such Participant’s authority to enter into this Amended Agreement and that such authority was exercised in accordance with such Participant’s Constitutive Documents. I0.i I Counterparts. This Amended Agreement may be executed in any number of counterparts, and each executed counterpart shall have the same force and effect as an original instrument and as ff all the signatories to all of the counterparts had signed the same instrument. Any signature page of this Amended Agreement may be detached from any counterpart of this Amended Agreement without impairing the legal effect of any signatures thereon, and may be attached to another counterpart of this Amended Agreement identical in form hereto but having attached to it one or more signature pages. AIr, ENDED THIRD PHASE AGREENfENT - NCPA GREEN POWER POOL 49 10.12 Assignment. Except as provided by Section 7, no Farticipant may assign or otherwise transfer all or any portion of its Participation Percentage or any other rights and obligations under this Amended Ag-reement without the express written consent of NCPA. 10.13 List of Exhibits. The Exhibits referenced herein shal! be denoted as follows: Exhibit A - Exhibit B - Exhibit C - Exhibit D - Exhibit E - Exhibit F - Exhibit G - Participation Percentages and Resource Acquisition Percentages Form of Resource Schedule Approved Resource Schedules Intentionally Omitted Intentionally Omitted Form of Request for Proposals Form of Power Purchase Agreement AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 50 IN WITNESS WHEREOF, each Participant has executed this Amended Azreement with the approval of its governing body-, and NCPA has authorized this Amended Azreement in accordance with the authorization of its Commission. NORTHERN CALIFORNIA POWER AGENCY 180 Cirby Way Roseville, CA 95678 916-781-3636 916-783-7693 fax BAY AREA RAPID TRANSIT PO Box 12688 Oakland, CA 94604-2688 510-464-6435 510-464-6118 fax By: Its: By: Its: Approved as to form: By:, Its: A~tornev Approved as to form: By: Its: Attorney AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 51 CITY OF HEALDSBURG 401 Grove Street Healdsburg, CA 95448 707-431-3317 707-431-3321 fax CITY OF LOMPOC PO Box 8001 Lompoc, CA 93438-8001 805-736-1261 805-736-5347 fax By: Its: By: Its: Approved as to form: By: Its: Attorney Approved as to form: By: Its: Attorney CITY OF PALO ALTO PO Box 10250 Palo Alto, CA 94303-0862 650-329-2273 650-321-0651 fax PLUMAS SIERRA REC 73233 State Hwy 70 Portola, CA 96122-7069 530-832-4261 530-832-6070 fax By: Its: By: Its: Approved as to form: By: Its: Attornev Approved as to form: By: Its: Attorney AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 52 CITY OF SANTA CLARA 1500 Warburton Avenue Santa Clara, CA 95050 408-615-2250 408-241-6771 fax CITY OF UKIAH 300 Seminary Avenue Ukiah, CA 95482 707-463-6200 707-463-6204 fax By: Its: By: Its: Approved as to form: By: Its: A~tornev Approved as to form: By: Its: Attorne .v CITY OF LODI 221 West Pine St. Lodi, CA 95240 209-333-6702 209-333-6807 fax By: Its: Approved as to form: By: Its: Attorney AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 53 Exhibit A Project Participation Percentages And Resource Allocation Percentages Participant Alameda BART Biggs Gridley Healdsburg Lassen Lodi Lompoc Palo Alto Plumas Port of Oakland Redding Roseville SVP TID Truckee Donner Ukiah Total Annual aMW aMW = Capacity in Average MW Participant Election (aMW)* 2.0 5.0 5.0 15.0 2.0 25.0 Participation PerF,entage 10.9375% 3.1250% 7,8125% 7,8125% 23,4375% 3,1250% 39.0625% 3.0 4.6875% 64.0 100,0000% AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 54 Exhibit A-1 Resource Allocation Percentage Table AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 55 Exhibit B Form of Resource Schedule Location" Fuel / Technology Size " Type of Procurement Estimated Costs ¯ Key Milestone Dates (such as commercial operation date and delivery period): Definitive Agreement(s) " Proposed Budget- Proposed Mechanism for Financing the Procurement " Other Notes and Underlying assumptions ¯ AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 56 Exhibit C Approved Resource Schedules The Resource Schedule submitted in connection with opting out of or approving a Proposed Resource under Section 3 will be added to this Exhibit following approval of such proposed Resource in accordance with Sections 3.2 and 3.4 respectively. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 57 Exhibit D IntentionaiIj Omitted AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 58 Exhibit E Intentionally Omitted AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 59 Exhibit F Pro Forma Request for Proposals CPA ~ NORTHERN CALIFORNIA POWER AGENCY REQUEST for PROPOSALS For RENEWABLE ELECTRIC PO~VER SUPPLY PROPOSALS (PPT) RFP Issue Date: Response Deadline: September 25, 2006 October 25, 2006, 5:00pro Pacific Prevailing Time Section 7. PURPOSE AND SCOPE The Northern California Power Agency (NCPA) is accepting proposals for Eligible Renewable Resources and Landfill Gas supplies to meet the expected long-term electric power needs of its Members. This RFP is limited to those parties who currently have rights in, own, or propose to develop, an Eligible Renewable Resource electric generating facility(ies) or, own and operate landfill facilities. NCPA may procure power supply resources or landfill gas supplies from those Respondents whose proposals, in NCPA’s sole judgment, represent the greatest value to the NCPA Members when compared with other options available to NCPA. The issuance of this Request For Proposals (RFP) does not constitute a commitment by NCPA or its Members to purchase such resources from any source. NCPA reserves the AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 60 right to revise, suspend or terminate this RFP and any schedule related thereto at its sole discretion without liability to any Respondent. Section 8. DESCRIPTION OF NCPA NCPA is a nonprofit California joint powers agency established in 1968. Its Members are: the cities of Alameda, Bay Area Rapid Transit District, Biggs, Gridley, Healdsburg, Lodi, Lompoc, Palo Alto, Redding, Roseville, Santa Clara, Ukiah, the Port of Oakland, the Truckee Donner Public Utility District, and the Turlock Irrigation District; and three Associate Members: Lassen Municipal Utility District, Placer County Water Agency, and the Plumas-Sierra Rural Electric Cooperative. These Members serve nearly 700,000 electric consumers in Central and Northern California. Attachment 5 displays the locations of each NCPA Member and jointly owned resources. As a CAISO Schedule Coordinator, NCPA makes arrangements for physical power deliveries to its Members through the CAISO Grid. In addition, NCPA’s members hold additional transmission-related rights through other pre-existing contracts. In Fiscal Year 2004-05, NCPA Members met peak demands of 1960 megawatts (MW) and supplied 9400 gigawatt-hours (GWh) of energy. To meet these loads, NCPA Members own and operate geothermal generation located in the Geysers region of California, multiple hydroelectric facilities, gas fired combustion turbines (CTs) located in five Members’ service areas, miscellaneous small projects, numerous existing power supply contracts (including renewable sources such as wind and landfill gas purchased via NCPA’s 2003 Renewable Electric Power Supply RFP) and Western Area Power Administration (Western) contracts for capacity and associated energy. Those Members participating in this RFP have the exclusive authority to set retail rates sufficient to cover power purchase obligations, with the exception of BART, which has tariffs, fees or other sources of revenue except as such may be limited by law. Power purchase contracts between NCPA and third parties are not subject to prudence review by state regulatory agencies and may be enforced according to their terms, in accordance with California law. The California Public Utilities Commission lacks jurisdiction over the power purchase contracts of such NCPA Members. Contracts to be executed as a result of this RFP are intended as binding legal agreements enforceable in the California courts. With the exception of BART, each NCPA Member, participating in this RFP, operates its own electric system as an enterprise and special fund and such members are obligated to establish and collect fees and charges for electricity furnished through its electric system sufficient to pay any and all amounts payable from electric system revenues, which include amounts of capacity or energy, or both, furnished pursuant to an agreement entered into as a result of this RFP. BART shall generate revenues sufficient to cover its obligations under an agreement through tariffs, fees or other sources of revenue except AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 61 through such sources which may be limited by law. Fees and charges for electricity furnished through each NCPA Member’s electric system are not considered taxes and are thus not subject to California tax and voter approved provisions such as Propositions 13, 62, and 218. Section 9. DESCRIPTION OF REQUEST A) Electric Power Supply NCPA will accept long-term contract or equity position proposals for renewable electric power supply resources which include, but may not be limited to: biomass, biodiesel, fuel cells using renewable fuels, digester gas, geothermal, landfill gas, municipal solid waste, ocean wave, ocean thermai, tidai current, waste tire, waste gasification (various fuels), solar (thermal), solar (photovoltaic), wind, or small hydro(30MW or less) which are (a) located within California, (b) are located outside of California and have their first point of intercormection with the Western Electricity Coordinating Council transmission system located within California or (c) are located outside of California but deliver electricity to a substation or node within California. Respondents may submit proposals that specify an energy source other than one of those listed above. Any Respondent, who chooses to propose an energy source not on the above list, must provide adequate documentation in its proposal which identifies the fuel source as Eiigible Renewable. After verification of the proposal as an Eligible Renewable Resource project, NCPA, in its sole discretion, will make a determination as to the suitability of the proposal for this RFP process. NCPA will not accept proposals for renewable resources that are separated from their Renewable Energy Credits/Attributes (REC) and offered only as an energy transaction. Additionally, this RFP is limited to generating facilities that have an installed capacity as follows: PV Solar facilities directly connected to the distribution system of a participating NCPA Member: 10kW or larger, b)Other facilities directly connected to the distribution system of a participating NCPA Member: 100kW or larger, c)All other facilities:1MW or larger. Depending on the value and type of proposals received, NCPA could accept, from one or more proposals, up to a total of 79aMW. [Average MW(aMW) - For example, 100MW of installed wind capacity at 32% annual capacity factor would be equivalent to 32aMW.] B) Power Purchase Agreement (PPA) for Electric Power Supply AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 62 NCPA has prepared a pro-forma PPA (Attachment 4) for the purchase of renewable energy and associate,J environmental attributes. The PPA and associated Addenda contemplate the transfer of both renewable energy and RECs. Any proposal made for the sale of both renewable energy and associated RECs must be made by the Respondent with the assumption that the pro-forma will be the basis for any definitive agreements between the.Respondent and NCPA. Capitalized terms used in this RFP and not otherwise defined have the meanings given to them in the PPA. Respondents should review the pro-forma PPA to have a full understanding of this RFP. Any executed agreement for the purchase of Eligible Renewable Resource energy will be presented to the NCPA Commission and will be subject to the approval of the Commission and any other applicable authorities that have jurisdiction over any or all of the subject matter. NCPA reserves the right to update, modify, or revise any or all of the terms and conditions contained in the pro-forma PPA and associated addenda. C) Landfill Gas NCPA vdll also accept long-term contract proposals for the use of landfill gas supplies to be transferred to NCPA at the point of delivery for use as fuel for the generation of electric power. Such generation will be produced by an NCPA owned, built, and operated electric generation plant. Section 10. SECURITY NCPA vvill not post security, collateral, or other assurances for credit, purposes for any reason whatsoever prior to or during the term of any agreement arising from this RFP. Proposals that include or are contingent on NCPA providing security, collateral, or other assurances will be deemed non-responsive and will not be considered. Section 11. PROPOSAL SUBMITTAL All responses, questions and communications shall be submitted to the following email address, NCPAGreenRFP2006(£ncpa.com., using the appropriate Stage 1 Proposal Questionnaire AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 63 You may also direct questions to: Dana W. Oriffith Power Coordination and Planning Engineer Tel: 916-781-3636 Fax: 916-783-7693 The following table summarizes the attachments to be provided to NCPA by Proposers: Forms to be filled out by: Electric Landfill Generation Owners X X X X Attachment I Descr,!pti0n ,, la I Electric Generation Proposal ..... lb ! Electric Generation Proposal Data Surn~ary X X 2a Landfill Gas Proposal 2b .........I Landfill Gas Proposal Data Summary 3a Electric Generation Proposer - Waiver and Acknowledgement 3b Landfill Gas Proposer - Waiver and Acknowledgement 4 }PPA for Electric Generation 5 ! NCPA Member and Project,, M,,~p NCPA, in its sole discretion, may reject any late or non-responsive proposal. NCPA must receive all proposals with the appropriate attachments by eIectronic e-mai! no later than 5:00 p.m. (PPT) on October 25, 2006. A hard copy of the proposal is not required; however, Respondents may also send a hard copy of the proposal and/or other supporting documents to NCPA no later than 5:00 p.m. (PPT) October 26, 2006. Each proposal package submitted in response to this RFP shall contain only one proposal. Respondents may submit more than one proposal in separate proposal packages. Proposals, including proposed prices, will remain binding on the Respondent through the date of completion of negotiations and the NCPA Commission approval process (120 days). A duly authorized officer of the Respondent must sign the proposal. None of the material received by NCPA from the Respondent in response to this RFP will be returned to Respondent. All materials and proposals submitted by the Respondent will become the property of NCPA and may be used by NCPA for the purpose of evaluating proposals, executing any agreements, regulatory hearings, and administering any resulting definitive agreements. All responses that may arise from this RFP are considered commitments for use in developing the agreement between NCPA and the Respondent. Any and all proposals in respect of a landfill gas-fired electricity generating facility or landfill gas supply shall include, as the first page of the proposal, an executed Attachment 3a or Attachment 3b, whichever is applicable. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 64 Section 12. EVALUATION PROCESS The RFP evaluation process will be completed in two stages. The first stage includes the submission of the Stage 1 Proposal Questionnaire (Attachments 1, 2 and 3), an initial screening by NCPA, and a preliminary evaluation by NCPA. NCPA will perform an initial screening to identify and eliminate any proposal that is non- responsive to the RFP, does not meet the minimum requirements set forth in the RFP, is clearly not economically competitive with other proposals, or is submitted by a Respondent that lacks appropriate creditworthiness, sufficient financial resources, or qualifications to provide dependable and reliable service. NCPA will then perform a preliminary evaluation of the remaining proposals and rank their value relative to other proposals as well as al! other available options. NCPA expects the initial screening and proposal evaluation process will take approximately six weeks after the date of closing for submission of complete proposals; however, the timeline will depend on the number and complexity of proposals received. After the initial screening and evaluation process, NCPA will noti~ each Respondent of its status. Respondents will be notified whether their proposal is on the "Short List", "Secondary List", or listed as "Not Considered at this Time". The Stage 2 process may include presentations to NCPA and the participating NCPA Members, verification of certain key Proposal data, and reviews of other issues as needed. Any Respondent who is notified that its proposal meets the Stage ! criteria and is advanced to the "Short List" wi!l be advised of the due date for any additional Stage 2 questions. NCPA may request that Respondents complete supplemental questionnaires and/or meet for oral interviews at any stage of the RFP process. Respondents failing to provide information, deemed necessary by NCPA to adequately review a proposal, may be eliminated from further consideration at any stage or time during the RFP process. Section 13. EVALUATION CRITERIA NCPA will, in its sole discretion, evaluate responsive proposals to determine which proposals are likely to provide the greatest overall value to its Member utilities. All proposals will be evaluated based on factors that include, but are not limited to: proposal term, technology, energy source, location, delivery point, status, timeline, .joint action partners, environmental benefits as well as Respondent’s experience, public credit rating, financial stability, extent of off-balance sheet financing, product price and terms, delivery, service levels, and other relevant criteria. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 65 In addition, depending on the project being proposed, proximity to load may have value to certain NCPA Members. Those Members may be interested in being a host or assisting in direct connection to their distribution grid. Evaluations will be based on information provided during the two-stage R.FP process, possible oral interviews with the Respondent, mail or email requests, information already known by NCPA, and other publicly available information. All determinations made by NCPA with respect to any Respondent or its proposal, including the determinations described in this RFP, shall be made by NCPA in its sole discretion and without liability. No debriefings wil! be provided as these determinations will be final and are not subject to review. Section 14. GENERAL PROVISIONS If the Respondent so specifies and clearly identifies portions of its proposal as. ~PROPRJETAR¥ AND CONFIDENTIAL", NCPA will make reasonable efforts to treat the marked portions as confidential information. Such information may, however, be made available under applicable State or Federal law. NCPA also reserves the right to release such information to its agents, contractors, or Member utilities for the purpose of evaluating a Respondent’s proposal. Such agents, contractors and Member utilities will be required to observe the same care with respect to disclosure as NCPA. Under no circumstances will NCPA, its Commission, managers, agents, contractors or Member utilities, be liable for any damages resulting from any disclosure of Respondent’s claimed confidential information during or after this R.FP process. Although NCPA is interested in meeting its needs by acquiring resources that provide the greatest value to its Members, evaluation of a proposal does not constitute a commitment by NCPA to purchase energy and/or capacity from any source. NCPA Members and NCPA are not obligated in any way to proceed with this RFP or consider or enter into any agreement or undertake any liability to any Respondent in connection with this RFP and any and all proposals, whether qualified or not, may be rejected without any liability whatsoever to any Respondent on the part of NCPA or any NCPA Member. NCPA shall not be responsible for any costs incurred by Respondent to prepare, submit, negotiate, contract, or participate in this RFP process. Those Respondents who submit proposals agree to do so without legal recourse against NCPA, its Commission, managers, agents, contractors or Member utilities for rejection of their proposai(s) or for failure to execute an agreement for any reason. NCPA shall not be liable to any Respondent or party at law or in equity for any reason whatsoever for any acts or omissions arising out of or in connection with this RFP. By submitting its proposal, each Respondent waives any right to challenge any valuation by NCPA of any proposal of any Respondent or any determination of NCPA to select or reject any proposal of any Respondent or take any action contemplated by this RFP, including any AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 66 right of a Respondent to intervene in any governing body proceeding for the purpose of protesting the selection or rejection of any proposal, any other decision of NCPA contemplated by this RFP or any resulting agreement related to a selected proposal. Each Respondent, in submitting its proposal, irrevocably agrees and acknowledges that it is making its proposal subject to and in agreement with the terms of this RFP and agrees that NCPA shall be entitled to specific performance of its rights hereunder and injunctive relief. AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 67 Exhibit G Pro Forma Power Purchase Agreement (PPA) AMENDED THIRD PHASE AGREEMENT - NCPA GREEN POWER POOL 68 ATTACHMENT C RESOLUTION NO. 8632 .RESOLUTION OF THE COUNCIL OF THE CITY OF PALO ALTO APPROVING THE NORTHERN CALIFORNIA POWER AGENCY GREEN POWER PROJECT (NGPP)THIRD PHASE AGREEMENT AND PARTICIPATION OF THE CITY OF PALO ALTO IN THE NGPP TO FACILITATE THE PURCHASE OF RENEWABLE ENERGY OF UP TO 15 AVERAGE MEGAWATTS OF ENERGY OVER 25 YEARS AT AN ESTIMATED COST OF UP TO $230 MILLION (IN 2006 DOLLARS) WHEREAS, the City of Palo Alto ("City"), a municipal utility and a chartered city, is a member of the Northern California Power Agency ("NCPA") ; and WHEREAS, the City, along with other members of NCPA, desires to Collectively contract for or develop renewable energy resources to meet customer electrical loads; and WHEREAS, the City, by entering into the NGPP Third Phase Agreement ("Agreement"), will be able to meet the City’s Long Term Electricity Acquisition Plan ("LEAP") targets for renewable energy, reduce reliance on fossil fuels and their associated fuel price volatilities, assist the State of California in meeting its renewable energy goals, lower the delivery risk by spreading energy deliveries across multiple projects, avoid a duplication of efforts, and achieve economies of scale; and WHEREAS, on June-22, 2006, the NCPA Commission approved Resolution No. 06-26, authorizing the creation of the NGPP Program and the Agreement for Participating Members to purchase green energy from NCPA; and WHEREAS, NCPA is ready, willing and able to enter into power purchase agreements on behalf of its participating members, and it will efficiently and effectively assist in meeting its participating members’ goals; and WHEREAS, the City is ready, willing and able to purchase such renewable energy supplies through NCPA power purchase agreements with suppliers; NOW, THEREFORE, the Council of the City of Palo Alto does hereby RESOLVE as follows: SECTION 1. The Council hereby approves the Northern California Power Agency Green Power Project Third Phase Agreement, including the delegation of authority to amend exhibits to the Agreement,as set forth in section 10.5 of the Agreement, and also approves the City of Palo Alto’ s participation in the Agreement for the purchase of renewable energy of up to 15 average megawatts of energy, within an average procurement price cap of $70/MWh (in 2006 dollars) and a maximum .contract price of $250/MWh for any single resource added 1 060703 cs 0072736 to the NGPP. The total cost of renewable energy purchases under this Agreement over 25 years could be up to $230 million (in 2006 dollars) or $310 million (in nominal dollars) over 25 years. SECTION 2. With respect to the Agreement, the Council hereby waives the creditworthiness terms and conditions requirements of the Palo Alto Municipal Code section 2.30.340(d) . SECTION 3. The Council finds that the adoption of this resolution does not constitute a project under the California Environmental Quality Act and the CEQA Guidelines and, therefore, no environment assessment-is required. INTRODUCED AND PASSED: July 17, 2006 AYES:BARTON, BEECHAM, CORDELL, DREKMEIER, KISHIMOTO, KLEIN, KLEINBERG, MORTON, MOSSAR NOES: ABSENT: ABSTENTIONS City Clerk APPROVED AS TO FORM: Senior Asst. City Attorney APPROVED: Manager Director of~ilities .Service~ 060703 cs 0072736 BE IT FURTHER RESOLVED that the Commission approves the Amended NGPP Third Phase Agreement and authorizes the General Manager to execute it on behalf of NCPA with such non-substantive changes as may be approved by the NCPA General Counsel. PASSED, ADOPTED and APPROVED this 29th day of November 2007, by the following vote on roll call: Vote Alameda BART Biggs Gridley Healdsburg Lodi Lompoc Palo Alto Port of Oakland Redding Roseville Santa Clara Truckee Donner Turlock Ukiah Plumas-Sierra PATRICK KOLSTAD CHAIRMAN Abstained Absent ATTEST: DENISE DOW ASSISTANT SECRETARY