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HomeMy WebLinkAbout1999-08-02 City Council (22)City of Palo Alto FROM: HONORABLE CITY COUNCIL CITY MANAGER DEPARTMENT: UTILITIES 15 DATE:AUGUST 2, 1999 CMR: 331:99 SUBJECT:DRAFT UNIVERSAL TELECOMMUNICATIONS SYSTEM (UTS) - REQUEST FOR PROPOSAL (RFP) RECOMMENDATIONS Staff recommends Council approve the draft Universal Telecommunications System (UTS) Request for Proposal (RFP), and authorize the City Manager or her designee to proceed with implementation of the UTS-RFP process. BACKGROUND At its April 5, 1999 meeting, Council directed staff to proceed with issuing a Universal Telecommunications System (UTS) Request for Proposal (RFP). The UTS is defined as a broadband (high bit-rate, or number of bits per second that can be transmitted), open access network comprised of high performance telecommunication cables and associated network electronics. The UTS will provide Palo Alto residents, businesses, libraries, the Palo Alto Unified School District (PAUSD), and local government with cost effective, reliable, high quality telecommunications services. DISCUSSION Staff completed several versions of the RFP, and reviewed it with the Broadband Access Advisory Group (BAAG) appointed by the City Manager. The BAAG is composed of representatives from the Utilities Advisory Commission (UAC), City Council, Palo Alto Unified School District, PA Fibernet, the telecommunications industry and the Community Center Neighborhood. Comments from these meetings have been incorporated into the final draft that is before Council for its review. CMR:331:99 Page 1 of 4 The UTS-RFP is sufficiently broad scoped, and generic in form, allowing.for a wide variety of proposals and UTS implementation strategies. Although the City supports programs that bring fiber closer to homes and businesses in Palo Alto, the UTS-RFP does not specify a particular network architecture or platform. The City will entertain proposals from companies contemplating constructing solutions including Fiber-To-The-Home (FTTH); .Fiber-To-The- Curb (FTTC); Hybrid Fiber Coax (HFC); or other type system in Palo Alto. The City expects that fiber will eventually reach every home and business in Palo Alto, and as such, will evaluate very closely those proposals that provide a strong migratory path from FTTC, HFC, or others, to FTTH. The purpose of the UTS-RFP is to solicit proposals from private companies interested in deploying such services to the residents and businesses of Palo Alto in cooperation with the City. The City envisions that two-way voice, video and data capabilities will be made available to all residents and businesses, along with simultaneous access for all users, and with services from numerous providers (all providers). With that in mind, this RFP intends to explore the range of possibilities and opportunities to achieve this goal. At its July 7 meeting, the UAC had an opportunity to review and provide feedback on the UTS-RFP. The UAC’s feedback (Attachment B) has been incorporated into the attached version of the UTS-RFP (Attachment A). Among the issues of concern to the UAC were: -The City’s intention should be to provide high-speed access to various telecommunications services; -It is preferable to have a UTS that is open for competition of various service providers; -It is important to have a bidder’s conference prior to the bid closing date; -The requirement for universal access should be changed to "universal access is strongly advised"; -Dedicating only 50 percent of the capacity towards this project is not sufficient, the capacity should be provided "in whole or in part"; RESOURCE IMPACT Funds to prepare and evaluate responses to the UTS-RFP are available in the FY99/00 Budget. CMR:331:99 Page 2 of 4 POLICY IMPLICATIONS This reommendation is consistent with Council direction. TIME LINE Listed below are milestones together with tentative completion dates: Milestone UTS-RFP Release Date Proposals Due City Council Approval to Commence Negotiations Estimated Completion Date August 1999 November 1999 April 2000 Staff expects the proposal evaluation period to start in November 1999 and to end in January 2000. A recommendation and staff report will be forwarded to each of the following committees: -Broadband Access Advisory Group, (January 2000) -Utilities Advisory Committee (February 2000) -Policy and Services Committee (February 2000) -Finance Committee (March 2000) Upon completion of the review process, recommendations will then be forwarded to the City Council in April 2000. ENVIRONMENTAL ASSESSMENT The Environmental Assessment for this project, as required under the California Environmental Quality Act (CEQA), has not been completed and will be done at a future date. CMR:331:99 Page 3 of 4 ATTACHMENTS No Request for Proposal (RFP) For A Strategic Partnership to Develop and Deploy a Citywide Universal Telecommunications System (UTS) in Palo Alto, California Minutes from the UAC Meeting of July 7, 1999. PREPARED BY:Mohammad M. Fattah, Telecommunications Manager DEPARTMENT HEAD APPROVAL: CITY MANAGER APPROVAL: of Utilities EMILY HARRISON Assistant City Manager CMR:331:99 Page 4 of 4 DRAFT City of Palo Alto Request for Proposal (RFP) Fora Strategic Partnership To Develop and Deploy a Citywide Universal Telecommunications System (UTS) in Palo Alto, California July 28, 1999 Prepared by Staff Table of Contents 1.0 INTRODUCTION 1.t 1.2 1.3 1.4 1.5 1.6 1.7 Background Goals & Objectives Universal Telecommunications System (UTS) UTS Request For Proposal (RFP). for a Strategic Partnership Desired Profile of Respondents RFP Process Summary UTS-RFP Timeline Page # 1 1 2 2 3 4 4 2.0 BRIEF BACKGROUND ON PALO ALTO 2.1 2.2 2.3 2.4 Palo Alto Demographics Desirability of the Palo Alto Area Estimated Size of the Palo Alto Telecommunications Market Palo Alto’s Current Telecommunications, CATV, and Internet Service Providers 5 5 6 6 3.0 4.0 5.0 CITY OF PALO ALTO AND CITY OF PALO ALTO UTILITIES (CPAU) 3.1 3.2 3.3 3.4 Telecommunications and the Advanced of the City’s Goals City of Palo Alto Telecommunications Objectives City of Palo Alto Utilities (CPAU) Overview Existing City of Palo Alto Infrastructure and Facilities CITY OF PALO ALTO OFFERING 4.1 City of Palo Alto Offering CONTENTS OF RESPONSE TO THE UTS-RFP 5.1 5.2 5.3 5.4 5.5 5.6 5.7 5.8 5.9 Executive Summary Planned Service Offerings Technology Description UTS Business Case Implementation Attributes Data Transport Performance Characteristics Maintenance Alliance with the City Corporate Information 7 7 8 8 10 11 12 13 13 14 15 15 16 Table of Contents 6.0 7.0 ADMINISTRATIVE INFORMATION 6.1 6.2 6.3 6.4 6.5 6.6 6.7 6.8 6.9 6.10 6.11 6.12 6.13 6.14 6.!5 UTS-RFP project Coordinator Letter of Interest Availability of Drawings Pre-Pr0posal Conference Respondent Inquiries and Questions RFP Revisions Proposal Certification Delivery of Proposals Proposal Presentation and Format Requirements Multiple Proposals Proprietary Proposal Materials Cost of Preparing Proposals Errors in Proposals Rejection of Proposals Withdrawal of Proposals EVALUATION OF PROPOSALS 7.1 7.2 Evaluation Attributes Evaluation Process Page # 16 17 17 18 18 18 lg 18 18 19 19 19 19 19 19 20 21 8.0 POST-EVALUATION REQUIREMENTS 8.1 8.2 8.3 Demonstrated Proof of Concept Requirement Compliance with the Law Availability of Drawings and Documentation EXHIBITS 21 22 22 A.Fiber Optic Backbone Route Map B.CPAU Dark Fiber Pricing C.CPAU Conduit Use and Pole Attachment Fees GLOSSARY OF TERMS City of Palo Alto DRAFT July 28, 1999 Request for Proposal (RFP) For a Strategic Partnership to Develop and Deploy a Citywide Universal Telecommunications System (UTS) in Palo Alto, California 1.INTRODUCTION 1.1 Background In I997, the City of Palo Alto Utilities (CPAU) constructed a 28 mile (4,750 fiber-mile) fiber optic cable backbone (Backbone). The City of Palo Alto (CPA) is willing to make available, in whole or in part, 72 fiber strands (2,016 fiber-miles) to an outside entity who is willing to provide competitive telecommunications services to all citizens and businesses in Palo Alto. The Backbone contains 144 strands of fiber, with 288 strands in certain sections. CPAU has reserved 2,734 fiber-miles of the Backbone’s capacity for dark fiber licensing and other internal uses (Exhibit A). Development and construction of the fiber optic ring was approved by the Palo Alto City Council in August 1996, after completion of a detailed Telecommunications Strategy Study (http://w~wv-.cpau.com/fiberservices/). CPA’s Backbone passes Palo Alto’s major business parks, and terminates in several buildings within Palo Alto. To-date, CPA’s involvement in telecommunications has been limited to licensing dark fiber optic capacity to various entities within Palo Alto. A pricing structure for licensing dark fiber is in place (Exhibit B). The current pricing structure is under review, and a new pricing structure will be made available soon. A pricing structure for licensing conduit space and pole attachments is also under review and will be made available soon (Exhibit C). CPA’s Telecommunications Policy is in development and will be provided at a later date. 1.2 Goals & Obiectives CPA is interested in maximizing the utilization of its facilities and the value received for the use of public assets. CPA is also pursuing various strategies to reduce operating costs, protect CPA’s infrastructure and environment, and stimulate the creation of a competitive, state-of- the-art telecommunications network in Palo Alto. To facilitate in this endeavor, CPA is offering, in exchange for fair compensation, to share facilities with companies capable of providing improved alternative telecommunications services to Palo Alto residents and businesses at the lowest possible cost. DRAFT July 28, 1999 1.2 Goals & Obiectives (Continued) Ultimately, CPA’s goal is to enter into one or more arrangements to facilitate the near-term deployment of a high bandwidth Universal Telecommunications System (UTS). CPA is seeking potential parmers to participate in establishing a city-wide, open, switched, digital, broadband network. Such a network must make affordable and available, high speed data transport and Internet access, in conjunction with other voice, data, and video services to every address in Palo Alto. 1.3 Universal Telecommunications System (UTS) The UTS is defined as a broadband, open access network comprised of high performance communications cables and associated network electronics that will provide Palo Alto residents, businesses, libraries, the Palo Alto Unified School District (PAUSD), and local government with cost effective, reliable, high quality telecommunications services. Broadband networks offer much geater ’bandwidth’ (bit-rate, or number of bits per second that can be transmitted) than the older narrow band technologies. The International Telecommunications Union (ITU) defines a broadband connection as any rate higher than the standard rate, T-1 (1.5 Mbps). At their April 5, 1999 meeting, Palo Alto’s City Council (Council) directed staff to proceed with implementing the UTS Request for Proposal (RFP) project (http://www.cpau.com/ftl-J). Council also directed staff to proceed with design and implementation of a Fiber-To-The- Home (FTTH) trial. The FTTH trial will be constructed in a small area, with experience and results gained to assist in the development of a UTS network for Palo Alto. (http:/i,,v~x.cpau.com/fth!) CPA envisions that two-way voice, video, and data capabilities will be made available to all residents and businesses, along with ubiquitous access (all users), and with services from numerous providers (all providers). With that in mind, this RFP intends to explore the range of possibilities and opportunities to achieve this goal. 1.4 UTS Request For Proposal (RFP) for a Strategic Partnership Effective telecommunication is vital to information age economies such as Palo Alto’s. CPA deems it a matter of compelling public interest to establish a first-class telecommunications infrastructure that will serve the needs of the citizens and businesses of Palo Alto well into the twenty-first century. DRAFT July 28, 1999 1.4 UTS Request For Proposal (RFP) for a Strategic Partnership (Continued) The purpose of this RFP is to solicit proposals from private companies interested in deploying such services to the residents and businesses of Palo Alto in cooperation with CPA. Examples of proposals that will be considered include, but are not limited to the following types of engagements, or any combination thereof (listed in an ascending order of involvement): Use of existing infrastructure, including: joint-trench space, vault space, conduit space, pole attachments, or other infrastructure; Licensing of dark fiber; Telecommunications network development and licensing of access to other providers; Telecommunications network development and joint-venture partnerships for the provisioning of services, including: telephone, cable television, high-speed data transmission, or any combination thereof; Telecommunications network development and provisioning of bundled or unbundled "enhanced" telecommunications services. 1.5 Desired Profile of Bidders CPA seeks proposals from companies that are financially capable of assuming some or all of the financial risk associated with deploying such a universal telecommunications service network. Telecommunications companies, may include but are not limited to telephone and cable television companies, long distance and competitive access providers, telecommunications network management companies, and all providers of related services. A!! are encouraged to submit proposals. Bidders to this RFP should have experience with the installation and operation of telephone, high speed data, cable television networks, and other related services. Bidders should have experience with placement and main;~enance of outside plant infrastructure. Proposals may be submitted by a stand-alone company or through a series of partnerships such as a DRAFT July 28, 1999 1.5 Desired Profile of Bidders (Continued) prime/subcontractor or a joint venture arrangement. Bidders may propose any level of participation, bearing in mind that CPA wishes to limit its financial risk and participation in actual construction. 1.6 RFP Special Conditions CPA wilt utilize this RFP to select an entity with whom to negotiate a contractual arrangement to provide telecommunications services in Palo Alto. The following conditions apply to this RFP: Bidders may wish to form teams or joint ventures before they respond; CPA may encourage bidders to combine their efforts, during negotiations, in order to best achieve CPA objectives; CPA may modif3~, abandon, or postpone this RFP process at any time or may elect to proceed with the RFP process in phases. In accordance with the CPA Charter and CPA Council direction, the City Manager and Council will approve any and all decisions resulting from this process, including any agreement(s) between CPA and one or more bidders. 1.7 UTS-RFP Timeline CPA expects that the UTS-RFP process will conform to the following summarized timeline: UTS-RFP Release Date Proposal Due Date Ci~; Council Approval to Commence Negotiations August 16, 1999 November 19, 1999 April "J, 2000 o BRIEF BACKGROUND ON PALO ALTO DRAFT July 28, 1999 2.1 Palo Alto Demographics Palo Alto is a thriving community of nearly 60,000 people situated adjacent to Stanford University in the heart of Silicon Valley, approximately 25 miles south of San Francisco and 14 miles north of San Jose. Palo Alto’s flourishing business community employs over 70,000 people and includes the corporate headquarters or major R&D facilities of companies such as Alza Corporation, Anderson Consulting, Compaq, Daimler-Benz Research, Electric Power Research Institute, E-Loan, E-Stamp, E’TRADE, Hewlett-Packard, Incyte Pharmaceuticals, Internet Shopping Network, Intemet Travel Network, Lockheed Martin Missiles and Space, Philips Multimedia Center, Roche Biosciences, Sun Microsystems, Systemix, TIBCO, Varian, Wall Street Journal, Watkins-Johnson, WebTV Networks, Xerox Palo Alto Research Center, and Yamanouchi Pharmaceuticals. Palo Alto’s residential community has impressive demographics with above-average household incomes and above-average educational levels. Approximately two-thirds of Palo Alto residents who are over the age of 25 have had four or more years of college, half of whom have received at least one graduate degree. Also, an estimated 80% of households own at least one personal computer. (http://v,~~.ciw.palo-alto.ca.usisecpafactsfs.htmli). 2.2 Desirability of the Palo Alto Area The following characteristics make Palo Alto a desirable choice for businesses: Palo Alto is one of three cities in the San Francisco Bay Area with a municipally owned and operated electrical utility with a pole base, conduits, and dark fiber cable network; ~The availability of contiguous rights-of-way and infrastructure; ~The City’s desire to become a world class telecommunications center; ~The City’s flexibility in dealing with potential partners or service providers; ~AboveNet Communication’s (formerly Compaq) Palo Alto Internet 2.2 2.3 DRAFT July 28, 1999 Desirability of the Palo Alto Area (Continued) Exchange (PAIX) in Palo Alto, one of a few national Internet Network Access Points (NAP), a data and communications center at which Internet Service Providers (ISPs) and their customers can locate their equipment for redundant access, reliability and operational stability. The facility provides the necessary fabric to take Internet Commerce to a new level of quality. Estimated Size of the Palo Alto Telecommunications Market In 1995, a consultant for the City estimated the overall market for telecommunications services in Palo Alto at approximately $60 million per year. The consultant projected this market to grow to $85 million per year by 2002. The table below itemizes this market projection by type of service. (http ://w~.cpau.com/fiberservices!phase 1-3 .html/). Telecommunications Service Local Telephone Long Distance Cable Television Internet Access High Speed Switched Data Ducts & Poles 995 Licensed Infrastructure Bandwidth Network Access Total Market for all Services $ Millions % of Total $ Millions $17.5 29%$18.1 $24.8 41%$25.7 $5.8 10%$8.2 $6.3 10%$14.8 $0.02 0%$13.2 10% 100% $5.8 $85.8 $5.6 $60.4 2002 % of Total 21% 30% 10% 17% 15% 7% 100% 2.4 Palo Alto’s Current Telecommunications, CATV, and Internet Sen, ice Providers The incumbent local exchange carrier is Pacific Bell. Pacific Bell has two central offices located in Palo Alto. Competitive local exchange carriers (CLEC) include MCIWorldcom (consisting of infrastructure deployed by Metropolitan Fiber Systems, Brooks Fiber Communications, and MCI), the Teleport Communications Group, and NEXTLINK. Cable Co-op holds a cable franchise for an area including Palo Alto and adjacent communities. Cable Co-op’s headend is located in Palo Alto. Two long distance carriers, Sprint and DRAFT July 28, 1999 2.4 Palo Alto’s Current Telecommunicafions~ CATV~ and Internet Service Providers (Continued) Worldcom (formerly MCI), have points of presence in Palo Alto. Roughly 60 Internet service providers (ISP) have points of presence in Palo Alto. Over half of these ISPs are located at the PAIX, which is one of the largest Internet exchanges in the United States (http:/iwww.ix.di~ital.com!). CITY OF PALO ALTO (CPA) AND CITY OF PALO ALTO UTILITIES (CPAU) 3.1 Telecommunications and the Advancement of the City’s Goals Telecommunications is at the heart of tremendous change throughout the United States. Through the use of advanced technologies and the Internet, local agencies are restructuring to address social, financial, and political changes. The commitment to furthering telecommunications infrastructure has been embraced at all levels of government as the key to increasing competitiveness in the global marketplace. Palo Alto has always been a global leader in the advancement of technology. Creation of a universal telecommunications system within Palo Alto will re-affirm Palo Alto’s lead in the technology arena, and will create a distinctive strategic advantage, allowing for future economic prosperity. 3.2 City of Palo Alto Telecommunications Obiectives In February 1996, Council adopted the following telecommunications objectives to guide CPA as it considered alternative courses of action for enhancing the provision of telecommunications in Palo Alto (http:/A~,~’.cpau.corn/fiberservices/): Accelerated deployment of a wide range of advanced broadband telecommunications services to all of the citizens and businesses in Palo Alto; Decreased costs for both conventional and advanced telecommunications services (as compared to the costs for similar services if provided without CPA involvement); High quality for both conventional and advanced telecommunications services; Enhanced competition among telecommunications service providers and 3.2 City of Palo Alto Telecommunications Ob,iectives (Continued) DRAFT July 28, 1999 increased telecommunications choices for consumers (who are currently limited to monopoly service providers for telephone and cable television service); Limited or no financial risk exposure to CPA. This RFP is being issued as part of an effort to realize the above objectives for Palo Alto. 3.3 City of Palo Alto Utilities ((3PAU) Overview CPAU provides electric, gas, water, and wastewater collection services for all residents and businesses in Palo Alto. CPAU has an extensive network of dark fiber that is available for license to interested parties such as telecommunications carriers, ISPs, and local businesses. CPAU has a combined annual revenue of approximately $ t 15 million per year. (http://wa~.citv.palo-alto.ca.us!utilities/utlfacts.html/) 3.4 Existing City of Palo Alto Infrastructure and Facilities In 1997, CPAU constructed the Backbone and is currently licensing dark fiber to interested parties such as telecommunications carriers, ISPs, and local businesses. The Backbone consists of 28 route miles, with 144 or more strands of singlemode fiber along most routes. The Backbone is approximately 52% aerial and 48% underground (Exhibit A). The fiber can be accessed at over 40 locations, including the PAIX, and locations near Pacific Bell’s two central offices, Cable Co-op’s headend, and the points of presence for Worldcom and Sprint. Through CPA’s dark fiber licensing program, CPA has licensed fibers to various entities. Additional information is available at (http://w~,~.cpau.com/fiberservices/). CPAU is a joint owner of the utility poles in Palo Alto. The poles are owned jointly with Pacific Belt and/or Pacific Gas and Electric. All constructidn of new plant, or relocation of existing plant in Palo Alto shall meet California General Order (GO) 95 and GO128 rules and regulations. CPAU also owns conduits, and CPA has the right-of-ways needed to provide distribution of utility services within Palo Alto. Various City buildings and property may be made available for placement of networking equipment. Request for use of these facilities will be considered on a case-by-case basis, depending upon space requirements and availability and any potential negative impacts upon the primary use of the facility. Facilities may be made available at a reduced cost. DRAFT July 28, 1999 CITY OF PALO ALTO OFFERING 4.1 Citv of Palo Alto Offerin~ CPA may consider granting the successful bidder rights to assets and!or services that are normally provided by CPA in exchange for fees or other arrangements. This may include: Use of City Facilities: Non-exclusive access to some or all of CPA’s infrastructure and facilities. CPAU has a presence in every home and business in Palo Alto in the form of electric, gas, water, wastewater, and in some cases fiber optic services. In addition, CPAU has approximately 72 fiber strands (2,016 fiber-miles) of spare capacity along the Backbone. For a fee, CPAU may extend the fiber optic Backbone deeper into Palo Alto neighborhoods to interconnect with a successful bidder’s nodes, hubs, or other centralized distribution points; Use of the City’s Name Brand and Logo: Use of CPA’s name and brand equity for joint marketing efforts or co-branding rights, to the extent practicable, such as allowing a successful bidder to use CPA’s name and logo or to include bill inserts along with utility bills sent to CPA’s utilities customers; Use of the City’s Billing Services: Use of CPA’s billing services, to the extent practicable, such as inclusion of a line item or items as necessary on the combined (electric, gas, water, wastewater, and refuse) utilities bill statements for the purpose of invoicing for the service or services that the bidder proposes to provide; Prospective bidders are encouraged to suggest other services CPA could offer to help the bidder in successfully deploying their proposed services. However, the installation of a telecommunications network on or in any CPA-owned facilities shall not in any way compromise the primary purpose of those facilities. DRAFT July 28, 1999 CONTENTS OF THE PROPOSAL TO THE UTS-RFP Proposals to this RFP shall address the following issues: 5.1 Executive Summary, Bidders are requested to summarize the main points of their proposal in no more than 2 pages. The Executive Summary shall describe the type of project or agreement being proposed, and as a minimum summarize the following: Proposed technology for the UTS network; Proposed UTS architecture (e.g. star bus, switched star, active double star, passive double star, etc.) or topology; A description of the bidder’s UTS deployment strategy; A description of the initial rollout, with estimated 1st customer/last customer turn-on dates; Estimated UTS construction and operational costs; A detailed description of what is expected of CPA, and the expected economic deve!opment implications due to CPA’s implementation of the UTS; A summal3r of tangible and intangible benefits and savings to Palo Alto residents and businesses; ~A summary on risk and how much of it CPA is expected to bear; ~Estimated gross revenue, net income, and cash balances (years 1 and 10); A brief description of telecommunications competition in Palo Alto and the strategy employed by the bidder to maintain a competitive advantage; A description of sales and marketing strategies to be emp!oyed; 10 DRAFT July 28, 1999 5.1 Executive Summary.. (Continued) Percentage of customers in each of the Palo Alto market segments (residential, multiple dwelling units, commercial, industrial, etc.) connected to the UTS per year. A narrative describing the bidder’s guarantees that no segment of the Palo Alto market will be discriminated against, and that all residents and businesses will be connected; Planned service offerings; Expected UTS service offerings and their classifications (years 1, 5, 10); Forecasted customers by year and by service classification (years 1, 5, 10). 5.2 Planned Ser~,ice Offerings Bidders shall describe their service offerings, and as a minimum provide details on the following: Description of Service Offerings: Bidders are requested to provide a detailed description of the services to be offered to residents and businesses at project inception, and others that will be phased in within the first 3 years of the project; Services by Outside Parties: Bidders are requested to identify any services, if applicable, that wilt be provided by outside parties. Any available documents related to agreements with outside parties shall be attached; Capabilities of the Proposed UTS: Bidders are requested to describe the capabilities of their approach to support the competitive provisioning of services by multiple parties; Description of Discounted Services to CPA: Bidders are requested to describe any discounted services to be offered to CPA, its libraries, and PAUSD, this should include a pricing proposal for these services. 11 DRAFT July 28, 1999 5.3 Technolo~’ Description CPA envisions a UTS network that wil! facilitate communications between users whether they are on the CPA network or on other networks. CPA is in search of a network that can be interconnected and interoperable with, existing and emerging local exchange, interexchange, and cable television providers. The UTS network architecture shall be non-proprietary and based on accepted industry standards. Equipment interoperability and consumer choice of service provider are both important considerations. CPA’s preference is for an open UTS where multiple service providers share the infrastructure and are allowed equal access. The UTS-RFP is sufficiently broad scoped and generic in form to allow a wide variety of proposals and UTS implementation strategies. Although the CPA is a staunch supporter of programs that bring fiber closer to homes and businesses in Palo Alto, the UTS-RFP does not specify a particular network architecture or platform. CPA will entertain proposals from companies contemplating to construct a Fiber-To-The-Home (FTTH), Fiber-To-The-Curb (FTTC), Hybrid Fiber Coax (HFC), and etc. system in Palo Alto. CPA expects that fiber will eventually reach every home and business in Palo Alto, and as such, will evaluate very closely those proposals that provide a strong migratory path from FTTC, HFC, or others, to FTTH. Bidders are requested to provide an overview of their technical approach, including as a minimum the following information: UTS Network Design: A description of the UTS network design criteria, network elements, physical media, switching and routing architecture, interfaces, topology, protocols, system reliability, fault tolerance, availability, operations and maintenance, and how openness of the system will be done; UTS Network Equipment: A description of the type of networking equipment proposed, and reasons for their selection; UTS Interconnection and Interoperabilit~: A description of interconnection, interoperability, and conformance to published standards. A description of where, when, and how interconnection will occur. A description of how interoperability between networks will be achieved is also required; UTS Schematic: A schematic view of how the networking equipment will be 12 5.3 Technolo~ Description (Continued) DRAFT July 28, 1999 interconnected and integrated to create a CPA UTS city-wide network; UTS Up~rade Plan: A plan for upgrading infrastructure as service requirements grow; UTS Network Security: Any network security measures that will be deployed to ensure privacy of customer communications and prevent intrusions on customer computer equipment. 5.4 UTS Business Case Bidders are requested to describe their proposed financial model and business case, keeping in mind that CPA is seeking to limit any and all financial risk resulting from implementation of this project. The following shall be included as part of the Business Case: ~Pro-Forma Income (Profit & Loss) Statement (years 1-10); ~Annual cash flow projections, and a Statement of Cash Position (years 1-10); Expected annual net income to CPA based on the bidder’s proposed contractual arrangement, and appropriate cash flow and breakeven analyses; ~ Source of funding for UTS construction and operation; ~ Appropriate economic analyses and a display of the financial viability of the UTS 5.5.Implementation Attributes Bidders are requested to describe any implementation characteristics, specifically with respect to the following attributes: Environmental Impact: Describe the environmental impact, if any, of the selected approach; Deployment Schedule: List the proposed construction and service deployment schedules, identifying expected installation lead times to fulfill new customer 13 Implementation Attributes (Continued) DRAFT July 28, 1999 service installation requests; Legal and Regulatory Issues: Describe any required interaction with regulatory bodies, including, but not limited to, the California Public Utilities Commission and the Federal Communications Commission; Warranty Terms: Describe all warranty terms and conditions, including price and performance guarantees. 5.6 Data Transport Performance Characteristics Bidders are requested to characterize the anticipated performance of the proposed UTS network design for data transport. Data transport refers to content ( i.e. data, video, voice, etc.) being transported under a digital format: As a minimum, the following attributes shall be described: Throughput: Describe the anticipated peak, mean, and minimum throughput for data transport between any two end stations on the network (specified in Megabits per second); Latency: Describe the anticipated mean, minimum, and maximum latency for data transport between any two nodes on the network (specified in microseconds); Quality of Service: Describe the quality of service capabilities of the proposed UTS network, anticipated performance improvements, and the flexibility with which quality of service can be implemented; Congestion: Describe the degradation of service expected under the worst case scenario. 14 DRAFT July 28, 1999 5.7 Maintenance Describe any maintenance forces that are available today or will be proposed to make available a maintenance force to respond to system failures. Mean Time Between Failure (MTBF): Describe the worst case Mean Time Between Failure (MTBF) component of the proposed UTS solution. Describe what impact a failure of this component will have on the network; Worst Case Scenario: Describe the worst case scenario for any given single point of failure on the network, and any contingency plans to help in system recovery; Customer Support Calls: Describe how you plan to handle customer support calls, and detail any procedures that will be implemented due to an escalation of complaints; Trouble Calls and Repairs: Describe how you plan to handle customer trouble calls, and dispatch emergency repair crews. 5.8 Alliance with the City Describe the ~type of alliance or partnership arrangement you are seeking to have with CPA, specifically: CPA Efforts in a Partnership Arrangement: Describe the steps CPA can take to facilitate the development of your business and to ensure a successful roll-out; CPA’s Role: Describe the UTS decision-making structure for day-to-day operations, and identify CPA’s role, if any, in rate setting, service offerings, handling customer complaints, etc. 15 5.9 Corporate Information Identify your business entity by describing the following: ~Years the entity has been in business; ~Location of entity headquarters; ~Entities that may have an ownership stake, if any; ~Current number of employees, and their locations; ~Assets, revenues, and net income for 1998-1999; DRAFT July 28, 1999 Percentage of annual revenues attributable to business in California; Entity experience in the following areas: Providing the intended services; Developing, managing, and maintaining telecommunications networks; Working with other cities and municipal or investor-owned electric utilities. Relevant business references and contact information; A recent annual report (e.g. SEC Forms 1 OK and 10Q) and any relevant third party assessments (e.g., Dunn and Bradstreet report) of your organization should be included as part of the Proposal. 6.ADMINISTRATIVE INFORMATION 6.1 UTS-RFP Project Coordinator Upon release of this RFP, all correspondences and communications concerning this project must be directed to the City’s project coordinator for this RFP: Mohammad M. Fattah Telecommunication Manager City of Palo Alto Utilities 1007 Elwell Court, Palo Alto, CA 94303 16 6.1 6.2 UTS-RFP Project Coordinator (Continued) Tel. :(650)-566-4541 FAX:(650)-566-4536 E-Mail: Mohammad_Fattah@city.palo-alto.ca.us Letter of Interest DRAFT July 28, 1999 Bidders wishing to receive addenda to this RFP, answers to questions posed by potential bidders, and other related information should submit a letter of interest to CPA. This letter should be sent to the RFP Coordinator at the address shown above by August 20, 1999. The letter of interest shall designate the individual who will officially represent the bidder at least up to the evaluation point of the UTS-RFP (Refer to Section 1.7 for the UTS-RFP Timeline). The following information shall be included in the letter of interest: Name Title Name of Business Entity. Mailing Address Telephone Number FAX Number E-Mail Address A list of bidders submitting a letter of interest may be made available after award of the contract. 6.3 Availability of Drawings CPA staff maintains drawings and records that describe the poles, conduits, and associated infrastructure owned by CPA for the purpose of distributing utilities throughout Palo Alto. Bidders are encouraged to review those records before providing a Proposal. CPAU records may be reviewed, by appointment only, and by bidders who have submitted a letter of interest. Copies can be made for a fee, as authorized by Council. Appointments may be scheduled by calling Electric Engineering at: (650)-566-4500 during normal business hours (8:00am-12:01pm, 1:00pm-4:00pm). 17 DRAFT July 28, !999 6.4 Pre-proposal Conference A pre-proposal conference will be scheduled at a future date. 6.5 Bidder Inquiries and Questions Specific bidder inquiries and questions concerning the RFP shall be submitted in writing to the UTS-RFP Project Coordinator by September 24, 1999. A reply to all inquiries will be mailed to bidders who submit a Letter of Interest by October 15, 1999. 6.6 RFP Revisions CPA may alter parts of the RFP as a result of inquiries or questions from bidders. Any addendum’s or revisions to the RFP will be issued and mailed to all bidders who submit a letter of interest before the date for delivery, as per Section 6.8. 6.7 Proposal Certification Bidders to this RFP must certify that submitted proposals will remain in effect for 180 days after the due date for the proposal. 6.8 Delivelw of Proposal~ An original plus twelve (12) copies of the bidder’s proposal in its entirety must be received by CPA, at the designated address no later than 5:00 p.m. on November 19, 1999. Bidders to this UTS-RFP are responsible for ensuring that proposals are delivered on time. Delays caused by any delivery service, including the U.S. Postal Service shall not be grounds of an extension of the deadline for receipt of proposals. Proposals received after the deadline will be deemed rejected and will be returned unopened. 6.9 Proposal Presentation and Format Requirements Proposals must be "Hard Copy" and prepared on standard 8-1/2" x 11" paper. Fold-outs containing charts, spreadsheets, etc., are permissible. The pages should be placed in binders with tabs separating maj or sections. A table of contents, section headings, and page numbers are encouraged. Proposal packages must be clearly marked on exterior, in minimum 1/2 inch bold lettering: PROPOSAL ENCLOSED. Failure to provide such marking may result in the package being opened prematurely, thereby 18 DRAFT July 28, 1999 6.9 Proposal Presentation and Format Requirements (Continued) invalidating the proposal. 6.10 Multiple Proposals Bidders may submit more than one proposal in response to this RFP. However, each proposal must be a separate, complete package which can be considered independently of any other proposals from the same bidder. Multiple "options" within a single proposal are allowable and encouraged. 6.11 Proprietary Proposal Materials Subject to the requirements of the California Public Records Act, CPA will maintain as confidential all information contained in the proposal that is designated as proprietary. Such information should be separately bound and labeled clearly with the words "Proprietary Information". Appropriate reference to this separately bound information must be made in the body of the proposal. 6.12 Cost of Preparing Proposals CPA will not be liable for any costs incurred by bidders in the preparation and presentation of proposals submitted in response to this RFP or in presentations to CPA. 6.13 Errors in Proposals Bidders are responsible for errors and omissions in theii" proposals. Any such errors and omissions will not serve to diminish their obligations to CPA. 6.14 Rejection of Proposals CPA reserves the right to reject any or all proposals at any time with no penalty, and to waive immaterial defects and minor irregularities in proposals. 6.15 Withdrawal of Proposals Bidders may withdraw their proposals in writing on or before November 1, 1999 at 5:00 p.m. 19 EVALUATION OF PROPOSALS DRAFT July 28, 1999 In evaluating submitted proposals, CPA will assess bidder proposals vis-it-vis CPA’s Telecommunications Objectives (Section 3.2). CPA will evaluate the bidder’s business case and technical qualifications to carry out this venture. The evaluation process will center on three main attributes: technical, business, and implementation. Listed below are attributes and criteria that wil! be evaluated. 7.1 Evaluation Attributes Technical Attributes of the Proposal -Overall UTS network design; -Extent of the UTS network; -UTS capabilities and types of service offerings; -Current commercial availability and market acceptance of technology; -Network architecture; -Network performance/reliability/quality of service guarantees; -UTS network scalability; -UTS network operations; -UTS network management; -UTS project implementation schedule and timeline. Business and Financial Attributes of the Proposal -Bidder’s business structure; -Bidder’s corporate and financial viability; -Bidder’s applicable experience; -Availability of a local office; -UTS project implementation cost and service offerings; -UTS gross forecasted revenues (10 years); -Net revenue potential to CPA (10 years); -Estimated UTS project break-even point (by customers and number of years); Pricing proposals for services to CPAU and its libraries, and the PAUSD; -Palo Alto customer price for service, cost to connect, and benefits; -Business Summary.; 2O 7.1 7.2 Evaluation Attributes (Continued) Implementation Attributes of the Proposal DRAFT July 28, 1999 -Timing (5 years maximum for city-wide implementation); -Degree of"Openness", the ability of other providers to use the platform; -Environmental impact; -Bidder’s experience with a similar type of project. Evaluation Process Step 1: An evaluation team will review submitted proposals with respect to the criteria listed above. The evaluation team will consist of CPA staff, and may include advisors and/or experts or consultants selected by CPA. Step 2: The successful bidder(s) will be asked to make a presentation to CPA staff, detailing their proposal. Step 3: Upon completion of the evaluation, the evaluation team will present a recommendation to the Broadband Access Advisory Group (BAAG), Utilities Advisory Commission, (UAC) and the City Council, including referrals to the City Council’s two subcommittees, the Finance Sub- Committee and the Policy and Services Sub-Committee. Step 4: Upon approval by the City Council, CPA will initiate contract negotiations with one or more bidders. POST-EVALUATION REQUIREMENTS 8.1 Demonstrated Proof of Concept Requirement CPA may require a successful bidder to arrange for a tour and visit of one (or more) of their existing and on-going project sites. CPA may also require a successful bidder to demonstrate its proposed approach on a small scale and an agreed upon term, before entering into an agreement for deployment of a citywide network. CPA will work with the successful bidder to enlist a group of residences, businesses, and community facilities that represent a typical cross section of the community for this purpose. 21 DRAFT July 28, 1999 8.2 Compliance with the La~v The successful bidder will be required to comply with all taws, this includes compliance with all City construction requirements and architectural review. Pursuant to the California Environmental Quality Act, an environmental assessment will likely be required before construction may proceed. 8.3 Availability of Dra~ving and Documentation Once a successful party has been selected to deploy a network, as either a demonstration or a citywide implementation, all drawing and plans must be approved by CPA. As-built drawings will be provided to CPA in a similar format. Documentation will also be provided to CPA for all devices placed. 22 THE PALO ALTO FIBER BACKBONE ", A New Dimension in Fiber Optic Services DARK FIBER PRICING One-Time Setup Char~es Setup costs are project-specific and determined by the work needed for the proposed connection. First, an advance engineering fee must be paid to initiate a cost study. The interconnection cost, as determined by this study, must then be paid in advance to initiate the intercormection work. . Advance Engineering Fee - This fee covers the cost of an engineering study used to determine the interconnection fe~\\\"~ proposed connection. The fee is non-ref’undable,against the cost of the project. ~V~\~,,~ Advattce Engineering Fee - $500 pe,,r neF.~op’~’tYlfloFaer than .those ld, c"~d(’e~rely w~" V’thin an existing otTm,_2t 15~ .r@~w, lus any additional c.~s~sso.~d .with investigating the (~m---~xist~ng electric conduit. Interconnection F(~,..- ~g’,~"e~vers the cost of installing drop cables and configt2-_.i.~..~F-a.~’~f~’Jo~he backbone to create the desired fiber ~athways..,\’I’~i’~~ection fee is project-specific and deten:r’?k~d~g,,~,,.~. ~"~vance engineering study using the following "C-.oKfiguration Fee -5400 per splice location Splicing Fee - 520 per splice Other Fees - Time and materials + 10% surcharge Annual Fiber Usage Charges Annual fees for the use of CPAU’s fibers must be paid in advance for each calendar year. The prices stated below are in 1999 dollars~ They will be prorated to reflect partial years and will escalate xvith the Consumer Price Index as described in the required agreement. Backbone License Fee - This fee applies for the use of fibers on the fiber backbone that ,,,,as constructed entirely at CPAU’s expense, and is~ stated in units of’dollars per fiber per route-mile per year ($/FMY). Base Fiber Price -$2,664/FMY, less any applicable discounts as described below. The following price discounts are available, up to a maximum combined discount or" $1,598/FMY (implying a minimum fiber price ors I,Od6/FMY), and are determined as a function of the entire EXHIBIT B Page 1 or’2 inventory of backbone fibers licensed by the customer: Route Distance Discotutt -Up to S693/FMY. Available for route distances greater than 1 mile. Discounts increase with distance. Ring Topolo~’ Discount -S213/FMY. Available for fibers licensed in a complete, route-diverse ring. Buffer Tube Discotmt -S533fFMY. Available for fibers simultaneously requested in groups of 12 (i.e., complete buffer tubes) alo0g a given backbone segment. Fiber QuantiO, Discotmt -Up to $533~MY. Available if more than 12 fibers are licensed along a given segment. Discounts increase with fibe~~ .quanttty. ~k Public Benefit Discount- Subject to City Council appr~~~ additional discoun~~~rlicensees that useg~~~_ . provide a sttbst~n~a~p~~efit in Palo Alto. T~m~of t~e discount ’ is base~(~ am~t of public Drop Cable Management ~~e fees apply for the useof the drop cables, consist~ ~~}re fiber strands, that are installed by CPAU at the c~o~~Mo connect the customer to the fiber backbone. ~oN~rb~~at span a route of less than 1 O0 feet, the Drop ~e)~nagement Fee - S2.57/foot for the first 12 fibers, (existin~nduit orpole runs) plus $0.5 I/foot.for each additional increment of 12 fibers requested by the customer (for any poaion of a drop cable installed in existing conduit or on existing poles). Drop Cable Managenlent Fee - Ozew conduiO S0.51/foot for the first 12 fibers, plus $0.5 l/foot for each additional increment of 12 fibers requested by the customer (for any portion of a drop cable installed in new conduit installed by CPAU at the¯customer’s sole cost and expense). UTILITIES EXHIBIT B Pa~ 2 of 2 City of Palo Alto Utilities (CPAU) Conduit Use and Pole Attachment Fees CPAU Conduit Use Fee Schedule: Exclusive Use:$1.01/Foot-Yr Non-Exclusive Use: $0.50/Foot/Yr CPAU Pole Attachment Fee Schedule: a.Annual License Fee: 516.33 EXHIBIT C Glossary of Terms A B C D E F G H I J K L M N O P Q R S T U V W X Y Z BAAG: Backbone: CLEC: Council: CPA: CPAU: FTTH: MTBF: PAIX: PAUSD: QOS: UAC: UTS: Broadband Access Advisory Group City of Palo Alto Fiber Optic Backbone Cable Competitive Local Exchange Carrier City Council City of Palo Alto City of Palo Alto Utilities Fiber-To-The-Home Trial Project Mean Time Between Failure Palo Alto Internet Exchange Palo Alto Unified School District: Quality of Service Request for Proposal Utility Advisory Commission Universal Telecommunications System [Excerpt from Utilities~Advisory Commission Minutes- Meeting of July 7, 1999; Item # 2] UNFINISHED BUSINESS 2. UTILITIES UTS RFP REVIEW (Commissioner Ferguson leaves the meeting for this discussion) ~a~: The report that you have is essentially the one that we presented at the last UAC meeting. It was tabled, so we are prepared to answer questions that you might have tonight. ~oner Johnston: I would like to pose the question that Margaret Cooley posed earlier this evening, and determine staff’s position on it. Let me try to frame that issue. In terms of the criteria that are laid out for potential bidders becoming the successful bidder, there isn’t anything that specifically makes reference to fiber to the home as being not just a requirement. That would perhaps be a strong position, but even a benefit, something that would be looked upon as being positive in the review process. So the question that was being posed was, could you include that or why don’t you include that? What is staff’s position with regard to that issue? Mr. Fattah: I think the only reference to the fiber to the home was that the city is in the process of testing out the fiber-to-the-home project. Data that will be available upon compleqion of the fiber-to- the-home test can be used by whoever is the successful proposer for the UTS RFP in terms of the development of a network. The RFP is pretty generic. It talks about fiber in certain areas, and refers to a broadband network, but it does not say fiber to the home anywhere in the RFP itself. I guess the reasons that make it generic to me is that you would like to see what sorts of proposals you could get on both ends of the spectrum whether it ends up being HFC al! the way to the fiber to the home. ~ommissioner Jo~: I personally understand that and actually agree with that, but I don’t think it should be a requirement that fiber to the home be a part of any proposed solution. I do not support that. However, having said that, given relatively equal responses between two potential responders, I would be very much in favor of taking the response that is technically superior in the sense of providing access to. higher speeds. Even that is not talked about in the evaluation attributes. It can be interpreted, because you say things like "overal! UTS network design" but in that statement, you are not indicating any preference toward a design that achieves higher speeds, for example. It just seems to me that speed is a desirable thing, or bandwidth, however you want to look at it. It almost ought to be an attribute that is viewed positively. Again, I do not mean that people have to respond by 106 saying fiber to the home, but by being a little more specific that you are looking for speed bandwidth and that it would be viewed favorably would be a suggestion that might not go all the way toward satisfying what Margaret Cooley has suggested, but it would be a step in a positive direction. Do you care to comment on that? ~L~: I think I agree with you, and in terms of the attributes, of course, we have Section 7.1 that talks about the technical attributes of the response. Again, they do not point toward a specific type of technology. It is kept very open, giving us the final say in terms of which direction we want this project to end up going in. We can probably add the speed attribute somewhere within the technical section of this UTS RFP. I think that is a good comment. Thank you. Commissioner Gruel: How universal is universal? If there is some guy living a mile off Page Mill Road up there in the foothills, do you have to extend service to him also? ~: It is our desire to have service as universal as universal is to get to every single residence and business in Palo Alto. You are probably aware of the Anaheim project where the term "universal" was used, and I do not think they have been able to get to any of the residences as yet. So universa! is what we are hoping for. ~mmissioner Gruen: each access? Was it your intent that the cost be the same for That is correct. : So would the folks who live, say, three miles away from the nearest piece of the backbone would be charged the same amount as the folks who live half a mile away from the backbone? MrS: Yes, that is typical today. If you purchased telephone service through the telephone company, you would pay the same amount whether you were up in the hills or down in the valley. C~ommissioner Gruel]: Well, I believe it depends upon where you are. If you are in a location that does not have telephone service now, and you say, I would like telephone service, the phone company will provide it, but they will charge you for their cost in doing so. MrS: As a city, even for gas or electric service, we do not price it differently for someone living up in the hills versus someone living downtown. P~o!n ’ ’: Do you mean that if someone built their house in 107 some previously unoccupied area, and to get electricity to them, you needed another half dozen electric poles and wiring, who would pay for that? MIL~: Well, Commissioner, there are always going to be exceptions. I think the intent of universal service is to try and provide it to as many people as practicable within the city, or it may be divided into two cost components. Somebody that is in those unique situations that you mentioned may have a connection charge. But I think that Mohammed’s point that once it is connected, the cost for the monthly service may be exactly the same whether you are in the foothills or down in the main part of the city. It is conceivable, based on the scenario that you have that there will be some unique situations where an extra charge for that connection may be imposed on that particular resident. Commissioner Gruen: What do we do now for electric service? Do we make a charge for the extra poles to get there? ~: We do not do that. If you have to extend an existing line to a new customer, they have to pay for that, but the price of electricity is the same, no matter where they are. Commissioner Gruen: So the installation charge is different, but the per kilowatt hour charge is the same. ~£r~: Yes, exactly the way I described it for this universal service. There is always going to be an exception in the connection charge for some unique situation, but that does not mean that we would differentiate in what that monthly cost would be per kilowatt hour or per therm of gas, once it is connected. Commissioner Grub!l: We do charge higher rates for garbage in the foothills on an ongoing basis. There is no connection charge, although I know you do not consider garbage a utility. It appears on your utility bill, even if we do not call it a utility. About how many folks do you expect to send this to? ~: I have been compiling a list. I have about ten different companies now. There are other cities that are doing something similar to what the City of Palo Alto is currently doing, so we are hoping to be able to access their lists as well and increase the number of potential proposers for this UTS RFP through them. I expect anywhere between 15 and 20. : Do you care to make a guess as to how many responses other folks have gotten? 108 ~: I have heard three for the City of Pasadena, which is the other one to whom I just sent out a UTS RFP or something similar to that. They sent this out a couple of months ago, but I have not been in contact with them lately, so I am not sure exactly how many responses they have gotten. There was the City of Austin a year or so ago that had quite a few responses. There are some other cities in the Midwest as well that have done this same type of thing. I would imagine we would get anywhere between four and five responses. ~ommissioner Gruen: Let me understand the basis on which you go for a special deal for someone who did what you want, who offered a better universal package, if you will. Most of the rates that the city charges for things are rates that you can look up in a price list. If you want a policeman to direct traffic for your block party, there is a price per hour for doing that. If you want to sign up for some sort of class, there is a price for doing that.If you want to go to Foothill Park, that is in the city’s price list.If you want electricity, there is a tariff that tells you about that.What is the basis for saying, we will charge a different price for fiber optic cable if you do good things rather than if you are just someone who comes in and says, I want to rent some fiber optic? ~L~: I guess the goal here is to make good use of the dark fiber that is currently in place. We only have customers that use up about 4% of the current capacity. If we get a provider to provide competitive service, Telecom services, to the citizens of Palo Alto and use up 50% of the capacity, then we can say we have invested wisely in the dark fiber infrastructure. : Let me try to rephrase the question. Suppose you had a case in which you had three different folks who said they would like to rent dark fiber from you to provide service to residents of Palo Alto. One of them met your best set of criteria for universal service, and the other two did not. They said, we did not make it onto your list of top customers, but we want to buy some fiber anyway. Are you proposing to charge different rates for the use of the fiber for those two different potential customers? MrS: We currently have a fiber fee or rate that we use. Anyone who is interested in licensing or taking up some fiber would go under that rate. The proposal under this UTS RFP will give special privilege to whoever comes in and takes a large quantity of fibers, specifically to provide Te!ecom services to all residents and businesses within Palo Alto at a discount. ~]me~: Would someone else who offered to rent the same amount of fiber also get the same discount? That is a good question that I have not yet pondered. 109 M!L~: I am no~ quite sure where you are going with this. Obviously, what we are trying to do is to find a service provider that wants to work with the city and provide services, so I think the suggestion is that we are going to try to have an inducement and an economic benefit for them to do it, and at the same time, to benefit us. If someone else comes along after that is all put together, the rental cost or the cost to get the same kind of fiber service may be different, because they would not have the same kind of contractual arrangement that we had to install it. So it is a question that I am not.sure we have a response for. I am trying to understand what you are asking. C_o~sioner Gruen: What I am looking for is the basis for giving a discount to one customer for the fiber rental service, if you will, and not giving it to some other customer with similar quantities or locations. ~gm~: I’m sorry, but I do not quite understand what you mean by a customer. Are you talking about someone who gets the ultimate service, or somebody who comes in and wants to be a wholesaler or wants to buy or rent a part of the fiber so they can resell it to somebody else. C_o!nmissioner Gruen: The two potential customers of the city’s dark fiber rental service that I am thinking of is someone who meets the universal service as best as you are able to get, and someone else who says, I am going to see if I can cherry pick on this. I wil! provide service only for the residents who live in the flat lands, and I will not do the foothills, but I am going to buy about the same amount of dark fiber, once you rent it to me. ~F~: The other thing is that this is more of a partnership type of agreement where there is potential for revenue sharing, as well. So what we are trying to do is to attract someone to come in and use the infrastructure and provide competitive services be!ow cost and of high performance, and at the same time, potentially sharing revenue with the city. : i think i understand some of what the city would like to get out of it, but what we have available by way of dark fiber is all down here in the flat lands. There is nothing that goes beyond Foothil! Expressway. So if you had your "preferred provider," a person who had reached some agreement with the city, and they said, we think we need an initial allotment of twenty fibers to do this, and the city said, okay, here is the discount we will give you for that. Now along comes someone else who says, I want to rent twenty fibers, will that second person who comes along be without benefit of this universal service? Does he get a different price, or does he get the same price? MZl~Sih~ur: We are proposing to give a lower price to someone whom we ii0 can partner with through the competitive bid process tD give superior service over the other competitors who had bid on this. So they would get a better price than anyone else. C~ommissioner Gruen: And what is the basis for offering them that better price? You do not give a better price to some company who wants rural electric service rates just because they say, I promise to do business only with Palo Alto. Or do we?? MIL~: i think we are talking a totally different situation. We are looking for somebody to partner with or to venture with us into an area that we have never done before. This is not the same as a customer coming along and asking for electric service in a mature system that we currently have in place that has costs that have been paid for by all of the rate payers for a long period of time. That is not what we are venturing into at the outset. So again, I am having difficulty understand this. Could you give us more basis or background on why you are asking this question? I could try to be able to answer it more accurately. C~ommissioner Gruen: I am envisioning the case where more than one company thinks it is worthwhile to provide service to some of the residential areas in Palo Alto. There are already people who are providing service to some of the businesses. Their fiber is in place, bits are going back and forth, and we have already had that piece of our lunch eaten by someone else. What I am envisioning is that we arrange to have a partner somewhere and we will arrange to give them a discounted rate because they are doing this partnership, and then, along comes some other company which wants to get into the business, and says, we will do it without the partnership. We will buy the same amount of stuff, so wil! you sell it to me for the same price? Do you sell it to them for the same price? : Let me try to restate this question, because I think I understand where Richard is going with it. We have two responders to the RFQ. One responder says, you get full universa! service for everybody. The second responder says, I don’t want to do that. I just want to serve a segment of your town that is compact, close in, etc. I believe Richard’s question is, Company A and Company B both want to lease twenty strands of fiber from you, then entire loop, just so that the group models are the same query. Both of those guys get the same price for leasing dark fiber. Admittedly, you can make deals on access through the poles, and might pay less, although we have a schedule for what it takes to string fiber on city poles, new fiber out to hit our neighborhoods and our businesses. Do I state the question properly? rAte!l: Yes, you have. don’t think there is an answer to that i!! question. The answer is that you do not know. It is. not even clear that that is what is being offered. There may be solutions of revenue sharing. It is not like there is a price list going out at one price and another price. I just think this discussion is entirely hypothetica!, and we should wait until we get the responses back, and take a look at them at that time. If there is an issue related to that with regard to what we should put in the Request for Proposal, we should discuss that, but I don’t think weshould get too tied up in how we are going to price things now. It just seems hypothetical. Does that satisfy you, Richard? ~ommissioner Gruen: I think the Request for Proposal says just what you have been telling us, that you are going to offer some discounted price to folks who are willing to do what you want. What I am looking for is what is the basis for offering a discounted price. What is it that qualifies these folks for a discount when someone else, buying the same amount of product, would not get the discount. ~: The discount goes to the successful bidder or to the successfu! partner that we do this project with, because obviously, they have offered the best overall package to benefit the citizens. If somebody has an inferior product and wants the same discount, we are not going to give it to them. That is the whole idea of doing the proposal -- getting somebody to come here and offer a package to the citizens and businesses in Palo Alto. That is why we are giving them a discount. If somebody else comes along and does not offer that kind of service or did not get selected, then they can still lease fibers from us, but it is not going to be at a discount. That is what we are trying to do here. We are trying to lure someone into town to work with us and provide an alternative service to everyone. M~ihr~: I think what I am having difficulty with is that I look at this as a service and a business venture that we are trying to see if it will be successful. I am trying to understand how you would offer an inducement to a party that comes up with a superior product and convinces us that it is in the best interest of getting universal service throughout the city. We sign a contract with them, and then someone else comes in and asks for exactly the same situation. If I were the other business that had just cut an arrangement with us and responded to the RFP, why should somebody else come in and be able to get exactly the same thing. As Larry points out, that is not the same thing that we are looking for, and is, in our minds, something less than what should be here. It is very difficult to understand how you would want to give that same kind of price to a second party. Now if they came in and had something superior and it was in our best interest to have another contractual arrangement with them, we would look at their individual situation, what it is they are offering, and then try to have a contract with them to provide that particular kind of service. 112 Eh~: Could we leave it at that, that the ~entire proposal wil! be looked at in aggregate, and that will justify the decision as to which offer to take? Commissioner GrLten: No, I want to pose two cases here. Let’s take the cable TV case. Someone comes in and says, I would like to offer cable TV service. A number of someones show up and want to do that. We look at the offerings that they-would make to the residents of Palo Alto, and one of them offers that there will be a dozen public access channels. The other says, we will not make any promises about public access channels. So we, in our wisdom, say that public access channels are good, and we would like to have that. We will do business with the folks who are offering a better package. The folks who are offering what.we deemed to be a lesser package say, yes, but I want to be able to do it, too. We would say no, we picked the better package and we want to do it with them. Do we get to do that? I didn’t think we got to do that in the case of cable TV. What is different here that would allow us to do something different in this case? very well. In fact, we did do that with cable TV.I recall it Commissioner Gruen: You are right. I should ask staff the question rather than the commission. The question is, do you see something substantively different in the case of data transmission from cable TV transmission? Mr_~SiLar_r: Is your point that we do not have the right to offer a lower price to one customer as opposed to other people, no matter what we are doing here? : Not based on your analysis of who gives better service, as opposed to the product which people want to buy from you is different. M!L~SZ~_r_r: Then I don’t think we are prepared to give you an answer tonight. It appears to be a legal issue, and we need to see if we have the right to do that. I guess I do not know the answer. : Have you had any discussion with the legal department about this? ~h: Are you talking about the discount, or the right of somebody else to come on and utilize -- : Whether you can have a preferred customer who gets better rates than other similar customers. Customers, as measured by what they want to buy, rather than by what service they are going to deliver. 113 ~ur~: I have n~t had a specific conversationwith the legal department on that. I frankly had not thought it was a question to ask them. Commissioner Gruen: Suppose someone comes along and wants to offer a different service from the one that you had in mind. They want to offer a hybrid service rather than a complete fiber service. How will you weigh that? What are your criteria for putting more or less emphasis on future opportunities for growth, rather than satisfying current demand? kt~: i think we are looking at the whole package, and it is difficult to say today how we would evaluate something like this. There is no telling what some proposals will come in with, so I think it is very difficult to come up with an answer today. ~: We would welcome somebody coming in with a whole different idea that could demonstrate the superiority of it, the cost benefits to it, the additional services that the customers could receive. I think that is part of the whole point of getting responses. We would clearly look at that. We would welcome having someone come in and give us those kinds of ideas. We would evaluate it under some of the similar criteria. Is it beneficial overall? Who benefits from it? What is the cost? What is the value? What is the long-term future of the use, and also the integrity of the company behind the proposal that came in. Have they done it before? How good is it in other places? We do a lot of due diligence on something like this before finalizing it. ~~~: I can think of a situation where, say you get someone who says, I am going to provide ten megabit service and hundred megabit service, and I am going to provide it at some set of rates. Someone else comes in and says, we will provide one megabit service at this much lower rate, and we will also provide ten and hundred megabit service for those people who want it. Is one of those services better or worse than the other? MrS: Well, it depends upon who it is that is evaluating it. I think we have to look at what is to the overall benefit of the customers that are here, so you need to understand what the customers are interested in, .and try to provide the services that they want. That would clearly be part of the evaluation process. I think that is the benefit of our being involved in doing this. We can look out for and receive input from our potential customers here in Palo Alto. Clearly, that is our charge. Cllai_rlna!l_D~kwm~s: I have just a couple of quick items. I was worried about the requirement that the system be open to competition of various service providers, at least that is the way I read it on Page i!. I think of the problems that AT&T is currently running into after their TCI acquisition and their intent of being sole providers and having some 114 cities, in effect, legislate open access to cable systems that AT&T is about to upgrade very substantially. The noises come back that they are not going to make that upgrade if the cities insist upon opening up their plant to competitive ISPs and competitive service providers. I think it is highly desirable. I would commend to the staff to think about revising that wording, indicating that it is preferable to have a system that is open to outside providers but to require it might foreclose any bids. As we all know, putting ~in the plumbing is not where the money is. Providing the service is where the money is, and we want to induce people to make proposals.To me, that is one way of almost assuring that we will not get any. Secondly, there is an implication on Page 14 that the City of Palo Alto is going to be involved in the setting of rates. Obviously, as a partner (this is in Section 5.8) in terms of a true partnership where the city was incurring financial risks, it is clear here that we do not want to do that and probably will not, but a true partner that is putting up the money and splitting the revenues is able to talk about setting rates. But if you are basically a passive guy who is leasing out cable space and poll space and say, look, you cannot charge this or that, then again, I think we aregetting into a poor place where it will really limit our number of respondents. So I would be very clear on what sort of rate setting mechanism that the city would set up here. Thirdly, to me, reserving 50% of the fiber may be too limited. I would commend to you that you think about saying leasing "in whole or in part." In other words, if a provider wants to take on our customer base and basically run the whole system, I think that is an alternative that we should entertain. It would give them total control over the facility; we would reach our objective of having a service provided to our businesses and our citizens and again, it just allows people greater flexibility in thinking out of the box on how they would do this. We do not have to. We would prefer to retain up to 50%, but at least say, "in whole or in part." Further, on the universal service, Page i0, I wrote in the margin here "Can access the system, if desired." In other words, rather than mandating universal access, it would be that it is strongly advised that the respondent include universa! access or have the ability of people to access the system, which I guess goes to John’s comments. If they want to pay a disproportionately large access fees or installation costs if they are in a remote location, they could do so. Lastly, it seemed as though there was a relatively short amount of time between the issuance of the R.Q. and a request for responses. There was no bitters conference, that I could see, which sometimes can be a very cost-effective way for staff to impart knowledge to people, getting everybody in one room and ask and answer questions, because they often tend to be similar. If there are no other questions or comments, this 115 meeting is adjourned. ADJOURAIMENT: The meeting was adjourned at 11:50 p.m. 116