HomeMy WebLinkAbout2011-05-03 Council Appointed Officer Agenda PacketThe City of
. Palo Alto, California
seeks a skilled
Financial Management Executive
to lead performance management,
operational and financial reviews,
which promote municipal efficiency,
as the next. ..
CITY ·AUDITOR
1rr.iIIWATERS~OLDANI . ~ EXECUTIVE RECRUITMENT
A Di\·i~ion of The Waters Consulting Group, Inc.
THE COMMUNITY
Strategically located in the mid-San
Francisco Peninsula, the City of Palo
Alto (population 62,000) is recog-
nized as one of the nation's premiere
communities and has been selected
as "one of the best places to live and
work in the United States" (Money
Magazine 2006). Established in 1889
by early Spanish Explorers, the City
was named because of a tall, old
Redwood tree (El Palo Alto) which
stands at the original boundary to the
city. Today, Palo Alto is considered
to be a highly progressive city which
relishes its reputation as being "The
Birthplace of Silico!l Valley", a center
of education, an environmentally
conscious and economically vibrant
community. The residents of Palo
Alto enjoy a rich cultural heritage, a
safe community with tree-lined streets
and historic buildings which reflect
its true California beginnings. Over
6,000 businesses, employing almost
100,000 workers make Palo Alto their
home, as does the Stanford Medical
Center and Stanford Research Park
which is home to some of the most
successful and innovative technol-
ogy companies in the world. Stanford
University is located adjacent to the
city.
Stanford University enjoys an
outstanding reputation and serves
approximately 20,000 undergraduate
and graduate students. Palo Alto's
public education system has 9,000
students and is considered to be
among the best school districts in
the State. Over 95% of the students
go on to experience college/univer-
sity education and more than 75%
of the City's residents have at least a
Bachelor's degree. Within the City's
26 square miles of territory, residents
and visitors can find 35 parks, almost
3,800 acres of preserved open space
and numerous public facilities includ-
ing three swimming pools, two ath-
letic centers and three nature centers,
including Baylands Nature Preserve
and Foothills Park. The entertain-
ment, cultural and social venues of
the nearby cities of San Jose and San
Francisco satisfy a wide divergence of
interests. Water sports and relaxation
can be found on San Francisco Bay
and the beaches of nearby Santa Cruz
and the northern peninsula. However,
Palo Alto residents can enjoy the
vibrant environment of University
Avenue eating establishmen~s, spe-
cialty shops and boutiques, as well as
major shopping at Stanford Shopping
Center and other high-end stores.
Palo Alto is a "24 hour city" which
is pedestrian friendly and has numer-
ous coffee houses, bookstores, movie
houses/theaters, and the cultural
events provided by the presence of a
major university.
Residents and local businesses take
great pride in the community and
are focused on maintaining a unique
environment with its special character
and chann that make Palo Alto a City
of choice. The citizens are politically
aware, culturally sophisticated, well
educated and engaged in municipal
government. Palo Alto is proud of its
reputation, quality of its neighbor-
hoods, schools, libraries, parks, public
facilities and economic opportunities.
GOVERNANCE
Palo Alto is a Charter City which
functions under the Council-Manager
form of government. The City Council
consists of nine members who are
elected at-large for four-year over-
lapping terms. The Council selects a
Mayor and Vice Mayor from within
its ranks. Four Council Appointed
Officers (CAO's) that directly report
to the Council are the City Manager,
City Attorney, City Auditor and
City Clerk. Nine other Department
Directors report to the City Manager.
Palo Alto employs 1,100 full-time
personnel and has a total Operating
Budget of $470 million, including
Enterprise Funds. The General Fund
is $145 million annually. Palo Alto is
a full-service municipality that owns
and operates its gas, electric,' water,
sewer, refuse and storm drainage ser-
vices, which makes it one of the few
California cities to do so. A portion
of the municipal workforce is repre-
sented by collective bargaining units
to include safety and non-safety em-
ployees. A positive climate between
labor and management exists at the
City of Palo Alto.
The City Council's top four priorities
for 2008 are:
• Planning for and constructing a
new Library and Public Safety
buildings
• Ensuring Environmental Protection
• Promoting Civic Engagement
• Ensuring the Economic Health of
the community
In support of these activities, the
City Manager's Office has recently
completed an analysis and report
identifYing needed improvements to
the physical infrastructure of Palo
Alto. The report identifies a need to
fund approximately $407 million in
public improvements over the next
ten years. The City Council, residents
and municipal staff will be engaged in
ongoing discussions concerning these
needs and how they will be financed
or funded. In addition, major expan-
sion programs are pending for the
,Stanford Shopping Center, Stanford
University and the Medical Center.
These programs will continue to stress
the resources of the City, both organi-
zational and financial, requiring greater
levels of strategic planning arid review
by the City's administrative staff and
Council Appointed Officers.
POSITION PROFILE
The City Auditor is appointed by
and reports to the City Council and
maintains strong operational and
working relationships with other
Council Appointed Officers (CAOs)
levels of control, documentation,
audit trails and security,
• Advising the City Council, as re-
quested on the financial impacts or
policy significance of its actions,
• Acting as an advisor upon requests
to other City operating departments
in their efforts towards identifYing
and improving the conduct of their
work, and
• Performs other related duties and
responsibilities as required.
The City Auditor will be expected
to work collaboratively and con-
structively with other members of
the Executive Management Team.
The Auditor will supervise a staff
of three full-time and one part-time
employee and oversee an annual
budget of $1.0 million including fees
for external audit functions. Over the
last six years, this highly productive
organization has completed in excess
of 108 Audit Reports and received
six national awards for content and
format of these reports. This recruit-
ment results from the resignation of
a highly regarded City Auditor, who
joined a much larger municipal gov-
ernment after serving in Palo Alto for
almost seven years.
CURRENT ISSUES
The following discussion points
were determined to be primary areas
of focus for a new City Auditor and
were derived from interviews with
the Mayor and Council Members,
the City Manager, Assistant City
Manager, selected members of the
Executive Management Team and
staff of the City Auditor's Office.
The topics are not considered fixed
priorities; rather they are representa-
tive of the types of work programs or
issues that will be encountered by the
City Auditor in hislher first six to 18
months of employment. Briefly sum-
marized these issues are:
Annual Work Plan
The Audit Office is responsible for
identifYing and publishing an Annual
Work Plan, which thus far has been
fairly ambitious in nature. The City
Auditor prepares the Annual Work
Plan based on a citywide risk assess-
ment and with input from the City
Council, the community and City
statIo The new Auditor must ensure a
timely preparation of the FY 2008-09
Work Plan and reaffirm the schedules
and priorities with the City Council.
In addition, several audit projects are
in process and may be ready for re-
view by the time a new City Auditor
is hired. The Audit Office is also
responsible for preparing the Service
Efforts & Accomplishments (SEA)
Annual Report. This report includes
comprehensive performance measure-
ment data on all City departments and
includes a resident survey regarding
satisfaction with City services. The
Auditor will be asked to continue to
place emphasis on this critical report
and provide quarterly updates on the
findings and follow-up actions indi-
cated by the results of the various sur-
vey activities. The Office of the City
Auditor is due for its triennial peer
review by the Association of Local
Government Auditors in the Fall of
2008. The new City Auditor will need
to coordinate the review and respond
to the report.
EDUCATION
& EXPERIENCE
Requirements for the position in-
clude a minimum of a Bachelor's
Degree in Accounting, Business
Administration, Finance, Management,
Public Administration! Public Policy or
similar disciplines. The possession of
a valid Certified Public Accountant's
(CPA) license/certificate; a Certified
Internal Auditor's (CIA) designation
issued by the Institute of Internal
Auditors; or a Certified Fraud
Examiner's (CFE) designation is
highly desirable. A Master's degree
is preferred. Candidates should have
a minimum of seven to ten years of
senior audit management experience
gained in a complex governmental
organization that utilizes advanced
financial management systems and
techniques. Private sector experience
will be valued when accompanied
by extensive knowledge of public
financial management practices and
requirements. A demonstrated back-
ground in auditing, accounting and
management analyses is required as
is a working knowledge of generally
accepted governmental auditing stan-
dards (the Yellow Book).
A strong background in compre-
hensive financial analysis; the
formulation of environmental and
contract compliance audit reports;
and the development of policies and
procedures surrounding the creation
of audit objectives, audit processes,
findings and recommendations is
needed. The position requires signifi-
cant experience in local government
performance auditing and financial
analysis; revenue and contract com-
pliance auditing; practical skill in
identifying and assessing risks facing
a full-service municipal government
like Palo Alto; and the ability to think
critically and creatively to develop
audit objectives, findings and recom-
mendations that best serve Palo Alto
taxpayers. Other requirements include
regular interface/contact with elected
officials, business executives and
representatives of the private sector,
non-profit and community groups.
Candidates must also demonstrate
the maturity, communication skills
and sound business judgment to make
sensitive and difficult presentations
while addressing various situations.
A comprehensive knowledge of GAO
Audit Standards and State Charter
Practices promulgated by the Institute
ofInternal Auditors is necessary.
COMPENSATION
& BENEFITS
The City of Palo Alto has established
a starting salary range to the Mid-
High $100 's, as well as a six percent
contribution (of base salary) to the
employee's share in the CALPERS
retirement program, while the
employee contributes two percent.·
Additional executive benefits includ-
ing a compensation package, with
potential consideration for housing
assistance, car allowance and deferred
compensation contribution dependent
on individual circumstances and ne-
gotiations. The opportunity of joining
a highly recognized and award win-
ning municipal government and living
in a premiere community, recognized
for its high quality-of-life awaits the
successful candidate.
ApPLICATION PROCESS
Qualified candidates please submit "your resume online
by visiting our website at
www.watersconsulting.com/recruitment
This position is open until filled; however, the first
review of applicants will take place on June 11,
2008. Following the first review date, resumes will
be screened in relation to the criteria outlined in
this brochure. Candidates with relevant qualifica-
tions will be given preliminary interviews with the
Consultant. Final interviews in Palo Alto will be
offered to th'2'se candidz.~es named zs finz.l;s~s, with
reference checks conducted after receiving candi-
dates' permission. The final interview process will
beheld in late July 2008. For more information
please contact Jerry Oldani by calling our toll free
number 877.356.2924 or by visiting our website at
www.watersconsulting.com
The City of Palo Alto is an Equal Opportunity
Employer and values diversity at all levels of its
workforce!
Applicants selected as finalists for this position will
be subject to a criminal history/credit/driver's license
check prior to the interview. Under state legislation
regarding access to public records, information from
your resume may be subject to public disclosure.