HomeMy WebLinkAboutStaff Report 9213
City of Palo Alto (ID # 9213)
Finance Committee Staff Report
Report Type: Action Items Meeting Date: 5/15/2018
City of Palo Alto Page 1
Summary Title: OPEB
Title: June 30, 2017 Actuarial Valuation of Palo Alto’s Retiree Healthcare Plan
and Annual Actuarially Determined Contributions (ADC) for Fiscal Years 2019
and 2020
From: City Manager
Lead Department: Administrative Services
Recommendation
Staff recommends that the Finance Committee recommend that City Council review and accept
the June 30, 2017 actuarial valuation of Palo Alto’s Retiree Healthcare Plan and approve full
funding of the annual Actuarially Determined Contributions (ADC) f or Fiscal Years 2019 and
2020.
Executive Summary
Per the Governmental Accounting Standards Board (GASB), bi-annually the City Council is
required to review and approve the actuarial valuation for retiree healthcare plan for the
upcoming two fiscal years and approve funding of the annual ADC.
Background
The City of Palo Alto offers its employees and retirees a Retiree Healthcare benefit plan which is
managed and administered by the California Public Employees’ Retirement System (CalPERS), a
State of California Retiree Healthcare Trust program. Bi-annually staff contracts with an actuary
firm which provides an actuarial report detailing the latest status of the City of Palo Alto ’s
Retiree Healthcare plans for employees and retirees. The actuarial report is used to calculate
the annual ADC to the trust. In addition, updates on the rate of return, funding status, and
changes to the trust based on various impacts are detailed in the report. Unlike the pension
actuary reports, this actuary details impacts by Fund, Department, Employee Group, and
Healthcare Plans selected.
As a refresher on the CalPERS Retiree Healthcare benefits, there are four groups of benefits
within the plan. Table 1 below outlines the different benefits levels by Group.
City of Palo Alto Page 2
Table 1: City of Palo Alto Retiree Healthcare Benefit Plans and Tiers
Miscellaneous Safety: Fire Safety: Police
Group 1
Retired before January
1, 2007; eligibility
starting at the age 50
and 5 years of service;
full premium up to
family coverage
Retired before January 1,
2007; eligibility starting
at the age of 50 and 5
years of service; full
premium up to family
coverage
Retired before March 1,
2009; eligibility starting at
the age of 50 and 5 years of
service; full premium up to
family coverage
Group 2
Retired between
January 1, 2007 and
May 1, 2011; eligibility
starting at the age 50
and 5 years of service;
same as Group 1, but
premium limited to 2nd
most expensive
medical plan
Retired between January
1, 2007 and December 1,
2011; eligibility starting
at the age 50 and 5 years
of service; same as
Group 1, but premium
limited to 2nd most
expensive medical plan
Retired between March 1,
2009 and April 1, 2015 (POA),
between January 1, 2007 and
June 1, 2012 (PMA) ;
eligibility starting at the age
50 and 5 years of service;
same as Group 1, but
premium limited to 2nd most
expensive medical plan
Group 3
(Retirees) Retired after Group 2, did not elect into Group 4, benefit same as active employees
Group 3
(Active EEs)
Currently active, not in
Group 4. UTLM: 90% of
premium up to 90%
Group 2 Cap; Other
Misc: Flat Dollar Caps
equal to actives
N/A
(All active Group 3 IAFF &
FCA elected into Group
4)
N/A
(All active Group 3 POA &
PMA elected into Group 4)
Group 4
(Government
Code 22893)
Vesting Schedule: 10
years gets 50%, 20
years gets 100%,
formula amount
Vesting Schedule: 10
years gets 50%, 20 years
gets 100%, formula
amount
Vesting Schedule: 10 years
gets 50%, 20 years gets
100%, formula amount
City of Palo Alto Page 3
Discussion
Staff contracted with Bartel Associates, LCC (BA) for this retiree healthcare actuarial report
(Attachment A) since the firm is familiar with the City and has the format set -up from the
previous actuary report assumptions and calculations. Staff previously selected BA in a
competitive process (August 2015) in which 3 responses were received and ranged from
$41,010 to $43,000 in cost with Bartel’s contract award being at $42,575. Since BA is very
familiar with Palo Alto and our benefits structure, BA was selected. The current agreement
(October 2017) was for $50,000; the cost for the actuarial report was the same, but this
contract included additional funding for pension calculations requested by the Finance
Committee and staff.
BA prepared the actuarial analysis to determine the City’s retiree healthcare l iability and the
ADC for Fiscal Years 2019 and 2020 – update on the funding status, results of assumptions such
as discount rate (DR), the healthcare plan premiums, and projected future healthcare costs. On
December 21, 2016, the CalPERS Board of Administration lowered the discount rate from 7.25
percent to 6.75 percent for Fund 1, which the City Council approved as the investment option.
The actuarial analysis is based on current employees’ accrued benefit, and retired employees as
of June 30, 2017. Employees and retirees have an open enrollment window in October each
year in which they can make changes to their healthcare plans that take effect in January of the
following year.
CalPERS Projected Contribution levels
The actuary report has two components to the annual billing of the employer portion of retiree
healthcare contributions that comprise the Actuarial Determined Contribution (ADC), 1) the
Normal Cost (NC), and 2) the Unfunded Actuarial Accrued Liability (UAAL).
- NC: This reflects a rate of contribution for the plan of retirement healthcare benefits
provided to current employees based on the current set of assumptions.
- Employer Amortization of UAAL: This is an annual payment calculated to pay down an
agency’s unfunded accrued pension liability. Assuming every assumption in the
actuarial valuation was accurate, an organization would eliminate its unfunded pension
liability if it made these payments annually for 30 years. The City Council approved a
closed amortization period and is at year 26 as of June 30, 2017. The liability grows
when the assumptions goals, such as discount rate, are not met.
This ADC for FY 2019 is $16.0 million, which is $0.9 million less than FY 2018 mostly due to
premium caps, changes in mortality assumption s, and some retirees/spouses being eligible for
Medicare premium plans, which are much lower in cost. For FY 2020 the ADC is $16.5 million,
an increase of $0.5 million over the FY 2019 payment. The General Fund share for FY 2019 is
$10.2 million and $10.5 million for FY 2020. This reflects a decrease of $0.1 million compared
to FY 2018. These payments reflect the blended or combined cost of both the “Normal Cost”
and the “Unfunded Actuarial Accrued Liability”.
City of Palo Alto Page 4
Future ADC’s are estimated to grow from $16.5 million in FY 2020 to $21.0 million in FY 2028 or
by about 27 percent. This is based on a 6.75 percent discount rate. The following graph shows
historical returns back to FY 2009. It uses the unaudited actual investment return for the first
half of Fiscal Year 2018 and the assumed rate of return for the last half of Fiscal Year 2018.
Table 2: Historical Returns of the OPEB Trust
Projected Actuarial Unfunded Accrued Liability
Included in the actuary report is the plan ’s “Funded Status.” Overall, the Retiree Healthcare
Trust is funded at 37 percent, which is up from 33 percent in FY 2015. The unfunded UAAL is
$153.5 million as of June 30, 2017 for all funds and $100.4 million for the General Fund. A
couple of years ago, GASB made a change in the calculation of UAAL by requiring the calculation
of “implied subsidy”, which requires an agency to recognize that it pays the same medical
premiums for active employees as those that are retired. The implied subsidy is that the cost of
medical for active employees is lower than retirees, but the agency pays the same premium.
For Palo Alto, this is an issue since it has 967 active employees and 959 retirees. The calculation
increases the UAAL by $29.2 million or 19 percent, without the implied subsidy the UAAL would
be at $124.3 million.
City of Palo Alto Page 5
TABLE 3: Actuarial Unfunded Accrued Liability
As of
June 30, 2015
As of
June 30, 2015
Projected as of
June 30, 2015
Citywide $156,217 153,509 $143,926
Funded Ratio 33% 37% 44%
General Fund $100,408 $100,408 $94,127
% Change from Prior Year Citywide -2% -6%
CalPERS recognizes the varying assumptions that may impact a plan’s unfunded actuarial
accrued liability and therefore a retiree healthcare plan’s funding status, especially the
implications of the discount rate assumption. Therefore, in addition to the actuarial
assumptions used to develop this annual evaluation, BA includes an Analysis of Discount Rate
Sensitivity section in their reports in order to provide some level of sensitivity analysis of the
retiree healthcare plan. At a 6.25 percent discount rate, the plan is estimated to have a total
unfunded accrued liability of $169.1 million compared to $153.5 million at a 6.75 percent
discount rate, and a 35 percent funded status at 6.25 percent discount rate compared to a 37.3
percent funded status at 6.75 percent. The ADC would increase from $16.0 million to $16.7
million for FY 2019.
Conclusion
The City of Palo Alto has already proactively mitigated the increasing costs of healthcare plans
for current and future retirees. It started with cost sharing with employees, capping the plans
covered, and establishing a flat contribution that can be adjusted with each labor agreement.
Staff began funding this Trust in May 2008 at a level of $33 million and it has grown to $102
million as of April 2018. This has proved very beneficial; each year the City Council has
approved the full funding of the ADC, helping to close the unfunded gap. The closing of the
amortization period will allow for funding relief in future years since the City Council can use
the Trust to pay healthcare benefits from deposits and earnings for current and future retirees.
Staff anticipates discussions at the May 15, 2018 Finance Committee meeting and staff from
Bartel Associates will be available for questions and answers. Staff has incorporated the results
of this actuarial valuation into the City Managers Proposed FY 2019 Budget.
Environmental Review
This report is not a project for the purposes of the California Environmental Quality Act.
Environmental review is not required.