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HomeMy WebLinkAboutStaff Report 105-07City of Palo Alto City Manager’s Report TO:HONORABLE CITY COUNCIL ATTENTION:FINANCE COMMITTEE FROM:CITY MANAGER DEPARTMENT:ADMINISTRATIVE SERVICES DATE: SUBJECT: MARCH20, 2007 CMR: 105:07 RECOMMENDATION TO IMPLEMENT BUSINESS REGISTRY PROGRAM AND FEE RECOMMENDATION Staff requests that the Finance Committee make recommendations to Council regarding: Approval of the proposed business registry program (BRP) ordinance Approval of the proposed business registry fee (BRF) Approval of exemption of non-profit organizations from the business registry fee Confirmation of Council’s intent to exempt home-based businesses from the BRP Approval of a 60-day grace period for existing businesses to comply with required permits Approval of an annual increase in the BRF equal to the Consumer Price Index (CPI) for all urban consumers for the San Francisco-Oakland-San Jose, California Metropolitan Area. BACKGROUND On January 23, 2006, staff reported to Council regarding business license tax and business registry fee options. After much discussion, Council elected to proceed with a business registry which would pass through nominal implementation costs to businesses, rather than a business license tax which is typically revenue oriented, believing that the business community and the City would benefit from the information collected through the registry program. Council Members directed staff to determine the feasibility of minimizing the impact of the registry fee on the smallest businesses and to exempt non-profit organizations. Staff reported that a business registry would yield many benefits to the City and its residents and businesses, including: Gathering data needed to support economic development planning between businesses and the City. Assisting City businesses and residents in locating goods and services closer to home, promoting retail, business-to-business sales, and e-commerce. CMR: 105:07 Page’l of 6 Helping the City to better understand its business community, and helping make the City’s planning, fire, public safety, and security assistance activities more responsive to business needs. Providing data to develop recommendations on land use trends and to better coordinate transportation programs such as commute coordination and transportation demand management. Providing the Regional Water Quality Control Plant with updated information to identify all facilities that must comply with the sewer use ordinance. Allowing the City to make available to businesses and residents valuable business profile information through a centralized database on the City’s web site, and therefore increasing e-commerce within the Citv. Allowing the City to integrate sales tax information with other measures of business activity (e.g. transient occupancy tax generators) in Palo Alto. Providing data to help update GIS information thereby improving the information available to the City’s emergency response teams and Public Works and Utilities staff for informed, timely, and accurate decision-making. Helping encourage businesses to obtain appropriate permits and comply with applicable codes, zoning and safety requirements. Helping protect the interests of legitimate Palo Alto businesses in the City from unfair competition from businesses operating in violation of federal, state, and local laws. DISCUSSION Since the January 23, 2006 Council meeting, staff has undertaken the following: Development of Initial Database of Palo Alto Businesses: Staff compiled the BRF databases from a number of sources, including the Franchise Tax Board; "Reference USA," an online database; and the City’s utilities billing system. A master list of all businesses in Palo Alto was assembled. Its 13,000 items include home-based businesses that will be identified and eliminated during the initial registration process, as well as probable duplicates and/or businesses that have since relocated. Consultation with Other California Cities with a BRF: Staff spoke with 5 other cities in California -- Diamond Bar, Windsor, Temecula, Encinitas, and Agoura Hills -- regarding implementation of their business registry program. In addition, staff visited the cities of Fremont and Benicia to review demonstrations of their business registry software, and discussed business license tax administration with the cities of Menlo Park, Cupertino and Hayward. CMR: 105:07 Page 2 of 6 o Development of Application Form: Staff developed and circulated to other departments a list of questions to pose to Palo Alto businesses for incorporation into the registry and for use by City departments such as Planning, Police and Fire. (See Attachment B: Sample Application Form) Fee Structure: Staff analyzed the legal limits on the fee structure, legality of imposing late fees, and appropriate exemptions from the registry and/or registry fee. A tiered fee structure is typically implemented when processing the data from certain classes of businesses costs the City more than processing other classes. Since this is not the case here, a flat fee structure is recommended. Cities are authorized to assess license fees by local ordinance provided such fees do not exceed the reasonable costs associated with the BRP. Any additional tax on local businesses would be subject to a two-thirds vote under Article XIII of the California Constitution. Based on staff’s cost model analysis, which represents 6,000 to 8,000 businesses, the fee for businesses will be in the $35 to $55 range with a $35 annual renewal fee and a $25 late fee. The final fee within this range will be based upon the scope of exemptions determined by Council. The BRF cost model considers all program expenses including staffing, technology, printing and mail, and administrative overhead. Staff proposes that current businesses must comply with the business registration requirements within 60 days of the effective date of the ordinance and that new businesses comply within 30 days of opening their businesses. Regarding late fees, staff is recommending that a late fee would be appropriate for businesses that do not pay the registry fee within 30 days of the due date. o Exemptions: The types of businesses that are exempt from business license tax, by the US Constitution, or Federal or State statutes (such as banks, insurance companies, and nonprofit organizations) are not necessarily exempt from a BRF. Other California cities with a business registry do not exempt any types of business: businesses doing business but not based in the City, nonprofit organizations, and home-based businesses are all subject to the fee. Pursuant to the earlier expressed intent of Palo Alto’s City Council, the proposed ordinance exempts home-based businesses from the registry altogether and exempts non-profit organizations from the registry fee. While the BRF model as designed supports Council’s intent, it must be noted that to the extent any specific types of businesses or organizations are included in the registry but exempted from the registry fee, the operating cost associated with such a fee exemption must be borne by the General Fund rather than by other businesses in the BRP. The State of California, Office of the Attorney General lists more than 900 non-profit organizations in the City of Palo Alto. Staff refined the list by including only those businesses with a Palo Alto zip code. The State’s Registry of Charitable Trust includes traditional non-profit organizations such as the American Red Cross and the YMCA. In addition, the Charitable Trust database includes numerous charities that register with the State of California as non-profit organizations. It is estimated that the cost of exempting non- profits from the BRF requirement will be approximately $27,000. o Estimate of Costs of Implementation: Staff developed in detail its cost model for implementation including staffing costs, software costs, printing and mailing, postage, and overhead. Since staff has no way of knowing, prior to processing the first mailing to businesses, exactly how many unique, non-exempt businesses exist in Palo Alto, the cost CMR: 105:07 Page 3 of 6 o model represents staff’s best estimate of costs and not an exact calculation. The initial master database contains 13,000 businesses, of which staff estimates that 6,000 - 8,000 will remain after the initial mailing is completed and any duplicates, non-operating, or exempt businesses are deleted. Please see the Resource Impact section and Attachment C: Financial Model for details on the cost model. Software Research: Staff researched a number of options for managing the database requirements of the BRF, and determined that the Accela database, which the City already uses for Development Center permits, will serve the business registry program’s business purposes. In addition to the initial implementation, Accela’s components will fulfill the City’s phased implementation process, which includes on-line registration and information gathering. Presentation to the Chamber of Commerce Government Action Committee (GAC) and Chamber Board: Staff met on October 4, 2006 with the GAC to update its members on the implementation of the registry and to gain their continued input on the project. As a result of that meeting, many of the questions on the registration form were modified and a detailed explanation sheet ~was developed to explain the reasoning for specific questions. The GAC wanted to know how the information collected by the BRF would be used and what parts of the questionnaire would be public information. In addition, the GAC questioned the logic of exempting home-based businesses from the registry. The GAC felt strongly that home-based businesses must be included as paying participants in the business registry program. In the event home-based businesses were included in the registry, the cost of the initial BRF implementation will increase by approximately 4 percent to $346,000, and the cost of annual renewals will increase by 33% to $260,000. This amount could be passed through to home- based businesses through the same nominal flat rate fee charged to other businesses, or alternatively subsidized by the General Fund. At this time, staff is not recommending inclusion of home-based businesses, but intends to further analyze the issue in the second phase of the BRF implementation. The GAC expressed concern that when businesses applied for a business license certificate, the City would require compliance with other planning, building and regulatory permit requirements. The GAC therefore recommended that the City offer an amnesty period for businesses that are not in compliance with City ordinances that require permits. Staff recommends that Council authorize a 60-day grace period for businesses to comply with ordinance requirements before penalties are invoked. Creation of Ordinance for Council approval: The City Attorney has prepared the implementing legislation for Council approval thereby making the business registry fee program a part of the Palo Alto Municipal Code. (See Attachment A.) CMR: 105:07 Page 4 of 6 Next Steps The tasks which staff must complete before implementation include: Development and Implementation of a Marketing Plan: The benefits of the BRF must be clearly communicated to businesses, residents, and City staff. Staff must develop a plan to convey the message to encourage participation in the program. Collection and Enforcement Coordination: To make the registry effective and fair, all businesses must participate. Conversations with other cities indicate that coordination of permit issuance is a strong enforcement tool to ensure compliance. The City’s model does not include enforcement cost. As such, the best leverage the City has for enforcing the requirement to participate in the BRF is by coordinating with all other permits required for businesses operating in Palo Alto. This information will be available to other departments through Accela. Administrative Services will work with the Planning, Fire and Police Departments to ensure that other permits are not issued without proof of participation in the BRF. Web Site Development: This will be part of Phase 2 of the program implementation. A web site with registry information accessible to the public and to businesses is a key benefit of the registry. However, Phase 2 will not be accomplished until after the initial implementation is completed. Program Launch: Planned for July, 2007. Business registry applications will be mailed to businesses in June 2007. However, beginning in April 2007, based on Council direction, staff will contact businesses listed on the database to determine if they are home2 based businesses and eliminate them from the database. RESOURCE IMPACT Cost estimates are approximate, since staff does not know the number of businesses in the City. Staffs estimate is that there are 6,000 - 8,000 non-home-based businesses within Palo Alto. The estimated resource impacts are summarized in the table below: Number of Businesses 6,000 8,000 Cost of Implementation $322,000 "$333,000 Cost of Annual Renewal $173,000 $217,000 To recover the costs of the program, staff is proposing an initial application fee of $55, based on the more conservative estimate of 6,000 businesses, with an annual renewal fee of $35. Further, staff proposes an annual increase in the BRF equal to the Consumer Price Index All Urban Consumers for the San Francisco-Oakland-San Jose, CA Metropolitan Area. POLICY IMPLICATIONS The actions described in this report are consistent with Council’s policy and program direction provided at its January 23, 2006 meeting. The business registry program requires that all businesses except home-based businesses register with the City and pay a fee to cover the cost of such registration. CMR: 105:07 Page 5 of 6 ENVIRONMENTAL REVIEW The actions described in this report do not constitute a project for the purposes of the California Environmental Quality Act. PREPARED BY: Senior Financial Analyst, Administrative Services DEPARTMENT HEAD APPROVAL: CITY MANAGER APPROVAL: CARL YEATS/ Director, Adm}fiistrative Services Assistant City Manager ATTACHMENTS: Attachment A: BRF Ordinance Attachment B: BRF Application Form Attachment C: BRF Financial Model CMR: 105:07 Page 6 of 6 ATTACHMENT A ****NOT YET APPROVED ORDINANCE NO. ORDINANCE OF THE COUNCIL OF THE CITY OF PALO ALTO ADDING CHAPTER 4.60 TO THE PALO ALTO MUNICIPAL CODE REGARDING BUSINESS REGISTRATION PROGRAM The Council of the City of Palo Alto does ORDAIN as follows: SECTION i. Findings and Declarations. finds and declares as follows: The City Council (A) A business registry database is needed to support economic development planning between businesses and the City. (B) A business registry database will assist City businesses and residents in locating goods and services closer to home, promoting retail, business-to-business sales, and e- commerce. (C) A business registry database will help the City to better understand its business community, and helping make the City’s planning, fire, public safety, and security assistance activities more responsive to business needs. (D) A business registry database will provide data to develop recommendations on land use trends and to better coordinate transportation programs such as commute coordination and transportation demand management. (E) A business registry database will provide the Regional Water Quality Control Plant with updated information to identify all facilities that must comply with the sewer use ordinance. (F) A business registry database will allow the City to make available to businesses and residents valuable business profile information through a centralized database on the City’s web site, and therefore increasing e-commerce within the City. (G) A business registry database will allow the City to integrate sales tax information with other measures of business activity (e.g. transient occupancy tax generators) Palo Alto. 070213 jib O130037 e***NOT YET APPROVED (H) A business registry database will provide data to help update GIS information thereby improving the information available to the City’s emergency response teams and Public Works and Utilities staff for :informed, timely, and accurate decision-making. (I) A business registry database will encourage businesses to obtain appropriate permits and to comply with applicable codes, zoning and safety requirements. (J) A business registry database will help protect the interests of legitimate Palo Alto businesses in the City from unfair competition from businesses operating in violation of federal, state, and local laws. (K) On February , 2007, the Finance Committee recommended the addition of Chapter 4.60, Business Registration, to the Palo Alto Municipal Code as hereinafter set forth; and (L) The City Council, after due consideration of the recommendation and a duly noticed public hearing held on __, 2007, finds that the proposed addition is in the public interest and will promoze the public health, safety, and welfare. SECTION 2. Chapter 4.60, Business Registration, of the Palo Alto Municipal Code is hereby added to read as follows: Chapter 4.60 BUSINESS REGISTRATION PROGRAM 4.60.010 Definitions The following words, terms and phrases, when used in this chapter, shall have the meanings set forth in this section, except where the context clearly indicates a different meaning: (a) "Business" means any commercial enterprise, trade, calling, vocation, profession, occupation, or means of livelihood, whether or not carried on for gain or profit. (b) "Business registration certificate" means a written statement mssued by the city to a business owner as evidence of registering a business in the city. (c) "Charitable nonprofit organization"means an institution or organization which is conducted,managed or carried on wholly for the benefit of charitable purposes and 070213 jib 0130037 2 e***NOT YET APPROVED from which profit or income is not derived, either directly or indirectly, by an employee, officer or director of the organization. (d) "Fixed place of business" means a place of business located in the city boundaries and occupied for the particular purpose of conducting business. (e) "Home based business" means a business conducted within a residential dwelling unit, with the business activity being subordinate to the residential use of the property. For the purpose of this chapter home based business includes but is not limited to construction contractors, gardeners, babysitters and tutors. (f) "Person" means and includes any business owner, individual, firm, co-partnership, joint venture, association, corporation, estate, business trust, or any other group or combination acting as a unit. (g) "Transitory business" means a business which is carried on for a short duration (such as pumpkin sales, special events, and filming) or a business that does not have a fixed place of business (such as door ~o door sales). 4.60.020 Purpose The purpose of this chapter is to establish a regulatory mechanism to maintain accurate record of businesses conducting business in the city for statistical purposes and to assist in zoning compliance. 4.60. 030 Business Registration Requirement (a) No person shall conduct any business in a fixed place of business without first having obtained a business registration certificate, paid the applicable business registration fee and complied with all applicable provisions of this chapter. (b) A separate business registration certificate shall be obtained for each business location and for each separate type of business at the same location. (c) The issuance of a business registration certificate under this chapter shall not excuse the business from complying with other applicable Code requirements. 070213 jlb 0130037 3 4.60. 040 Exemptions from Business Registration The following types of businesses shall be exempt from this chapter. (a)Home Based Business. (b)Transitory Business. (c) Any business otherwise exempt from this Chapter’s requirements by virtue of the Constitution or applicable federal or state statutes. 4.60.050 Fee Required (a) Every person engaging in business in the city shall pay a business registration fee as prescribed by resolution adopted by the city council. (b) The business registration fee is nor a revenue raising device, but shall bear a reasonable relationship to the service to be performed by the city and the costs incurred by the city in reviewing, processing and acting upon the application. (c) The city council shall, from time to time, review the resolution fixing the business registration fee and shall revoke, modify, adjust, add or determine any amount or rate of such business registration fee. 4. 60. 060 Exemption from Fee (a) The following businesses shall be exempt from payment of fees pursuant to this chapter: (i) Charitable nonprofit organizations. (2) Any business otherwise exempt from payment of fees required by ~this Chapter by virtue of the Constitution or applicable federal or state statutes. (b) Any person claiming a fee exemption pursuant to this section shall file a sworn statement, on a form prescribed by the City, stating the facts upon which the exemption is claimed and shall furnish such information and verification as may be required. In absence of such statement substantiating the 070213 jib 0130037 4 ****NOT YET APPROVED**~* claim,such person shall be liable for the payment of the license fee imposed by this chapter. 4.60.070 Application Procedures Every person operating a business in the city shall apply to obtain a business registration certificate on a form prescribed by the city. Upon receipt of a completed application and any fee required, the city shall process the application and issue a business registration certificate. The application may be reviewed by other city departments or governmental agencies to determine if the business premises to be occupied meek the requirements of federal, state, and local laws. 4.60.080 Contents of Business Registration Certificate Upon the payment for business registration, the city shall issue to the applicant a business registration certificate which shall contain the following: (i)Name of business; (2)Business location; (3)Expiration date; (4)Certificate Number; and city. (5)Such other information as deemed necessary by the A separate certificate must be obtained for each and every branch establishment or separate place of business in which a business is carried on. 4.60. 090.Term and Annual Renewal of Business Registration (a) Term. A business registration certificate shall be no more than one year. Unless otherwise specified, all certificates shall explre on June 30th. Business registration fees shall be due and payable annually in advance. (b) Renewal. Business registration certificates shall be renewed annually on a form prescribed by the City. Every application for the renewal of a certificate shall be made at 070213 jib 0130037 5 *e**NOT YET APPROVED least fifteen days prior to the expiration date of such license. Any person applying to renew a business registration shall submit to the city a completed renewal application and pay the renewal fee. (c) Alternative Periods. If deemed necessary, the city may establish alternative registration periods for businesses. 4.60.100.Refunds No business registration fees or penalties collected shall be refundable. 4.60.110.Duplicate Copies, Modification and Transfer of Business License Certificates (a) Duplicate business registration. Upon filing a statement indicating that a business registration certificate has been lost or destroyed, and after paying a fee, a duplicate business registration certificate shall be issued by the city. (b) Modification to business registration. A business registration certificate may be amended to reflect a modification after paying the business registration fee. (c) Transfer of business registration certificate. business registration certificate shall not be transferable. A 4.60.120.Posting and Keeping Business Registration Certificate Any person engaging in business subject to this Chapter shall keep a business registration certificate posted in a conspicuous place upon the premises where the business is conducted. 4.60.130.Entry to Inspect The city shall have the power and authority to enter into a business, free of charge and at any reasonable time, and require to inspect the business registration certificate posted in a conspicuous place upon the premises. 4.60.140.Rules and Regulations 070213 jib 0130037 6 ****NOT YET APPROVED**** The Director of Administrative Services may adopt rules and regulations from time to time to implement this Chapter. 4.60.150.Penalties and Remedies (a) Penalties for delinquency.Any person engaging in business in the city that fails to secure a business registration certificate or fails to pay the appropriate business registration fee shall be Subject ~o a late fee in an amount to be determined by resolution. (b) Action to collect. If a business fails zo comply with the fee requirements of this action, the City may refer the matter zo a collection agency and/or the city attorney may file a civil action against any business. Notwithstanding subsection (a) of this section, should courr action be required to collect any business registration fee and/or penalties, an additional penalty shall be charged equal to the cost incurred by the city for coUrt action, including but not limited to reasonable attorney fees. All penalties shall be added ~o the business registration fee and shall become due and payable along with the delinquent business registration fee. (c) Remedies Cumulative. All remedies prescribed under this Chapter shall be cumulative and the use of one or more remedies by the City shall no bar the use of any other remedy for the purpose of enforcing the provisions of this Chapter. 4.60.160.Appeal Any person aggrieved by any declsion of the city with respect to. the issuance or denial of a business registration certificate shall have the right ~o appeal to the Director of Administrative Services or his or her designee by filing an appeal with the city clerk within ten days of the date of the action being appealed and paying any appeal fee determined by resolution of the city council. The decision of the Director of Administrative Services or his or her designee shall not be appealable. SECTION 3. The City Council finds that the changes effected by this ordinance are exempt from the provisions of the California Environmental Quality Act (CEQA), per section 15061 of CEQA Guidelines, because it can be seen with certainty that there ms no possibility that the project will have a significant effect on the envlronment. 070213 jib 0130037 7 eeeNOT YET APPROVED SECTION 4. Any provision of the Palo Alto Municipal Code or appendices thereto inconsistent with the provisions of this Ordinance, to the extent of such inconsistencies and no further, is hereby repealed or modified to that exzenz necessary to effect the provlsions of this Ordinance. SECTION 5. If any section, subsection, sentence, clause, or phrase of this Ordinance is for any reason held to be invalid or unconstitutional by a decision of any court of competent jurisdiction, such decision shall not affect the validity of the remaining portions of this Ordinance. The City Council hereby declares that it would have passed this Ordinance and each and every section, subsection, sentence, clause, or phrase not declared invalid or unconstitutional without regard to whether any portion of the ordinance would be subsequently declared invalid or unconstitutional. SECTION 6. The Council finds that the adoption of this ordinance is exempt from the provisions of the California Environmental Quality Act- pursuant to CEQA Guideline §15378(b) (3), in that it involves creation of a governmental funding mechanism or other governmental fiscal activity which do not involve commitment to any specific project which may result in a potentially significant physical impact on the environment. SECTION 7. This ordinance shall be effective on the thirty-first day after the date ~of its adoption. INTRODUCED: PASSED: AYES: NOES: ABSENT: ABSTENTIONS: ATTEST: City Clerk APPROVED AS TO FORM: Mayor APPROVED: 070213 jib 0] 30037 8 City Attorney City Manager Director of Administrative Services 070213 jib 0130037 9 = DRAFT i9 =ATTACHMENT B 00-xxxxxxxxx CHECK ALLTHAT APPLY: [--] New Business [--] Change of Business Name/Address [-~ Change of Ownership D Renewal [---] First Time Registration D Non-Profit NOTE: Information on this form is considered part of Public Record Files and will be made available upon request. Business Name: In business since: Business Location: (Street Address) Number Street City State Note: If your business has more than one location, you must submit a completed application for each location. Mailing Address (if different) Zip Business Email Address (optional): Number Street City State Zip (Please provide email address to receive information regarding BRF changes or renewals by email rather than by postal mail .) Owner or Manager: Emergency Contact: Name and Phone Number: Type of Business:(Please check all that apply)W ole le Prof s,o a, Retail Service Construction Restaurant Warehousing Real Estate Banking OTHER Rental Sales Administrative Offices Specify: Type of Ownership: -~Corporation ~ Partnership ~ Sole Proprietorship Franchise OTHER: please describe (Please check all that apply)Employee Classification: [] LLP Managers Professionals Retail Clerks Restaurant Staff Business ID Information: Researchers Commission sales Banking Accounting Automotive OTHER At least one form of ID is required for registration. Describe ’Other’: Employer ID/Federal Tax ID Please provide your California seller’s permit number: Number of Employees living in Palo Alto:Within 10-20 miles Total Number of Employees: Square Footage: Less than 600 sq ft 5000-10,000 sq fi (Do not include administrative offices) 600-999 sq ft 10,001-50,000 sq fi Full Time:Part-time: 1000 - 4999 sq ft 50,001 or lnore sq fl Page 1 To assist the Citv with identifying employee parldng needs, please provide information on your company parking patterns. Does your company provide on-site employee parking? [] NO [~ YES If YES, How many spaces? I__ Do any of your employees park in City Permit lots? If yes, please indicate the number of permit holders working for your company. Would your business benefit from additional parking facilities in Palo Alto?[--1 NO [~ YES Would you like more information about alternative commute options for your employees?[~ NO _~ YES Would you like more information about programs offered by the City? (Check all that apply:) Parks & Open Space Recreation & Youth Sciences High-speed Internet service at or above T-1 speed Street Maintenance or other Public Works Emergency Preparedness Fire Prevention Education ~ Arts & Culture Recreation and Youth Sciences Other Community Services programs City Utilities - gas, water, electric, wastewater OTHER (please specify) Fire Department Question: If any of the following describes your business, please contact Dan Firth, Deputy Chief for Fire Operations in the Fire Department at (650) 329-2233. - There are hazardous materials used, stored, or transported in my business - My business conducts or involves public assembly, such as in a restaurant, bar, hotel, theater, or church. - My business shares occupancy with another business. If yes, what is the name of the other business? ~Yes ~ No Yes No Yes No Police Department Question: If any of the following describes your business, please contact Community Service Officer Janice Hall at (650) 329-2130. You can also send e-mail questions to: E-maih pd(~,city.palo-alto.ca.us. - My business needs information about getting an alarm permit.[~ Yes [~ No - My business has firearms or explosives on site.~J Yes[~ No * EXEMPT BUSINESSES & NONPROFIT ORGANIZATIONS: If your business is a non-profit organization, it is exempt from the registration fee. However, you are required to complete a Declaration of Exemption from Business Registration. On-Site Manager Name: Title: Signature:Date: -- OFFICIAL USE ONLY: Do not write below this line. ==- Received Revenue Collections Date Page 2 ATTACHMENT C 20-Dec-06 Per Application Processing - IMPLEMENTATION Total Time Average Required % of Time (mins.) businesses Required ISteps for Businesses on Initial List:13,000 Data Entry 10.0 ~ 00%10.0 Research address(es)5.0 20%1.0 Collection activities**15.0 40%6.0 Answer calls questions 5.0 75%3,8 ISubtotal, tasks for all 13,000 20.8 Isteps for Business on Final List: Mail certificate 2.0 100%2.0 Core processing 1.0 100%1.0 Make deposit 1.0 100%1.0 .Communicate with departments 5.0 70%3,5 ISubtotal, tasks for all on final list 7.5 Total Time for List of:minutes hours 10,000 344,750 5,746 8,000 329,750 5,496 6,000 314,750 5,246 Total Time (hours) Productive work hours per year*1,687 Total Time (person~ears) t0,000 3.4 8,000 3.3 6,000 3.1 "Assumes 40-hour work week with two 20-minute breaks per day; 52 weeks per year, 3 weeks vacation taken, 40 hours of sick time, 96 hours of holidays BRF cost analysis 12-21 .xls initial orocessing costs 3/1/2007 10:20 AM Per Application Processing - RENEWALS 20-Dec-06 Time Required (mins .) # businesses Total Average Time Required Ste ps Data Entry 10.0 100%10.0 Research address(es)5.0 15%0.8 Col lection activities**15.0 40%6.0 Answer calls, questions 5.0 50%2.5 Mail certificate 2.0 80%1.6 Core processing 1.0 80%0.8 Make deposit 1.0 80%0.8 Communicate with departme 5.0 50%2.5 ISubtotal, tasks for all on final list 25.0 minutes houm 10,000 249,500 4,158 8,000 199,600 3,327 6,000 149,700 2,495 Total Time for List of: Total Time (hours) Productive work hours per year*1 687 *Assumes 40-hour work week with two 20-minute breaks per day; 52 weeks per year, 3 weeks vacation taken 40 hours of sick time. 96 hours of holidays BRF cost analysis12-21 .xls renewal processing costs 3/1/2007 10:20 AM 6,000 FINAL LIST Im plementation Renewals Fixed Costs Staffing (permanent)*$77,903 $80,825 Staffing (temp)$102,308 $24,094 Staffing $180,211 $104,919 Accela Set- up/maintenance/upload $15.000 $5,000 Computer hardware $1,800 $ Admin. Support / Overhead $54,629 $26,957 Storage $1.000 $1.000 Advertising $2.500 Subtotal Fixed Costs $255,140 $137,876 *Assume 1 permanent FTE hired; remaining staffing to be temps. Variable Costs Forms (applications)$2.340 $1,080 Envelopes $2,444 $1 128 Certificates $150 $150 Intro Letter inc. mail merge & setup $1.190 $549 Postage (.58)$17,998 $9,602 Folding, Stuffing, Metering, Sealing $910 $420 Per-piece Costs Impl Renewal Forms (applications)$0.18 $0.18 Envelopes $0.06 $0.06 Certificates 0.025 0.025 Intro Letter inc. mail merge & setup 0.065 0.065 Postage*$1.38 $1.60 Folding, Stuffing, Metering, Sealing $0.07 $0.07 Subtotal Variable Costs $25,032 $ 12,930 Subtotal Variable Costs Contingency $42,026 $22621 TOTAL $322,198 $173,426 Fee per Business $54 $29 Assumptions: 1 Temp Admin. Specialist - Step 3 (SEIU Hourly) : $23.32/hour linc. medical stipend) Annual cost calculated at 23,32 times 2080 hours per year 2. Permanent Acct. Specialist: $25.831hr plus 45% benefits Annual cost calculated at 25.83 times 2080 hours times 1.45 (to include the cost of benefits). 3. Staffing plan assumes 1 permanent FTE with remaining needs filled by temp(s). Supplies+printinq Paper Envelopes Forms Certificate 4 Administrative costs calculated at Revenue Collections’ non-salary budget per FTE (NIC Bank Card Service fees)=$17.570/FTE 5. Using #10 envelopes for all mailings, including return postage on applications. 6. 60.8 cents postage on initial ~nailing and 37 cents on paid return postage. 7. Number in Database:13.000 Number remaining ~n d/base 8. after implemtn 6.000 9. Number FTEs needed: Initial implementation:3.1 Renewals:1.5 10. Annual labor cost increase (between implementation and renewal) = 3.75% $1.78 $2.00 0 0 0 0 BRF cost analysis12-21 .xls 6.000 final list 3/1/2007 10:23 AM 8,000 FINAL LIST Implementation Renewals Fixed Costs Staffing (permanent)*$77.903 $80,825 Staffing (temp)$109,495 $48,901 Staffing $187_398 $129,725 Accela Set- up/maintenance/u pload $15,000 $5,000 Computer hardware $1,800 $ Admin Support / Overhead $57,232 $35,942 Storage $1,000 $1,000 Advertising $2,500 Subtotal Fixed Costs $264,930 $ 171,667 Variable Costs Per-piece Costs Forms (applications)$2.340 $1 440 Forms (applications) Envelopes $2 444 $1 504 Envelopes Certificates $200 $200 Certificates Intro Letter $1 190 $732 ntro Letter Postage $18,800 $12.803 Postage Folding, Stuffing, Sealing $910 $560 Folding, Stuffing, Sealin Subtotal Variable Costs $24974 $16,680 Subtotal Variable Cos! $ Contingency $43 486 $ 28,252 TOTAL $333,390 $216,599 Fee per Business $42 $27 Supplies+printing Envelopes 0.0553425 Forms 0.18 Certificate 0.025 Assumptions: 1. Temp Admin. Specialist- Steo 3 (SEIU Hourly) : $23,32/hour [inc. medical stioend) Annual cost calculated at 23.32 times 2080 hours per year. 2. Permanent Acct. Specialist: $25.83/hr plus 45% benefits Annual cost calculated at 25.83 times 2080 hours times 1.45 Ito include the cost of benefits). 3 Staffing plan assumes 1 permanent FTE with remaining needs filled by temp(s). 4. Adminisirative costs calculated at Revenue Collections’ non-salary budget oer FTE (NIC Bank Card Service fees)=$17.570/FTE 5. Using #10 envelopes for all mailings, including return postage on applications. 6. 63.8 cents postage on initial mailing and 40 cents on paid return postage. 7. Number in Database:13.000 Number remaining in d/base 8. after implemtn 8,000 9. Number FTEs needed: nitial implementation:3.3 Renewals:2.0 10. Annual labor cost increase Ibetween implementation and renewal) = 3.75%. Impl Renewal $0.18 $0.18 $0.06 $0.06 0.025 0.025 0.065 0.065 $1.45 $1,60 $0.07 $0.07 1.84 $ 2.00 BRF cost analysis12-21 .xls 8 000 final list 3/1/2007 10:21 AM 10,000 FINAL LIST Implementation Renewals Fixed Costs Staffing (permanent)*$77,903 $80.825 Staffing (temp)$116.682 $73,707 Total Staffing $194,586 $154,532 Accel a Set- up/maintenance/upload $15,000 $5.000 Computer hardware $1,800 $ Admin. Su ~port / Overhead $59,835 $ 44.928 Storage $1.000 $1.000 Adve rtising $2,500 Subtotal Fixed Costs $274,721 $ 205 459 20-Dec-06 Variable Costs Forms (applications)$ Envelopes $ Certificates $ Intro Letter $ Postage $ Folding, Stuffing, Sealing $ Subtotal Variable Costs $ Per-piece Costs 2,340 $1,800 Forms (applications) 2,444 $1.880 Envelopes 250 $250 Certificates 1.190.$915 Intro Letter 19,602 $16,004 Postage 910 $700 Folding, Stuffing, Sealin 25.826 $ 20,850 Contin,qenc¥$45.082 $ 33.946 Subtotal Variable Cos! $ Impl Renewal $0.18 $0.18 $0.06 $O.O6 0.025 0.025 0.065 0.065 $1.51 $1.60 $0.07 $O.O7 1.90 $2.00 TOTAL $345,630 $260.255 Fee per Business $35 $26 Supplies+printin,q Envelopes 0.0553425 Forms 0.18 Certificate 0.025 Assumptions: 1 Temp Admin. Specialist - Step 3 (SEIU Hourly) : $23.32/hour (inc. medical stipend) Annual cost calculated at 23.32 times 2080 hours per year. 2. Permanent Acct. Specialist: $25.83/hr plus 45% benefits Annual cost ~;alculated at 25.83 times 2080 hours times 1.45 (to include the cost of benefits). 3. Staffing ~lan assumes 1 permanent FTE with remaining needs filled by temp(s). 4. Administrative costs calculated at Revenue Collections’ non_salary budget per FTE (NIC Bank Card Service fees)=$17.570/FTE 5. Using #10 envelopes for all mailings, including return postage on applications 6. 63.8 cents postage on initial mailing and 40 cents on paid return postage. 7. Number in Database 13.000 Number remaining in d/base 8. after implemtn l&O00 9. Number FTEs needed: Initial implementation:3.4 Renewals:2.5 10. Annual labor cost increase [between implementation and renewal) = 3.75%. COMPARISONS - COST CHANGES FRO~/i 6,000 TO 8,000 AND 10,000 initial renewal initial inc. renewal ~nc. 10K 345,630 260,255 1.07 1.50 8K 333,390 216,599 1.03 1.25 6K 322,198 173,426 1.00 1.00 10k fixed 274,721 205,459 1.08 1.49 8K fixed 264,930 171,667 1.04 1.25 6K fixed 255,140 137,876 1.00 1.00 10k var 25,826 20,850 1.03 1.61 8k var 24,974 16,680 1.00 1.29 6k var 25,032 12,930 1.00 1.00