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HomeMy WebLinkAboutStaff Report 9158 City of Palo Alto (ID # 9158) Finance Committee Staff Report Report Type: Action Items Meeting Date: 5/15/2018 City of Palo Alto Page 1 Summary Title: FY 2019 Electric Utility Financial Plan and Rate Proposal Title: Utilities Advisory Commission Recommendation that the City Council Adopt: 1) a Resolution Approving the Fiscal Year 2019 Electric Financial Plan, and 2) a Resolution Increasing Electric Rates by 6% by Amending the E -1, E-2, E-2-G, E-4, E-4-G, E-4 TOU, E-7, E-7-G, E-7 TOU and E-14 Rate Schedules From: City Manager Lead Department: Utilities Recommendation Staff and the Utilities Advisory Commission (UAC) request that the Finance Committee recommend that the Council: 1. Adopt a resolution (Attachment A) approving the fiscal year (FY) 2019 Electric Financial Plan (Attachment B), including amendments to the Electric Utility Reserves Management Practices (Attachment C); and 2. Adopt a resolution (Attachment D) amending Rate Schedules E-1 (Residential Electric Service), E-2 (Small Non-Residential Electric Service), E-2-G (Small Non-Residential Green Power Electric Service), E-4 (Medium Non-Residential Electric Service), E-4-G (Medium Non-Residential Green Power Electric Service), E-4 TOU (Medium Non- Residential Time of Use Electric Service), E-7 (Large Non-Residential Electric Service), E- 7-G (Large Non-Residential Green Power Electric Service), E-7 TOU (Large Non- Residential Time of Use Electric Service), and E-14 (Street Lights). Executive Summary The FY 2019 Electric Utility Financial Plan includes projections of the utility’s costs and revenues through FY 2028. Costs are projected to rise substantially for the next several years for seve ral reasons. First, costs for electric supply purchases are increasing as a result of new renewable energy projects coming online. Increases in transmission costs are also projected. Substantial additional capital investment in the electric distribution system is planned for FY 2018 through FY 2023, and operational costs are increasing. Because of these rising costs, an increase in sales revenues is required. A 6% rate increase is proposed for July 1, 2018, and a 3% increase projected for July 1, 2019, wi th (0% to 2%) City of Palo Alto Page 2 increases projected afterward. While 6% would be the overall increase in sales revenues, different customer classes will see slightly different increases ranging from 3% to 8%, as shown in Tables 3 and 4. The proposed rate increases were calculated using the 2016 cost of service analysis (COSA) model created for the City by EES Consulting, which was implemented on July 1, 2016. Several reserves transfers were approved in the FY 2018 Electric Financial Plan, but have not been executed yet. These are summarized below. Due to improved hydroelectric conditions in FY 2017 and the first half of FY 2018, staff is able to reduce these reserve transfers in the proposed FY 2019 Electric Financial Plan, particularly the loan from the Electric Special Projects Reserve. To completely eliminate the loan from the Electric Special Projects Reserve, an 8% rate increase would be required on July 1, 2018. Reserve Transfers: Approved, Proposed, and Alternative Transfers FY 2018 Financial Plan Approved Transfers Staff Proposal (Rate Changes: 6% 2019, 3% 2020) Alternative (Rate Changes: 8% 2019, 0% 2020) Rate Stabilization Reserve $9 million $9 million $9 million Hydroelectric Reserve Up to $11.4 million $1 million (projected) $1 million (projected) Electric Special Projects Reserve Loan $10 million $6 million None This proposed rate increase is slightly lower than the 8% July 1, 2018 rate increase in staff’s preliminary rate projections, which was to be followed by a 4% increase on July 1, 2019. The FY 2019 Electric Financial Plan also includes a change to the reserves policies for the Hydroelectric Stabilization Reserve, outlining the method used to determine whether the HRA will be implemented in a given fiscal year, and authorizing staff to transfer f unds between the Operations and Hydroelectric Stabilization Reserve based on a formula that captures the cost impact or benefit of hydroelectric generation each year. Background Every year staff presents the Finance Committee and UAC with Financial Plans for its Electric, Gas, Water, and Wastewater Collection Utilities and recommends any rate adjustments required to maintain their financial health. These Financial Plans include a comprehensive overview of the utility’s operations, both retrospective and prospective, and are intended to be a reference for UAC and Council members as they review the budget and staff’s rate recommendations. Each Financial Plan also contains a set of Reserves Management Practices describing the reserves for each utility and the management practices for those reserves. Discussion City of Palo Alto Page 3 Summary of Proposed Actions The two resolutions recommended for Council adoption will accomplish the following: 1. Increase overall electric rates by 6% effective July 1, 2018; 2. Approve the FY 2019 Electric Financial Plan, including a change to the reserves policies for management of the Hydroelectric Stabilization Reserve. Proposed and Projected Sales Revenue Requirement, FY 2019 through FY 2023 The proposed July 1, 2019 rate increase would be the third in a series of rate increases from FY 2016 through FY 2020. Prior to the first increase on July 1, 2016, rates had not been increased since July 1, 2009 because costs had been low over that period. Table 1 shows the proposed and projected rate increases needed to recover costs of operation over the forecast period in the FY 2019 Electric Financial Plan. Table 1: Electric Rate Adjustments, FY 2017 to FY 2023 FY 2017 Approved FY 2018 Approved FY 2019 Proposed FY 2020 Projected FY 2021 Projected FY 2022 Projected FY 2023 Projected 11% 14% 6% 3% 2% 0% 1% These sales revenue increases are for the utility as a whole, but the rate changes will differ for individual customer classes. Proposed rate increases for each customer class are discussed below. Cost drivers and containment The rate increases are related to several cost factors: increasing transmission costs and new renewable projects coming online; substantial additional capital investment in the electric distribution system, and rising operational costs. Historically, total electric utility costs (excluding short-term drought impacts) were roughly $130 million per year, allowing the electric utility to go without a rate increase from July 1, 2009 to July 1, 2016. Over the period from FY 2016 to FY 2019, though, annual costs are increasing to roughly $17 0 million per year, approximately 25%, and are projected to stay at that level through at least FY 2022. This trend can be seen in the chart on page 18 of Attachment B (the FY 2019 Electric Utility Financial Plan). Figure 1 shows the utility’s costs in FY 2016, FY 2019, and FY 2022. Costs for the Supply Portfolio steadily increase over that time. Costs for Operations increase slightly. Capital Projects costs increase significantly in FY 2019 due to major one-time capital expenditures, then are projected to decrease by FY 2022. The drop in capital expense by FY 2022 means that total electric utility costs in FY 2019 and FY 2022 are projected to be roughly the same. City of Palo Alto Page 4 Figure 1: Electric Utility Costs, FY 2016 Actual vs. FY 2019 and FY 2022 Projections As shown in Figure 2, the contribution to cost increases from FY 2016 to FY 2019 is mostly related to the Supply Portfolio (which includes transmission and renewable projects) as well as Capital Projects spending, while by FY 2022 the Supply Portfolio is the largest contributor. Operations spending is projected to increase somewhat compared to FY 2016. Some of this is due to projected increases in costs of labor and materials, but most of the apparent increase is due to the fact that not all budgeted funds for Operations were spent in FY 2016, given staff vacancies and other factors. Figure 2: Causes of Electric Utility Cost Increases, FY 2016 vs. FY 2019 and FY 2022 The electric Supply Portfolio increases are related primarily to transmission cost increases and renewable energy projects coming online, as shown in Figure 3. Transmission costs are incurred to bring electricity from contracted generation sources to Palo Alto. Staff works to contain transmission costs through partner agencies, including the Transmission Agency of Northern California (TANC) and Northern California Power Agency (NCPA), and through direct City of Palo Alto Page 5 partnerships with other local utilities (Bay Area Municipal Transmission group, BAMx). All of these groups intervene in transmission proceedings at the Federal Energy Regulatory Commission (FERC) and the California Independent System Operator (CAISO) and have achieved some reductions in long-term transmission costs. Staff is beginning to explore strategies for containing renewable energy costs, and will discuss these strategies in greater detail through the ongoing Integrated Resource Planning (IRP) process. Staff also continues to work to contain risks and maximize the value of the hydroelectric power it buys through the Western Area Power Administration (WAPA). WAPA is preparing for new contracts with its customers after the current contract expires in 2024, and the City is working in partnership with NCPA and other WAPA customers to ensure the post -2025 contract terms preserve the value of the resource. All customers are also working to minimize any cost impacts to the resource from the proposed California Water Fix. Lastly, working through NCPA, efforts have been made to ensure fair environmental project cost allocations from the Bureau of Reclamation for power customers, and to pursue repayment of over-collections from previous years. Figure 3: Electric Supply Costs, FY 2016 Actual vs. FY 2019 and FY 2022 Projections This Financial Plan still contains reserves transfers. Last year’s Financial Plan (FY 2018) authorized the use of the entire Supply Rate Stabilization Reserve (approximately $9 million), up to $11.4 million from the Hydroelectric Stabilization Reserve, and a $10 million loan from the Electric Special Projects Reserves to keep the Supply and Distribution Operations Reserves above the minimum reserve guidelines. If a 6% rate increase is adopted for July 1, 2018, this FY 2019 Financial Plan proposes reducing the Electric Special Projects Reserve loan to $6 million, and is projecting only roughly $1 million being needed from the Hydroelectric Rate Stabilization City of Palo Alto Page 6 Reserve. More information on reserve transfers can be found in the FY 2019 E lectric Financial Plan (Attachment B). Actual expenditures in FY 2017 were lower than budgeted, and cost savings and revenues from improved hydroelectric generator output also helped mitigate some of the revenue shortfall that had been projected for FY 2018 in prior Financial Plans. Staff also recognizes the importance of managing operating costs and maximizing efficiency in order to minimize rate increases:  As discussed above, staff is working on cost containment measures related to transmission and renewable energy costs.  City staff looks for opportunities to save money operationally, small opportunities that add up. For example, the City recently creatively rebid its contract for construction material supply and spoils hauling to go from using a singl e vendor to multiple vendors that each specialized in specific materials, realizing nearly $250,000 in savings over three years.  The current climate of high construction costs results in less capital replacement for dollars invested. Staff will continue to prioritize near-term projects to address immediate needs, and potentially defer projects where system reliability will not be impacted to ensure full value is extracted from existing infrastructure.  A regular review of performance metrics and expenditures. Consistent with newly approved Utilities Strategic Plan, cost containment is being instituted as an ongoing priority and annual cycle. This will include the completion of preliminary out -year rate forecasts in the fall, which will allow for a review b y all Divisions for alignment of multiyear strategies. This includes ongoing management review of personnel transactions, including Review/Revisions of position classifications to match evolving needs, Addition/Deletion of positions to reflect organizational priorities, and Review/Approval to fill individual position vacancies in conjunction with ASD Budget Office and Human Resources. Changes from Prior Financial Forecasts This projection has changed since the FY 2018 Electric Utility Financial Plan presented last year. Table 2 compares current rate projections to those projected in the last two year’s Financial Plans. As shown, the FY 2019 rate projections are higher than projected the last two years, primarily because transmission costs have risen substantially over this period. City of Palo Alto Page 7 Table 2: Projected Electric Rate Trajectory for FY 2019 to FY 2025 Projection FY 2019 FY 2020 FY 2021 FY 2022 FY 2023 FY 2024 FY 2025 Current (FY 2019 Financial Plan) 6% 3% 2% 0% 1% 1% 1% Last year (FY 2018 Financial Plan) 7% 0% 0% 1% 2% 1% 1% Two years ago (FY 2017 Financial Plan) 2% 0% 1% 0% 0% 0% 0% Rate Changes by Customer Class Table 3 shows the rates that will be used to recover sale revenues for each customer class. The Street Lighting (E-14) class and the E-4 and E-7 Time of Use (TOU) rates are not shown in the table, but can be seen in the attached rate schedules (Attachment E). These schedules are omitted for various reasons: the E-14 rate schedule is not easy to summarize, E-7 TOU rate is not easy to summarize and is only used by one customer, and the E -4 TOU rate schedule is both difficult to summarize and not utilized by any customers at this time. Table 3: Electric Rates (Current and Proposed) Current Rates Proposed Rates (7/1/18) Change $ % E-1 (Residential) Tier 1 Energy ($/kWh) 0.12159 0.12871 0.00711 5.8% Tier 2 Energy ($/kWh) 0.19001 0.19279 0.00277 1.5% Minimum Bill ($/day) 0.2938 0.3040 0.0102 3.5% E-2 & E-2-G (Small Non-Residential) Summer Energy ($/kWh) 0.18885 0.20090 001205 6.4% Winter Energy ($/kWh) 0.13267 0.13861 0.00594 4.5% Minimum Bill ($/day) 0.7328 0.7740 0.0412 5.6% E-4 & E-4-G (Medium Non-Residential) Summer Energy ($/kWh) 0.11673 0.12081 0.00408 3.5% Winter Energy ($/kWh) 0.08890 0.09297 0.00407 4.6% Summer Demand ($/kW) 21.05 24.11 3.06 14.5% Winter Demand ($/kW) 15.36 18.52 3.16 20.6% Minimum Bill ($/day) 14.8414 15.9946 1.1532 7.8% E-7 & E-7-G (Large Non-Residential) Summer Energy ($/kWh) 0.09802 0.10507 0.00705 7.2% Winter Energy ($/kWh) 0.07188 0.07449 0.00261 3.6% Summer Demand ($/kW) 23.84 26.77 2.93 12.3% Winter Demand ($/kW) 15.59 17.01 1.42 9.1% Minimum Bill ($/day) 42.3648 45.4758 3.111 7.3% City of Palo Alto Page 8 Table 4 shows the impact of the proposed July 1, 2018 rate changes on the residential and non - residential bills for various consumption levels. The overall rate change for the residential class is roughly 8%. Table 4: Impact of Proposed Electric Rate Changes on Customer Bills Rate Schedule Usage (kwh/mo) Bill under Current Rates ($/mo) Bill Under Rates Proposed 7/1/18 ($/mo) Change $/mo % E-1 300 36.48 38.61 2.14 5.9% (Summer Median) 330 40.13 42.47 2.35 5.9% (Winter Median) 453 63.50 66.19 2.69 4.2% 650 100.93 104.17 3.24 3.2% 1200 205.44 210.20 4.76 2.3% E-2 1,000 162 171 9.09 5.6% E-4 160,000 24,071 25,984 1,913 7.9% E-7 500,000 67,466 72,558 5,096 7.6% E-7 2,000,000 269,863 290,233 20,384 7.6% Cost of Service Analysis and Rate Study The rates discussed in the previous section are based on the cost of service methodology established in the “City of Palo Alto Electric Cost of Service and Rate Study”1 drafted by EES Consulting, Inc. in 2016. Staff provided EES with updated sales and budget projections, including projected transmission and distribution costs, power supply costs and billing data, in order for EES to update individual cost of service model components and determine the proposed rates. Electric Bill Comparison with Surrounding Cities Table 5 compares electric bills under current rates as of March 1, 2018 for residential customers to those in surrounding communities. Under current rates, CPAU’s customer bills are far below PG&E’s and are lower than others for non-residential customers, but slightly higher than Santa Clara’s for higher using residential customers. Table 5: Average Electric Bill Comparison ($/month) As of March 1, 2018 Customers Usage (KWh/mo) Palo Alto (Current) Palo Alto (Proposed) PG&E Santa Clara Residential Customers 300 $ 36.48 $38.61 $ 63.51 $ 35.18 330 (Summer 40.12 42.47 71.70 38.83 1 Staff Report 6857 http://www.cityofpaloalto.org/civicax/filebank/documents/52274 City of Palo Alto Page 9 Median) 453 (Winter Median) 63.50 66.19 104.49 53.78 650 100.93 104.17 160.46 77.73 1200 205.45 210.20 314.42 144.59 Non- Residential Customers 1,000 161 171 245 181 160,000 23,732 25,984 30,413 20,850 500,000 62,190 72,558 83,820 62,956 2,000,000 268,475 290,233 361,753 256,247 Proposed Change to Reserve Policies This financial plan proposes a change to Section 7 of the Electric Utility Reserves Management Practices (see Attachment C), detailing a procedure for calculating the amount of funds staff is authorized to transfer between the Operations and the Hydroelectric Stabilization Reserves, based on the extent to which hydroelectric generation deviates from long-term averages. Funds will be transferred to or from the Hydroelectric Stabilization Reserve on an annual basis based on the amount of deviation from average hydroelectric generation for each month of the prior year, multiplied by the average market price for energy for that month. Commission Review and Recommendation The UAC reviewed this proposal at its April 12, 2018 meeting . At the meeting staff noted that the recommendation was a decrease from the earlier increase proposal of 9%. Commissioners questioned whether it was going to be a dry hydro year in light of the relatively recent wet weather. Staff commented that while the recent storms had provided some relief, it was still a relatively dry year. Commissioners also inquired if it was possible to create a ‘smoother’ rate track, rather than having a 6% increase followed by 3%, etc. Staff responded that the 6% still required Special Projects Fund and some Hydro Stabilization reserve transfers to keep the Operations reserve within guideline levels, so the rate track was merited to bring revenues in line with costs. Commissioners inquired as to whether supply costs could be contained as they were outside of the City’s control, and staff responded that the electric portfolio was continually reviewed to see if selling off higher priced renewables contracts was applicable, and worked with agencies such as NCPA to help bring down costs. Santa Clara’s lower rates were not ed, and staff responded that their power portfolio and customer mixes were different than Palo Alto, and they also have their own generation plant which lowers their transmission costs. In regards to reserve health, Commissioners inquired as to how much p ower cost could fluctuate in a drought year. Staff responded that impacts of $8 million or more could be seen, and the Commission noted that drawing down the Hydro reserve more to help lower rate increases should not be done at this time. Also, should ther e be another drought, having lower reserves might mean the newly passed Hydro Rate adjuster could be implemented at the City of Palo Alto Page 10 largest level, which would amount to a 10% increase. The UAC voted to recommend that the Council adopt resolutions approving the FY 201 9 Electric Financial Plan and increasing electric rates by amending Rate Schedules E-1, E-2, E-2-G, E-4, E-4- G, E-4 TOU, E-7, E-7-G, E-7 TOU, and E-14, all amended to reflect a 6% FY 2019 increase. The vote was unanimous (5-0, Commissioners Segal and Trumbull absent). Attached is the excerpted draft minutes from the UAC’s April 12, 2018 special meeting (Attachment F). Timeline If the Finance Committee supports the proposed rate adjustments, the City Council will consider the proposed Financial Plans and amended rate schedules with the FY 2019 budget. Resource Impact The proposed July 1, 2018 rate changes are projected to increase sales revenues by $10 million per year over the forecast period. Policy Implications The proposed electric rate adjustments were developed using the 2016 cost of service study and methodology, and are consistent with the Council adopted Reserve Management Practices that are part of the Financial Plan. Environmental Review The Finance Committee and UAC’s review and recommendation to Council on the FY 2019 Electric Financial Plans and rate adjustments does not meet the California Environmental Quality Act’s definition of a project, pursuant to Public Resources Code Section 21065, thus no environmental review is required. Attachments:  Attachment A: Resolution Approving FY 2020 Electric Utility Financial Plan  Attachment B: FY 2019 Electric Utility Financial Plan  Attachment C: Proposed Changes to Electric Utility Reserve Policies  Attachment D: Resolution Amending Electric Utility Rates Effective FY 2019  Attachment E: Amended Electric Rate Schedules E-1, E-2, E-2-G, E-4, E-4-G, E-4-TOU, E-7, E-7-G, E-7-TOU and E-14  Attachment F: Excerpted Draft UAC Minutes of April 12, 2018 Special Meeting Attachment A * NOT YET APPROVED * 6055013 Resolution No. _________ Resolution of the Council of the City of Palo Alto Approving the Fiscal Year 2019 Electric Utility Financial Plan R E C I T A L S A. Each year the City of Palo Alto (“City”) regularly assesses the financial position of its utilities with the goal of ensuring adequate revenue to fund operations. This includes making long-term projections of market conditions, the physical condition of the system, and other factors that could affect utility costs, and setting rates adequate to recover these costs. It does this with the goal of providing safe, reliable, and sustainable utility services at competitive rates. The City adopts Financial Plans to summarize these projections. B. The City uses reserves to protect against contingencies and to manage other aspects of its operations, and regularly assesses the adequacy of these reserves and the management practices governing their operation. The status of utility reserves and their management practices are included in Reserves Management Practices attached to and made part of the Financial Plans. The Council of the City of Palo Alto does hereby RESOLVE as follows: SECTION 1. The Council hereby approves the FY 2019 Electric Utility Financial Plan. SECTION 2. The Council hereby approves the amended Electric Utility Reserves Management Practices included in the FY 2019 Electric Utility Financial Plan. SECTION 3. The Council finds that the adoption of this resolution does not meet the the California Environmental Quality Act’s (CEQA) definition of a project under Public Resources Code Section 21065 and CEQA Guidelines Section 15378(b)(5), because it is an administrative governmental activity which will not cause a direct or indirect physical change in the environment, and therefore, no environmental review is required. INTRODUCED AND PASSED: AYES: NOES: ABSENT: ABSTENTIONS: ATTEST: Attachment A * NOT YET APPROVED * 6055013 ___________________________ ___________________________ City Clerk Mayor APPROVED AS TO FORM: APPROVED: ___________________________ ___________________________ Assistant City Attorney City Manager ___________________________ Director of Utilities ___________________________ Director of Administrative Services FY 2019 ELECTRIC UTILITY FINANCIAL PLAN FY 2019 TO FY 2028 ATTACHMENT B 2 | P a g e F Y 201 9 ELECTRIC UTILITY F INANCIAL PLAN FY 2019 TO FY 202 8 TABLE OF CONTENTS Section 1: Definitions and Abbreviations................................................................................ 4 Section 2: Executive Summary and Recommendations ........................................................... 5 Section 2A: Overview of Financial Position .................................................................................. 5 Section 2B: Summary of Proposed Actions .................................................................................. 6 Section 3: Detail of FY 2019 Rate and Reserves Proposals ....................................................... 6 Section 3A: Rate Design ............................................................................................................... 6 Section 3B: Current and Proposed Rates ..................................................................................... 6 Section 3C: Reserves Management Practices .............................................................................. 7 Section 3D: Proposed Reserve Transfers ..................................................................................... 8 Section 4: Utility Overview .................................................................................................... 9 Section 4A: Electric Utility History ............................................................................................... 9 Section 4B: Customer Base ........................................................................................................ 11 Section 4C: Distribution System ................................................................................................. 11 Section 4D: Cost Structure and Revenue Sources ...................................................................... 12 Section 4E: Reserves Structure ................................................................................................... 13 Section 4F: Competitiveness ...................................................................................................... 14 Section 5: Utility Financial Projections ................................................................................. 15 Section 5A: Load Forecast .......................................................................................................... 15 Section 5B: FY 2013 to FY 2017 Cost and Revenue Trends ........................................................ 17 Section 5C: FY 2017 Results ....................................................................................................... 18 Section 5D: FY 2018 Projections ................................................................................................ 19 Section 5E: FY 2019 – FY 2028 Projections ................................................................................ 19 3 | P a g e Section 5F: Risk Assessment and Reserves Adequacy ............................................................... 21 Section 5G: Long-Term Outlook ................................................................................................. 26 Section 6: Details and Assumptions ..................................................................................... 29 Section 6A: Electricity Purchases ............................................................................................... 29 Section 6B: Operations .............................................................................................................. 31 Section 6C: Capital Improvement Program (CIP) ....................................................................... 32 Section 6D: Debt Service ............................................................................................................ 33 Section 6E: Equity Transfer ........................................................................................................ 34 Section 6F: Wholesale Revenues and Other Revenues .............................................................. 34 Section 6G: Sales Revenues ....................................................................................................... 35 Section 7: Communications Plan .......................................................................................... 36 Appendices ......................................................................................................................... 37 Appendix A: Electric Utility Financial Forecast Detail ................................................................ 38 Appendix B: Electric Utility Reserves Management Practices ................................................... 42 Appendix C: Description of Electric utility Operational Activities .............................................. 47 Appendix D: Samples of Recent Electric Utility Outreach Communications .............................. 48 4 | P a g e SECTION 1 : DEFINITIONS AND ABBR EVIATIONS CAISO California Independent System Operator CARB California Air Resources Board CIP Capital Improvement Program CPAU City of Palo Alto Utilities Department CPUC California Public Utilities Commission CVP Central Valley Project GWh a gigawatt-hour, equal to 1,000 MWh or 1,000,000 kWh. Commonly used for discussing total monthly or annual electric load for the entire city, or the monthly or annual output of an electric generator. kWh a kilowatt-hour, the standard unit of measurement for electricity sales to customers. kW a kilowatt, a unit of measurement used in reference a customer’s peak demand (the highest 15 minute average consumption level in a month), which is used for billing large and mid-size commercial customers. kV a kilovolt, one thousand volts, a unit of measurement of the voltage at which a section of the distribution system operates. The transmission system operates at 115-500 kV, and this is lowered to 60 kV in the sub-transmission section of the Electric Utility’s distribution section, then 12 kV or 4 kV in the rest of the distribution system, and finally 120, 240, or 480 volts at the electric outlet. MWh a megawatt-hour, equal to 1,000 kWh. Commonly used for measuring wholesale electricity purchases. MW a megawatt, equal to 1,000 kW. Commonly used when discussing maximum electricity demand for all customers in aggregate. PG&E Pacific Gas and Electric REC Renewable Energy Certificate RPS Renewable Portfolio Standard Sub-transmission System: The section of the Electric Utility’s distribution system that operates at 60 kV and which interfaces with PG&E’s transmission system. Transmission System: Sections of the electric grid that operate at high voltages, generally 115 kV or more. The voltage at the intersection of the Electric Utility’s distribution system and PG&E’s transmission system is 115 kV. The Electric Utility does not own or operate any transmission lines. UCC Utility Control Center SCADA Supervisory Control and Data Acquisition system, the system of sensors, communications, and monitoring stations that enables system operators to monitor and operate the system remotely. WAPA, or Western: Western Area Power Administration, the agency that markets power from CVP hydroelectric generators and other hydropower owned by the Bureau of Reclamation. 5 | P a g e SECTION 2 : EXECUTIVE SUMMARY AND RECOMMENDATIONS This document presents a Financial Plan for the City’s Electric Utility for the next ten fiscal years. This Financial Plan describes how revenues will cover the costs of operating the utility safely over that time while adequately investing for the future. It also addresses the financial risks facing the utility over the short term and long term, and includes measures to mitigate and manage those risks. SECTION 2 A : OVERVIEW OF FINANC IAL POSITION The Electric Utility’s costs will increase substantially over the next few years, as shown in Table 1. Most of the increases are related to electric supply costs, which are increasing due to increased transmission costs and the cost of new renewable energy projects coming online. There are also inflationary increases in operations costs, and some above average capital investment costs in the short term. Table 1: Electric Utility Expenses for FY 2017 to FY 2028 Expenses ($000) FY 2017 (act.) FY 2018 (est.) FY 2019 FY 2020 FY 2021 FY 2022 FY 2023 FY 2024 FY 2025 FY 2026 FY 2027 FY 2028 Power Supply Purchases 80,467 83,506 91,925 94,233 95,111 98,655 98,668 99,059 102,252 103,535 103,178 106,193 Operations 53,034 53,881 54,757 56,293 57,053 57,839 59,600 60,146 56,720 57,677 58,660 59,668 Capital Projects 11,558 20,961 22,684 18,287 20,097 13,632 14,011 14,400 14,800 15,211 15,633 16,068 TOTAL 145,060 158,348 169,366 168,812 172,261 170,126 172,279 173,605 173,772 176,422 177,471 181,929 To cover these increases in costs, revenues (and therefore rates) need to increase over the next several years to balance costs and revenues, as shown in Table 2. The table also compares current rate projections to those projected in last year’s Financial Plan. The rate projections are slightly higher over the forecast period than last year primarily due to lower actual and projected sales, increases to transmission cost projections and increases to capital investment spending. Table 2: Projected Electric Rates, FY 2019 to FY 2028 Projection FY 2019 FY 2020 FY 2021 FY 2022 FY 2023 FY 2024 FY 2025 FY 2026 FY 2027 FY 2028 Current 6% 3% 2% 0% 1% 1% 1% 1% 1% 1% Last Year 7% 0% 0% 1% 2% 1% 1% 1% 1% N/A Table 3 shows the projected reserve transfers over the forecast period. The Supply Rate Stabilization Reserve is projected to be drawn down entirely by the end of FY 2018. Funds are also projected to be transferred from the Electric Special Projects (ESP) Reserve, and Council approved the withdrawal of $10 million as part of the FY 2018 Electric Financial Plan. Any transfers from the ESP Reserve require Council approval. Council also approved using all 6 | P a g e remaining funds ($11.2 million) from the Hydro Stabilization Reserve, but ending reserves show that only $1 million is warranted at this point. Table 3: Reserves Transfers for FY 2018 to FY 2028 ($000) Reserve FY 2018 FY 2019 FY 2020 to FY 2028 Supply Reserves Electric Special Projects (6,000) (771) (1,780) Hydro Stabilization (1,000) - - Supply Rate Stabilization (9,011) - - Supply Operations 8,163 Distribution Reserves Capital Improvement Program - - - Distribution Operations 7,848 771 1,780 * SECTION 2 B : SUMMARY OF PROPOSED ACTIONS Staff proposes the following actions for the Electric Utility in FY 2019: 1. Increase rates effective July 1, 2018 for a 6% increase in system average rates. 2. Approve a transfer of up to $771,000 from the Electric Special Projects Reserve for Smart Grid related funding. SECTION 3 : DETAIL OF FY 201 9 RATE AND RESERVES PR OPOSALS SECTION 3 A : RATE DESIGN The rates discussed in the previous section are based on the cost of service methodology established in “City of Palo Alto Electric Cost of Service and Rate Study”1 drafted by EES Consulting, Inc. in 2015/16. Staff provided EES with updated sales and budget projections, including projected transmission and distribution costs, power supply costs and billing data, in order for EES to update individual cost of service model components and determine the proposed rates. The COSA is based on design guidelines adopted by Council on September 15, 2015 (Staff Report 6061). SECTION 3 B : CURRENT AND PROPOSED RATES The City adopted the current rates effective July 1, 2017, when CPAU increased electric rates by 14%. Table 4, below, summarizes the current and proposed rates for the four largest customer 1 Staff Report 6857 http://www.cityofpaloalto.org/civicax/filebank/documents/52274 7 | P a g e classes. The Electric Utility also has specialty rates for smaller groups of customers. These include variations on its primary rates, such as time of use rates and solar net metering. Staff proposes a 6% overall increase in revenue. Different customer classes may see different percentage changes to their rates, based upon their usage of the system and cost to serve each group. Table 4: Current and Proposed Electric Rates Current Rates Proposed Rates (7/1/18) Change $ % E-1 (Residential) Tier 1 Energy ($/kWh) 0.12159 0.12871 0.00711 5.8% Tier 2 Energy ($/kWh) 0.19001 0.19279 0.00277 1.5% Minimum Bill ($/day) 0.2938 0.3040 0.0102 3.5% E-2 & E-2-G (Small Non-Residential) Summer Energy ($/kWh) 0.18885 0.20090 001205 6.4% Winter Energy ($/kWh) 0.13267 0.13861 0.00594 4.5% Minimum Bill ($/day) 0.7328 0.7740 0.0412 5.6% E-4 & E-4-G (Medium Non-Residential) Summer Energy ($/kWh) 0.11673 0.12081 0.00408 3.5% Winter Energy ($/kWh) 0.08890 0.09297 0.00407 4.6% Summer Demand ($/kW) 21.05 24.11 3.06 14.5% Winter Demand ($/kW) 15.36 18.52 3.16 20.6% Minimum Bill ($/day) 14.8414 15.9946 1.1532 7.8% E-7 & E-7-G (Large Non-Residential) Summer Energy ($/kWh) 0.09802 0.10507 0.00705 7.2% Winter Energy ($/kWh) 0.07188 0.07449 0.00261 3.6% Summer Demand ($/kW) 23.84 26.77 2.93 12.3% Winter Demand ($/kW) 15.59 17.01 1.42 9.1% Minimum Bill ($/day) 42.3648 45.4758 3.111 7.3% These proposed rates were prepared in conformance with the “FY 2017 City of Palo Alto Electric Cost of Service and Rate Study,” performed by EES Consulting (2016). SECTION 3 C : RESERVES MANAGEMENT PRACTICES This financial plan proposes a change to Section 7 of the Electric Utility Reserves Management Practices (See Appendix B: Electric Utility Reserves Management Practices), detailing a procedure for calculating the amount of funds to transfer to or from the Hydroelectric Stabilization Reserve. 8 | P a g e SECTION 3 D : PROPOSED RESERVE TRA NSFERS In the FY 2018 Electric Financial Plan, Council approved several proposed transfers for FY 2017 and FY 2018: • Transfer up to $911 thousand from the Supply Rate Stabilization Reserve to the Supply Operations Reserve. • Transfer up to $9.0 million from the Hydroelectric Stabilization Reserve to offset potential costs associated with low hydroelectric generation. • Transfer up to $4.5 million from the Supply Operations Reserve to the Distribution Operations Reserve to ensure reserve adequacy in the Distribution Operations Reserve. • Transfer up to $10 million from the ESP Reserve to the Distribution Operations Reserve. This transfer will be construed as a temporary transfer, to be repaid to the ESP Reserve within five years. Ending reserve balances for FY 2017 were higher than projected. Because of this, and to keep some funds in the Hydroelectric Stabilization Reserve in case of drought, staff only projects that $1 million will need to be transferred out of the Hydroelectric Stabilization Reserve in FY 2018. The Electric Special Projects (ESP) reserve in future years shows additional transfers of $2.5 million, to help cover the upgrade of the Electric metering system to AMI. This item has been discussed in prior years as a possible project to be funded from the ESP. Proposed transfers for FY 2019 will not be requested by resolution at this time, but will be requested as part of FY 2019 year-end should ending reserve balances require it. Figure 8 (for Supply Fund Reserves) and Figure 9 (for Distribution Fund Reserves) in Section 5E: FY 2019 – FY 2028 Projections show the impact of these transfers on reserves levels. Table 5 shows the projected balance of each of the Electric Utility reserves for the period covered by this Financial Plan. See also: Appendix A: Electric Utility Financial Forecast Detail Table 5: End of Fiscal Year Electric Utility Reserve Balances for FY 2017 to FY 2028 Ending Reserve Balance ($000) FY 2017 (Act.) FY 2018 FY 2019 FY 2020 FY 2021 FY 2022 FY 2023 FY 2024 FY 2025 FY 2026 FY 2027 FY 2028 Re-appropriations - - - - - - - - - - - - Commitments 2,971 2,971 2,971 2,971 2,971 2,971 2,971 2,971 2,971 2,971 2,971 2,971 Underground Loan 730 730 730 730 730 730 730 730 730 730 730 730 Public Benefits 681 - - - - - - - - - - - Special Projects 51,838 45,838 45,067 42,757 43,247 42,847 42,847 42,847 42,847 42,847 42,847 42,847 Hydro Stabilization 11,400 10,400 10,400 10,400 10,400 13,900 13,900 13,900 13,900 13,900 13,900 13,900 Capital 880 880 880 880 880 880 880 880 880 880 880 880 Rate Stabilization 9,011 - - - - - - - - - - - Operations 29,913 37,884 32,054 33,249 39,138 38,837 39,720 41,255 44,073 46,167 49,328 49,864 Unassigned - - - - - - - - - - - - TOTAL 107,424 98,703 92,101 92,987 97,366 100,164 101,048 102,583 105,401 107,495 110,656 111,192 9 | P a g e SECTION 4 : UTILITY OVERVIEW This section provides an overview of the utility and its operations. It is intended as general background information to help readers better understand the forecasts in Section 5: Utility Financial Projections and Section 6: Details and Assumptions. SECTION 4 A : ELECTRIC UTILITY HISTORY On January 16, 1900, Palo Alto began operating its own electric system. One of the earliest sources of Palo Alto's electricity was a steam engine, which was later replaced by a diesel engine in 1914 due to rising fuel oil costs. As the population and the demand for electricity continued to grow, CPAU connected to PG&E’s system in the early 1920s. Power from PG&E proved more economical than the diesel engines, and by the late 1920s CPAU was using its own diesel engines only during peak demand periods. At that time CPAU owned 45 miles of distribution lines and the City used 9.7 GWh annually, less than 1% of today’s annual consumption. The diesel engines remained in operation until 1948, when they were retired. From 1950 to 1970 electric consumption in Palo Alto grew dramatically, just as it did throughout the rest of the country. In 1970 total annual sales were 602 GWh, twenty times the sales in 1950 (30 GWh). Some of that growth was related to a development boom in Palo Alto, which doubled the number of customers. Some was related to the proliferation of electric appliances, as evidenced by the fact that residential customers were using three times more electricity in 1970 than they had been in 1950. But the most notable factor was the growth of industry in Palo Alto during that time. By 1970, commercial customers were using 20 times more electricity per customer than they had been in 1950. These decades also saw several other notable events, including: • 1964: CPAU entered into a favorably priced 40-year contract with the Federal Bureau of Reclamation to purchase power from the Central Valley Project (CVP), a contract which later was managed by the Western Area Power Administration (WAPA) an office of the Department of Energy created in the 1970s to market power from various hydroelectric projects operated by the Federal Government, including the CVP. • 1965: The City began a long-term program to underground its overhead utility lines (Ordinance 2231). • 1968: Palo Alto joined several other small municipal utilities to form the Northern California Power Agency (NCPA), a joint action agency intended to make the group less vulnerable to actions by private utilities and to enable investment in energy supply projects. Palo Alto’s first new power plant investment in over 50 years came in the mid-80s. Palo Alto joined other NCPA members to invest in the construction and operation of the Calaveras Hydroelectric Project on the Stanislaus River in the Sierra-Nevada Mountains. The project commenced operation in 1990. The 1980s also saw an increased focus on infrastructure maintenance. In 1987 the UCC was built to house the terminals for a new SCADA system, which 10 | P a g e enabled utility staff to monitor the distribution system in real time, improving response time to outages. CPAU also commenced a preventative maintenance and planned replacement program for its underground system in the early 1990s. In the early 1990s the CPUC issued a ruling to deregulate the electric industry in California, and in 1996 the State legislature passed Assembly Bill 1890, which, among other things, created the California Independent System Operator (CAISO) to operate the transmission system and the Power Exchange to facilitate wholesale energy transactions. This restructuring was anticipated to bring lower costs to consumers, and while CPAU was not required to participate in the industry restructuring, in 1997 the Council approved a Direct Access Program for the Electric Utility2 that enabled CPAU to sell electricity outside its service territory and allowed customers within CPAU’s service territory to choose other providers. The utility unbundled its electric rates, creating separate supply and distribution components, which would enable customers to receive only distribution service while purchasing the electricity itself from another provider. The energy crisis in 2000 to 2001 led to the suspension of direct access by the CPUC in September 2001 as wholesale energy prices skyrocketed. The Electric Utility was less impacted than other utilities by the 2000 to 2001 energy crisis thanks to the Calaveras project and its contract with WAPA for CVP hydropower. In 2001 CPAU began planning for the impacts associated with the new terms of its contract with WAPA, set to take effect in 2005. The previous contract had provided 90% of Palo Alto’s power supply at favorable rates, and PG&E, as a party to the contract, had provided supplemental power to balance the monthly and annual variability of CVP generation. The new contract would provide only a third of Palo Alto’s requirement, and the monthly and annual variability in CVP generation would be passed directly to Palo Alto. As a result, electric supply costs would increase and CPAU needed to more actively manage its supply portfolio. CPAU began purchasing power from marketers and also investigated building a power plant in Palo Alto or partnering in the development of a gas-fired power plant elsewhere. Climate change was also becoming more of a concern to the community, and gradually CPAU shifted its focus to the procurement of renewable energy. In 2002 CPAU adopted a goal of achieving 20% of its energy supply from renewables by 2015. Subsequently CPAU signed its first contract for renewable power, a contract for energy from a wind generator commencing deliveries in 2005. In 2011 the renewable energy goal was increased to at least 33% by 2015, and in 2013 the City adopted a plan to make its electric supply 100% carbon neutral, which it achieves through the combination of its carbon-free hydroelectric supplies, purchases of long-term renewable energy supplies, and short-term renewable energy purchases (RECs) to meet the balance of its needs. 2 Implementation of Direct Access for Electric Utility Customers, CMR:460:97, December 1, 1997 11 | P a g e Figure 1: Customer Consumption By Class (FY 2017) 16% 6% 36% 42% Residential Small Comm. Med. Comm. Large Comm. SECTION 4 B : CUSTOMER BASE The City of Palo Alto’s Electric Utility provides electric service to the residents, businesses, and other electric customers in Palo Alto. There are roughly 29,600 customers connected to the electric system, 25,550 (86%) of which are residential and 4,050 (14%) of which are non- residential. Residential customers consumed 147 gigawatt-hours (GWh) in FY 2017, approximately 16% of the electricity sold, while non-residential customers consumed 84% or 771 GWh. Residential customers use electricity primarily for lighting, refrigeration, electronics, and air conditioning.3 Non-residential customers use the majority of their electricity for cooling, ventilation, lighting, office equipment (offices), cooking (restaurants), and refrigeration (grocery stores).4 As shown in Figure 1 large customer loads represent a large proportion of sales for the Electric Utility. The proportion of sales to large vs. small customers is greater than for the City’s other utilities. For example, the largest customers (the 71 customers on the E-7 rate schedule) account for around 42% of CPAU’s sales. The next largest customer group (the 830 non- residential customers on the E-4 rate schedule) represents another 36% of sales. In total, that means that about 3% of customers account for nearly three quarters of the electric load. SECTION 4 C : DISTRIBUTION SYSTEM The Electric Utility receives electricity at a single connection point with PG&E’s transmission system. From there the electricity is delivered to customers through nearly 472 miles of distribution lines, of which 211 miles (45%) are overhead lines and 261 miles (55%) are underground. The Electric Utility also maintains nine substations, roughly 2,000 overhead line transformers, around 1,100 underground and substation transformers, and the associated electric services (which connect the distribution lines to the customers’ homes and businesses). These lines, substations, transformers, and services, along with their associated poles, meters, 3 Source: Residential Appliance Saturation Survey, California Energy Commission, 2010 4 Source: Statewide Commercial End Use Study, California Energy Commission report, 2006. 12 | P a g e Figure 2: Cost Structure (FY 2017) 55% 37% 8% Commodity Supply Operations Capital Figure 4: Hydroelectric Variability (FY 2019) 0% 50% 100% 150% 200% Low Hydro Average High Hydro Surplus Hydro (sales) Market Power/RECs Hydro Renewables Load Figure 3: Revenue Structure (FY 2017) 81% 19% Sales of Electricity Other Revenue and other associated electric equipment, represent the vast majority of the infrastructure used to deliver electricity in Palo Alto. SECTION 4 D : COST STRUCTURE AND REVENUE SOURCES As shown in Figure 2, electric commodity purchases accounted for roughly 55% of the Electric Utility’s costs in FY 2017. Operational costs represented roughly 37%, and capital investment was responsible for the remaining 8%. CPAU’s non- hydro long-term commodity supply is heavily dependent on long-term contracts which have little variability in price. On average, costs for these long-term contracts are not predicted to increase as quickly as operations and CIP costs, and will steadily become a smaller proportion of the Electric Utility’s costs. Staff projects commodity supply costs to be approximately 56% of total costs in FY 2028. While average year purchase costs for the electric utility are predictable due to its long-term contracts, variability in hydroelectric generation can result in increased or decreased costs. This is by far the largest source of variability the utility faces. Figure 3 shows the difference in costs under high, projected, and low hydroelectric generation scenarios for FY 2019. Additional costs associated with a very low generation scenario can range from $9-11 million per year. For the current hydroelectric risk assessment see Section 5F: Risk Assessment and Reserves Adequacy. As shown in Figure 4 the Electric Utility receives 81% of its revenue from sales of electricity and the remainder from 13 | P a g e connection fees, interest on reserves, cost recovery transfers from other funds for shared services provided by the electric utility, and other sources. Some revenue sources are primarily accounting entries that reflect things such as CPAU’s participation in a pre-funding program associated with its contract with WAPA, as well as accounting entries associated with occasional sales of surplus hydroelectric energy during wet years. Appendix A: Electric Utility Financial Forecast Detail shows more detail on the utility’s cost and revenue structures. As discussed in Section 4B: Customer Base, nearly three quarters of the utility’s electricity sales are to the 900 largest customers, which provide a similar share of the utility’s revenue stream. The utility’s retail rate schedules have no fixed charges, although about 24% of the utility’s revenue comes from peak demand charges on large non-residential customers. Due to moderate weather and the prevalence of natural gas heating, however, loads (and therefore revenues) are very stable for this utility, without the large seasonal air conditioning or winter heating loads seen at some other utilities. SECTION 4 E : RESERVES STRUCTURE CPAU maintains several reserves for its Electric Utility to manage various types of contingencies. It also maintains two funds, the Supply Fund and the Distribution Fund, to manage costs associated with electricity supply and electricity distribution, respectively. The City established this separation of supply and distribution costs as the City prepared to allow its customers a choice of electricity providers (referred to as “Direct Access”) in the late 1990s and early 2000s. Though the 2000/2001 energy crisis halted these plans, CPAU continues to maintain separate funds to facilitate separation of supply and distribution costs in the rates. This could be important if California ever decides to broadly reintroduce Direct Access, and may also be useful for rate design as the nature of utility services evolves in response to higher penetrations of distributed generation. The summary below describes the various reserves, but see Appendix B: Electric Utility Reserves Management Practices for more detailed definitions and guidelines for reserve management: • Reserves for Commitments: Reserves equal to the utility’s outstanding contract liabilities for the current fiscal year. Most City funds, including the General Fund, have a Commitments Reserve. • Reserves for Reappropriations: Reserves for funds dedicated to projects reappropriated by the City Council, nearly all of which are capital projects. Most City funds, including the General Fund, have a Reappropriations Reserve. This is currently an important reserve for all utility funds, but changes in budgeting practices will change that in future years, as described in Section 3C (Reserves Management Practices). • Electric Special Projects (ESP) Reserve: This reserve was formerly called the Calaveras Reserve, which was accumulated during deregulation of California’s electric system to fund the stranded costs associated primarily with the Calaveras hydroelectric resource and the California-Oregon Transmission Project. When that reserve was no longer needed for that purpose, the reserve was renamed and the purpose was changed to 14 | P a g e fund projects with significant impact that provide demonstrable value to electric ratepayers. • Hydroelectric Stabilization Reserve: This contingency reserve is used for managing additional costs due to below average hydroelectric generation, or to hold surpluses resulting from above average hydroelectric generation. • Underground Loan Reserve: This reserve is an accounting tool used to offset receivables associated with loans made through the underground loan program. It is adjusted according to principal payments made on those loans. • Public Benefits Reserve: CPAU’s electric rates include a separate charge called the “Public Benefits Charge” which generates revenue to be used for energy efficiency, demand-side renewable energy, research and development, and low-income energy efficiency services. Any funds not expended in the current year are added to the Public Benefits Reserve for use in future years. • Capital Improvement Program (CIP) Reserve: The CIP reserve is used to provide working capital and contingency funds for the CIP program, as well as to accumulate funds for major future one-time expenditures. This type of reserve is used in other utility funds (Electric, Gas, and Wastewater Collection) as well. • Supply and Distribution Rate Stabilization Reserves: These reserves are intended to be empty unless one or more large rate increases are anticipated in the forecast period. In that case, funds can be accumulated to spread the impact of those future rate increases across multiple years. This type of reserve is used in other utility funds (Gas, Wastewater Collection, and Water) as well. • Supply and Distribution Operations Reserves: These are the primary contingency reserves for the Electric Utility, and are used to manage yearly variances from budget for operational costs and electric supply costs (aside from variances related to hydroelectric generation). This type of reserve is used in other utility funds (Gas, Wastewater Collection, and Water) as well. • Unassigned Reserves (Supply/Distribution): As in the other utility funds, these reserves are for any financial resources not assigned to the other reserves and are normally empty. SECTION 4 F : COMPETITIVENESS For the median consumption level the annual residential electric bill for calendar year 2017 was $589.02 under current CPAU rates, 38% lower than the annual bill for a PG&E customer with the same consumption and approximately 12% higher than the annual bill for a City of Santa Clara customer. The bill calculations for PG&E customers are based on PG&E Climate Zone X, which includes most surrounding comparison communities. Table 6 presents sample median residential bills for Palo Alto, PG&E, and the City of Santa Clara (Silicon Valley Power) for several usage levels. Rates used to calculate the monthly bills shown below were in effect as of March 1, 2018. 15 | P a g e Over the next several years low usage customers in PG&E territory are expected to continue to see higher percentage rate increases than high usage customers as PG&E compresses its tiers from the highly exaggerated levels that have been in place since the energy crisis. This is likely to make the bill for the median Palo Alto consumer look even more favorable compared to most PG&E customers. Even with the compressed tiers, bills for high usage Palo Alto consumers are likely to remain substantially lower than the bills for high usage PG&E customers. The bill calculations show bills under the existing rates, not the proposed July 1, 2018 rates. However, even with the proposed rate increases, Palo Alto’s residential bills will remain substantially below PG&E’s current rates, but slightly above Santa Clara’s. Table 6: Residential Monthly Electric Bill Comparison (Effective 3/1/18, $/mo) Season Usage (kwh) Palo Alto PG&E Santa Clara Winter (March) 300 36.48 63.51 35.18 453 (Median) 63.50 104.49 53.78 650 100.93 159.64 77.73 1200 205.45 313.60 144.59 Summer (July) 300 36.48 63.51 35.18 (Median) 330 40.12 71.70 38.83 650 100.93 161.28 77.73 1200 205.45 315.24 144.59 Table 7 shows the average monthly electric bill for commercial customers for various usage levels. Even with the proposed rate increases, Palo Alto’s commercial bills will remain substantially below PG&E’s, and below Santa Clara’s for some commercial customers. Table 7: Commercial Monthly Electric Bill Comparison (3/1/18, $/mo) Usage (kwh/mo) Palo Alto PG&E Santa Clara 1,000 161 245 181 160,000 23,732 30,413 20,850 500,000 62,190 83,820 62,956 2,000,000 268,475 361,753 256,247 SECTION 5 : UTILITY FINANCIAL PROJECTIONS SECTION 5 A : LOAD FORECAST Figure 5 shows a 33-year history of Palo Alto electricity consumption. Average electricity consumption grew from 1986 to 1998, then returned to 1986 levels by 2002. Since then electricity consumption has declined slowly as a result of a continuing focus on energy efficiency, as well as the adoption of more stringent appliance efficiency standards and energy standards in building codes. 16 | P a g e Figure 5: Historical Electricity Consumption Figure 6 shows the forecast of electricity consumption through FY 2028. Sales after the July 2016 rate change decreased by 6% from projections. To be conservative, the forecast assumes that current trends continue and sales through the forecast period decline slightly. 17 | P a g e Figure 6: Forecasted Electricity Consumption SECTION 5 B : FY 201 3 TO FY 2017 COST AND REVENUE TRE NDS The annual expenses for the Electric Utility remained fairly stable between FY 2013 and FY 2017, as shown in Figure 7 and the tables in Appendix A: Electric Utility Financial Forecast Detail Section 6A: Electricity Purchases discusses the factors influencing Electric Utility expenses. Since FY 2012, total expenses for the utility have included the costs of renewable resources coming online. In FY 2014 through FY 2015 commodity costs were higher due to lower than average output from hydroelectric resources. Commodity costs and capital investments are responsible for most of the changes in the utility’s expenses over the last six years. Operational costs decreased during that time but will increase once staffing levels return to normal levels. Actual Projection 18 | P a g e Figure 7: Electric Utility Expenses, Revenues, and Rate Changes: Actual Costs through FY 2017 and Projections through FY 2028 SECTION 5 C : FY 2017 RESULTS Total cost of purchasing electricity was lower than the forecast by approximately $3.9 million. Capital improvement costs were lower than the forecasted level by $9.9 million. Sales revenues were higher than the forecast by $2.9 million, but there was also $4.8 million in surplus sales revenue beyond what was budgeted. While net revenues were still lower than cost by $3 million, the net reserve withdrawal was lower than originally anticipated ($25 million). The lower withdrawal in FY 2017 will allow for reserves to be used in future years. 19 | P a g e Table 8 FY 2017, Actual Results vs. Financial Plan Forecast ($000) Net Cost/(Benefit) Type of change Sales revenues higher than forecast $(2,881) Revenue increase Wholesale and other revenues higher than forecast (5,978) Revenue increase Lower capital improvement costs (9,932) Cost decrease Lower purchased electricity costs (3,904) Cost decrease Higher operations costs 344 Cost increase Net Cost / (Benefit) of Variances $(22,352) SECTION 5 D : FY 2018 PROJECTIONS Last year, staff recommended (and Council approved) a 14% rate change for July 1, 2017, the start of FY 2018. Current sales revenue projections for 2018 are roughly $1.5 million higher than expected in last year’s financial plan. Based on current hydro conditions, wholesale costs are again expected to contribute to other revenues being higher by $5.5 million. Purchased electricity cost projections for 2018 are anticipated to be $4.5 million lower than in last year’s financial plan. However, capital cost estimates and operations cost estimates (which includes other than purchased electricity costs) increased by $5.3 million and $3.8 million, respectively. Table 9 FY 2018, Change in Projected Results, 2018 Forecast vs. 2019 Forecast ($000) Net Cost/(Benefit) Type of change Sales revenues (1,454) Revenue increase Wholesale and other revenues higher than forecast (5,476) Revenue increase Capital improvement costs 5,388 cost increase Purchased electricity costs (4,481) cost decrease Operations costs 3,848 cost increase Net Cost / (Benefit) of Variances $2,175 SECTION 5 E : FY 2019 – FY 2028 PROJECTIONS As shown in Figure 7 above, staff projects costs for the Electric Utility to increase at a fairly steady rate through the forecast period. Revenue increases of 6% in FY 2019 and another 3% in FY 2020 are projected to bring revenues in line with expenses. Rising electricity purchase costs are the primary contributor to the increases. Electricity purchase costs have increased substantially since FY 2013 as new renewable projects have come online to fulfill the City’s environmental goals, and as transmission costs have increased due to improvements being made to the California grid. Operations costs are expected to increase at or near the inflation rate (2-4 %/year) through the forecast period. Projected capital expenses for FY 2018 through FY 2023 are higher in FY 2018 through FY 2021 due to work on the Upgrade Downtown project, as well as anticipated AMI and smart grid implementation. Once these larger, one-time project 20 | P a g e cost increases are completed, annual CIPs are anticipated to decline back to levels seen in recent years. This forecast also assumes that smart grid costs are funded from the Electric Special Projects Reserves. Reserves trends based on these revenue projections are shown in Figure 8 (for Supply Fund Reserves) and Figure 9 (for Distribution Fund Reserves), below. The Supply Rate Stabilization Reserve will be empty by the end of FY 2018. Figure 8: Electric Utility Reserves (Supply Fund): Actual Reserve Levels through FY 2017 and Projections through FY 2028 21 | P a g e Figure 9: Electric Utility Reserves (Distribution Fund): Actual Reserve Levels through FY 2017 and Projections through FY 2028 SECTION 5 F : RISK ASSESSMENT AND RESERVES ADEQUAC Y The Electric Utility currently has two contingency reserves, the Supply Operations Reserve and the Distribution Operations Reserve. This Financial Plan maintains reserves above the reserve minimum for the Distribution Operations Reserve throughout the forecast period. Reserve levels also exceed the short-term risk assessment level for the Distribution Fund. The Supply Operations Reserve, however, may end up below minimum levels and below the short-term risk assessment level. There are a variety of risks associated with the Supply Fund as are shown in Table 10. Because of the high range of uncertainty in energy price predictions more than three years in the future, this risk assessment is only performed for the first two fiscal years of the forecast period. It is important to note that the likelihood of all of these adverse scenarios occurring simultaneously and to the degree described in Table 10 is very low. 22 | P a g e Table 10: Electric Supply Fund Risk Assessment Categories of Electric Supply Cost Uncertainties Estimates of Adverse Outcomes (M$) Notes FY 2019 FY 2020 1. Production from Hydroelectric Resources: Western 6.8 6.2 Lower than forecasted hydro 2. Production from Hydroelectric Resources: Calaveras 3.3 2.6 Lower than forecasted hydro 3. Market Price (Energy) 2.2 0.8 Higher than forecasted market prices for energy 4. Transmission/CAISO 3.3 3.3 High-end transmission forecast scenario 5. Plant Outage 1.0 1.0 Uninsured losses from Calaveras plant outage 6. Western Cost 3.5 3.5 Risk of rate adjustments from Western 7. Regulatory and Legal 0.0 0.0 Risks associated with legislative uncertainties Electric Supply Fund Risks $19.9 million $17.4 million Projected Supply Operations + Hydro Stabilization Reserve Levels $65.6 million $65.8 million Of the risks faced by the Electric Utility’s Supply Fund in FY 2019, the risk of a dry year with very low hydroelectric output is normally the largest, accounting for nearly half the total cost of all adverse outcomes. Since the utility’s costs for its hydroelectric resources are almost entirely fixed, costs do not decline when the output of those resources are low, but the utility needs to buy power to replace the lost output. The converse happens when hydroelectric output is higher than average. Of the remaining risks for FY 2019, $3.3 million is related to the projected costs if transmission cost increases are higher than staff’s current forecast. $3.5 million is related to the uncertainty to Western’s rates for Restoration costs. As shown in Figure 10, the Supply Operations Reserve was below the minimum reserve guidelines at the end of FY 2017. However, through reserve transfers and rate increases, staff projects the Supply Operations Reserve to stay within the reserve guideline levels throughout the forecast period. Figure 11 shows that the combined Hydro Stabilization and Supply Operations Reserves are projected to be above what is needed for the risk assessment level. 23 | P a g e Figure 10: Electric Supply Operations Reserve Adequacy 24 | P a g e Figure 11: Adequacy of Supply Operations and Hydro Stabilization Reserves, Combined Table 11 summarizes the risk assessment calculation for the Distribution Operations Reserve through FY 2023. As shown in Figure 12, the Distribution Operations Reserve will stay within the reserve guidelines over the course of the forecast period, although it was recorded below the minimum reserve guidelines at the end of FY 2017. The risk assessment includes the revenue shortfall that could accrue due to: 1. Lower than forecasted sales revenue; and 2. An increase of 10% of planned system improvement CIP expenditures for the budget year. Table 11: Electric Distribution Fund Risk Assessment ($000) FY 2019 FY 2020 FY 2021 FY 2022 FY 2023 Total non-commodity revenue $49,608 $49,928 $49,744 $50,068 $50,895 Max. revenue variance, previous ten years 8% 8% 8% 8% 8% Risk of revenue loss $3,915 $3,941 $3,926 $3,952 $4,017 CIP Budget $22,684 $18,287 $20,097 $13,632 $14,011 CIP Contingency @10% $2,268 $1,829 $2,010 $1,363 $1,401 Total Risk Assessment value $6,184 $5,769 $5,936 $5,315 $5,418 25 | P a g e Figure 12: Electric Distribution Operations Reserve Adequacy As shown in Figure 13, staff projects the CIP Reserve to be above the proposed revised minimum and maximum guidelines over the forecast period. While the Reserve is above maximum levels, CIP Commitments are nearly impossible to project that far out, and adjustments to the reserve can be made in future years. 26 | P a g e Figure 13: Electric CIP Reserve Adequacy SECTION 5 G : LONG -TERM OUTLOOK This forecast covers the period from FY 2019 through FY 2028, but various long-term developments may create new costs for the utility over the next 5 to 35 years. While it is challenging to accurately forecast the impact these events will have on the utility’s costs, it is worth noting them as future milestones and keeping them in mind for long-term planning purposes. For the supply portfolio, the 2020s will see a number of notable events. The contract with Western for power from the CVP will expire in 2024. Determining the future relationship with Western after 2024 will be important in the years leading up to the contract expiration, especially because this resource represents nearly 40% of the electric portfolio, and is the utility’s largest source of carbon-free electricity. The utility’s three earliest and lowest cost renewable contracts will also begin expiring around that time, with the first contract expiring in 27 | P a g e 2021 and the last in 2028. These three contracts, plus one more expiring in 2030, currently provide 17% to 18% of the energy for the utility’s supply portfolio at prices under $65 per megawatt-hour (MWh). It is difficult to know what renewable energy prices will be when those contracts expire. Although recent prices have been in that range (or even lower), and costs may decrease in the future, current renewable projects also benefit from a wide range of tax and other incentives that may or may not be available in the 2020s and beyond. However, staff is in the process of procuring a replacement for the contract expiring in 2021 at a lower price than any of the City’s current renewable contracts. The costs of the Calaveras hydro project will also change in the 2020s, with debt service costs dropping by half in 2025 as some of the debt is paid off, and all debt retired by the end of 2032 (assuming the Utility does not issue any new debt). The project will only be 40 years old at that time. Calaveras debt service represents roughly 70% of the annual costs of that project (and nearly 7% of the utility’s total costs), so when the debt is retired, the project could be a low- cost asset for the utility, providing carbon-free energy equal to around 13% of the Electric Utility’s supply needs in an average year. Another factor that may affect the utility’s supply costs in the long run is carbon allowance revenue. Currently the Electric Utility receives $3 to 5 million per year in revenue from allocated carbon allowances under the State’s cap-and-trade program. It uses that revenue to pay for energy efficiency programs and to purchase renewable energy to support the utility’s Carbon Neutral Plan. Staff expects that revenue source to continue through 2020. However, discussions at the state level are ongoing and will determine whether or not these allocations continue past 2020, as well as any restrictions CARB may wish to enact on usage of allocation sales revenues. If the Electric Utility no longer received these allowances or was limited in how it could spend revenues, it would have to fund these programs from sales revenues. Transmission costs are also continuing to rise. If the State continues to increase mandates or incentives for renewable energy development, integrating these new projects into the transmission grid will be an ever increasing challenge, some costs of which will be borne by Palo Alto. The planned expansion of the CAISO to a larger regional grid control area may result in additional transmission costs that could further increase CPAU’s transmission costs. In addition to the costs of new transmission lines that will need to be built, flexible resources will be required to balance rapid changes in wind or solar output throughout the day. Palo Alto will likely bear some of the costs of these new lines and resources. CPAU is also currently investigating installing a second transmission interconnection for Palo Alto, which could be funded by the Electric Special Projects Reserve. Over the next several years the Electric Utility will continue to execute its usual monitoring, repair, and replacement routine for the distribution system, but will also begin the rollout of various smart grid technologies. The utility continues to monitor the growth of electric vehicle ownership and gas-to-electric fuel switching in Palo Alto. In the next 10 to 20 years, these factors may begin to create notable increases in electric consumption and have a variety of impacts on the distribution system. As housing stock is turned over, however, stricter building 28 | P a g e codes may help to counteract load growth, as may increasing numbers of rooftop solar installations. The utility has already started to take some of these factors into account in its long-term planning processes, but will need to continue to incorporate them into its planning methodologies. Over the long term, it is conceivable that electricity could replace natural gas and petroleum almost entirely. Many, if not most, vehicles would use electricity, though hydrogen is another potential fuel source under development and other technologies might be developed. Staff are undertaking initial analysis of these types of scenarios in the context of the Sustainability and Climate Action Plan (S/CAP) development process. These types of scenarios require careful planning for the associated load growth to make sure the distribution system does not end up overloaded, or conversely, to avoid over investment, and the evaluation of changes to utility distribution system management to accommodate integration of the various technologies involved in electrification. 29 | P a g e SECTION 6 : DETAILS AND ASSUMPTIONS SECTIO N 6 A : ELECTRICITY PURCHASE S As shown in Figure 14 the utility gets roughly 50% of its energy from hydroelectric projects in a normal year (FY 2014 and FY2015 were dry). Contracts with renewable sources made up just over 30% of the portfolio in FY 2016, and 50% in FY 2017. Staff expects contracts with renewable sources to continue at approximately 50% of the portfolio for the forecast period. The remainder comes from unspecified market sources. Under the City’s Carbon Neutral Plan, CPAU purchases RECs corresponding to the amount of market energy it purchases. Figure 12: Electricity Supply by Source 30 | P a g e Figure 15 shows the historical and projected costs for the electric supply portfolio,5 as well as average and actual hydroelectric generation.6 Electric supply costs increased in FY 2013, FY 2014, and FY 2015 due to the drought, which reduced the amount of generation from hydroelectric resources. Costs decreased slightly in FY 2016 due to better than expected market purchase costs, and FY 2017 and FY 2018 had lower hydroelectric costs. Increases in renewable energy costs are expected as various renewable projects come online to fulfill the City’s carbon neutral and RPS goals. Transmission charges are also projected to increase as new transmission lines are built throughout California to accommodate new renewable projects. In total, electric supply costs are projected to increase to $85 million by FY 2020, at which point all currently contracted renewable projects will be online. Supply costs are only projected to change slightly in subsequent years. Figure 13: Electric Supply Portfolio Costs, Historical and Projected 5 Costs are shown net of wholesale revenues, and cannot be directly compared with the electric supply purchase figures shown in Appendix A: Electric Utility Financial Forecast Detail 6 Average hydroelectric generation increased in January of 2015 due to an increase in the utility’s contractual share of the output of the CVP Federal hydropower project. 31 | P a g e SECTION 6 B : OPERATIONS CPAU’s Electric Utility operations include the following activities: • Administration, including financial management of charges allocated to the Electric Utility for administrative services provided by the General Fund and for Utilities Department administration, as well as debt service and other transfers. Additional detail on Electric Utility debt service is provided in Section 6D (Debt Service) • Customer Service • Engineering work for maintenance activities (as opposed to capital activities) • Operations and Maintenance of the distribution system; and • Resource Management Appendix C: Description of Electric utility Operational Activities includes detailed descriptions of the work associated with each of these activities. From FY 2013 to FY 2017, Operations costs stayed relatively flat. In 2013 there was a one-time increase in expenses associated with an adjustment to the value of the City’s investment portfolio. Debt service and transfers costs increase (reflecting transfers in from the ESP reserve). However, over the forecast horizon, excluding debt service and transfers, staff project costs to increase by roughly 2-3% per year. Figure 14: Historical and Projected Electric Utility Operational Costs 32 | P a g e SECTION 6 C : CAPITAL IMPROVEMENT PROGRAM (CIP) Staff projects CIP spending for FY 2019 through FY 2024 to be consistent with last year’s forecast, though there is a slight shift in the funding by project category. There will be a reduction in capital cost and revenue related to the VA Hospital project as the VA will be responsible for the installation, and associated costs, of electric facilities; there will be a reduction in funding for Undergrounding as current projects are completed; there will be an increase in funding for Underground Rebuilding and 4/12kV Conversion as improvements are made to the system in portions of the Crescent Park/Duveneck/St. Francis/Community Center/Leland Manor/Garland neighborhoods to facilitate rebuild of the Hopkins Substation; and increase in funding for replacement of distribution system and substation facilities that are at the end of their useful life. Other significant projects still slated to continue are deteriorated wood pole replacements, pole relocations to facilitate the Caltrain Railway Electrification project, Smart Grid upgrades, and ongoing capital investment in the electric distribution system to maintain/improve reliability. This forecast assumes that the utility finances smart grid projects from the Electric Special Projects Reserve and with additional funding from the water and gas funds, but it would also be possible to use bond financing. Excluding the one-time projects listed above, the CIP plan for FY 2019 to FY 2023 is primarily funded by utility rates, but other sources of funds include connection fees (for Customer Connections), phone and cable companies (primarily for undergrounding), and other funds (for smart grid). The details of the CIP budget will be available in the Proposed FY 2019 Utilities Capital Budget. Figure 17 shows the FY 2018 projected budget and the five year CIP spending plan, although these figures are preliminary pending budget discussions starting in May. The ‘committed’ column represents funds committed to contracts for which work has not yet been completed or invoices paid. Figure 15: Electric Utility CIP Spending ($000) Project Category Current Budget* Spending, Curr. Yr Remain. Budget**Committed FY 2019 FY 2020 FY 2021 FY 2022 FY 2023 One-Time Projects 5,021 (128) 4,893 123 1,400 1,300 10,750 5,000 5,000 System Expansion 3,507 (27) 3,481 - - - - - - Reliability 3,711 (129) 3,582 153 1,067 317 150 - - Undergrounding 4,395 (40) 4,355 353 900 - 2,000 2,250 500 4/12 Kv Conversion 270 (1) 269 - - 1,750 800 - - Underground Rebuilding 3,385 (3) 3,382 3 - 2,656 1,500 350 350 Ongoing Projects 6,714 (882) 5,832 3,255 3,145 3,625 3,280 3,280 3,230 Customer Connections (Fee Funded)4,087 (1,149) 2,938 589 3,220 3,336 3,456 3,580 3,600 TOTAL 31,091 (2,359) 28,732 4,476 9,732 12,984 21,936 14,460 12,680 *Includes unspent funds from previous years carried forward or reappropriated into the current fiscal year. **Equal to CIP Reserves (Reserve for Reappropriations + Reserve for Commitments). 33 | P a g e SECTION 6 D : DEBT SERVICE The Electric Utility’s annual debt service is $100,000 per year. The Electric Utility currently makes payment on one bond issuance, the 2007 Electric Utility Clean Renewable Energy Tax Credit Bonds, Series A. This $1.5 million bond issuance was to fund a portion of the construction costs of solar demonstration projects at the Municipal Services Center, Baylands Interpretive Center, and Cubberley Community Center. The capacity of these projects totaled 250 kW. In exchange for funding part of the construction costs, the Electric Utility receives the RECs from these projects. The bonds were Clean Renewable Energy Bonds (CREBs), meaning they are interest free (the investors receive a tax credit from the federal government). This bond issuance is secured by the net revenues of the Electric Utility. Debt service for this bond continues through 2021, and for the financial forecast period is as follows: Table 11: Electric Utility Debt Service ($000) FY 2018 FY 2019 FY 2020 FY 2021 FY 2022 FY 2023 2007 Clean Renewable Energy Bonds 100 100 100 100 - - The 2007 bonds include a covenant stating that the Electric Utility will maintain a debt coverage ratio of 125% of debt service. The current Financial Plan maintains compliance with these covenants throughout the forecast period, as shown in Appendix C. The Electric Utility also pledges reserves and net revenue as security for the bond issuances listed in Table 13, even though the Electric Utility is not responsible for the debt service payments. The Electric Utility’s reserves or net revenues would only be called upon if the responsible utilities are unable to make their debt service payments. Staff does not currently foresee this occurring. Table 12: Other Issuances Secured by Electric Utility’s Revenues or Reserves Bond Issuance Responsible Utilities Annual Debt Service ($000) Secured by Electric Utility’s: Net Revenues Reserves 1995 Utility Revenue Bonds, Series A Storm Drain $680 Yes No 1999 Utility Revenue Bonds, Series A Storm Drain Wastewater Collection Wastewater Treatment $1,207 No Yes 2009 Water Revenue Bonds (Build America Bonds) Water $1,977* No Yes 2011 Utility Revenue Refunding Bonds, Series A Gas Water $1,457 No Yes *Net of Federal interest subsidy 34 | P a g e SECTION 6 E : EQUITY TRANSFER The City calculates the equity transfer from its Electric Utility based on a methodology adopted by Council in 2009, which has remained unchanged since then.7 Each year it is calculated according to the 2009 Council-adopted methodology, and does not require additional Council action. SECTION 6 F : WHOLESALE REVENUES A ND OTHER REVENUES The Electric Utility receives most of its revenues from sales of electricity, but about 19% comes from other sources. Of these other sources, about 50 to 60% represents wholesale revenues of surplus energy sales included solely for accounting purposes. These revenues have offsetting electric supply purchase costs, and do not normally affect the utility’s net position. Of the remaining revenues, the largest revenue sources are interest on reserves, connection fees for new or replacement electric services, and carbon allowance revenues associated with the State’s cap-and-trade program. In FY 2017 these sources represented roughly 28% of revenue from sources other than electricity sales. The remaining FY 2017 revenues consisted of a variety of one-time transfers. Revenues from connection fees have increased since FY 2009 varying from year to year. Revenue from connection fees decreased slightly during the recession, but has increased substantially since then, peaking in FY 2016 and declining somewhat in FY 2017. Staff forecasts slightly higher revenue from this source in 2018 through 2021 with revenue leveling out in subsequent years. Staff projects carbon allowance and interest income revenues to stay relatively stable through the forecast period. However, both of these revenue sources are subject to some uncertainty. The State’s cap-and-trade program regulations only describe the program through 2020. This forecast assumes the program will remain in place with similar program design following 2020, but that may not be the case. CARB is in the process of establishing post-2020 rules. The forecast for interest income assumes current interest rates continue and there are no major reserve reductions aside from what is anticipated in this Financial Plan. If interest rates rise, interest income could increase, and if reserves decrease (due to drought or a withdrawal from the ESP reserve for a major project), interest income would decrease. 7 For more detail on the ordinance adopting the 2009 transfer methodology, see CMR 280:09, Budget Adoption Ordinance for Fiscal Years 2009 and 2010; and CMR 260:09, Finance Committee Report explaining proposed changes to equity transfer methodology. 35 | P a g e SECTION 6 G : S ALES REVENUES The load forecast in Section 5A: Load Forecast and the projected rate changes shown in Figure 7 provide the basis for sales revenue projections. As discussed in Section 5A, sales revenues for this utility stay relatively stable due to the mild climate in Palo Alto. In addition, Palo Alto is a built out City, with incremental growth in population and relatively stable commercial customer loads. 36 | P a g e SECTION 7 : COMMUNICATIONS PLAN The FY 2019 Electric Utility communications strategy covers these primary areas: rates, efficiency, renewables, operations, infrastructure, safety, and changes to utility economic conditions in the wake of the drought. CPAU communication methods include use of the Utilities website, utility bill inserts, messaging on bills and envelopes, email newsletters, print ads in local publications, videos and participation in community outreach events. In FY 2019, CPAU is proposing a nine percent increase in electric utility rates. Prior to FY 2017, electric utility rates had not increased since 2009, as the City has been drawing down reserves from the Electric Fund. The rate increase will be necessary in FY 2018 and again in FY 2019, as these reserves drop below the reserve target level. Communications will focus on the reasons why a rate increase is necessary, due to an increase in transmission fees and new renewable projects coming online, rising operating and capital costs, and how drought affected the City’s reserves. Palo Alto purchases a significant portion of its electricity from hydroelectric resources. Several-year drought conditions reduced available hydroelectric supplies, requiring the City to purchase more costly replacement electric supplies. Since the State may not received a great deal of precipitation in the latter part of FY 2018, communications staff will now focus messaging on how increased hydroelectric supplies could still impact and potentially change the forecast for electric rates moving forward, at least in the short-term. Despite these costs and increasing rates, CPAU’s electric utility rates remain lower than the neighboring community average, including for municipal and investor-owned utilities (PG&E). Keeping costs low is one of the benefits CPAU offers its customers as a public utility provider. CPAU will continue to communicate about the environmental benefits of the City’s carbon neutral electric supply portfolio. Outreach includes apprising the public of major renewable energy purchase agreements, which contribute toward Palo Alto’s long-term energy security and commitment to sustainability. Recent power purchase agreements have allowed CPAU to procure long-term renewable electric supplies at low costs. While upfront capital costs to bring these renewable projects online may initially contribute towards some increase in CPAU’s electric rates, staff expect these higher costs to taper off once the projects begin commercial operations. CPAU will highlight these environmental attributes and value in our communications. Throughout the year, communications staff promote CPAU’s electric efficiency services, rebates and local renewable energy programs. Within the past few years, CPAU has launched new programs that allow customers to better understand and manage their energy use. Programs such as the Home Efficiency Genie and commercial energy efficiency programs help residents and businesses better understand energy usage, activities and/or upgrades they can implement to improve efficiency and reduce utility costs. CPAU will be launching an upgraded version of its online utility account services portal (www.cityofpaloalto.org/myutilitiesaccount) this year, which can provide customers with direct access and more information about utility account and consumption data. 37 | P a g e APPENDICES Appendix A: Electric Utility Financial Forecast Detail Appendix B: Electric Utility Reserves Management Practices Appendix C: Description of Electric utility Operational Activities Appendix D: Samples of Recent Electric Utility Outreach Communications 6053706 APPENDIX A : ELECTRIC UTILITY FINANCIAL FORECAST D ETAIL 6053706 (page intentionally left blank) 6053706 1 FISCAL YEAR FY 2013 FY 2014 FY 2015 FY 2016 FY 2017 FY 2018 FY 2019 FY 2020 FY 2021 FY 2022 FY 2023 FY 2024 FY 2025 FY 2026 FY 2027 FY 2028 2 3 ELECTRIC LOAD 4 Purchases (MWh)976,319 980,894 979,005 977,292 945,703 939,991 943,995 940,694 937,221 933,569 931,545 930,263 930,117 929,943 930,376 930,646 5 Sales (MWh)946,841 950,784 936,773 937,157 917,687 909,595 910,883 907,697 904,346 900,823 898,869 897,632 897,492 897,324 897,742 898,002 6 7 BILL AND RATE CHANGES 8 System Average Rate ($/kWh)0.1154$ 0.1164$ 0.1158$ 0.1156$ 0.1249$ 0.1421$ 0.1513$ 0.1557$ 0.1593$ 0.1598$ 0.1609$ 0.1625$ 0.1634$ 0.1650$ 0.1666$ 0.1683$ 9 Change in System Average Rate 0%1%0%0%10%14%6%3%2%0%1%1%1%1%1%1% 10 Change in Average Residential Bill -4%-1%-5%3%11%11%6%2%2%0%0%1%0%1%1%1% 11 12 STARTING RESERVES 13 Reappropriations (Non-CIP)1,886,000 305,000 - - - - - - - - - - - - - - 14 Commitments (Non-CIP)2,737,000 3,528,000 3,164,000 3,102,055 3,777,205 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 15 Restricted for Debt Service - - - - - - - - - - - - - - - - 16 Emergency Plant Replacement 1,000,000 1,000,000 1,000,000 - - - - - - - - - - - - - 17 Central Valley Project Reserve 314,000 313,000 329,000 - - - - - - - - - - - - - 18 Underground Loan Reserve 742,000 738,000 734,000 730,000 729,000 730,147 730,147 730,147 730,147 730,147 730,147 730,147 730,147 730,147 730,147 730,147 19 Public Benefits Reserves 1,149,000 2,197,000 2,064,000 2,574,000 1,839,000 681,330 - - - - - - - - - - 20 Electric Special Projects Reserve 50,320,000 51,838,000 51,838,000 51,837,855 51,837,855 51,837,855 45,837,855 45,066,855 44,756,855 43,246,855 42,846,855 42,846,855 42,846,855 42,846,855 42,846,855 42,846,855 21 Hydro Stabilization Reserve - - - 17,000,000 11,400,000 11,400,000 10,400,000 10,400,000 10,400,000 10,400,000 13,900,000 13,900,000 13,900,000 13,900,000 13,900,000 13,900,000 22 Capital Reserves - - - - - 879,964 879,964 879,964 879,964 879,964 879,964 879,964 879,964 879,964 879,964 879,964 23 Rate Stabilization Reserves 74,609,000 69,029,000 70,049,000 14,410,840 9,010,840 9,010,840 - - - - - - - - - - 24 Operations Reserves - - - 22,497,607 21,850,187 29,912,981 37,884,461 32,053,564 33,249,194 39,138,346 38,836,530 39,719,824 41,254,722 44,072,659 46,167,305 49,327,672 25 Unassigned - - - - - - - - - - - - - - - - 26 TOTAL STARTING RESERVES 132,757,000 128,948,000 129,178,000 112,152,357 100,444,086 107,424,072 98,703,382 92,101,485 92,987,115 97,366,267 100,164,451 101,047,745 102,582,643 105,400,580 107,495,226 110,655,593 27 28 REVENUES 29 Net Sales 109,974,337 110,246,264 108,873,377 108,312,917 114,624,726 129,258,435 137,836,311 141,304,121 144,032,395 143,988,875 144,612,409 145,833,873 146,687,201 148,083,859 149,581,682 151,104,314 30 Wholesale Revenues 6,635,790 6,010,409 6,267,000 4,301,366 16,188,920 18,115,996 13,718,260 14,366,366 16,106,798 17,749,617 17,407,062 17,763,941 17,932,747 18,052,704 18,231,927 18,351,535 31 Other Revenues and Transfers In 9,624,213 13,669,185 9,688,480 11,714,494 11,225,911 13,776,378 12,781,199 15,649,312 18,168,427 12,895,834 12,896,707 13,341,185 13,815,444 14,273,124 14,759,484 15,001,446 32 TOTAL REVENUES 126,234,340 129,925,858 124,828,858 124,328,776 142,039,557 161,150,809 164,335,770 171,319,799 178,307,620 174,634,326 174,916,179 176,938,999 178,435,392 180,409,687 182,573,093 184,457,295 33 34 EXPENSES 35 Electric Supply Purchases 61,313,637 68,785,977 80,022,010 75,705,000 80,467,136 83,505,886 91,924,961 94,232,563 95,111,327 98,655,001 98,667,977 99,059,024 102,252,401 103,534,874 103,178,257 106,193,402 36 Operating Expenses 37 Administration 38 Allocated Charges 4,399,674 4,139,837 4,511,222 4,934,195 3,990,822 4,304,278 4,412,096 4,522,617 4,635,777 4,751,692 4,870,511 4,992,301 5,117,136 5,245,093 5,376,249 5,510,686 39 Rent 3,875,836 4,051,044 4,147,742 4,997,101 5,121,102 5,284,977 5,443,527 5,606,832 5,775,037 5,948,288 6,126,737 6,310,539 6,499,855 6,694,851 6,895,697 7,102,568 40 Debt Service 9,265,736 9,020,651 9,037,000 8,885,994 8,953,893 8,955,166 8,808,619 8,818,349 8,783,507 8,792,388 9,624,493 9,259,612 4,898,677 4,896,047 4,894,784 4,893,296 41 Transfers and Other Adjustments 16,797,054 11,329,973 11,004,636 11,798,865 12,702,945 13,041,626 13,305,787 14,190,505 14,194,567 14,198,730 14,202,997 14,207,370 14,211,853 14,216,448 14,221,158 14,225,986 42 Subtotal, Administration 34,338,299 28,541,506 28,700,600 30,616,155 30,768,762 31,586,048 31,970,028 33,138,304 33,388,889 33,691,098 34,824,738 34,769,822 30,727,521 31,052,439 31,387,888 31,732,535 43 Resource Management 3,024,268 3,541,524 2,138,615 2,083,812 1,985,620 3,446,889 3,569,550 3,697,054 3,806,324 3,905,053 4,007,389 4,112,406 4,220,176 4,330,770 4,444,262 4,560,728 44 Demand Side Management 3,529,529 3,187,875 3,491,470 3,643,924 4,271,786 4,327,895 4,214,985 3,955,387 3,913,776 3,888,167 3,989,346 4,050,076 4,111,910 4,174,870 4,238,976 4,304,249 45 Operations and Mtc 9,601,481 9,488,627 10,716,881 11,523,881 11,811,016 13,349,204 13,790,502 14,247,795 14,653,401 15,030,198 15,419,751 15,819,400 16,229,407 16,650,041 17,081,577 17,524,297 46 Engineering (Operating)1,114,945 1,102,008 1,230,160 1,592,024 1,656,522 1,963,752 2,016,569 2,070,856 2,124,317 2,177,782 2,232,696 2,288,996 2,346,715 2,405,890 2,466,557 2,528,754 47 Customer Service 2,007,322 2,032,231 1,548,851 1,540,884 2,540,424 2,253,647 2,338,475 2,426,869 2,500,743 2,566,062 2,633,909 2,703,550 2,775,032 2,848,403 2,923,715 3,001,018 48 Allowance for Unspent Budget - - - - - (1,523,291) (1,571,660) (1,621,727) (1,667,008) (1,709,687) (1,753,753) (1,798,955) (1,845,322) (1,892,885) (1,941,675) (1,991,722) 49 Subtotal, Operating Expenses 53,615,844 47,893,770 47,826,576 51,000,680 53,034,130 55,404,145 56,328,449 57,914,537 58,720,442 59,548,674 61,354,076 61,945,295 58,565,440 59,569,529 60,601,301 61,659,859 50 Capital Program Contribution 15,113,859 13,016,111 14,005,915 9,331,367 11,558,306 20,961,467 22,684,258 18,287,069 20,096,699 13,632,467 14,010,831 14,399,781 14,799,614 15,210,638 15,633,168 16,067,528 51 TOTAL EXPENSES 130,043,340 129,695,858 141,854,501 136,037,047 145,059,572 159,871,498 170,937,668 170,434,169 173,928,468 171,836,142 174,032,885 175,404,101 175,617,456 178,315,041 179,412,726 183,920,790 52 53 ENDING RESERVES 54 Reappropriations (Non-CIP)305,000 - - - - - - - - - - - - - - - 55 Commitments (Non-CIP)3,528,000 3,164,000 3,102,055 3,777,205 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 2,970,955 56 Restricted for Debt Service - - - - - - - - - - - - - - - - 57 Emergency Plant Replacement 1,000,000 1,000,000 - - - - - - - - - - - - - - 58 Central Valley Project Reserve 313,000 329,000 - - - - - - - - - - - - - - 59 Underground Loan Reserve 738,000 734,000 730,000 729,000 730,147 730,147 730,147 730,147 730,147 730,147 730,147 730,147 730,147 730,147 730,147 730,147 60 Public Benefits Reserves 2,197,000 2,064,000 2,574,000 1,839,000 681,330 - - - - - - - - - - - 61 Electric Special Projects Reserve 51,838,000 51,838,000 51,837,855 51,837,855 51,837,855 45,837,855 45,066,855 44,756,855 43,246,855 42,846,855 42,846,855 42,846,855 42,846,855 42,846,855 42,846,855 42,846,855 62 Hydro Stabilization Reserve - - 17,000,000 11,400,000 11,400,000 10,400,000 10,400,000 10,400,000 10,400,000 13,900,000 13,900,000 13,900,000 13,900,000 13,900,000 13,900,000 13,900,000 58 Capital Reserve - - - - 879,964 879,964 879,964 879,964 879,964 879,964 879,964 879,964 879,964 879,964 879,964 879,964 59 Rate Stabilization Reserve 69,029,000 70,049,000 14,410,840 9,010,840 9,010,840 - - - - - - - - - - - 60 Operations Reserve - - 22,497,607 21,850,187 29,912,981 37,884,461 32,053,564 33,249,194 39,138,346 38,836,530 39,719,824 41,254,722 44,072,659 46,167,305 49,327,672 49,864,178 61 Unassigned - - - - - - - - - - - - - - - - 62 TOTAL ENDING RESERVES 128,948,000 129,178,000 112,152,357 100,444,086 107,424,072 98,703,382 92,101,485 92,987,115 97,366,267 100,164,451 101,047,745 102,582,643 105,400,580 107,495,226 110,655,593 111,192,099 63 64 OPERATIONS RESERVE 65 Min (60 days of non-capital expenses)23,548,140 23,011,890 25,284,688 26,254,697 27,887,150 28,525,288 28,948,137 29,816,058 30,267,979 30,586,285 30,716,392 31,257,049 31,536,939 32,379,720 66 Target (90 days of non-capital expenses)33,151,752 32,456,285 35,213,317 36,600,046 38,978,736 39,864,186 40,425,168 41,652,081 42,253,107 42,651,788 42,766,200 43,494,415 43,829,410 45,006,620 67 Max (120 days of non-capital expenses)42,755,364 41,900,681 45,141,947 46,945,394 50,070,321 51,203,084 51,902,198 53,488,104 54,238,235 54,717,290 54,816,007 55,731,781 56,121,881 57,633,519 68 Risk Assessment Value 4,645,297 4,193,350 4,338,548 5,838,255 6,183,701 5,769,290 5,935,703 5,314,839 5,417,963 5,563,442 5,671,929 5,824,643 5,981,673 6,143,144 6053706 1 FISCAL YEAR FY 2013 FY 2014 FY 2015 FY 2016 FY 2017 FY 2018 FY 2019 FY 2020 FY 2021 FY 2022 FY 2023 FY 2024 FY 2025 FY 2026 FY 2027 FY 2028 2 3 REVENUES 4 Net Sales 87%85%87%87%81%80%84%82%81%82%83%82%82%82%82%82% 5 Other Revenues and Transfers In 13%15%13%13%19%20%16%18%19%18%17%18%18%18%18%18% 6 TOTAL REVENUES 100%100%100%100%100%100%100%100%100%100%100%100%100%100%100%100% 7 8 EXPENSES 9 Commodity Purchases 46%52%55%54%42%41%49%50%48%49%49%49%51%51%50%51% 10 Operating Expenses 11 Administration 12 Allocated Charges 3%3%3%4%3%3%3%3%3%3%3%3%3%3%3%3% 13 Rent 3%3%3%4%4%3%3%3%3%3%4%4%4%4%4%4% 14 Debt Service 7%7%6%7%6%6%5%5%5%5%6%5%3%3%3%3% 15 Transfers and Other Adjustments 13%9%8%9%9%8%8%8%8%8%8%8%8%8%8%8% 16 Subtotal, Administration 26%22%20%23%21%20%19%19%19%20%20%20%17%17%17%17% 17 Resource Management 2%3%2%2%1%2%2%2%2%2%2%2%2%2%2%2% 18 Operations and Mtc 7%7%8%8%8%8%8%8%8%9%9%9%9%9%10%10% 19 Engineering (Operating)1%1%1%1%1%1%1%1%1%1%1%1%1%1%1%1% 20 Customer Service 2%2%1%1%2%1%1%1%1%1%2%2%2%2%2%2% 21 Allowance for Unspent Budget 0%0%0%0%0%-1%-1%-1%-1%-1%-1%-1%-1%-1%-1%-1% 22 Subtotal, Operating Expenses 39%34%31%35%34%32%30%32%32%32%33%33%31%31%31%31% 23 Capital Program Contribution 12%10%10%7%8%13%13%11%12%8%8%8%8%9%9%9% 24 TOTAL EXPENSES 96%97%96%96%83%86%93%92%91%90%90%90%90%90%90%91% 25 26 RISK ASSESSMENT DETAIL (SUPPLY FUND) 27 FISCAL YEAR FY 2013 FY 2014 FY 2015 FY 2016 FY 2017 FY 2018 FY 2019 FY 2020 FY 2021 FY 2022 FY 2023 FY 2024 FY 2025 FY 2026 FY 2027 FY 2028 28 1. Load Net Revenue 77,428 652,853 1,208,477 29 2. Hydro Production: Western & Calaveras 9,314,822 9,050,313 3,397,119 30 3. Renewable Production: Landfill & Wind & Solar 375,755 743,945 539,073 31 4. Carbon Neutral Cost 331,630 303,022 114,983 32 5. Market Price 909,196 775,584 1,138,589 33 6. Local Capacity 475,962 408,388 446,695 34 7. Transmission/CAISO 4,555,915 3,741,647 2,806,120 35 8. Plant Outage 1,000,000 1,000,000 1,000,000 36 9. Western Cost 3,130,000 2,704,738 2,973,619 37 10. Regulatory & Legal - - - 38 11. Supplier Default - - - 39 TOTAL 20,170,708 19,380,490 13,624,674 40 Supply Operations + Hydro Stabilization Reserves, % of Risk Assessment 196%172%303% 41 42 RISK ASSESSMENT DETAIL (DISTRIBUTION FUND) 43 FISCAL YEAR FY 2013 FY 2014 FY 2015 FY 2016 FY 2017 FY 2018 FY 2019 FY 2020 FY 2021 FY 2022 FY 2023 FY 2024 FY 2025 FY 2026 FY 2027 FY 2028 44 Distribution Revenue Variance 3,244,706 3,260,213 3,182,718 3,742,109 3,915,276 3,940,583 3,926,033 3,951,592 4,016,880 4,123,464 4,191,967 4,303,579 4,418,356 4,536,391 45 10% CIP Program Contingency 1,400,592 933,137 1,155,831 2,096,147 2,268,426 1,828,707 2,009,670 1,363,247 1,401,083 1,439,978 1,479,961 1,521,064 1,563,317 1,606,753 46 Total Risk Asssessment Value 4,645,297 4,193,350 4,338,548 5,838,255 6,183,701 5,769,290 5,935,703 5,314,839 5,417,963 5,563,442 5,671,929 5,824,643 5,981,673 6,143,144 47 Projected Operations Reserve 22,497,607 21,850,187 29,912,981 37,884,461 32,053,564 33,249,194 39,138,346 38,836,530 39,719,824 41,254,722 44,072,659 46,167,305 49,327,672 49,864,178 48 Operations Reserve, % of Risk Value 484%521%689%649%518%576%659%731%733%742%777%793%825%812% 49 44 SUPPLY OPERATIONS RESERVE 45 Min (60 days of non-capital expenses)- - 15,208,552 14,498,215 15,472,236 16,163,913 17,553,876 17,965,924 18,133,345 18,744,756 18,928,400 18,961,720 18,799,559 19,040,477 19,012,969 19,540,493 46 Target (90 days of non-capital expenses)- - 22,812,829 21,747,322 23,208,354 24,245,869 26,330,813 26,948,886 27,200,017 28,117,133 28,392,600 28,442,580 28,199,338 28,560,716 28,519,453 29,310,739 47 Max (120 days of non-capital expenses)- - 30,417,105 28,996,429 30,944,472 32,327,825 35,107,751 35,931,847 36,266,689 37,489,511 37,856,800 37,923,439 37,599,117 38,080,955 38,025,937 39,080,986 48 49 DISTRIBUTION OPERATIONS RESERVE 50 Min (60 days of non-capital expenses)- - 8,339,587 8,513,675 9,812,452 10,090,785 10,333,275 10,559,364 10,814,793 11,071,303 11,339,579 11,624,565 11,916,834 12,216,571 12,523,970 12,839,228 51 Target (90 days of non-capital expenses)- - 10,338,923 10,708,963 12,004,964 12,354,177 12,647,923 12,915,301 13,225,151 13,534,948 13,860,507 14,209,208 14,566,862 14,933,699 15,309,957 15,695,881 52 Max (120 days of non-capital expenses)- - 12,338,259 12,904,252 14,197,475 14,617,569 14,962,570 15,271,237 15,635,509 15,998,593 16,381,435 16,793,851 17,216,890 17,650,826 18,095,944 18,552,534 53 Risk Assessment Value 4,645,297 4,193,350 4,338,548 5,838,255 6,183,701 5,769,290 5,935,703 5,314,839 5,417,963 5,563,442 5,671,929 5,824,643 5,981,673 6,143,144 54 55 DEBT SERVICE COVERAGE RATIO 56 Net Revenues (125% of Debt Service)1140%1193%1315%1326%1391%1451%1583%1625%1651%1699%1563%1639%3183%3231%3246%3330% 57 Available Reserves (5x Debt Service)*13.5 14.0 12.1 10.9 11.7 10.7 10.1 10.2 10.7 11.1 10.2 10.8 20.9 21.3 22.0 22.1 58 *For the purposes of debt covenants, the unrestricted reserves of other utilities may be counted toward the available reserves for meeting this measure. A ratio below 5x means that this utility is relying on the reserves of other utilities to meet its debt covenants. ELECTRIC UTILITY FINANCIAL PLAN J u n e 2 0 1 8 42 | P a g e APPENDIX B : ELECTRIC UTILITY RESERVES MANAGEMENT PRACTICES The following reserves management practices are used when developing the Electric Utility Financial Plan: Section 1. Definitions a) “Financial Planning Period” – The Financial Planning Period is the range of future fiscal years covered by the Financial Plan. For example, if the Financial Plan delivered in conjunction with the FY 2015 budget includes projections for FY 2015 to FY 2019, FY 2015 to FY 2019 would be the Financial Planning Period. b) “Fund Balance” – As used in these Reserves Management Practices, Fund Balance refers to the Utility’s Unrestricted Net Assets. c) “Net Assets” - The Government Accounting Standards Board defines a Utility’s Net Assets as the difference between its assets and liabilities. d) “Unrestricted Net Assets” - The portion of the Utility’s Net Assets not invested in capital assets (net of related debt) or restricted for debt service or other restricted purposes. Section 2. Supply Fund Reserves The Electric Supply Fund Balance is reserved for the following purposes: a) For existing contracts, as described in Section 4 (Reserve for Commitments) b) For operating budgets reappropriated from previous years, as described in Section 5 (Reserve for Reappropriations) c) For special projects for the benefit of the Electric Utility ratepayers, as described in Section 6 (Electric Special Projects Reserve) d) For year to year balancing of costs associated with the Electric Utility’s hydroelectric resources, as described in Section 7 (Hydroelectric Stabilization Reserve) e) For rate stabilization, as described in Section 1.d) (Rate Stabilization Reserves) f) For operating contingencies, as described in Section 12 (Operations Reserves) g) Any funds not included in the other reserves will be considered Unassigned Reserves and shall be returned to ratepayers or assigned a specific purpose as described in Section 13 (Unassigned Reserves). Section 3. Distribution Fund Reserves The Electric Distribution Fund Balance is reserved for the following purposes: a) For existing contracts, as described in Section 4 (Reserves for Commitments) b) For operating and capital budgets reappropriated from previous years, as described in Section 5 (Reserves for Reappropriations) c) As an offset to underground loan receivables, as described in Section 8 (Underground Loan Reserve) d) To hold Public Benefit Program funds collected but not yet spent, as described in Section 9 (Public Benefits Reserve) e) For cash flow management and contingencies related to the Electric Utility’s Capital Improvement Program (CIP), as described in Section 10 (CIP Reserve) f) For rate stabilization, as described in Section 11.d) (Rate Stabilization Reserves) g) For operating contingencies, as described in Section 12 (Operations Reserves) ELECTRIC UTILITY FINANCIAL PLAN J u n e 2 0 1 8 43 | P a g e h) Any funds not included in the other reserves will be considered Unassigned Reserves and shall be returned to ratepayers or assigned a specific purpose as described in Section 14 (Unassigned Reserves). Section 4. Reserves for Commitments At the end of each fiscal year the Electric Supply Fund and Electric Distribution Fund Reserves for Commitments will be set to an amount equal to the total remaining spending authority for all contracts in force for the Electric Supply Fund and Electric Distribution Fund, respectively, at that time. Section 5. Reserves for Reappropriations At the end of each fiscal year the Electric Supply Fund and Electric Distribution Fund Reserves for Reappropriations will be set to an amount equal to the amount of all remaining capital and non-capital budgets that will be reappropriated to the following fiscal year for each Fund in accordance with Palo Alto Municipal Code Section 2.28.090. Section 6. Electric Special Projects Reserve The Electric Special Projects Reserve (ESP Reserve) will be managed in accordance with the policies and timelines set forth in Resolution 9206 (Resolution of the Council of the City of Palo Alto Approving Renaming the Calaveras Reserve to the Electric Special Project Reserve and Adoption of Electric Special Project Reserve Guidelines). These policies and timelines are included from Resolution 9206 as amended to refer to the reserves structure set forth in these Reserves Management Practices: a) The purpose of the ESP Reserve is to fund projects that benefit electric ratepayers; b) The ESP Reserve funds must be used for projects of significant impact; c) Projects proposed for funding must demonstrate a need and value to electric ratepayers. The projects must have verifiable value and must not be speculative, or high-risk in nature; d) Projects proposed for funding must be substantial in size, requiring funding of at least $1 million; e) Set a goal to commit funds by the end of FY 2017; f) Any uncommitted funds remaining at the end of FY 2022 will be transferred to the Electric Supply Operations Reserve and the ESP Reserve will be closed; Section 7. Hydroelectric Stabilization Reserve The Hydroelectric Stabilization Reserve is used to manage the supply cost impacts associated with variations in generation from hydroelectric resources. Staff will manage the Hydroelectric Stabilization Reserve as follows: a) Projected Hydro Output: Near the end of each fiscal year, staff will determine the actual and expected hydro output for that fiscal year, compare that to the long-term average annual output level (495,957 MWh as of March 2018), and multiply the difference by the average of the monthly round-the-clock forward market prices for each month of the current fiscal year. ELECTRIC UTILITY FINANCIAL PLAN J u n e 2 0 1 8 44 | P a g e b) Changes in Reserves. Staff is authorized to transfer the amount described in Sec. 7(a) from the Operations Reserve to the Hydroelectric Stabilization Reserve for hydro output deviations above long-term average levels, or transfer this amount from the Hydroelectric Stabilization Reserve to the Operations Reserve for hydro output deviations below long-term average levels. c) Implementation of HRA. The level of the Hydroelectric Stabilization Reserve after the transfers described above shall be the basis for staff’s determination, with Council approval, of whether to implement the Hydro Rate Adjuster (Electric Rate E- HRA) for the following fiscal year. d) Reserve Guidelines. Staff will manage the Hydroelectric Stabilization Reserve according to the following guideline levels: Minimum Level $3 million Target Level $19 million Maximum Level $35 million Section 8. Underground Loan Reserve At the end of each fiscal year, the Underground Loan Reserve will be adjusted by the principal payments made against outstanding underground loans. Section 9. Public Benefits Reserve The Public Benefits Reserve will be increased by the amount of unspent Public Benefits Revenues remaining at the end of each fiscal year. Expenditure of these funds requires action by the City Council. Section 10. CIP Reserve The CIP Reserve is used to manage cash flow for capital projects and acts as a reserve for capital contingencies. Staff will manage the CIP Reserve according to the following practices: a) The following guideline levels are set forth for the CIP Reserve. These guideline levels are calculated for each fiscal year of the Financial Planning Period based on the levels of CIP expense budgeted for that year. Minimum Level 60 days of budgeted CIP expense Maximum Level 120 days of budgeted CIP expense b) Changes in Reserves: Staff is authorized to transfer funds between the CIP Reserve and the Reserve for Commitments when funds are added to or removed from the Reserve for Commitments as a result of a change in contractual commitments related to CIP projects. Any other additions to or withdrawals from the CIP reserve require Council action. c) Minimum Level: i) Funds held in the Reserve for Commitments may be counted as part of the CIP Reserve for the purpose of determining compliance with the CIP Reserve minimum guideline level. ELECTRIC UTILITY FINANCIAL PLAN J u n e 2 0 1 8 45 | P a g e ii) If, at the end of any fiscal year, the minimum guideline is not met, staff shall present a plan to the City Council to replenish the reserve. The plan shall be delivered by the end of the following fiscal year, and shall, at a minimum, result in the reserve reaching its minimum level by the end of the next fiscal year. For example, if the CIP Reserve is below its minimum level at the end of FY 2017, staff must present a plan by June 30, 2018 to return the reserve to its minimum level by June 30, 2019. In addition, staff may present, and the Council may adopt, an alternative plan that takes longer than one year to replenish the reserve, or that does so in a shorter period of time. d) Maximum Level: If, at any time, the CIP Reserve reaches its maximum level, no funds may be added to this reserve. If there are funds in this reserve in excess of the maximum level staff must propose to transfer these funds to another reserve or return them to ratepayers in the next Financial Plan. Staff may also seek City Council to approve holding funds in this reserve in excess of the maximum level if they are held for a specific future purpose related to the CIP. Section 11. Rate Stabilization Reserves Funds may be added to the Electric Supply or Distribution Fund’s Rate Stabilization Reserves by action of the City Council and held to manage the trajectory of future year rate increases. Withdrawal of funds from either Rate Stabilization Reserve requires action by the City Council. If there are funds in either Rate Stabilization Reserve at the end of any fiscal year, any subsequent Electric Utility Financial Plan must result in the withdrawal of all funds from this Reserve by the end of the Financial Planning Period. Section 12. Operations Reserves The Electric Supply Fund and Electric Distribution Fund Operations Reserves are used to manage normal variations in the costs of providing electric service and as a reserve for contingencies. Any portion of the Electric Utility’s Fund Balance not included in the reserves described in Section 4 to d) above will be included in the appropriate Operations Reserve unless the reserve has reached its maximum level as set forth in Section 12 (e) below. Staff will manage the Operations Reserves according to the following practices: a) The following guideline levels are set forth for the Electric Supply Fund Operations Reserve. These guideline levels are calculated for each fiscal year of the Financial Planning Period based on the levels of Operations and Maintenance (O&M) and commodity expense forecasted for that year in the Financial Plan. Minimum Level 60 days of Supply Fund O&M and commodity expense Target Level 90 days of Supply Fund O&M and commodity expense Maximum Level 120 days of Supply Fund O&M and commodity expense ELECTRIC UTILITY FINANCIAL PLAN J u n e 2 0 1 8 46 | P a g e b) The following guideline levels are set forth for the Electric Distribution Fund Operations Reserve. These guideline levels are calculated for each fiscal year of the Financial Planning Period based on the levels of O&M expense forecasted for that year in the Financial Plan. Minimum Level 60 days of Distribution Fund O&M expense Target Level 90 days of Distribution Fund O&M expense Maximum Level 120 days of Distribution Fund O&M expense c) Minimum Level: If, at the end of any fiscal year, the funds remaining in the Supply Fund or Distribution Fund’s Operations Reserve are lower than the minimum level set forth above, staff shall present a plan to the City Council to replenish the reserve. The plan shall be delivered within six months of the end of the fiscal year, and shall, at a minimum, result in the reserve reaching its minimum level by the end of the following fiscal year. For example, if the Operations Reserve is below its minimum level at the end of FY 2014, staff must present a plan by December 31, 2014 to return the reserve to its minimum level by June 30, 2015. In addition, staff may present an alternative plan that takes longer than one year to replenish the reserve. d) Target Level: If, at the end of any fiscal year, either Operations Reserve is higher or lower than the target level, any Financial Plan created for the Electric Utility shall be designed to return both Operations Reserves to their target levels by the end of the forecast period. e) Maximum Level: If, at any time, either Operations Reserve reaches its maximum level, no funds may be added to this Reserve. Any further increase in that fund’s Fund Balance shall be automatically included in the Unassigned Reserve described in Section 13, below. Section 13. Unassigned Reserves If the Operations Reserve in either the Electric Supply Fund or the Electric Distribution Fund reaches its maximum level, any further additions to that fund’s Fund Balance will be held in the Unassigned Reserve. If there are any funds in either Unassigned Reserve at the end of any fiscal year, the next Financial Plan presented to the City Council must include a plan to assign them to a specific purpose or return them to the Electric Utility ratepayers by the end of the first fiscal year of the next Financial Planning Period. For example, if there were funds in the Unassigned Reserves at the end of FY 2016, and the next Financial Planning Period is FY 2017 through FY 2021, the Financial Plan shall include a plan to return or assign the funds in the Unassigned Reserve by the end of FY 2017. Staff may present an alternative plan that retains these funds or returns them over a longer period of time. Section 14. Intra-Utility Transfers between Supply and Distribution Funds Transfers between Electric Distribution Fund Reserves and Electric Supply Fund Reserves are permitted if consistent with the purposes of the two reserves involved in the transfer. Such transfers require action by the City Council. ELECTRIC UTILITY FINANCIAL PLAN J u n e 2 0 1 8 47 | P a g e APPENDIX C : DESCRIPTION OF ELE CTRIC UTILITY OPERAT IONAL ACTIVITIES This appendix describes the activities associated with the various cost categories referred to in this Financial Plan. Customer Service: This category includes the Electric Utility’s share of the call center, meter reading, collections, and billing support functions. Billing support encompasses staff time associated with bill investigations and quality control on certain aspects of the billing process. It does not include maintenance of the billing system itself, which is included in Administration. This category also includes CPAU’s key account representatives, who work with large commercial customers who have more complex requirements for their electric services. Resource Management: This category includes supply portfolio management, energy procurement, rate setting, and tracking of legislation and regulation related to the electric industry. Operations and Maintenance: This category includes the costs of a variety of distribution system maintenance activities, including: • monitoring the substations and performing routine maintenance; • performing preventative maintenance on the system; • monitoring the system’s status from the UCC using SCADA; • maintaining the SCADA system; • investigating outages and other customer complaints and performing emergency repairs; • clearing vegetation near overhead power lines; and • testing and replacing meters to ensure accurate sales metering. Administration: Accounting, purchasing, legal, and other administrative functions provided by the City’s General Fund staff, as well as shared communications services, Utilities Department administrative overhead and billing system maintenance costs. Demand Side Management: Includes the cost of administering energy efficiency programs and the direct cost of rebates paid. Includes solar rebates. Engineering (Operating): The Electric Utility’s engineers focus primarily on the CIP, but a small portion of their time is spent assisting with distribution system maintenance. APPENDIX D : SAMPLES OF RECENT EL ECTRIC UTILITY OUTRE ACH COMMUNICATIONS ELECTRIC UTILITY FINANCIAL PLAN J u n e 2 0 1 8 1 | P a g e APPENDIX A : ELECTRIC UTILITY RESERVES MANAGEMENT PRACTICES The following reserves management practices are used when developing the Electric Utility Financial Plan: Section 1. Definitions a)“Financial Planning Period” – The Financial Planning Period is the range of future fiscal years covered by the Financial Plan. For example, if the Financial Plan delivered in conjunction with the FY 2015 budget includes projections for FY 2015 to FY 2019, FY 2015 to FY 2019 would be the Financial Planning Period. b)“Fund Balance” – As used in these Reserves Management Practices, Fund Balance refers to the Utility’s Unrestricted Net Assets. c)“Net Assets” - The Government Accounting Standards Board defines a Utility’s Net Assets as the difference between its assets and liabilities. d)“Unrestricted Net Assets” - The portion of the Utility’s Net Assets not invested in capital assets (net of related debt) or restricted for debt service or other restricted purposes. Section 2. Supply Fund Reserves The Electric Supply Fund Balance is reserved for the following purposes: a)For existing contracts, as described in Section 4 (Reserve for Commitments) b)For operating budgets reappropriated from previous years, as described in Section 5 (Reserve for Reappropriations) c)For special projects for the benefit of the Electric Utility ratepayers, as described in Section 6 (Electric Special Projects Reserve) d)For year to year balancing of costs associated with the Electric Utility’s hydroelectric resources, as described in Section 7 (Hydroelectric Stabilization Reserve) e)For rate stabilization, as described in Section 1.d) (Rate Stabilization Reserves) f)For operating contingencies, as described in Section 12 (Operations Reserves) g)Any funds not included in the other reserves will be considered Unassigned Reserves and shall be returned to ratepayers or assigned a specific purpose as described in Section 13 (Unassigned Reserves). Section 3. Distribution Fund Reserves The Electric Distribution Fund Balance is reserved for the following purposes: a)For existing contracts, as described in Section 4 (Reserves for Commitments) b)For operating and capital budgets reappropriated from previous years, as described in Section 5 (Reserves for Reappropriations) c)As an offset to underground loan receivables, as described in Section 8 (Underground Loan Reserve) d)To hold Public Benefit Program funds collected but not yet spent, as described in Section 9 (Public Benefits Reserve) e)For cash flow management and contingencies related to the Electric Utility’s Capital Improvement Program (CIP), as described in Section 10 (CIP Reserve) f)For rate stabilization, as described in Section 11) (Rate Stabilization Reserves) ATTACHMENT C ELECTRIC UTILITY FINANCIAL PLAN J u n e 2 0 1 8 2 | P a g e g) For operating contingencies, as described in Section 12 (Operations Reserves) h) Any funds not included in the other reserves will be considered Unassigned Reserves and shall be returned to ratepayers or assigned a specific purpose as described in Section 14 (Unassigned Reserves). Section 4. Reserves for Commitments At the end of each fiscal year the Electric Supply Fund and Electric Distribution Fund Reserves for Commitments will be set to an amount equal to the total remaining spending authority for all contracts in force for the Electric Supply Fund and Electric Distribution Fund, respectively, at that time. Section 5. Reserves for Reappropriations At the end of each fiscal year the Electric Supply Fund and Electric Distribution Fund Reserves for Reappropriations will be set to an amount equal to the amount of all remaining capital and non-capital budgets that will be reappropriated to the following fiscal year for each Fund in accordance with Palo Alto Municipal Code Section 2.28.090. Section 6. Electric Special Projects Reserve The Electric Special Projects Reserve (ESP Reserve) will be managed in accordance with the policies and timelines set forth in Resolution 9206 (Resolution of the Council of the City of Palo Alto Approving Renaming the Calaveras Reserve to the Electric Special Project Reserve and Adoption of Electric Special Project Reserve Guidelines). These policies and timelines are included from Resolution 9206 as amended to refer to the reserves structure set forth in these Reserves Management Practices: a) The purpose of the ESP Reserve is to fund projects that benefit electric ratepayers; b) The ESP Reserve funds must be used for projects of significant impact; c) Projects proposed for funding must demonstrate a need and value to electric ratepayers. The projects must have verifiable value and must not be speculative, or high-risk in nature; d) Projects proposed for funding must be substantial in size, requiring funding of at least $1 million; e) Set a goal to commit funds by the end of FY 2017; f) Any uncommitted funds remaining at the end of FY 2022 will be transferred to the Electric Supply Operations Reserve and the ESP Reserve will be closed; Section 7. Hydroelectric Stabilization Reserve The Hydroelectric Stabilization Reserve is used to manage the supply cost impacts associated with variations in generation from hydroelectric resources. Staff will manage the Hydroelectric Stabilization Reserve as follows: a) Projected Hydro Output: Near the end of each fiscal year, staff will calculate the actual/expected hydro output for that fiscal year, compare that to the long-term average annual output level (495,957 MWh as of March 2018), and multiply the difference by the average of the monthly round-the-clock forward market prices for each month of the fiscal year. ELECTRIC UTILITY FINANCIAL PLAN J u n e 2 0 1 8 3 | P a g e b) Changes in Reserves: Staff is authorized to transfer the amount described in Sec. 7(a) from the Operations Reserve to the Hydroelectric Stabilization Reserve for hydro output deviations above long-term average levels, or transfer this amount from the Hydroelectric Stabilization Reserve to the Operations Reserve for hydro output deviations below long-term average levels. c) Implementation of HRA. The level of the Hydroelectric Stabilization Reserve after the transfers described above shall be the basis for staff’s determination, with Council approval, of whether to implement the Hydro Rate Adjuster (Electric Rate E- HRA) for the following fiscal year. a)d) Reserve Guidelines. Staff will manage the Hydroelectric Stabilization Reserve according to the following guideline levels: Minimum Level $3 million Target Level $19 million Maximum Level $35 million Section 8. Underground Loan Reserve At the end of each fiscal year, the Underground Loan Reserve will be adjusted by the principal payments made against outstanding underground loans. Section 9. Public Benefits Reserve The Public Benefits Reserve will be increased by the amount of unspent Public Benefits Revenues remaining at the end of each fiscal year. Expenditure of these funds requires action by the City Council. Section 10. CIP Reserve The CIP Reserve is used to manage cash flow for capital projects and acts as a reserve for capital contingencies. Staff will manage the CIP Reserve according to the following practices: a) The following guideline levels are set forth for the CIP Reserve. These guideline levels are calculated for each fiscal year of the Financial Planning Period based on the levels of CIP expense budgeted for that year. Minimum Level 60 days of budgeted CIP expense Maximum Level 120 days of budgeted CIP expense b) Changes in Reserves: Staff is authorized to transfer funds between the CIP Reserve and the Reserve for Commitments when funds are added to or removed from the Reserve for Commitments as a result of a change in contractual commitments related to CIP projects. Any other additions to or withdrawals from the CIP reserve require Council action. c) Minimum Level: i) Funds held in the Reserve for Commitments may be counted as part of the CIP Reserve for the purpose of determining compliance with the CIP Reserve minimum guideline level. ELECTRIC UTILITY FINANCIAL PLAN J u n e 2 0 1 8 4 | P a g e ii) If, at the end of any fiscal year, the minimum guideline is not met, staff shall present a plan to the City Council to replenish the reserve. The plan shall be delivered by the end of the following fiscal year, and shall, at a minimum, result in the reserve reaching its minimum level by the end of the next fiscal year. For example, if the CIP Reserve is below its minimum level at the end of FY 2017, staff must present a plan by June 30, 2018 to return the reserve to its minimum level by June 30, 2019. In addition, staff may present, and the Council may adopt, an alternative plan that takes longer than one year to replenish the reserve, or that does so in a shorter period of time. d) Maximum Level: If, at any time, the CIP Reserve reaches its maximum level, no funds may be added to this reserve. If there are funds in this reserve in excess of the maximum level staff must propose to transfer these funds to another reserve or return them to ratepayers in the next Financial Plan. Staff may also seek City Council to approve holding funds in this reserve in excess of the maximum level if they are held for a specific future purpose related to the CIP. Section 11. Rate Stabilization Reserves Funds may be added to the Electric Supply or Distribution Fund’s Rate Stabilization Reserves by action of the City Council and held to manage the trajectory of future year rate increases. Withdrawal of funds from either Rate Stabilization Reserve requires action by the City Council. If there are funds in either Rate Stabilization Reserve at the end of any fiscal year, any subsequent Electric Utility Financial Plan must result in the withdrawal of all funds from this Reserve by the end of the Financial Planning Period. Section 12. Operations Reserves The Electric Supply Fund and Electric Distribution Fund Operations Reserves are used to manage normal variations in the costs of providing electric service and as a reserve for contingencies. Any portion of the Electric Utility’s Fund Balance not included in the reserves described in Section 4 to d) above will be included in the appropriate Operations Reserve unless the reserve has reached its maximum level as set forth in Section 12 (e) below. Staff will manage the Operations Reserves according to the following practices: a) The following guideline levels are set forth for the Electric Supply Fund Operations Reserve. These guideline levels are calculated for each fiscal year of the Financial Planning Period based on the levels of Operations and Maintenance (O&M) and commodity expense forecasted for that year in the Financial Plan. Minimum Level 60 days of Supply Fund O&M and commodity expense Target Level 90 days of Supply Fund O&M and commodity expense Maximum Level 120 days of Supply Fund O&M and commodity expense ELECTRIC UTILITY FINANCIAL PLAN J u n e 2 0 1 8 5 | P a g e b) The following guideline levels are set forth for the Electric Distribution Fund Operations Reserve. These guideline levels are calculated for each fiscal year of the Financial Planning Period based on the levels of O&M expense forecasted for that year in the Financial Plan. Minimum Level 60 days of Distribution Fund O&M expense Target Level 90 days of Distribution Fund O&M expense Maximum Level 120 days of Distribution Fund O&M expense c) Minimum Level: If, at the end of any fiscal year, the funds remaining in the Supply Fund or Distribution Fund’s Operations Reserve are lower than the minimum level set forth above, staff shall present a plan to the City Council to replenish the reserve. The plan shall be delivered within six months of the end of the fiscal year, and shall, at a minimum, result in the reserve reaching its minimum level by the end of the following fiscal year. For example, if the Operations Reserve is below its minimum level at the end of FY 2014, staff must present a plan by December 31, 2014 to return the reserve to its minimum level by June 30, 2015. In addition, staff may present an alternative plan that takes longer than one year to replenish the reserve. d) Target Level: If, at the end of any fiscal year, either Operations Reserve is higher or lower than the target level, any Financial Plan created for the Electric Utility shall be designed to return both Operations Reserves to their target levels by the end of the forecast period. e) Maximum Level: If, at any time, either Operations Reserve reaches its maximum level, no funds may be added to this Reserve. Any further increase in that fund’s Fund Balance shall be automatically included in the Unassigned Reserve described in Section 13, below. Section 13. Unassigned Reserves If the Operations Reserve in either the Electric Supply Fund or the Electric Distribution Fund reaches its maximum level, any further additions to that fund’s Fund Balance will be held in the Unassigned Reserve. If there are any funds in either Unassigned Reserve at the end of any fiscal year, the next Financial Plan presented to the City Council must include a plan to assign them to a specific purpose or return them to the Electric Utility ratepayers by the end of the first fiscal year of the next Financial Planning Period. For example, if there were funds in the Unassigned Reserves at the end of FY 2016, and the next Financial Planning Period is FY 2017 through FY 2021, the Financial Plan shall include a plan to return or assign the funds in the Unassigned Reserve by the end of FY 2017. Staff may present an alternative plan that retains these funds or returns them over a longer period of time. Section 14. Intra-Utility Transfers between Supply and Distribution Funds Transfers between Electric Distribution Fund Reserves and Electric Supply Fund Reserves are permitted if consistent with the purposes of the two reserves involved in the transfer. Such transfers require action by the City Council. Attachment D * NOT YET APPROVED * 6055014 1 Resolution No. _________ Resolution of the Council of the City of Palo Alto Adopting an Electric Rate Increase and Amending Rate Schedules E-1 (Residential Electric Service), E-2 (Residential Master-Metered and Small Non-Residential Electric Service), E-2-G (Residential Master-Metered and Small Non- Residential Green Power Electric Service), E-4 (Medium Non- Residential Electric Service), E-4-G (Medium Non-Residential Green Power Electric Service), E-4 TOU (Medium Non-Residential Time of Use Electric Service), E 7 (Large Non-Residential Electric Service), E-7- G (Large Non-Residential Green Power Electric Service), E-7 TOU (Large Non-Residential Time of Use Electric Service), and E-14 (Street Lights). R E C I T A L S A. Pursuant to Chapter 12.20.010 of the Palo Alto Municipal Code, the Council of the City of Palo Alto may by resolution adopt rules and regulations governing utility services, fees and charges. The Council of the City of Palo Alto does hereby RESOLVE as follows: SECTION 1. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule E-1 (Residential Electric Service) is hereby amended to read as attached and incorporated. Utility Rate Schedule E-1, as amended, shall become effective July 1, 2018. SECTION 2. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule E-2 (Residential Master-Metered and Small Non-Residential Electric Service) is hereby amended to read as attached and incorporated. Utility Rate Schedule E-2, as amended, shall become effective July 1, 2018. SECTION 3. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule E-2-G (Residential Master-Metered and Small Non-Residential Green Power Electric Service) is hereby amended to read as attached and incorporated. Utility Rate Schedule E-2-G, as amended, shall become effective July 1, 2018. SECTION 4. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule E-4 (Medium Non-Residential Electric Service) is hereby amended to read as attached and incorporated. Utility Rate Schedule E-4, as amended, shall become effective July 1, 2018. SECTION 5. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule E-4-G (Medium Non-Residential Green Power Electric Service) is hereby amended to read as attached and incorporated. Utility Rate Schedule E-4-G, as amended, shall become effective July 1, 2018. Attachment D * NOT YET APPROVED * 6055014 2 SECTION 6. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule E-4 TOU (Medium Non-Residential Time of Use Electric Service) is hereby amended to read as attached and incorporated. Utility Rate Schedule E-4 TOU, as amended, shall become effective July 1, 2018. SECTION 7. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule E-7 (Large Non-Residential Electric Service) is hereby amended to read as attached and incorporated. Utility Rate Schedule E-7, as amended, shall become effective July 1, 2018. SECTION 8. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule E-7-G (Large Non-Residential Green Power Electric Service) is hereby amended to read as attached and incorporated. Utility Rate Schedule E-7-G, as amended, shall become effective July 1, 2018. SECTION 9. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule E-7 TOU (Large Non-Residential Time of Use Electric Service) is hereby amended to read as attached and incorporated. Utility Rate Schedule E-7 TOU, as amended, shall become effective July 1, 2018. SECTION 10. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule E-14 (Street Lights) is hereby amended to read as attached and incorporated. Utility Rate Schedule E-14, as amended, shall become effective July 1, 2018. SECTION 11. The Council makes the following findings: a. The revenue derived from the adoption of this resolution shall be used only for the purpose set forth in Article VII, Section 2, of the Charter of the City of Palo Alto. b. The fees and charges adopted by this resolution are charges imposed for a specific government service or product provided directly to the payor that are not provided to those not charged, and do not exceed the reasonable costs to the City of providing the service or product. c. The adoption of this resolution changing electric rates to meet operating expenses, purchase supplies and materials, meet financial reserve needs and obtain funds for capital improvements necessary to maintain service is not subject to the California Environmental Quality Act (CEQA), pursuant to California Public Resources Code Sec. 21080(b)(8) and Title 14 of the California Code of Regulations Sec. 15273(a). After reviewing the staff report and all attachments presented to Council, the Council incorporates these documents herein and finds that sufficient evidence has been presented setting forth with specificity the basis for this claim of CEQA exemption. Attachment D * NOT YET APPROVED * 6055014 3 INTRODUCED AND PASSED: AYES: NOES: ABSENT: ABSTENTIONS: ATTEST: ___________________________ ___________________________ City Clerk Mayor APPROVED AS TO FORM: APPROVED: ___________________________ ___________________________ Assistant City Attorney City Manager ___________________________ Director of Utilities ___________________________ Director of Administrative Services RESIDENTIAL ELECTRIC SERVICE UTILITY RATE SCHEDULE E-1 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-1-1 dated 7-1-20176 Sheet No E-1-1 A. APPLICABILITY: This schedule applies to separately metered single-family residential dwellings receiving Electric retail energy sServices from the City of Palo Alto Utilities. B. TERRITORY: This rate schedule applies everywhere the City of Palo Alto provides Eelectric Sservice. C. UNBUNDLED RATES: Per kilowatt-hour (kWh) Commodity Distribution Public Benefits Total Tier 1 usage $0.0721466 05 $0.05240164 $0.00417391 $0.128712159 Tier 2 usage Any usage over Tier 1 0.11347253 0.075157358 0.00417391 0.1927919002 Minimum Bill ($/day) 0.30402938 D. SPECIAL NOTES: 1. Calculation of Cost Components The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. On a Ccustomer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. 2. Calculation of Usage Tiers Tier 1 Eelectricity usage shall be calculated and billed based upon a level of 11 kWh per day, prorated by Mmeter reading days of Sservice. As an example, for a 30-day bill, the Tier 1 level would be 330 kWh. For further discussion of bill calculation and proration, refer to Rule and Regulation 11. {End} ATTACHMENT E RESIDENTIAL MASTER-METERED AND SMALL NON-RESIDENTIAL ELECTRIC SERVICE UTILITY RATE SCHEDULE E-2 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-2-1 dated 7-1-20167 Sheet No E-2-1 A. APPLICABILITY: This schedule applies to the following Customers receiving Electric Service from the City of Palo Alto Utilities: 1. Small non-residential Customers receiving Nnon-Ddemand Mmetered Eelectric Sservice; and 1.2. for small non-residential Ccustomers with Accounts at Master-Metered and master- metered mmulti-family facilities. B. TERRITORY: This rate schedule applies everywhere the City of Palo Alto provides Eelectric Sservice. C. UNBUNDLED RATES: Per kilowatt-hour (kWh) Commodity Distribution Public Benefits Total Summer Period $0.112051059 1 $0.0790308468 $0.0039100417 $0.1888520090 Winter Period 0.0767807520 0.0535605766 0.0039100417 0.1386113267 Minimum Bill ($/day) 0.73287740 D. SPECIAL NOTES: 1. Calculation of Cost Components The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. On a cCustomer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. 2. Seasonal Rate Changes The Summer Period is effective May 1 to October 31 and the Winter Period is effective RESIDENTIAL MASTER-METERED AND SMALL NON-RESIDENTIAL ELECTRIC SERVICE UTILITY RATE SCHEDULE E-2 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-2-2 dated 7-1-20167 Sheet No E-2-2 from November 1 to April 30. When the billing period includes use in both the Summer and the Winter Periods, the usage will be prorated based on the number of days in each seasonal period, and the charges based on the applicable rates therein. For further discussion of bill calculation and proration, refer to Rule and Regulation 11. 3. Maximum Demand Meter Whenever the monthly use of energy has exceeded 8,000 kWh for three consecutive months, a maximum Ddemand Mmeter will be installed as promptly as is practicable and thereafter continued in service until the monthly use of energy has fallen below 6,000 kWh for twelve consecutive months, whereupon, at the option of the City, it may be removed. The maximum Ddemand in any month will be the maximum average power in kilowatts taken during any 15-minute interval in the month provided that if the Customer’s load is intermittent or subject to fluctuations, the City may use a 5-minute interval. A thermal-type Ddemand Mmeter which does not reset after a definite time interval may be used at the City's option. The billing Ddemand to be used in computing charges under this schedule will be the actual maximum Ddemand in kilowatts for the current month. An exception is that the billing Ddemand for Ccustomers with Thermal Energy Storage (TES) will be based upon the actual maximum Ddemand of such Ccustomers between the hours of noon and 6 pm on weekdays. {End} RESIDENTIAL MASTER-METERED AND SMALL NON-RESIDENTIAL GREEN POWER ELECTRIC SERVICE UTILITY RATE SCHEDULE E-2-G CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-2-G-1 dated 7-1-2016 Sheet No E-2-G-1 A. APPLICABILITY: This schedule applies to the following Customers receiving Electric Service from the City of Palo Alto Utilities under the Palo Alto Green Program: 1. Small non-residential Customers receiving Non-Demand Metered Eelectric Sservice; and 2. Customers with Aaccounts at Master-Mmetered multi-family facilities. B. TERRITORY: This rate schedule applies everywhere the City of Palo Alto provides Electric Service. C. UNBUNDLED RATES: 1. 100% Renewable Option: Per kilowatt-hour (kWh) Commodity Distribution Public Benefits Palo Alto Green Charge Total Summer Period $0.11205105 91 $0.07903084 68 $0.004173 91 $0.0020 $0.190852 0290 Winter Period 0.075200767 8 0.053560576 6 0.0041739 1 0.0020 $0.134671 4061 Minimum Bill ($/day) 0.73287740 2. 1000 kWh Block Purchase Option: Per kilowatt-hour (kWh) Commodity Distribution Public Benefits Total Summer Period $0.10591112 05 $0.07903084 68 $0.004173 91 $0.188852 0090 Winter Period 0.075200767 8 0.053560576 6 0.0041739 1 0.1346713 861 Minimum Bill ($/day) 0.73287740 RESIDENTIAL MASTER-METERED AND SMALL NON-RESIDENTIAL GREEN POWER ELECTRIC SERVICE UTILITY RATE SCHEDULE E-2-G CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-2-G-2 dated 7-1-2016 Sheet No E-2-G-2 Palo Alto Green Charge (per 1000 kWh block) $2.00 D. SPECIAL NOTES: 1. Calculation of Cost Components The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. On a Customer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. 2. Seasonal Rate Changes The Summer Period is effective May 1 to October 31 and the Winter Period is effective from November 1 to April 30. When the billing period includes use in both the Summer and Winter Periods, usage will be prorated based upon the number of days in each seasonal period, and the charges based on the applicable rates therein. For further discussion of bill calculation and proration, refer to Rule and Regulation 11. 3. Palo Alto Green Program Description and Participation Palo Alto Green provides for either the purchase of enough renewable energy credits (RECs) to match 100% of the energy usage at the facility every month, or for the purchase of 1000 kilowatt-hour (kWh) blocks. These REC purchases support the production of renewable energy, increase the financial value of power from renewable sources, and create a transparent and sustainable market that encourages new development of wind and solar power. Customers choosing to participate shall fill out a Palo Alto Green Power Program application provided by the Customer Service Center. Customers may request at any time, in writing, a change to the number of blocks they wish to purchase under the Palo Alto Green Program. RESIDENTIAL MASTER-METERED AND SMALL NON-RESIDENTIAL GREEN POWER ELECTRIC SERVICE UTILITY RATE SCHEDULE E-2-G CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-2-G-3 dated 7-1-2016 Sheet No E-2-G-3 4. Maximum Demand Meter Whenever the monthly use of energy has exceeded 8,000 kWh for three consecutive months, a maximum Demand Meter will be installed as promptly as is practicable and thereafter continued in service until the monthly use of energy has fallen below 6,000 kWh for twelve consecutive months, whereupon, at the option of the City, it may be removed. The maximum Demand in any month will be the maximum average power in kilowatts taken during any 15-minute interval in the month, provided that if the Customer-s load is intermittent or subject to fluctuations, the City may use a 5-minute interval. A thermal-type Demand Meter which does not reset after a definite time interval may be used at the City's option. The billing Demand to be used in computing charges under this schedule will be the actual maximum Demand in kilowatts for the current month. An exception is that the billing Demand for Customers with Thermal Energy Storage (TES) will be based upon the actual maximum Demand of such Customers between the hours of noon and 6 pm on weekdays. {End} MEDIUM NON-RESIDENTIAL ELECTRIC SERVICE UTILITY RATE SCHEDULE E-4 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-4-1 dated 7-1-20167 Sheet No E-4-1 A. APPLICABILITY: This schedule applies to Demand metered Ssecondary Electric Service for Ccustomers with a mMaximum Demand below 1,000 kilowatts. This schedule applies to three-phase Electric Service and may include Service to master-metered multi-family facilities or other facilities requiring Demand-metered sServices, as determined by the City. B. TERRITORY: This rate schedule applies anywhere the City of Palo Alto provides Electric Service. C. UNBUNDLED RATES: Rates per kilowatt (kW) and kilowatt-hour (kWh): Commodity Distribution Public Benefits Total Summer Period Demand Charge (per kW) $3.382.98 $17.6721.13 $21.0524.11 Energy Charge (per kWh) 0.0952609893 0.0175601771 0.00417391 0.1167312081 Winter Period Demand Charge (per kW) $1.931.87 $13.4316.65 $15.3618.52 Energy Charge (per kWh) 0.0674307109 0.0175601771 0.00417391 0.0889009297 Minimum Bill ($/day) 14.841415.9946 D. SPECIAL NOTES: 1. Calculation of Cost Components The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. On a customer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. MEDIUM NON-RESIDENTIAL ELECTRIC SERVICE UTILITY RATE SCHEDULE E-4 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-4-2 dated 7-1-20167 Sheet No E-4-2 2. Seasonal Rate Changes The Summer Period is effective May 1 to October 31 and the Winter Period is effective from November 1 to April 30. When the billing period includes use both in the Summer and the Winter Periods, the usage will be prorated based on the number of days in each seasonal period, and the charges based on the applicable rates therein. For further discussion of bill calculation and proration, refer to Rule and Regulation 11. 3. Maximum Demand Meter Whenever the monthly use of energy has exceeded 8,000 kWh for three consecutive months, a Maximum Demand Mmeter will be installed as promptly as is practicable and thereafter continued in Service until the monthly use of energy has fallen below 6,000 kWh for twelve consecutive months, whereupon, at the option of the City, it may be removed. The Maximum Demand in any month will be the maximum average power in kilowatts taken during any 15-minute interval in the month, provided that if the Customer-’s load is intermittent or subject to fluctuations, the City may use a 5-minute interval. A thermal-type Demand Mmeter which does not reset after a definite time interval may be used at the City's option. The Billing Demand to be used in computing charges under this schedule will be the actual Maximum Demand in kilowatts for the current month. An exception is that the Billing Demand for Ccustomers with Thermal Energy Storage (TES) will be based upon the actual Maximum Demand of such Ccustomers between the hours of noon and 6 pm on weekdays. 4. Power Factor For new or existing Ccustomers whose Demand is expected to exceed or has exceeded 300 kilowatts for three consecutive months, the City has the option of installing applicable Mmetering to calculate a Power Factor. The City may remove such Mmetering from the Service of a Ccustomer whose Demand has been below 200 kilowatts for four consecutive months. MEDIUM NON-RESIDENTIAL ELECTRIC SERVICE UTILITY RATE SCHEDULE E-4 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-4-3 dated 7-1-20167 Sheet No E-4-3 When such metering is installed, the monthly Electric bill will include a “Power Factor Adjustment”, if applicable. The adjustment will be applied to a Ccustomer’s bill prior to the computation of any primary voltage discount. The Power Factor Adjustment is applied by increasing the total energy and Demand charges for any month by 0.25 percent (0.25%) for each one percent (1%) that the monthly Power Factor of the Ccustomer’s load was less than 95%. The monthly Power Factor is the average Power Factor based on the ratio of kilowatt hours to kilovolt-ampere hours consumed during the month. Where time-of-day Mmetering is installed, the monthly Power Factor shall be the Power Factor coincident with the Ccustomer's Maximum Demand. 5. Changing Rate Schedules Customers may request a rate schedule change at any time to any City of Palo Alto full- service rate schedule as is applicable to their kilowatt-Demand and kilowatt-hour usage profile. 6. Primary Voltage Discount Where delivery is made at the same voltage as that of the line from which the Service is supplied, a discount of 2 1/2 percent for available line voltages above 2 kilovolts will be offered, but the City is not required to supply Service at a particular line voltage where it has, or will install, ample facilities for supplying at another voltage equally or better suited to the Ccustomer's electrical requirements, as determined in the City’s sole discretion. The City retains the right to change its line voltage at any time after providing reasonable advance notice to any Ccustomer receiving the discount in this section. The Ccustomer then has the option to change his system so as to receive Service at the new line voltage or to accept Service (without voltage discount) through transformers to be supplied by the City subject to a maximum kilovolt-ampere size limitation. 7. Standby Charge a. Applicability: The standby charge, subject to the exemptions in subsection D(7)(e), applies to Customers that have a non-utility generation source interconnected on the Customer’s side of the City’s revenue meter and that occasionally require backup power from the City due to non-operation of the non- utility generation source. MEDIUM NON-RESIDENTIAL ELECTRIC SERVICE UTILITY RATE SCHEDULE E-4 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-4-4 dated 7-1-20167 Sheet No E-4-4 b. Standby Charges: Commodity Distribution Total Standby Charge (per kW of Reserved Capacity) Summer Period $0.69 $15.23 $15.92 Winter Period $0.63 $9.04 $9.67 c. Meters. A separate Mmeter is required for each non-utility generation source. d. Calculation of Maximum Demand Credit. (1) In the event the Customer’s Maximum Demand (as defined in Section D.3) occurs when one or more of the non-utility generators on the Customer’s side of the City’s revenue meter are not operating, the Maximum Demand will be reduced by the sum of the Maximum Generation of those non-utility generators, but in no event shall the Customer’s Maximum Demand be reduced below zero. (2) If the non-utility generation source does not operate for an entire billing cycle, the standby charge does not apply and the Customer shall not receive the Maximum Demand credit described in this Section. e. Exemptions. (1) The standby charge shall not apply to backup generators designed to operate only in the event of an interruption in utility Service and which are not used to offset Customer electricity purchases. (2) The standby charge shall not apply if the Customer meets the definition of an “Eligible Customer-generator” as defined in California Public Utilities Code Section 2827(b)(4), as amended. (3) The applicability of these exemptions shall be determined at the discretion of the Utilities Director. {End} MEDIUM NON-RESIDENTIAL GREEN POWER ELECTRIC SERVICE UTILITY RATE SCHEDULE E-4-G CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-4-G-1 dated 7-1-20167 Sheet No E-4-G-1 A. APPLICABILITY: This schedule applies to Demand mMetered Secondary Electric Service for Customers with a mMaximum Demand below 1,000 kilowatts (kW) who receive power under the Palo Alto Green Program. This schedule applies to three-phase Electric Service and may include Service to Master-metered multi-family facilities or other facilities requiring Demand -mMetered Services, as determined by the City. B. TERRITORY: The rate schedule applies everywhere the City of Palo Alto provides Electric Service. C. UNBUNDLED RATES: 1. 100% Renewable Option: Commodity Distribution Public Benefits Palo Alto Green Charge Total Summer Period Demand Charge (per kW) $2.983.38 $17.6721.13 $21.0524.11 Energy Charge (per kWh) 0.0952609893 0.0175601771 0.0039100417 0.0020 0.1228111873 Winter Period Demand Charge (per kW) $1.931.87 $13.4316.65 $15.3618.52 Energy Charge (per kWh) 0.0674307109 0.0175601771 0.0039100417 0.0020 0.0909009497 Minimum Bill ($/day) 14.841415.9946 MEDIUM NON-RESIDENTIAL GREEN POWER ELECTRIC SERVICE UTILITY RATE SCHEDULE E-4-G CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-4-G-2 dated 7-1-20167 Sheet No E-4-G-2 2. 1000 kWh Block Purchase Option: Commodity Distribution Public Benefits Total Summer Period Demand Charge (per kW) $3.382.98 $21.1317.67 $24.1121.05 Energy Charge (per kWh) 0.0952609893 0.0175601771 0.0039100417 0. 1167312081 Palo Alto Green Charge (per 1000 kWh block) $2.00 Winter Period Demand Charge (per kW) $1.931.87 $13.4316.65 $15.3618.52 Energy Charge (per kWh) 0.0674307109 0.0175601771 0.0039100417 0.0889009497 Palo Alto Green Charge (per 1000 kWh block) $2.00 Minimum Bill ($/day) 14.841415.9946 D. SPECIAL NOTES: 1. Calculation of Cost Components The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges, and/or taxes. On a Customer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. 2. Seasonal Rate Changes The Summer Period is effective May 1 to October 31 and the Winter Period is effective from November 1 to April 30. When the billing period includes use both in the Summer and the Winter Periods, the usage will be prorated based on the number of days in each seasonal period, and the charges based on the applicable rates therein. For further discussion of bill calculation and proration, refer to Rule and Regulation 11. 3. Maximum Demand Meter Whenever the monthly use of energy has exceeded 8,000 kilowatt-hours for three consecutive months, a Maximum Demand Meter will be installed as promptly as is practicable and thereafter continued in Service until the monthly use of energy has MEDIUM NON-RESIDENTIAL GREEN POWER ELECTRIC SERVICE UTILITY RATE SCHEDULE E-4-G CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-4-G-3 dated 7-1-20167 Sheet No E-4-G-3 dropped below 6,000 kilowatt-hours for twelve consecutive months, whereupon, at the option of the City, it may be removed. The Maximum Demand in any month will be the maximum average power in kilowatts taken during any 15-minute interval in the month, provided that if the Customer’s load is intermittent or subject to fluctuations, the City may use a 5-minute interval. A thermal-type Demand Meter, which does not reset after a definite time interval, may be used at the City's option. The Billing Demand to be used in computing charges under this schedule will be the actual Maximum Demand in kilowatts for the current month. An exception is that the Billing Demand for Customers with Thermal Energy Storage (TES) will be based upon the actual Maximum Demand of such Customers between the hours of noon and 6 PM on weekdays. 4. Power Factor For new or existing Customers whose Demand is expected to exceed or has exceeded 300 kilowatts for three consecutive months, the City has the option of installing applicable Metering to calculate a Power Factor. The City may remove such Metering from the Service of a Customer whose Demand has dropped below 200 kilowatts for four consecutive months. When such Metering is installed, the monthly Electric bill will include a “Power Factor Adjustment”, if applicable. The adjustment will be applied to a Customer’s bill prior to the computation of any primary voltage discount. The Power Factor Adjustment is applied by increasing the total energy and Demand charges for any month by 0.25 percent or (1/4) for each one percent (1%) that the monthly Power Factor of the Customer’s load was less than 95%. The monthly Power Factor is the average Power Factor based on the ratio of kilowatt- hours to kilovolt-ampere hours consumed during the month. Where time-of-day Metering is installed, the monthly Power Factor shall be the Power Factor coincident with the Customer's Maximum Demand. 5. Changing Rate Schedules Customers may request a rate schedule change at any time to any applicable full-service rate schedule as is applicable to their kilowatt-Demand and kilowatt-hour usage profile. MEDIUM NON-RESIDENTIAL GREEN POWER ELECTRIC SERVICE UTILITY RATE SCHEDULE E-4-G CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-4-G-4 dated 7-1-20167 Sheet No E-4-G-4 6. Palo Alto Green Program Description and Participation Palo Alto Green provides for either the purchase of enough renewable energy credits (RECs) to match 100% of the energy usage at the facility every month, or for the purchase of 1000 kilowatt-hour (kWh) blocks. These REC purchases support the production of renewable energy, increase the financial value of power from renewal sources, and creates a transparent and sustainable market that encourages new development of wind and solar. Customers choosing to participate shall fill out a Palo Alto Green Power Program application provided by the Customer Service Center. Customers may request at any time, in writing, a change to the number of blocks they wish to purchase under the Palo Alto Green Program. 7. Primary Voltage Discount Where delivery is made at the same voltage as that of the line from which the Service is supplied, a discount of 2.5 percent for available line voltages above 2 kilovolts will be offered, but the City is not required to supply Service at a particular line voltage where it has, or will install, ample facilities for supplying at another voltage equally or better suited to the Customer's electrical requirements, as determined in the City’s sole discretion. The City retains the right to change its line voltage at any time after providing reasonable advance notice to any Customer receiving the discount in this section. The Customer then has the option to change the system so as to receive Service at the new line voltage or to accept Service (without voltage discount) through transformers to be supplied by the City subject to a maximum kilovolt-ampere size limitation. 8. Standby Charge a. Applicability: The standby charge, subject to the exemptions in subsection D(8)(e), applies to Customers that have a non-utility generation source interconnected on the Customer’s side of the City’s revenue Meter and that occasionally require backup power from the City due to non-operation of the non- utility generation source. MEDIUM NON-RESIDENTIAL GREEN POWER ELECTRIC SERVICE UTILITY RATE SCHEDULE E-4-G CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-4-G-5 dated 7-1-20167 Sheet No E-4-G-5 b. Standby Charges: Commodity Distribution Total Standby Charge (per kW of Reserved Capacity) Summer Period $0.69 $15.23 $15.92 Winter Period $0.63 $9.04 $9.67 c. Meters: A separate Meter is required for each non-utility generation source. d. Calculation of Maximum Demand Credit: (1) In the event the Customer’s Maximum Demand (as defined in Section D.3) occurs when one or more of the non-utility generators on the Customer’s side of the City’s revenue Meter are not operating, the Maximum Demand will be reduced by the sum of the Maximum Generation of those non-utility generators, but in no event shall the Customer’s Maximum Demand be reduced below zero. (2) If the non-utility generation source does not operate for an entire billing cycle, the standby charge does not apply and the Customer shall not receive the Maximum Demand credit described in this Section. e. Exemptions: (1) The standby charge shall not apply to backup generators designed to operate only in the event of an interruption in utility Service and which are not used to offset Customer electricity purchases. (2) The standby charge shall not apply if the Customer meets the definition of an “Eligible Customer-generator” as defined in California Public Utilities Code Section 2827(b)(4), as amended. (3) The applicability of these exemptions shall be determined at the discretion of the Utilities Director. {End} MEDIUM NON-RESIDENTIAL ELECTRIC TIME OF USE SERVICE UTILITY RATE SCHEDULE E-4 TOU CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-4-TOU-1 dated 7-1-20176 Sheet No E-4-TOU-1 A. APPLICABILITY: This voluntary rate schedule applies to Demand metered Ssecondary Electric Service for Ccustomers with Demand between 500 and 1,000 kilowatts per month and who have sustained this level of usage for at least three consecutive months during the most recent 12 month period. This schedule applies to three-phase Electric Service and may include Service to Mmaster- Mmetered multi-family facilities or other facilities requiring Demand-metered Sservices, as determined by the City. In addition, this rate schedule is applicable for Ccustomers who did not pay Ppower Ffactor Aadjustments during the last 12 months. B. TERRITORY: This rate schedule applies everywhereanywhere the City of Palo Alto provides Electric Service. C. UNBUNDLED RATES: Rates per kilowatt (kW) and kilowatt-hour (kWh): Commodity Distribution Public Benefits Total Summer Period Demand Charge (per kW) Peak $2.121.76 $6.097.28 $8.219.04 Mid-Peak 0.6466 6.097.28 6.767.92 Off-Peak 0.6466 6.097.28 6.767.92 Energy Charge (per kWh) Peak $0.1014409248 $0.0175601771 $0.00391417 $0.1229111436 Mid-Peak 0.0983511645 0.0175601771 0.00391417 0.1198213833 Off-Peak 0.0874807146 0.0175601771 0.00391417 0.1089509334 Winter Period Demand Charge (per kW) Peak $1.047 $7.499.28 $8.5610.32 Off-Peak 1.047 7.499.28 8.5610.32 MEDIUM NON-RESIDENTIAL ELECTRIC TIME OF USE SERVICE UTILITY RATE SCHEDULE E-4 TOU CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-4-TOU-2 dated 7-1-20176 Sheet No E-4-TOU-2 Commodity Distribution Public Benefits Total Energy Charge (per kWh) Peak $0.0816408187 $0.017561771 $0.00391417 $0.1031110375 Off-Peak 0.0573807028 0.017561771 $0.00391417 0.0788509216 Minimum Bill ($/day) 14.841415.9946 D. SPECIAL NOTES: 1. Calculation of Cost Components The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. On a Customer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. 2. Definition of Time Periods SUMMER PERIOD (Service from May 1 to October 31): Peak: 12:00 noon to 6:00 p.m. Monday through Friday (except holidays) Mid Peak: 8:00 a.m. to 12:00 noon Monday through Friday (except holidays) 6:00 p.m. to 9:00 p.m. Off-Peak: 9:00 p.m. to 8:00 a.m. Monday through Friday (except holidays) All day Saturday, Sunday, and holidays WINTER PERIOD (Service from November 1 to April 30): Peak: 8:00 a.m. to 9:00 p.m. Monday through Friday (except holidays) Off-Peak: 9:00 p.m. to 8:00 a.m. Monday through Friday (except holidays) All day Saturday, Sunday, and holidays HOLIDAYS: “Holidays” for the purposes of this rate schedule are New Year’s Day, President’s Day, Memorial Day, Independence Day, Labor Day, Veterans Day, Thanksgiving Day, and Christmas Day. The dates will be those on which the holidays are legally observed. MEDIUM NON-RESIDENTIAL ELECTRIC TIME OF USE SERVICE UTILITY RATE SCHEDULE E-4 TOU CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-4-TOU-3 dated 7-1-20176 Sheet No E-4-TOU-3 SEASONAL RATE CHANGES: When the billing period includes use in both the Summer and the Winter periods, the usage will be prorated based on the number of days in each seasonal period, and the charges based on the applicable rates therein.. For further discussion of bill calculation and proration, refer to Rule and Regulation 11. 3. Demand Meter Whenever the monthly use of energy has exceeded 8,000 kilowatt-hours for three consecutive months, a Demand Mmeter will be installed as promptly as is practicable and thereafter continued in Service until the monthly use of energy has fallen below 6,000 kilowatt-hours for twelve consecutive months, whereupon, at the option of the City, it may be removed. The Billing Demand to be used in computing charges under this schedule will be the actual Maximum Demand in kilowatts taken during any 15-minute interval in each of the designated tTime periods as defined under Section D.2. 4. Power Factor Adjustment Time of Use Ccustomers must not have had a Ppower Ffactor Aadjustment assessed on their Service for at least 12 months. Power factor is calculated based on the ratio of kilowatt hours to kilovolt-ampere hours consumed during the month, and must not have fallen below 95% to avoid the pPower Ffactor Aadjustment. Should the City of Palo Alto Utilities Department find that the Customer’s Service should be subject to Ppower Ffactor Aadjustments, the Customer will be removed from the E-4- TOU rate schedule and placed on another applicable rate schedule as is suitable to their kilowatt Demand and kilowatt-hour usage. 5. Changing Rate Schedules Customers electing to be served under E-4 TOU must remain on said schedule for a minimum of 12 months. Should the Customer so wish, at the end of 12 months, the Customer may request a rate schedule change to any applicable City of Palo Alto full- service rate schedule as is suitable to their kilowatt Demand and kilowatt-hour usage. 6. Primary Voltage Discount MEDIUM NON-RESIDENTIAL ELECTRIC TIME OF USE SERVICE UTILITY RATE SCHEDULE E-4 TOU CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-4-TOU-4 dated 7-1-20176 Sheet No E-4-TOU-4 Where delivery is made at the same voltage as that of the line from which the Service is supplied, a discount of 2 1/2 percent for available line voltages above 2 kilovolts will be offered, but the City is not required to supply Service at a particular line voltage where it has, or will install, ample facilities for supplying at another voltage equally or better suited to the Customer's electrical requirements, as determined in the City’s sole discretion. The City retains the right to change its line voltage at any time after providing reasonable advance notice to any Customer receiving the discount in this section. The Customer then has the option to change his system so as to receive Service at the new line voltage or to accept Service (without voltage discount) through transformers to be supplied by the City subject to a maximum kilovolt-ampere size limitation. 7. Standby Charge a. Applicability: The standby charge, subject to the exemptions in subsection D(7)(e), applies to Customers that have a non-utility generation source interconnected on the Customer’s side of the City’s revenue Mmeter and that occasionally require backup power from the City due to non-operation of the non- utility generation source. b. Standby Charges: Commodity Distribution Total Standby Charge (per kW of Reserved Capacity) Summer Period $0.69 $15.23 $15.92 Winter Period $0.63 $9.04 $9.67 c. Meters. A separate Mmeter is required for each non-utility generation source. d. Calculation of Maximum Demand Credit. (1) In the event the Customer’s Maximum Demand occurs when one or more of the non-utility generators on the Customer’s side of the City’s revenue Mmeter are not operating, the Maximum Demand will be reduced by the sum of the Maximum Generation of those non-utility generators, but in no event shall the Customer’s Maximum Demand be reduced below zero. (2) If the non-utility generation source does not operate for an entire billing cycle, the standby charge does not apply and the Customer shall not receive the MEDIUM NON-RESIDENTIAL ELECTRIC TIME OF USE SERVICE UTILITY RATE SCHEDULE E-4 TOU CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-4-TOU-5 dated 7-1-20176 Sheet No E-4-TOU-5 Maximum Demand credit described in this Section. e. Exemptions. (1) The standby charge shall not apply to backup generators designed to operate only in the event of an interruption in utility Service and which are not used to offset Customer electricity purchases. (2) The standby charge shall not apply if the Customer meets the definition of an “Eligible Customer-generator” as defined in California Public Utilities Code Section 2827(b)(4), as amended. (3) The applicability of these exemptions shall be determined at the discretion of the Utilities Director. {End} LARGE NON-RESIDENTIAL ELECTRIC SERVICE UTILITY RATE SCHEDULE E-7 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-7-1 dated 7-1-20176 Sheet No E-7-1 A. APPLICABILITY: This schedule applies to Demand Mmetered secondary Service for large non-residential Customers with a Maximum Demand of at least 1,000KW per month per site, who have sustained this Demand level at least 3 consecutive months during the last twelve months. B. TERRITORY: This rate schedule applies everyanywhere the City of Palo Alto provides Electric Service. C. RATES: Rates per kilowatt (kW) and kilowatt-hour (kWh): Commodity Distribution Public Benefits Total Summer Period Demand Charge (kW) $3.143.49 $23.6320.35 $26.7723.84 Energy Charge (kWh) 0.1003709353 0.0005300058 0.0041700391 0.1050709802 Winter Period Demand Charge (kW) $1.841.90 $15.1713.69 $17.0115.59 Energy Charge (kWh) 0.0697906739 0.0005300058 0.0041700391 0.0744907188 Minimum Bill ($/day) 45.475842.3648 D. SPECIAL NOTES: 1. Calculation of Charges The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. On a Customer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. LARGE NON-RESIDENTIAL ELECTRIC SERVICE UTILITY RATE SCHEDULE E-7 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-7-2 dated 7-1-20176 Sheet No E-7-2 2. Seasonal Rate Changes The Summer Period is effective May 1 to October 31 and the Winter Period is effective from November 1 to April 30. When the billing period includes use both in the summer and in the winter periods, the usage will be prorated based on the number of days in each seasonal period, and the charges based on the applicable rates therein. For further discussion of bill calculation and proration, refer to Rule and Regulation 11. 3. Request for Service Qualifying Customers may request Service under this schedule for more than one Aaccount or one Mmeter if the Aaccounts are on one site. A site shall be defined as one or more utility Aaccounts serving contiguous parcels of land with no intervening public right-of-ways (e.g. streets) and have a common billing address. 4. Maximum Demand Meter Whenever the monthly use of energy has exceeded 8,000 kilowatt-hours for three consecutive months, a Maximum Demand Mmeter will be installed as promptly as is practicable and thereafter continued in Service until the monthly use of energy has fallen below 6,000 kilowatt-hours for twelve consecutive months, whereupon, at the option of the City, it may be removed. The Maximum Demand in any month will be the maximum average power in kilowatts taken during any 15-minute interval in the month provided that if the Customer’s load is intermittent or subject to fluctuations, the City may use a 5-minute interval. A thermal- type Demand Mmeter which does not reset after a definite time interval may be used at the City's option. The Billing Demand to be used in computing charges under this schedule will be the actual Maximum Demand in kilowatts for the current month. An exception is that the Billing Demand for Customers with Thermal Energy Storage (TES) will be based upon the actual Maximum Demand of such Customers between the hours of noon and 6 pm on weekdays. LARGE NON-RESIDENTIAL ELECTRIC SERVICE UTILITY RATE SCHEDULE E-7 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-7-3 dated 7-1-20176 Sheet No E-7-3 5. Power Factor For new or existing Customers whose Demand is expected to exceed or has exceeded 300 kilowatts for three consecutive months, the City has the option to install applicable Mmetering to calculate a Power Factor. The City may remove such Mmetering from the Service of a Customer whose Demand has been below 200 kilowatts for four consecutive months. When such metering is installed, the monthly Electric bill shall include a “Power Factor Adjustment”, if applicable. The adjustment shall be applied to a Customer’s bill prior to the computation of any primary voltage discount. The pPower fFactor Aadjustment is applied by increasing the total energy and Demand charges for any month by 0.25 percent (0.25%) for each one percent (1%) that the monthly Power Factor of the Customer’s load was less than 95%. The monthly Power Factor is the average Power Factor based on the ratio of kilowatt hours to kilovolt-ampere hours consumed during the month. Where time-of-day Mmetering is installed, the monthly Power Factor shall be the Power Factor coincident with the Customer's Maximum Demand. 6. Changing Rate Schedules Customers may request a rate schedule change at any time to any applicable full service rate schedule as is applicable to their kilowatt-Demand and kilowatt-hour usage profile. 7. Primary Voltage Discount Where delivery is made at the same voltage as that of the line from which the Service is supplied, a discount of 2 1/2 percent for available line voltages above 2 kilovolts will be offered, but the City is not required to supply Service at a particular line voltage where it has, or will install, ample facilities for supplying at another voltage equally or better suited to the Customer's electrical requirements , as determined in the City’s sole discretion. The City retains the right to change its line voltage at any time after providing reasonable advance notice to any Customer receiving the discount in this section. The Customer then has the option to change his system so as to receive Service at the new line voltage or to accept Service (without voltage discount) through transformers to be supplied by the City subject to a maximum kVA size limitation. LARGE NON-RESIDENTIAL ELECTRIC SERVICE UTILITY RATE SCHEDULE E-7 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-7-4 dated 7-1-20176 Sheet No E-7-4 8. Standby Charge a. Applicability: The standby charge, subject to the exemptions in subsection D(8)(e), applies to Customers that have a non-utility generation source interconnected on the Customer’s side of the City’s revenue Mmeter and that occasionally require backup power from the City due to non-operation of the non- utility generation source. b. Standby Charges: Commodity Distribution Total Standby Charge (per kW of Reserved Capacity) Summer Period $0.84 $12.55 $13.39 Winter Period $0.72 $6.04 $6.76 c. Meters. A separate Mmeter is required for each non-utility generation source. d. Calculation of Maximum Demand Credit. (1) In the event the Customer’s Maximum Demand (as defined in Section D.4) occurs when one or more of the non-utility generators on the Customer’s side of the City’s revenue Mmeter are not operating, the Maximum Demand will be reduced by the sum of the Maximum Generation of those non-utility generators, but in no event shall the Customer’s Maximum Demand be reduced below zero. (2) If the non-utility generation source does not operate for an entire billing cycle, the standby charge does not apply and the Customer shall not receive the Maximum Demand credit described in this Section. e. Exemptions. (1) The standby charge shall not apply to backup generators designed to operate only in the event of an interruption in utility Service and which are not used to offset Customer electricity purchases. (2) The standby charge shall not apply if the Customer meets the definition of an “Eligible Customer-generator” as defined in California Public Utilities Code LARGE NON-RESIDENTIAL ELECTRIC SERVICE UTILITY RATE SCHEDULE E-7 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No E-7-5 dated 7-1-20176 Sheet No E-7-5 Section 2827(b)(4) , as amended. (3) The applicability of these exemptions shall be determined at the discretion of the Utilities Director. {End} LARGE NON-RESIDENTIAL GREEN POWER ELECTRIC SERVICE UTILITY RATE SCHEDULE E-7-G CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-7-G-1 dated 7-1-20167 Sheet No E-7-G-1 A. APPLICABILITY: This schedule applies to Demand mMetered Service for large non-residential Customers who choose Service under the Palo Alto Green Program. A Customer may qualify for this rate schedule if the Customer’s Maximum Demand is at least 1,000KW per month per site, who have sustained this Demand level at least 3 consecutive months during the last twelve months. B. TERRITORY: The rate schedule applies everywhere the City of Palo Alto provides Electric Service. C. UNBUNDLED RATES: 1. 100% Renewable Option: Commodity Distribution Public Benefits Palo Alto Green Charge Total Summer Period Demand Charge ( per kW) $3.143.49 $23.6320.35 $26.7723.84 Energy Charge (per kWh) 0.1003709353 0.0005300058 0.0041700391 0.0020 0.1070710002 Winter Period Demand Charge (per kW) $1.841.90 $15.1713.69 $17.0115.59 Energy Charge (per kWh) 0.0697906739 0.0005300058 0.0041700391 0.0020 0.0764907388 Minimum Bill ($/day) 45.475842.3648 LARGE NON-RESIDENTIAL GREEN POWER ELECTRIC SERVICE UTILITY RATE SCHEDULE E-7-G CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-7-G-2 dated 7-1-20167 Sheet No E-7-G-2 2. 1000 kWh Block Purchase Option: Commodity Distribution Public Benefits Total Summer Period Demand Charge (per kW) $3.143.49 $23.6320.35 $26.7723.84 Energy Charge (per kWh) 0.1003709353 0.0005300058 0.0041700391 0.1050709802 Palo Alto Green Charge (per 1000 kWh block) $2.00 Winter Period Demand Charge (per kW) $1.901.84 $15.1713.69 $17.0115.59 Energy Charge (per kWh) 0.0697906739 0.0005300058 0.0041700391 0.0744907188 Palo Alto Green Charge (per 1000 kWh block) $2.00 Minimum Bill ($/day) 45.475842.3648 D. SPECIAL NOTES: 1. Calculation of Charges The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. On a Customer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. 2. Seasonal Rate Changes The Summer Period is effective May 1 to October 31 and the Winter Period is effective from November 1 to April 30. When the billing period includes use both in the Summer and the Winter Periods, the usage will be prorated based on the number of days in each seasonal period, and the charges based on the applicable rates therein. For further discussion of bill calculation and proration, refer to Rule and Regulation 11. 3. Maximum Demand Meter Whenever the monthly use of energy has exceeded 8,000 kilowatt-hours for three consecutive months, a Maximum Demand Meter will be installed as promptly as is practicable and thereafter continued in Service until the monthly use of energy has LARGE NON-RESIDENTIAL GREEN POWER ELECTRIC SERVICE UTILITY RATE SCHEDULE E-7-G CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-7-G-3 dated 7-1-20167 Sheet No E-7-G-3 dropped below 6,000 kilowatt-hours for twelve consecutive months, whereupon, at the option of the City, it may be removed. The Maximum Demand in any month will be the maximum average power in kilowatts taken during any 15-minute interval in the month, provided that if the Customer’s load is intermittent or subject to fluctuations, the City may use a 5-minute interval. A thermal-type Demand Meter which does not reset after a definite time interval may be used at the City's option. The Billing Demand to be used in computing charges under this schedule will be the actual Maximum Demand in kilowatts for the current month. An exception is that the Billing Demand for Customers with Thermal Energy Storage (TES) will be based upon the actual Maximum Demand of such Customers between the hours of noon and 6 PM on weekdays. 4. Request for Service Qualifying Customers may request Service under this schedule for more than one Account or one Meter if the Accounts are at one site. A site shall be defined as one or more utility Accounts serving contiguous parcels of land with no intervening public right- of-ways (e.g. streets) and have a common billing address. 5. Power Factor For new or existing Customers whose Demand is expected to exceed or has exceeded 300 kilowatts for three consecutive months, the City has the option of installing applicable Metering to calculate a Power Factor. The City may remove such Metering from the Service of a Customer whose Demand has dropped below 200 kilowatts for four consecutive months. When such Metering is installed, the monthly Electric bill shall include a “Power Factor Adjustment”, if applicable. The adjustment shall be applied to a Customer’s bill prior to the computation of any primary voltage discount. The Ppower fFactor Aadjustment is applied by increasing the total energy and Demand charges for any month by 0.25 percent or (1/4) for each one percent (1%) that the monthly Power Factor of the Customer’s load was less than 95%. The monthly Power Factor is the average Power Factor based on the ratio of kilowatt- hours to kilovolt-ampere hours consumed during the month. Where time-of-day LARGE NON-RESIDENTIAL GREEN POWER ELECTRIC SERVICE UTILITY RATE SCHEDULE E-7-G CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-7-G-4 dated 7-1-20167 Sheet No E-7-G-4 Metering is installed, the monthly Power Factor shall be the Power Factor coincident with the Customer's Maximum Demand. 6. Changing Rate Schedules Customers may request a rate schedule change at any time to any applicable full service rate schedule as is applicable to their kilowatt-Demand and kilowatt-hour usage profile 7. Palo Alto Green Program Description and Participation Palo Alto Green provides for either the purchase of enough renewable energy credits (RECs) to match 100% of the energy usage at the facility every month, or for the purchase of 1000 kilowatt-hour (kWh) blocks. These REC purchases support the production of renewable energy, increase the financial value of power from renewal sources, and creates a transparent and sustainable market that encourages new development of wind and solar. Customers choosing to participate shall fill out a Palo Alto Green Power Program application provided by the Customer Service Center. Customers may request at any time, in writing, a change to the number of blocks they wish to purchase under the Palo Alto Green Program. 8. Primary Voltage Discount Where delivery is made at the same voltage as that of the line from which the Service is supplied, a discount of 2 1/2 percent for available line voltages above 2 kilovolts will be offered, but the City is not required to supply Service at a qualified line voltage where it has, or will install, ample facilities for supplying at another voltage equally or better suited to the Customer's Electrical requirements , as determined in the City’s sole discretion. The City retains the right to change its line voltage at any time after providing reasonable advance notice to any Customer receiving the discount in this section. The Customer then has the option to change the system so as to receive Service at the new line voltage or to accept Service (without voltage discount) through transformers to be supplied by the City subject to a maximum kilovolt-ampere size limitation. 9. Standby Charge a. Applicability: The standby charge, subject to the exemptions in subsection D(9)(e), applies to Customers that have a non-utility generation source LARGE NON-RESIDENTIAL GREEN POWER ELECTRIC SERVICE UTILITY RATE SCHEDULE E-7-G CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-7-G-5 dated 7-1-20167 Sheet No E-7-G-5 interconnected on the Customer’s side of the City’s revenue Meter and that occasionally require backup power from the City due to non-operation of the non- utility generation source. b. Standby Charges: Commodity Distribution Total Standby Charge (per kW of Reserved Capacity) Summer Period $0.84 $12.55 $13.39 Winter Period $0.72 $6.04 $6.76 c. Meters: A separate Meter is required for each non-utility generation source. d. Calculation of Maximum Demand Credit: (1) In the event the Customer’s Maximum Demand (as defined in Section D.3) occurs when one or more of the non-utility generators on the Customer’s side of the City’s revenue Meter are not operating, the Maximum Demand will be reduced by the sum of the Maximum Generation of those non-utility generators, but in no event shall the Customer’s Maximum Demand be reduced below zero. (2) If the non-utility generation source does not operate for an entire billing cycle, the standby charge does not apply and the Customer shall not receive the Maximum Demand credit described in this Section. e. Exemptions: (1) The standby charge shall not apply to backup generators designed to operate only in the event of an interruption in utility Service and which are not used to offset Customer electricity purchases. (2) The standby charge shall not apply if the Customer meets the definition of an “Eligible Customer-generator” as defined in California Public Utilities Code Section 2827(b)(4), as amended. (3) The applicability of these exemptions shall be determined at the discretion of the Utilities Director. {End} LARGE NON-RESIDENTIAL ELECTRIC TIME OF USE SERVICE UTILITY RATE SCHEDULE E-7 TOU CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-7-TOU-1 dated 7-1-20167 Sheet No E-7-TOU-1 A. APPLICABILITY: This voluntary rate schedule applies to Demand mMetered secondary Service for non- residential Ccustomers with a Maximum Demand of at least 1,000KW per month per site, who have sustained this Demand level at least 3 consecutive months during the last twelve months. In addition, this rate schedule is applicable for customers Customers who did not pay Ppower Ffactor Aadjustments during the last 12 months. B. TERRITORY: This rate schedule applies everywhere the City of Palo Alto provides Electric Service. C. UNBUNDLED RATES: Rates per kilowatt (kW) and kilowatt-hour (kWh): Commodity Distribution Public Benefits Total Summer Period Demand Charge (per kW) Peak $1.922.22 $7.946.84 $9.869.06 Mid-Peak 0.6264 7.946.84 7.488.56 Off-Peak 0.6264 7.946.84 7.488.56 Energy Charge (per kWh) Peak $0.1014910177 $0.0005300058 $0.0041700391 $0.1061910626 Mid-Peak 0.1277909868 0.0005300058 0.0041700391 0.1324910316 Off-Peak 0.0784208777 0.0005300058 0.0041700391 0.0831209226 Winter Period Demand Charge (per kW) Peak $0.9396 $7.686.93 $8.617.89 Off-Peak 0.9396 7.686.93 8.617.89 Energy Charge (per kWh) Peak $0.0715008036 $0.0005300058 $0.0041700391 $0.0762008484 LARGE NON-RESIDENTIAL ELECTRIC TIME OF USE SERVICE UTILITY RATE SCHEDULE E-7 TOU CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-7-TOU-2 dated 7-1-20167 Sheet No E-7-TOU-2 Off-Peak 0.0613805647 0.0005300058 0.0041700391 0.0660806096 Minimum Bill ($/day) 42.364845.4758 D. SPECIAL NOTES: 1. Calculation of Charges The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. On a Customer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. 2. Definition of Time Periods SUMMER PERIOD (Service from May 1 to October 31): Peak: 12:00 noon to 6:00 p.m. Monday through Friday (except holidays) Mid Peak: 8:00 a.m. to 12:00 noon Monday through Friday (except holidays) 6:00 p.m. to 9:00 p.m. Off-Peak: 9:00 p.m. to 8:00 a.m. Monday through Friday All day Saturday, Sunday, and holidays WINTER PERIOD (Service from November 1 to April 30): Peak: 8:00 a.m. to 9:00 p.m. Monday through Friday (except holidays) Off-Peak: 9:00 p.m. to 8:00 a.m. Monday through Friday (except holidays) All day Saturday, Sunday, and holidays HOLIDAYS: “Holidays” for the purposes of this rate schedule are New Year’s Day, President’s Day, Memorial Day, Independence Day, Labor Day, Veterans Day, Thanksgiving Day, and Christmas Day. The dates will be those on which the holidays are legally observed. SEASONAL RATE CHANGES: When the billing period includes use in both the Summer and the Winter periods, the usage will be prorated based on the number of days in each seasonal LARGE NON-RESIDENTIAL ELECTRIC TIME OF USE SERVICE UTILITY RATE SCHEDULE E-7 TOU CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-7-TOU-3 dated 7-1-20167 Sheet No E-7-TOU-3 period, and the charges based on the applicable rates therein. For further discussion of bill calculation and proration, refer to Rule and Regulation 11. 3. Request for Service Qualifying Ccustomers may request Service under this schedule for more than one Aaccount or one Mmeter if the Aaccounts are on one site. A site shall be defined as one or more utility Aaccounts serving contiguous parcels of land with no intervening public right-of-ways (e.g. streets) and have a common billing address. 4. Demand Meter Whenever the monthly use of energy has exceeded 8,000 kilowatt-hours for three consecutive months, a Demand Mmeter will be installed as promptly as is practicable and thereafter continued in Service until the monthly use of energy has fallen below 6,000 kilowatt-hours for twelve consecutive months, whereupon, at the option of the City, it may be removed. The Billing Demand to be used in computing charges under this schedule will be the actual Maximum Demand in kilowatts taken during any 15-minute interval in each of the designated tTime periods as defined under Section D.2. 5. Power Factor Adjustment Time of Use Ccustomers must not have had a pPower fFactor aAdjustment assessed on their Service for at least 12 months. Power factor is calculated based on the ratio of kilowatt hours to kilovolt-ampere hours consumed during the month, and must not have fallen below 95% to avoid the Ppower Ffactor Aadjustment. Should the City of Palo Alto Utilities Department find that the Customer’s Service should be subject to Ppower Ffactor Aadjustments, the Customer will be removed from the E-7-TOU rate schedule and placed on another applicable rate schedule as is suitable to their kilowatt Demand and kilowatt-hour usage. 6. Changing Rate Schedules Customers electing to be served under E-7 TOU must remain on said schedule for a minimum of 12 months. Should the Customer so wish, at the end of 12 months, the Customer may request a rate schedule change to any applicable City of Palo Alto full-service rate schedule as is suitable to their kilowatt Demand and kilowatt-hour usage. LARGE NON-RESIDENTIAL ELECTRIC TIME OF USE SERVICE UTILITY RATE SCHEDULE E-7 TOU CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-7-TOU-4 dated 7-1-20167 Sheet No E-7-TOU-4 7. Primary Voltage Discount Where delivery is made at the same voltage as that of the line from which the Service is supplied, a discount of 2 1/2 percent for available line voltages above 2 kilovolts will be offered, but the City is not required to supply Service at a particular line voltage where it has, or will install, ample facilities for supplying at another voltage equally or better suited to the Customer's electrical requirements , as determined in the City’s sole discretion. The City retains the right to change its line voltage at any time after providing reasonable advance notice to any Customer receiving the discount in this section. The Customer then has the option to change his system so as to receive Service at the new line voltage or to accept Service (without voltage discount) through transformers to be supplied by the City subject to a maximum kilovolt-ampere size limitation. 8. Standby Charge a. Applicability: The standby charge, subject to the exemptions in subsection D(8)(e), applies to Customers that have a non-utility generation source interconnected on the Customer’s side of the City’s revenue Mmeter and that occasionally require backup power from the City due to non-operation of the non-utility generation source. b. Standby Charges: Commodity Distribution Total Standby Charge (per kW of Reserved Capacity) Summer Period $0.84 $12.55 $13.39 Winter Period $0.72 $6.04 $6.76 c. Meters. A separate mMeter is required for each non-utility generation source. d. Calculation of Maximum Demand Credit. (1) In the event the Customer’s Maximum Demand occurs when one or more of the non-utility generators on the Customer’s side of the City’s revenue mMeter are not operating, the Maximum Demand will be reduced by the sum of the Maximum LARGE NON-RESIDENTIAL ELECTRIC TIME OF USE SERVICE UTILITY RATE SCHEDULE E-7 TOU CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20187 Supersedes Sheet No E-7-TOU-5 dated 7-1-20167 Sheet No E-7-TOU-5 Generation of those non-utility generators, but in no event shall the Customer’s Maximum Demand be reduced below zero. (2) If the non-utility generation source does not operate for an entire billing cycle, the standby charge does not apply and the Customer shall not receive the Maximum Demand credit described in this Section. e. Exemptions. (1) The standby charge shall not apply to backup generators designed to operate only in the event of an interruption in utility Service and which are not used to offset Customer electricity purchases. (2) The standby charge shall not apply if the Customer meets the definition of an “Eligible Customer-generator” as defined in California Public Utilities Code Section 2827(b)(4) , as amended. (3) The applicability of these exemptions shall be determined at the discretion of the Utilities Director. {End} CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No. E-14-1 dated 7-1-20176 Sheet No. E-14-1 A. APPLICABILITY: This schedule applies to all street and highway lighting installations. B. TERRITORY: Within the incorporated limits of the City of Palo Alto and on land owned or leased by the City. C. RATES: Per Lamp Per Month Class A: Utility supplies energy and switching service only. Lamp Rating: High Pressure Sodium Vapor Lamps 100 watts 9.668.28 200 watts 17.8315.29 250 watts 21.9218.79 310 watts 27.1223.25 400 watts 34.9229.94 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No. E-14-2 dated 7-1-20176 Sheet No. E-14-2 Per Lamp Per Month – Class C: Utility supplies energy and switching service and maintains entire system, including lamps and glassware. Lamp Rating: Mercury-Vapor Lamps 400 watts 34.9432.58 High Pressure Sodium Vapor Lamps 70 watts 30.4825.72 100 watts 32.9327.82 150 watts 37.0233.32 250 watts 45.1938.33 Light Emitting Diode (LED) Lamps 70 watts-equivalent 25.0621.07 100 watts-equivalent 26.9122.66 150 watts-equivalent 28.6224.13 250 watts 33.3028.14 D. SPECIAL CONDITIONS: 1. Type of Service: This schedule is applicable to series circuit and multiple street lighting systems to which the Utility will deliver current at secondary voltage. Unless otherwise agreed, multiple current will be delivered at 120/240 volts, three-wire, single-phase. In certain localities the Utility may supply service from 120/208 volt star-connected poly-phase lines in place of 240-volt service. Single phase service from 480-volt sources will be available in certain areas at the option of the Utility when this type of service is practical from the Utility's engineering standpoint. All currents and voltages stated herein are nominal, reasonable variations being permitted. New lights will normally be supplied as multiple systems. 2. Point of Delivery: Delivery will be made to the customer's system at a point or at points mutually agreed upon. The Utility will furnish the service connection to one point for each group of lamps, provided the customer has arranged his system for the least practicable number of points of delivery. All underground connections will be made by the customer or at the customer's expense. CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20178 Supersedes Sheet No. E-14-3 dated 7-1-20176 Sheet No. E-14-3 3. Switching: Switching will be performed by the Utility (on the Utility's side of points of delivery) and no charge will be made for switching provided there are at least 10 kilowatts of lamp load on each circuit separately switched, including all lamps on the circuit whether served under this schedule or not; otherwise, an extra charge of $2.50 per month will be made for each circuit separately switched unless such switching installation is made for the Utility's convenience or the customer furnishes the switching facilities and, if installed on the Utility's equipment, reimburses the Utility for installing and maintaining them. 4. Annual Burning Schedule: The above rates apply to lamps which will be turned on and off once each night in accordance with a regular burning schedule agreeable to the customer but not exceeding 4,100 hours per year. 5. Maintenance: The rates under Class C include all labor necessary for replacement of glassware and for inspection and cleaning of the same. Maintenance of glassware by the Utility is limited to standard glassware such as is commonly used and manufactured in reasonably large quantities. A suitable charge will be made for maintenance of glassware of a type entailing unusual expense. Under Class C, the rates include maintenance of circuits between lamp posts and of circuits and equipment in and on the posts, provided these are all of good standard construction; otherwise, the Utility may decline to grant Class C rates. Class C rates applied to any agency other than the City of Palo Alto also include painting of posts with one coat of good ordinary paint as required to maintain good appearance but do not include replacement of posts broken by traffic accidents or otherwise. 10. . System Owned In-Part by Utility : Where, at customer's request, the Utility installs, owns, and maintains any portion of the lighting fixtures, supports, and/or interconnecting circuits, an extra monthly charge of one and one-fourth percent of the Utility's estimate of additional investment shall be made. 11. Rates For Lamps Not on Schedule: In the event a customer installs a lamp which is not presently represented on this schedule, the Utility will prepare an interim rate reflecting the Utility's estimated costs associated with the specific lamp size. This interim rate will serve as the effective rate for billing purposes until the new lamp rating is added to Schedule E-14. {End} EXCERPTED DRAFT MINUTES OF THE APRIL 12, 2018 SPECIAL MEETING UTILITIES ADVISORY COMMISSION ITEM 1: ACTION: Staff recommendation that the Utilities Advisory Commission recommend the City Council adopt 1) a Resolution approving the Fiscal Year 2019 Electric Financial Plan, and 2) a Resolution increasing Electric Rates by 9% by amending the E-1, E-2, E-2-G, E-4, E-4-G, E-4 TOU, E-7, E-7-G, E-7 TOU, and E-14 Rate Schedules. Ed Shikada, Utilities General Manager, noted a revision in the proposed rate increase. Staff originally recommended a 9% rate increase but is now proposing a 6% rate increase. Erik Keniston, Senior Resource Planner, reported that the recommended rate increase for the Electric Utility is 6% in fiscal year 2019 followed by a 3% increase in fiscal year 2020 and a 2% increase in fiscal year 2021. With the recommended rate increase, revenue projections should match cost projections. Last year, staff projected a 7% rate increase. In the short term, staff is projecting a slight increase in Capital Improvement Program (CIP) expenditures related to one-time projects, but then costs decrease after 2021. Some of the capital investments are related to Smart Grid improvements. In current models, staff assumes funding for Smart Grid improvements will come from the Electric Special Projects Reserve Fund. The majority of the change in expenses between fiscal year 2016 and fiscal year 2022 is driven by the supply portfolio. Between fiscal year 2019 and fiscal year 2022, costs will be about the same overall. Supply reserves remain relatively healthy. At this time, staff projects a withdrawal from the Hydroelectric Stabilization Reserve Fund of approximately $1 million. If drought or a dry hydroelectric year occurs, having more money in the Reserve Fund will be critical to the financial health of the Electric Utility. In response to Chair Danaher's query asking whether the utility was receiving less hydroelectric power than expected, Jonathan Abendschein, Assistant Director of Resource Management, explained that March storms helped alleviate the dry year through February. The City will receive less than average hydroelectric generation, but it is not extremely low. Keniston continued his presentation. The Distribution Operations Reserve Fund was below the minimum guideline level in 2017, but staff will transfer funds so that the balance falls within guideline levels. The Supply Operations Reserve Fund should meet the target level during the forecast period. The Distribution Operations Reserve Fund is expected to remain at the target level. In answer to Chair Danaher's question about reasons for the Supply Operations Reserve Fund rising and falling in 2018, 2019, and 2020, Keniston indicated it was a result of staff's proposed transfers of funds between supply and distribution reserve funds. In reply to Commissioner Johnston's inquiry regarding a way to spread the proposed rate increases over five years, Keniston advised that the 6% rate increase was needed to keep fund balances within guideline ranges given the cost projections. Even with the increase, staff planned to withdraw funds from the ATTACHMENT F Electric Special Projects Reserve Fund as a temporary loan. Abendschein clarified that the Utility has only limited control over supply costs because they are influenced long term rather than year-to-year, so it was difficult to make short-term adjustments to reduce the rate increases. Costs could be controlled over the long term. For example, the Utility works with partner agencies to intervene in transmission cases, which can achieve significant savings. One short-term cost containment measure is Northern California Power Agency's (NCPA) recent refinancing of debt on the Calaveras resource. Palo Alto's share of that savings will be a few hundred thousand dollars. Noting the Commissioners comment on Silicon Valley Power having lower rates, he said that Silicon Valley Power, which is the City of Santa Clara's utility, has lower rates than Palo Alto because it ended its final coal contract in December, has an in-town gas plant on which there is little debt, and seeks data center and manufacturing customers. Shikada added that the location of the gas plant allows Santa Clara to avoid the transmission access charge. Chair Danaher proposed staff include reasons for the rate increase in the staff report to the Council. In response to his question regarding the cost of a bad drought year to the Utility, Keniston indicated the Utility could easily exhaust all funds in the Hydroelectric Stabilization Reserve Fund. Abendschein stated the estimated cost of a drought year is $8-$10 million. Chair Danaher did not believe the Utility has sufficient reserve fund balances to delay a rate increase. In reply to Commissioner Forssell's question about whether the hydroelectric rate adjuster would help the Utility in drought years, Abendschein reported the adjuster will be helpful. When reserve fund balances are low and the year is dry, the effective percentage increase for the rate adjuster is in the ballpark of 8%-10% on the bill. If the Council chooses to reduce reserve funds in order to spread rate increases over future years, the risk of going from no rate adjuster to a full rate adjuster in one year increases. Higher reserve balances would allow the rate adjuster to be implemented at a lower level (about 5% bill impact) in the first year and perhaps 10% in the second year. In response to Vice Chair Ballantine's question about the impact of the Cost of Service Study on the use of tiered rates, Keniston advised that one tier of rates was eliminated due to the Cost of Service Study. The existing tier structure will not change. ACTION: Vice Chair Ballantine moved to recommend the City Council adopt 1) a Resolution approving the Fiscal Year 2019 Electric Financial Plan, and 2) a Resolution increasing Electric Rates by 6% by amending the E-1, E-2, E-2-G, E-4, E-4-G, E-4 TOU, E-7, E-7-G, E-7 TOU, and E-14 Rate Schedules. Commissioner Johnston seconded the motion. The motion carried 5-0 with Chair Danaher, Vice Chair Ballantine, Commissioners Forssell, Johnston, and Schwartz voting yes.