HomeMy WebLinkAbout1999-12-06 City Council (9)City of Palo Alto
City Manager’s Report
TO:HONORABLE CITY COUNCIL
FROM:CITY MANAGER DEPARTMENT OF PLANNING AND
COMMUNITY ENVIRONMENT
DATE:DECEMBER 6, 1999 CMR:425:99
SUBJECT:SINGLE FAMILY NEIGHBORHOOD COMPATIBILITY POLICY
ISSUES-AND ESTABLISHMENT OF A SINGLE FAMILY
NEIGHBORHOOD COMPATIBILITY ADVISORY GROUP
This is an informational report and no Council action is required.
BACKGROUND
A concern with the issue of single family neighborhood design compatibility led to City
Council action, on March 23, 1998, directing staff to incorporate in the Planning
Division’s Work Plan potential changes to regulations to address the quality of residential
neighborhoods. In subsequent discussion of this issue, the Council in December 1998
tabled the discussion of design review of non-historic structures to a date following
adoption of the revised Historic Ordinance. The community’s concern with this issue
continues, particularly the demolition and new construction of single family homes. A
thoughtful identification of the problems associated with these changes is included in a
document titled, "The Future of Residential Structures in Palo Alto." This document,
prepared by a group of concerned individuals representing a variety of viewpoints, was
presented to the Council in March 1998 (see Attachment A).
As part of its initial review-, Planning staff has contacted approximately seventeen cities
located in Santa Clara and San Mateo counties and other selected cities for information
about single family design review programs and regulations. This information makes
clear that a rapid change in neighborhoods due to continuing land appreciation is a
concern to neighboring communities, as well. A matrix and summary of the information
collected to date is attached (see Attachment B).
Based on research and discussions with a number of individuals on an informal basis,
staff has identified a work program that contains several elements. As described in the
CMR:425:99 Page 1 of 6
City Manager’s Report on a Voluntary Design Assistance Program (VDA) in April of this
year, the work program includes three components: establishment of a Voluntary Design
Assistance Program; proposed review of the Zoning Code with the intent of proposing
several changes in the short-term primarily to address bulk and massing issues; and
longer-term review of methods and opportunities to achieve neighborhood compatibility.
Any proposed solutions will need to balance property rights interests with the
communities’ justified interest in maintaining the integrity of existing neighborhoods.
There are two distinct components to this issue. One relates to the private domain, those
issues that primarily affect the adjacent property owners’ concerns with privacy, air, and
shadowing. The second relates to the public domain, those issues that affect adjacent
property owners and the larger neighborhood. These are "streetscape" issues involving
the relationship to the existing neighborhood pattern. There are a number of techniques
and methodologies to address both the private and public domain issues and staff will be
reviewing and analyzing all available options.
DISCUSSION
Voluntary Design Assistance Program
The VDA program offers site and architectural design assistance to any person proposing
to substantially remodel or construct a new or replacement single family residence. The
assistance is intended to ensure the residence is compatible with the existing
neighborhood. As an incentive, projects completing the VDA program receive priority
for building permit review and an expedited Home Improvement Exception (HIE)
process. Participation in the program is voluntary and there is no fee for this service. The
program has achieved some success. Since its inception in late April of this year, the
VDA program has assisted approximately 12 applicants, of which 7 have completed the
process and obtained building permits. Participants in the process have ranged from
homeowners with zoning and design questions to professional architects and designers
looking for ways to architecturally refine their projects.
To increase the number of participants, staff has initiated a pro-active marketing program
to send brochures to all neighborhood and community associations. Copies will be
mailed to designers and architects and, using a list from the State Department of
Consumer Affairs, Contractors License Board, copies are being sent to selected
contractors located in Santa Clara and San Mateo Counties. To date, over one thousand
brochures have been mailed. Brochures also are available at the Development Center and
are routinely given to customers.
An analysis of the current program and potential changes is also underway to identify
ways to make the program more effective. These changes might include additional
incentives; especially shortening processing time for participants. Staff would particularly
CMR:425:99 Page 2 of 6
like to involve designers of replacement homes for demolished single family homes.
There have been 40 demolitions (as of November 4, 1999) since tracking began for VDA
purposes May 1, 1999. Staff is interested in involving applicants for these projects in the
VDA program. Since the program’s inception in April 1999, at least one of the applicants
for a demolition permit has utilized the design services available. A more comprehensive
analysis, evaluation and proposed changes to the ’ program will be provided to the City
Council in the near future.
R-1 Zoning Code Revisions
The compatibility of new and remodeled single family residences within neighborhoods
is based on a number of individual elements, which individually and collectively affect
neighborhood fit. These include: height; massing; lot coverage; architectural style and
characteristics; setback .patterns; house, garage, and driveway placement; craftsmanship,
light; and privacy. The R-1 Zoning Code regulates specific elements of single family
design including Floor Area Ratio (FAR), setbacks, and height. Planning staff is
reviewing the R-1 Zoning Code to identify ways in which regulations could be amended
to address, in particular, bulk and massing issues.
The Zoning Code changes will be made in a two-phase approach. The first phase will
include those changes which can be made relatively quickly, and address the most
prominent bulk and massing issues. Proposed changes could include:
Increased lot coverage for new single story residences and additions similar to the
increased lot coverage that exists for properties located in a Single-Story Overlay
District. This would remove the current potential disincentive for single story
construction.
Modification of the daylight plane regulations to require architectural encroachments
(e.g., dormers and gables) in the daylight plane to be "broken" into separate elements
to decrease the potential mass and bulk created by uninterrupted elements.
¯Adding language to preclude particularly inappropriate architectural features such as
monumental entries.
Staff will be meeting with representatives from the neighborhoods and the design
community to solicit additional ideas and comments on the staff proposal. Initiation of
the first phase code amendments is anticipated in early January 2000.
The second phase would include those changes which would require more extensive
analysis or which may more appropriately be included in the comprehensive Zoning Code
Update. Examples of a second phase might include an indexed FAR to create a better
CMR:425:99 Page 3 of 6
relationship between lot size and allowable house size, clarification of the calculation of
FAR (e.g., second story equivalencies), and the size and location of garages.
Longer-Term Review
Clear, understandable adopted guidelines are a necessary component for a design review
option. Palo Alto’s single family design guidelines ("Single Family Residential Design
Guidelines for Palo Alto") provide an excellent foundation for compatible single family
residential construction and a basis for the VDA program review. Staff will be analyzing
both the need for changes and/or additions to the guidelines and methods to ensure
compliance with the R-1 Zoning Cod~
Design review is not the only option. Prescriptive approaches, such as the Zoning Code
have the advantage of specifying quantifiable standards; however, it is more difficult to
address all elements of the streetscape and neighborhood fit using this approach.
Staff intends to create a Single Family Neighborhood CompatibilityAdvisory Group to
advise the Director of Planning and Community Environment on final recommendations
to City Council to comprehensively address concerns related to the compatibility of new
and remodeled single family residences within neighborhoods. Members of the Advisory
Group will be invited by the Director of Planning Community and Environment to
represent a variety of"stakeholders" including neighborhood representatives, members of
the design community, builders, the Real Estate industry, and one member each from the
Planning Commission and Architectural Review Board. The Advisory Group will be
comprised of approximately thirteen members. Annette Glanckopf Ashton, Carroll
Harrington and John Northway have agreed to act as co-chairs of the Advisory Group.
Planning staff will be soliciting letters of interest from the community within the next few
weeks.
To ensure extensive broad public input, the meetings of the Advisory Group will be
published and open to the public. Additionally, a minimum of two public workshops will
be scheduled at a date and time that will allow the broadest participation. It is anticipated
that one workshop will focus on identifying community concerns as perceived by a broad
spectrum of participants with a second workshop to provide community input on potential
options and solutions.
The work program for staff and the Advisory Group will be intensive. It is anticipated
the Advisory Group will be meeting twice a month for one and one-half to two hours.
The estimated five-month work program will include:
1.Discussion of issues and problems using "The Future of Residential Structures" as the
initial basis for discussion.
2.Participation in a self-guided or guided tour.
CMR:425:99 Page 4 of 6
3.Review of the changes actually occurring in the community.
4.Review of Comprehensive Plan policies.
5.Review of the R-1 Zoning Code, staff-initiated Zoning Code changes, and other
potential changes to the Zoning Code to address identified neighborhood
compatibility issues.
6.Discussion of prescriptive techniques to address specific building and streetscape
issues.
7.Review of methods used by other cities to address neighborhood compatibility, either
prescriptively or through a design review process.
8.Review of City development procedures and polices.
9.Review of Residential Design Guidelines and the potential for augmenting the
guidelines to address identified problems.
10.Discussion of ministerial and discretionary review alternatives.
11.Participation in community workshops.
12.Development of final recommendations for City Council review and adoption.
Techniques that may be utilized include a Visual Preference Survey and a presentation
focusing on design issues associated with single family residences and neighborhood
compatibility by the American Institute of Architects (AIA). Staff has already discussed
such a presentation with the local AIA chapter. The intent is to provide a shared
vocabulary and foundation to discuss design issues. Other speakers and material will be
utilized as they are deemed to be helpful to the discussion for staff and the. Advisory
Group.
The Advisory Group will be convened in January 2000, for a first meeting with an
anticipated final transmittal of recommendations for Architectural Review Board,
Planning Commission, and City Council public hearings beginning late April or May
2000.
Planning staff has begun work on various approaches to improve the compatibility of new
construction in existing single family neighborhoods. This work effort includes the
voluntary VDA program and efforts to improve and expand the program, and the
identification and initiation of Zoning Ordinance changes. There has also been an
extensive review of options to address various elements that contribute to neighborhood
fit and streetscape character. Staff anticipates providing the City Council with
recommendations in late spring 2000. Extensive community input will be an important
part of this work effort. Community input on the Zoning Code changes will be informal
until public hearings before the Architectural Review Board, Planning Commission and
City Council. The creation of an Advisory Council will provide a more structured input
to staff on proposed options and final recommendations to the City Council.
CMR:425:99 Page 5 of 6
ATTACHMENTS
A. "The Future of Residential Structures in Palo Alto - February 19, 1998"
B.Comparison of Design Review Process for Selected Santa Clara and
Counties and Selected Other Cities
San Mateo
PREPARED BY: Joan D. Taylor, Associate Planner
DEPARTMENT HEAD REVIEW:
CITY MANAGER APPROVAL:
Carroll Harrington
Annette Glanckopf Ashton
John Northway
G. EDWARD GAWF
Dii~.ior of Planning
¯
ager
Community Environment
CMR:425:99 Page 6 of 6
Attachment A
TH
0
FUTURE
RESID NTIAL STRUCTURES
IN PALO ALTO
Report
To the Palo Alto City. Council
March 23, 1,998
THE FUTURE OF RESIDENTIAL STRUCTURES
IN PALO ALTO
Introduction: Change or Conserve?
As flae juggernaut of change rolls through Palo Alto’s stable neighborhoods, newer,
larger and costlier homes seem to spring up across the street, down the block and
next door at a rate not seen here since the 1950’s. Older, smaller and more modest
dwellings that for years have been part of our town’s character are yielding one after
another to the forces of good economic times, escalating family preferences and the
growing lure of Palo Alto itself.
Although an interim ordinance meant to protect historic houses is on the books, it is
under attack by some members of the community for diverse reasons and is being
revised. In addition, its rules appear to have had the unintended, but not unforeseen
consequence of making redevelopment in post-1940 neighborhoods even more
tempting. Complaints about lost privacy, structures that don’t belong and wrecked
neighborhoods have intensified.
A number of new and established residents view this trend with great alarm. They
think we are losing the essence of what makes Palo Alto a desirable place to live.
But objections must be well defined before they can be evaluated rationally and
transformed into policy. To this end, neighborhood groups from College Terrace,
Barron Park, Crescent Park, Charleston Meadows, University South, Midtown and
elsewhere have met informally over the past few years to puzzle over the issues and
propose actions to address their concerns.
After a lively, well-attended meeting of the Midtown Residents’ Association on the
subject in March 1997, a small group of concerned homeowners set up a private
discussion forum to share some grievances about swift residential growth and change
in their relatively young neighborhood. From this seed grew the idea for a process to
develop a new, citywide single-family residential policy that might guide and shape
the inexorable transformation of Palo Alto and soften its impact on bystanders.
The first step in the expanded process was to identify the underlying problems of
residential change so they can be addressed. Five structured two-hour roundtable
1
THE FUTURE OF RESIDENTIAL STRUCTURES
IN PALO ALTO
discussions were planned and pulled together by Annette Glanckopf Ashton, John
Northway and Susan Frank. Thirty-six invited "stakeholders" attended, including
homeowners, architects, renters, builders, planners, housing advocates, historical
presevcationists, attomeys and members of the City Council, Planning Commission,
Architectural Review Board, Historical Resources Board, and city staff. Although
the stakeholders came from a variety of groups, we spoke for ourselves, not for any
organization. We needed to know what each individual really thinks.
2
THE FUTURE OF RESIDENTIAL STRUCTURES
IN PALO ALTO
The,Problem: It’s All the Way You Look at It
We called the sessions "The Future of Residential Structures in Palo Alto." After
each participant had an opportunity to state the major problems from her or his
persona] viewpoint, we made an effort to organize the initial comments into some
reasonable order. It became obvious that one meaningfi~ way to analyze the issues is
as a clash between two perspectives, conservation and change.
The group decided to exclude those issues surrounding the current dialogue on
historic preservation in Palo Alto. Within the two umbrella concepts CONSERVE
and CHANGE, the stakeholders identified five broad groupings of other issues about
residential structures: Economic Forces, Social and Emotional Factors, Architecture
and Design, Property Rights and Neighborhood Character. Over several sessions, we
organized and refined our concerns and opinions into these five categories. Lists of
problem statements took form. In the final version we incorporated points about
Neighborhood Character into the other categories because the pervasive theme of
"neighborhood" ran through nearly every issue.
On the left side of each list is the viewpoint of those who, for many valid reasons,
want or need to CONSERVE their existing environment; they tend to use vocabulary
like "rescue," "care for," "strengthen," "retain," "protect," "save," "remodel." On
the right side is the viewpoint of those who, for different but equally valid reasons,
want or need to CHANGE residential structures or even entire neighborhoods; they
tend to use terms like "expand," "rebuild," "tear down," "develop," "improve,"
"redesign." Although this approach of posing two dueling ideologies was somewhat
arbitrary, it did help us to dissect a complicated situation.
The problem statements that follow represent our initial efforts to take a closer look
at residential development in Palo Alto. Plenty of overlap, contradictions, omissions,
paradoxes and inconsistencies remain to be sorted out. Many observations appear
moderate; but some are deliberately stated in the extreme, because such extreme
positions are actually taken or heard daily by citizens of Palo Alto and reflect
perceptions about the quality of life here. Most of us stand somewhere on the
3
THE FUTURE OF RESIDENTIAL STRUCTURES
IN PALO ALTO
continuum between extremes; but we believe that understanding the entire range of
perspectives will help Palo Altans and our policy makers to reconcile some of our
differences and learn to accept the rest.
We have to make clear that many of us at the sessions disagreed with some of the
problem statements proposed by others, That was just the point: consensus may be
difficult to achieve. However, our problem-definition process showed that a f~ank
exchange of divergent viewpoints often leads to mutual understanding and respect. If
we can agree on the questions and share fundamental goals, we can resolve even the
most contentious issues. Palo Altans do value the goal of continuing to live in
neighborhood harmony and will shape a workable plan to reduce casualties in the
expanding battle between conservation and change.
4
THE FUTURE OF RESIDENTIAL STRUCTURES
IN PALO ALTO
Problem Statements About ECONOMIC FORCES
From the Viewpoint
Of Those Who Prefer
Or Need to CONSERVE:
From the-Viewpoint
Of Those Who Prefer
Or Need to CHANGE:
Fierce demand is transforming
modest and livable Palo Alto neigh-
borhoods into battlegrounds for
development and quick profits at
the expense of existing residents.
Smaller, less costly homes are
being replaced by larger, more
costly ones, insidiously changing
the economic profile of the city and
raising concerns that Palo Altans
and their children may be priced
out of their home town.
Recently, builders and developers
have been criticized unjustly for
providing the kind of housing Palo
Altans want to live in now.
Groundless worries about uncon-
trollable personal matters tend to
threaten the housing market’s
free evolution and our Palo Alto
economy’s continued growth and
prosperity.
Because of huge financial incentives,
even some long-time residents feel
pressure to rebuild comfortable
smaller residences, trade up or move
out of Palo Alto.
Stunning, speedy appreciation of
property has raised the stakes for
developers, who adversely impact
neighborhoods with structures of
inappropriate scale and design.
The rush for gains is leading to con-
struction of poorly designed houses,
using cheap materials and shoddy
workmanship.
The overused tear-down or "scrape"
practice creates landfill, uses up
resources and energy, wipes out
affordable housing and erases long-
standing neighborhood contexts.
A very large percentage of Palo
Altans’ net worth is tied up in
their homes, so they need to
remain free to preserve or even
increase their assets.
Some Palo Alto neighborhoods
haven’t achieved their economic
potential because they haven’t
kept up with current code, safety
and design standards.
Responsible, careful developers
and builders have been blamed
for the excesses of a few bad
actors.
Several inefficient, unwieldy
city requirements promote tear-
downs, increase costs and
housing prices and frustrate
even modest reconstruction.
5
THE FUTURE OF RESIDENTIAL STRUCTURES
IN PALO ALTO
Problem Statements About
SOCIAL AND EMOTIONAL FACTORS
From the Viewp_~
Of Those Who Prefer
Or Need to CONSERVE;
Many new structures fill the entire
building envelope and seem to be
built without concern for others’
privacy, getting new occupants off
to a poor start with their neighbors.
The abrupt and constant pace of
new construction gives neighbors
little opportunity to evaluate and
digest the changes and makes
them insecure about the future of
their surroundings.
Bulky and over-designed new
residences shake the crucial
elements of "home," such as
human scale, neighborly connec-
tions, personal privacy, aesthetic
harmony and social stability.
Prevailing neighborhood character
and atmosphere are being sacri-
ficed to the financial interests of
absentee developers and owners.
Because new or replacement homes
are often large and expensive, renters,
non-professionals, students, young
couples, seniors and people of modest
means are being pushed or left out,
~kewing the sodal mix.
.Major changes in familiar designs,
architecture, lot coverage, house size
or mass, public space design or land-
scaping cause the neighbors personal
and potentially financial distress.
From the Viewpoint
Of Those Who Prefer
Or Need to CHANGE:
A form of closed-mindedness
is making neighbors less toler-
ant of new structures and new
residents, undermining the core
sense of community
Rebuilding and redevelopment are
causing unwarranted anxiety; they
are necessary and desirable to
prevent obsolescence, eliminate
eyesores and expand Palo Alto’s
housing inventory.
Many existing homes lack space
or design for non-traditional 21~t
Century alternatives, like media
areas, home offices and the capa-
City for novel families Or multiple
careers, vehicles and age levels.
Some residents don’t realize that
much of the new construction is
ordered by their own neighbors,
who respect their surroundings.
The maxim that i~alo Alto needs a
variety of housing options has
been misinterpreted by some
to mean that new or large homes
have no justifiable place in our
heighborhO0ds.
Most Palo Alto neighborhoods
have always varied within their
boundaries, but it now appears
that uniformity and consistency
have become more fashionable.
6
THE FUTURE OF RESIDENTIAL STRUCTURES
IN PALO ALTO
Problem Statements About
ARCHITECTURE,, AND DESIGN
From the Viewpoint
Of Those Who Prefer
Or Need to CONSERVE:
From the Viewpoint
Of Those Who Prefer
Or Need to CHANGE:
Although there is no universally
accepted standard of good design
in Palo Alto, never before have so
many houses been thought by so
many neighbors to be ugly, bloated,
glitzy or simply intrusive.
Many Palo Altans believe that most
new houses, especially those built
for speculation, lack reasonable size,
contextual scale, appropriate appear-
ance, durable craftsmanship or con-
cern for neighbors’ light and privacy.
Even some otherwise well-designed
and executed houses have become
eyesores because they are out of
proportion to or inconsistent with the
style of existing nearby structures.
Facades designed for internal privacy,
combined with excessive height, mass
and lot coverage, shut out the rest of
the neighborhood like fortresses.
New landscaping is being exaggerated
and overdone or uses far too many
exotic trees, shrubs and ground covers
incompatible with the neighborhood.
in the scramble to maximize returns
via square feet eccentric rooflines,
setback exemptions, high floor area
ratios, tall entries and odd window size,
shape and location have spawned a
new breed of architectural monstrosity.
Neighbors tend to compare new
or redesigned houses to existing
structures, as if there were some
fixed point in time when buildings
were architecturally perfect and
should never evolve further.
Because of a few bad houses,
the entire work product of builders
-- most of it carefully designed,
using excellent, very durable
craftsmanship and good quality
materials -- has been scorned.
Well-educated, affluent clients
often ask architects to create
distinctive, unconventional or
"statement" houses for their lots
in established neighborhoods.
Some residents don’t accept their
new neighbors’ social, cultural, or
personal preferences for privacy
and fully enclosed living spaces.
New landscape design is personal
and taste-driven and requires time
to mature, enrich the environment
and mitigate construction shock.
Sometimes existing residents
characterize houses that don’t
suit their personal tastes as "bad,"
choosing to ignore the fact that
"every ugly house has a proud
owner."
7
THE FUTURE OF RESIDENTIAL STRUCTURES
IN PALO ALTO
Problem Statements About
PROPERTY RIGHTS
From the Viewpoint
Of Those Who Prefer
Or Need to CONSERVE:
Many residential lots are being
developed to the technical maxi-
mum, infringing on highly valu-
able rights of adjoining properties
to light, privacy, beauty and good
neighborhood ambiance.
Palo Alto’s lenient zoning, building
and design standards make it too
easy to build any house people can
afford, over time transforming our
city into one more affluent enclave.
Property owners who build outland-
ish, excessively costly houses tempt
stable neighbors to expand or move
away, either to realize property values
or to rejoin a balanced community.
Current and prospective regulations
condone violating most Palo Altans’
norms of aesthetics and taste.
Residential builders and developers
haven’t taken community preferences
and interests into account voluntarily
when planning property use and
improvements.
Palo Alto’s building ordinances
are riddled with loopholes and
exceptions, allowing some older
neighborhoods to deteriorate by
becoming overbuilt, unfriendly,
characterless and unaffordable.
From the Viewpoint
Of those Who Prefer
Or Need to CHANGE:
Some property owners are being
discouraged from building to the
extent allowed by existing laws,
thus losing the expected use of
their lots and part of the value of
their properties.
Palo Alto’s restrictive zoning and
building laws, combined with
neighborhood design pressures,
thwart diversity, creativity and
personal freedom.
Property owners hindered from
improving their homes feel cor-
nered and move away to either
more expensive or less desirabJe
areas, sacrificing value.
Current and prospective regula-
tions discourage Palo Altans from
experimenting with designs.
Unlike some other cities, Palo
Alto doesn’t use its own funds to
compensate property owners for
community mandated restrictions
on their classical property rights.
Palo Alto’s building ordinances
are overly restrictive and complex,
making even modest improve-
ments economically infeasible
and causing some property to
deteriorate by stagnation.
8
THE FUTURE OF
IN PALO ALTO
RESIDENTIAL STRUCTURES
Participants and Affiliation-
Ken Alsman
Annette G. Ashton
Ann Barbee
John Barton
Pat Burt
Tony Carrasco
Phyllis Cassel
Lylm Chiapella
Dick Clark
Howard Churcher
Sandy Ealdns
Susan Frank
Sylvia Gartner
Pria Graves
Barbara Gross
John Hanna
Karen Holman
Leannah Hunt
Bob Moss
Dena Mossar
Carol Murden
John Northway
Bonnie Packer
Bob Peterson
Marlene Prendergast
Emily Renzel
Dave Ross
Kathy Schmidt
Micki Schneider
Linda Scott
George Stern
Judith Wasserman AIA
Lanie Wheeler
Shirley Wilson
Professorville Resident; Ret. Dir. of Econ. Dev., Mt. View
Midtown Resident
Professorville Resident: Former Member, HRB
P.A. School Board Member; Architect
University South Neighborhood Group
Fmr. Member, Planning Commission and ARB; Architect
Planning Commissioner
Midtown Resident
Midtown Resident
Developer
Palo Verde Resident; Member, P.A. City Council
CEO, P.A. Chamber of Commerce
Midtown Resident
College Terrace Resident
Board Member, P.A. Chamber of Commerce
Crescent Park Resident; Attorney
Crescent Park Resident; Member, PASH
President, Palo Alto Board of Realtors
Barron Park Resident
Professorville Resident; Member, P.A. City Council
Crescent Park Resident; Member, HRB
Scale Resident; Fmr.Mbr. Planning Comm, ARB; Architect
Palo Verde Resident
Architect; Member ARB
Crescent Park Resident; Ex. Dir., P.A. Housing Corp.
Crescent Park Resident; Fmr. Member, P.A. City Council
Midtown Resident; Former Member, ARB
Planning Commissioner; Architect
Crescent Park Resident; Member, P.A. City Council
Professorville Resident; Former Member, HRB
Midtown Resident; Attorney
Midtown Resident; Public Arts Commission; Architect
Greenmeadow Resident; Member, P.A. City Council
Crescent Park Resident; Former Member, ARB; Architect
9
THE FUTURE OF RESIDENTIAL STRUCTURES
IN PALO ALTO
City. Staff Resource Group
Lisa Grote
Barbara Judy
Ken Schrieber
Zoning Administrator, City of Palo Alto
Preservation Architect; Consultant, City of Palo Alto
Planning Director, City of Palo Alto
10
Attachment B
COMPARISON OF DESIGN REVIEW PROCESS FOR SELECTED
SANTA CLARA AND SAN MATEO COUNTIES
AND SELECTED OTHER CITIES
The attached information is part of an on-going review of the methods used by other
cities to address neighborhood compatibility concerns. This survey focuses on design
review procedures. Staff’s research for the survey included the majority of cities in Santa
Clara County andthe cities of Menlo Park, Burlingame, San Rafael and Santa Barbara.
Cities were chosen for their proximity and/or demographic-quality of life similarities to
Palo Alto. Of the seventeen cities contacted, information on thirteen of the cities is
included in the attached material.
The majority of the cities surveyed require some form of design review for detached
single family homes. Three cities, Gilroy, Milpitas, and San Rafael (not included I the
attached written material) require single family design review only for hillside
development. Campbell requires design review for only one geographical area of the
city. Mountain View requires single family review only when an applicant requests a
change from zoning code standards, such as a variance.
What was most notable during staff’s review was the number of cities that recently
adopted ordinances requiring single family design review or are contemplating such an
ordinance. Both Cupertino and Burlingame have adopted ordinances within the last year;
Menlo Park, San Jose and, most recently, San Mateo have either initiated ordinance
changes or are reviewing their existing procedures. In each of these cities, city planners
have identified community concerns regarding inappropriate new construction, typically
characterized as incompatible based on privacy, massing, size, and relationship to the
existing streetscape, as the reason for the proposed changes. In two other cities, concerns
about neighborhood compatibility or the existing process have resulted in an
identification of the need to review residential design guidelines, as is the case for Santa
Clara and Los Altos. Although not a part of this report, staff has copies and will be
reviewing the design guidelines developed in other cities.
The summary table and narrative for each city is attached.
Burlingame
A moratorium on all new second story residences and second story additions was adopted
in March 1998. Following the moratorium, an ordinancewas adopted requiring single-
family design review for new two-story residences and second-story additions. The
initial analysis of a project proposal is completed by a consultant and forwarded to the
Planning Commission for their review. One planning position was added to the
department following adoption of the ordinance due to the increased workload.
Burlingame’s Planning Commission is now considering a proposal to require design
review, as well, for new single-story homes and some single-story additions. If
recommended by the Planning Commission, the proposal will go the City Council for
action in late October or November 1999.
Campbell
Single Family Design Review is only required in those areas of the city with a residential
"S" overlay and a Neighborhood Plan, generally the southwest portion of the City (San
Tomas area). For single family projects in this area, the Planning Commission reviews
all new houses with a minimum 8,000 square foot lot size and the staff reviews all new
houses on 6,000 square foot lots and all additions. Staff also "works with the applicant"
to try to ensure appropriate design in other areas of the city, although there is no legal
authority to impose more than the requirements of the applicable zoning districts.
Cupertino
Cupertino recently (June 1999) adopted an ordinance to address issues associated with
single family design compatibility. The ordinance is intended to address issues regarding
building mass, setbacks, and height. The ordinance adopted by Cupertino is unique in its
approach to the issue of privacy. Landscaping is required for any new two-story dwelling
or two-story addition for areas within a cone of vision defined by a 30-degree angle for
any second-story window. The required landscaping is defined as an 8-foot minimum
height with 24-inch box for trees and a 6-foot minimum height requirement and a 15-
gallon requirement for shrubs. The intent is to have partial screening within 3 years. The
window size and/or window location relative to adjacent property must be shown on the
plan set. Such window placement and size should, based on the adopted Residential
Design Guidelines, be sensitive to adjacent property owner’s privacy considerations.
There is a waiver procedure for both privacy requirements (i.e., landscaping and window
placement) if signed by the adjacent property owners. Initial review and approval is by
Planning Staff. There is a Planning Director hearing only if a request for such hearing is
filed (i.e. "on demand"). The decision of the Director may be appealed to the Planning
Commission.
The construction of a second-story decks, and any dwelling which is greater than 35% in
Floor Area Ratio and a two-story residences requires a hearing before the Residential
Design Review Committee (RCDC). The RCDC, which meets twice per month, was
created by the adopted ordinance and includes the Planning Director, a Planning
Commissioner and an architect. The decision of the RCDC may be appealed to the
Planning Commission.
Los Altos
The City of Los Altos requires design review for all single family residential
construction. If the project is for a two-story residence or an "unusual architectural
approach" is proposed, as determined by the Director of Planning, the project would be
reviewed by the Architectural and Site Control Committee (A&S), a subcommittee of the
Planning Commission. Notification is to the adjacent property owners. A&S decisioris
may be appealed to the City Council. All other single family residential review is by
staff and decisions may be appealed to the A&S.
The Los Altos Planning Commission has, during the past year, been reviewing their
Residential Design Guidelines with specific discussions related to neighborhood
compatibility and the maintenance of community character. The review has been
conducted by staff and a City Council appointed Task Force with the assistance of a local
architect. The issues and notes from the Los Altos "brainstorming" sessions and
workshops are very relevant to Palo Alto. City Council action on the revised Residential
Design Guidelines is anticipated in the near future.
Los Altos Hills
The Planning Commission, with several exceptions, reviews all single family dwellings.
Staff approves certain projects "over-the-counter" including additions (in floor area) of
less than 900 square feet or less than 250 square feet and greater than 19 feet in height,
and additions (increase in development area) of less than 3,000 square feet. With 500
foot noticing, staff can approve additions (increase in floor area) of 900 to 1,500 square
feet or 250 to 500 square feet and greater than 19 feet in height and additions (increase in
development area) of 3,000 to 7,500 square feet. This latter review is comprised of
comments from Planning, Engineering, Pathways and Environmental Design and
Protection Committee. The Planning Director typically conducts a public hearing (Site
Development Hearing) once a week or, as needed. The decision of the Planning Director
may be appealed to the Planning Commission. As a "streamlining" or "fast-tracking"
measure, new residences and major additions can be reviewed at a Site Development
Hearing (rather than the Planning Commission) if the project is in compliance with all
applicable codes and polices at the discretion of the Planning Director. The potentially
subjective nature of design review has, recently, been a controversial issue in the town.
Los Gatos
Design review is required for all single family residences. A Minor Residential review is
required for all new second-story additions, any addition greater than 100 square feet to
an existing second-story, and reductions in the side/rear yard setbacks for an accessory
structure. Staff provides a one-week review with a 10-day neighborhood notification
period. The typical review period would be three to four weeks. The application
submittal requirements include streetscape drawings, photographs of the surrounding
streetscape, and a shadow study. The project may be appealed to both the Planning
Commission and the Town Council. If an historic structure, the project is also referred
to the monthly Historic Preservation Committee meeting.
Any new single family home is reviewed during a weekly "Development Review
Committee" meeting. This committee is comprised of representatives from several City
departments. Meetings occur weekly. The decision of the Development Review
Committee may be appealed to the Planning Commission and the Town Council. The
typical review period would be 30 to 60 days. Iftl~e new single family residence
involves the demolition of an existing historic home, the project will be referred to the
Historic Preservation Committee and, in addition to the requirement for submittal of
streetscape drawings, photos, and shadow studies, an independent historic consultant’s
report may be required. Finally, analogous to Palo Alto and most other small cities,
Planning staff reviews any single story additions submitted for a Building Permit. While
the primary purpose is zoning conformance, the staff also reviews for consistency with
design standards. Presumably, as the permit is ministerial, the staff works with the
applicant on a voluntary basis to ensure compatible design.
The Los Gatos residential design.standards are guidelines, established to "reflect current
Town policy for community design." An applicant may make a written request for a
modification from the guidelines if the project might be adversely affected. Such a
request must receive Site and Architectural review and a public hearing before the
Planning Commission. Approval can only be made based on findings that "such
modification will not be detrimental to the health, safety, general welfare and quality of
life of the project residents and surrounding neighborhood." There is an appeal to the
Town Council.
Finally, Los Gatos has identified an increasing community concern with two-story
dwellings. As identified in the guidelines, "The Town has identified a trend towards the
development of two-story houses and second-story additions in the Los Gatos residential
community". "While there are many creative second-story designs, the Town is
concerned that property owners and developers are restricting their design alternatives to
only second story. A continuation of this trend could jeopardize the character of our
neighborhoods." "...Property owners and designers are encouraged to strongly consider
single-story designs as viable development alternatives. If a second-story design is
chosen, the applicants shall be required to explain why a single-story design does not
work."
Menlo Park
The City of Menlo Park does not require design review for single family residences;
however, the City Council recently reviewed a two-phase approach to address
neighborhood concerns about the incompatibility of new structures in existing
neighborhoods. The first phase would require an enhanced neighborhood review of all
residential projects requiring discretionary review (i.e. orhy those single family
residences on sub-standard lots or an applicant requesting a variance). The enhanced
neighborhood notice would include a pre-submittal meeting with neighbors, an increase
in noticing requirements from the state mandated 300’ to 500’ and two sets of notices;
one within five days of the application, the second approximately 20 days prior to the
public hearing date (rather than the state mandated 10 days). The notice would include
copies of the site plan and elevations of the proposal and the site would be posted with a
sign providing details of the proposal, contact individuals and the Planning Commission
hearing date. The City Council approved only the early notification procedure in October
of this year. The second phase will assess additional review procedures that would be
applied to residential design projects that are not currently required to obtain
discretionary permit approval from the Planning Commission.
Mountain View
In Mountain View, single family design review is required when a variance is requested,
there is a floor area bonus request (although there is a current moratorium on such
requests), and for development on small lots (less than 40 feet wide and less than 5,000
square feet). Review is by. the Development Review Committee (DRC) for variances and
floor area bonus requests, and by the DRC acting on behalf of the Zoning Administrator
for small lot development. In either case, the appeal is to the City Council. The
Mountain View Planning Commission is currently reviewing a potential ordinance to
prescriptively address second-story window placement by defining size and location of
windows in the zoning code.
San Jose
San Jose has initiated an ordinance for design review for single family residences. The
ordinance establishes thresholds which will "trigger" design review. The thresholds as
currently proposed by staff are as follows: any new home, those single family residences
.listed on the City’s Historic Resources Inventory, a square footage increase of 100% or
more over the size of the original house, any second story addition within 10’ of the
required front setback and/or exceeds 60% of the 1 st floor area, remodel resulting in a
FAR greater than .45, and removal of more than 50% of the exterior walls. The majority
of single family residential development in San Jose occurs under Planned Development
zoning with concurrent design review so the proposed ordinance will primarily affect in-
fill projects in existing traditional neighborhoods. San Jose is also amending its design
guidelines to more specifically address issues associated with such neighborhoods. San
Jose is also proposing to amend the R-1 standards to require a maximum height of two
stories/30’ and adopt an FAR Initial review would be by staff with a noticed (300’)
hearing (3x/month) before the Planning Director. Appeal would be to the Planning
Commission. San Jose’s City Council is expected to take action on this proposal in early
December 1999.
Santa Barbara
Single Family design review in Santa Barbara is regulated by two ordinances. The first
requires design review for all single family homes located in the Hillside Design
Districts, located on an average slope greater than 20%, or requiring grading of more than
250 cubic yards. Also, single family homes are regulated by the Neighborhood
Preservation Ordinance and single family design review is required for all new homes,
alterations of more than 500 square feet and those requiring grading, although there is no
quantitative threshold for such grading.. The impetus for the Neighborhood Preservation
Ordinance was a concern for preserving the streetscape and single-story character of
many Santa Barbara neighborhoods. An Architectural Board (ARB) review is required
for the majority of projects, although staff reviews minor changes. The ARB is
composed of nine members representing the design professions and the community-at-
large. One member of the ARB (an architect) reviews a significant number of projects as
"consent calendar" items. Staff estimates that this may be as high as 95% of all projects.
Full board review is required for all new houses, significant alterations, and staff or ARB
identified controversial projects. Noticing (100’) is not required for all projects. Staff
estimates that approximately 15 to 20% of the projects are noticed. Appeal of an ARB
decision is to the City Council.
Planning Commission review is required in the Hillside Design Districts, if the total
combined square footage of any new structures or additions is greater than 6,5000 square
feet, and the amount of grading is greater than 500 cubic, yards. Noticing is 450’ for the
Planning Commission and the appeal would be to the City Council.
Santa Clara
Single Family design review is required for all new residences. Staff typically reviews
single-story residences; an Architectural Review Committee, which meets two times per
month, reviews all second-story and single-story residences, at the discretion of the
Director. There is a 100-foot noticing requirement established by an interim City
Council policy and included in a proposed ordinance. The decision may be appealed to
the Planning Commission and the City Council. The City of Santa Clara does not have a
Floor Area Ration or second story setback requirement. The Residential Design
Guidelines were adopted 8 to 10 years ago and are currently under review with a final
document anticipated by the end of this calendar year.
Saratoga
By ordinance, design review and a hearing before the Planning Commission is required
for all two-story residences, one-story residences over 18’ in height, when the lot area is
less than 5,000 square feet, when the floor area exceeds 6,000 square feet, and any other
single family residence at the discretion of the Director of. Planning. By policy, staff
reviews all single story residences that do not meet the above criteria for review by the
Planning Commission. In all cases, notice is given to the adjacent property owners. Staff
"works out" the conditions of approval for single story residences based on the adopted
Residential Design Guidelines.
Sunnyvale
Single Family Design review is required for all single family residences with the
following exceptions: Additions of less than 20% of floor area receive staff level review,
typically "over-the-counter." All additions greater than 20% require staff level design
review with a two-week time-line. No fee is charged. Sunnyvale does not require any
notification of single family proposals. Staff decisions may be appealed to the Planning
Commission