HomeMy WebLinkAboutStaff Report 209-09TO: HONORABLE CITY COUNCIL
ATTENTION: FINANCE COMMITTEE
FROM: CITY MANAGER
DATE:
BUDGET
FY 2010 -FY 2011
DEPARTMENT: PLANNING AND
COMMUNITY ENVIRONMENT
APRIL 21, 2009 CMR: 209:09
SUBJECT: Proposed Fiscal Year 2009-2010 Community Development Block
Grant (CDBG) Funding Allocations and 2009-2010 Draft Action Plan
RECOMMENDATIONS
Staff and the CDBG Citizens Advisory Committee (CAC) recommend that the Finance
Committee recommend that the City Council:
1. Allocate CDBG funding as recommended by staff in the draft 2009/10 Action Plan.
2. Authorize staff to submit the 2009/10 Action Plan to the Department of Housing and Urban
Development (HUD) by the May 15, 2009 deadline.
3. Authorize the City Manager, on behalf of the City, to execute the 2009/10 application and
Action Plan for CDBG funds and any other necessary documents concerning the application,
and to otherwise bind the City with respect to the application and commitment of funds.
BACKGROUND
Consolidated Plan
The 2005-2010 Consolidated Plan, adopted by Council on May 9, 2005 and amended on May 7,
2007, is a 5 -year strategic plan of action that addresses priority housing and community
development needs. It also sets specific goals for attaining identified objectives. Each year, an
Annual Action Plan is prepared to identify specific projects to be funded to implement the
Consolidated Plan. The Consolidated Plan and the Annual Action Plan updates are required by
HUD in order for the City to receive federal funding from programs such as the Community
Development Block Grant (CDBG) or HOME Investment Partnership Act. The goal for the
2005-2010 five-year period is to provide 125 units of permanent, affordable housing. Palo
Alto's CDBG program continues to be directed toward: expanding and maintaining the
affordable housing supply; promoting housing opportunities and choices; maintaining and
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improving community facilities; and providing supportive services for targeted low-income
groups, including persons who are homeless, persons with disabilities, the elderly, and other
special needs groups. All of the proposed projects for CDBG funding for fiscal year 2009/10
address the priority housing and supportive service needs identified in the adopted Consolidated
Plan.
CDBG Regulations
The City of Palo Alto receives funds annually from HUD as an entitlement city under the
CDBG Program, authorized by Title I of the Housing and Community Development Act of
1974 (the Act) as amended. The primary objective of the Act is "the development of viable
urban communities by providing decent housing and a suitable living environment, and
expanding economic opportunities, principally for persons of low and moderate income."
HUD regulations require that all activities must meet one of the three national objectives of the
CDBG Program:
➢ Benefit low- and very -low-income persons;
➢ Aid in the prevention or elimination of slums or blight; or
➢ Meet other community development needs having a particular urgency, or posing a
serious and immediate threat to the health or welfare of the community.
Palo Alto has historically expended all of its CDBG funds on projects benefiting low- and very -
low -income persons.
The City has three primary CDBG program activity areas:
1) Public Services: Social service activities that benefit low-income persons. The
maximum amount that can be expended under this category is 15 percent of the grant
allocation and 15 percent of the program income for the previous year. For fiscal year
2009/10, the maximum available for public services is $108,250.
2) Planning and Administration: This category is used to reimburse for fair housing
activities, CDBG program management, oversight and coordination, environmental
reviews, and CDBG-related planning activities. Federal regulations limit the amount
that can be spent in this category to 20 percent of the grant and 20 percent of the
estimated program income for the following year. For fiscal year 2009/10, funding is
limited to a maximum of $144,200. The City's reimbursement for the cost of
administering the CDBG program is limited by this cap. Although the actual cost of
administering the program is higher than the recommended funding allocation, this
recommendation is the maximum reimbursement allowed given this year's grant
allocation. The balance of CDBG administrative costs, approximately $30,000, is
charged to the City's General Fund.
3) Capital Projects: Capital improvement activities such as housing land acquisition,
purchase of existing rental housing, rehabilitation, accessibility, and public
improvements are the primary focus of the City's CDBG program. There are no funding
limitations in this category.
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CDBG Applications
Applications for the 2009/11 two-year funding period were mailed to area housing and human
service providers on October 1, 2008 and posted on the City's website. A notice announcing
the availability of applications for 2009/10 and 2010/11 CDBG funding was published in the
Palo Alto Weekly on October 3, 2008. A proposal -writing workshop was conducted on
November 6, 2008 to assist applicants with program regulations and project eligibility
questions. The completed applications were due December 5, 2008. The City received 11
applications for 2009/10 funding totaling $939,204. Eleven (11) applications were received for
2010/11 funding totaling $705,187. A pre -award application (2008/09) for funding from the
2009/10 grant cycle was approved by City Council in March 2009.
Citizen Participation
The City follows a Citizen Participation Plan to encourage public participation in the CDBG
allocation and assessment process. The Citizen Participation Plan calls for a seven -member
Citizens Advisory Committee (CAC), six of whom are selected by the Mayor. One slot on the
CAC is reserved for a member of the City's Human Relations Commission (HRC). Members of
this year's CAC were: Olana Kahn (HRC Liaison), Susie Brain, Terry Godfrey, Bruce Grimes,
Kathryn Morton, Karen Sundback, and Richard Schoelerman (who was unable to attend). Terry
Godfrey was selected by the Committee as spokesperson. The CAC met on five occasions in
January and February 2009 to review and finalize those funding recommendations. An
amendment to the 2008/09 Action Plan was also discussed at these meetings.
Commitment of Funds
HUD regulations require that CDBG funds be expended in a timely manner. The regulatory
requirement is that no more than 1.5 times a jurisdiction's annual entitlement grant amount may
remain in the letter of credit 60 days prior to the end of the program year. In an effort to reduce
the backlog of unspent CDBG funds, HUD employs monetary sanctions against jurisdictions
that exceed the regulatory standard. For this reason, all funding applications were scrutinized
to insure the readiness of the program or project to move forward and expend funds in a timely
manner.
DISCUSSION
2009/10 Funds Available for Allocation
The total amount available for allocation in fiscal year 2009/10 is $802,259. The City's
2009/10 CDBG grant is estimated as $656,000, a decrease of approximately three percent over
the prior year's grant of $676,148. (At the date of this writing, HUD has not released the actual
grant amount.) There are $959 in funds remaining from previous projects that are being
reallocated to new projects. The City will also be receiving approximately $80,300 in loan
repayments from the Sheridan Apartments ($50,000) and Palo Alto Gardens ($30,300). An
additional $5,000 in program income is estimated to come from the City's Housing
Improvement Program, an older residential rehabilitation program that is no longer operational
but continues to generate income. Lastly, the Palo Alto Housing Corporation also makes annual
interest payments on various properties throughout the City acquired or improved with CDBG
funds estimated at $60,000. The estimated loan repayment amounts are included in the total
funds available for allocation.
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In summary:
$656,000 Estimated FY 2008/09 CDBG entitlement grant from HUD
$ 959 Reallocation of other previous funds
$ 5,000 Estimated program income for 2009/10 from the City's Housing
Improvement Program (HIP), a single-family residential rehabilitation
program that is no longer operational
$ 60,000 Estimated program income for 2009/10 from the Palo Alto Housing
Corporation that is generated when rental income exceeds expenses on
specific properties acquired or rehabilitated with CDBG funds
$ 50,000 Estimated Sheridan Apartments loan repayment
$ 30,300 Estimated Palo Alto Gardens loan repayment
$802,259 TOTAL AVAILABLE FOR ALLOCATION
The total of requests for funding was $939,204 for the 2009/10 grant cycle. The City received
11 applications for funding from outside organizations totaling $639,204 for FY 2009/10. In
addition, an amendment to the 2008/09 Action Plan was approved and Ordinance No. 5031 was
approved March 2, 2009, awarding the Tree House project, a Palo Alto Housing Corporation
housing project for low and very -low income Palo Alto residents, a pre -award of $300,000, to
be distributed from the 2009/10 CDBG grant.
FY 2009/10 - Funding Recommendations
The following is a description of individual funding recommendations from staff and the CAC
for the three primary CDBG program activity areas.
Public Service
The chart on the following page shows the applications that were received accompanied by the
CAC and staff funding recommendations. For public service requests, the staff and CAC
recommend allocation of the same dollar levels as received for the prior year grant cycle
2008/09 to all the applicants except for Emergency Housing Consortium (EHC) and Catholic
Charities. Catholic Charities requested a reduced amount from the prior year's funding, funding
was not recommended for EHC which is recommended because staff and the CAC had concerns
regarding the organization's financial and administrative expertise in addition to questioning the
amount of actual services provided for north Santa Clara County residents. Instead, the CAC
and staff recommended funding for a program not previously funded, Support Network for
Battered Women that provides emergency and temporary housing and domestic violence service
for adults and children in Palo Alto for the amount of $8,250. It should be noted that changes in
the allocations might be necessary in the event that the City's entitlement grant is increased or
decreased when the President signs the actual federal budget for the 2009/10 fiscal year.
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FUNDING RECOMMENDATIONS FOR FISCAL YEAR 2009-2010
FUNDING RECOMMENDATIONS"
APPLICANT AGENCY
2008/2009
FUNDING
2009/2010
FUNDING
REQUEST
CAC/ STAFF
RECOMMEN-
DATIONS
PUBLIC SERVICES
1. Catholic Charities
Long -Term Care Ombudsman
7,800
5,000
5,000
2. InnVision
Opportunity Center
30,000
50,000
30,000
3. InnVision/Clara-Mateo Alliance
Emergency Shelter for individuals and
children
35,000
50,000
35,000
4. Emergency Housing Consortium
Emergency Shelter for singles and families
7,500
7,500
-0-
5. Palo Alto Housing Corporation
SRO Resident Support Services
30,000
47,420
30,000
6. Support Network for Battered Women
Domestic Violence Services
-0-
20,000
8,250
Emergency Housing Consortium
Off the Streets Program
7,500
-0-
-0-
Shelter Network
Haven Family House
8,500
-0-
-0-
Total Public Services (Cap $108,250)
126,3002
179,920
108,250
FAIR HOUSING/ADMINISTRATION
7. Project Sentinel
Fair Housing Services
26,800
30,725
30,725
8. City of Palo Alto
Program Administration
121,429
175,359
113,475
Total Administration (Cap $144,200)
148,229
206,084
144,200
CAPITAL PROJECTS
9. Stevenson House
Radiant Heating Repair
83,200
83,200
10. Lytton Gardens
Bathtub Accessibility Conversions
110,000
110,000
11. Avenidas
Home Repair and Accessibility Services
60,000
56,609
Sub -Total Capital
253,200
249,809
12. Palo Alto Housing Corporation
488 W. Charleston Road Housing Project
1,538,577
300,000
300,0003
1 Subject to change if funding is increased or decreased upon Presidential review of the budget.
2 2008/09 Public Service funding totaled $126,300. Several agencies that received funding last fiscal year did not
submit applications for the 2009/10 fiscal year.
3 Approved by Council March 2, 2009, as a pre -award
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FUNDING RECOMMENDATIONS'
APPLICANT AGENCY
2008/2009
FUNDING
2009/2010
FUNDING
REQUEST
CAC/ STAFF
RECOMMEN-
DATIONS
Total Capital
1,538,577
553,200
549,809
TOTAL
1,813,106
939,204
802,259
Capital Projects
The following capital projects were considered for the 2009/10 fiscal year:
• Lytton Gardens' bathtub accessibility conversions
• Stevenson House's radiant heating repair,
• Avenidas home repair and accessibility services, and
• Palo Alto Housing Corporation's 488 West Charleston Road Housing Project, the Tree
House Project, (approved as a pre -award March 2, 2009 by City Council).
Palo Alto City Council approved the $300,000 pre -award funding request by Palo Alto Housing
Corporation as an amendment to the 2008/09 Action Plan on March 2, 2009. Funds were
withdrawn from the City's Residential Housing Fund in March 2009 and will be reimbursed in
fiscal year 2009/10 from CDBG funds. The project was also able to draw down all of the CDBG
funds awarded for fiscal year 2008/09, which allowed the City to meet HUD's standards for the
timely expenditure of CDBG funds prior to the April 30, 2009 deadline.
CAC and staff recommend that Lytton Gardens and Stevenson House be funded at their full
requests, $110,000 and $83,200 respectively. A program new to Palo Alto, Avenidas home
repair and accessibility services, requested $60,000 for fiscal year 2009/10. CAC and staff
recommend that the remainder of funds available for capital projects, $56,609, be funded to
Avenidas.
Planning and Administration
The City of Palo Alto Planning Department requested $175,359 for administration of the CDBG
program for fiscal year 2009/10. The fair housing service provider, Project Sentinel, requested
$30,725. The public administration cap limits CDBG funds allocated for the fiscal year
2009/10 to $144,200. Staff and CAC recommend the City receive $113,475 and Project
Sentinel receive $30,725 for a total of $144,200.
American Recovery and Reinvestment Act of 2009
The American Recovery and Reinvestment Act of 2009 was signed into law by President
Obama on February 17, 2009, as an effort to jumpstart the economy and create or save jobs. It
includes, among other things, measures to invest in homes and communities, and protest those
in greatest need. The Recovery Act includes $13.5 billion for project and programs
administered by HUD, including $1 billion in one-time stimulus CDBG funding. The City
expects to receive an additional $183,477 in CDBG stimulus money in fiscal year 2009/10.
Once HUD has provided specific guidance on the regulations governing the stimulus money,
the City will consider additional projects to be funded within the fiscal year 2009/10 grant
cycle. This will require an amendment to the 2009/10 Action Plan.
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FY 2010/11 - Funding Recommendations
The two-year funding process provides the opportunity for City and non-profit staff to
undertake longer term strategic planning and maximize available funding resources.
FY 2010/11 applications from organizations seeking funding in the second year of the two-year
cycle also were submitted on December 5, 2008, and were evaluated by the CAC and staff. At
this time, the Finance Committee is asked to only review and approve tentative allocations for
fiscal year 2010/11 since the Council will be required to adopt a 2010/11 Action Plan next year.
At that time, the Council may adjust the tentative allocations depending on the actual funds
available.
The amount of the City's CDBG allocation in FY 2010/11 is uncertain because of federal
budget fluctuations and the chance of re-evaluation of the CDBG allocation formula. If a new
formula change is adopted, CDBG grant funding may be targeted to communities with higher
poverty levels. Based on this information, the tentative funding recommendations by the CAC
and staff assume that the City's allocation will not increase.
Funding requests for public services were similar to those submitted in FY 2009/10 with the
exception of the Palo Alto Housing Corporation (PAHC). PAHC SRO resident support services
is requesting an increase in funding from $47,420 for FY 2009/10 to $50,870 for FY 2010/11.
Funding of CDBG administration and fair housing is also recommended at the FY 2009/10
level, with a proportional decrease or increase should the funding allocation change.
Funding requests for fiscal year 2010/11 capital projects are substantially different from fiscal
year 2009/10 requests. Stevenson House is requesting $197,500 for paving and sidewalk
improvements relating to underground sewer line improvements. Avenidas has requested
$60,000 (the same amount as the 2009/10 funding request) for home repair and accessibility
services for seniors. Second Harvest has requested $50,000 for site acquisition associated with
finding a new food warehouse distribution center. CAC and staff reviewed the above proposals
but didn't make a recommendation since the total amount requested for fiscal year 2010/11
capital projects is $307,500, an amount under what potentially may be available and a second
request for applications may be necessary relating to the 2010/11 funding cycle.
TIMELINE
Funding recommendations made by the Finance Committee will be forwarded to the City
Council for review and approval at a public hearing scheduled for May 4, 2009. Subsequently,
the Annual Action Plan and Consolidated Plan update will be submitted to HUD to meet the
May 15, 2009 deadline, pending Council approval.
POLICY IMPLICATIONS
All of the applications recommended for funding in fiscal year 2009/10 are consistent with the
priorities established in the City's adopted Consolidated Plan for the period 2005 to 2010. They
are also consistent with the housing programs and policies in the adopted Comprehensive Plan.
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ENVIRONMENTAL REVIEW
For purposes of the National Environmental Policy Act (NEPA) and the California
Environmental Quality Act (CEQA), budgeting in itself is not a project. HUD environmental
regulations for the CDBG program are contained in 24 Code of Federal Regulations (CFR) 58
"Environmental Review Procedures for Title I Community Development Block Grant
Programs." The regulations require that entitlement jurisdictions assume the responsibility for
environmental review and decision -making under NEPA. Prior to the commitment or release of
funds for each of the proposed projects, staff will carry out the required environmental reviews
or assessments and certify that the review procedures under CEQA, HUD and NEPA
regulations have been satisfied for each particular project.
ATTACHMENTS
Attachment A: Staff and CAC recommendations for FY 2009/10 CDBG Funding
Attachment B: 2009/10 Draft Annual Action Plan
PREPARED BY:
Kath Marx, P� - CDBG
DEPARTMENT HEAD:
vki&L„,„
Curtis Williams, Interim Director
Planning and Community Environment
CITY MANAGER APPROVAL:
Ja �• ene
Cit, ager
cc: CDBG Citizens Advisory Committee Members
2009/10 CDBG Applicant Agencies
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ATTACHMENT A
STAFF AND CITIZENS ADVISORY COMMITTEE
RECOMMENDATIONS FOR FISCAL YEAR 2009/10
COMMUNITY DEVELOPMENT BLOCK GRANT FUNDING
PUBLIC SERVICE APPLICATIONS
1. Catholic Charities — Long -Term Care Ombudsman
2625 Zanker Road, Suite 200, San Jose, CA 95134-2107
Funding Request
2008/09 Funding
Staff/CAC Recommendation
FY 09/10
$5,000
$7,800
$5,000
FY 10/11
$5,000
Proposal: The agency provides confidential advocacy and complaint investigation services to the
approximately 800 residents in Palo Alto's licensed long-term care facilities. Program beneficiaries
are the frail, chronically ill, primarily elderly residents in Palo Alto's licensed skilled nursing and
residential care facilities. Agency staff and trained community volunteer ombudsmen visit residents
on a regular basis and as special circumstances dictate (ie. in response to a complaint). Agency staff
and volunteers investigate complaints, including allegations of abuse and neglect, seek fair resolution
to problems, and promote residents' rights for quality care and quality of life in the long-term care
setting.
Priority Need: Supportive services for low and very low income persons.
Discussion: Current contract objectives are being met. The Ombudsman Program services are not
duplicated by any other agency and provide an important presence in long-term care facilities. Local
volunteers are utilized to provide the majority of site visits. The Ombudsman Program has exceeded
their targeted goal of serving 583 persons by mid fiscal year 2008/09 and anticipates serving at the
same rate for the rest of the fiscal year. In fiscal year 2009/10 the agency proposes contacting a
minimum of 200 individuals and investigating a minimum of 20 complaints.
2. InnVision the Way Home — Opportunity Services Center
33 Encina Way, Palo Alto, CA 94301
Funding Request
2008/09 Funding
Staff/CAC Recommendation
FY 09/10
$50,000
$30,000
$30,000
FY 10/11
$50,000
Proposal: The agency proposes to provide basic survival services to the local homeless population.
Services include a food, clothing, toiletries, phone, mail, messages, transportation assistance, and
referrals to other agencies. Social worker/case managers are available to conduct needs assessments
and to formulate and monitor individual case management plans.
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Priority Need: Prevention of homelessness
Discussion: Current contract objectives are being met. Fiscal year 2008/09 goals have been met and
needs are far exceeding what was anticipated upon application submittal by more than 20%. The
City provided an additional $56,000 in March 2009 in a one-time only emergency response to a
request for funding. In 2009/2010 the agency proposes to serve 800 homeless and extremely low-
income people with basic needs met to alleviate hunger, homelessness and poverty. Of those 75%
(456 individuals) will be provided with linkages to other service providers to screen for healthcare
issues, provide for job training, child care and educational opportunities. Two hundred (200)
homeless or very low-income will be provided with a needs assessment and case management
monitoring.
3. InnVision the Way Home — Clara -Mateo Alliance
795 Willow Road, Bldg 323-D, Menlo Park, CA 94025
Funding Request
2008/09 Funding
Staff/CAC Recommendation
FY 09/10
$50,000
$35,000
$35,000
FY 10/11
$50,000
Proposal: Clara -Mateo Alliance (CMA) provides 34 emergency shelter beds for singles and 24
emergency shelter beds for families with 24 -hour access, three meals per day, case management,
crisis intervention and other supportive services. Clients will be allowed to stay up to 90 days with
the first 45 days requiring no client fee.
Priority Need: Supportive services for lower -income persons.
Discussion: CMA is meeting current fiscal year 2008/09 contract objectives. Current needs are out
pacing estimated needs. The City provided an additional $24,000 in March 2009 in a one-time only
grant distribution in response to an emergency request. As of March 2009, 336 singles had been
provided emergency shelter, 151 unduplicated individuals had been placed in transitional housing
and 487 persons had received improved access to shelter exceeding the 2008/2009 goals.
Additionally, in the family shelter 187 persons have been provided emergency shelter, 84 of which
were unduplicated, and all of those persons were provided with improved access to shelter. The
2008/2009 goal was to serve 75 unduplicated individual family members.
The agency proposes to serve 80 homeless individuals and 4 homeless families with children
providing immediate housing and basic needs in fiscal year 2009-2010. Intake and initial assessment
of client needs will be conducted when warranted, developing individual case management plans.
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4. Emergency Housing Consortium (EHC) — Palo Alto HOMES Program
2011 Little Orchard Street, San Jose, CA 95125
Funding Request
2008/09 Funding
Staff/CAC Recommendation
FY 09/10
$7,500
$7,500
-0-
FY 10/11
$7,500
Proposal: EHC provides emergency shelter and comprehensive supportive services to homeless
men, women and families with children, and youth in various facilities in Santa Clara County. EHC
operates an emergency shelter and transitional housing at the Boccardo Regional Reception Center in
San Jose. Supportive services include medical care, life skills workshops, housing assistance,
veteran's services, employment assistance and access to mail.
Priority Need: Transitional housing and supportive services for the homeless
Discussion: The 2008/2009 goals of this program for City residents was to provide 3500 shelter days
which would benefit 25 unduplicated individuals. To date 211 shelter days have been provided and
26 unduplicated individuals have received shelter. Staff and CAC do not recommend funding this
program because it does not benefit a significant number of low-income residents from Palo Alto due
to its location in the city of San Jose.
5. Palo Alto Housing Corporation (PAHC) — SRO Resident Support Services
Barker Hotel: 439 Emerson Street, Palo Alto, CA 94301
Alma Place: 753 Alma Street, Palo Alto, CA 94301
Funding Request
2008/09 Funding
Staff/CAC Recommendation
FY 09/10
$47,420
$30,000
$30,000
FY 10/11
$50,870
Proposal: The PAHC maintains two SRO properties: the Barker Hotel and Alma Place. The 25 -unit
Barker Hotel serves a very low-income population of residents with a history of homelessness and
special needs. Alma Place is a 106 -unit SRO apartment building that serves very low-income
residents. Two service coordinators, one at each SRO property, provide support to individual tenants
as needs or problems arise, and on an on -going basis. These intensive case management and
supportive services play a vital role in helping the residents maintain their stability and housing.
Priority Need: Prevention of homelessness
Discussion: The targeted goals and objectives for fiscal year 08/09 have already been met. This
service program has dramatically reduced turnover and eviction rates at local SRO's. PAHC requests
slight additional funding in the second year, but due to the limited HUD funding and increases in
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applicants and funding amounts, staff and the CAC recommends no change in the current funding
amount for the next fiscal year.
6. Support Network for Battered Women
1257 Tasman Drive, Suite C, Sunnyvale, CA 94089 (office)
Shelters are located in confidential locations in Santa Clara County
Funding Request
2008/09 Funding
Staff/CAC Recommendation
FY 09/10
$20,000
-0-
$8,250
FY 10/11
$20,000
Proposal: Support Network provides the only confidential domestic violence housing in Northern
Santa Clara County and a safety net of services including a telephone hotline, the Safe Shelter
Program, crisis counseling, legal assistance and court accompaniment.
Priority Need: Prevention of homelessness
Discussion: This agency proposes to provide emergency shelter to city of Palo Alto victims of
domestic violence and their children. The victims of domestic violence will be provided with a
safety plan and referred for additional services for themselves and their children. Support Network
proposes to serve 35 low-income Palo Alto individuals and their children with emergency shelter.
FAIR HOUSING/ADMINISTRATION
7. Project Sentinel - Fair Housing Services
Funding Request
2008/09 Funding
Staff/CAC Recommendation
FY 09/10
$30,725
$26,800
$30,725
FY 10/11
$31,440
Proposal: The City of Palo Alto will issue a joint Request for Proposals (RFP) to Provide Fair
Housing Services for North Santa Clara County with the Cities of Mountain View and Sunnyvale.
The Cities seek investigation, counseling and legal referrals for victims of housing discrimination;
community education and outreach regarding fair housing law and practices; and research, analyses
and reporting for City staff and officials regarding fair housing practices.
Priority Need: Fair Housing Services
Discussion: This is the fourth time that the three cities are collaborating on fair housing services. A
joint RFP was issued in 2003 for a two-year contract and the three jurisdictions selected one fair
housing provider. The Department of Housing and Urban Development (HUD) regulations require
CDBG entitlement jurisdictions to affirmatively further fair housing choice. As of February 2009,
fair housing services had investigated 18 cases of the 2008/09 goal of 26 cases. The service had
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provided 15 consultations exceeding the 2008/09 goal of 13 consultations. Four (4) of a proposed 10
rental sites have been monitored as of February 2009. Staff and CAC recommend funding Project
Sentinel at the level requested of $30,725.
8. City of Palo Alto - Department of Planning and Community Environment
250 Hamilton Avenue, Palo Alto, CA 94301
Funding Request
2008/09 Funding
Staff/CAC Recommendation
FY 09/10
$175,359
$121,429
$113,475
FY 10/11
$182,877
Proposal: Funding is requested to reimburse the City General Fund for costs related to the overall
management, coordination, monitoring and evaluation of the CDBG Program, including oversight of
public service contracts, data gathering, studies, analysis, plan preparation, and the identification of
actions for implementation of plans.
Priority Need: CDBG Program Administration and support
Discussion: The cost of administering the CDBG program is approximately $175,000 per year of
which approximately $150,000 represents staff salaries and benefits and $25,000 represents non -
salary expenses such as advertising, training, office supplies and contract services, if necessary. A
reimbursement of $113,475 from grant funds is within the 20% administrative cap and helps
alleviate General Fund budgeting constraints. Staff and CAC recommend funding the City program
administration at $113,475.
CAPITAL AND/OR HOUSING PROJECTS
11. Community Housing Inc. — Lytton Gardens Bathtub Conversions
649 University Avenue, Palo Alto, CA 94301
Funding Request
Staff/CAC Recommendation
FY 09/10
$110,000
$110,000
FY 10/11
-0-
Proposal: Community Housing Inc. owns and operates Lytton Gardens I and II providing 318 units
of affordable housing and multi -level care to low-income seniors. This proposal is to renovate 49
kitchens in their assisted living facility. A modern mini kitchen that will be easier to use by frail
elderly residents will replace the existing galley kitchens of 1974, which do not comply with the
Americans with Disabilities Act.
Priority Need: Rehabilitation of affordable rental housing
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Discussion: Staff and CAC recommend funding of $110,000 in order to convert bathtubs to
showers for 220 independent living units thereby providing residents with easier entry, exit and
safety. The project will be completed within the grant cycle year 2009/2010 in its entirety.
12. Avenidas — Senior Home Repair and Accessibility Services
450 Bryant St., Palo Alto, CA 94301
Funding Request
Staff/CAC Recommendation
FY 09/10
$60,000
$56,509
FY 10/11
$60,000
Proposal: Agency proposes to assist a minimum of 120 low-income Palo Alto households with
home improvement services. These services are designed to identify and improve hazardous
conditions in homes, improve accessibility and use for seniors and individuals with disabilities,
improve energy efficiency and make necessary minor repairs in order to avoid more expensive
solutions in the future.
Priority Need: Conservation of energy and improved accessibility for individuals with physical
disabilities
Discussion: This is a new project for the City. It currently operates in the City of Mountain View
and has been successful in that location. The 2009/10 goal is to provide home repairs and
accessibility services to 120 low-income Palo Alto seniors.
13. Stevenson House — Hot Water Piping Project
455 E. Charleston Road, Palo Alto, CA 94306
Funding Request
Staff/CAC Recommendation
FY 09/10
$83,200
$83,200
FY 10/11
$197,500
Proposal: Stevenson House provides 120 units of affordable rental housing to low-income seniors.
Since seniors are living longer, and there are almost no assisted living facilities for low-income
seniors, Stevenson House is attempting to provide supportive services to their residents to help them
maintain their independence as long as possible. The capital rehabilitation project proposed for the
2009/2010 fiscal year is to complete the final phase of a radiant heating project that was funded in
part in fiscal year 2008/2009. The first phase was completed at prevailing wage and in compliance
with other HUD requirements in a timely manner.
The proposal for fiscal year 2010/2011 is to resurface the parking lot, restripe parking stalls, replace
portions of handicapped accesses and replace portions of concrete sidewalks that are in disrepair.
6
The need for these replacements comes from sewer lines buckling under the lot that create uneven
walking surfaces and danger for an aged resident population.
Priority Need: Rehabilitation of affordable rental housing
Discussion: Staff and the CAC recommend full funding for these projects. Stevenson House does
not have the necessary resources to cover the costs of major repairs because their affordable rents do
not cover more than normal operating costs. The projects are intended to prevent deterioration and
failure of the hot water system, due to faulty insulation and inadequate pipe supports and prevent
injury to residents accessing the parking lot due to uneven pavement surfaces.
14. Second Harvest Food Bank of Santa Clara and San Mateo Counties
750 Curtner Avenue, San Jose, CA 95125
Funding Request
Staff/CAC Recommendation
FY 09/10
-0-
-0-
FY 10/11
$50,000
Proposal: Second Harvest Food Bank is requesting 2010/11 funds to support the acquisition and
pre -development of land or purchase of an existing warehouse building. The existing warehouse is
proposed to be replaced by a warehouse three times larger. The site has yet to be secured, although
potential sites are identified.
Priority Need: Acquisition of a site or real property for any public purpose.
Discussion: Staff and the CAC will review the funding request prior to the 2010/10 funding cycle.
The applicant originally applied for the 2009/10 grant cycle. The applicant withdrew the proposal
from the 2009/10 grant cycle year because of concerns related to the ability to spend the funds
during that grant cycle and requested funding for the 2010/11 grant cycle instead.
Additional 2009/10 Pre -Award Funding Allocation:
Palo Alto Housing Corporation — Tree House Project -$300,000
488 West Charleston Rd., Palo Alto, CA
Although not a 2009/10 application, Ordinance No. 5031 was approved on March 2, 2009, by City
Council awarding the Tree House project a pre -award of $300,000 to be distributed from the 2009/10
CDBG grant cycle.
7
ATTACHMENT B
CITY OF PALO ALTO
Housing and Community Development
DRAFT
2009/2010 ACTION PLAN
Annual Update of the City's Consolidated Plan for the Period
July 1, 2005 to June 30, 2010
Public Review Period March 23, 2009 — April 23, 2009
Prepared by Department of Planning & Community Environment
250 Hamilton Avenue
Palo Alto, California 94301
Curtis Williams, Interim Director
For Information, Please Contact: Kathy Marx, CDBG Coordinator
Planning Division, City of Palo Alto (650) 329-2428
Executive Summary
This one year Action Plan describes the eligible activities that the City intends to undertake in
fiscal year 2009/10 to address the needs and implement the strategies identified in the City's
adopted Consolidated Plan for the period July 1, 2005 to June 30, 2010. It describes the activities
that the City will fund with Community Development Block Grant (CDBG) funds in fiscal year
2009/10 to address priority housing and non -housing community development needs and to
affirmatively further fair housing choice. It serves as the City's application for federal funds
under the Department of Housing and Urban Development (HUD) formula grant programs.
Performance Measurement Objectives and Outcomes
HUD requires a performance measurement system. The purpose of the performance
measurement system is to better capture data on a national level for the activities that are
undertaken with CDBG funding at the local level. This system helps quantify and measure
program outcomes in order to determine how well programs and activities are meeting
established needs and goals. The City is required to identify both an objective and outcome for
each proposed activity. The objectives and expected outcomes are identified in this report for
each proposed activity.
The City intends to provide funding for various activities, which are consistent with the adopted
Consolidated Plan. The City will undertake several housing activities which all meet the
objective of providing decent affordable housing. Housing projects that are planned for 2009/10
include assistance to the Stevenson House, an existing 120 -unit subsidized senior housing
development, to complete an on -going project of repairing a radiant heat system and installation
of thermostats in resident's rooms. This project will have the outcome of efficiency and
sustainability and meets the national goal of providing decent affordable housing. Lytton
Gardens, another affordable senior housing development, proposes to retrofit older bathtubs to
step-in showers which will have the outcome of providing a more suitable living environment for
seniors. The City is assisting in the acquisition of property for a 35 unit affordable housing
complex at 488 W. Charleston Road (the Tree House project). This project will have the
outcome of providing decent affordable housing. Lastly, Avenidas will provide minor home
repairs and accessibility upgrades which will have the outcome of providing a suitable living
environment.
The City will also provide funding for several public service projects, which all have the goal of
creating a suitable living environment, and the outcome of enhanced accessibility or decent
affordable housing. The proposed public service projects are: Palo Alto Housing Corporation —
single room occupancy (SRO) residence support services; InnVision — Opportunity Center
homeless support services; InnVision/Clara-Mateo Alliance Shelter — emergency shelter for
individuals and families; Catholic Charities —long-term care ombudsman program; and Support
Network for Battered Women — domestic violence services in connection with emergency
housing.
Evaluation of Past Performance
The City has historically allocated CDBG funds to activities that benefit low and moderate
income persons, with the top priority being increasing affordable housing opportunities in the
City. The City has one of the most expensive housing markets in the country due to the lack of
available land. In recent years, the City has assisted in the creation of 141 new affordable
1
housing units, with Oak Court apartments, a 52 unit affordable housing complex and the
Opportunity Center, a multi -service center with 89 units of affordable housing. Oak Court is
fully occupied as is the Opportunity Center which opened for occupancy in the fall of 2006.
Additionally, the City assisted Community Housing Alliance to acquire Alma Gardens, an
existing 10 -unit apartment complex, in order to increase the supply of housing affordable to low
income persons. The City intends to continue to support the creation of affordable housing and
to maintain the existing affordable housing stock, through preservation or rehabilitation
activities. Presently the City is assisting in the acquisition of property for a 35 unit affordable
housing complex at 488 W. Charleston Road (the Tree House project).
Citizen Participation
The City of Palo Alto has an adopted Citizen Participation Plan that provides for a seven -
member CDBG Citizens Advisory Committee (CAC). The CAC process encourages public
participation in the CDBG allocation and evaluation review process. Fiscal year 2009/10 is the
first year of a two-year funding cycle. The CAC met on January 13th, January 29th , February 5th,
February 10th and February 19t to review and evaluate the applications and make funding
recommendations on the applications submitted for 2009/10 CDBG funding.
The draft Action Plan is available for public review from March 23 to April 23, 2009. The City
placed an ad in the Palo Alto Weekly on March 20, 2009 and also sent numerous notifications to
interested parties. The draft Action Plan is available at the Planning Department in City Hall,
public libraries and is also posted to the City's CDBG website for the duration of the public
review period. The public is also invited to attend two public hearings, one before the City's
Finance Committee on April 21, 2009 and one before the full City Council on May 4, 2009.
RESOURCES AVAILABLE
The City of Palo Alto encourages local non-profit housing and public service agencies to pursue
all available public and private funding sources in order to achieve the goals of the Consolidated
Plan. Most projects and activities secure funding from a variety of sources including private
donations, charitable foundations, and church and community fundraising to leverage federal,
state and local funding.
Federal Resources
Community Development Block Grant (CDBG) Funds
The City receives CDBG funds as an entitlement grant through the U.S. Department of Housing
and Urban Development (HUD). In fiscal year 2009/10, the City will allocate $802,259 in
CDBG funds to eligible activities that address the needs indentified in the Consolidated Plan.
The amount of the City's 2009/10 entitlement grant from HUD is estimated as of March 18,
2009, to be $656,000; estimated program income from various sources will provide an additional
$145,300 and $959 of reallocated funds will total $802, 259.
Program income is income directly generated from the use of CDBG funds that are returned to
the CDBG program and reallocated to new activities. The City anticipates receiving loan
repayments from two properties in fiscal year 2009/10 from an affordability reserve account.
The Palo Alto Gardens and Sheridan Apartments were required to establish an affordability
2
reserve account as a condition of their CDBG and City funding. The agreements stipulate that
annual loan payments must be made to the City when the balance in the respective accounts
reaches $1,000,000. Each of the two properties affordability reserve accounts has now reached
$1,000,000 and annual loan payments are anticipated. The Palo Alto Housing Corporation also
makes annual interest payments on various properties that were acquired or improved with
CDBG funds. Another source of program income is from loan repayments from the City's
former Housing Improvement Program (HIP) single-family residence rehabilitation loan
program.
Estimated FY 2009/10 CDBG funding:
Estimated 2009/10 CDBG Entitlement Grant (as of 3/18/09) $656,000
Estimated Program Income (HIP) 5,000
Estimated Program Income (PAHC) 60,000
Estimated Program Income Palo Alto Gardens/Sheridan Apts. 80,300
Reallocated Funds from 2008/09 959
Total Available for Allocation $802,259
American Recovery and Reinvestment Act of 2009
The American Recovery and Reinvestment Act of 2009 was signed into law by President Obama
on February 17, 2009, as an effort to jumpstart the economy and create or save jobs. It includes,
among other things, measures to invest in homes and communities, and protect those in greatest
need. The Recovery Act includes $13.5 billion for programs administered by HUD, including $1
billion in one-time stimulus CDBG funding. The City expects to receive an additional $183,477
in CDBG stimulus money in fiscal year 2009/10. Once HUD has provided specific guidance on
the regulations governing the stimulus money, the City will consider proposals for additional
projects to be funded with the stimulus money and amend this Action Plan accordingly.
2008/09 Action Plan Amendment
On March 2, 2009, the City Council approved an amendment to the 2008/09 Annual Action Plan.
Two changes were proposed in the amendment: (1) pre -award notification of the City's intention
to reimburse itself from the 2009/10 CDBG grant for an additional expenditure of $300,000 for
the Tree House affordable housing project; and (2) an additional allocation of $80,000 in CDBG
funding from fiscal year 2008/09 to InnVision to address an emergency funding gap in local
programs providing shelter and supportive services to homeless persons. The amended Action
Plan was circulated for public review for 30 days beginning January 30, 2009. No comments
were received. The CDBG Citizens Advisory Committee unanimously endorsed the two
changes described in the amended Action Plan.
HOME Program
The City of Palo Alto is not an entitlement grantee under the federal HOME program and thus
does not receive a direct grant of HOME Program funds from HUD. The only way to access
HOME funds for housing projects located within the City of Palo Alto is for the City, or eligible
nonprofit organizations, to apply to the State of California for the funds in an annual
competition. Due to excessive demand for the State's HOME allocation, and rating criteria that
does not favor areas like Palo Alto, it is difficult to secure an award.
3
McKinney-Vento Homeless Assistance
For the 2008 Federal fiscal year 32non-profit programs in Santa Clara County will receive
approximately $7 million for programs assisting the homeless. In addition, the Housing
Authority of Santa Clara County will receive $2.4 million in Shelter Plus Care renewal funding.
State, Local and Other Resources
Palo Alto Affordable Housing Fund
The Affordable Housing Fund is a local housing trust fund established by the City Council to
provide financial assistance for the development, acquisition and rehabilitation of housing
affordable to extremely low, very low, low and moderate -income households. The Affordable
Housing Fund is the umbrella name for five distinct sub -funds for affordable housing. On
October 27, 2003, the City Council approved new guidelines for all of the City's affordable
housing funds including the ones composed of federal housing monies. The Affordable Housing
Fund is now composed of:
✓ Commercial Housing Fund — this fund is used primarily to increase the number of new
affordable housing units for Palo Alto's work force. It is funded with mitigation fees
required from developers of commercial and industrial projects. As of December 31, 2008,
the Commercial Fund had an available balance of approximately $400,000.
✓ Residential Housing Fund — this fund can be used for acquisition, rehabilitation, new
construction and predevelopment of low-income housing. It is funded with mitigation fees
provided under Palo Alto's Below Market Rate (BMR) housing program from residential
developers, and money from other miscellaneous sources, such as proceeds from the sale or
lease of City property. It is also used to pay for administration and consultant contracts
necessary to carry out the BMR program. As of December 31, 2008, the Residential Fund
had an available unallocated balance of approximately $900,000.
✓ CDBG Housing Fund - The purpose of the CDBG Housing Fund is to have funds available
on an ongoing basis to utilize when necessary to facilitate the development, rehabilitation and
preservation of low-income housing. Housing development opportunities, especially
opportunities to acquire land for new housing construction, may come up at any time
throughout the year and, due to the nature of the real estate market; a quick response is
frequently necessary. CDBG Housing Funds may be used to pay for costs associated with
the investigation of the feasibility of sites or properties for potential acquisition by the City,
or nonprofit organizations, for affordable housing. These costs usually need to be paid prior
to a project being officially created in the budget. Typically these costs are for appraisals,
environmental studies and soil testing, title reports and conceptual design studies.
✓ HOME Program Income Fund — the City has only one HOME funded project, the Barker
Hotel Single Room Occupancy. This project was funded in part with a $1 million 1992
HOME grant from the State. The City's funding is in the form of a long-term, deferred loan
and there has not been any program income from that loan.
4
✓ Below Market Rate (BMR) Emergency Fund — This fund was authorized by Council in
September 2002 in order to provide funding on an ongoing basis for loans to BMR owners
for special assessment loans and for rehabilitation and preservation of the City's stock of
BMR ownership units.
The actual process for initiating an application for City Affordable Housing Funds will vary
depending on the particular circumstances. Usually, a nonprofit sponsor will apply to the
Department of Planning and Community Environment for housing subsidy funds when they are
in negotiation for a particular site. At other times, the City may issue a Request for Proposals
once it has secured or identified a potential housing site.
The Planning Department will present recommendations for each project together with a
proposed funding package to the City Council for approval. In almost all cases, funds will be
provided as a loan secured by the property. The repayment terms and interest rate have to be
tailored to the particular project since affordable housing typically is financed from multiple
sources with specific requirements.
Housing Trust of Santa Clara County (HTSCC)
The HTSCC is a public/private initiative, dedicated to creating more affordable housing in Santa
Clara County, using a revolving loan fund and grant -making program to complement and
leverage other housing resources. The City of Palo Alto has contributed $650,000 to the HTSCC
since its inception. The City's contributions must be used exclusively for qualifying affordable
housing projects located within the City. Three new affordable rental projects located in Palo
Alto have received loans from the HTSCC: Oak Court Apartments ($400,000), Opportunity
Center ($650,000), Fabian Way Senior Housing by Bridge Housing ($650,000) and the Tree
House project (proposed $500,000).
State of California's Multifamily Housing Program (MHP)
The Multifamily Housing Program (MHP) has been a major source of funding for affordable
housing since November 2002. The purpose of this program is to provide low -interest loans to
developers of affordable rental housing. The MHP General funds may be used for multifamily
rental and transitional housing projects involving new construction, rehabilitation, or conversion
of nonresidential structures. MHP Supportive Housing funds may be used for multifamily rental
housing projects involving new construction, rehabilitation, acquisition and rehabilitation, or
conversion of nonresidential structures for permanent rental housing only. Oak Court
Apartments, developed by the Palo Alto Housing Corporation and the Opportunity Center,
developed by the Community Working Group/Housing Authority of Santa Clara County
received substantial funding from the MHP program. The Fabian Way Senior Housing received
an award of $5.25 million in permanent MHP funding in 2008.
State of California's Local Housing Trust Fund Grant Program
Another component of Proposition 46 was funding for new and existing local housing trust
funds. A local housing trust fund is a public or private partnership created to receive on -going
revenues for affordable housing production such as Palo Alto's Commercial and Residential
Housing Funds. The City of Palo Alto applied for and received an award of $1,000,000 in
February 2004. The City Council committed these funds for site acquisition for the Alma Street
Family rental housing project.
5
Santa Clara County Affordable Housing Fund (AHF)
The Santa Clara County Board of Supervisors established the Affordable Housing Fund with
initial funding of $18.6 million in July 2002. The main purpose of the AHF was to assist in the
development of affordable housing especially for extremely low income and special needs
people throughout Santa Clara County. The Opportunity Center received an award of $2.5
million from the AHF in the first round of funding approved in September 2003. The Bridge
Fabian Way Senior Housing was awarded $1.5 million from this fund in 2008. A proposed
$960,000 will be utilized by the Tree House project. The County has awarded over $10 million
from the AHF to date.
Section 8
The Housing Authority of the County of Santa Clara administers the Section 8 program
countywide. In the previous fiscal year, a total of 296 households in Palo Alto received
assistance through the Section 8 program. Of those, 201 were housing choice vouchers, 5 were
Shelter Plus Care vouchers, 52 were project -based and 37 were part of the moderate
rehabilitation program. The City anticipates that Section 8 vouchers will continue to be available
to Palo Alto residents in fiscal year 2009/10.
Low -Income Housing Tax Credits
The California Tax Credit Allocation Committee (CTCAC) holds two application cycles each
year. Typically, the first cycle is held in March and the second is held in July. Local non -profits
apply directly to the CTCAC for these funds when they have identified a project. Tax credits
were used for development of both the Oak Court Apartments and the Opportunity Center and
have been awarded for the Fabian Way Senior Housing. They are also proposed to be used for
$6.0 million in development funds for the Tree House project.
Destination: Home
As a one -stop homelessness prevention center, the goal of Destination: Home is to provide one -
stop multiservice centers for homelessness -prevention services that connect people in need with
appropriate services and directly link services, in an expedited manner, to permanent supportive
housing for homeless men, women and families in Santa Clara County. The Georgia Travis
Center and the Boccardo Reception Center in San Jose are presently operating this program in
conjunction with other programs. Additionally the program provides for a medical respite center
that allows homeless patients that have been hospitalized and discharged a clean, safe place to
recuperate and provides linkages to other services, including permanent housing, while the
individual is in the medical respite center. This program is being operated as a 15 -bed facility in
San Jose. Destination: Home partners with Stanford Medical Center locally for the medical
respite component.
6
STATE, LOCAL, PUBLIC AND PRIVATE RESOURCES FOR AFFORDABLE
HOUSING
Activity
Acquisition
Rehab
New
Construction
Home
Buyer
Assistance
Rental
Assistance
Homeless
Assistance
Homeless
Prevention
STATE, LOCAL, and PUBLIC
Commercial Housing
Fund
X
Residential Housing
Fund
X
X
X
X
State MHP
X
X
X
City Owned Land
X
MCC Program
X
Housing Trust of
Santa Clara County
X
X
X
X
X
X
Santa Clara County
Housing Authority -
Section 8
X
X
X
X
X
X
County Department
of Social Services
X
X
Santa Clara County
Affordable Housing
Fund
X
X
X
PRIVATE RESOURCES
BMR Rental &
Owner Program
X
X
X
Private Lenders: AHP
X
X
X
Nonprofit Developers
X
X
X
X
X
Private Foundations
and Churches
X
X
Leveraging and Matching Requirements
The City of Palo Alto will leverage federal and private housing funds to the greatest extent
feasible consistent with the goals identified in the Consolidated Plan. The City will encourage
housing project sponsors to seek private financing and private grants, and to fully utilize other
state and federal housing development subsidies such as the low-income housing tax credit
program. The City will also utilize its local Affordable Housing Fund, as appropriate, to
leverage federal and private housing funds and to provide any required matching funds. Where
eligible, CDBG Housing Funds could be used as a portion of the matching requirement for
federal housing programs.
7
Geographic Distribution
The City considers the provision of all types of housing assistance on a citywide basis consistent
with the policies of the Comprehensive Plan. The City does not have specific target areas for
housing activities, but attempts to provide housing affordable to lower -income persons
throughout the City.
There are only a few areas that are considered to have a concentration of minority populations or
low-income residents in Palo Alto. There are three census tracts in Palo Alto that have a
concentration of Asian populations, primarily in the northern part of the City and there are also
four Census tracts in the northwestern portion of the City that have a concentration of lower
income households.
In addition, Census tract 5107 in the Olive -West Meadow/Ventura area is an area of
considerably greater population and housing diversity than that which is found in most parts of
Palo Alto. The 2000 census identified this tract as having the highest minority concentration of
any non -split City tract. More than half the housing units are in multiple -unit (3+) structures,
and nearly two-thirds are renter -occupied. Block Group 2 has a large proportion of modest rental
housing, a relatively high proportion of minority and ethnic groups, and 48.6% of the households
are below the CDBG income eligibility limits. The entire tract is above HUD's first quartile
threshold of 27.4 percent for area benefit activities.
Changes to Strategy
HUD requires the timely expenditure of CDBG funds. The federal regulatory standard is that no
more than 1.5 times a jurisdiction's annual entitlement grant amount may remain in its letter of
credit 60 days prior to the end of the program year. HUD now employs monetary sanctions
against jurisdictions that exceed the regulatory standard. Failure to meet the expenditure
standard by May 1, 2009 will cause HUD to reduce the City's next grant by 100% of the amount
in excess of 1.5 times the annual grant.
For this reason, all funding allocations for 2009/10 were scrutinized to insure the readiness of the
program or project to move forward and expend funds in a timely manner. This stricter
enforcement of the expenditure standard will increase the difficulty in providing funds for
affordable housing since housing projects involving new construction or acquisition of
apartments typically take more time and planning and are subject to more delays than other
capital projects. It may create situations where lower priority activities will be undertaken
instead of higher priority activities simply because they are easier to accomplish and ready to
proceed.
The City Council approved the change to a two-year CDBG funding cycle beginning with the
2003/04 fiscal year and this is reflected in the amendment of the Citizen Participation Plan
adopted by the City Council in December 2002. Many cities in the Bay Area have adopted
extended CDBG funding cycles and find them to be an effective tool to streamline "process" and
provide administrative relief to both city and non-profit staff. Palo Alto's Human Services
Division also employs a two-year funding cycle for the Human Services Resource Allocation
Process (HSRAP).
8
Coordination of the CDBG and HSRAP funding processes is essential to the effective delivery of
local human service funding. Collaboration between the non-profit agencies and the City's
funding sources avoids confusion, duplication of effort, and ensures that the highest identified
community needs are met. The two-year process provides the opportunity for City and non-
profit staff to undertake longer -term strategic planning and to maximize available funding
resources.
Allocation Priorities
Program Year 2009 will be the fifth year of the City's five year Consolidated Plan for the period
2005-2010. The table below sets forth the five year goals of that Plan and the one-year goals of
the FY 2009/10 Annual Action Plan.
Summary of Specific Housing/Community Development Objectives (HUD Table 2C)
Goal #
Specific Objectives
Performance
Measure
Expected Units
5 Year
2009/10 Goal
Rental Housing Objectives
Goal 1
Increase the supply of rental
housing
Units
125
56
Goal 2
Preserve existing affordable
rental housing from conversion
to market -rate housing
Units
72
0
Goal 3
Conserve the condition of
existing rental housing
Units
150
230
Owner Housing Objectives
Goal 4
Continue Below Market Rate
Program
Units
20
7
Goal 5
Continue to participate in
MCC program
Units
15
3
Goal 6
Rehabilitation loans to L/M
Income Owners
Units
Emergencies
only
As needed
Goal 7
Minor Home Repairs and
Accessibility Upgrades
Units
130
120 +
1,200 Palo
Alto Energy
Assistance
Public Service Objectives
Goal 15
Assist seniors in long-term
care
Individuals
600
220
Goal 17
Services to prevent
homelessness (incl. in Goals 8
and 9)
Individuals
8,000
1,050 +
4 families
Goal 18
Food and meal programs
Individuals
800
325
Public Facilities
Goal 19
Promote community -based
services through public
facilities
Facilities
2
0
9
Each proposed activity of the 2009/2010 fiscal year is listed below in relation to the strategy it
intends to address in the adopted 2005-2010 Consolidated Plan.
Goal # 1: Increase the Supply of Affordable Rental Housing by 125 units
Proposed 2009/10 Activity:
Fabian Way Senior Housing Project
Palo Alto, CA
2009 Goal: 56 new housing units
Palo Alto Housing Corporation
488 W. Charleston Rd.
Palo Alto, CA 94306
2009 Goal: 35 new housing units
Goal #2: Preserve the Supply of 72 units of Affordable Rental Housing at Immediate Risk
of Conversion to Market -Rate Housing
Proposed 2009/10Activity:
None. There are no units at immediate risk of conversion to market -rate housing at this time.
Goal #3: Conserve the Condition of 150 Existing Units of Affordable Rental Housing
Proposed 2009/10 Activities:
Stevenson House
455 E. Charleston Rd.
Palo Alto, CA 94306
2009 Goal: 120 low income senior rental units
Lytton Gardens
437 Webster Street
Palo Alto, CA 94301
2009 Goal: 110 low income senior rental units
Goal #4: Continue the Below Market Rate (BMR) Program
Proposed 2009/10 Activity:
City of Palo Alto BMR Program
Units are located citywide
2009 Goal: 7 units
Goal #5: Continue to Participate in the Mortgage Credit Certificate Program
Proposed 2009/10 Activity:
The City of Palo Alto will continue to participate in the mortgage credit certificate program.
2009 Goal: 3 households
Goal #6: Provide for Rehabilitation Loans to Low- and Moderate -Income Single Family
Homeowners in Emergency or Crisis Situations Only
Proposed 2009/10 Activity:
This program is available on a limited as -needed basis.
10
Goal #7: Provide for Minor Home Repairs and Accessibility Upgrades to Low- and
Moderate -Income Homeowners
Proposed 2009/10 Activity:
Avenidas — Senior Home Repair
450 Bryant Street
Palo Alto, CA 94301
2009 Goal: 120 households
City of Palo Alto
Utilities Department
Residential Energy Assistance Program
250 Hamilton Ave.
Palo Alto, CA 94301
2009 Goal: 1,200 households
Goal #8: Provide Assistance and Supportive Services to Low- and Very Low -Income Palo
Alto Residents to keep them from Becoming Homeless
Proposed 2009/10 Activities:
Palo Alto Community Childcare — Childcare Subsidies
3990 Ventura Court
Palo Alto, CA
2009 Goal: 50 households
Project Sentinel — Mediation Program
430 Sherman Avenue, Suite 308
Palo Alto, CA 94306
2009 Goal: 26 households
Second Harvest Food Bank
750 Curtner Avenue
San Jose, CA 95125
2009 Goal: 175 persons
Avenidas
Senior Housing Counseling
450 Bryant Street
Palo Alto, CA 94301
2009 Goal: 1,600 persons
La Comida - Senior Nutrition Program
450 Bryant Street
Palo Alto, CA 94301
2009 Goal: 646 persons
Palo Alto Housing Corporation - Barker Hotel and Alma Place Counseling Program
725 Alma Street
Palo Alto, CA 94301
2009 Goal: 131 households
11
Mayview Community Clinic — Health Care Services
270 Grant Avenue
Palo Alto, CA 94306
2009 Goal: 100 persons
Support Network for Battered Women
1257 Tasman Drive, Suite C (office)
Sunnyvale, CA 94089
Shelters are located in confidential locations in Santa Clara County
2009 Goal: 35 individuals and their children
Goal #9: Continue to Support the Opportunity Center for the Provision of Supportive
Services with a Housing Component
Proposed 2009/10 Activity:
InnVision - Opportunity Service Center
33 Encina Ave.
Palo Alto, CA 94301
2009 Goal: 800 People
Goal #10: Continue to Support the Operating (and/or rehabilitation) Costs of Shelters and
Transitional Housing Programs that Serve the Palo Alto Area
Proposed 2009/10 Activities:
InnVision/Clara-Mateo Shelter — Adult Program and Family Program
795 Willow Rd., Bldg 323-D
Menlo Park, CA 94025
2009 Goal: Operating Costs
InnVision — Hotel de Zink
Rotating Church Shelter Program
33 Encina Ave.
Palo Alto, CA 94301
2009 Goal: Operating Costs
Goal #11: Continue to Support Mental Health Outreach and Other Supportive Services for
the Homeless
Proposed 2009/10 Activity:
InnVision
Opportunity Center Health Care Services
33 Encina Ave.
Palo Alto, CA 94301
The City will continue to support mental health outreach and other supportive services for the
homeless.
Goal #12: Continue to Cooperate on Countywide Approaches to the Issues of Homelessness
Proposed 2009/10 Activity:
The City will continue to cooperate on countywide approaches to homelessness.
12
Goal #13: Support the Activities of Area Non -Profit Organizations that Provide
Transitional Housing with Supportive Services to the Homeless
Proposed 2009/10 Activity:
InnVision/Clara-Mateo Alliance Shelter — Single Adult/Couple Transitional Housing
795 Willow Rd., Bldg 323-D
Menlo Park, CA 94025
2009 Goal: 6 transitional housing units
InnVision/Clara-Mateo Alliance — Family Transitional Housing
795 Willow Rd., Bldg 323-D
Menlo Park, CA 94025
2009 Goal: 18 transitional housing units
Goal #14: Continue to Support the Shelter Plus Care Program in Palo Alto and Increase
the Units Available in the Program to Include Families with Children
Proposed 2009/10 Activity:
There are seven Shelter Plus Care units available at the Barker Hotel and 10 units available at
Alma Place. Five additional units are set -aside at Alma Place under the North County Master
Lease program. Shelter Plus Care units are also available at the Opportunity Center for qualified
tenants as vacancies dictate.
Goal #15: Assist Seniors in Long -Term Care Facilities
Proposed 2009/10 Activity:
Catholic Charities — Long -Term Care Ombudsman Program
2625 Zanker Road, Suite 200
San Jose, CA 95134-2107
2009 Goal: 220 Persons
Goal #16: Provide Support to Accessible Transportation Services
Proposed 2009/10 Activity:
Continue to support transportation services in the City, including the Palo Alto Shuttle.
Goal #17: Continue to Provide Services to Prevent Homelessness (Also see Goal #8)
Proposed 2009/10 Activities:
InnVision - Clara -Mateo Adult Singles and Families
795 Willow Rd., Bldg 323-D
Menlo Park, CA 94025
2009 Goal: 80 singles and 4 families
InnVision — Opportunity Center
33 Encina Ave.
Palo Alto, CA 94301
2009 Goal: 800 People
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Goal #18: Continue to Support Food and Meal Programs
Proposed 2009/10 Activities:
Second Harvest Food Bank
750 Curtner Avenue
San Jose, CA 95125
2009 Goal: 175 persons
La Comida - Senior Nutrition Program
450 Bryant Street
Palo Alto, CA 94301
2009 Goal: 646 persons
Goal #19: Promote a Vital System of Community -Based Human Services through Facilities
to House those Services
Proposed 2009/10 Activity:
The City does not plan on undertaking a facility project this fiscal year.
2009/10 PROJECTS AND ACTIVITIES TO BE UNDERTAKEN
All of the projects and activities to be undertaken with 2009/10 CDBG funding address the
priority housing and community development needs identified in the Consolidated Plan. The
attached Appendix C "Proposed Projects" describes each project or service activity, the 2009/10
funds allocated, the expected project beneficiaries, and the HUD national objective.
Housing Activities
The City of Palo Alto's Consolidated Plan and Housing Element both emphasize the great need
for affordable housing for low- and very low-income households in Palo Alto. While all types of
housing are needed in the City, the Consolidated Plan focuses on the creation and preservation of
rental housing with an emphasis on housing for very low- and low-income persons especially
those who are homeless, at -risk of becoming homeless, those with special needs, and families
with children.
City of Palo Alto Housing Strategy
The Consolidated Plan proposes a five-year strategy to develop 125 newly constructed rental
units over the 2005-2010 planning period. The 125 units would be affordable to households in
the very low- or low-income categories and would meet a portion of the housing production
goals mandated by the Association of Bay Area Governments (ABAG).
Palo Alto Housing Corporation — Tree House Project - $300,000
Objective: Providing Decent Affordable Housing
Outcome: Affordability for the purpose of providing decent affordable housing
Performance Measure: 35 New Units of Affordable Housing
The City intends to allocate $300,000 in fiscal year 2009/10 CDBG funding to Palo Alto
Housing Corporation for a new 35 -unit affordable housing project known as the Tree House. The
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development of new affordable rental housing is a high priority in the Consolidated Plan. This
development will provide new rental housing on a 32,000 square foot site located at 488 West
Charleston Road in Palo Alto.
The proposed 35 rental apartments will be affordable to extremely -low and very -low income
households earning between 20% and 50% of the area median income. The project will consist
of 33 studio apartments, two one —bedroom apartments and an indoor common area. The studios
range in size from 380 square feet to 425 square feet. The two one -bedroom units are 590 square
feet and 791 square feet. In addition there is an indoor common area of 7,069 square feet that
includes a common recreation room; a lounge/library; laundry room; common bathroom;
resident service office and a management office. The project will be four -stories high with
community space on the ground floor. The residential units will be located on the second
through fourth floors.
The City's CDBG funding will be used for a portion of the land acquisition expenses, which are
estimated to be $2,865,000. CDBG program year 2008/09 funds allocated $1,538,577 towards
site acquisition for the project. The overall development cost for the Tree House project is
estimated to be $13.2 million. The financing plan anticipates the major funding sources to be
Low -Income Housing Tax Credits, state Multi -Family Housing Program, City of Palo Alto
funding, both CDBG and non-CDBG funds, County of Santa Clara Affordable Housing funds,
HOME funds and Housing Trust funds, among others.
Proposed Public Service Activities
CDBG public service funds will be targeted to the following programs in fiscal year 2009/10:
✓ $30,000 Palo Alto Housing Corporation — SRO Tenant Counseling Program
Objective: Providing a suitable living environment
Outcome: Accessibility for the purpose of creating suitable living environments
Performance Measure: 131 persons will have improved accessibility to a suitable living
environment
✓ $35,000 InnVision/Clara-Mateo Alliance — Adult singles and families
Objective: Providing a suitable living environment
Outcome: Accessibility for the purpose of providing decent affordable housing
Performance Measure: 80 individuals plus 4 families will have new accessibility to
decent affordable housing
✓ $30,000 InnVision — Opportunity Service Center Drop -In Program
Objective: Providing a suitable living environment
Outcome: Accessibility for the purpose of creating suitable living environments
Performance Measure: 800 persons will have improved accessibility to a suitable living
environment
✓ $ 5,000 Catholic Charities — Long -Term Care Ombudsman Program
Objective: Providing a suitable living environment
Outcome: Accessibility to supportive services
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Performance Measure: 220 persons in Palo Alto will have improved accessibility to
supportive services thereby providing decent affordable housing
✓ $ 8,250 Support Network for Battered Women — Domestic Violence Program
Objective: Providing a suitable living environment
Outcome: Accessibility for the purpose of providing decent affordable housing
Performance Measure: 35 Individuals and their children
Human Services
In addition to the CDBG public service funds, the City will provide $1,110,452 from the General
Fund in support of human services through its Human Service Resource Allocation Process
(HSRAP). The HSRAP funds, in conjunction with the CDBG public service funds, are
distributed to local non-profit agencies whose programs serve the needs of seniors, children,
youth and families, persons with disabilities, and those who are homeless, or at risk of
homelessness. A variety of supported programs provide mental and physical health care
services, tenant/landlord mediation, subsidized child care, support for victims of domestic
violence and rape, senior services, adolescent counseling, emergency food, nutritional services,
and recreational activities.
Services and Resources Targeted to Homeless Persons
The following services, for persons in the Palo Alto community who are very low-income,
homeless, or at -risk of becoming homeless, are provided with supplemental funding from the
City of Palo Alto either with CDBG or HSRAP funding in addition to other public and private
funding. The goal of all the services listed is to prevent homelessness, help move people out of
homelessness and to reduce the number of persons below the poverty line.
City of Palo Alto Seasonal Jobs Program: Designates several temporary, seasonal employment
opportunities in various City of Palo Alto Departments, for persons who are homeless and
unemployed. The program is targeted to individuals who are motivated to improve their
situations and re-enter the work force.
Downtown Streets Team: Identifies motivated homeless individuals and provides them with jobs
cleaning and beautifying the downtown area. The program includes counseling, coaching and
training to help program participants build self-esteem, confidence and connections in the
community.
InnVision/Clara-Mateo Shelter: Shelter with casework counseling and supportive services for
homeless individuals, couples and families who are actively working toward achieving their
goals and overcoming homelessness.
Community Technology Alliance: Shelter hotline and voicemail services for homeless
individuals and families. The voicemail service helps case -managed clients attain individual
goals such as securing health care, housing or employment. A countywide housing information
and referral website was developed and is maintained to assist service providers and housing
seekers.
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La Comida de California: Provision of affordable, nutritious meals to Palo Alto's elderly
population at various locations throughout the City, including: Avenidas Senior Center,
Stevenson House and Cubberley Community Center.
Mayfield Community Clinic: Basic primary health care services and health education and
referral services to uninsured low-income and homeless individuals from the Palo Alto area.
Momentum for Mental Health: Mental health outreach program will provide emergency on -call
services to City departments, libraries, community centers and local homeless service providers.
Palo Alto Housing Corporation — SRO Hotel Tenant Counseling: Counseling and case -
management services for the low-income residents and prospective residents of single room
occupancy hotels in Palo Alto including the Barker Hotel at 439 Emerson Street. Many SRO
hotel residents have a history of homelessness and special needs. The program plays a vital role
in helping the residents maintain their stability and housing.
Second Harvest Food Bank: Distributes supplemental groceries and food services to very low-
income seniors and people with disabilities through the Operation Brown Bag Program.
Groceries are distributed weekly at the Ventura School site to income eligible participants.
InnVision - Opportunity Service Center: Services for very -low income or homeless persons
including bagged groceries, hot meals, emergency shelter, information and referral, shower and
laundry facilities, case -management and money management (payee) programs, clothing, and
health services. Services are provided weekdays from 8:30 to 4:30 at the Opportunity Center, 33
Encina Avenue in Palo Alto. Bagged groceries are distributed daily at the Downtown Food
Closet located at 425 Hamilton Avenue in Palo Alto. The Hotel de Zink rotating church shelter
program is housed at a different location each month.
Chronic Homelessness
The City participated in the Countywide Homeless Census in 2007 and 2009. In 2007 it was
estimated that on any given night there could be up to 7,400 people without shelter in Santa
Clara County. At the day of the Homeless Census in 2007 it was estimated there were 237
homeless individuals within the City of Palo Alto. The statistics for the 2009 census will be
forthcoming. There are currently some efforts being undertaken in the City that are assisting the
chronically homeless. One program is the Off the Streets team, a collaborative effort between
the City, service providers and local businesses. There is also a program called the Downtown
Streets Team that was developed by the Palo Alto Downtown Business Association in which
participants perform clean-up work in the downtown area in exchange for food, clothing and
case management services. Program participants receive housing assistance in the form of
vouchers to be used at participating SRO hotels and they receive case management as well.
Catholic Charities also has a program called Navigator to assist chronically homeless and
disabled adult singles and couples.
The Opportunity Service Center that opened in the fall of 2006 provides a clean, safe
environment where low-income or homeless people can receive basic services (showers, laundry,
clothing, food, and health care) as well as counseling and informational services that can move
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them to shelter or more permanent housing. The Opportunity Service Center is operated by
InnVision.
Discharge Coordination Policy
The City of Palo Alto will be working with representatives from the State and county agencies to
create a collaborative strategy for the housing and placement of those released from institutions
in the City. This discharge placement planning seeks to help direct the placement of prisoners
released from jails, hospitals and other facilities in order to prevent homelessness.
Transition from Homelessness to Permanent Housing
Shelter Plus Care (S + C): The S + C program is administered by Santa Clara County. It is a
federal grant program that provides Section 8 rental assistance to participating landlords on
behalf of eligible tenants for a period of up to five years. Extensive support services are a
necessary and required component of the program that targets people who are homeless and
disabled. There are 17 housing units occupied by S + C clients in Palo Alto.
The Barker Hotel: The Barker is owned and operated by the Palo Alto Housing Corporation
(PAHC), and has 25 units of permanent Single Room Occupancy (SRO) housing at rents
affordable to persons with incomes between 30% and 50% of the median income. Rents range
from $367 to $452 per month based on size and whether they have their own bathrooms. Five of
the Barker's units are fully accessible by wheelchair users. Priority for occupancy is for persons
who are homeless (either unsheltered or sheltered), persons with disabilities, and persons with
extremely low -incomes. Seven of the units are available with tenant based Section 8 subsidies
through the Shelter Plus Care program.
Alma Place: Alma Place is located at 753 Alma Street in Palo Alto, and is also owned and
operated by the Palo Alto Housing Corporation. The project, a 106 -unit single room occupancy
resident hotel, is affordable to low- and very low-income persons due to the layering of subsidies
from City Housing Reserve funds, a private bank loan, an Affordable Housing Program (AHP)
Grant, and an award of low-income housing tax credits. The studio apartments rent for $427 to
$589 per month and are available to persons earning below 40% of the median income. Ten of
the units are available with tenant based Section 8 rental subsidies through the Shelter Plus Care
program. An additional 5 units are set aside under the North County Master Lease Program.
The Opportunity Center: The Housing Authority of the County of Santa Clara and InnVision the
Way Home opened this new facility in September of 2006. The project provides 88 new units of
affordable housing for very low-income families and individuals, many of whom were
previously homeless. An on -site service center provides information and referral, case
management, health care and other supportive services for tenants as well as others in the
community. The housing units at the Opportunity Center were fully leased -up on December 27,
2006. Rents range from $371 per month for SRO units to $1400 per month for 2 Bedroom units.
There are 22 project based Section 8 subsidies which enable the tenants to pay just 30% of their
adjusted gross income for rent. InnVision also administers a private subsidy program at the
Opportunity Center which currently provides rental assistance to an additional 20 extremely low-
income individuals.
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Haven Family House: Shelter Network of San Mateo County owns and operates this transitional
housing facility for families with children located at 260 Van Buren Road in Menlo Park.
Families reside in one and two bedroom apartments for two to four months depending on their
individual case plans and situations. Comprehensive case management, support services, and
on -site licensed childcare, plus one year of follow-up counseling are available to help families
break the cycle of homelessness.
Lead -Based Paint
There have been no reports of significantly high lead levels in children residing in Palo Alto in
recent years. The City's housing and CDBG staff will provide information and referral to
property owners, developers and non -profits rehabilitating older housing about lead -based paint
hazards. Also, the City requires that any housing rehabilitated with City financial assistance
must be inspected for the existence of lead -based paint hazards. The City will provide financial
assistance for the abatement of such hazards in these rehabilitated units.
Analysis of Impediments to Fair Housing Choice
The City of Palo Alto completed an Analysis of Impediments to Fair Housing Choice on
February 6, 1996. That report identified a lack of housing options affordable to persons of low -
and moderate -income as the major impediment to housing choice. Housing discrimination was
also identified as an impediment, with cases based on familial status the most often reported.
However, the number of cases of discrimination against persons with physical and mental
disabilities has also been increasing.
The City of Palo Alto joined with other Santa Clara County entitlement jurisdictions to undertake
a countywide fair housing study that includes 2000 census data and was completed in January
2003. The study includes a demographic analysis, a lending analysis, a review of government
programs and policies, a survey of Santa Clara residents and service organizations, an
assessment of the delivery of fair housing services, and recommendations for new strategies.
The information from the study was incorporated in the revisions to the Analysis of Impediments
to Fair Housing Choice adopted by the City Council in May 2003. The cities of Sunnyvale,
Mountain View and Palo Alto have collaboratively contracted with and funded fair housing
services for north Santa Clara County with Project Sentinel. Palo Alto will provide $26,800 in
CDBG funds in fiscal year 2009/10 to Project Sentinel for the provision of fair housing
complaint investigation, public education and information and referral services.
Palo Alto plans to undertake the following actions to foster and maintain affordable housing and
to address housing discrimination during the 2009/10 fiscal year:
✓ Provide tenant/landlord counseling and mediation services for Palo Alto residents through
the Palo Alto Mediation Program (Project Sentinel).
✓ Support the Countywide website that lists subsidized housing opportunities, wait lists and
vacancies.
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✓ Continue to support the Human Relations Commission in their documentation and
investigation of hate crimes, and in their support of diversity, disability, and affordable
housing issues.
✓ Continue to monitor the provision of fair housing services to ensure that adequate services
are being provided, and that services are provided cost effectively.
✓ Work with the Santa Clara County CDBG entitlement cities in their effort to implement any
recommended improvements to the delivery of services on a regional basis.
✓ Provide funding to Project Sentinel, which was funded by and selected jointly by the cities of
Palo Alto, Mountain View and Sunnyvale to reduce discrimination in housing by:
a. Investigating cases of housing discrimination
b. Conducting consultations with persons who believe they have been discriminated
against
c. Maintaining a pool of trained testers for investigations and conducting trainings
d. Maintaining a panel of attorneys for referral and coordinating meetings for
participating attorneys
e. Running ads in the Palo Alto Weekly, San Jose Mercury News, and other media
outlets
f. Distributing fair housing brochures
g. Running public service announcements for local radio/TV broadcasts
h. Making educational presentations to the community
i. Monitoring and reporting on rental sites
j. Showing educational videos on housing discrimination on local cable TV
k. Organizing an event for National Fair Housing Month
Actions to Remove Barriers to Affordable Housing
The high cost of housing and the lack of available land to build on are the main barriers to
affordable housing in Palo Alto. In 1974 the City adopted a Below Market Rate (BMR) Housing
Program, one of the first in the country, to begin to alleviate an affordable housing shortage.
Although the Program has successfully generated approximately 236 owner -occupied units and
158 rental units, the numbers are not sufficient to meet the affordable housing need. To address
this issue, the City Council increased the percentage requirements and made other modifications
to the Program in conjunction with the Housing Element update in 2002. Additionally, the City
commissioned an independent economic and policy analysis of its BMR Program with the
objective of strengthening the Program and improving its effectiveness. The report was
completed in March 2007, and recommendations for changes were approved by the City Council
in 2008, with other proposals to be evaluated as part of the Housing Element Update currently
underway.
A recent update to the zoning ordinance has also provided incentives to facilitate more mixed use
housing projects in areas adjacent to commercial/multi-family residential areas. The adoption of
a Pedestrian Transit Oriented District (PTOD) also allows development of housing in
commercial zones where it had not previously been allowed.
The City has identified affordable housing as the primary objective for the expenditure of CDBG
funds in the Consolidated Plan. It will continue to allocate the maximum funding available to
activities and projects that meet this objective.
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Amendments to Plan
Prior to the submission of any substantial change in the proposed use of funds, citizens will be
provided reasonable notice of, and the opportunity to comment on, any proposed Action Plan
amendment(s). The American Recovery and Reinvestment Act of 2009 will provide additional
CDGB funds to the City that will require an amendment to the proposed Action Plan at a later
date.
Urgent Need Activities
In the event of a local, state or federal disaster declaration for areas within the boundaries of the
City of Palo Alto, the City reserves the right to use CDBG or other available federal funds to
abate immediate and necessary hazards. Such funds may be used for staff efforts, loans, or
outright grants to affected parties, as approved by City Council and allowable under the pertinent
Federal Guidelines.
Monitoring of Activities
The City of Palo Alto follows the monitoring requirements for the use of Federal funds as
directed by HUD. The City's Department of Planning and Community Environment monitors its
housing production goals and all the activities carried out to further the goals of the Consolidated
Plan. For activities funded by CDBG and HOME programs, an annual performance report is
completed based on HUD regulations and in accordance with HUD standards. The Consolidated
Annual Performance and Evaluation Report (CAPER) is available to the Citizens Advisory
Committee and the general public for comments during a 15 -day review period. This report
identifies the actual dollars expended, the beneficiaries served, and the program goals achieved.
The City requires subrecipients of CDBG funds to submit semi-annual and annual performance
reports outlining the extent to which program goals have been achieved, and the number of
beneficiaries who have been served. Program performance is measured against the specific
program objectives outlined in the contract scope of services. Additionally, City staff will
monitor each subrecipient, as necessary; to insure compliance with all regulations governing
their administrative, financial, and programmatic operations, and to make sure the subrecipients
achieve their performance objectives within the prescribed schedule and budget.
Coordination
The CDBG entitlement cities (Palo Alto, Sunnyvale, Mountain View, Santa Clara, Cupertino,
Gilroy, Milpitas, San Jose), and the Urban County of Santa Clara continue to meet on a regular
schedule to discuss issues of mutual concern and to share information and strategies for
addressing affordable housing, homelessness, fair housing, and other issues of common concern.
The meetings have helped the participants better understand the County and nonprofit social
service structure within the County, and provide input to the Santa Clara County Office of
Affordable Housing.
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The City of Palo Alto continues to collaborate with neighboring jurisdictions in both Santa Clara
and San Mateo County on issues relating to homelessness in northern Santa Clara County and
southern San Mateo County. The City actively participates in the Santa Clara County
Collaborative on Affordable Housing and Homeless Issues.
As a result of the Countywide Fair Housing Study, the cities of Palo Alto, Mountain View and
Sunnyvale have jointly selected fair housing services from a single provider to serve the four
cities. In addition a Countywide Fair Housing Task Force has been formed and includes
representatives from entitlement jurisdictions, fair housing agencies, and other non-profit
organizations. A staff person from the City of Palo Alto is the representative for the North
County cities (Mountain View, Palo Alto and Sunnyvale).
The Quality Housing and Work Responsibility Act of 1998 requires public housing authorities
(PHA's) to develop and implement five-year strategic plans. These plans must describe their
long-range goals and provide a strategy for achieving the identified goals. The plans provide
details about the PHA's operations, program participants, programs and services. The PHA is
required to ensure that their plan is consistent with any applicable Consolidated Plans for
jurisdictions in which the PHA is located. This new requirement allows for some collaborative
discussions on the role of the Santa Clara County Housing Authority in meeting the housing
needs of low-income persons in Palo Alto.
To ensure a coordinated approach to the City's human service funding efforts, CDBG and
Human Services staff meet to review and discuss applications received through both the CDBG
and HSRAP processes. Additionally, a member of the Human Relations Commission serves on
the CDBG Citizens Advisory Committee to avoid duplication of effort and to assure
collaboration within Palo Alto.
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