HomeMy WebLinkAboutStaff Report 237-07City Manage ’
TO:HONORABLE CITY COUNCIL
FROM:CITY MANAGER DEPARTMENT: HUMAN RESOURCES
DATE:MAY 7, 2007
SUBJECT:
CMR: 237:07
RECOMMENDATION OF THE COUNCIL/COUNCIL APPOINTED
OFFICERS COMMITTEE REGARDING CONTRACT AMENDMENT
WITH CPS EXECUTIVE SEARCH FOR COUNCIL APPOINTED
OFFICER EVALUATIONS
RECOMMENDATION
The Council/Council Appointed Officers Committee (CAO Committee) recommends that the
Council direct the City Manager to increase by $26,200 the amount of the existing agreement
with CPS Executive Search for the Council Appointed Officer (CAO) evaluations for the
upcoming year in order to be able to proceed expeditiously with this year’s evaluation
process. In addition, the Committee recommends that funding for this year’s contract be
appropriated from the Council contingency fund.
BACKGROUND
The base amount of last year’s contract with CPS Executive Search was $17,500. The
Council CAO Committee is recomlnending an increase in the current contract amount due to
the additional hours required to complete the evaluation process last year for the four Council
Appointed Officers. Having reviewed the tasks and schedule with John Shannon, who
represents CPS Executive Search, the CAO Committee determined the proposed dollar
amounts to be reasonable and appropriate.
DISCUSSION
The work plan and project costs are contained in Attachment 1 and the work schedule is
contained in Attachment 2. The work schedule provides Mr. Shannon’ s estimate of the time
required for each of the agreed-upon tasks in the evaluation process.
CMR: 237:07 Page lof2
RESOURCE IMPACT
The proposed amendment to the contract provides for an amount not-to-exceed $26,200 for
all services related to tile completion of the performance evaluation process for all four
CAOs; including reimbursement of direct expenses and any additional needed assistance as
specified in the attached scope of services.
Attachment 1:
Attachment 2:
Work plan and project costs
Work schedule
PREPARED BY:
SANDRA BLANCH
Manager, Risk & Benefits
DEPARTMENT HEAD:
RUSS CARLSEN
Director of Human Resources
CITY MANAGER APPROVAL:
HARRISON
Assistant City Manager
CMR: 237:07 Page 2of2
ATTACHMENT 1
DRAFT
CONFIDENTIAL
April 9, 2007
TO:
FROM:
SUBJECT:
CAO Committee
City of Palo Alto
John Shannon
CAO Evaluation and Compensation Process
As requested, the following presents a proposed work program, schedule, and
budget to facilitate the evaluation and compensation process for the City
Manager, City Attorney, City Auditor and City Clerk.
SCOPE OF SERVICES
Our proposal is based on the scope of services outlined below.
CAO Performance Evaluations will be conducted in accordance with the
CAO Performance Evaluation System that was developed in consultation
with the Committee and CAOs (Exhibit A).
Consultant will be available to assist the Committee and the Council in
making modifications to each CAOs compensation and employment
agreement. This assistance may include the review and analysis of
compensation information, preparation of proposals, and consultation with
the Committee, CAOs and Council.
WORK PROGRAM AND SCHEDULE
The proposed work program and schedule is enclosed as Exhibit B. It assumes
that the CAO evaluation and compensation process will be completed by the end
of June.
PROJECT COST
The project cost proposal is divided into three components:
City of Palo Alto
April 9, 2007
Page Two
CAO Performance Evaluation Process
The professional fee for all services related to the completion of the
performance evaluation process for all four CAOs is $19,200.
Compensation and Emp!oyment Agreement Advice
All professional services associated with assistance and advice on
compensation and employment agreement .modification will be provided at
our standard hourly billing rates. These fees will not exceed $2,000.
These rates are as follows:
o John Shannon
o Senior Consultant
$200 per hour
$125 per hour
Expenses
In addition to professional fees, the City will reimburse the consultant for
all direct expenses including travel, printing/production, postage/delivery,
and long distance telephone. Expenses will not exceed $5,000.
PROJECT STAFF
John Shannon will serve as the project manager and lead consultant and will be
assisted, when required, by other senior level consulting staff.
R E V I S E D
EXHIBIT A
April 9, 2007
TO:
FROM:
SUBJECT:
CAO Committee
Council Appointed Officials
City of Palo Alto
John Shannon
CPS Human Resource Services
CAO Performance Evaluation System
This memorandum, along with the attached draft performance evaluation procedure and
form, present the framework for the CAO performance evaluation system. This
proposal reflects the direction of the CAO Committee and includes a discussion of:
>Roles of the participants
>Desired outcomes of the evaluation process
>Evaluation process and procedures
>Relationship of compensation and performance
ROLES OF THE PARTICIPANTS
The roles of the various participants are as follows:
CAO Committee - serves as a facilitator for the Council and in this role is responsible
for:
> Review evaluation system and modify as appropriate
>Annual oversight of the performance evaluation and compensation adjustment
process
:> Liaison with the CAOs and key City staff (e.g. Human Resources Director)
City ofPalo Alto
Council - is ultimately responsible for the evaluation process including:
>Confirmation of the evaluation system including the procedure, process, criteria
and forms
> Each Council Member provides facilitator with input on each CAO evaluation
> Participate in the evaluation and setting of annual goals for each CAO
> Approve salary adjustments for each CAO
CAOs - actively participate in all phases of the evaluation process including:
>Input regarding the evaluation process and criteria
:>Submittal of a self assessment to the Council
>Submittal of annual performance goals to the Council for discussion and approval
:>Participate in the evaluation process with the Council
Human Resources Director- provides technical assistance and advice to the Council
on compensation related issues.
Facilitator - is accountable to the Council and is responsible for:
>Support periodic review of the performance evaluation procedure, process,
criteria and forms
> Provide advice and assistance to the CAO Committee
:>Work with each Council member to solicit input regarding the evaluation of each
CAO
>Facilitate a "closed session" discussion of performance between the Council and
each CAO
:~Prepare a consensus evaluation by the Council for each CAO
>Meet with each CAO to discuss the Council’s evaluation
>Serve as the Council’s negotiator in discussions regarding compensation
DESIRED OUTCOMES OF THE EVALUATION PROCESS
The desired outcomes of the evaluation process include:
City of Palo Alto
Consensus evaluation by the Council with provision for the discussion of minority
opinions
Written evaluation adopted by the majority of the Council
Clarifying the role and responsibilities of each CAO
Strengthening the relationship between each CAO and the Council
Provide performance feedback to each CAO and to identify strengths and areas
where improvement may be needed
Establish and evaluate achievement of personal performance goals for each
CAO
Provide a basis for a compensation adjustment
EVALUATION PROCESS AND PROCEDURE
Overall, the evaluation process and procedure will:
>Provide for an annual evaluation or more often, as needed
>Self assessment and the development of performance goals for each CAO
>Utilize global performance dimensions that are applicable to all CAOs
>Utilize an evaluation form that is easy to use and can be tailored to each CAO
RELATIONSHIP OF COMPENSATION AND PERFORMANCE
All CAOs will receive the same Council-approved control point increases as the
City’s Management and Professional Employees. The Council may also grant
individual incentive awards to each CAO based on performance.
2~The Council retains the discretion to grant special labor market and/or internal
equity adjustments to individual CAOs. When comparing compensation either
against the labor market or internally this comparison will be done on a total
compensation basis. (Total compensation identified as the sum of all salary and
benefits paid).
Incentive award that is directly linked to the achievement of each CAO’s personal
performance goals
City of Palo Alto 3
EVALUATION PROCEDURE AND FORM
Consistent with the discussion above, the enclosed evaluation procedure and form
incorporate the following features:
~Annual evaluation
~Submittal of a self assessment and personal performance goals by each
~Utilization of a limited number of universal performance dimensions
~>Relatively easy to use evaluation form that can be tailored to each CAO
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