HomeMy WebLinkAbout1997-10-06 City CouncilTO:
ATTENTION:
FROM:
City of Palo Alto
City Manager’s Report
HONORABLE CITY COUNCIL
POLICY AND SERVICES COMMITTEE
CITY MANAGER DEPARTMENT: UTILITIES
3
AGENDA DATE: October 6, 1997 CMR:369:97
SUBJECT:PROPOSED TELECOMMUNICATIONS POLICY
STATEMENTS
REQUEST
This report requests that the Policy and Services Committee review a set of four policy
statements as a first step in the development and implementation of a comprehensive
telecommunications policy for Palo Alto.
RECOMMENDATIONS
Staffrecommends that the Policy and Services Committee approve the following
telecommunications policy statements and recommend that the City Council adopt these
policies and direct staffto prepare any necessary revisions to the City’s goveming
documents for Council review and approval.
General - It is the policy of the City of Palo Alto to facilitate the competitive delivery
of conventional and advanced telecommunications services throughout Palo Alto in an
environmentally sound manner, while ensuring cost recovery and enhancement of
revenues derived from the use of the City’s assets.
Siting and Installation of New Telecommunications Facilities - The City is the owner
of the public right-of-way over which it has control and the regulatory body for the
development of facilities within its jurisdictional boundaries. It is the policy of the
City to regulate the location and manner of construction, manage the safe, orderly, and
efficient use ofPalo Alto’s public right-of-way, and to facilitate timely installation of
telecommunications infrastructure in an environmentally sound manner.
CMR:369:97 Page 1 of 7
o Use of Utilities Infrastructure - The City allows the use of Utilities infrastructure and
Utilities-owned or -leased facilities to promote the delivery of telecommunications
services provided that any telecommunications use does not impinge upon the City’s
ability to provide safe and reliable electric, gas, water, wastewater, and storm drainage
services and does not interfere with the City’s planned use of the facility or property.
o Use of Ci.ty Facilities and Property. - The City owns and leases property and facilities,
in addition to Utilities facilities, that could be used to support the deployment of
affordable telecommunications services while limiting the potential adverse impacts
associated with the development of the necessary infrastructure. It is the policy of the
City to encourage qualified outside parties to use designated City-owned or -leased
property and facilities for siting telecommunications infrastructure that is compatible
with the primary use of the property, and in a manner that is consistent with City real
estate policy, zoning, legal, environmental, and other requirements as necessary.
POLICY IMPLICATIONS
These recommended policies will have a number of policy implications and may require
revisions and/or additions to the City’s governing documents.
Draft 1996-2010 Comprehensive Plan
The currently adopted Comprehensive Plan does not contain any policies or programs that
directly relate to telecommunications policy; however, the Draft Comprehensive Plan
does include the four policies listed below. The policies recommended in this CMR are
an extension of these policies from Goals B-3 and B-4 of the Business and Economics
Element:
Policy B-12. Support the development of technologically-advanced
communications infrastructure and other improvements that will facilitate the
growth of emerging telecommunications industries.
Policy B-13. Work with electronic information network providers to maximize
potential benefits for Palo Alto businesses, schools, residences, and other potential
users.
Policy B-14. Allow the creative use of City utilities and rights-of-way to ensure
competition among networks in providing information systems infrastructure.
Policy B-15. Encourage streamlining of City administrative and regulatory
processes wherever possible. Reduce inefficiencies, overlap, and time delays
CMR:369:97 Page 2 of 7
associated with these processes.
Telecommunications Strategy
On August 5, 1996, the City Council approved a telecommunications strategy directing
the Electric Utility to develop a fiber optic backbone and make fiber strands available for
license to interested parties (CM1~:361:96). The goal of this strategy was to accelerate the
competitive delivery of low cost, high quality telecommunications services throughout
Palo Alto. The recommended policies will help further this goal and strengthen the City’s
commitment to promoting the availability of world class telecommunications services in
Palo Alto.
Policy and Procedures
The City’s existing policy regarding the leased use of City land and facilities (Policy and
Procedures 1-11) may need to be revised and/or a new Policy and Procedure may need to
be developed to specifically address telecommunications uses of City land and facilities.
Issues that may need to be addressed include acceptable uses, access hours and
procedures, and compensation.
Zoning Ordinances
Existing zoning ordinances regulate the use of land and placement of buildings and
improvements within Palo Alto and will need to be reviewed to determine if any revisions
or additions are necessary to facilitate the development of telecommunications facilities
in an environmentally sound manner.
EXECUTIVE SUMMARY
Following the passage of the Telecommunications Act of 1996, the California Public
Utilities Commission (CPUC) certified a number of Competitive Local Exchange Carriers
(CLECs) to provide local telephone and other telecommunications services that
previously had been provided in Palo Alto by only Pacific Bell. As of August 1997, 96
CLECs had been certified; with 78 of them authorized to provide "facilities-based
services" that would require construction of new wireline (i.e., fiber optic cables, coaxial
cables, or twisted pair cables) or wireless facilities. While only a fraction of these
companies will likely target Palo Alto, this would nevertheless be a significant change
from the status quo.
The increase in competition promises to benefit consumers by reducing costs and
improving service quality. In order to achieve this increased competition, however, much
new construction may be necessary. Unchecked, this could cause negative impacts such
as road degradation due to street cuts, negative aesthetic impacts resulting from above-
CMR:369:97 Page 3 of 7
grade telecommunications infrastructure, and increased noise and traffic congestion
during construction.
The cost of constructing new telecommunications infrastructure, combined with public
reaction to the negative impacts of such construction, could impede any realization of the
benefits of competition. To ensure that the benefits are realized in a timely manner while
negative impacts are limited to an acceptable level,’ staff recommends that the following
four telecommunications policy statements for the City of Palo Alto be adopted by the
Council:
General-It is the policy of the City of Palo Alto to facilitate the competitive delivery
of conventional and advanced telecommunications services throughout Palo Alto in
an environmentally sound manner, while ensuring cost recovery and enhancement
of revenues derived from the use of the City’s assets.
This general statement is intended to serve as the guiding principle of the City’s
comprehensive telecommunications policy. It acknowledges the competition that has
begun in the telecommunications industry since the passage of the
Telecommunications Act of 1996 and recognizes the City’s need to protect the
environment and prudently manage its finances. This statement also supports the
following objectives approved by the City Council on February 26, 1996 as a part of
the Telecommunications Strategy Study (CMR: 150:96):
Accelerated deployment of a broad range of advanced broadband
telecommunications services to all of the citizens and businesses in Palo Alto.
Decrdased costs for both conventional and advanced telecommunications services
(as compared to the costs for similar services if provided without City
involvement).
High quality for both conventional and advanced telecommunications services.
Enhanced competition among telecommunications service providers and increased
telecommunications choices for consumers (who are currently limited to monopoly
’service providers for telephone and cable television service).
Limited or no financial risk exposure to the City.
CMR:369:97 Page 4 of 7
Siting and Installation of New Telecommunications Facilities -The City is the
owner of the public right-of-way over which it has control and the regulatory body
for the development of facilities within its jurisdictional boundaries. It is the policy
of the City to regulate the location and manner of construction, manage the safe,
orderly, and efficient use of Palo Alto’s public right-of-way, and to facilitate timely
installation of telecommunications infrastructure in an environmentally sound
manner.
The telecommunications carriers that have been certified by the CPUC as CLECs are
granted certain rights by the State of California to construct underground facilities
such as conduits, vaults, and related substructures, and above-grade facilities such as
antennas, base station equipment, and cabinets, provided that they adhere to the
permitting requirements of local agencies. Local governments maintain the right to
regulate the location and manner in which such construction may occur, provided that
such regulations are reasonable and non-discriminatory. These policy statements
formalize the City’s role in facilitating telecommunications infrastructure
development while effectively managing the public right-of-way and preserving the
visual character of the community.
Use of Utilities Infrastructure- The City allows the use of Utilities infrastructure
and Utilities-owned or -leased facilities to promote the delivery of
telecommunications services provided that any telecommunications use does not
impinge upon the City’s ability to provide safe and reliable electric, gas, water,
wastewater, and storm drainage services and does not interfere with the City’s
planned use of the facility or property.
Once the City has developed the necessary goveming documents, the City should
consider requests by certified telecommunications carriers for access to the City’s pole
space, communications conduits, or other utilities infrastructure. Any such
telecommunications use, however, must occur under strict conditions developed by
the City to ensure that .the telecommunications use does not unduly interfere with the
primary purpose of the infrastructure for the provision of utilities or other City
services. For safety and security reasons, direct access will not be allowed to electric
substations or traffic signal control systems. The policy statement extends the City’s
intent to leverage existing utilities infrastructure to facilitate the competitive delivery
of telecommunications services.
Use of Ci~_ Facilities and Proper~ - The City owns and leases property and
facilities, in addition to Utilities facilities, that could be used to support the
deployment of affordable telecommunications services while limiting the potential
adverse impacts associated with the development of the necessary infrastructure. It
is the policy of the City to encourage qualified outside parties to use designated
CMR:369:97 Page 5 of 7
City-owned or -leased property and facilities for siting telecommunications
infrastructure that is compatible with the primary use of the property, and in a
manner that is consistent with City real estate policy, zoning, legal, environmental,
and other requirements as necessary.
The City has a substantial amount of property and numerous facilities dispersed
throughout Palo Alto that could help facilitate telecommunications network
deployment. Such expanded use of City facilities could both decrease the adverse
impacts associated with telecommunications infrastructure development and generate
additional revenues for the City. Other cities and counties have designated their
facilities as preferred sites for co-location of antennas and, in so doing, successfully
reduced the total number of sites needed by wireless service providers. This policy
statement establishes the intent of the City to leverage existing City property and
facilities to facilitate the competitive delivery of telecommunications services.
FISCAL IMPACT
The City could establish a new source of revenue from the expanded use of the City’s real
property and facilities. For example, other cities that allow antennas to be sited on their
rooftops and other facilities cite annual lease revenues that range from $10,000 to
$20,000 per user per site, depending upon the location.
In addition, the City may gain new sources of revenue from the use of utilities poles and
conduits for the installation of telecommunications cables and/or antennas. However,
these new revenues may be offset by decreased fiber license revenues.
NEXT STEPS
Following approval of these policy statements, staff will review and propose revisions to
pertinent City governing documents (e.g., Municipal Code; policies and procedures;
permit fee schedules; Utilities rate schedules, rules, and regulations) as necessary to
implement these policies. Council approval of the proposed revisions to the City’s
governing documents will be requested prior to the implementation of each policy.
Ultimately, staff intends to compile all relevant materials in a comprehensive
telecommunications manual that will clearly and concisely present the guidelines under
which telecommunications infrastructure may be developed in Palo Alto.
ENVIRONMENTAL ASSESSMENT
These policies do not constitute a project for the purposes of the California
Environmental Quality Act.
CMR:369:97 Page 6 of 7
ATTACHMENTS
1. City of Palo Alto.Policy and Procedures 1-11.Revised April 1994.
PREPARED BY: Tom Habashi, Assistant Director of Utilities
Van Hiemke, Telecommunications Manager
REVIEWED BY:Glenn Roberts, Director of Public Works
Ken Schreiber, Director of Planning and Community Environment
Edward J. Mrizek, Director of Utilities
Melissa Cavallo, Acting Director of Administrative Services
PROJECT COORDINATOR:
CITY MANAGER APPROVAL:
Emi~)-Han:ison
City
Fleming"
Manager
CMR:369:97 Page 7 of 7
POLICY AND PROCEDURES I-iI
Page I of 6
REVISED: April 1994
LEASED USE OF CITY LAND/FACILITIES
POLICY STATEMENT
The purpose of this policy is to ensure that decisions regarding
use of city property are made in the best interests of the citizens
and taxpayers of Palo Alto. This policy and its implementing
procedures were approved by the city Council on November 23, 1981.
The development and operation of facilities by others (profit
and/or non-profit entities) on city-owned property is appropriate
only when such development and operation will further public use or
provide a public benefit. Such facilities and operations must be
consistent with existing city policies, plans, services and/or
procedures. Open competitive and/or bid processes will be used to
solicit proposals or provide opportunities to others prior to
awarding an option to Lease. This policy shall not apply to short
term interim leases where no significant change in use is proposed°
PROCEDURE
~riteria for Permittinq Leased Use of city Property by Others
The proposed leased use must be compatible with, incidental
to, and/or supportive of, the primary public use of the City-
owned property, e.g. a snack stand in a district park, or the
pro shop and coffee shop at the Golf Course.
In the event of park dedicated land, the proposed use shall be
consistent with the provisions set forth in the Charter of the~
City of Palo Alto, Article VIII, and the Palo Alto Municipal
Code (PAMC), Sections 22°04 and 22.08 eto seqo, which require
that uses of park dedicated land be park, playground,
recreation or conservation related uses.
B.9ption to Lease
In all cases where there are significant approval requirements
(significant tenant construction and/or rehabilitation),
financing requirements (fundraising drives, obtaining
financing from lending institutions, etco), or other tenant
pre-operation conditions, the Council shall award an Option to
Lease setting forth all pre-construction/operation conditions
as conditions to the tenant’s obtaining the lease° The option
term shall be for a reasonable period of time consistent with
the nature of the conditions of the option°
POLICY AND PROCEDURES
Page 2 of 6
REVISED: April 1994
Prior to awarding an Option to Lease for a specific use,
consideration shall be given to particular information.
(Specific application and the relative importance of each of
the following considerations will vary from site to site and
by specific uses proposed). Applications for leased use shall
provide the following information:
The extent to which the proposed leased use satisfies a
public need (e.g., by a significant number of Pal. Alto
residents and taxpayers) for the proposed services and/or
uses.
o
Consistency of the proposed use with existing City goals
and objectives (set forth in the Comprehensive Plan,
Zoning Ordinance, Municipal Code, and general municipal
services objectives).
Consistency of the proposed use with existing plans for
the property or facility (e.g., an approved Master Plan) o
The impact of the proposed use (compatible services and
uses, traffic impacts,noise impacts,energy
conservation, etc.) upon:
the immediate neighborhood;
the community generally; and
the environment (The proposed tenant shall, during
the Option period, satisfy the city’s environmental
review process.)
o
The degree of public access, including City shared use of
the facility or co-sponsorship of programs and/or
services, i.e., the numbers of people, especially Pal.
Alto residents and taxpayers, that will be served by the
proposed use and/or service. (It is the general intent
of the City to maximize public access to its facilities
and services, especially if park land is involved).
The fees that will be charged to Pal. Alto citizens° (It
is the intent of the City to provide public access to its
facilities at prices and/or fees that are fair and
reasonable to the public° In the case of parklands, any
fees and charges should be minimum and consistent with
the fees and charges of comparable City-provided
services.)
7. The monetary consideration to be provided to the City°
POLICY AND PROCEDURES 1-11
Page 3 of 6
REVISED: April 1994
o The history and assessment of the proposed group’s
ability to carry out the construction, if any, and
operation of the facility and services as proposed.
A five-year pro-forma finanOial analysis of the proposed
use, setting forth the project revenues and expenses for
this period Of time.
public Notification
Prior to awarding an Option to Lease (or Lease if there
are no pre-construction or pre-operation conditions), the
city shall provide a reasonable and appropriate
opportunity to other groups or entities to respond to
possible use of city facilities. Such reasonable and
appropriate opportunities shall take one of the following
forms:
A Notice of Intent to Award an Option to Lease (or
Lease if there are no pre-construction or pre-
operation conditions) generally outlining the
conditions of the Option and Lease, shall be
published twice in the Palo Alto Weekly. The
Notice shall provide at least 30 days notice to the
public prior to a public hearing for Council action
to award the Option to Lease. In addition, copies
of the notice shall be mailed to residential
property owners in accordance with Section
18.90.030 of the Municipal Code. Generally, this
notice and hearing process shall be used when the
proposed user is a non-profit entity proposing i
specific use providing a significant public benefit
and when it appears that there are no other
competing users.
A Request for Proposals will be sent to groups or
entities likely to have an interest in submitting a
proposal), subsequent to a public hearing and
Notice of Intent to Request Proposals being
published in the appropriate media. At a minimum,
the Notice of Request for Proposals shall be
announced in the Palo Alto WeeklZ and copies of the
notice mailed to residential property owners in
accordance with Section 18.90.030 of the Municipal
Code. The Notice shall provide at least 30 days
notice to the public prior to the public hearing.
o
POLICY AND PROCEDURES I-ii
Page 4 of 6
REVISED: April 1994
In preparation for public noticing, the applicant must
provide the city Real Estate Division with:
A Zone of Interest ,Map showing the property
proposed to be leased by the applicant/proposer and
showing all parcels or properties within a distance
of 91.4 meters (300 feet) from the exterior
boundaries of the subject property. This map can
be obtained from the Planning Department. or the
Public Works Department, Engineering Division, at
the Civic Center, 250 Hamilton Avenue. .If more
than one map is required to show the zone of
interest, applicant/proposer must combine the maps
into a single map of not more than 18" x 30" size.
Do A list of street addresses, by block, for all
properties within the zone of interest, for
example:
Street Name Addresses Zip Codes
Bryant Street
Hamilton Avenue
i00 through 251
203 through 373
94301
94301
The names and addresses, including zip codes for
each parcel or property owner within the 91.4 meter
(300 feet) zone of interest properly typed on
adhesive mailing labels. The Planning Department or
Public Works Engineering Division can provide a
source of such addresses.
do In the event that the City is the project proponent
of such leased use, the sponsoring City
department/division, e.g. Department of Community
Services, will provide this information to the Real
Estate Division.
To ensure that notices will be mailed to tenants as.well
as owners, the Real Estate Division will provide the
Information Resources Department, Data Processing, with
the list of addresses provided in 2b above and request
mailing labels for all utility accountscharged to these
addresses.
The mailing lists generated by steps 2 and 3 above will
be examined by the Real Estate Division for accuracy and
to eliminate duplications. Notices will then be mailed
POLICY AIqD PROCEDURES
Page 5 of 6
REVISED: April 1994
Do
¯
by the Division. In the event that the project falls
within the jurisdiction of an operating department, the
operating city department/division, e.g., Department of
Community Services for recreational, projects, will
perform these functions°
The newspaper advertisement announcing the public hearing
shall be prepared and placed by the Real Estate Division
with the assistance of the operating department, if any,
involved with the project.
The costs of complying with the above notice procedures
shall be borne by the successful applicant/proposer and
such sum shall be due and payable upon the awarding of
the Option of Lease (or Lease, if there are no
significant pre-operation conditions to be satisfied by
the proposer). In the event the City is the project
proponent, such costs will be borne by the spons6ring
department.
Tenant Improvements
o
Construction of tenant improvements shall take place only
after having received Council approval (as well as
Planning Commission and Architectural Review Board
approval when otherwise required by City procedures) of
plans for such tenant proposed construction. Inthe
event of park dedicated lands, Council approval shall be
by Ordinance subject to referendum (PAMC Sections
22.08.005 and 22.08.006)°
Generally, improvements to the real property shall become
the property of the City upon termination of the Lease.
Tenant-provided fixtures shall remain the property of the
tenant.
Terms of the Lease
Tenant shall be required to provide City with adequate
compensation for the rights granted by City to the
tenant. Determination of appropriate consideration shall
begin with the estimated fair market rental value of the
lease premises for the use proposed° Consideration
shall, however, be given to non-monetary benefits to be
POLICY AND PROCEDURES 1-11
Page 6 of 6
REVISED: April 1994
provided by the tenant. These proposed non-monetary
public benefits must be clearly articulated and must
provide an actual benefit to a significant portion of the
citizens and taxpayers of Palo Alto.
NOTE:
The lease term shall be the minimum period of the time
required to:
amortize tenant’s investment in any permitted and
approved tenant construction; and
be consistent with the nature of the proposed
tenant operation.
Questions and/or clarification of this policy should be
directed to the Manager, Real Property.