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HomeMy WebLinkAboutStaff Report 2812 City of Palo Alto (ID # 2812) Finance Committee Staff Report Report Type: Action ItemsMeeting Date: 5/17/2012 May 17, 2012 Page 1 of 13 (ID # 2812) Summary Title: Gas Utility Rate Adjustments Title: Utilities Advisory Commission Recommendation to Adopt a Resolution Amending Gas Utility Rates Effective July 1, 2012 From: City Manager Lead Department: Utilities Recommendation Staff and the Utilities Advisory Commission request that Finance Committee recommend that the City Council adopt a resolution: 1. Amending Utility Rate Schedules G-1, G-2, G-3, G-4, G-10, G-11, G-12, and Utility Rules and Regulations 2 and 5, as attached, effective July 1, 2012; and 2. Repealing Utility Rate Schedule G-6 as of July 1, 2012. Executive Summary If approved by Council, the impact of the proposed gas rate adjustments is a decrease of $12.32, or 22%, for a typical residential customer’s monthly gas utility bill (averaged between the summer and winter seasons). This is based on the gas market price forecast for Fiscal Year (FY) 2013 as of November 15, 2011, which is when the budget submission for FY 2013 was prepared. Since that time, gas market prices have fallen significantly. For example, if the gas supply price for March 2012 was used, the typical residential customer’s monthly gas utility bill would decrease by $18.03, or 33%. The actual impact on an individual customer will vary depending on customer class, individual customer gas usage levels, as well as market price conditions in the month gas is delivered to the customer. The proposed gas rates implement Council direction to adjust gas supply rates monthly for all customers based on the monthly market price. Based on FY 2013 budget projections, gas supply rates are expected to decrease by 35%, but the actual decrease is unknown since supply rates will vary every month based on the spot market price of gas. Gas distribution rates, on the other hand, will increase by 25% due to the realignment of costs between the supply and distribution gas rates in accordance with the cost of service study. Based on the FY 2013 budget projections, the overall gas utility rates will decrease by 9.9%. May 17, 2012 Page 2 of 13 (ID # 2812) The City engaged a consultant to review and update the gas utility cost of service study, including the changes resulting from the move to market price -based retail commodity rates. Proposed rate changes for the gas utility are based on the recommendations from the updated cost of service study. The Utilities Advisory Commission reviewed and recommended Council approval of the proposed gas rates at its May 2 meeting. Background In November 2011 Council directed staff to develop market price-based, monthly-adjusted gas supply rates. Staff prepared a timeline to implement the new rates by July 1, 2012 (Staff Report 2427). The new supply rate will be adjusted every month a nd will be based on the monthly market price for natural gas. In April 2012, the Finance Committee reviewed the long-term financial projections for the gas utility that showed a total revenue requirement decrease of 9.9%, or $4.3 million, for FY 2013, consisting of an expected 35% decrease in supply sales revenue and a 25% increase in distribution sales reven ue. Those revenue projections are based on forward gas prices as of November 15, 2011 when budget estimates were due. Since gas commodity rates will change monthly, the revenue estimates and system average rate could be higher or lower than the budget projection. For example, forward gas prices as of February 14, 2012 are 15% lower than those on November 15, 2011. The last change to Gas Utility rates was a 10.0%, or $4.6 million per year, revenue requirement decrease that went into effect on July 1, 2009. Since that time, revenues for the gas utility as a whole have covered costs. However, since July 1, 2009, supply costs decreased and distribution costs increased and the rate stabilization reserve balances were maintained within reserve guideline levels by transfers from the Gas Supply Rate Stabilization Reserve (G -SRSR) to the Gas Distribution Fund Rate Stabilization Reserve (G-DRSR) of $6.0 million in FY 2011 and $8.0 million in FY 2012. Discussion Gas Utility Customer Profile and Revenue Collection The City of Palo Alto Utilities’ (CPAU’s) Gas Utility has approximately 24,000 gas service accounts. Table 1 provides the distribution of revenue by rate schedule and rate component as well as the distribution of accounts by customer segment. May 17, 2012 Page 3 of 13 (ID # 2812) Table 1: Sales Revenue and Number of Accounts (FY 2012) Revenue Source Residential G-1 Residential Master- Metered (RMM)/ Commercial G-2 Large Commercial G-3 Municipal G-6 Comp- ressed Natural Gas (CNG) G-10 Total Volumetric Charge ($/yr) 17,431,618 18,074,075 4,919,988 407,477 50,759 40,883,916 Service Charge ($/yr) 1,367,100 970,200 70,908 21,879 3,732 2,433,819 Total Revenue ($/yr) 18,798,718 19,044,275 4,990,896 429,356 54,491 43,317,735 Number of Accounts 21,700 2,310 19 33 1 24,063 Approximately 90% of customer accounts fall into the residential classification (G-1 rate schedule) representing 43% of revenues. The remaining 57% of revenues are collected primarily from master-metered multi-family/ small commercial customers (G2 rate schedule) and large commercial accounts (G-3 rate schedule) with a small amount of revenues coming from municipal and compressed natural gas (CNG) accounts (G -6 and G-10 rate schedules, respectively). Currently, about 6% of the retail rate revenue is collected through fixed mo nthly service charges and 94% through volumetric, or usage-based, charges. Cost of Service Analysis (COSA) CPAU hired Utility Financial Solutions, LLC to update a cost of service analysis utilizing the most recent data available for customer gas usage (FY 2011) and associated costs for the Gas Fund. The analysis included a review of utility financial data, customer class load profiles and the specific costs associated with providing utility services. The study was conducted based on industry-recognized methodologies for the functional classification of utility assets and expenses, and allocation of costs to customer classes based on the cost to provide the service. Specific customer class attributes included quantity of service and resource consumed; variability of use during the year; and peak demands created on the system by each class. The results of the study indicate that adjustments to rate schedules are required to accurately align future revenues collected from each customer class with the costs attributable to serving that class. The cost of service and rate study report is provided in Attachment D. Summary results are presented in the following sections. The proposed adjustment to gas rates is consistent with the COSA results. Current Rate Schedules and Recommended COSA Alignments The study compared required revenue collection with current revenue collection. The results are presented in Table 2. The column entitled “Difference” indicates the required rate adjustment by customer class with an overall revenue decrease of 9.9%, or $4.2 million, for FY 2013. May 17, 2012 Page 4 of 13 (ID # 2812) Table 2: Required Revenue Collection based on COSA versus Current Rates (FY 2013) Rate Schedule – Customer Class Cost of Service Current Difference G1 – Residential $ 15,460,855 $ 18,589,631 (16.8%) G2 – RMM and Commercial 17,055,771 19,534,961 (12.7%) G3 – Large Commercial 5,392,930 3,912,976 37.8% G6 – Municipal 413,906 484,388 (14.6%) G10 – CNG 31,565 29,740 6.1% Total $ 38,355,026 $ 42,551,695 (9.9%) Current gas utility rate schedules consist of a monthly customer charge and volumetric rates for unbundled cost components. The monthly customer charge varies by rate schedule. The unbundled cost components consist of the Commo dity Charge, Administrative Fee, PG&E Local Transportation Charge, and Palo Alto Local Distribution Charge. The volumetric commodity charge for residential customers (G -1) varies based on usage tier. The residential tiered rates are also referred to as “inverted block rates” where usage in the first tier has a lower rate than usage in the second tier. The cost of service study (Attachment D) provides an explanation of how the cost-based tiered rates were developed. Essentially, the tiers are based on the higher costs that are imposed on the system by higher demands. The industry standard practice to allocate distribution costs is called the “base -extra capacity” method, which is establishes how much infrastructure has been built to serve the customer classes’ peak load. Based on this method, the first tier rate was developed by applying the peak usage of the G-1 class assuming the system was used at full capacity consistently throughout the year, resulting in an average rate at full capacity. The second tier is established to recover the remaining distribution costs. For non-residential customers a single volumetric rate is used, as these customers have largely varying usage characteristics. This makes a single volumetric rate the more effective mechanism by which to recover the costs of the demands they place on the system. The Commodity Charge for customers on G-3 and G-10 rate schedules is based on the market price for natural gas that varies on a monthly basis. The Commodity Charge for all other customers (pool customers) is a fixed rate adjusted as needed. The current charges under existing rate schedules are shown in Table 3. May 17, 2012 Page 5 of 13 (ID # 2812) Table 3: Existing Gas Utility Rate Schedules Schedule – Customer Class Customer Charge ($/month) Commodity Charge ($/therm) Admin Fee ($/therm) PG&E Local Transpor- tation ($/therm) Palo Alto Local Distribution Charge ($/therm) G1 – Residential 5.25 Tier 1: 0.7095 Tier 2: 1.2815 0.0227 0.0212 0.6338 G2 – RMM and Commercial 35.00 0.8321 0.0227 0.0212 0.4781 G3 – Large Commercial 311.00 Market-based 0.0227 0.0212 0.2884 G6 – Municipal 55.25 0.8321 0.0227 0.0212 0.4897 G10 –CNG 55.25 Market-based 0.0227 0.0212 - Proposed Changes to Customer Charge Customer charges are determined based on allocated costs for customer service, metering, billing, credit and collections and a portion of the operations and maintenance costs of the gas distribution system. Based on COSA results, proposed changes to the monthly customer charge by rate class are presented in Table 4. Staff recommends changing the name of this charge from “Customer Charge” to “Service Charge” as this better represents the nature of this charge. Table 4: Proposed Changes to Customer Charge Schedule – Customer Class Current Customer Charge ($/Month) Proposed Service Charge ($/Month) % Change Change ($/month) G1 – Residential 5.25 9.88 88.2% 4.63 G2 – RMM and Commercial 35.00 74.86 113.9% 39.86 G3 – Large Commercial 311.00 361.18 16.1% 51.18 G6 – Municipal * 55.25 N/A N/A N/A G10 – CNG 55.25 50.65 (8.3%) (0.40) * G-6 rate schedule is proposed to be repealed and G-6 customers moved to the G-2 rate. Proposed Changes to Commodity Charge Commodity charges for all customers will be based on the monthly market price, which is the natural gas Bidweek Price Index1 for delivery at PG&E Citygate2, accounting for delivery losses to the customer’s meter. Currently, the commodity charge for the G-1 rate schedule has tiered pricing, while the G-1 distribution charge is flat (no tiers). Since the commodity charge will be the same for all customers, it is proposed that the G -1 distribution rate have tiered pricing. The change is explained in more detail under the Proposed Changes to Distribution Charges section below. Proposed changes to the Commodity Charge by rate class are presented in Table 5. 1 Bidweek Price Index is the price reported in “Natural Gas Intelligence (NGI)’s Bidweek Survey”, California “PG&E Citygate” under column “avg.” for the calendar month. 2 PG&E Citygate is the point at which PG&E’s Backbone Transmission System connects to the PG&E’s Local Transmission System. May 17, 2012 Page 6 of 13 (ID # 2812) Table 5: Proposed Changes to Commodity Charge Schedule – Customer Class Current Commodity Charge ($/therm) Proposed Commodity Charge ($/therm) % Change G1 – Residential Tier 1: 0.7095 Tier 2: 1.2815 Market- based N/A G2 – RMM and Commercial 0.8321 Market- based N/A G3 – Large Commercial Market-based Market- based 0 G6 – Municipal * 0.8321 N/A N/A G10 – CNG Market-based Market- based 0 * G-6 rate schedule is proposed to be repealed and G-6 customers moved to the G-2 rate. Proposed Changes to Administrative Fee and PG&E Local Transportation Charge Currently, the administrative fee is $0.0227 per therm for all rate classes. Based on the COSA, a charge of $0.0074 per therm is proposed. The change reflects the alignment of administrative costs with expected costs associated with commodity and non-commodity-related areas. Administrative costs to be recovered through the administrative fee represent the revenue requirement to cover only the commodity-related administrative and overhead costs. Staff proposes changing the name of this charge from “Administrative Fee” to “Administrative Charge” for consistency purposes. Currently, PG&E Local Transportation Charge is $0.0212 per therm for all rate classes. Based on the COSA, a charge of $0.0685 per them is proposed. The increase includes expected increases in PG&E’s transportation charges, costs to monitor and intervene in gas regulatory proceedings at the California Public Utilities Commission, and non-commodity related administrative and overhead costs. Staff proposes changing the name of this charge from “PG&E Local Transportation Charge” to “Transportation Charge” for consistency. Proposed Changes to Palo Alto Local Distribution Charge Palo Alto Local Distribution Charges are based on costs of maintaining and operating the gas distribution system, excluding those recovered through the monthly customer charge. Based on COSA results, proposed changes to the Palo Alto Local Distribution Charge by rate class are presented in Table 6. Staff proposes changing the name of this charge from “Palo Alto Local Distribution Charge” to “Distribution Charge” as this better represents the nature of this charge. May 17, 2012 Page 7 of 13 (ID # 2812) Table 6: Proposed Changes to Palo Alto Local Distribution Charge Schedule – Customer Class Current Palo Alto Local Distribution Charge ($/therm) Proposed Distribution Charge ($/therm) % Change G1 – Residential Tier 1: 0.6338 Tier 2: 0.6338 System Avg: 0.6338 Tier 1: 0.3883 Tier 2: 0.9037 System Avg: $0.5961 Tier 1: (38.7%) Tier 2: 42.6% System Avg: (5.9%) G2 – RMM and Commercial 0.4781 0.5638 17.9% G3 – Large Commercial 0.2884 0.5562 92.8% G6 – Municipal * 0.4897 N/A N/A G10 – CNG - - N/A * G-6 rate schedule is proposed to be repealed and G-6 customers moved to the G-2 rate. Proposed Changes to G-1 Residential Tiers As presented in Tables 5 and 6, the tier structure for G-1 that is currently part of the commodity rate component is proposed to be part of the distribution rate component. Usage tier size and definitions of the usage seasons are changed as discussed below. Proposed rates for the G -1 distribution tiers are based on COSA results. Current G-1 bundled volumetric rates are $1.3872/therm for tier 1 and $1.9592/therm for tier 2, for a tier price diff erential of $0.5720/therm. The proposed G-1 tier differential based on the COSA is $0.5154/therm. Proposed Changes to Seasonal Definition and G-1 Residential Tier Blocks The seasons for tier usage blocks consist of “summer” and “winter” as defined by he ating demands on the system. Currently, the summer season is from May 1 through October 31, and winter season is from November 1 through April 30. Staff recommends a change to the definition of summer and winter seasons based on the review of residential customer seasonal consumption patterns using FY 2011 billing data. Staff recommends changing the definition so that the summer season is from April 1 through October 31 and the winter season is from November 1 through March 31. The change is that the mo nth of April is changed from “winter” to “summer.” Staff recommends a change in the definition of usage tier blocks for residential customers based on median usage by season. For the proposed seven-month summer season (April through October), 50% of G-1 consumers use 18 therms/month or less, making the current summer tier of 20 therms/month (0.66 therms per day for a 30 day billing period) adequate. For the five-month winter season (November through March), the median customer usage is 56 therms/month and the current tier 1 winter usage block is 96 therm/month (3.2 therms per day for a 30 day bill). Therefore, staff recommends revising the winter tier 1 level to 2 therms per day, or 60 therms for a 30 day billing period. The revised season and tier defi nitions are very close to the PG&E’s baseline levels of 17.7 therms/month for summer (April through October) and 60.6 therms/month for winter (November through March). May 17, 2012 Page 8 of 13 (ID # 2812) Table 7 provides a summary of current and proposed gas utility rate schedules. Table 7: Current and Proposed Gas Rates Distribution Charges Current Rates Proposed Rates % Change Service Charge (per Month per Service) Customer Charge Service Charge G1 – Residential $ 5.25 $ 9.88 88.2% G2 – Residential Master-Metered and Commercial 35.00 74.86 113.9% G3 – Large Commercial 311.00 361.18 16.1% G6 – Municipal * 55.25 N/A N/A G10 – Compressed Natural Gas 55.25 50.65 (8.3%) Distribution Charge (per therm) Palo Alto Local Distribution Charge Distribution Charge G1 – Residential Tier 1 $ 0.6338 $ 0.3883 (38.7%) Tier 2 0.6338 0.9037 42.6% Average: 0.6338 0.5961 (5.9%) G2 – Residential Master-Metered and Commercial 0.4781 0.5638 17.9% G3 – Large Commercial 0.2884 0.5562 92.9% G6 – Municipal * 0.4897 N/A N/A G10 – Compressed Natural Gas 0 0 N/A Supply Charges Current Rates Proposed Rates % Change Administration Charge (per therm) Administrative Fee Administrative Charge All Customer Classes $ 0.0227 $ 0.0074 (67.4%) Transportation Charge (per therm) PG&E Local Transportation Charge Transportation Charge All Customer Classes 0.0212 0.0685 223.1% Commodity Charge (per therm) Commodity Charge Commodity Charge G1 – Residential Tier 1 $ 0.7095 Market-based (N/A) Tier 2 1.2815 “ (N/A) G2 – Residential Master-Metered and Commercial 0.8321 “ (N/A) G3 – Large Commercial 0.4522 “ (N/A) G6 – Municipal * 0.8321 (N/A) (N/A) G10 – Compressed Natural Gas 0.4522 “ (N/A) * G-6 rate schedule is proposed to be repealed and G-6 customers moved to the G-2 rate. May 17, 2012 Page 9 of 13 (ID # 2812) As a result of the proposed changes to gas rate schedules, revenue collection through the fixed service charges would increase from 5.5% currently to 12.4% in FY 2013. Discontinuance of G-6 (Municipal Gas Rates) The cost of service study identified that municipal accounts do not have distinctly different usage patterns compared to other commercial accounts, and therefore, staff recommends discontinuing the G-6 schedule and moving all customers currently on that schedule to G-2, effective July 1, 2012. The resource impact of this change will be a reduction in revenues of $15,000 for the gas utility. Proposed Changes to other Gas Rate Schedules There are other gas rate schedules (G-4, G-11 and G-12) that currently do not have any customers on them, but that have been utilized in the past and may be utilized in the future. Similar changes to language are also proposed to those rate schedules for consistency, and to update existing language based on current conditions. Proposed Changes to Utility Rules and Regulations (UR&R) Modifications are also proposed to UR&R 2 (Definitions and Abbreviations) and UR&R 5 (Service Contracts) that are related to the changes to language proposed for various rate s chedules as discussed above. Specifically, the changes in UR&R 2 include the addition of definitions for “Bidweek Price Index” and “PG&E Citygate”. The changes in UR&R 5 include the deletion of sub-sections of Section C, contract pricing guidelines, that are no longer relevant. Customer Bill Impact of Proposed Rate Changes Table 8 below shows the impact of the proposed rate adjustment on customer bills based on various consumption levels in different seasons. In calculating expected commodity charges under the proposed rates, the March 2012 G-3 commodity charge ($0.2936/therm) was used to give an indication of commodity charges under current market conditions. May 17, 2012 Page 10 of 13 (ID # 2812) Table 8: Impact of Proposed Rate Increase on Customer Bills Rate Schedule Usage Current Monthly Bill Proposed Monthly Bill Increase (Decrease) Increase (Decrease) Therms $ $ $ % Residential Customers (separately metered) G-1 Summer 10 19.12 17.46 (1.66) (8.7%) (Median) 18 30.22 23.52 (6.70) (22.2%) 45 81.97 56.87 (25.11) (30.6%) G-1 Winter 30 46.87 32.61 (14.25) (11.8%) (Median) 54 80.16 50.80 (29.36) (36.6%) 150 244.22 169.94 (74.28) (30.4%) Residential Master-Metered and Commercial Customers G-2 500 712 542 (171) (24.0%) G-2 10,000 13,576 9,408 (4,168) (30.7%) G-3 50,000 31,606 46,646 15,040 47.6% Table 8 shows that the decrease is smaller in percentage terms for residential customers who use less gas, due to the service charge increase, the reduction in the winter tier 1 usage block and the slight reduction in the difference between the volumetric rates for Tier 1 and Tier 2. Since G-3 customers already have market-based commodity rates that change monthly, they will therefore mainly be impacted by the distribution and transportation rate increases. Comparison of Palo Alto Gas Rates and Surrounding Cities For several years, Palo Alto's retail gas rates have generally been higher than those in surrounding areas. The tables below compare monthly gas bills using relative PG&E rates as of March 1, 2012 for Mountain View, Redwood City, Santa Clara and Menlo Park. For Palo Alto proposed charges, the March 2012 G-3 commodity charges were used. Table 9 indicates that the median residential customer in surrounding cities pays 26.6 percent less during the summer months and 1.9 percent more during the winter months compared to the median Palo Alto residential customer based on rates in effect March 1, 2012. For an average annual bill for the median customer, the difference is 9.3 percent in favor of the PG&E customers in surrounding cities. May 17, 2012 Page 11 of 13 (ID # 2812) Table 9: Monthly Gas Bill Comparison (rates in effect as of March 1, 2012) Season Monthly Usage Palo Alto Current Palo Alto Proposed (March 2012 G-3 Commodity Rate) Menlo Park, Redwood City, Mountain View and Santa Clara (PG&E Zone X) PG&E Over/ (Under) Palo Alto Proposed Therms $ $ $ % Residential Customers Summer 10 19.12 17.46 9.59 (45.1%) (Median) 18 30.22 23.52 17.25 (26.6%) 45 81.97 56.87 50.96 (10.4%) Winter 30 46.87 32.61 28.76 (11.8%) (Median) 54 80.16 50.80 51.76 1.9% 150 244.22 169.94 170.00 0.0% Commercial Customers Summer 500 712 542 442 (18.4%) 10,000 13,576 9,408 6,412 (31.8%) 50,000 31,606 46,646 29,499 (36.8%) Winter 500 712 542 479 (11.6%) 10,000 13,576 9,408 6,877 (26.9%) 50,000 31,606 46,646 31,107 (33.3%) Gas Reserve Guidelines The changes to the gas purchasing strategy caused by the move to market -based, monthly- varying rates prompt a need to review the Gas Rate Stabilization Reserve guidelines. However, the City Auditor is currently undergoing an audit of all Utilities reserves and changes are likely to result from that review. Therefore, proposed changes to the Gas Fund reserves are being delayed until the completion of the audit, which is expected by July 2012. Potential Changes to the Rate Assistance Program (RAP) Proposition 26 may require the modification or restructuring of the RAP for the gas utility. Due to concerns related to Proposition 218, Council eliminated the 20% discount for water service for low income customers as of July 1, 2009 (CMR: 189:09). Proposition 26 poses similar concerns for the gas utility and staff plans to return to the Finance Committee with a recommendation on changes to the 25% RAP discount for gas service for low -income customers. Staff is working with the City Attorney’s office to determine the nature and scope of any required changes to the RAP. Commission Review and Recommendation The Utilities Advisory Commission (UAC) reviewed the proposed rate adjustments on May 2, 2012. The UAC noted that the tiered rate structure shifted from the commodity rate to the distribution rate. The majority of the UAC expressed support for the tiered rate structure, but May 17, 2012 Page 12 of 13 (ID # 2812) one commissioner questioned whether the cost of service study provided sufficient justification for the tier price differential for the G-1 rate, especially for summer usage. The UAC asked why, even after the proposed rate adjustment, bills in PG&E territory would still generally be lower than CPAU’s. Staff explained that it reviewed PG&E’s cost structure and determined that PG&E’s expenditures for infrastructure in the last several years have been much lower (per account, per therm delivered, and per mile of distribution system pipeline) than CPAU’s CIP-related expenditures. The UAC voted to recommend that the City Council: 1) amend Utility Rate Schedules G-1, G-2, G-3, G-4, G-10, G-11, and G-12, and Utility Rules and Regulations 2 and 5, as attached, effective July 1, 2012; and 2) repeal Utility Rate Schedule G-6 as of July 1, 2012. Commissioner Melton seconded the motion. The motion carried (3-1) with Commissioner Waldfogel opposed and Commissioners Keller and Eglash absent. The draft excerpted notes from the UAC’s May 2, 2012 meeting are provided as Attachment E. Resource Impact Approval of the proposed rate adjustments will increase the retail sales revenues from the Gas Distribution Fund by approximately $4.5 million per year and will increase retail sales revenues from the Gas Supply rate components which do not vary monthly (Administration and Transportation charges) by approximately $1 million per year. The impact to the Gas Supply Fund retail sales revenue will depend on monthly market prices since they are tied to the Commodity Charge. For FY 2013 budget projections, the Gas Supply Fund ret ail sales revenues are projected to decrease by $9.6 million per year, resulting in a net revenue decrease to the Gas Utility of $4.1 million per year. Policy Implications The proposed rate changes implement Council direction to implement market price-based, monthly-adjusted gas supply rates. Environmental Review The restructuring of gas rates to meet operating expenses, purchase supplies, meet financial reserve needs, obtain funds for capital projects and maintain charter -authorized intra-city transfers is not subject to the California Environmental Quality Act (CEQA), pursuant to California Public Resources Code Sec. 21080(b)(8) and Title 14 of the California Code of Regulations Sec. 15273(a). Attachments: Attachment A: Resolution Gas Rates and Rules July 1 2012 (PDF) Attachment B: Utility Rate Schedules G-l, G-2, G-3, G-4, G-6, G-10, G-ll and G-12 (PDF) Attachment C: Utility Rule and Regulation 2 and 5 (PDF) Attachment D: Gas Utility Cost of Service and Rate Study (FY 2013) (PDF) May 17, 2012 Page 13 of 13 (ID # 2812) Attachment E: Excerpted UAC Draft Minutes of May 2, 2012 (PDF) Prepared By: Ipek Connolly, Sr. Resource Planner Department Head: Valerie Fong, Director City Manager Approval: ____________________________________ James Keene, City Manager *Not Yet Approved* 120504 dm 6051727a ATTACHMENT __ Resolution No. _________ Resolution of the Council of the City of Palo Alto Amending Utility Rate Schedules G-1, G-2, G-3, G-4, G-10, G-11 and G-12, Repealing Utility Rate Schedule G-6 and Amending Utility Rules and Regulations 2 and 5 The Council of the City of Palo Alto does hereby RESOLVE as follows: SECTION 1. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule G-1 (Residential Gas Service) is hereby amended to read in accordance with sheets G-1-1 and G-1-2, attached and incorporated. Utility Rate Schedule G-1, as amended, shall become effective July 1, 2012. SECTION 2. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule G-2 (Residential Master-Metered and Commercial Gas Service) is hereby amended to read in accordance with sheet G-2-1, attached and incorporated. Utility Rate Schedule G-2, as amended, shall become effective July 1, 2012. SECTION 3. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule G-3 (Large Commercial Gas Service) is hereby amended to read in accordance with sheets G-3-1 and G-3-2, attached and incorporated. Utility Rate Schedule G-3, as amended, shall become effective July 1, 2012. SECTION 4. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule G-4 (Large Commercial Gas Transportation Service) is hereby amended to read in accordance with sheet G-4-1, attached and incorporated. Utility Rate Schedule G-4, as amended, shall become effective July 1, 2012. SECTION 5. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule G-10 (Compressed Natural Gas Service) is hereby amended to read in accordance with sheet G-10-1, attached and incorporated. Utility Rate Schedule G-10, as amended, shall become effective July 1, 2012. SECTION 6. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule G-11 (Large Commercial Fixed-Term Commodity Gas Service) is hereby amended to read in accordance with sheets G-11-1 and G-11-2, attached and incorporated. Utility Rate Schedule G-11, as amended, shall become effective July 1, 2012. SECTION 7. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule G-12 (Large Commercial Custom Commodity Gas Service) is hereby amended to read in accordance with sheets G-12-1 and G-12-2, attached and incorporated. Utility Rate Schedule G-12, as amended, shall become effective July 1, 2012. *Not Yet Approved* 120504 dm 6051727a SECTION 8. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rate Schedule G-6 (Municipal Gas Service) is hereby repealed. Section 5 of Resolution 8949, adopted June 15, 2009, Section 27 of Resolution 8868, adopted October 20, 2008, Section 3 of Resolution 8828, adopted June 9, 2008, Section 5 of Resolution 8724, adopted June 11, 2007, Section 5 of Resolution 8618, adopted June 12, 2006, Section 5 of Resolution 8536, adopted June 20, 2005, Section 3 of Resolution 8490, adopted December 13, 2004, Section 3 of Resolution 8436, adopted June 28, 2004, Section 3 of Resolution 8305, adopted June 16, 2003, Section 1 of Resolution 8175, adopted June 17, 2002, and Section 2 of Resolution 8132, adopted March 11, 2002, each amending Utility Rate Schedule G-6 (Municipal Gas Service), is hereby amended to delete all references to the foregoing Municipal Gas Service. SECTION 9. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rule and Regulation 2 (Definitions and Abbreviations) is hereby amended to read in accordance with sheets 1 thru 21, attached and incorporated. Utility Rule and Regulation 2, as amended, shall become effective July 1, 2012. SECTION 10. Pursuant to Section 12.20.010 of the Palo Alto Municipal Code, Utility Rule and Regulation 5 (Service Contracts) is hereby amended to read in accordance with sheet 1, attached and incorporated. Utility Rule and Regulation 5, as amended, shall become effective July 1, 2012. SECTION 11. The Council finds that the revenue derived from the authorized adoption enumerated herein shall be used only for the purpose set forth in Article VII, Section 2, of the Charter of the City of Palo Alto. // // // // // // // // // // // // *Not Yet Approved* 120504 dm 6051727a SECTION 12. The Council finds that the Gas Utility Proposed Rate Adjustment staff report and Gas Utility Cost of Service Study presented to the Council on June 18, 2012, attached and incorporated herein, are based on staff’s and Utility Financial Solutions, LLC’s thorough and detailed examination of the City Utilities Department’s revenue requirements, financial projections, and customer class characteristics. The Council further finds that the incorporated documents adequately demonstrate that the proposed gas rates do not exceed the reasonable costs to the City to provide gas service to its customers. SECTION 13. The Council finds that the adoption of this resolution changing gas rates to meet operating expenses, purchase supplies, meet financial reserve needs, obtain funds for capital projects and maintain charter-authorized intra-city transfers is not subject to the California Environmental Quality Act (CEQA), pursuant to California Public Resources Code Sec. 21080(b)(8) and Title 14 of the California Code of Regulations Sec. 15273(a). After reviewing the Gas Utility Proposed Rate Adjustment staff report and Gas Utility Cost of Service Study presented to Council on June 18, 2012, the Council finds that sufficient evidence has been presented setting forth with specificity the basis for this claim of CEQA exemption. INTRODUCED AND PASSED: AYES: NOES: ABSENT: ABSTENTIONS: ATTEST: ___________________________ ___________________________ City Clerk Mayor APPROVED AS TO FORM: APPROVED: ___________________________ ___________________________ Sr. Deputy City Attorney City Manager ___________________________ Director of Utilities _____________________________ Director of Administrative Services RESIDENTIAL GAS SERVICE UTILITY RATE SCHEDULE G-1 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-200912 Supersedes Sheet No G-1-1 dated 117-1-20089 Sheet No G-1-1 A. APPLICABILITY: This schedule applies to separately- metered single-family residential dwellings receiving natural gas service from the City of Palo Alto Utilities. This schedule also applies to separately individually- metered residential dwellings services in a multi-family complex. B. TERRITORY: This schedule applies anywhere the City of Palo Alto provides natural gas service. C. UNBUNDLED RATES: Per Service Monthly Customer Service Charge: ..................................................................................$9.885.25 Commodity Rate: (To be added to Customer Charge) Tier 1 Rates: Per Therm Supply Charges: 1. Commodity Charge(Monthly Market Based)..............................$0.10-$2.007095 2. Administrative Fee .............................................................................$0.00740227 3. PG&E Local Transportation .............................................................$0.06850212 4. Palo Alto Local Distribution Charges:...........................................................................................$0.38836338 Tier 1 Rate Total ............................................................$1.3872 Tier 2 Rates: (All usage over 100% of Tier 1) Supply Charges: 1. Commodity Charge (Monthly Market Based).............................$0.10-2.001.2815 2. Administrative Fee .............................................................................$0.00740227 3. PG&E Local Transportation..............................................................$0.06850212 4. Palo Alto Local Distribution Charges:...........................................................................................$0.90376338 D. SPECIAL NOTES: 1. Calculation of Cost Components RESIDENTIAL GAS SERVICE UTILITY RATE SCHEDULE G-1 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-200912 Supersedes Sheet No G-1-2 dated 117-1-20089 Sheet No G-1-2 The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. On a Ccustomer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. The Commodity charge is based on the monthly natural gas Bbidweek pPrice Iindex for delivery at PG&E Citygate, accounting for delivery losses to the Customer’s meter. The Commodity charge will fall within the minimum/maximum range set forth in Section C. 2. Seasonal Rate Changes: The Summer period is effective AprilMay 1 to October 31 and the Winter period is effective from November 1 to MarchApril 301. When the billing period includes use in both the Summer and the Winter periods, the usage will be prorated based on the number of days in each seasonal period, and the charges based on the applicable rates for each period therein. For further discussion of bill calculation and proration, refer to Rule and Regulation 11. 3. Calculation of Usage Tiers Tier 1 natural gas usage shall be calculated and billed based upon a level of 0.667 therms per day during the Summer pPeriod and 3.22.0 therms per day during the Winter pPeriod, rounded to the nearest whole therm, based on meter reading days of service. As an example, for a 30 day bill, the Tier 1 level would be 20 therms during the Summer pPeriod months and 96 60 therms during the Winter pPeriod months. For further discussion of bill calculation and proration, refer to Rule and Regulation 11. 4. Special Conditions Service under this schedule is subject to discontinuance in whole or in part, for operational reasons or if the City experiences supply or capacity shortages. The City will exercise reasonable diligence and care to furnish and deliver continuous service and a sufficient quantity of gas to customers, but does not guarantee continuity of service or sufficiency of quantity. The City shall not be liable for any damage caused by interruption of service, if the interruption of service is caused by an act of God, Fire, Strikes, riots, war, or any other cause that is beyond the City’s control. {End} RESIDENTIAL MASTER-METERED AND COMMERCIAL GAS SERVICE UTILITY RATE SCHEDULE G-2 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-200912 Supersedes Sheet No G-2-1 dated 711-1-20089 Sheet No G-2-1 A. APPLICABILITY: This schedule applies to non-residential Ccustomers who use less than 250,000 therms per year at a single address. This schedule may include servicealso applies to master-metered residential services in multi-family residential facilities. B. TERRITORY: This schedule applies anywhere the City of Palo Alto provides natural gas service. C. UNBUNDLED RATES: Per Service Monthly Customer Service Charge: ..............................................................................$74.8635.00 Commodity Rate: (To be added to Customer Charge) All year-round delivered commodity: Per Therm Supply Charges: 1. Commodity Charge (Monthly Market Based)....................... $0.10-$2.008321 2. Administrative Fee .............................................................................$0.00740227 3. PG&E Local Transportation..............................................................$0.06850212 : 4........................................................................................................................................Palo Alto Local Distribution Charges: ............................................................................................$0.56384781 Total per therm ....................................... $1.3541 D. SPECIAL NOTES: 1. Calculation of Cost Components The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. On a Ccustomer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. The Commodity charge is based on the monthly natural gas Bbidweek Pprice Iindex for delivery at PG&E Citygate, accounting for delivery losses to the Customer’s meter. The RESIDENTIAL MASTER-METERED AND COMMERCIAL GAS SERVICE UTILITY RATE SCHEDULE G-2 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-200912 Supersedes Sheet No G-2-2 dated 711-1-20089 Sheet No G-2-2 Commodity charge will fall within the minimum/maximum range set forth in Section C. PG&E Local transportation charge is equal to the cost of transporting gas from the PG&E’s City Gate to the Palo Alto City Gate. 2. Special Conditions Service under this schedule is subject to discontinuance in whole or in part, for operational reasons or if the City experiences supply or capacity shortages. The City will exercise reasonable diligence and care to furnish and deliver continuous service and a sufficient quantity of gas to customers, but does not guarantee continuity of service or sufficiency of quantity. The City shall not be liable for any damage caused by interruption of service, if the interruption of service is caused by an act of God, Fire, Strikes, riots, war, or any other cause that is beyond the City’s control. {End} LARGE COMMERCIAL GAS SERVICE UTILITY RATE SCHEDULE G-3 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 37-1-20112 Supersedes Sheet No G-3-1 dated 73-1-200911 Sheet No G-3-1 A. APPLICABILITY: This schedule applies to service for large commercial Ccustomers who use at least 250,000 therms per year at one site and have retained gas direct access eligibility. This schedule also applies to City- owned generation facilities. B. TERRITORY: This schedule applies anywhere the City of Palo Alto provides natural gas service. C. UNBUNDLED RATES: Per Service Monthly Customer Service Charge: $361.18311.00 Commodity Rate: (To be added to Customer Charge) Per Therm Supply Charges: 1. Commodity Charge (Monthly Market Based).......................................$0.10-$2.00 2. Administrative Fee Charge ...............................................................$0.02270.0074 3. PG&E Local Transportation Charge..................................................$0.02120.0685 Distribution Charge: 1. Palo Alto Local Distribution Charges: ................................................................................................$0.28840.5562 D. SPECIAL NOTES: 1. Calculation of Cost Components The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. On a Ccustomer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. LARGE COMMERCIAL GAS SERVICE UTILITY RATE SCHEDULE G-3 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 37-1-20112 Supersedes Sheet No G-3-2 dated 73-1-200911 Sheet No G-3-2 (A) Commodity Charges The cCommodity charge is based on the monthly natural gas Bbidweek Pprice Iindex for delivery at PG&E Citygate, accounting for delivery losses to the Ccustomer’s meter. The Ccommodity charge will fall within the minimum/maximum range set forth in Section C. (B) Administrative feeCharge The Administrative fee is equal to the allocable administrative and overhead costs incurred by the City in providing the gas service. (C) PG&E Local Transportation Charge PG&E LocalT transportation charge is equal to the cost of transporting gas from the PG&E’s City Gate to the Palo Alto City Gate. 2. Special Conditions Service under this schedule is subject to discontinuance in whole or in part, for operational reasons, or if the City experiences supply or capacity shortages. The City will exercise reasonable diligence and care to furnish and deliver continuous service and a sufficient quantity of gas to customers, but does not guarantee continuity of service or sufficiency of quantity. The City shall not be liable for any damage caused by interruption of service, if the interruption of service is caused by an act of God, Fire, Strikes, riots, war, or any other cause that is beyond the City’s control. 32. Request for Service A qualifying Ccustomer may request service under this schedule for more than one account or meter if the accounts are located on one site. A site consists of one or more shall be defined as one or more utility accounts serving contiguous parcels of land with no intervening public right-of- ways (e.g. streets) and have a common billing address. 43. Changing Rate Schedules Customers may request a rate schedule change at any time to any applicable City of Palo Alto full-service rate schedule. Customers served under this rate schedule may elect Gas Direct Access at any time. {End} LARGE COMMERCIAL GAS TRANSPORTATION SERVICE UTILITY RATE SCHEDULE G-4 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20092012 Supersedes Sheet No G-4-1 dated 117-1-20089 Sheet No G-4-1 A. APPLICABILITY: This schedule applies to gas transportation service for large commercial customers who use at least 250,000 therms per year, have retained gas direct access eligibility, and who utilize a Gas Service Provider to procure natural gas. B. TERRITORY: This schedule applies everywhere the City of Palo Alto provides natural gas service. C. UNBUNDLED RATES: Per Service Monthly Customer Service Charge: ..........................................................................$311.00361.18 Per Therm Charges: (To be added to Customer Charge Per Therm Supply Charge: PG&E Local Transportation..........................................................................$0.02120.0685 Distribution Charge: Palo Alto Local Distribution Charges:.................................................................................................$0.28840.5562 D. SPECIAL NOTES: 1. Specific terms and conditions shall be covered by separate agreement between the City and Gas Service Provider. 2. Calculation of Cost Components The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. On a customer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. (A) PG&E Local Transportation PG&E Local transportation charge is equal to the cost of transporting gas from the LARGE COMMERCIAL GAS TRANSPORTATION SERVICE UTILITY RATE SCHEDULE G-4 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20092012 Supersedes Sheet No G-4-2 dated 117-1-20089 Sheet No G-4-2 PG&E’s City Gate to the Palo Alto City Gate. 32. Request for Service (A) Qualifying customers may request service under this schedule for more than one account or meter if every account meets the minimum usage requirement of 250,000 therms per year. (B) Qualifying customers may request service under this schedule for more than one account or meter if the accounts are located on one site. A site consists of one or more shall be defined as one or more utility accounts serving contiguous parcels of land with no intervening public right-of-ways (e.g. streets) and have a common billing address. 43. Changing Rate Schedules Qualifying customers may request a rate schedule change at any time during the year to any applicable full service rate schedule. {End} MUNICIPAL GAS SERVICE UTILITY RATE SCHEDULE G-6 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2009 Supersedes Sheet No G-6-1 dated 11-1-2008 Sheet No G-6-1 A. APPLICABILITY: This schedule applies to service buildings and facilities owned and/or operated by the City of Palo Alto and not currently served under G-11 or G-12. B. TERRITORY: This schedule applies everywhere the City of Palo Alto provides natural gas service. C. UNBUNDLED RATES: Per Service Monthly Customer Charge: $55.25 Per Therm Charges (To be added to Customer Charge Per Therm Supply Charges: 1. Commodity Charge............................................................................ $0.8321 2. Administrative Fee............................................................................. $0.0227 3. PG&E Local Transportation.............................................................. $0.0212 Total Supply Charges......................................................................... $0.8760 Distribution Charge: 1. Palo Alto Local Distribution $0.4897 D. SPECIAL NOTES: 1. Calculation of Cost Components The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. On a customer’s bill statement, the bill amount may be broken down into appropriate components as calculated under Section C. PG&E Local transportation charge is equal to the cost of transporting gas from the PG&E’s City Gate to the Palo Alto City Gate. MUNICIPAL GAS SERVICE UTILITY RATE SCHEDULE G-6 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-2009 Supersedes Sheet No G-6-2 dated 11-1-2008 Sheet No G-6-2 2. Special Conditions Service under this schedule is subject to discontinuance in whole or in part, for operational reasons or if the City experiences supply or capacity shortages. The City will exercise reasonable diligence and care to furnish and deliver continuous service and a sufficient quantity of gas to customers, but does not guarantee continuity of service or sufficiency of quantity. The City shall not be liable for any damage caused by interruption of service, if the interruption of service is caused by an act of God, Fire, Strikes, riots, war, or any other cause that is beyond the City’s control. 3. Changing Rate Schedules Customers served under this rate schedule are not eligible for gas direct access and cannot request a rate schedule change to any full-service rate applicable to customers who are eligible for gas direct access (i.e. G-3, G-11, or G-12). {End} COMPRESSED NATURAL GAS SERVICE UTILITY RATE SCHEDULE G-10 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 37-1-20112012 Supersedes Sheet No. G-10-1 dated 73-1-20092011 Sheet No.G-10-1 A. APPLICABILITY: This schedule applies to the sale of natural gas to the City-owned compressed natural gas (CNG) fueling station at the Municipal Service Center in Palo Alto B. TERRITORY: Applies to location at the Municipal Service Center in City of Palo Alto. C. RATES: Per Service Monthly Customer Service Charge: ..............................................................................$55.2550.65 Per Therm Charges (To be added to Customer Charge) Per Therm Supply Charges: Commodity Charge (Monthly Market Based)...................................................$0.10-$2.00 Administrative Fee ........................................................................................$0.02270.0074 PG&E Local Transportation .........................................................................$0.02120.0685 D. SPECIAL CONDITIONS 1.Service under this schedule is subject to discontinuance in whole or in part in case of actual or anticipated shortage of natural gas resulting from insufficient supply, inadequate transmission or delivery capacity of facilities. 1. The actual bill amount is calculated based on the applicable rates in Section C above and adjusted for any applicable discounts, surcharges and/or taxes. (A) Commodity Charges The Ccommodity charge is based on the monthly natural gas Bbidweek Pprice Iindex for delivery at PG&E Citygate, accounting for delivery losses to the customer’s meter. The Ccommodity charge will fall within the minimum/maximum range set forth in Section C. (B) Administrative fee The Administrative fee is equal to the allocable administrative and overhead costs incurred by the City in providing the gas service. (C) PG&E Local Transportation COMPRESSED NATURAL GAS SERVICE UTILITY RATE SCHEDULE G-10 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 37-1-20112012 Supersedes Sheet No. G-10-1 dated 73-1-20092011 Sheet No.G-10-2 PG&E Local transportation charge is equal to the cost of transporting gas from the PG&E’s City Gate to the Palo Alto City Gate. {End} LARGE COMMERCIAL FIXED-TERM COMMODITY GAS SERVICE UTILITY RATE SCHEDULE G-11 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20092012 Supersedes Sheet No. G-11-1 dated 7-1-20072009 Sheet No. G-11-1 A. APPLICABILITY: This schedule applies to large commercial customers Customers who use at least 250,000 therms per year at one site and have retained gas direct access eligibility. B. TERRITORY: Within the service area of the City of Palo Alto and on land owned or leased by the CityThis schedule applies everywhere the City of Palo Alto provides natural gas service. C. RATES: Per Service Monthly Customer Service Charge: $311.00361.18 Per Therm Charges (To be added to Customer Charge Per Therm Supply Charges: 1. Commodity Charge ................................................................................$0.20-$2.00 2. Administrative Fee ............................................................................$0.02270.0074 3. PG&E Local Transportation..............................................................$0.02120.0685 Distribution Charges: 1. Palo Alto Local Distribution ..............................................................$0.28840.5562 D. TERM: 12 Months or 24 Months E. SPECIAL CONDITIONSNOTES: 1. Calculation of Cost ComponentsService under this schedule is subject to discontinuance in whole or in part, for operational reasons, or if the City experiences supply or capacity shortages. The City will exercise reasonable diligence and care to furnish and deliver continuous service and a sufficient quantity of gas to customers, but does not guarantee continuity of service or sufficiency of quantity. The City shall not be liable for any damage caused by interruption of service, if the interruption of service is caused by an act of God, Fire, Strikes, riots, war, or any other cause that is beyond the City’s control. The Commodity charge shall be fixed for a 12 or 24-month term. The other components of the rate: Monthly Service Charge, Supply Charges, and Distribution Charges may be modified periodically with the Council's approval. The Commodity charge shall be based upon the Customer class average load shape, a risk LARGE COMMERCIAL FIXED-TERM COMMODITY GAS SERVICE UTILITY RATE SCHEDULE G-11 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20092012 Supersedes Sheet No. G-11-1 dated 7-1-20072009 Sheet No. G-11-1 premium, and market prices. The Commodity charge will fall within the range set in Section C, Part 1 of this Schedule and will be for gas delivered to PG&E City Gate. 2. Request for Service Qualifying customers Customers may request service by submitting a completed Gas Service (G-11) Form. Once both parties have agreed on all required terms, they may execute the form, which will govern CPAU’s provision of service for the stated term. who choose to be charged under this rate schedule are required to sign a letter with CPAU committing to a price and term and to adhere to rules and regulations set forth in CPAU Rule and Regulation No. 5 (Contracts). The letter shall indicate the estimated gas consumption over the term of the contract rate. This consumption shall be served solely by CPAU. LARGE COMMERCIAL FIXED-TERM COMMODITY GAS SERVICE UTILITY RATE SCHEDULE G-11 (Continued) CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20092012 Supersedes Sheet No. G-11-2 dated 7-1-20072009 Sheet No. G-11-2 2. The Commodity Charge shall be fixed for a 12 or 24-month term. The other components of the rate: Administrative Fees, Transportation Charges, Distribution Charges and Monthly Customer Charges may be modified periodically with the Council's approval. 3.The Commodity Charge component of this rate and the term will be set at the time when the customer signs a letter acknowledging the term and price agreed upon with CPAU. The Commodity Charge shall be based upon the customer class average load shape, a risk premium, and market prices. The Commodity Charge will fall within the range set in Section C, Part 1 of this Schedule and will be for gas delivered to PG&E City Gate. 4.The Administrative Fee is equal to the allocable administrative and overhead costs incurred by the City in providing the gas service. 6. PG&E Local transportation charge is equal to the cost of transporting gas from PG&E City Gate to the Palo Alto City Gate. 5.Total monthly charge = therms used during the month X (Commodity Charge + Administrative Fee + PG&E Local Transportation Charge + Palo Alto Local Distribution Charge) + Monthly Customer Charge. 3. Changing Rate Schedules The customer must remain on this term rate for the term indicated on the Confirmation ScheduleGas Service (G-11) Form, providing the customer Customer continues to receive distribution services from the CityCPAU. The Gas Service (G-11) Formconfirmation Schedule shall indicate the Customer's approximate gas usage (load) over the term of the contract. This load usage shall be served solely by CPAU. 8.Qualifying customers may request service under this schedule for more than one account or meter if the accounts are located on one site. A site shall be defined as one or more utility accounts serving contiguous parcels of land with no intervening public right-of- ways (e.g. streets) and have a common billing address. 9.A customer Customer may renew service under this rate schedule with a 30-day advance notice. The Commodity Charge charge for the renewed term of service will be based on the published fixed-term commodity charge at the time service is renewed. Customers electing not to renew service under this rate schedule will be returned to an applicable full-service LARGE COMMERCIAL FIXED-TERM COMMODITY GAS SERVICE UTILITY RATE SCHEDULE G-11 (Continued) CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20092012 Supersedes Sheet No. G-11-2 dated 7-1-20072009 Sheet No. G-11-2 gas rate schedule of their choice. If no choice is made, the customer Customer will be placed on G-3. {End} LARGE COMMERCIAL CUSTOM COMMODITY GAS SERVICE UTILITY RATE SCHEDULE G-12 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20092012 Supersedes Sheet No. G-12-1 dated 7-1-20072009 Sheet No. G-12-1 A. APPLICABILITY: This schedule applies to large commercial customers Customers who use at least 250,000 therms per year at one site and have retained gas direct access eligibility. B. TERRITORY: Within the service area of the City of Palo Alto and on land owned or leased by the CityThis schedule applies everywhere the City of Palo Alto provides natural gas service. C. RATES: Per Service Monthly Customer Service Charge: $311.00361.18 Per Therm Charges (To be added to Customer Charge Per Therm Supply Charges: 1. Commodity Charge ................................................................................$0.20-$2.00 2. Administrative Fee ............................................................................$0.02270.0074 3. PG&E Local Transportation..............................................................$0.02120.0685 Distribution Charges: 1. Palo Alto Local Distribution ..............................................................$0.28840.5562 D. TERM: Up to 5 years E. SPECIAL CONDITIONSNOTES: 1. Calculation of Cost ComponentsService under this schedule is subject to discontinuance in whole or in part, for operational reasons, or if the City experiences supply or capacity shortages. The City will exercise reasonable diligence and care to furnish and deliver continuous service and a sufficient quantity of gas to customers, but does not guarantee continuity of service or sufficiency of quantity. The City shall not be liable for any damage caused by interruption of service, if the interruption of service is caused by an act of God, Fire, Strikes, riots, war, or any other cause that is beyond the City’s control. The Commodity charge shall be based upon the Customer usage shape and size, term, and market prices. The other components of the rate: Monthly Service Charge, Supply Charges, and Distribution Charges may be modified periodically with the Council’s approval. Rate options may include, but are not limited to, commodity rate caps, collars, forward strips, and trigger rates. Pricing for such products, including any necessary fees, will fall within the Commodity Charge range set forth in Section C, Part 1 of this Schedule. LARGE COMMERCIAL CUSTOM COMMODITY GAS SERVICE UTILITY RATE SCHEDULE G-12 CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20092012 Supersedes Sheet No. G-12-1 dated 7-1-20072009 Sheet No. G-12-1 A rate cap is defined as a floating rate with a guaranteed maximum price. A rate collar is defined as a floating rate with maximum and minimum rate levels. Forward strips are defined as a set rate for a set term calculated by taking the average rate over a specified period of time. A rate trigger is a mechanism wherein the customer could set a specific rate level and if the market rate reaches that level, the customer rate is automatically set at that level. LARGE COMMERCIAL CUSTOM COMMODITY GAS SERVICE UTILITY RATE SCHEDULE G-12 (continued) CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20092012 Supersedes Sheet No. G-12-2 dated 7-1-20072009 Sheet No. G-12-2 2. Request for Service Qualifying customers Customers may request service by submitting a completed Gas Service (G-12) Form. Once both parties have agreed on all required terms, they may execute the form, which will govern CPAU’s provision of service for the stated term.who choose to be charged under this rate schedule are required to sign a contract and confirmation schedule with CPAU and adhere to rules and regulations set forth in CPAU Rule and Regulation No. 5 (Contracts). Qualifying customers may request service under this schedule for more than one account or meter if the accounts are located on one site. A site consists of one or more contiguous parcels of land with no intervening public right-of- ways (e.g. streets). 3.The Commodity Charge shall be based upon the customer load shape and size, term, and market prices. The other components of the rate: Administrative Fees, Transportation Charges, Distribution Charges and Monthly Customer Charge may be modified periodically with the Council’s approval. 4.The Commodity Charge component of this rate and the term will be set at the time when the customer signs the Contract. Rate options available under Contract may include, but are not limited to, commodity rate caps, collars, forward strips, and trigger rates. Pricing for such products, including any necessary fees, will fall within the Commodity Charge range set forth in Section C, Part 1 of this Schedule. A rate cap is defined as a floating rate with a guaranteed maximum price. A rate collar is defined as a floating rate with maximum and minimum rate levels. Forward strips are defined as a set rate for a set term calculated by taking the average rate over a specified period of time. A rate trigger is a mechanism wherein the customer could set a specific rate level and if the market rate reaches that level, the customer rate is automatically set at that level. 5.The Administrative Fee is equal to the allocable administrative and overhead costs incurred by the City in providing the gas service. 6.PG&E Local transportation charge is equal to the cost of transporting gas from PG&E City Gate to the Palo Alto City Gate. 7.Total monthly charge = therms used during the month X (Commodity Charge + Administrative LARGE COMMERCIAL CUSTOM COMMODITY GAS SERVICE UTILITY RATE SCHEDULE G-12 (continued) CITY OF PALO ALTO UTILITIES Issued by the City Council Effective 7-1-20092012 Supersedes Sheet No. G-12-2 dated 7-1-20072009 Sheet No. G-12-2 Fee + PG&E Local Transportation Charge + Palo Alto Local Distribution Charge) + Monthly Customer Charge. 3. Changing Rate Schedules The customer Customer must remain on this term rate for the term indicated on the Confirmation ScheduleGas Service (G-12) Form so long as, providing the customer Customer continues to receive distribution services from the CityCPAU. The Gas Service (G-12) Formconfirmation Schedule shall indicate the Customer's approximate gas usage (load) over the term of the contract. This load usage shall be served solely by CPAU. 8.Qualifying customers may request service under this schedule for more than one account or meter if the accounts are located on one site. A site shall be defined as one or more utility accounts serving contiguous parcels of land with no intervening public right-of- ways (e.g. streets) and have a common billing address. 10.A customer Customer may request a renewal of this rate with a 30-day advance written notice to CPAU. The commodity charge for the renewed period will be based on the market prices and other pricing factors that exist at the time the rate is renewed. Customers electing not to renew the Contract will be returned to an applicable full-service gas rate schedule of their choice. If no choice is made, the customer Customer will be placed on G-3. {End} DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 1 A. ABBREVIATIONS AMR - Automated Meter Reading AER - Advance Engineering Request Btu - British Thermal Unit ccf - Hundred Cubic Feet CEC - California Energy Commission CPAU - City of Palo Alto Utilities CPUC - California Public Utilities Commission. DA - Direct Access ERU - Equivalent Residential Unit ESP - Energy Service Provider FERC - Federal Energy Regulatory Commission GDA - Gas Direct Access GSP - Gas Service Provider GSPA - Gas Service Provider Agreement kVar - Kilovar kVarh - Kilovar-hours kW - Kilowatt kWh - Kilowatt-hour MW - Megawatt MMBtu - One million Btus. NEC - National Electric Code, Latest Version NRTL - Nationally Recognized Testing Laboratory PAMC - Palo Alto Municipal Code PSIG - Per square inch gauge PST - Pacific Standard Time RWQCP - Regional Water Quality Control Plant UUT - Utilities Users Tax DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 2 B. GENERAL DEFINITIONS Account The identification number in CPAU’s billing system for Utility Services. Agency Any local, county, state or federal governmental body or quasi-governmental body, including, without limitation, the CPUC, the FERC and any joint powers agency, but excluding the City and any board, commission or council of the City. Applicant An individual, corporation, partnership, Agency, or other legal entity or authorized agent of same, requesting CPAU to supply any or all of the following: 1. Electric Service 2. Water Service 3. Gas Service 4. Wastewater Collection 5. Refuse and Recycling Collection 6. Storm and Surface Water Drainage Service 7. Fiber Optics Service Or, an entity submitting an Application for Interconnection pursuant to Rule 27. Application (for Interconnection of Generating Facilities) An approved standard form (Load Sheet) submitted to CPAU for Interconnection of a Generating Facility. Bidweek Price Index The price reported in Natural Gas Intelligence “NGI’s Bidweek Survey”, California “PG&E Citygate” under the column “avg.” for the calendar month. Billing Period Also “service period” or “billing cycle”. The normal Billing Period for CPAU Customers is approximately 30 days, with variations occurring due to staff availability, holiday scheduling, field verification of Meter readings, or any other billing-related issues requiring additional investigation prior to issuance of the bill.. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 3 British Thermal Unit Also “Btu”. The standard sub-unit of measurement comprising a Therm of natural Gas. One (1) Therm equals 100,000 Btu. Business Day Any day, except a Saturday, Sunday, or any day observed as a legal holiday by the City. Certification Test A test pursuant to Rule 27 that verifies conformance of certain equipment with approved performance standards in order to be classified as Certified Equipment. Certification Tests are performed by NRTLs. Certification; Certified; Certificate The documented results of a successful Certification Test. Certified Equipment Equipment that has passed all required Certification Tests. Charge Any assessment, cost, fee, surcharge or levy for Utility Service other than a Tax, including metered and unmetered Utility Service, capacity, connections, construction, penalties, and mandated or required Customer financial obligations for Service. Charter The Charter of the City of Palo Alto. City Attorney The individual designated as the City Attorney of the City under Section 2.08.120 of Chapter 2.08 of Title 2 of the Palo Alto Municipal Code, and any Person who is designated the representative of the City Attorney. City’s Collector The Person(s) authorized under Section 5.20.040 of the Palo Alto Municipal Code to provide collection, removal and disposal of solid waste and Recyclable Materials pursuant to one or more written contracts with the City. City Manager The individual designated as the City Manager of the City under Section 2.08.140 of Chapter 2.08 of Title 2 DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 4 of the Palo Alto Municipal Code, and any Person who is designated the representative of the City Manager. City of Palo Alto, or City The government of the City of Palo Alto, a chartered City and a municipal corporation duly organized and validly existing under the Laws of the State of California, with a principal place of business located at 250 Hamilton Avenue, Palo Alto, County of Santa Clara. For the purposes of these Rules and Regulations, the term “City” may include services provided by both the City of Palo Alto Utilities Department and the City of Palo Alto Public Works Department. City of Palo Alto Public Works Department (Public Works) The City Department responsible for providing Refuse and Recycling, Wastewater Treatment and Storm and Surface Water Drainage Utility Services. Other Utility Services such as Water, Gas, Electric, Wastewater Collection, and Fiber Optics are provided by the City of Palo Alto Utilities Department. City of Palo Alto Utilities Department (CPAU) The City Department responsible for providing Water, Gas, Electric, Wastewater Collection and Fiber Optic Utility Services. Other Utility Services such as Refuse and Recycling, Wastewater Treatment and Storm and Surface Water Drainage are provided by the City of Palo Alto Public Works Department. Code The words "the Code" or "this Code" shall mean the Palo Alto Municipal Code. Commercial Service Commercial Utility Service is provided to businesses, non-profit organizations, public institutions, and industrial Customers. The term also applies to Utility Services through Master Meters serving multi-family Residential dwellings and common areas of multi-family facilities. Compostable Materials Organic materials designated by the City as acceptable for collection and processing. Cubic Foot of Gas (cf) The quantity of Gas that, at a temperature of sixty (60) degrees Fahrenheit and a pressure of 14.73 pounds per square inch absolute, occupies one cubic foot. Curtailment The act of reducing or interrupting the delivery of natural Gas. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 5 Customer The Person, corporation, Agency, or entity that receives or is entitled to receive Utility Service(s) from the City of Palo Alto, or in whose name Service is rendered for a particular Account as evidenced by the signature on the Application, contract, or agreement for Service. In the absence of a signed instrument, a Customer shall be identified by the receipt of any payment of bills regularly issued in the name of the Person, corporation, or Agency regardless of the identity of the actual user of the Utility Service(s). Dark Fiber A Fiber Optic cable provided to end-users or resellers by CPAU without any of the light transmitters, receivers, or electronics required for telecommunications over the Fiber. Infrastructure for Fiber Optic activation is provided by the reseller or end-user. Dark Fiber Infrastructure Components of the CPAU Fiber Optic Distribution System required to provide Service to Customers (licensees), that are attached, owned, controlled or used by the City, located overhead or underground within the Public Right-of-Way, the Public Utility Easements and Leased Service Properties. Dedicated Distribution Transformer A Distribution Transformer that is dedicated to serving a single premise. Demand The highest rate of delivery of Electric energy, measured in Kilowatts (kW) or kilovolt amperes (kVA) occurring instantaneously or registered over a fixed time period (normally fifteen minutes unless otherwise specified within a monthly billing cycle). Demand Charge An electrical Charge or rate that is applied to a metered Demand reading expressed in Kilowatts to compute a Demand Charge component of a Customer’s Electric bill. Demarcation Point The Demarcation Point for a project shall be the Customer side of the panel onto which the CPAU Fiber terminates within the Customer Premises, unless otherwise specified in the Proposal for Dark Fiber Services. Direct Access (DA) The election by a Customer to procure its Gas Supply Services, from an Energy Service Provider, other than DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 6 CPAU. In this situation, a Customer deals directly with an ESP for commodity supply, while distribution and applicable transmission services would continue to be provided by CPAU. Direct Access Service Request (DASR) The form required to initiate Direct Access Service. Distribution Services Includes, but is not limited to, Utility Service provided by the Distribution System and other Services such as billing, meter reading, administration, marketing, and Customer Services. Does not include Services directly related to the Interconnection of a Generating Facility as per Rule 27. Distribution System The infrastructure owned and operated by CPAU which is capable of transmitting electrical power, other than Interconnection Facilities, or transporting Water, Wastewater, or Gas within the City of Palo Alto. The Electric Distribution System transmits power from the City’s Interconnection with PG&E to CPAU’s Meter located on the Customer’s Premises. The Gas Distribution System transports Gas from PG&E receiving stations to CPAU’s Meter located on the Customer Premises. The Water Distribution System transports Water from the San Francisco Water Department receiving stations and CPAU wells to the meter located on the Customer Premises. The Wastewater Collection System transports sewage from the Customer’s Premises to the Water Quality Control Plant. Distribution and Transmission Services Services provided by CPAU to effect the physical delivery of Energy Services provided by the Energy Services Provider from the Point of Receipt to the Direct Access Customer’s Service Address. Effluent Treated or untreated Wastewater flowing out of a Wastewater treatment facility, sewer, or industrial outfall. Electric, Electric Service Utility Service provided to residents and business owners in the City of Palo Alto consisting of generation, transmission, and distribution of electrical power for retail use. Electric Service is provided by the City of Palo Alto Utilities Department. Emergency An actual or imminent condition or situation, which jeopardizes CPAU’s Distribution System Integrity. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 7 Emergency Service Electric Service supplied to, or made available to, Load devices which are operated only in Emergency situations or in testing for same. Energy Services Energy commodity and any applicable ancillary Services used to generate and transport such commodity from its origin to the City’s Point of Receipt. May also mean the sale of value added Services associated or related to the Provision and/or usage of energy commodity. Equivalent Residential Unit (ERU) This is the basic unit for computing storm and surface water drainage fees. All single-family Residential properties are billed the number of ERU’s specified in the table contained in Utility Rate Schedul e D-1, according to parcel size. All other properties have ERU's computed to the nearest 1/10 ERU using this formula: No. Of ERU = Impervious Area (sq. ft.) / 2,500 sq. ft. Fiber Optic, Fiber Optic Service A solid core of optical transmission material. Fiber Optic Service that is provided by the City of Palo Alto Utilities Department is referred to as Dark Fiber. Fiber Optic Backbone The high-density portion of the Dark Fiber Infrastructure installed and owned by the City. Force Majeure The occurrence of any event that has, had or may have an adverse effect on the design, construction, installation, management, operation, testing, use or enjoyment of the City’s Utility Services, which is beyond the reasonable control of the parties and which event includes, but is not limited to, an Act of God, an irresistible superhuman cause, an act of a superior governmental authority, an act of a public enemy, a labor dispute or strike or a boycott which could not be reasonably contemplated by the City or Customer affected thereby, a defect in manufactured equipment (including, but not limited to, the Dark Fibers), fire, floods, earthquakes, or any other similar cause. Full Service; Fully Bundled Service Provision by CPAU of both Distribution and Transmission Services and Energy or Gas Commodity Services to its Customer(s). Function Some combination of hardware and software designed to provide specific features or capabilities. Its use, as DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 8 in Protective Function, is intended to encompass a range of implementations from a single-purpose device to a section of software and specific pieces of hardware within a larger piece of equipment to a collection of devices and software. Gas Any combustible Gas or vapor, or combustible mixture of gaseous constituents used to produce heat by burning. It shall include, but not be limited to, natural Gas, Gas manufactured from coal or oil, Gas obtained from biomass or from landfill, or a mixture of any or all of the above. Gas, Gas Service Utility Service provided to residents and business owners in the City of Palo Alto consisting of procurement, transmission, and distribution of Gas for retail use. Gas Service is provided by the City of Palo Alto Utilities Department. Gas Direct Access (GDA) The election by a Customer to procure its natural Gas, and related natural Gas Services, from a Gas Service Provider, other than CPAU. In this situation, a Customer obtains natural Gas commodity directly from a GSP, but local transmission of the natural Gas commodity is effectuated by CPAU in accordance with the terms of CPAU’s Natural Gas Service Agreement with PG&E. Also, Distribution Services would continue to be provided by CPAU. Gas Direct Access Service Request (GDASR) The form required to initiate Gas Direct Access Service. Gas Service Provider (GSP) The Person who procures, schedules, nominates and arranges transport of natural Gas to Gas Direct Access Customers, including its successors and assigns. Gas Service Provider Agreement (GSPA) The contract between CPAU and the Gas Direct Access Customer’s Gas Service Provider that establishes the terms and conditions under which Gas Services may be provided to the Gas Direct Access Customer. Generating Facility All Generators, electrical wires, equipment, and other facilities owned or provided by Producer for the purpose of producing Electric power. This includes a solar or wind turbine electrical generating facility that is the subject of a Net Energy Metering and Interconnection Agreement and Rule and Regulation 29. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 9 Generator A device converting mechanical, chemical or solar energy into electrical energy, including all of its protective and control Functions and structural appurtenances. One or more Generators comprise a Generating Facility. Gross Nameplate Rating; Gross Nameplate Capacity The total gross generating capacity of a Generator or Generating Facility as designated by the manufacturer(s) of the Generator(s). Initial Review The review by CPAU, following receipt of an Application, to determine the following: (a) whether the Generating Facility qualifies for Simplified Interconnection; or (b) if the Generating Facility can be made to qualify for Interconnection with a Supplemental Review determining any additional requirements. Inspector The authorized Inspector, agent, or representative of CPAU. Interconnection; Interconnected The physical connection of a Generating Facility in accordance with the requirements of the City’s Utilities Rules and Regulations so that Parallel Operation with CPAU’s Distribution System can occur (has occurred). Interconnection Agreement An agreement between CPAU and the Producer providing for the Interconnection of a Generating Facility that gives certain rights and obligations to effect or end Interconnection. For the purposes of the City’s Utilities Rules and Regulations, the Net Energy Metering and Interconnection Agreement, and the Power Purchase Agreements authorized by the City Council may be considered as Interconnection Agreements for purposes of defining such term. Interconnection Facilities The electrical wires, switches and related equipment that are required in addition to the facilities required to provide Electric Distribution Service to a Customer to allow Interconnection. Interconnection Facilities may be located on either side of the Point of Common Coupling as appropriate to their purpose and design. Interconnection Facilities may be integral to a Generating Facility or provided separately. Interconnection Study DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 10 A study to establish the requirements for Interconnection of a Generating Facility with CPAU’s Distribution System. Internet Exchange Any Internet data center for telecommunications equipment and computer equipment for the purposes of enabling traffic exchange and providing commercial-grade data center services. Interstate Transportation (or Transmission) Transportation of Gas on a pipeline system under the regulation of the FERC. Island; Islanding A condition on CPAU’s Electric Distribution System in which one or more Generating Facilities deliver power to Customers using a portion of CPAU’s Distribution System that is electrically isolated from the remainder of CPAU’s Distribution System. Junction A location on the Dark Fiber Infrastructure where equipment is installed for the purpose of connecting communication cables. Junction Site The area within the Transmission Pathway at which a Junction is located. Kilovar (kVar) A unit of reactive power equal to 1,000 reactive volt-amperes. Kilovar-hours (kVarh) The amount of reactive flow in one hour, at a constant rate of Kilovar. Kilowatt (kW) A unit of power equal to 1,000 watts. Kilowatt-hour (kWh) The amount of energy delivered in one hour, when delivery is at a constant rate of one Kilowatt; a standard unit of billing for electrical energy. Law DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 11 Any administrative or judicial act, decision, bill, Certificate, Charter, Code, constitution, opinion, order, ordinance, policy, procedure, Rate, Regulation, resolution, Rule, Schedule, specification, statute, tariff, or other requirement of any district, local, municipal, county, joint powers, state, or federal Agency, or any other Agency having joint or several jurisdiction over the City of Palo Alto or City of Palo Alto Utilities or Public Works Customers, including, without limitation, any regulation or order of an official or quasi- official entity or body. Licensed Fibers One or more fibers comprising a part of the Dark Fiber Infrastructure that are dedicated to the exclusive use of the Customer under the Provisions of the Dark Fiber License Agreement, Proposal to Dark Fiber Services Agreement and the Utilities Rules and Regulations. Licensed Fibers Route A defined path of Licensed Fibers that is identified by specific End Points. Load(s) The Electric power Demand (kW) of the Customer at its Service Address within a measured period of time, normally 15 minutes or the quantity of Gas required by a Customer at its Service Address, measured in MMBtu per Day. Main Wastewater Line Any Wastewater line not including a building connection (Service) sewer. Master-metering Where CPAU installs one Service and Meter to supply more than one residence, apartment dwelling unit, mobile home space, store, or office. Meter The instrument owned and maintained by CPAU that is used for measuring either the Electricity, Gas or Water delivered to the Customer. Metering The measurement of electrical power flow in kW and/or energy in kWh, and, if necessary, reactive power in kVar at a point, and its display to CPAU as required by Rule 27. Metering Equipment DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 12 All equipment, hardware, software including Meter cabinets, conduit, etc., that are necessary for Metering. Meter Read The recording of usage data from Metering Equipment. Minimum Charge The least amount for which Service will be rendered in accordance with the Rate Schedule. Momentary Parallel Operation The Interconnection of a Generating Facility to the Distribution System for one second (60 cycles) or less. Nationally Recognized Testing Laboratory (NRTL) A laboratory accredited to perform the Certification Testing requirements under Rule 27. Net Energy Metering Net Energy Metering means measuring the difference between the electricity supplied through CPAU’s Electric utility Distribution System and the electricity generated by the customer-generator’s facility and delivered to CPAU’s Electric utility Distribution System over a specified twelve-month period. Net Generation Metering Metering of the net electrical power of energy output in kW or energy in kWh, from a given Generating Facility. This may also be the measurement of the difference between the total electrical energy produced by a Generator and the electrical energy consumed by the auxiliary equipment necessary to operate the Generator. Net Nameplate Rating The Gross Nameplate Rating minus the consumption of electrical power of a Generator or Generating Facility as designated by the manufacturer(s) of the Generator(s). Non-Islanding Designed to detect and disconnect from an Unintended Island with matched Load and generation. Reliance solely on under/over voltage and frequency trip is not considered sufficient to qualify as Non-Islanding. Occupied Domestic Dwelling Any house, cottage, flat, or apartment unit having a kitchen, bath, and sleeping facilities, which is occupied DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 13 by a Person or Persons. Parallel Operation The simultaneous operation of a Generator with power delivered or received by CPAU while Interconnected. For the purpose of this Rule, Parallel Operation includes only those Generating Facilities that are Interconnected with CPAU’s Distribution System for more than 60 cycles (one second). Performance Test, Performance Tested After the completion of any Fiber Interconnection work, the City will conduct a Performance Test of each Fiber constituting a part of the proposed leased fibers to determine its compliance with the Performance Specifications. Performance Specifications These specifications will include, but not be limited to, criteria relating to end-to-end optical time domain reflectometer data plots that identify the light optical transmission losses in each direction along the leased fibers whenever the testing is possible, measured in decibels at a wavelength of 1310 or 1550 nanometers for singlemode Fiber, as a Function of distance, measured in kilometers. Person Any individual, for profit corporation, nonprofit corporation, limited liability company, partnership, limited liability partnership, joint venture, business, family or testamentary trust, sole proprietorship, or other form of business association. PG&E Citygate The PG&E Citygate is the point at which PG&E’s backbone transmission system connects to PG&E’s local transmission system. Point of Common Coupling (PCC) The transfer point for electricity between the electrical conductors of CPAU and the electrical conductors of the Producer. Point of Common Coupling Metering Metering located at the Point of Common Coupling. This is the same Metering as Net Generation Metering for Generating Facilities with no host load. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 14 Point of Delivery (POD) Unless otherwise specified, the following definitions apply: For Electric, that location where the Service lateral conductors connect to the Customer’s Service entrance equipment; for overhead Services, the POD is at the weather-head connection; for under-ground Services, the POD is located at the terminals ahead of or at the Meter; for multiple Meter arrangements with connections in a gutter, the POD is at the Meter terminals (supply-side); for multiple Meter arrangements in a switchboard, the POD is typically at the connectors in the utility entrance section; for Natural Gas, the POD is the point(s) on the Distribution System where the City delivers natural Gas that it has transported to the Customer. Point of Interconnection The electrical transfer point between a Generating Facility and the Distribution System. This may or may not be coincident with the Point of Common Coupling. Point of Receipt The designated location at which CPAU receives Gas supplied by a GSP on behalf of a GDA Customer. The Point of Receipt for Gas will be designated in the GSPA. Point of Service (POS) Where CPAU connects the Electric Service lateral to its Distribution System. For Fiber Optics Service, this is where CPAU connects the Fiber Service to the backbone. This point is usually a box located in or near the street or sidewalk and can be in the Public Right-of-Way. This point is at a mutually agreed upon location established at the time of installation. Pole Line Overhead wires and overhead structures, including poles, towers, support wires, conductors, guys, studs, platforms, cross arms braces, transformers, insulators, cutouts, switches, communication circuits, appliances attachments, and appurtenances, located above ground and used or useful in supplying Electric, communication, or similar or associated Service. Power Factor The percent of total power delivery (kVA) which does useful work. For billing purposes, average Power Factor is calculated from a trigonometric function of the ratio of reactive kilovolt-ampere-hours to the Kilowatt-hours consumed during the billing month. Premises All structures, apparatus, or portion thereof occupied or operated by an individual(s), a family, or a business DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 15 enterprise, and situated on an integral parcel of land undivided by a public street, highway, or railway. Primary Service CPAU Electric distribution Service provided to a Customer’s Premises at a voltage level equal to or greater than 1000 volts. Producer The entity that executes an Interconnection Agreement with CPAU. The Producer may or may not own or operate the Generating Facility, but is responsible for the rights and obligations related to the Interconnection Agreement. Proposal for Dark Fiber Services A project-specific Service agreement that acts as a supplemental document for the Dark Fiber License Agreement. This Service agreement shall include the proposed Interconnection fees, applicable Fiber licensing fees, term of the Service, and summary of licensed Fiber elements. Protective Function(s) The equipment, hardware and/or software in a Generating Facility (whether discrete or integrated with other Functions) whose purpose is to protect against Unsafe Operating Conditions. Provision Any agreement, circumstance, clause, condition, covenant, fact, objective, qualification, restriction, recital, reservation, representation, term, warranty, or other stipulation in a contract or in Law that defines or otherwise controls, establishes, or limits the performance required or permitted by any party. Prudent Utility Practices The methods, protocols, and procedures that are currently used or employed by utilities to design, engineer, select, construct, operate and maintain facilities in a dependable, reliable, safe, efficient and economic manner. Public Right-of-Way The areas owned, occupied or used by the City for the purposes of furnishing retail and/or wholesale Electricity, Gas, Water, Wastewater, Storm and Surface Water Drainage, Refuse and recycling or communications commodity and/or distribution Service, and the means of public transportation, to the general public, including but not limited to, the public alleys, avenues, boulevards, courts, curbs, gutters, lanes, places, roads, sidewalks, sidewalk planter areas, streets, and ways. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 16 Public Utility Easements The areas occupied or used by the City for the purpose of providing Utility Service to the general public, and all related Services offered by the City’s Utilities Department and/or Public Works Department, the rights of which were acquired by easements appurtenant or in gross, or are other interests or estates in real property, or are the highest use permitted to be granted by the nature of the City’s interest in and to the affected real property. This term incorporates all public Service easements for Utility Services that have been recorded by the City with the Recorder of the County of Santa Clara, California. Public Works Department See City of Palo Alto Public Works Department. Rate Schedule One or more Council-adopted documents setting forth the Charges and conditions for a particular class or type of Utility Service. A Rate Schedule includes wording such as Schedule number, title, class of Service, applicability, territory, rates, conditions, and references to Rules. Recyclable Materials Materials designated by the City as acceptable for recycling collection and processing. Residential Service Utility Service provided to separately metered single family or multi-family, domestic dwelling. Rules and Regulations See Utilities Rules and Regulations Scheduling Coordinator An entity providing the coordination of power schedules and nominations to effect transportation and distribution of Gas, Electric power and energy. Secondary Service CPAU Electric distribution Service provided to a Customer’s Premises at a voltage level less than 1000 volts. Service(s) Utility Services offered by the City of Palo Alto include Electric, Fiber Optics, Gas, Water, Wastewater DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 17 Collection services provided by the Utilities Department (CPAU); and Refuse and Recycling, Wastewater Treatment, and Storm and Surface Water Drainage Services provided by the Public Works Department. Service Address The official physical address of the building or facility assigned by CPAU’s Planning Department, at which Customer receives Utility Services. Service Charge A fixed monthly Charge applicable on certain Rate Schedules that does not vary with consumption. The Charge is intended to recover a portion of certain fixed costs. Service Drop The overhead Electric Service conductors from the last pole or other aerial support to and including the splices, if any, connecting to the service entrance conductors at the building or other structure. Or, in the case of Fiber Optic Drops, the overhead Fiber Optics cable from the last pole or other aerial support to the building or other structure to and including the termination box. Services or Service Lines Facilities of CPAU, excluding transformers and Meters, between CPAU’s infrastructure and the Point of Delivery to the Customer. Service Territory The geographic boundaries within the City of Palo Alto limits served by the physical Distribution System of the CPAU. Short Circuit (Current) Contribution Ratio (SCCR) The ratio of the Generating Facility’s short circuit contribution to the short circuit contribution provided through CPAU’s Distribution System for a three-phase fault at the high voltage side of the distribution transformer connecting the Generating Facility to CPAU’s system. Simplified Interconnection An Interconnection conforming to the minimum requirements as determined under Rule 27, Section I. Single Line Diagram; Single Line Drawing A schematic drawing, showing the major Electric switchgear, Protective Function devices, wires, Generators, transformers and other devices, providing sufficient detail to communicate to a qualified DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 18 engineer the essential design and safety of the system being considered. Special Facilities See CPAU’s Rule and Regulation 20 governing Special Facilities. Splice A point where two separate sections of Fiber are physically connected. Standard Refuse Container A Standard Refuse Container shall have the meaning described in the Palo Alto Municipal Code. A Standard Container shall also include a wheeled container with a capacity of not to exceed 32 gallons. Standby Service Back-up Energy Services provided by CPAU. Storm and Surface Water Drainage Utility Service provided to residents and business owners in the City of Palo Alto. Storm and Surface Water Drainage Service is provided by the City of Palo Alto Public Works Department. Supplemental Review A process wherein CPAU further reviews an Application that fails one or more of the Initial Review Process screens. The Supplemental Review may result in one of the following: (a) approval of Interconnection; (b) approval of Interconnection with additional requirements; or (c) cost and schedule for an Interconnection Study. System Integrity The condition under which a Distribution System is deemed safe and can reliably perform its intended Functions in accordance with the safety and reliability rules of CPAU. Tax Any assessment, Charge, imposition, license, or levy (including any Utility Users Tax) and imposed by any Agency, including the City. Telemetering The electrical or electronic transmittal of Metering data in real-time to CPAU. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 19 Temporary Service Service requested for limited period of time or of indeterminate duration such as, but not limited to, Service to provide power for construction, seasonal sales lots (Christmas trees), carnivals, rock crushers or paving plants. Temporary Service does not include Emergency, breakdown, or Standby Service. Therm A Therm is a unit of heat energy equal to 100,000 British Thermal Units (Btu). It is approximately the energy equivalent of burning 100 cubic feet (often referred to as 1 ccf) of natural Gas. Since Meters measure volume and not energy content, a Therm factor is used to convert the volume of Gas used to its heat equivalent, and thus calculate the actual energy use. The Therm factor is usually in the units therms/ccf. It will vary with the mix of hydrocarbons in the natural Gas. Natural Gas with a higher than average concentration of ethane, propane or butane will have a higher Therm factor. Impurities, such as carbon dioxide or nitrogen lower the Therm factor. Transfer Trip A Protective Function that trips a Generating Facility remotely by means of an automated communications link controlled by CPAU. Transmission Pathway Those areas of the Public Right-of-Way, the Public Utility Easements and the Leased Service Properties in which the Dark Fiber Infrastructure is located. Trap Any approved equipment or appliance for sealing an outlet from a house-connection sewer to prevent the escape of sewer Gas from a main line through a building connection (service) sewer. Underground Utility District An area in the City within which poles, overhead electric or telecommunication wires, and associated overhead structures are prohibited or as otherwise defined in Section 12.04.050 of the PAMC. Unintended Island The creation of an Island, usually following a loss of a portion of CPAU’s Distribution System, without the approval of CPAU. Unsafe Operating Conditions DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 20 Conditions that, if left uncorrected, could result in harm to personnel, damage to equipment, loss of System Integrity or operation outside pre-established parameters required by the Interconnection Agreement. Utilities Department See City of Palo Alto Utilities Department. Utilities Director The individual designated as the Director of Utilities Department under Section 2.08.200 of Chapter 2.08 of Title 2 of the Palo Alto Municipal Code, and any Person who is designated the representative of the director of utilities. Utility(ies) Rules and Regulations, Rules and Regulations The compendium of Utilities Rules and Regulations prepared by the City’s Utilities and Public Works Departments and adopted by ordinance or resolution of the Council pursuant to Chapter 12.20 of the Palo Alto Municipal Code, as amended from time to time. Utility(ies) Service(s), Service(s) Electric, fiber optics, water, gas, wastewater collection services provided by the City of Palo Alto Utilities Department (CPAU) and Refuse and Recycling, Wastewater Treatment and Storm and Surface Water Drainage services provided by the City of Palo Alto Public Works Department. Utilities User Tax (UUT) City of Palo Alto Tax imposed on Utility Charges to a Water, Gas, and/or Electric Service user. This may include Charges made for Electricity, Gas, and Water and Charges for Service including Customer Charges, Service Charges, Standby Charges, Charges for Temporary Services, Demand Charges, and annual and monthly Charges, as described in Chapter 2.35 of the Palo Alto Municipal Code. Wastewater Utility Service provided to residents and business owners in the City of Palo Alto. Wastewater Utility Services include collection and treatment of Wastewater. Wastewater Collection Service is provided by the City of Palo Alto Utilities Department, and Wastewater Treatment Service is provided by the City of Palo Alto Public Works Department. Water Utility Service provided to residents and business owners in the City of Palo Alto for retail use. Water Service is provided by the City of Palo Alto Utilities Department. DEFINITIONS AND ABBREVIATIONS RULE AND REGULATION 2 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 21 Water Column (WC) Pressure unit based on the difference in inches between the heights of water columns as measured in a manometer. 6” WC = 0.217 psi; 7” WC = 0.25 psi. Yard Trimmings Yard Trimmings means those materials defined in Section 5.20.010 of the Palo Alto Municipal Code. (END) SERVICE CONTRACTS RULE AND REGULATION 5 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 1 A. TYPES OF SERVICE CONTRACTS For all Utility Services provided, the City may require a written agreement for new or existing Customers. Contracts may apply to standard Service offerings or custom or special Services. The following is an illustrative list of special Services that may be the subject(s) of a contract. Additional Services may require contracts at the discretion of the Director of Utilities. 1. Line Extensions 2. Temporary Service 3. Special Facilities 4. Utility Service to special districts and institutions 5. Work performed for other agencies at their expense 6. Transporting Gas to Customers on behalf of Gas Service Providers (GSP) 7. Transmission service 8. Special Metering and/or Billing Services 9. Special Energy Services 10. Long-term Service agreements greater than 3 years 11. Loans and leases to Customers to finance efficiency improvements or to improve power reliability at a Customers’ site 12. Standby Service 13. Purchase, lease, installation, connection or maintenance of on-site or distributed generation 14. All Fiber Optic Services B. CONTRACT APPLICATION PROCEDURES 1. Customers shall complete and execute applicable form(s) or letter(s) as necessary. 2. Depending on the type of Service contract and at the request of CPAU, Customers shall request consideration for a special contractual agreement in writing to the Director of Utilities and/or the Director of Public Works specifying their objectives, including the desired term of the contract. 3. Customers shall pay all applicable fees and deposits. 4. Customers shall comply with the City’s insurance requirements. C. CONTRACT PRICING GUIDELINES SERVICE CONTRACTS RULE AND REGULATION 5 CITY OF PALO ALTO UTILITIES RULES AND REGULATIONS Issued by the City Council Effective 76-1-20102 Sheet No 2 1. Revenues realized from each contract will, at a minimum, recover all applicable costs over the term of the contract. 2. Rate arrangements differing from those offered in the current and successor Rate Schedules will not shift costs to the other Customers in the short-or long-term. 3. For Electricity and Gas contracts, only the commodity portion of the rate will be established by contract under custom commodity rates and fixed-term commodity rates. All other Rate Schedule cost components such as Electric distribution, Gas transportation, administrative fees, public benefits, Tax, and other non-bypassable Charges may be changed by Council action at any time and will be equivalent to the corresponding Charges contained on applicable full-service Rate Schedules. (END) Executive Report CITY OF PALO ALTO UTILITIES Gas Utility Cost of Service Study April 2012 This page intentionally left blank Contents City of Palo Alto Gas Utility Cost of Service Study Page 1 TABLE OF CONTENTS Executive Summary ........................................................................................................................................6 System Description ................................................................................................................................................... 6 Changes to Gas Supply Procurement and Retail Rate Making ................................................................................. 7 Financial Plan ............................................................................................................................................................ 7 Gas Supply Fund Center ............................................................................................................................................ 7 Gas Distribution Fund Center ................................................................................................................................... 8 Cost of Service Analysis ............................................................................................................................................. 9 Proposed Rate Design ............................................................................................................................................. 10 Customer Impact .................................................................................................................................................... 11 Gas Utility Financial Plan ..............................................................................................................................13 System Description ................................................................................................................................................. 13 Gas Utility Rate Schedules ...................................................................................................................................... 13 Changes to Gas Supply Procurement and Retail Rate Making ............................................................................... 14 Gas Accounts and Usage Characteristics ................................................................................................................ 14 Gas Supply Fund Center Revenue Requirement ..................................................................................................... 15 Projected Statement of Revenues, Expenditures and Cash Flows ......................................................................... 15 Projected Cash Flow and Reserve Balances ............................................................................................................ 16 Development of Minimum Cash Reserve Target .................................................................................................... 17 Gas Distribution Fund Center Revenue Requirement ............................................................................................ 18 Projected Cash Flow and Reserve Balances ............................................................................................................ 19 Financial Targets ..................................................................................................................................................... 20 Debt Coverage Ratio ............................................................................................................................................... 21 Target Operating Income ........................................................................................................................................ 21 Funding of Depreciation Expense ....................................................................................................................... 21 Contents City of Palo Alto Gas Utility Cost of Service Study Page 2 Interest Expense on Outstanding Debt ............................................................................................................... 22 Infrastructure Replacement Costs ...................................................................................................................... 22 Minimum Cash Reserve Levels ............................................................................................................................... 23 Working Capital Requirements ........................................................................................................................... 23 Investment in Assets ........................................................................................................................................... 24 Debt Service Payments ....................................................................................................................................... 24 Capital Improvement Program ........................................................................................................................... 24 Minimum Recommended Cash............................................................................................................................... 25 Summary of Financial Targets ................................................................................................................................. 26 Cost of Service Analysis ................................................................................................................................28 Cost of Service to be Allocated ............................................................................................................................... 28 Classification of Gas Supply Fund Expenses into Functional Cost Components ..................................................... 28 Classification of Gas Distribution Fund Expenses into Functional Cost Components ............................................ 29 Allocation Factors ................................................................................................................................................... 31 Development of Allocators ..................................................................................................................................... 32 Total Sales Allocator ........................................................................................................................................... 32 Average & Excess Allocator................................................................................................................................. 32 Distribution Sales ................................................................................................................................................ 33 Weighted Services .............................................................................................................................................. 33 Meter Costs ......................................................................................................................................................... 34 Weighted Service Distribution ............................................................................................................................ 34 Distribution Expenses ......................................................................................................................................... 34 NBV Allocator ...................................................................................................................................................... 34 Summary of Allocation Factors ............................................................................................................................... 35 Allocation of Costs to Customer Classes ................................................................................................................. 35 Summary of Revenue Requirements into Cost Categories ..................................................................................... 36 Projected Billing Units by Customer Class .............................................................................................................. 36 Contents City of Palo Alto Gas Utility Cost of Service Study Page 3 Development of Unit Costs ..................................................................................................................................... 36 Gas Supply Fund – Proposed Changes .................................................................................................................... 37 Gas Supply Fund Cost Breakdown Compared with Current Rates ......................................................................... 38 Gas Distribution Fund – Proposed Changes............................................................................................................ 38 Gas Distribution Fund - Cost Breakdown Compared with Current Rates ............................................................... 38 Cost of Service for Residential Tiers ................................................................................................................... 39 Cost of Service Results (Combined Gas Supply Center & Distribution Center Funds) ........................................... 41 Customer Rate Changes ...............................................................................................................................42 G-1 Rate Design....................................................................................................................................................... 42 G-1 – Customer Impacts ..................................................................................................................................... 43 G-2 Rate Design....................................................................................................................................................... 43 G-2 – Customer Impacts ..................................................................................................................................... 44 G-3 Rate Design....................................................................................................................................................... 44 G-3 – Customer Impacts ..................................................................................................................................... 45 G-6 Rate Design....................................................................................................................................................... 46 G-6 – Customer Impacts ..................................................................................................................................... 46 G-10 Rate Design .................................................................................................................................................... 47 Summary of Revenue Collection with Current and Proposed Rate Schedules by Fund Center and Rate Class ..... 47 Accountant’s Compilation Report ................................................................................................................... i Contents City of Palo Alto Gas Utility Cost of Service Study Page 4 LIST OF FIGURES Figure 1 – Gas Supply Fund Projected Cash Balances ....................................................................................8 Figure 2 – Gas Distribution Fund Projected Cash Balances ...........................................................................9 Figure 3 – Comparison of Projected Cash Balances with Recommended Minimum Cash Reserves ..........26 Figure 4 – Impacts on G-1 Customers at Varying Usage Levels ...................................................................43 Figure 5 – Impacts on G-2 Customers at Varying Usage Levels ...................................................................44 Figure 6 – Impacts on G-3 Customers at Varying Usage Levels ...................................................................45 Figure 7 – Impacts on G-6 Customers at Varying Usage Levels ...................................................................47 LIST OF TABLES Table 1 – Number of Customers under Current Rate Schedules ...................................................................6 Table 2 – Existing Customer Rate Schedules .................................................................................................7 Table 3– Summary of Cost of Service by Customer Class ............................................................................10 Table 4 – Proposed Cost of Service Rates ....................................................................................................11 Table 5 – Impact of Proposed Rate Adjustment on Residential Bills ...........................................................11 Table 6 – Impact of Proposed Rate Adjusment on Commercial Bills ..........................................................12 Table 7 - Current and Proposed Rates by Rate Class ...................................................................................12 Table 8 – Number of Customers under Current Rate Schedules .................................................................13 Table 9 – Existing Customer Rate Schedules ...............................................................................................14 Table 10 – Projected Gas Consumption by Customer Class (therms) .........................................................14 Table 11 –Supply Fund Projected Statement of Revenues, Expenditures and Cash Flows .........................16 Table 12 – Supply Fund Projected Cash Balances ........................................................................................17 Table 13 – Supply Fund Minimum Cash Reserves Compared with Projected Cash Reserves .....................18 Table 14 –Projected Statement of Distribution Fund Income and Expenses (FY 2013 – FY 2017) .............19 Table 15 – Distribution Fund - Statement of Cash Flows .............................................................................20 Table 16 – Debt Coverage Ratios .................................................................................................................21 Table 17 – Depreciation Expense Projection ...............................................................................................22 Table 18 – Projected Interest Expense ........................................................................................................22 Table 19 – Inflation Adjusted Asset Replacement .......................................................................................23 Contents City of Palo Alto Gas Utility Cost of Service Study Page 5 Table 20 – Distribution Fund - Projected Income and Targeted Income Comparison ................................23 Table 21 – Debt Service Payment Schedule .................................................................................................24 Table 22 – Distribution Fund Minimum Cash Reserves - FY 2013 – FY 2017 ...............................................25 Table 23 – Distribution Fund - Targeted and Projected Cash Reserves .......................................................26 Table 24 – Revenue Requirement by Fund ..................................................................................................28 Table 25 – Gas Supply Fund - Classification into Functional Cost Components ..........................................29 Table 26 – Reconciliation of Cash and Utility Basis ......................................................................................30 Table 27 – Gas Distribution Fund - Classification into Functional Cost Components ..................................31 Table 28 – Total Sales Allocator ...................................................................................................................32 Table 29 – Allocation Factors Used to Distribute Expenses .........................................................................35 Table 30 – Allocation of Costs to Each Customer Class ...............................................................................35 Table 31 – Customer Class Revenue Requirement by Classification ...........................................................36 Table 32 – Projected Billing Units (FY 2013) ................................................................................................36 Table 33 – Charges by Therm and by Customer per Month ........................................................................37 Table 34 – Gas Supply Fund Cost of Service ................................................................................................37 Table 35 – Current Supply Charges ..............................................................................................................38 Table 36 – Cost of Service Supply Charges...................................................................................................38 Table 37 – Gas Distribution Fund Cost of Service ........................................................................................38 Table 38 – Cost of Service and Current Rate Comparison ...........................................................................39 Table 39 – Residential First Tier Calculation ................................................................................................40 Table 40 – Residential Second Tier Calculation ...........................................................................................40 Table 41 – Cost of Service Summary Results (Supply and Distribution Funds Combined) ..........................41 Table 42 – G-2/G-6 Billing Components .......................................................................................................41 Table 43 – Proposed G-1 Rate Design ..........................................................................................................42 Table 44 – Proposed Tier One Levels (therms) ............................................................................................43 Table 45 – Proposed G-2 Rate Design ..........................................................................................................44 Table 46 – Proposed G-3 Rate Design ..........................................................................................................45 Table 47 – Proposed G-6 Rate Design ..........................................................................................................46 Table 48 – Proposed G-10 Rate Design ........................................................................................................47 Table 49 – Summary of Revenue Collection with Current and Proposed Rate Schedules ..........................48 Section 1 Executive Summary City of Palo Alto Gas Utility Cost of Service Study Page 6 Executive Summary Utility Financial Solutions (UFS) was contracted to provide the City of Palo Alto Utilities Department (CPAU) with a cost of service and rate study for its Gas Utility. The purpose of the study includes: 1) Determine the Gas Utility’s revenue requirements for Fiscal Year (FY) 2013 based on financial projections provided by Palo Alto staff ; 2) Allocate utility’s revenue requirements to customer classes and identify the cost to provide service to each customer class; and, 3) Review the current Gas Utility rate structures and, if necessary, propose revisions to current rate structures based on cost of service. This executive summary provides an overview of the study and includes major findings and recommendations. The report is structured in the following manner: Financial Plan Cost of Service Analysis Customer Impact System Description The City’s Gas Utility serves 23,700 customers over an area of approximately 26 square miles. Total gas consumption in the city in FY 2011 was 30.9 million therms. The Gas Utility is responsible for operations and maintenance of the system, and purchases all of its gas from out side suppliers. Gas utility currently has customers under five rate schedules as presented in Table 1. Table 1 – Number of Customers under Current Rate Schedules Schedule Rate Class Number of Customers G-1 Residential 21,700 G-2 Commercial 2,310 G-3 Large Commercial 19 G-6 Municipal 33 G-10 Compressed Natural Gas (CNG)1 Gas utility rate schedules consist of a monthly customer charge and volumetric rates for various cost components. The monthly customer charge varies by rate class. The cost components consist of the Commodity Charge, Administrative Fee, PG&E Local Transportation Charge, and Palo Alto Local Distribution Charge. The volumetric Commodity Charge for residential customers (G-1) is tiered. The Commodity Charge for customers on G-3 and G-10 rate schedules is based on the market price for natural gas that varies on a monthly basis. The Commodity Charge for all other customers (pool Section 1 Executive Summary City of Palo Alto Gas Utility Cost of Service Study Page 7 customers) is a fixed rate adjusted as needed. The current charges under existing rate schedules are shown in Table 2. Table 2 – Existing Customer Rate Schedules Schedule Rate Class Customer Charge ($/Month) Commodity Charge ($/therm) Administrative Fee ($/therm) PG&E Local Transportation Charge ($/therm) Palo Alto Local Distribution Charge ($/therm) G-1 Residential 5.25$ Tier 1:0.7095$ 0.0227$ 0.0212$ 0.6338$ Tier 2:1.2815 G-2 Commercial 35.00 0.8321 0.0227 0.0212 0.4781 G-3 Large Commercial 311.00 Market Based ($0.10 - $2.00) 0.0227 0.0212 0.2884 G-6 Municipal 55.25 0.8321 0.0227 0.0212 0.4897 G-10 Compressed Natural Gas (CNG)55.25 Market Based ($0.10 - $2.00) 0.0227 0.0212 - Changes to Gas Supply Procurement and Retail Rate Making For the last ten years a portion of Palo Alto’s residential and small commercial customer gas supply needs have been met through purchases of gas at fixed and capped prices. While this “laddering” strategy was successful in achieving relatively stable gas supply costs, the downside was that, during times of declining market prices, Palo Alto’s costs and resulting rates were higher than Pacific Gas and Electric’s (PG&E’s) gas supply rates, which change on a monthly basis mirroring the fluctuating market price of gas. The City Council directed the staff to implement gas retail commodity rates based on market prices in November 2011. This change required a review of the costs and revenues of the Gas Supply and Gas Distribution Fund Centers to ensure that revenues will cover costs. The utility plans to change to a monthly market price-based gas supply rates effective July 1, 2012. Gas distribution rates will continue to remain stable month-to-month and will change as needed (typically, no more than annually) as in the past. The change also necessitates a review of utility financial plan , an assessment of the need for financial reserves, and a cost of service study to ensure costs are aligned with revenues from each customer class. Financial Plan To develop gas rates, UFS used the revenue requirements projected by the City in its long range financial projections and presented to the Utilities Advisory Commission in March 2012 and Finance Committee in April, 2012. Gas Supply Fund Center The utility is moving toward market-based pricing for its commodity rates for all customer classes and plans to propose adjustments to the other two existing rate components, namely the Administrative Fee and PG&E Local Transportation charge based on projected costs for those operations. CPAU also plans to propose revisions to its Gas Supply Rate Stabilization Reserve (G-SRSR) guidelines due to the changes planned for its retail supply rate making. UFS reviewed the projected statement of revenues, Section 1 Executive Summary City of Palo Alto Gas Utility Cost of Service Study Page 8 expenditures and cash flows and assessed minimum cash reserve requirements for the Gas Supply Fund based on its review of working capital requirements. Figure 1 shows total cash available and recommended minimum cash reserves established in this study for the Gas Supply Fund. CPAU projected revenues and expenses for the Gas Supply Fund are expected to result in cash reserves meeting and exceeding the minimum cash reserve targets established in this study for the period from FY 2013 – FY 2017. Recommended minimum cash reserves are discussed in detail in Section 2 of this report. Figure 1 – Gas Supply Fund Projected Cash Balances Gas Distribution Fund Center CPAU projects to increase the Gas Distribution Fund Center revenues by 25% starting in FY 2013 with the following adjustments planned for FY 2014 – FY 2017: FY 2014 – No rate adjustment FY 2015 – 3% FY 2016 – 4% FY 2017 – 3% These adjustments are included in the five year financial planning horizon as outlined in Table 14. UFS reviewed the projected statement of income and expenses for the Gas Distribution Fund cash flows and Section 1 Executive Summary City of Palo Alto Gas Utility Cost of Service Study Page 9 reserve balances. UFS also reviewed other financial metrics such as debt coverage ratio, target operating income and minimum cash reserve requirements for the Gas Distribution Fund. Figure 2 shows total cash available and recommended minimum cash reserves established for the Gas Distribution Fund in this study. Based on UFS’s assessment, the Gas Distribution Fund falls short of the recommended minimum cash reserve targets established in this study for the period from FY 2013 – FY 2017. Recommended minimum cash reserves are discussed in detail in Section 2 of this report. Figure 2 – Gas Distribution Fund Projected Cash Balances $- $1,000,000 $2,000,000 $3,000,000 $4,000,000 $5,000,000 $6,000,000 $7,000,000 $8,000,000 $9,000,000 $10,000,000 Projected 2013 Projected 2014 Projected 2015 Projected 2016 Projected 2017 Projected Cash Balance Compared with Minimum & Maximum Reserve Guideline UFS Recommended Minimum Cash Reserves CPAU Minimum D-RSR Plus EPR Reserve Guidelines CPAU Maximum D-RSR Plus EPR Reserve Guidelines Projected Cash Reserves Cost of Service Analysis To develop rates that recover revenues from each customer class consistent with the costs imposed on the system by the customer class, UFS conducted a cost of service analysis. The analysis was performed consistent with industry standards using the base-extra capacity method. The gas system is designed to serve individual demand characteristics of its customers. Based on the analysis of customer usage characteristics and the demands imposed on the gas distribution system by each customer class, UFS recommends that the City make certain adjustments to Section 1 Executive Summary City of Palo Alto Gas Utility Cost of Service Study Page 10 future revenue collection by rate class. Table 3 summarizes cost of service results for each customer class compared with the revenue collected using current rates. The % change indicates required adjustment to current rates based on cost of service study results. The results show a 17% decrease in G-1 (Residential) customer class rates is required to achieve cost of service results. The G-3 (Large commercial customer) shows a required rate increase of 38%. Other customer classes will see adjustments varying between -13% and +6%. It should be noted that these rate adjustments are for the bundled rates which include both the supply and the distribution cost components and therefore depend on projected costs for the gas market prices for the supply commodity component at the time of budget preparation in November 2011. In actual fact, gas supply commodity rates will be based on market prices at the time of delivery and therefore the actual average rate adjustment will be different than the average bundled rate adjustment shown in this chart. Table 3– Summary of Cost of Service by Customer Class Customer Class Cost of Service Utility Basis Projected Revenues % Adjustment Required G-1 15,460,855$ 18,589,631$ -16.8% G-2 17,055,771 19,534,961 -12.7% G-3 5,392,930 3,912,976 37.8% G-6 413,906 484,388 -14.6% G-10 31,565 29,740 6.1% Total 38,355,026$ 42,551,695$ -9.9% Proposed Rate Design Based on the review of CPAU’s rate structures, UFS recommends modifying the current tiered structure for residential customers on the G-1 rate schedule. Tiered rate structure is established to implement a cost-based rate structure that supports resource efficiency. Residential tiers are currently implemented for the supply commodity rate component. Since commodity rates will be based on market prices which will be the same for all customer classes, UFS recommends establishing tiers on the distribution rate component for the residential rate schedule G-1. The residential class is relatively homogeneous with similar load profiles and usage characteristics. Other rate classes may also have similar load profiles but not similar usage characteristics. For example, the G2 rate class can consist of low use gas customers and high use gas customers making it impractical to implement a tiered rate structure that is both effective and cost-based. For this reason, tiers are recommended to be developed for the residential class only. Based on a review of the residential load profiles, it is recommended to shorten the current winter heating season from six months (November thru April) to five months (November thru March) and increase the current summer period to seven months (May through October). It is also recommended the first level tier be set at approximately the average1 residential usage during each season. Based on a review of the residential class’ average usage, it is recommended to set the summer tier at 20 therms 1 Average median monthly usage for the season Section 1 Executive Summary City of Palo Alto Gas Utility Cost of Service Study Page 11 per month and the winter tier at 60 therms per month. If the average usage was used consistently throughout the year the distribution infrastructure would be used more efficiently resulting in lower distribution investments and rates. However the distribution system is constructed to serve the peak demand created by the customers and the additional cost to operate, maintain and construct these additional facilities are allocated to consumption amounts that are above the average usage. The resulting tier price differential is $0.515/therm compared to the current tier price differential of $0.572/therm. UFS also recommends eliminating the municipal rate schedule G-6 as the customer profile for municipal accounts is not significantly different from the non-municipal business accounts. Table 4 shows cost of service rates for the gas utility. Table 4 – Proposed Cost of Service Rates Schedule Rate Class Customer Charge ($/Month) Commodity Charge ($/therm) Administrative Charge ($/therm) Transportation Charge ($/therm) Local Distribution Charge ($/therm) G-1 Residential 9.88$ Market Based 0.0074$ 0.0685$ Tier 1:0.3883$ Tier 2:0.9037 G-2 Commercial 74.86 Market Based 0.0074 0.0685 0.5638 G-3 Large Commercial 361.18 Market Based 0.0074 0.0685 0.5562 G-6 Municipal N/A N/A N/A N/A N/A G-10 Compressed Natural Gas (CNG)50.65 Market Based 0.0074 0.0685 - Customer Impact The impact of cost of service-based rates for residential customers (G-1) at various usage levels for summer and winter periods is provided in Table 5 and commercial customers under utility rate schedules G-2 and G-3 is shown in Table 6. These impacts assume that the supply component of the rate will be $0.4522/therm, the forward market price as of November 2011 when the budget was prepared. Table 5 – Impact of Proposed Rate Adjustment on Residential Bills Season Usage (Therms) Current Monthly Bill Proposed Monthly Bill Amount of Proposed Change Percent Increase (Decrease) 10 19.12 19.04 (0.08) -0.4% Summer 18 Median 30.22 26.38 (3.84) -12.7% 45 81.97 64.00 (17.97) -21.9% 30 46.87 37.37 (9.49) -20.3% Winter 54 Median 80.16 59.37 (20.79) -25.9% 150 244.22 193.73 (50.49) -20.7% Section 1 Executive Summary City of Palo Alto Gas Utility Cost of Service Study Page 12 Table 6 – Impact of Proposed Rate Adjusment on Commercial Bills Schedule Usage (Therms) Current Monthly Bill Proposed Monthly Bill Amount of Proposed Change Percent Increase (Decrease) G-2 500 712 621 (91) -12.8% G-2 10000 13,576 10,995 (2,581) -19.0% G-3 50000 39,534.09 54,576 15,042 38.0% The decrease in monthly gas bills is smaller in percentage terms for residential customers who use less gas, due to the service charge increase, the reduction in winter tier allowances, and the slight reduction in the difference between the volumetric rates for tier 1 and tier 2. Customers who are currently on utility rate schedule G-2 are expected to see higher reductions than those under G-3 as G-3 customers already have commodity prices that change monthly based on market prices, and will therefore mainly be impacted by the distribution and transportation rate increases. Table 7 summarizes current and proposed rates and % change for each customer class. Table 7 - Current and Proposed Rates by Rate Class Rate Component and Customer Class Current Rates Proposed Rates Change Customer Charge ($/Month): G-1 Residential 5.25$ 9.88$ 88% G-2 Small Commercial 35.00$ 74.86$ 114% G-3 Large Commercial 311.00$ 361.18$ 16% G-6 Municipal 55.25$ Same as G-2 35% G-10 CNG 55.25$ 50.65$ -8% Administrative Fee ($/therm): All Customers 0.0227 0.0074 -67% Transportation ($/therm): All Customers 0.0212 0.0685 223% Distribution ($/therm) G-1 Residential 0.6338 Tier 1: 0.3883 Tier 2: 0.9037 Tier 1: -39% Tier 2: 43% G-2 Small Commercial 0.4781 0.5638 18% G-3 Large Commercial 0.2884 0.5562 93% G-6 Municipal 0.4897 Same as G-2 15% Commodity Charge ($/therm): G-1 Residential Tier 1: 0.7095 Tier 2: 1.2815 Market Based N/A G-2 Small Commercial 0.8321 Market Based N/A G-3 Large Commercial Market Based Market Based None G-6 Municipal 0.8321 Same as G-2 N/A G-10 CNG Market Based Market Based None Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 13 Gas Utility Financial Plan System Description The City’s Gas Utility serves 23,700 customers over an area of approximately 26 square miles. The City’s average daily consumption of gas in FY2011 was 111,500 therms per day in the winter (November through April) and 58,200 therms per day in the summer (May through October). This represents a total of 30.9 million therms of gas for the year as a whole. The Gas Utility is responsible for operations and maintenance of the system, and purchases all of its gas from outside suppliers. Gas Utility Rate Schedules Gas utility currently has customers under five rate schedules as shown in Table 82. Table 8 – Number of Customers under Current Rate Schedules Schedule Rate Class Number of Customers G-1 Residential 21,700 G-2 Commercial 2,310 G-3 Large Commercial 19 G-6 Municipal 33 G-10 Compressed Natural Gas (CNG)1 Gas utility rate schedules are unbundled into supply- and distribution-related charges and consist of a monthly customer charge and volumetric rates for various cost components. The monthly customer charge varies by rate class. The cost components consist of the Commodity Charge, Administrative Fee, PG&E Local Transportation, and Palo Alto Local Distribution. The volumetric commodity charge for residential customers (G-1) is tiered3. The Commodity Charge for customers on G-34 and G-105 rate schedules is based on market price6 for natural gas that varies on a monthly basis. The Commodity Charge for all other customers (pool customers) is a fixed rate adjusted as needed and is based on average cost of natural gas purchased over a three year period following a laddering strategy. The charges under existing rate schedules are shown in Table 9. 2 Gas Utility also has other custom rates applicable to large customers that have direct access eligibility. No customers are currently on these rate schedules. 3 Tier 1 is defined as 20 therms per month during the sum mer months of May through October and 96 therms per month during the winter months of November through April, based on a 30 day bill. Tier 2 is applicable to the rest of the customer’s monthly gas consumption. 4 G-3 rate schedule applies to service for large commercial customers who use at leastt 250,000 therms per year at one site and have retained gas direct access eligibility. This schedule also applies to City owned generation facilities. 5 G-10 rate schedule applies to the sale of natural gas to the C ity-owned compressed natural gas (CNG) fueling station at the Municipal Service Center in Palo Alto. 6 Market rate is based on the monthly natural gas Bidweek Price Index for delivery at PG&E Citygate, accounting for delivery losses to the customer’s meter. Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 14 Table 9 – Existing Customer Rate Schedules Schedule Rate Class Customer Charge ($/Month) Commodity Charge ($/therm) Administrative Fee ($/therm) PG&E Local Transportation Charge ($/therm) Palo Alto Local Distribution Charge ($/therm) G-1 Residential 5.25$ Tier 1:0.7095$ 0.0227$ 0.0212$ 0.6338$ Tier 2:1.2815 G-2 Commercial 35.00 0.8321 0.0227 0.0212 0.4781 G-3 Large Commercial 311.00 Market Based ($0.10 - $2.00) 0.0227 0.0212 0.2884 G-6 Municipal 55.25 0.8321 0.0227 0.0212 0.4897 G-10 Compressed Natural Gas (CNG)55.25 Market Based ($0.10 - $2.00) 0.0227 0.0212 - Changes to Gas Supply Procurement and Retail Rate Making For 10 years a portion of Palo Alto’s residential and small commercial customer gas supply needs have been met through purchases of gas at fixed and capped prices. While this “laddering” strategy was successful in achieving relatively stable gas supply costs, the downside was that, during times of declining market prices, Palo Alto’s costs and resulting rates were higher than PG&E’s gas supply rates, which change on a monthly basis mirroring the fluctuating market price of gas. The City Council directed the staff to implement gas retail commodity rates based on market prices in November 2011. This change, to be implemented in rates effective on July 1, 2012, required a review of the costs and revenues of the gas supply and gas distribution units to ensure that revenues will cover costs. The utility plans to change to a monthly market price-based gas supply commodity rates. Gas distribution rates will continue to remain stable month-to-month and will change as needed (typically, no more than annually) as in the past. The change also requires an assessment of the need for, and purpose of, financial reserves. Gas Accounts and Usage Characteristics Customer accounts and usage information for FY 2011 are used as the basis for projecting the gas utility sales revenues during the study period. The projections are based on the Gas Utility’s long-range financial plan. Both number of gas accounts and projected sales volumes are expected to remain relatively stable. Table 10 is the historical and projected gas consumption for CPAU and by customer class. Table 10 – Projected Gas Consumption by Customer Class (therms) Description FY 2011 FY 2012 FY 2013 FY 2014 FY 2015 FY 2016 Purchases 31,859,634 31,453,769 31,484,765 31,494,381 31,495,291 31,503,289 Loss Factor 3.3%3.2%3.2%3.0%3.0%3.0% Total Sales 30,799,885 30,447,249 30,477,253 30,545,144 30,545,975 30,553,683 G-1 Sales 11,456,925 11,466,461 11,463,405 11,457,038 11,447,512 11,440,569 G-2 Sales 13,931,984 13,696,267 13,718,859 13,737,475 13,752,282 13,770,175 G-3 Sales 4,956,537 4,887,279 4,897,713 4,953,575 4,949,457 4,946,455 G-6 Sales 338,469 338,751 338,660 338,472 338,191 337,986 G-10 Sales 115,969 58,490 58,615 58,583 58,534 58,499 Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 15 As can be seen in Table 10, residential customers use 37% of total gas provided by the City, commercial customers use 45%. Additionally large commercial customers that are on market-based rates use 16%, municipal accounts make up only 1% and the City’s CNG facility makes up a very small fraction, 0.4%, of total sales. Neither the number of customer accounts nor the gas consumption is expected to change significantly for the foreseeable future. In preparation for direct access prior to FY 1999, the City has unbundled its gas utility accounts and rate structures into Gas Supply and Gas Distribution functions. Financial plans for the two fund centers in this report are therefore provided in separate sections for the Supply and Distribution Fund Centers. Gas Supply Fund Center Revenue Requirement Revenue requirements and projections for the period from FY 2013 to FY 2017 were provided by CPAU. The Gas Utility Gas Supply Fund is anticipating a change in rate stru cture that would result in gas supply commodity procurement costs being a direct pass through to all customer classes. CPAU gas supply commodity procurement charges are currently collected through a fixed rate for the G -1 (Residential), G-2 (Commercial) and G-6 (Municipal) classes and are a pass-through charge for the G-3 (Large Commercial) and G-10 (CNG) customer class. Other gas supply related charges include Administrative Fee and PG&E Local Transportation charge. Table 11 details the projected financial statements for the Gas Supply Fund Center. The Gas Supply Fund Center is anticipating a transfer from existing cash reserves of $1.033 million in FY 2013 to fund the current supply commitments at fixed forward prices. In the subsequent years (FY 2014 to FY 2017) no significant operating reserve transfers are anticipated. Projected Statement of Revenues, Expenditures and Cash Flows The statement of changes in cash flows is identified in Table 11. Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 16 Table 11 –Supply Fund Projected Statement of Revenues, Expenditures and Cash Flows Projected 2013 Projected 2014 Projected 2015 Projected 2016 Projected 2017 Market Based Commodity Revenues 13,717,197 15,002,557 16,679,921 17,764,611 18,565,520 PG&E Local Transport 646,118 2,262,103 2,397,898 2,014,746 1,591,026 Rate Change 1,615,294 135,726 (383,664) (423,097) 63,641 Proration Impact (67,304) (5,655) 15,986 17,629 (2,652) Administrative Fee Revenue 691,834 117,648 121,181 124,848 127,295 Rate Change (574,222) 3,529 3,635 2,497 3,819 Proration Impact 23,926 (147) (151) (104) (159) Total Revenues 16,052,843$ 17,515,761$ 18,834,806$ 19,501,130$ 20,348,489$ Expenses Commodity Purchases 14,813,936 15,021,656 16,587,734 17,723,722 18,550,452 PG&E Transportation 1,472,458 1,650,273 1,267,970 843,726 868,697 Allocated Administration & Overhead 226,802 231,338 235,964 240,684 245,497 General Management and Overhead 517,973 528,333 538,899 549,677 560,671 Alternate Energy Programs 199,920 203,918 207,997 212,157 216,400 Rent, Other Transfers 41,068 41,890 42,727 43,582 44,454 Total O&M 17,272,157$ 17,677,408$ 18,881,292$ 19,613,548$ 20,486,171$ Operating Income (1,219,314)$ (161,646)$ (46,486)$ (112,417)$ (137,681)$ Other Revenue & Expenses Interest Income 175,026 144,027 143,829 147,079 148,449 Other Revenue 11,000 11,000 11,000 11,000 11,000 Total Other Income & Expenses 186,026$ 155,027$ 154,829$ 158,079$ 159,449$ Net Change in Cash Reserves (1,033,288)$ (6,619)$ 108,343$ 45,662$ 21,768$ *Proration impact – when rates are modified, often at the beginning of a month, part of a customer’s charges is billed at the previous rates and part on the new rates. The proration impact quantifies this timing difference. Projected Cash Flow and Reserve Balances Table 12 shows Gas Supply Fund projected cash reserves, and the current Gas Supply Rate Stabilization Reserve minimum and maximum guideline levels. Cash reserves are projected to remain stable for the period from FY 2013 – FY 2017 within a range of $4.8 - $5.0 million. Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 17 Table 12 – Supply Fund Projected Cash Balances Projected 2013 Projected 2014 Projected 2015 Projected 2016 Projected 2017 Net Cash From Operations (1,033,288)$ (6,619)$ 108,343$ 45,662$ 21,768$ Beginning Cash Balance 5,834,201 4,800,913 4,794,294 4,902,637 4,948,299 Ending Cash Balance 4,800,913$ 4,794,294$ 4,902,637$ 4,948,299$ 4,970,066 Total Cash Available 4,800,913 4,794,294 4,902,637 4,948,299 4,970,066 UFS Recommended Minimum Cash Reserves 4,193,131 4,291,945 4,590,368 4,770,833 4,986,338 CPAU Minimum G-SRSR Guidelines 4,071,598 4,167,982 4,463,926 4,641,862 4,854,787 CPAU Maximum G-SRSR Guidelines 8,143,197 8,335,965 8,927,852 9,283,724 9,709,575 Development of Minimum Cash Reserve Target CPAU plans to propose revisions to its current reserve guidelines. Current reserve guidelines were developed to provide a rate stabilization reserve for the Gas Supply Fund. CPAU is modifiying its rate structures and changing to a market price pass through for gas supply procurement charges for all customer classes. With the change in commodity rate setting, certain risks will now be passed on to customers thus reducing the need for reserves. Previous cash reserve guidelines included the assessment of risk and market uncertainty that are no longer required and included the following items: 1) Market price volatility 2) Load uncertainty 3) Supplier default There is, however, still a need to maintain some level of reserves for the Gas Supply Fund to ensure prudent financial management of the utility. This section describes the recommended methology and assumptions to establish minimum cash reserve targets for the Gas Supply Fund. The methodology involves establishing working capital requirements for the Gas Supply Fund. Working Capital Requirements – A timing difference exists between when expenses are incurred and paid and revenues are received from customers. Establishing a minimum cash reserve helps to en sure cash exists to pay expenses in a timely manner. CPAU reviewed the monthly cash flows for the purchase of gas commodity and transportation charges and established that 25% of the annual costs was required as minimum cash. This corresponds to a 90 day working capital lag time. In addition to this, UFS reviewed the monthly cash flows for internal operating expenses for the Gas Supply Fund to identify the working capital requirements and a 45 day working capital lag time was identified for these expenses. These lag times are consistent with standard working capital requirements in the utility industry for the type of expenditure considered. Table 13 details the result of the minimum cash reserve target with a comparison to projected reserves. CPAU’s cash reserves are projected to exceed the minimum guidelines as established by UFS. Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 18 Table 13 – Supply Fund Minimum Cash Reserves Compared with Projected Cash Reserves Projected 2013 Projected 2014 Projected 2015 Projected 2016 Projected 2017 Expense Gas Purchases and PG&E Transportation 16,286,394 16,671,929 17,855,704 18,567,448 19,419,149 Supply Operations Expense 985,763 1,005,478 1,025,588 1,046,100 1,067,022 Minimum Cash Reserve Percents Gas Purchases and PG&E Transportation 25%25%25%25%25% Supply Operations Expense 12%12%12%12%12% Miniumum Cash Reserve Gas Purchases and PG&E Transportation 4,071,598$ 4,167,982$ 4,463,926$ 4,641,862$ 4,854,787$ Supply Operations Expense 121,532 123,963 126,442 128,971 131,551 Recommended Minimum Cash Reserves 4,193,131$ 4,291,945$ 4,590,368$ 4,770,833$ 4,986,338$ Projected Cash Reserves 4,800,913$ 4,794,294$ 4,902,637$ 4,948,299$ 4,970,066$ Gas Distribution Fund Center Revenue Requirement Revenue requirements and projections for the period from FY 2013 to FY 2017 were provided by CPAU. Table 14 shows the projected financial statements for the Distribution Fund Center over the five year projection period. To help ensure the anticipated rate adjustments are properly funding expenses and replacement cost of infrastructure, an accrual basis financial statement was prepared. An operating income of $4.4 million is projected in FY 2013 compared with a target operating income of $3.7 million. Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 19 Table 14 –Projected Statement of Distribution Fund Income and Expenses (FY 2013 – FY 2017) Projected Rate Adjustments - CPAU 25.0%0.0%3.0%4.0%3.0% Revenue Projected 2013 Projected 2014 Projected 2015 Projected 2016 Projected 2017 Sales Revenues 17,807,372 22,265,142 22,266,730 22,941,008 23,848,867 Rate Adjustment 4,451,433 668,002 917,624 715,466 Pro-ration Impact (185,493) - (27,833) (38,234) (29,811) Service Connections & Transfers 720,000 730,000 752,000 789,600 812,000 Discounts and Uncollectables (250,000) (250,000) (250,000) (250,000) (250,000) Total Revenues 22,543,312$ 22,745,142$ 23,408,898$ 24,359,997$ 25,096,522$ Expenses Allocated Administration & Overhead 3,049,823 3,110,819 3,173,036 3,236,497 3,301,227 Engineering Support & Administration 857,957 875,116 892,619 910,471 928,680 Gas Operations 3,648,985 4,762,365 3,817,212 3,893,557 3,971,428 Customer Service & Administration 722,940 737,399 752,147 767,190 782,534 Meter Reading 274,764 280,259 285,864 291,581 297,413 Billing and Collections 365,598 372,910 380,368 387,975 395,735 Gas Demand Side Management 1,334,349 1,452,677 1,577,307 1,629,749 1,682,115 General Fund Transfers 5,994,800 6,395,775 6,622,707 6,860,944 7,104,311 Other Transfers 178,472 182,042 185,683 189,396 193,184 Rent 169,787 169,787 169,787 169,787 169,787 Depreciation 1,855,620 2,044,000 2,215,010 2,382,025 2,562,597 Total O&M 18,453,095$ 20,383,149$ 20,071,740$ 20,719,173$ 21,389,010$ Operating Income 4,090,217$ 2,361,993$ 3,337,159$ 3,640,824$ 3,707,512$ Interest Income 536,614 468,431 358,492 353,211 356,948 Other Revenues and Transfers 84,680 84,680 84,680 84,680 84,680 Interest Expense 296,725 281,545 265,953 249,865 227,755 Total Other Income & Expenses 324,569$ 271,566$ 177,220$ 188,026$ 213,873$ Net Income 4,414,786$ 2,633,559$ 3,514,379$ 3,828,850$ 3,921,384$ *Slight rounding differences exist between CPAU’s projections and Table 14. **Proration impact – when rates are modified, often at the beginning of a month, part of a customer’s charges is billed at the previous rates and part on the new rates. The proration impact quantifies this timing difference. Projected Cash Flow and Reserve Balances CPAU uses the “Cash Basis” for determination of revenue requirements. This method is appropriate for CPAU’s conditions and works well when annual Capital Improvement Program (CIP) costs are steady and appropriate system infrastructure investments are carrie d out. UFS used the “Utility Basis” for cash flow and balance projections presented in this section. This method was preferred because it generally ensures capital replacements are consistently funded regardless of annual CIP plans and leads to more stable revenue requirements and customer rates. Under the “Utility Basis” the statement of cash flows and cash balances are projected to help ensure cash is available to fund the projected capital improvements. CPAU’s projected cash reserves at the end of FY 2013 are $6.5 million. Cash reserves Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 20 are anticipated to decrease slightly over the projection period to $4.8 million in FY 2017. Table 15 shows the Distribution Fund Center statement of cash flows for the period f rom FY2013 – FY2017 and includes the projected balances for the Emergency Plant Replacement and Gas Distribution Rate Stabilization Reserves (G-DRSR). CPAU plans to revise its current reserve guidelines. In the Financial Targets discussion below, UFS provided suggested minimum levels of cash reserves that CPAU may consider. Table 15 – Distribution Fund - Statement of Cash Flows Projected 2013 Projected 2014 Projected 2015 Projected 2016 Projected 2017 Add Net Income 4,414,786$ 2,633,559$ 3,514,379$ 3,828,850$ 3,921,384$ Add Back Depreciation Expense 1,855,620 2,044,000 2,215,010 2,382,025 2,562,597 Subtract Debt Principal 506,000 519,750 536,250 552,750 574,750 Cash Available from Operations 5,764,406$ 4,157,809$ 5,193,139$ 5,658,126$ 5,909,232$ Estimated Annual Capital Additions 7,706,000 5,377,200 5,537,535 5,616,905 6,112,892 Net Cash From Operations (1,941,594)$ (1,219,391)$ (344,396)$ 41,221$ (203,660)$ Projected Account Balances Plant Replacement 1,000,000 1,000,000 1,000,000 1,000,000 1,000,000 G-DRSR Reserve 5,570,934 4,351,543 4,007,146 4,048,367 3,844,706 Total Cash Available 6,570,934 5,351,543 5,007,146 5,048,367 4,844,706 Financial Targets When evaluating the financial condition of utilities, UFS reviews three financial metrics: Debt Coverage Ratio Target Operating Income Minimum Cash Reserve levels Debt Coverage Ratio – Revenue bonds require that the system generates sufficient cash flows to meet the debt obligations. For CPAU a 1.25 coverage ratio is required which means the cash flows from operations have to exceed 1.25 times the debt service payment. If the Debt Coverage ratio is not achieved, the bonds are in technical default that may result in Bond Rating Agencies lowering the bond ratings of CPAU and resulting in higher interest rates for future debt issuances. Target Operating Income – Target operating income helps ensure the replacement costs of assets installed to provide service to customers are properly funded in the current rates. When the target operating income is achieved both depreciation expense and the inflationary increase in asset replacement costs are properly funded in current charges to customers. This helps ensure funds exist to replace assets that are being used by customers today. Minimum Cash Reserves – Minimum cash reserves are often established to help ensure the utility has the funds available to pay expenses in a timely fashion and fund future capital improvement programs. If a utility falls below the minimum cash requirements it may result in payment of expenses or capital Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 21 improvement programs delayed until sufficient cash exists to pay the expenditure. Cash reserves are also a significant factor when Bond Rating Agencies review the financial condition of a utility. Each of these factors is discussed below. Debt Coverage Ratio Debt coverage ratio for CPAU is mandated by covenants established in the Utility Revenue Refunding Bonds, 2011 Series A documentation and must be maintained to ensure CPAU maintains its bond rating and has the capacity to issue additional revenue bonds. CPAU’s required coverage ratio is 1.25 times the debt service payment. This is compared with the cash generated by operations to ensure the coverage requirement is achieved each year. To help ensure coverage is ach ieved during period of low sales a 0.20 safety factor is typically added to the coverage requirement for a minimum targeted coverage ratio of 1.45. Table 16 shows the projected debt coverage ratios of CPAU’s Gas Distribution Fund Center. The Gas Utility is a low debt operation with a debt to equity ratio of 0.15. This means that 15% of the current equity is financed through debt. CPAU’s Gas Distribution Fund Center is exceeding the debt coverage requirement in each year as shown in Table 16. Table 16 – Debt Coverage Ratios Projected 2013 Projected 2014 Projected 2015 Projected 2016 Projected 2017 Add Net Income 4,414,786$ 2,633,559$ 3,514,379$ 3,828,850$ 3,921,384$ Add Depreciation Expense 1,855,620 2,044,000 2,215,010 2,382,025 2,562,597 Add Interest Expense 296,725 281,545 265,953 249,865 227,755 Cash Available for Debt Service 6,567,131$ 4,959,104$ 5,995,341$ 6,460,741$ 6,711,737$ Principal and Debt for Debt Coverage Purposes 802,725$ 801,295$ 802,203$ 802,615$ 802,505$ Projected Debt Coverage Ratio (Covenants)8.18 6.19 7.47 8.05 8.36 Minimum Debt Coverage Ratio 1.45 1.45 1.45 1.45 1.45 Target Operating Income The optimal target for setting rates is the establishment of a target operating income that ensures not only operating expenditures are covered but also infrastructure replacement costs are properly funded. A target operating income for municipal utilities considers the following items in addition to operating expenditures: 1) Funding of depreciation expense 2) Interest expense on outstanding debt 3) Infrastructure replacement costs Funding of Depreciation Expense Depreciation expense is considered an operating expense for purposes of accrual basis accounting and represents the annual cost due to wear that occurs on the infrastructure. Depreciation expense was Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 22 projected by UFS using CPAU construction estimates and current depreciation rates. Table 17 shows the projected depreciation expense used for the Distribution Fund Center. Table 17 – Depreciation Expense Projection Year Depreciation Expense 2013 1,855,620$ 2014 2,044,000 2015 2,215,010 2016 2,382,025 2017 2,562,597 Interest Expense on Outstanding Debt Interest expense represents the annual cost of issuing debt. Targeted operating income helps ensure interest expense incurred for infrastructure replacements is funded from current ratepayers. The projected interest expense was provided by CPAU and is included in Table 18. Table 18 – Projected Interest Expense Year Interest Expense 2013 296,725$ 2014 281,545 2015 265,953 2016 249,865 2017 227,755 Infrastructure Replacement Costs The cost to replace an asset in the syste m increases each year due to inflationary pressures. For municipal utilities the replacement cost of infrastructure is recovered from customers on an annual basis. Table 19 is the additional revenue requirements to fund the asset replacement costs and is based on anticipated inflation rates of 3.26%7 7 Inflation rate assumed in the analysis is the twenty year annual change in Engineering News Record’s Construction Cost Index for the period from 1992 – 2011. Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 23 Table 19 – Inflation Adjusted Asset Replacement Year Asset Investments Asset Inflation - Percent Inflation Adjustment - Dollars 2013 88,564,802$ 3.26%2,887,031$ 2014 95,550,802 3.26%3,114,760 2015 100,928,002 3.26%3,290,046 2016 106,465,537 3.26%3,470,558 2017 112,082,442 3.26%3,653,657 CPAU’s projected operating income over the next five years compares favorably with the targets established in this report with only a modest variation of approximately $600,000 for this time period. This indicates the current rate track is sufficient to support the capital replacement costs of CPAU . Table 20 compares the projected operating income with targets for Fiscal Years Ending 2013 through 2017. Table 20 – Distribution Fund - Projected Income and Targeted Income Comparison Fiscal Year Ending Targeted Projected 2013 3,183,756$ 4,090,217$ 2014 3,396,305 2,361,993 2015 3,555,998 3,337,159 2016 3,720,423 3,640,824 2017 3,881,412 3,707,512 Total 17,737,894$ 17,137,704$ Operating Income Minimum Cash Reserve Levels To help ensure timely completion of capital improvements, enable the utility to fund large unexpected expenditures, and to help ensure adequate cash exists to buffer any substantial rate adjustments for customers a minimum cash reserve target is currently established . Minimum cash reserves attempts to quantify the minimum amount of cash the utility should keep in reserves . The actual cash reserves may vary above the minimum but should not fall below the minimum established targets. The methodology used in this report is based on certain assumptions related to percent of operation and maintenance, rate base, capital improvements, and debt service. Listed below is a general assessment and discussion of significant factors that may affect CPAU’s need for cash reserves in its Dist ribution Fund Center. Working Capital Requirements A timing difference exists between when expenses are incurred and revenues received from customers. Establishing a minimum cash reserve helps to ensure cash exists to pay expenses in a timely manner. The timing difference was discussed with CPAU and a 45 day working capital lag time was identified as appropriate for the distribution fund center activities. This is a standard working capital requirement in the utility industry. Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 24 Investment in Assets Catastrophic events may occur requiring cash reserves to replace the damaged assets. Some examples of catastrophic events include ice storms, earthquakes, wind storms, floods, or tornadoes. Sometimes the costs of catastrophic events may be covered from FEMA; however FEMA reimbursements can take between 6 months to 2 years to recover the funds and often at only 65% - 75% of the cost of asset replacements. Cash reserves are often combined with emergency funding from banks or bonding agencies to fully fund a catastrophic event. The utility should maintain reserves to help ensure cash exists to start the repair and replacement process until adequate financing can be arranged. The age of Utility assets is used to help identify CPAU’s exposure to catastrophic events and damages. Older systems are more susceptible to damage compared with a newer or well-maintained system. In reviewing CPAU’s gas infrastructure, the system is 31% depreciated indicating a relatively new system with limited exposure to catastrophic events due to age. This is compared with typical utilities that have an average age between 47% - 55% depreciated. We included 1% of the total investment in infrastructure to be included in the minimum cash reserve determination . UFS age related standards are listed below: Utility less than 50% depreciated = 1% of Historical Investments Utility between 47% - 55% depreciated = 2% of Historical Investments Utility Over 55% depreciated = 3% of Historical Investments Debt Service Payments Debt service payments do not occur evenly throughout the year. It is typical for these payments to occur every six months. To ensure adequate cash reserves exist to fund the debt service payment , utilities often review the amounts and timing of the debt service payments to help ensure the largest debt service payment is in reserves at all times. For CPAU the largest debt service payment occurs in May and is 82% of the annual debt service payment. Table 21 is the payment schedule for the outstanding Utility Revenue Refunding Bonds, 2011 Series A of the Gas Utility Distribution Fund Center. Table 21 – Debt Service Payment Schedule Payment Dates Amount Percent of Total Payment 11/29/12 148,363 18% 05/29/13 654,363 82% Debt Service Payment 802,725 100% Capital Improvement P rogram Some capital improvements are funded through bond is suances and some through cash reserves. The establishment of a minimum cash reserve level helps to ensure timely replace ment or construction of assets. UFS reviewed the five year capital improvement program of CPAU and included 20% (average year) of the five year capital plan as representative of annual CIP expenditure requirements. (If debt is issued to finance capital improvements, the anticipated debt issuance is often subtracted from the five year capital amount; CPAU does not plan to issue debt over the five year projection.) Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 25 Minimum Recommended Cash The minimum recommended cash reserve for FY 2013 is $8.9 million and increases to $9.4 million in FY 2017. CPAU has two separate reserves in the Gas Distribution Fund Center: Gas Distribution Rate Stabilization Reserve (G-DRSR) and Emergency Plant Replacement (EPR) Reserve. These reserves combined will be referred to as Cash Reserves in this report. CPAU’s current policy for G-DRSR establishes both a minimum and a maximum reserve requirement equal to 15% and 30% of budgeted distribution sales revenue. Additionally, CPAU’s current policy for EPR is set at $1,000,000 which represents the deductible on the insurance policy for plant equipment. Using the assumptions discussed above, Table 22 compares the projected cash reserves in CPAU’s G-DRSR and EPR with recommended minimum cash reserves established in this study. Figure 3 shows projected cash reserves, recommended minimum cash reserves and CPAU’s minimum and maximum G-DRSR plus EPR levels. Table 22 – Distribution Fund Minimum Cash Reserves - FY 2013 – FY 20178 Projected 2013 Projected 2014 Projected 2015 Projected 2016 Projected 2017 Inputs Operation & Maintenance Expense 16,597,475 18,339,150 17,856,730 18,337,147 18,826,413 Historical Rate Base 88,564,802 93,942,002 99,479,537 105,096,442 111,209,334 Current Portion of Debt Service Reserve 801,295 802,203 802,615 802,505 802,505 Five Year Capital Improvements - Net of bond proceeds 26,642,135 26,642,135 26,642,135 26,642,135 26,642,135 Minimum Cash Reserve Percents Operation & Maintenance Expense 12%12%12%12%12% Historical Rate Base 1%1%1%1%1% Current Portion of Debt Service Payment 82%82%82%82%82% Five Year Capital Improvements - Net of bond proceeds 20%20%20%20%20% Minimum Cash Reserve Calculations Operation & Maintenance Expense 2,046,264$ 2,260,991$ 2,201,515$ 2,260,744$ 2,321,065$ Historical Rate Base 885,648 939,420 994,795 1,050,964 1,112,093 Current Portion of Debt Service Payment 653,197 653,937 654,273 654,183 654,183 Five Year Capital Improvements - Net of bond proceeds 5,328,427 5,328,427 5,328,427 5,328,427 5,328,427 Recommended Minimum Cash Reserves 8,913,536$ 9,182,775$ 9,179,010$ 9,294,319$ 9,415,768$ Projected Cash Reserves 6,570,934$ 5,351,543$ 5,007,146$ 5,048,367$ 4,844,706$ Figure 3 compares projected cash balances with minimum cash reserve levels established in the formula above and CPAU’s current GDRSR minimum and maximum reserve guidelines plus EPR . Cash reserves are projected to decrease each year and fall below $5.0 million in FY 2017. The projected cash reserves are $4.6 million below the minimum cash reserves requirements identified in this report. 8 Operation & Maintenance Expenses excludes depreciation expense; Ratebase is historical inves tment in plant & equipment; Five year capital improvements is budgeted capital improvements for next five years and excluding capital improvements funded through debt issuances. Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 26 Figure 3 – Comparison of Projected Cash Balances with Recommended Minimum Cash Reserves Summary of Financial Targets CPAU’s Gas Distribution Fund Center is meeting or exceeding two of the three financial targets, that is, Debt Coverage, and Operating Income; and, falling below the third one, the targeted minimum cash reserves. CPAU may consider the following options to restore cash in its reserves to levels that exceed the minimums: 1) Increase rates by an additional 5% in FY 2014. This would allow the cash balance to reach the minimum cash target by FY 2017 with cash reserves of approximately $9.7 million. Table 23 is the projected cash reserves compared with minimum targets for the period from FY 2013 to FY 2017 with the additional 5% rate adjustment in FY 2014. Table 23 – Distribution Fund - Targeted and Projected Cash Reserves Fiscal Year Ending Minimum Cash Reserve Target Projected Reserves with Proposed Rate Adjustments Projected Reserves with Additional 5% Rate Adjustment in 2014 2013 8,913,536$ 6,570,934$ 6,570,934$ 2014 9,182,775 5,351,543 6,464,800 2015 9,179,010 5,007,146 7,322,803 2016 9,294,319 5,048,367 8,617,075 2017 9,415,768 4,844,706 9,704,284 Cash Balances 2) Debt of approximately $5.0 million could be issued to resto re cash reserves. This would help ensure the cash deficiency is restored immediately. A small bond issuance of $5.0 million will Section 2 Gas Utility Financial Plan City of Palo Alto Gas Utility Cost of Service Study Page 27 result in debt issuance costs. CPAU could consider combining the $5.0 million with possible financing requirements for other utilities. 3) CPAU could rely on the cash reserves held by other utility funds. If an emergency cash situation occurred, the Gas Utility could borrow the needed funds and a debt repayment schedule established at the time to reimburse the borrowed funds with a corresponding interest rate. 4) The City is currently conducting an audit of utility reserves. The City may revise its reserve policies following completion of the audit. Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 28 Cost of Service Analysis The cost of service study identifies the cost to provide service to each customer class and is used to develop rates to collect revenues from each customer class based on the applicable costs to serve that class. To complete a cost of service study the following general steps were completed: 1) Determination of utility revenue requirements 2) Classification of utility expenses into cost pools (functional components) 3) Development of allocation factors considering how costs are incurred and which class is responsible for the utility incurring the cost 4) Allocation of the costs to each customer class based on the allocation factors developed in step 3 Cost of Service to be Allocated Cost of service to be allocated equals total revenue requirements for the utility. Revenue requirements are the total revenues needed from rates to fund the utility operations. Utility revenue requirements were developed as discussed in section 2 and summarized below based on information provided by CPAU and totaled $38,355,026. Table 24 details the revenue requirements and is broken down between the Gas Supply and Gas Distribution Funds. Table 24 – Revenue Requirement by Fund Fund Revenue Requirements Gas Supply Fund 16,096,221$ Gas Distribution Fund 22,258,805 Total 38,355,026$ Classification of Gas Supply Fund Expenses into Functional Cost Components CPAU’s Gas Supply Fund revenue requirements of $16,096,221 were classified into three functional cost components prior to allocation to the customer classes. The functional cost components used in the analysis are listed below: 1) Gas Commodity Purchases – Cost to purchase natural gas (including cost of fixed price purchases less the anticipated use of cash reserves) 2) Transportation – The cost to transport gas supply into CPAU’s service territory and internal costs related to the operation of the Gas Supply Fund 3) Administration – Internal costs incurred by CPAU for the securing and purchasing of gas supply for customers Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 29 Table 25 lists the cost category, projected expenditure, and shows the classification into the appropriate cost components (pools). Table 25 – Gas Supply Fund - Classification into Functional Cost Components Category Expenditure Gas Commodity Purchases Transportation Commodity Purchase Administration Commodity Purchases 14,813,936 14,813,936 Commodity Transportation 1,472,458 1,472,458 Allocated Administration & Overhead 226,802 226,802 General Management and Overhead 517,973 517,973 Alternate Energy Programs 199,920 199,920 Rent, Other Transfers 41,068 41,068 Proration Impact 43,378 43,378 Interest Income (175,026)(175,026) Other Revenue (11,000)(11,000) Reserve Funding (1,033,288)(1,033,288) Gas Supply Fund Revenue Requirements 16,096,221$ 13,780,648$ 2,088,772$ 226,802$ Cost Pool Classification of Gas Distribution Fund Expenses into Functional Cost Components CPAU’s Gas Distribution Fund revenue requirements of $22.2 milli on were classified into functional cost components prior to allocation to the customer classes. CPAU uses the Cash Basis method for its financial projections. In this study, costs are categorized using the Utility Basis method which uses the following categories of costs for the Distribution Fund Center: 1) Operation and maintenance of the distribution system 2) Customer, marketing and financial services 3) Depreciation expense 4) Revenue financed capital Both the Cash Basis and the Utility basis uses the same costs for “Operation and maintenance of the distribution system” and “Customer, marketing and financial services”, and the two methods differ on funding of infrastructure costs. T he Utility Basis incorporates funding of depreciation expense and revenue financed capital items, the Cash Basis incorporates capital program costs, debt service payments and non-operating revenue. The revenue financed capital is used to balance the Cash Basis revenue requirement with Utility Basis. Table 26 shows the reconciliation of the two methods: Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 30 Table 26 – Reconciliation of Cash and Utility Basis Cash Basis Amount Operation & Maintenance of Distribution System 7,556,765$ Customer, Marketing & Financial Services 9,206,030 Debt Service 802,725 Capital Improvement Program 7,706,000 Distribution Rate Stabilization Reserves (1,941,594) Interest (536,614) Connection Fees (720,000) Proration Impact 185,493 Total 22,258,805$ Utility Basis Amount Operation & Maintenance of Distribution System 7,556,765$ Customer, Marketing & Financial Services 9,206,030 Depreciation Expense 1,855,620 Revenue Financed Capital 3,640,390 Total 22,258,805$ The Utility Basis expense categories are classified into functional cost components as shown in Table 27. The expenses were classified based on the allocator that best reflects the cost causation of the expense . The development of allocators is explained in the following section on Allocation Factors. Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 31 Table 27 – Gas Distribution Fund - Classification into Functional Cost Components Category Expenditure Distribution Expense NBV Sales Distribution Avg & Excess Weighted Services Distribuiton Meter Costs Weighted Services DISTRIBUTION SYSTEM: Overhead and Allocated Charges 3,049,823 3,049,823 Operations Administration 404,615 404,615 Engineering Administration 453,342 453,342 Operations and Maintenance 3,648,985 600 46,915 1,663,358 1,210,105 459,137 268,871 CUST., MARKETING & FINANCIAL SERVICES Customer Service Administration 88,884 88,884 Customer Service Operations 519,526 519,526 Meter Reading 274,764 274,764 Billing 308,828 308,828 Key Accounts 114,530 114,530 Credit & Collections 56,770 56,770 Demand Side Management 1,530 1,530 Efficiency Programs 1,033,402 1,033,402 Low Income Programs 267,286 267,286 Research & Development Programs 32,130 32,130 General Fund Transfers 5,994,800 5,994,800 Other Transfers 169,787 169,787 Rent 178,472 178,472 Adjustments Discounts and Uncollectables 250,000 250,000 (Less) Non-Rate Revenue Reimbursement from Other Funds (84,680)(84,680) Subtotal 16,762,795 3,705,038 763,836 8,992,506 1,210,105 459,137 268,871 1,363,302 Depreciation Expense 1,855,620 39,007 827,858 597,888 231,386 159,481 Revenue Financed Capital 3,640,390 3,640,390 Total Distribution Fund 22,258,805$ 3,744,045$ 4,404,226$ 9,820,364$ 1,807,993$ 690,523$ 428,353$ 1,363,302$ Allocation Factors Once expenses are classified, an allocation factor is assigned to each cost component based on why the cost is incurred. This results in rates that reflect the appropriate cost and the c ost impact each customer class creates on the system. The allocation factors used are listed below: Total Sales – Allocated on unit sales (therms) to each class. Average and Excess – Allocation based on a combination of the average monthly sales to each class and the peak usage during the winter season. A description of the development of this allocator is listed in the allocator section of this report. Sales Distribution – Allocated based on sales (therms) to each class that use the distribution system. (Class G-10 (CNG) does not use CPAU’s distribution infrastructure and is therefore excluded from the calculation of this allocator.) Weighted Services – Allocator developed based on the estimated time to read meters, bill customer accounts and cost to provide customer services to each customer class. Meter Costs – Cost to purchase and install a typical meter for each class. Weighted Service Distribution – Allocator developed based on the weighted services listed above excluding class G-10 (CNG) that does not use the distribution infrastructure. Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 32 Distribution Expenses – Allocator developed based on how all previously discussed distribution expenses were allocated. Net Book Value (NBV) – Allocator developed based on how distribution of assets are allocated to each customer class. Development of Allocators The sections below describe the development of the allocators used in the study. Total Sales Allocator This allocator is developed based on total number of therms used by each customer class. Table 28 – Total Sales Allocator Total Sales Allocation Development G-1 G-2 G-3 G-6 G-10 Total Total Therms Sold 11,463,405 13,718,859 4,897,713 338,660 58,615 30,477,253 Percent of Total 37.6%45.0%16.1%1.1%0.2%100.0% Average & Excess Allocator The allocation of costs using the Average and Excess method considers the average demand created by a customer class and the excess demand created by the same class. Excess demand is defined as peak usage less average usage. This is a critical allocator used in the study to allocate portions of the distribution related costs. The average usage is the total therms used by each class divided by 12 months. If the infrastructure was used consistently during the year no additional capacity would be required above the average usage. However, gas usage is not consistent throughout the year resulting in larger system capacity required to serve the peak demands created on the system. The cost to expand the system above the average usage is appropriately charged to customers based on the peak demands created by each class. The G-10 class is served directly off the transmission system and no distribution system investments are constructed to service this class of customers and their usage is excluded in the development of this allocator. Development of the average and excess allocator is a three -step process and is described below. Step One – Identification of Average Monthly Usage for each class: The table below shows the total projected sales in therms for each class of customer and the average monthly sales to each class of customers. Customer Class Annual Sales Avg. Monthly Sales G-1 11,463,405 955,284 G-2 13,718,859 1,143,238 G-3 4,897,713 408,143 G-6 338,660 28,222 G-10 58,615 4,885 Total 30,477,253 2,539,771 Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 33 Step Two – Determination of Excess Peak over Average for each class: This step determines the capacity that is greater than the average for each class of customers and is calculated by identifying the peak usage for each class and subtracting the average usage from it. The table below shows the calculation of the excess peak over average usage for each customer class. Customer Class Winter Average Usage Averge Monthly Sales Excess Peak over Avg. G-1 1,446,089 955,284 490,806 G-2 1,391,002 1,143,238 247,764 G-3 467,725 408,143 59,582 G-6 38,048 28,222 9,826 G-10 4,789 4,885 (96) Total 3,347,653 2,539,771 807,882 Step Three – Determination of Average and Excess Allocator: The allocator is developed by summing the average usage and the excess usage for each class and calculating the percent contribution of each class to the total. Customer Class Class Average Class Peak Total Percent of Total G-1 955,284 490,806 1,446,089 43.2% G-2 1,143,238 247,764 1,391,002 41.6% G-3 408,143 59,582 467,725 14.0% G-6 28,222 9,826 38,048 1.1% G-10 4,885 (96) 4,789 0.1% Total 2,539,771 807,882 3,347,653 100.0% *The G-10 rate class has a higher average use for the year than their usage during the peak month. The distribution system costs are allocated considering both the class average usage and usage during the peak month. The G-10 rate class is not contributing to the peak demands on the system and is resulting in an over allocation of costs using the class averages. The over allocation is credited back to the class using the peak allocation. Distribution Sales Allocated based on sales (therms) to each class that use the distribution system. Sales Distribution G-1 G-2 G-3 G-6 Total 11,463,405 13,718,859 4,897,713 338,660 30,418,637 37.7%45.1%16.1%1.1%100.0% Allocation Development Total Therms Sold Excl. G-10 Percent of Total Weighted Services Allocator developed based on the estimated time to read meters, bill customer accounts , and cost to provide customer services to each customer class. The weighting factors were established based on quantifiable items such as cost to install meters and estimated items such as the time to read meters, bill a customer’s account and time spent by customer service personnel. The weighting factors were developed based on discussions with staff and UFS experience in completing cost of service studies for other utilities. Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 34 Weighted Services Allocation Development G-1 G-2 G-3 G-6 G-10 Total No. of Customers 21,700 2,310 19 33 1 24,063 Weighting Factor for Services 1 7 40 10 7 Weighted Customers 21,700 16,170 760 330 7 38,967 Percent of Total 55.7%41.5%2.0%0.8%0.0%100.0% Meter Costs Allocator developed based on cost to purchase and install a typical meter for each class. Meter Cost Allocation Development G-1 G-2 G-3 G-6 G-10 Total Meter Installation Costs - Average 70.36 716.40 1,470.08 716.40 716.40 No. of Customers 21,700 2,310 19 33 1 Total Meter Replacement Costs 1,526,812 1,654,884 27,932 23,641 716 3,233,985 Percent of Total 47.2%51.2%0.9%0.7%0.0%100.0% Weighted Service Distribution Allocator developed based on the weighted services listed above excluding G-10 (CNG) that does not use the distribution infrastructure. Weighted Services Distribution Allocation Development G-1 G-2 G-3 G-6 Total No. of Customers Excl. G-10 21,700 2,310 19 33 24,062 Weighting Factor for Distribuiton 1 7 40 10 Weighted Customers 21,700 16,170 760 330 38,960 Percent of Total 55.7%41.5%2.0%0.8%100.0% Distribution Expenses Allocator developed based on how all previously discussed distribution expenses were allocated. Distribution Expense Allocation Development G-1 G-2 G-3 G-6 Total Allocated Distrbution Expenses 3,067,839 2,946,847 697,516 68,843 6,781,046 Percent of Total 45.2%43.5%10.3%1.0%100% NBV Allocator Allocator developed based on how assets were allocate d to each customer class. The table below is the distribution of asset investments based on cost causation principals. Allocation of Plant Investment and Capital Costs and development of the NBV allocator are detailed below. Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 35 Account Total Allocation G-1 G-2 G-3 G-6 G-10 Structures and Improvements 1,215,164 Avg & Excess 526,243 505,283 169,805 13,833 - Measuring & Regulating Equipment 340,087 Sales Distribution 128,163 153,380 54,758 3,786 - Mains Therm 22,216,404 Sales Distribution 8,372,355 10,019,637 3,577,069 247,342 - Mains Demand 16,348,487 Avg & Excess 7,079,934 6,797,936 2,284,506 186,110 - Services Therm 7,134,141 Sales Distribution 2,688,534 3,217,510 1,148,670 79,427 - Services Demand 5,249,833 Avg & Excess 2,273,511 2,182,956 733,602 59,764 - Services Customer Related 8,255,982 Weighted Svcs. Dist.4,598,430 3,426,572 161,051 69,930 - Regulators Demand 161,234 Avg & Excess 69,824 67,043 22,530 1,835 - Regulators Therm 219,105 Sales Distribution 82,571 98,817 35,278 2,439 - Meters 4,834,723 Meter Cost 2,282,544 2,474,008 41,757 35,343 1,071 Total Rate Base 65,975,158$ 28,102,110$ 28,943,142$ 8,229,026$ 699,810$ 1,071$ NBV Allocator 42.59%43.87%12.47%1.06%0.00% Summary of Allocation Factors Table 29 shows the summary of the allocation factors used for each cost category and the expenses classified in the cost pool. Table 29 – Allocation Factors Used to Distribute Expenses Total Costs G-1 G-2 G-3 G-6 G-10 Total Total Sales 16,096,221 37.6%45.0%16.1%1.1%0.2%100.0% Avg & Excess 1,807,993 43.3%41.6%14.0%1.1%0.0%100.0% Sales Distribution 9,820,364 37.7%45.1%16.1%1.1%0.0%100.0% Weighted Services 1,363,302 55.7%41.5%2.0%0.8%0.0%100.0% Meter Cost 428,353 47.2%51.2%0.9%0.7%0.0%100.0% Weighted Services Distribution 690,523 55.7%41.5%2.0%0.8%0.0%100.0% Distribution Expense 4,007,625 45.2%43.5%10.3%1.0%0.0%100.0% NBV 4,140,646 42.6%43.9%12.5%1.1%0.0%100.0% Total Revenue Requirements 38,355,026$ Allocation of Costs to Customer Classes The total costs from Table 29 are applied to the allocation factors and result in the cost distributed to each customer class. Table 30 shows total allocated costs to each customer class. Table 30 – Allocation of Costs to Each Customer Class G-1 G-2 G-3 G-6 G-10 Total Total Sales 6,054,269 7,245,463 2,586,672 178,860 30,957 16,096,221 Avg & Excess 782,976 751,789 252,645 20,582 - 1,807,993 Sales Distribution 3,700,850 4,429,001 1,581,179 109,333 - 9,820,364 Weighted Services 759,198 565,725 26,589 11,545 245 1,363,302 Meter Cost 202,232 219,195 3,700 3,131 95 428,353 Weighted Services Distribution 384,609 286,595 13,470 5,849 - 690,523 Distribution Expense 1,813,014 1,741,511 412,214 40,685 201 4,007,625 NBV 1,763,708 1,816,492 516,459 43,921 67 4,140,646 Total 15,460,855 17,055,771 5,392,930 413,906 31,565 38,355,026 Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 36 Summary of Revenue Requirements into Cost Categories The Revenue Requirements from the table above are isolated into cost categories for rate development and the separation is summarized in Table 31 below. Table 31 – Customer Class Revenue Requirement by Classification Classification G1 G2 G3 G6 G10 Total Supply Purchases 5,183,313 6,203,144 2,214,558 153,129 26,504 13,780,648 PG&E Local Transportation 785,649 940,228 335,667 23,210 4,017 2,088,772 Administrative Fee 85,307 102,091 36,447 2,520 436 226,802 Total Supply 6,054,269 7,245,463 2,586,672 178,860 30,957 16,096,221 Public Benefits 502,855 601,794 214,844 14,856 - 1,334,349 Distribution 3,099,486 3,372,208 1,175,239 86,928 - 7,733,861 Services 971,709 1,057,564 368,602 27,257 - 2,425,133 General Fund Equity Transfers 2,259,168 2,703,665 965,224 66,742 - 5,994,800 Distribution- Sales based 6,833,219 7,735,231 2,723,909 195,783 - 17,488,142 Meter O&M 464,999 504,004 8,507 7,200 218 984,929 Meter Reading 243,436 181,399 8,526 3,702 79 437,142 Billing 273,617 203,889 9,583 4,161 88 491,338 Services-Customer 900,503 671,020 31,538 13,694 - 1,616,755 Customer Service 690,811 514,765 24,194 10,505 223 1,240,499 Distribution- Customer based 2,573,366 2,075,078 82,348 39,263 608 4,770,663 Total Distibution 9,406,585 9,810,309 2,806,257 235,046 608 22,258,805 Total Revenue Requirements 15,460,855 17,055,771 5,392,930 413,906 31,565 38,355,026 Projected Billing Units by Customer Class Table 32 shows the billing units for each customer class based on the projected number of therms and customers in each customer class for FY2013. Table 32 – Projected Billing Units (FY 2013) Classification G-1 G-2 G-3 G-6 G-10 Total Therms 11,463,405 13,718,859 4,897,713 338,660 58,615 30,477,253 Number of Customers 21,700 2,310 19 33 1 24,063 Development of Unit Costs The revenue requirements from each cost category are divided by the billing basis to identify unit costs of service or rates by customer class. The table below identifies the charges by customer class broken down by either cost per therm or monthly customer charge. Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 37 Table 33 – Charges by Therm and by Customer per Month Classification Billing Basis G-1 G-2 G-3 G-6 G-10 Commodity Purchases Therms 0.4522 0.4522 0.4522 0.4522 0.4522 PG&E Local Transportation Therms 0.0685 0.0685 0.0685 0.0685 0.0685 Administrative Fee Therms 0.0074 0.0074 0.0074 0.0074 0.0074 Total Supply Supply Charge - therms 0.5281 0.5281 0.5281 0.5281 0.5281 Public Benefits Therms 0.0439 0.0439 0.0439 0.0439 - Distribution Therms 0.2704 0.2458 0.2400 0.2567 - Services Therms 0.0848 0.0771 0.0753 0.0805 - General Fund Equity Transfers Therms 0.1971 0.1971 0.1971 0.1971 - Distribution - Sales based Dist. Charge - therms 0.5961 0.5638 0.5562 0.5781 - Meter O&M Number of Customers 1.79 18.18 37.31 18.18 18.18 Meter Reading Number of Customers 0.93 6.54 37.39 9.35 6.54 Billing Number of Customers 1.05 7.36 42.03 10.51 7.36 Services-Customer Number of Customers 3.46 24.21 138.33 34.58 - Customer Service Number of Customers 2.65 18.57 106.12 26.53 18.57 Customer Charge Monthly Customer Charge 9.88 74.86 361.18 99.15 50.65 Supply Fund Charges Distribution Charges Monthly Customer Charges Gas Supply Fund – Proposed Changes The cost of service for the Gas Supply Fund identifies an overall supply rate reduction of 34.9%. The reduction is based on the anticipated lower gas supply costs projected by CPAU using market price projections as of November 2011 for commodity costs. Since gas supply commodity rates will be based on actual gas supply costs at the time of delivery, the cost of service rate change provided below is subject to change based on the actual market-based gas supply commodity costs. Table 34 details the Gas Supply Fund cost of service by customer class. Table 34 – Gas Supply Fund Cost of Service Customer Class Cost of Service Projected Revenues % Adjustment Required G-1 6,054,269 9,956,367 -39.2% G-2 7,245,463 12,017,721 -39.7% G-3 2,586,672 2,429,568 6.5% G-6 178,860 296,667 -39.7% G-10 30,957 29,077 6.5% Totals 16,096,221 24,729,399 -34.9% Gas Supply Summary Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 38 Gas Supply Fund Cost Breakdown Compared with Current Rates Table 35 and Table 36 compare the current charges with the cost of service charges for Gas Supply. Table 35 – Current Supply Charges Customer Class Commodity Charge Average Administrative Fee PG&E Local Transportation Total Supply Rate Billing Basis G-1 0.8246 0.0227 0.0212 0.869 Therm G-2 0.8321 0.0227 0.0212 0.876 Therm G-3 0.4522 0.0227 0.0212 0.496 Therm G-6 0.8321 0.0227 0.0212 0.876 Therm G-10 0.4522 0.0227 0.0212 0.496 Therm Current Supply Charges Table 36 – Cost of Service Supply Charges Customer Class Commodity Charge Administrative Fee PG&E Local Transportation Total Supply Rate Billing Basis G-1 0.4522 0.0074 0.0685 0.528 therm G-2 0.4522 0.0074 0.0685 0.528 therm G-3 0.4522 0.0074 0.0685 0.528 therm G-6 0.4522 0.0074 0.0685 0.528 therm G-10 0.4522 0.0074 0.0685 0.528 therm Cost of Service Supply Charges Gas Distribution Fund – Proposed Changes The cost of service for the Gas Distribution Fund Center identifies an overall rate increase of 24.8% as detailed in Table 37. Table 37 – Gas Distribution Fund Cost of Service Customer Class Cost of Service Projected Revenues % Adjustment Required G-1 9,406,585 8,632,606 9.0% G-2 9,810,309 7,529,187 30.3% G-3 2,806,257 1,483,408 89.2% G-6 235,046 187,721 25.2% G-10 608 663 -8.3% Totals 22,258,805 17,833,585 24.8% Distribution Summary Gas Distribution Fund - Cost Breakdown Compared with Current Rates The cost of service study separated the Distribution Fund Center sales revenues into the two rate components: 1) Fixed Customer Charges ($/Month) – The fixed charges billed to customers on a monthly basis Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 39 2) Volumetric Charges ($/therm) – Costs billed to customers based on usage Table 38 compares the cost of service based fixed customer charges and volumetric charges with current rates for the same. Table 38 – Cost of Service and Current Rate Comparison Customer Class Fixed Customer Charge ($/Month) Variable Volumetric Charge ($/Therm) Fixed Customer Charge ($/Month) Variable Volumetric Charge ($/Therm) G1 5.25$ 0.6338$ 9.88$ 0.5961$ G2 35.00 0.4781 74.86 0.5638 G3 311.00 0.2884 361.18 0.5562 G6 55.25 0.4897 99.15 0.5781 G10 55.25 - 50.65 - Current Charges Cost of Service Charges Distribution Charge Comparision G1 Rate Class – The cost of service study identified a potential reduction in the distribution volumetric charges. The current rates of $0.6338/therm should be reduced to $0.5961/therm to meet cost of service requirements. The study identified an increase in the fixed customer charge from $5.25/Month to $9.88/Month to cover the cost of service. G2 Rate Class - The cost of service study identified increases in both the distribution volumetric charges and the fixed monthly customer charge. Current volumetric charges of $0.4781/therm should increase to meet the cost of service of $0.5562/therm. The study identified an increase in the fixed customer charge from $35.00/Month to $74.86/Month to cover the cost of service. G3 Rate Class - The cost of service study identified increases in both the distribution volumetric charges and the fixed monthly customer charge. The current volumetric charges of $0.2884/therm compares with cost of service results of $0.5781/therm. The study identified an increase in the fixed customer charge from $311.0/Month to $361.18/Month to cover the cost of service. G6 Rate Class - The cost of service study identified increases in both the distribution volumetric charges and the fixed monthly customer charge. The current volumetric charges of $0.4897/therm compares with cost of service results of $0.5781/therm. The study identified an increase in the fixed customer charge from $55.21/Month to $99.15/Month to cover the cost of service. G-10 Rate Class – The current rates do not include a distribution charge as this customer is served directly from the Gas Supply Transmission line and bypasses the distribution s ystem. Current fixed customer charge is $55.25. The cost of service study identified that a fixed monthly charge of $50.65 was applicable to cover the cost of service. Cost of Service for Residential Tiers The cost of service study identifies the cost to provide service to each customer class and develops unit costs. For homogenous rate classes such as residential customers, often a separate analysis is done to Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 40 determine the cost-based tiered rates. Cost-based tiered rates are used to encourage efficient use of resources by providing price signals that are based on higher costs imposed on the system by higher demands put on the system. A tiered rate structure was developed for the residential class due to the homogeneity of residential customers’ load profiles and usage characteristics. Other rate classes may also have similar load profiles but not similar usage characteristics. For example, the G2 rate class can consist of low use gas customers and high use gas customers making it impractical to implemen t a tiered rate structure that is both fair and cost-based. For this reason, tiers were only developed for the residential class. For CPAU, gas supply costs are uniform for all therms purchased and do not vary based on how much a customer uses. However , gas distribution costs vary based on how much infrastructure is constructed to serve the customer classes’ peak load. The base-extra capacity method reviewed the average demand of this class and the peak demand created due to higher than average usage. Ba sed on this method, the first tier rate was developed by applying the peak usage of the class over the past 10 years and assuming the system was used at full capacity consistently throughout the year, thus giving an average rate at full capacity. Any remaining distribution costs are applied to the second tier assuming the system was constructed to handle the peak demands of the class. The distribution costs from the cost of service study were $4,069,289 and the annualized usage using the peak demand was 27,633,948 therms, resulting in a first tier distribution rate of 14.7 cents per therm. The calculation is shown in Table 39. Table 39 – Residential First Tier Calculation First Tier Rate Amount Residential Distribution Costs from Cost of Service 4,071,196$ Class Peak Usage Past 10 Years - Therms 2,302,829 Annualized Usage based on Peak Demand - Therms 27,633,948 First Tier Distribution Charge - Therm 0.147 Other Distribution Charges 0.24 First Tier Distribution Charges 0.388 The second tier rate is set to recover the remaining distribution costs required to serve the class’ peak demands. An estimated $1,007,402 will be recovered in the first tier leaving $3,061,887 of unrecovered distribution cost attributed to the expansion of the infrastructure. This cost is recovered in the second tier charges and yields a second tier distribution rate of 66.2 cents per therm. The calculation is shown in Table 40. Table 40 – Residential Second Tier Calculation Second Tier Rate Amount Residential Distribution Costs from Cost of Service 4,071,196$ Cost recovered in first tier charges 1,007,874 Cost to be recovered in second tier 3,063,321 Second Tier Usage - Therms 4,622,284 Distribution Charges Second Tier 0.663 Other Distribution Charges 0.24 Second Tier Distribution Charges 0.904 Section 3 Cost of Service Analysis City of Palo Alto Gas Utility Cost of Service Study Page 41 Cost of Service Results (Combined Gas Supply Center & Distribution Center Funds) Table 41 is the summarized results of the cost of service analysis and compares the cost of providing service to each class with the projected revenues from each class. The “% change” column is the adjustment necessary for the rates applicable to each customer class to meet cost of service requirements. Table 41 – Cost of Service Summary Results (Supply and Distribution Funds Combined) Customer Class Cost of Service Utility Basis Projected Revenues % Change G-1 15,460,855$ 18,588,973$ -16.8% G-2 17,055,771 19,546,908 -12.7% G-3 5,392,930 3,912,976 37.8% G-6 413,906 484,388 -14.6% G-10 31,565 29,740 6.1% Total 38,385,983$ 42,592,061$ -9.9% The cost of service study identifies an overall rate reduction of 9.9%. Rate reductions occur for the G-1, G-2 and G-6 customer classes while rate increase is required for G-3 and G-10. It is recommended that CPAU combine the G-2 (Commercial) and G-6 (Municipal) rate classes due to similar usage patterns and customer characteristics. In review of the cost of service , UFS found no significant differences and therefore recommends to combine these two classes to reduce the administrative costs and burden of maintaining separate rates for the G-6 rate class. Table 42 below shows the cost of service results for the billing components of the G-2 and G-6 rate classes. Table 42 – G-2/G-6 Billing Components Billing Component G-2 G-6 Customer Charge 74.86 99.15 Distribution Volumetric Charge 0.564 0.578 Supply Fund Volumetric Charge 0.528 0.528 If the current G-2 rates were applied to G-6, overall charges would be reduced by approximately $11,900 annually. Section 4 Customer Rate Changes City of Palo Alto Gas Utility Cost of Service Study Page 42 Customer Rate Changes The cost of service study identified changes in rates for each rate class to meet cost of service results. Table 41 identifies the impact on each rate class should cost of service rates be implemented. The cost of service study identified monthly customer charges and volumetric charges for supply acquisition, supply transportation and distribution charges. Future gas supply commodity charges will be a pass through to all customers and will vary based on cost to purchase the gas commodity. For cost of service purposes a 45.2 cent/therm gas supply commodity charge was assumed and was based on the December 2011 CPAU projection. G-1 Rate Design Table 43 shows the current residential rates compared with the proposed rates using the cost of service results. The G-1 rate is anticipated to have a reduction of almost 17% as a result of the proposed rate changes. The reduction is due to the lower cost of gas and market-based pricing for gas supply commodity rates. Without a change in the current rates, CPAU will over-recover actual gas supply costs by 39%. The G-1 rate class requires a 9% increase in distribution charges to meet the cost of service revenue requirements. A significant increase is in the monthly customer charge, where an adjustment of $4.63/month is required to meet cost of service results. The first tier distribution charges are down 39% from the current flat distribution rate and the tier two charges are increased by 43% from the current flat distribution rate. Table 43 – Proposed G-1 Rate Design G-1 Current Rates Proposed Rates Percent Difference Commodity (Tier 1)0.7095 0.4522 -36.3% Commodity (Tier 2)1.2815 0.4522 -64.7% Admin 0.0227 0.0074 -67.2% PG&E Local 0.0212 0.0685 223.3% Distribution (Tier 1)0.6338 0.3883 -38.7% Distribution (Tier 2)0.6338 0.9037 42.6% Customer Charge 5.25 9.88 88.2% Total Revenue 18,588,973 15,486,616 -16.7% Supply Fund Revenue 9,956,367 6,054,269 -39.2% Distribution Fund Revenue 8,632,606 9,432,347 9.3% The tiering analysis also involved modifying the number of therms billed at tier one and tier two usage levels. The proposed modification would affect the winter tier one and tier two levels and decrease the amount billed at tier one from 96 therms to 60 therms. Table 44 details the proposed tier levels. Section 4 Customer Rate Changes City of Palo Alto Gas Utility Cost of Service Study Page 43 Table 44 – Proposed Tier One Levels (therms) A common method to determine the breakpoint for tier one and tier two levels is through the analysis of the average customer usage during each season. Tiering provides cost-based incentives to customers for conservation and efficient use of resources and at the same time enjoy the benefit of lower bills for lower consumption levels. In determining the proposed tier one usage level, UFS reviewed the average usage during the summer and winter seasons. The current average monthly median residential usage is 21 therms during the summer season and 66 therms during the winter season. The tier one levels proposed are consistent with the average monthly median customer usage for each season. G -1 – Customer Impacts The impact on G-1 customers as a result of the rate change is depicted in the Figure 4. The average G-1 customer would see approximately a 15% reduction in charges in the summer and a 24% reduction in the winter based on the average summer usage of 21.4 therms and average winter use of 66 therms (and based on the December 2011 projection for gas supply commodity costs). Figure 4 – Impacts on G-1 Customers at Varying Usage Levels -30% -25% -20% -15% -10% -5% 0% 10 21 30 40 50 60 70 80 G-1 Impact of Proposed Rates -% Summer Percentage G1 Change Winter Percentage G1 Change G-2 Rate Design Table 45 details the current G-2 rates compared with the proposed rates using the cost of service results. The G-2 rate is anticipated to have a reduction of 12.7% as a result of the proposed rate changes. The reduction is from the change to market -based pricing for gas commodity supply as well as the adjustment to the distribution rates. Without a change in the current rates CPAU will over-recover G-1 Current Tier One Proposed Tier One Tier One - Summer 20 20 Tier One - Winter 96 60 Section 4 Customer Rate Changes City of Palo Alto Gas Utility Cost of Service Study Page 44 actual gas supply costs by 40%. The G-2 rate class requires a 30.3% increase in distribution charges to meet the cost of service revenue requirements. A significant increase is in the monthly customer charge, where an adjustment of $39.86/month is required to meet cost of service results. Table 45 – Proposed G-2 Rate Design G-2 Current Rates Proposed Rates Percent Difference Commodity 0.8321 0.4522 -45.7% Admin 0.0227 0.0074 -67.2% PG&E Local 0.0212 0.0685 223.3% Distribution 0.4781 0.5638 17.9% Customer Charge 35.00 74.86 113.9% Total Revenue 19,546,908 17,055,771 -12.7% Supply Fund Revenue 12,017,721 7,245,463 -39.7% Distribution Fund Revenue 7,529,187 9,810,309 30.3% G -2 – Customer Impacts The impact on G-2 customers as a result of the rate change is depicted in the graph below. The average G-2 customer would see approximately an 12.7% reduction based on the average monthly usage of 495 therms. Figure 5 – Impacts on G-2 Customers at Varying Usage Levels -16% -14% -12% -10% -8% -6% -4% -2% 0% 200 275 350 425 500 575 650 725 Therms G-2 Impact of Proposed Rates -% G-3 Rate Design Table 46 details the current G-3 rates compared with the proposed rates using the cost of service results. The G-3 rate is anticipated to increase by 37.8% as a result of the rate changes. The increase is from the adjustment of the distribution rates to cost of service. Without a change in the current rates Section 4 Customer Rate Changes City of Palo Alto Gas Utility Cost of Service Study Page 45 CPAU will under-recover actual gas supply costs by 6.5% due primarily to the increase in transmission charges to reflect the cost of service as these customers are already on market price-based commodity rates. The G-3 rate class requires an 89.2% increase in distribution charges to meet the cost of service revenue requirements. The increase in the monthly customer charge represents an adjustment of $50.18/month to meet cost of service results. Table 46 – Proposed G-3 Rate Design G-3 Current Rates Proposed Rates Percent Difference Commodity 0.4522 0.4522 0.0% Admin 0.0227 0.0074 -67.2% PG&E Local 0.0212 0.0685 223.3% Distribution 0.2884 0.5562 92.8% Customer Charge 311.00 361.18 16.1% Total Revenue 3,912,976 5,392,930 37.8% Supply Fund Revenue 2,429,568 2,586,672 6.5% Distribution Fund Revenue 1,483,408 2,806,257 89.2% G -3 – Customer Impacts The impact on G-3 customers as a result of the rate change is depicted in the graph below. The average G-3 customer would see approximately a 38% increase. The total percent adjustment varies slightly based on the amount of gas a customer uses. The average customer in the G-3 class uses 21,500 therms/month and would see an approximate 38% rate adjustment. Figure 6 – Impacts on G-3 Customers at Varying Usage Levels 0% 5% 10% 15% 20% 25% 30% 35% 40% 45% 50% 13,500 15,500 17,500 19,500 21,500 23,500 25,500 27,500 Therms G-3 Impact of Proposed Rates -% Section 4 Customer Rate Changes City of Palo Alto Gas Utility Cost of Service Study Page 46 G-6 Rate Design Table 47 details the current G-6 rate compared with the proposed rates using the cost of service results. The G-6 rate is anticipated to have a reduction of 17.5% as a result of the rate changes. The reduction is from the change to market-based pricing for gas supply. Without a change in the current rates CPAU will over-recover actual gas supply costs by 40%. The G-6 rate class requires a 17.5% increase in distribution charges to meet the cost of service revenue requirements. The most significant increase is in the monthly customer charge, where an adjustment of $19.61/month is required to meet cost of service results. UFS recommends eliminating this rate schedule as the customer usage profile for this rate class is not significantly different from non-municipal business accounts. Table 47 – Proposed G-6 Rate Design G-6 Current Rates Proposed Rates Percent Difference Commodity 0.8321 0.4522 -45.7% Admin 0.0227 0.0074 -67.2% PG&E Local 0.0212 0.0685 223.3% Distribution 0.4897 0.5638 15.1% Customer Charge 55.25 74.86 35.5% Total Revenue 484,388 399,454 -17.5% Supply Fund Revenue 296,667 178,860 -39.7% Distribution Fund Revenue 187,721 220,594 17.5% G -6 – Customer Impacts The impact on G-6 customers as a result of the rate change is depicted in the graph below. The average G-6 customer would see approximately a 17.5% reduction based on the average monthly usage of 850 therms. Section 4 Customer Rate Changes City of Palo Alto Gas Utility Cost of Service Study Page 47 Figure 7 – Impacts on G-6 Customers at Varying Usage Levels -20% -18% -16% -14% -12% -10% -8% -6% -4% -2% 0% 500 600 700 800 900 1,000 1,100 1,200 Therms G-6 Impact of Proposed Rates -% G-10 Rate Design Table 48 details the current G-10 rate compared with the proposed rates using the cost of service results. The G-10 rate is anticipated to have an increase of 6.1% that results in increased annual charge to the G-10 customer of $1,825. Table 48 – Proposed G-10 Rate Design G-10 Current Rates Proposed Rates Percent Difference Commodity 0.4522 0.4522 0.0% Admin 0.0227 0.0074 -67.2% PG&E Local 0.0212 0.0685 223.3% Distribution 0.0000 0.0000 0.0% Customer Charge 55.25 50.65 -8.3% Total Revenue 29,740 31,565 6.1% Supply Fund Revenue 29,077 30,957 6.5% Distribution Fund Revenue 663 608 -8.3% Summary of Revenue Collection with Current and Proposed Rate Schedules by Fund Center and Rate Class Implementation of the proposed rates is projected to produce revenues to meet CPAU’s revenue requirements. The table below summarizes the revenue collection with current and proposed rate schedules. Implementation of the proposed rates is anticipated to result in overall revenue reduction of 9.9% for CPAU with rate decreases for the G-1, G-2 and G-6 rate classes that range between 12.7% and 17.5%. Rate increases are expected to occur for the G-3 and G-10 rate classes that would range Section 4 Customer Rate Changes City of Palo Alto Gas Utility Cost of Service Study Page 48 between 37.8% and 6.1%. Table 49 provides a summary of the revenues by function for each rate class under the existing rates and the proposed rates. Table 49 – Summary of Revenue Collection with Current and Proposed Rate Schedules G-1 G-2 G-3 G-6 G-10 Total Supply 9,956,367 12,017,721 2,429,568 296,667 29,077 24,729,399 Distribution 8,632,606 7,529,187 1,483,408 187,721 663 17,833,585 Total 18,588,973 19,546,908 3,912,976 484,388 29,740 42,562,984 Supply 6,054,269 7,245,463 2,586,672 178,860 30,957 16,096,221 Distribution 9,432,347 9,810,309 2,806,257 220,594 608 22,270,115 Total 15,486,616 17,055,771 5,392,930 399,454 31,565 38,366,336 Difference $ (3,102,356) $ (2,491,136) $ 1,479,953 $ (84,934) $ 1,825 $ (4,196,648) Supply -39.2%-39.7%6.5%-39.7%6.5%-34.9% Distribution 9.3%30.3%89.2%17.5%-8.3%24.9% Total -16.7%-12.7%37.8%-17.5%6.1%-9.9% Current Revenue ($/year) Proposed Revenue ($/year) Utility Financial Solutions 185 Sun Meadow Ct. Holland, MI 49424 Phone: 616-393-9722 Fax: 616-393-9721 Accountant’s Compilati on Report City of Palo Alto, Utilities Department The accompanying forecasted statements of revenues and expenses of the City of Palo Alto Utilities (utility) were compiled for the year ending June 30th 201 3 in accordance with guidelines established by the American Institute of Certified Public Accountants. The purpose of this report is to assist management in forecasting revenue requirements and determining the cost to service each customer class. This report should not be used for any other purpose. A compilation is limited to presenting, in the form of a forecast; information represented by management and does not include evaluation of support for any assumptions used in projecting revenue requirements. We have not audited the forecast and, accord ingly, do not express an opinion or any other form of assurance on the statements or assumptions accompanying this report. Differences between forecasted and actual results will occur since some assumptions may not materialize and events and circumstances may occur that were not anticipated. Some of these variations may be material. Utility Financial Solutions has no responsibility to update this report after the date of this report. This report is intended for information and use by the City Council and Utilities Advisory Commission and management for the purposes stated above. This report is not intended to be used by anyone except the specified parties. UTILITY FINANCIAL SOLUTIONS Mark Beauchamp, CPA, CMA, MBA Holland, MI April 25, 2012 Excerpted Draft Utilities Advisory Commission Meeting Minutes of May 2, 2012 ITEM 2: ACTION: Gas Utility Proposed Rate Adjustments Effective July 1, 2012 Senior Resource Planner Ipek Connolly provided a presentation on the requested changes to gas retail rates. In summary, the change to a spot purchase strategy, rather than a laddering strategy led to changes to the rate structures. Overall, rates are expected to fall by 10% based on the budgeted supply cost estimate. A cost of service study concluded that realignments needed to be made to the distribution rates so the rate changes for each rate class vary. Residential gas rates continue with a 2-tier rate structure, but the winter period was redefined to exclude April, tier sizes were modified to reflect 50th percentile usage levels for summer and winter seasonal averages, and tier rates were revised based on distribution cost allocations per cost of service study. Resulting rate differential between tier 1 and tier 2 is $0.52 per therm compared to the current differential of $0.57 per therm. Connolly explained that the service charges will increase, except for the Compressed Natural Gas (CNG) station, and average distribution rates will increase, except for the G-1 Residential class. Connolly showed actual and projected market prices for gas commodity that continue to decline since the budget submission in November 2011. Connolly also showed graphically the volatility in market-based rates and expected gas supply rate decrease for G-1 Residential and G-2 Commercial rate classes by comparing these rates against the market based supply rate of G-3 rate class for the July ‘06 – March ’12 period. Connolly then showed that based on market based G -3 commodity rates for March 2012 and proposed revisions to other fixed rate components of G-1 rate schedule, the decrease in average residential customer bills is 33% for the gas utility. Combined with proposed rate changes to other utility services, total bill is expected to decrease for the average Palo Alto residential customer. Connolly also added that as gas commodity rates will be market -based, the actual bill changes will be subject to change based on market price of natural gas and individual customers’ monthly gas usage levels. Commissioner Waldfogel asked how tiering works when the supply rate is based on market prices. Connolly explained that the commodity rate will be the same for all customers and will not be tiered. The residential tiers will be applied to the distribution rates. Connolly stated that the commodity rate will change every month based on market prices and so it's difficult to predict the actual supply rates. Commissioner Melton asked about the fixed-term rate contracts that haven't yet expired. Connolly explained that the above market part of those contracts will be drawn from the supply reserve and that the reserve was sufficient to cover that difference. Director Valerie Fong explained that all of the fixed-term contracts will expire by October 2014. Assistant Director Jane Rat chye explained that such contracts comprise a very small and declining percentage of the supply needs. Chair Foster asked why our proposed rates result in higher bills than PG&E's in the summer compared to the winter as shown in the charts presented. Con nolly explained that in the summer the usage levels were much lower, and therefore the difference in the CPAU fixed service charge, and higher distribution rates compared to PG&E were causing the comparison to be less favorable than the winter comparisons. Ratchye explained that staff reviewed the PG&E cost structure in comparison with CPAU costs and the difference is due to the higher costs in the distribution side, predominantly the higher CIP expenditures, distribution operations costs and General Fund Transfers. Ratchye also noted that PG&E CIP expenditures may be rising significantly in the near term. Commissioner Keller asked how predictable the distribution charges are. Connolly said that she didn't expect significant changes in the future. Fong a dded that these costs are relatively predictable. Commissioner Waldfogel asked for the justification for residential tier 2 rates higher than the commercial rates. He stated that the higher charges are not justified and constitute a spa and pool tax. Commissioner Keller stated that she supports conservation pricing. Chair Foster stated that the rates are supported by the cost of service study and he has determined that it is risky to recommend rates different from those developed from a cost of service study. The only way that a different rate could be proposed is to question the assumptions used in the study and ask that the study be redone. Commissioner Waldfogel asked where the cost of service study supported higher tier 2 gas distribution rates. Connolly pointed to page 32 of the cost of service study attached to the UAC report and explained that the tiered rates were determined based on calculation of base and extra capacity costs for the residential class using the average class peak based on the billing data for the past ten years. The method first calculates the average rate if everyone utilized the system at full capacity and determines tier 1 rate as this value. But since the system is not utilized at full capacity all the time, this rate does not recover all costs that must be collected from the class. The remaining costs are to be recovered from the second tier usage amount and the rate for tier 2 is determined by dividing the remaining costs by the expected tier 2 usage amount. Commissioner Waldfogel argued that, if the costs are assigned by system peak, then the summer usage clearly does not impact the system peak and, therefore, this is invalid reasoning for the differential in rates for the tiers. Chair Foster remarked that the cost of service study is key to the development of the rates and tiers. Commissioner Waldfogel made a motion to recommend that Council adopt a G -1 tier 2 distribution rate equal to the proposed G-2 distribution rate ($0.5638/therm) and the residential tier 1 G-1 rate be adjusted to whatever it needed to be to collect the required revenue for the G -1 rate class. After discussion, Commissioner Waldfogel amended his motion to recommend that the G -1 distribution rate be set to equal the average G-1 distribution rate ($0.5961/therm) and not have tiered G-1 distribution rates. The motion died for lack of a second. ACTION: Chair Foster made a motion that the UAC recommend that the City Council: 1) amend Utility Rate Schedules G-1, G-2, G-3, G-4, G-10, G-11, and G-12, and Utility Rules and Regulations 2 and 5, as attached to the report, effective July 1, 2012; and 2) repeal Utility Rate Schedule G -6 as of July 1, 2012. Commissioner Melton seconded the motion. The motion carried (3 -1) with Commissioner Waldfogel opposed and Commissioners Keller and Eglash absent.