HomeMy WebLinkAboutStaff Report 296-07of Palo Alto
C ty Manager’s ep rt
TO:
ATTN:
FROM:
DATE:
SUBJECT:
HONORABLE CITY COUNCIL
POLICY AND SERVICES COMMITTEE 3
CITY MANAGER DEPARTMENT: COMMUNITY SERVICES
JULY 9, 2007 CMR: 296:07
REFERRAL TO POLICY AND SERVICES COMMITTEE HUMAN
RELATIONS COMMISSION RECOMMENDATION TO THE CITY
COUNCIL TO DESIGNATE THE PALO ALTO MEDIATION PROGRAM
AS A CITY CONTRACTOR FOR MANDATORY RESPONSE
MEDIATION SERVICES
RECOMMENDATION
The Hmnan Relations Conmaission (HRC) requests that the City Council refer to the Policy and
Services Committee its recommendations to designate the Palo Alto Mediation Prouam as a
City contractor who implements the City’s Mandatory Response to Request for Discussion of
Disputes between Landlords and Tenants Ordinance.
BACKGROUND
During its March 20 and April 12 meetings, the HRC heard testimony from the Palo Alto
Mediation Program mediators and staff from the Project Sentinel Pro~am that administers the
Palo Alto Mediation Program requesting that they should not be apart of the Human Services
Resource Allocation Process (HSRAP) . They stated that they m’e designated to operate and
implement a City ordinance, the Mandatory Response to Request for Discussion of Disputes
between Landlords mad Tenants Ordinance. Therefore, they should be considered a City
contractor and not have to compete for City HSRAP funding. They stated that they are
providing a direct service for the City of Palo Alto and if they were not in place, City staff would
have to implement the ordinance.
The Mandatory Response to Request for Discussion of Disputes between Landlords and Tenants
Ordinance was approved on October 15, 2001 by the City Council. The adopted ordinance
provides for a mandatory discussion of disputes between landlords and tenants which provides
for a neutral forum for discussing issues, including but not limited to rent increases. Either a
tenant or a landlord may initiate a meeting with the Palo Alto Mediation Program. The Palo Alto
Mediation Program schedules the meeting and both parties are required to appear and listen to a
mediator read an opening statement as to the purpose of the meeting. Then either party may
leave the meeting. In almost 98 percent of the cases, the two parties stay for the mediation
session. The ordinance also requires landlords to provide written notification to tenants about
CMR: 296:07 Page ! of 2
their rights and responsibilities and eliminates the exemption of condominiums from this
ordinance. Th~ ordinance applies to landlords having more than one single-fanily home rental.
BOARD/COMMISSION REVIEW AND RECOMMENDATION
At its March 20 aid April 12 meetings, the HRC discussed and made a recommendation to the
City Council requesting that the City Council refer to the Policy and Services Committee its
recommendation that City Council approve the designation of the Palo Alto Mediation Program
as a City contractor who implements the City’s Mandatory Response to Request for Discussion
of Disputes between Landlords and Tenants Ordinance.
RESOURCE IMPACT
The impact to City Staff will be implementing a Request for Proposals for the administration
services and drafting a final contract for the agency awarded the mandatory mediation services
contract to administer the Palo Alto Mediation Program. Staff would also modify the HSRAP
and Human Services budget by na~sferring $66,805 from the HSRAP fund into the Human
Services budget for contract services.
ATTACHMENTS
Attactm~em A: The Mandatory Response to Request for Discussion of Disputes between
Landlords and Tenaats Ordinance
PREPARED BY:
Div~ision anager, Cubberley Center & Human
Services
DEPARTMENT HEAD:
Assistant City Manager
CMR: 296:07 Page 2 of 2
ORDINANCE NO. 4728
ORDiNA-NCE OF THE COUNCIL OF THE CITY OF PALO
ALTO ADDING CPIAPTER 9.72 TO TITLE 9 [PUBLIC
PEACE, MOR-~ S Ab-D SAFETY] OF THE PALO ALTO
MVNICIPAL CODE REheATING TO Y~NDATORY RESPONSE TO
REQ~ST FOR DISCUSSION OF DISPUTES BETWEEN
L~_~-DLORDS ~i~q3 TENANTS
The Council of the City of Palo Alto does ORDAIN as
fol!ows:
SECTION i. Chapter 9.72 is hereby added to Title 9
[Public Peace, Morals And Safety] of the Pa!o Alto Municipal
Code to read as fol!ows:
CHAPTER 9°72
M_A-NDATORY RESPONSE TO REQUEST FOR DISCUSSION OF DISPUTES BETWEEN
LANDLORDS AND TENANTS
9.72.010 Purposes and Findings.
declares as follows:
The City Council finds and
(a) There is an imbalance between the supply of and
demand for rental housing in the City of Paio A!to. The
imbalance is the result of both a shortage of rental housing and
overwhelming market demand.
(b) The imbalance between supply and demand creates
an imbalance of bargaining power between landlords and tenants.
(c) As a result of these market and bargaining power
imbalances, Pa!o Alto tenants may be unwilling or unable to
assert their lega! rights and other concerns to their land!ords.
(d) Communication between landlords and tenants is
impaired as a result. Moreover, the Palo Alto renta! housing
market is less responsive to the needs of tenants because
"customer service" is not needed to attract and retain tenants.
(e) These impacts are detrimenta! to the health,
safety and general welfare of Palo Alto and the surrounding
region because the stability, security and quality of housing
opportunities are reduced.
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(f) These impacts can be reduced by improving
communications between landlords and tenants through a fair and
reliable process for the conciliation and mediation of disputes.
(g) Because effective communication must be "two-
way," it is essentia! that all affected parties be required to
participate in mediated dispute resolution.
(h) In order to further assure improved
communications it is necessary to protect the parties to
mediation from retaliation for exercising the rights afforded by
this chapter.
(i) The City Council recognizes that it is important
to monitor and improve the processes established in this chapter
on a periodic basis.
9.72.020 Mandatory Discussion of Rental Housing Disputes.
Al! persons (land!ords and tenants) residing in, owning,
or managing residentia! rental property to which this chapter
applies shal! participate in the conciliation and mediation of
rental housing disputes as provided in this chapter. The
definitions applicable to this chapter appear in Section
9.72.080.
9.72.030 Applicability.
This chapter shall apply to residential rental property
as fol!ows:
(a) Any residential rental property containing two or
more dwelling units, except two-unit residential rental property
in which one of the units is o~er-occupied or
(b) Any residential rental property that is orbed by
a person or legal entity that owns two or more residential
rental properties within the City.
9.72.040 Dispute Resolution Process°
(a) Any tenant or landlord may request mandatory
discussion of rental housing disputes by filing a written
request for dispute resolution within 21 days of learning the
facts that give rise to the dispute. The request must be filed
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with the City’s Facilitation Administrator, and must provide
enough factua! information to outline the basic issue or issues
being raised.
(b) Within 7 days of receiving a written request for
dispute resolution, the Facilitation Administrator will notify
both tenant and landlord that a case has been opened and wil!
provide a copy of the request to the responding party. The
Facilitation Administrator will also initiate a conciliation
process, to be undertaken by the Facilitation Administrator,
other City staff, or a Mediator, before mediation.is scheduled.
(c) The Facilitation Administrator will not open
dispute resolution, or will order dispute resolution closed,
when it is clear from the written request that there is no
substantial factua! basis for the dispute, or when the~dispute
involves the actions or behavior of persons, or conditions, that
are not within the control or responsibility of the parties; or
when the dispute is frivolous, malicious or vexatious; or when
further proceedings are not, in the sole judgment of the
Facilitation Administrator, likely to be productive. Both
parties will be notified of the Facilitation Administrator’s
action and shall have access to the case summary forms used by
the Facilitation Administrator, which will not contain any
confidential communications from the parties. The Facilitation
Administrator wil! also order dispute resolution c!osed if the
parties agree to engage a mediator of their own choice, so long
as the party who requests the mediator agrees in writing to bear
al! costs related to that service.
(d) The Facilitation Administrator wi!l promptly
assign the request to a mediator who will contact all relevant
parties to conciliate and mediate the dispute. The Facilitation
Administrator shall have the authority to combine different
disputes or different parties in the interest of efficiently
addressing the disputes, provided that any party may, for
reasons of confidentiality or otherwise, opt out of a combined
mediation involving more than one tenant or landlord by
notifying the Facilitation Administrator. A!l communications
between the Facilitation Administrator and the parties as wel!
as between the mediator or conciliator and the parties shal! be
confidentia! and subject to the confidentiality guarantees set
forth in California Evidence Code sections 703.5 and 1115-1128,
as they may be amended or superseded. The mediator assigned to
the case wil! promptly investigate and if necessary disclose any
conflict of interest or potentia! conflict of interest to the
parties as soon as the conflict or potential conflict becomes
011206 ~ 0052770 3
known to the mediator. At the time of disclosure, the parties
wil! have the option of waiving any such conflict as !ong as the
waiver is in writing. The City shal! not be obligated to incur
any financial obligation in order to assign a mediator. A
mediator will not be assigned if there are not qualified
volunteers available without cost to the City or parties.
(e) No mediation wil! be scheduled until at least 14
days after the parties are notified in order to a!low time for
conciliation efforts before mediation. Unless all parties agree
in writing to waive the time limit, the initial mediation
session wi!l be conducted within 28 days of the date the written
request for dispute resolution is filed. The landlord’s
business location shal! be considered so that the mediation will
be scheduled at a reasonably convenient time taking into account
the distance that the landlord must travel to attend the
mediation.
(f) If a mediation session is held, the mediator
shal! provide the parties with an opening statement explaining
the nature of the process and the ground rules. Thereafter the
mediator wil! determine the manner and course of the session,
including whether to meet with the parties in~ caucus, provided
that the genera! guiding principle will always be to provide the
parties with a full opportunity to air the concerns giving rise
to the dispute.
(g) The land!ords and/or tenants involved in the
dispute shal! be obligated to personally appear at a mediation
session scheduled by a mediator. Al! parties must participate
in the mediation session unti! completion of the mediator’s
opening statement. Al! parties appearing must have the legal
authority to resolve disputes arising under this chapter.
Participation in mediation shal! be voluntary in all respects
after the opening statement. The Mediator may, with the consent
of a!l parties, schedule additiona! sessions as needed.
(h) No party shall be obligated to reach any specific
agreementl or to reach any agreement at all, as a result of
participating in conciliation or mediation communications. If
an agreement is reached, it will be stated in writing by the
mediator or by the parties.Any such agreement shal! be
confidential and wil! not be enforceable or usable for any
purpose outside the dispute resolution process, unless al!
signatories agree that the document can be disclosed or used in
other proceedings.
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9.72.050 Property Registration.
(a) The landlord of each residentia! rental property
within the City shall register the unit or units with the City,
regardless of whether the residential rental property .is listed
in section 9.72.030. The registration shal! include the name
and mailing address of the owner or owners of the property, as
wel! as the name, mailing address and contact telephone number
of the person having the legal authority to effectively resolve
disputes arising under this chapter.
(b) For the sole purpose of reimbursing the City of
Palo Alto for the reasonable costs of maintaining property
registration records and related administrative systems, the
owner or manager of each residenti-al rental unit to which this
chapter applies shal! pay a fee in an amount to be set by the
Palo Alto City Council.
9.72.060 Retaliation Prohibited.
No landlord or tenant who has been a party to
conciliation and mediation of rental housing disputes pursuant
to this chapter may undertake or cause any type of retaliatory
act or omission against another party as a result of the other
party having invoked or participated in the dispute resolution
process. The Facilitation Administrator upon re_quest shall
review an act or omission, including a notice of eviction or an
unlawfu! detainer action, which occurs within six months of the
party’s participation in conciliation and mediation of rental
housing disputes, unless the eviction or action is the result of
the unjustified failure or refusal to pay rent. In the event
that the Facilitation Administrator concludes that there is
sufficient evidence to investigate an act or omission of
retaliation under this provision, the relevant facts wil!be
referred to the city attorney for appropriate remedia! action.
9.72.070 Notice of Tenant’s Rights.
(a) Every rental agreement, lease, or other written
document evidencing or changing the terms of tenancy for a
Residential Rental Property to which this chapter applies shall
include or be accompanied by the fol!owing: A notice
summarizing the rights afforded by this chapter, including but
not limited to the protection against retaliation; and the name,
address and telephone number of the Facilitation Administrator.
The Facilitation Administrator shall prepare and publish
acceptable notification language, including the name, address
011206 sm 0052770
and phone nu~er of the City’s Facilitation Administrator. The
notification shall be capitalized text at least !4 points in
size and shall state:
"THE PAL0 ALTO MUNICIPAL CODE GIVES YOU THE RIGHT TO MEDIATION
OF DISPUTES BETWEEN LANDLORD A~ND TENanT. YOU MUST REQUEST
MEDIATION WITHIN 21 DAYS OF LEA!%NING ABOUT THE FACTS THAT
CREATED THE DISPUTE. CONTACT THE CITY OF PAL0 ALT0’S
FACILITATION ADMINISTRATOR [namei address and phone] FOR FURTHER
iNFOPdVLATION. THE PALO ALTO MU-N!CIPAL CODE PROTECTS YOU FROM
RET~IATION FOR EXERCISING YOUR RIGHT TO MEDIATION."
(b) The notification shall be provided in English,
Spanish, Chinese and Russian in the translated form prepared and
published by the Facilitation Administrator.
(c) Failure to provide this notification shall result
in an automatic extension of the 21 day time limit for filing a
written request for dispute resolution pursuant to section
9.72.040(a)., The automatic extension shal! remain in effect
until 21 days after written notification is provided by the
landlord.
(d) Failure to provide the notification shall be
punishable pursuant to Palo Alto Municipal Code section 1.08.010
only if the landlord has been given written notification from
the City that informs the landlord of its obligations pursuant
to this section. The written notification to the landlord may
be provided by any reliable means of communication, but shall be
deemed received if sent via certified mail, postage prepaid,
return receipt requested. The written notification may be in
the form of a copy of this chapter. Copies of this chapter
shal! be provided to any Pa!o Alto landlord or tenant without
cost upon request.
9.72.080 Definitions,
For the purpose of this chapter, the following terms are
defined as follows:
(a) "Conciliation" means a confidential telephone
call or other contacts by a mediator or the Facilitation
Administrator with a landlord and tenant for the purpose of
resolving a rental housing dispute.
011206 srn 0052770
(b) "Facilitation A~ministrator" means the person or
entity responsible for the routine case intake, mediator
assignment and other administrative duties of the dispute
resolution process established by this chapter.
(c) ~Landlord" means the owner or property manager
exercising effective control over the terms and conditions of
the tenancy of a residentia! rental property, including a person
with suoh contro! delegated through a durable power of attorney.
(d) "Mediation" means a meeting in which landlord and
tenant have the opportunity to communicate with a mediator and
each other in a face-to-face setting at a neutra! !ocation in
order to resolve a renta! housing dispute under ground rules
designed to protect the confidentiality and neutrality of the
communications.
(e) "Mediator" means a person who is certified to
have completed at least 40 hours of basic mediation training
with subsequent advanced training, and who has also participated
as a mediator or co-mediator in at least !0 mediations conducted
under the auspices of a recognized community or commercial
mediation program, and who has agreed (in a form acceptable to
the Facilitation Administrator) to a statement of mediation
ethics and principles, including an acknowledgement of the duty
to disclose any conflicts of interest in any specific case.
(f) ~Rental Housing Dispute" means a fact-based
grievance raised by any tenant, owner, or property manager
regarding the occupancy or use of rental property limited to
rental rate increases, deposits, repairs and maintenance,
utilities, occupants, parking and storage facilities, privacy,
quiet enjoyment, or use of common areas.
(g) "Residentia! Renta! Property" means any housing
structure occupied as a dwelling or offered for rent or lease as
a dwelling, whether attached, detached, single or multiple-
family.
(h) "Tenant~ means the person or entity entitled to
occupy a residential rental property at the time that the rental
housing dispute arises.
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9.72.090 Penalties.
infractions
1.08.010.
Violations of this chapter shal! be punishable as
pursuant to Paio Alto Municipal Code section
SECTION 2. The City Manager is directed to return to
the City Council in approximately 12 months with a status report
on the implementation of this Ordinance, The status report
shal! be provided no more than 14 months after the effective
date of this Ordinance. The status report should include any
recommendations for amendment of the scope of issues defined as
Renta! Housing Disputes.
SECTION 3. Any fees imposed pursuant to this Ordinance
shall be for the purpose of cost recovery only and shall not
exceed the cost of providing any services. This section is
declaratory of existing !aw.
SECTION 4. The Council finds that this ordinance is
exempt from the provisions of the California Environmental
Quality Act because it can be seen with certainty that there is
no possibility that the ordinance will have a significant effect
on the environment.
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SECTION 5. This ordinance shall be effective on the
third day of January, 2002.
INTRODUCED: November 13, 2001
PASSED: December 3, 2001
AYES:BEECH-~/~,BURCH, EAKINS,
WHEELER
KLE ! b~BERG, LYTLE, OJAK!AAT ,
NOES:
ABSENT: FAZZINO, MOSS~R
ABSTENTIONS:
ATTEST:
City Ci~Mayor
Cit"Attorney
Services
Director of ~tive
Services
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