HomeMy WebLinkAboutStaff Report 9553
City of Palo Alto (ID # 9553)
Finance Committee Staff Report
Report Type: Action Items Meeting Date: 9/18/2018
City of Palo Alto Page 1
Summary Title: Discuss FY 2019 Adopted Budget Referral to Identify $4
Million in General Fund Savings
Title: Discuss and Confirm the Workplan to Address the City Council FY 2019
Adopted Budget Referral to Identify $4 Million in General Fund Savings
From: City Manager
Lead Department: Administrative Services
Recommendation
Discuss and provide direction on the workplan to address City Council’s referral to identify $4
million in General Fund structural reductions including identification of implications in n on-
general funds as well.
Background
As part of the adoption of the FY 2019 Budget, the City Council directed staff to:
Return to the Finance Committee with a work plan and timeline to discuss the $4 million
in structural reductions in the General Fund and the impacts of the reduction in expenses
when the City Council returns from break, including a discussion of optimizing library
hours. Also include discussion regarding the implications of closing the pension gap, at a
commensurate 50% level to the General Fund, accounting for rising costs in non-general
funds, specifically Enterprise and Other Funds.
In the FY 2019 Adopted Budget, a $4 million negative adjustment was recorded in the Non-
Departmental section of the General Fund expenses. These funds were added to the General
Fund Budget Stabilization Reserve (BSR). Prior to this action, the City Manager’s FY 2019
Proposed Budget was balanced with estimated revenue supporting the estimated levels of
expenditures and the BSR slightly above the Council recommended level of 18.5% of General
Fund operating expenditures. This additional $4 million in the BSR increased the BSR beyond
the City Council target of 18.5% of General Fund expenses to 21.4% of General Fund expenses.
The specific implications associated with the lower expense level in the General Fund were left
to be discussed during the FY 2019 budget year. Should the City Council choose not to reduce
FY 2019 expenses by this $4 million, an adjustment to reinstate this reduction would simply
drop the BSR to Council approved levels of 18.5 percent of General Fund expenses.
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Discussion
Staff has developed two workplans for Finance Committee review including rough timelines to
address this referral: 1) “immediate action” and/or 2) “strategic action”. When considering the
approach, it is important to take a step back and understand this referral in the landscape of
where the City is as an organization. This broader lens includes review and acknowledgement of
the current economic conditions, the knowledge depth and capacity in the organization,
desired capital investments, desire for service levels juxtaposed with the costs to provide those
services, etc. These largely opposing forces will make a comprehensive discussion of available
resources - and providing services within limited resources - very challenging. In short, growing
pension liabilities are not the only variable placing strain on the prioritization of City expenses.
As the economy in the valley prospers, the demand on resources for services increases, as well
as the cost to live in the Bay Area. This simple economic theory of supply and demand impacts
the City on multiple levels - the cost of services the City seeks as a consumer (capital project
construction costs, general day to day business such as janitorial services), and the cost to
provide service to the community (majority is staff costs). At the Finance Committee meeting,
staff will be prepared to review these additional fiscal demands on our current budget.
Ultimately, the City is faced with a few issues despite and because of the economic prosperity
that both the City and community are enjoying.
- Attracting and retaining a highly qualified workforce to provide services to the
community
- Safeguarding employee retirement benefits by proactively saving for the future
- Rising costs for services due to the hot economy and competition in the Bay Area
Every organization faces tough conversations at certain points, and the City is no exception. As
always, community input is welcomed and encouraged through open, public discussions
regarding the services purchased with taxpayer funds. City employees, those on the front lines
every day ensuring residents are safe, have learning centers in libraries and community centers,
and general utilities such as electricity and water, will also be encouraged to participate as their
work and expertise are valued contributions to the community. Even as the organization may
shift, it is the City’s commitment to be open and honest and manage the challenges that the
work ahead may present for employees.
Potential Approaches
As mentioned earlier, staff have two potential workplans for review and discussion to address
the prioritization of how the City spends its funding on services to the community.
Immediate Action
This approach would allow for potential resolution of this $4 million referral by December 2018,
with final budget adjustments completed during the FY 2019 Mid -Year Budget review,
considered by the Council in early February.
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Returning to the Finance Committee in November/December, staff would bring forward
recommended reductions based on a review of basic criteria. Examples of criteria in this review
may include but are not limited to:
- Statutory or legally mandated services, versus discretionary expenses/programs)
- Service levels that exceed other agencies or are replicated by other organizations
- Complexity of divestment of current service or service delivery model
- Ability to quickly realize reductions in expenses
This expedited review would focus on the General Fund. Staff would strive to identify
reductions across all funds including Enterprise Funds to identify a commensurate amount of
expense reductions: however, this may lag until the new calendar year given the timeframes.
After the Finance Committee review, staff’s recommended reductions would be brought
forward to the full Council for review and approval, including budget adjustments to
redistribute the $4 million adjustment in the General Fund.
Strategic Action
This approach would allow for a more comprehensive strategy to address the $4 million referral
with more lasting results. Setting the City up for future discussions this would could be
leveraged beyond just the immediate referral but provide a platform to proactively and
strategically address the competing priorities and polarities facing the City. Specifically, this
workplan would require an initial approximately six-month intensive citywide program review
effort, with budgetary actions occurring no earlier than the FY 2020 budget process.
Staff would begin a citywide review of all programs and services currently provided by the City
of Palo Alto resulting in a “catalogue of services.” Services are defined as discrete programs to
identifiable users and vary in size across the organization. Variables that this compilation of
programs and services may include:
- concise descriptions and outcomes,
- approximate costing and staffing resources,
- resources managed (i.e. vehicles),
- funding source(s) and cost recovery levels,
- Statutory or legal mandates (as opposed to discretionary expenses/programs),
- Service levels that exceed most other agencies or are replicated by other organizations.
Once the catalogue is complete it would provide a foundation to develop a more strategic basis
of prioritization of services across the organization. This catalogue would also establish a
common language and format for future discussions, agnostic of the department or division.
Although this comprehensive approach has the promise of actionable and valuable information,
the organizational effort to undertake such a project must not be underestimated. This work
would require a focused prioritization of this effort amid a very active workload and transition
cycle the City is currently moving through. An explicit commitment to ensure the capacity of
staff during this project would be key to its success, by restraining new initiatives and some
curtailment of existing work.
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Resource Impact
There are no immediate budget adjustments necessary; however, significant staffing resources
will need to be dedicated to address either approach. The City Council will need to ensure that
space and capacity are provided to execute the action plan. Both short term and long-term
impacts to services to the community as well as City staff may result from these evaluations. It
will take significant dedicated time to determine the impacts of recommended actions, and
communicate with and hear feedback from key stakeholders, community forums, and City staff
at large in a strategic manner. In addition, depending on the approach, consultant costs may be
necessary.
Environmental Impact
This report is not a project for the purposes of the California Environmental Quality Act.
Environmental review is not required.