HomeMy WebLinkAboutRESO 9471Resolution No. 9471
Resolution of the Council of the City of Palo Alto Amending the
Conflict of Interest Code for Designated City Officers and
Employees as Required by the Political Reform Act and
Regulations ofthe Fair Political Practices Commission and
Repealing Resolution No. 9299
RECITALS
A. The Political Reform Act requires certain City officials, specified in section
87200 of the California Government Code, to file economic disclosure forms ("Form 700"} and
abstain from making or participating in making governmental decisions which have a
reasonably foreseeable material effect on an economic interest; and
B. The Political Reform Act also requires the City to adopt a local conflict of
interest code that enumerates specific City positions other than those specified in Government
Code section 87200 which involve making or participating in making decisions which have a
reasonably foreseeable material effect on an economic interest, and to designate for each
position the specific types of investments, business positions, interests in real property and
sou;tes of income which are reportable based on the scope of the decision-making authority of
the position; and
C. Consistent with Chapter 2.09 of the Palo Alto Municipal Code and the
biennial schedule established by the Fair Political Practices Commission for amending local
conflict of interest codes, the City reviews and amends its local conflid of interest code by
resolution every two years.
NOW, THEREFORE, the Council ofthe City of Palo Alto does RESOLVE as follows:
SECTION 1. Resolution No. 9299 is hereby repealed.
SECTION 2. The Conflict of Interest Code for the City of Palo Alto is hereby
amended to read as follows:
CONFLICT OF INTEREST CODE FOR THE
CITY OF PALO ALTO
The Political Reform Act, Government Code section 81000, et seq., requires state
and local government agencies to adopt and promulgate conflict of interest codes.
The Fair Political Practices Commission has adopted a regulation (2 Cal. Code of
Regs. section 18730}, which contains the terms of a standard conflict of interest
code. After public notice and hearing the regulation may be amended by the Fair
Political Practices Commission to conform to amendments in the Political Reform
Act. Therefore, the terms of 2 California Code of Regulations Section 18730 and any
amendments to it duly adopted by the Fair Political Practices Commission are hereby
incorporated by reference. This regulation and Appendix A attached to this
resolution and a part of it, designating officials and employees and establishing
disclosure categories, shall constitute the conflict of interest code of the City of Palo
Alto.
Designated employees shall file statements of economic interests with the City Clerk
who will make the statements available for public inspection and reproduction.
(Gov. Code, § 81008.) Statements for all designated employees will be retained by
. the City Clerk.
SECTION 3. The Conflict of Interest Code for the City of Palo Alto will be
effective thirty {30) days from the date the City Council approves this resolution.
SECTION 4. The City Council finds that there is no possibility that this resolution
will have a significant effect on the environment and upon that basis determines that this
resolution is exempt from the California Environmental Quality Act.
INTRODUCED AND PASSED: December 1, 2014
AYES: BERMAN, BURT, HOLMAN, KLEIN, KNISS, PRICE, SCHARFF, SCHMID, SHEPHERD
NOES:
ABSENT:
ABSTENTIONS:
~ f'v4 City Clerk Mayor
APPROVED AS TO FORM: APPROVED:
Titles
APPENDIX A
DESIGNATED POSITIONS
ADMINISTRATIVE SERVICES DEPARTMENT
Finance Division
Assigned Disclosure Category
Accountant ..................................................................................................................................... 4
Assistant Director, Administrative Services ................................................................................... 1
Contracts Administrator ........................................................... ; ..................................................... 3
Manager, Accounting ..................................................................................................................... 1
Manager, Purchasing & Contract Admin ....................................................................................... 1
Senior Accountant .......................................................................................................................... 4
Senior Business Analyst .................................................................................................................. 4
Senior Management Analyst ........................................................................................................... 4
Warehouse Supervisor .................................................................................................................... 5
Real Estate Division
Senior Management Analyst ........................................................................................ ~ ................. 4
Manager, Real Property ................................................................................................................. 4
Budget & Management Analysis Division
Director, Office of Management and Budget ................................................................................. 1
Principal Management Analyst ....................................................................................................... 4
Senior Management Analyst .......................................................................................................... 4
APPOINTED OFFICIALS
Standby Emergency Council ..................................................................................................................... 1
Architectural Review Board ........................................................................................................... 1
Historic Resources Board ................................................................................................................ 1
Human Relations Commission ....................................................................................................... 1
Library Advisory Commission .......................................................................................................... 1
Public Art Commission ..................................................................................................................... 1
Utilities Advisory Commission ........................................................................................................ 1
Parks and Recreation Commission ................................................................................................. 1
CITY ATTORNEY
Assistant City Attorney ................................................................................................................... 1
Claims Investigator .......................................................................................................................... 3
Deputy City Attorney ...................................................................................................................... 1
Legal Services Administrator .......................................................................................................... 4
Senior Assistant City Attorney ....................................................................................................... 1
Senior Deputy City Attorney ........................................................................................................... 1
Secretary to City Attorney : ............................................................................................................. 4
CITY AUDITOR
City Auditor ..................................................................................................................................... 1
Performance Auditor ..................................................................................................................... 1
Senior Performance Auditor .......................................................................................................... 1
CITY CLERK
City Clerk ..................................................................................................................................... 1
Assistant City Clerk .................................................................................... ~ .................................... 3
Deputy City Clerk ............................................................................................................................ 3
Hearing Officer ............................................................................................................................... 1
CITY MANAGER
Assistant City Manager /Chief Operating Officer ........................................................................... 1
Chief Communications Manager .................................................................................................... 1
Chief Sustainability Officer .............................................................................................................. 1
Executive Assistant tc;> the City Manager ........................................................................................ 3
Manager, Economic Development and Redevelopment.. .............................................................. 1
Senior Management Analyst ........................................................................................................... 3
COMMUNITY SERVICES
Administrative Assistant ................................................................................................................. 3
Assistant Director, Community Services ......................................................................................... 1
Director, Community Services ........................................................................................................ 1
Management Analyst ................................................................................................................................. 5
Senior Management Analyst .......................................................................................................... 5
Arts & Sciences Division
Manager, Arts and Science .............................................................................. ; .............................. 6
· Recreation Division
Community Service Manager ......................................................................................................... 5
Community Services Senior Program Manager ............................................................................. 5
Community Services Superintendent ............................................................................................ 5
Coordinator, Recreation Programs ................................................................................................. 5
Recreation Division Manager .......................................................................................................... 6
Supervisor, Recreation Programs .................................................................................................. 5
Open Space, Parks and Golf Division
Community Service Manager .......................................................................................................... 5
Open Space, Parks and Golf Division Manager ............................................................................... 6
Superintendent, Open Space, Parks and Golf ................................................................................ 5
DEVELOPMENT SERVICES
Director, Development Services ............................................................................................................. 1
Development Services Manager .............................................................................................................. 1
Assistant Building Official ......................................................................................................................... 4
Building lnspector ...................................................................................................................................... 4
Building Inspector Specialist .................................................................................................................... 4
Chief Building Official ................................................................................................................................ 1
Plan Check Engineer .................................................................................................................................. 4
Plans Examiner ........................................................................................................................................... 4
Planning Manager ...................................................................................................................................... 4
Project Coordinator ................................................................................................................................... 4
Senior Management Analyst .................................................................................................................... 4
FIRE DEPARTMENT
Fire Chief ......................................................................................................................................... 1
Battalion Chief ................................................................................................................................. 6
Deputy Fire Chief ........................................................................................................................... 1
Emergency Medical Services (EMS) Chief ....................................................................................... 1
Emergency Medical Services (EMS) Director .................................................................................. 6
Emergency Medical Services Data Specialist.. ................................................................................ 7
Fire Marshal .................................................................................................................................... 1
Geographic Information System Specialist .......................................... : .......................................... 9
PEOPLE STRATEGIES & OPERATIONS (PSO)
Director, People Strategies & Operations ...................................................................................... 1
Assistant Director, PSO ................................................................................................................... 1
Manager, Employee Relations ....................................................................................................... 3
Manager, Employee Benefits .................................................................................................................... 3
Senior Human Relations Administrator ......................................................................................... 3
Senior Management Analyst .................................................................................................................... 3
INFORMATION TECHNOLOGY DEPARTMENT
Director, Information Technology/Chief Information Officer ........................................................ 1
Information Technology Security Manager .................................................................................... 2
Information Technology Governance & Planning Manger ............................................................. 2
Manager, Information Technology Services ................................................................................... 2
Principal Management Analyst ....................................................................................................... 3
Senior Management Analyst ................................................................. ~ .................................................... 3
Senior Technologist ......................................................................................................................... 9
Technologist .................................................... .-............................................................................... 9
LIBRARY DEPARTMENT
Director, Libraries ........................................................................................................................... 1
Assistant Director, Libraries ............................................................................................................ 3
Division Head, Collection and Technical Services Division ............................................................. 5
Library Services Manager ................................................................................................................ 4
OFFICE OF EMERGENCY SERVICES
Emergency Services (OES) Director ................................................................................................ 1
Office of Emergency Services (OES) Coordinator ........................................................................... 1
PLANNING & COMMUNITY ENVIRONMENT DEPARTMENT (9/19/12)
Director, Planning and Community Environment.. ......................................................................... 1
Assistant Director, Planning and Community Environment ........................................................... 1
Associate Planner ........................................................................................................................... 4
Chief Planning Official ..................................................................................................................... 1
Chief Transportation Official. .......................................................................................................... 1
Code Enforcement Officer ........................................................................................................................ 4
Parking Manager ........................................................................................................................................ 4
Planner ............................................................................................................................................... 4
Planning Manager ........................................................................................................................... 4
Senior Management Analyst ........................................................................................................... 1
Senior Planner ................................................................................................................................. 4
POLICE DEPARTMENT
Police Division
Police Chief ........................................................................................................................................ 1
Assistant Police Chief ................................................................................................................................. 1
Police Captain ..................................................................................... : ........................................... 1
Police Lieutenant ............................................................................................................................ 1
Senior Management Analyst .......................................................................................................... 3
Supervisor, Police Services .............................................................................................................. 3
Animal Services Division
Superintendent, Animal Services .................................................................................................... 7
Supervisor, Animal Services ......................................................................................................... : .. 7
Veterinarian .................................................................................................................................... 7
Communications Division
Deputy Director Technical Services Division .................................................................................. 9
PUBLIC WORKS DEPARTMENT
Administration Division
Director, Public Works/City Engineer ............................................................................................ 1
Assistant Director, Special Projects ............................................................................................... 1
Senior Management Analyst .......................................................................................................... 3
Airport Division
Airport Manager ......................................................................................................................................... 1
Management Analyst. ................................................................................................................................ 3
Engineering Services Division
Assistant Director, Engineering Services ........................................................................................ 1
Management Analyst .......................................................................................................... : ........... 3
Project Manager ............................................................................................................................. 4
Senior Engineer ............................................................................................................................... 4
Supervisor, Inspection & Surveying ................................................................................................ 4
Senior Project Manager ................................................................................................................... 4
Public Services Division
Assistant Director, Public Services .................................................................................................. 1
Assistant Fleet Manager ................................................................................................................. 5
Fleet Manager ................................................................................................................................. 5
Management Analyst ...................................................................................................................... 3
Manager, Maintenance Operations ................................................................................................ 5
Project Manager ............................................................................................................................. 5
Urban Forester ................................................................................................................................ 5
Environmental Services Division
Assistant Director, Environmental Services .................................................................................... 1
Assistant Manager, Water Quality Control Ope~ations .............................. ; ................................... 3
Assistant Manager, Water Quality Control Maintenance .............................................................. 3
Coordinator, Public Works Projects ................................................................................................ 5
Management Analyst ...................................................................................................................... 3
Manager, Environmental Control Programs .............................. : .................................................... 4
Manager, Laboratory Services ................................................................................... , .................... 5
Manager, Solid Waste ..................................................................................................................... 6
Manager, Water Quality Control .................................................................................................... 4
Manager, Watershed Protection .................................................................................................... 4
Senior Engineer ............................................................................................................................... 4
UTILITIES DEPARTMENT
Director, Utilities ............................................................................................................................. 1
Senior Business Analyst .................................................................................................................. 4
Senior Management Analyst .......................................................................................................... 3
Utilities Communications Manager ................................................................................................ 5
Utilities Compliance Manager ......................................................................................................... 5
Customer Support Services Division
Assistant Director, Customer Support Services .............................................................................. 1
Manager, Customer Service and Meter Reading ............................................................................ 4
Manager, Credit and Collections .............................................................................................. : ..... 4
Manager, Utility Marketing Services .............................................................................................. 4
Resource Management Division
Assistant Director, Resource Management .................................................................................... 1
Resource Planner ............................................................................................................................ 3
Senior Resource Planner ................................................................................................................. 3
Engineering Division
Assistant Director, Utilities Engineering ........................................................................................ 1
Electric Project Engineer .................................................................................................................. 4
Engineering Manager, Electric ........................................................................................................ 4
Engineering Manager, Water-Gas-Wastewater ............................................................................. 4
Manager, Utilities Telecommunications ......................................................................................... 1
Project Engineer .............................................................................................................................. 4
Senior Project Engineer .................................................................................................................. 4
Senior Electrical Engineer .............................................................................................................. 4
Operations Division
Assistant Director, Utilities Operations .............................. ~ ..................................... , ..................... 1
Manager, Electric Operations ......................................................................................................... 4
Manager, W-G-W Operations .......................... ; .............................................................................. 4
Utilities Supervisor ......................................................................................................................... 4
OTHER REPORTING REQUIREMENTS
Newly created positions between conflict code amendments ....................................................... 1-9,
As Applicable and City Clerk to work with Department to fill out FPPC Form 804 at the time a
new position is created
Consultants (Defined in FPPC Regulation 18701(a)(2)) .............................................................. 1-9,
As Applicable1 and City Clerk to work with Department to complete FPPC form 805 at the time a
consultant is hired
Members of Task Forces, Special Committees and Similar Advisory Bodies Created by the City
Council ....................................................................................................................................................... 11
if applicable2
1 Pursuant to Palo Alto Municipal Code section 2.09.060, the City Manager may determine in writing that a
particular consultant, although a designated position, is hired to perform a range of duties that is limited in scope and
thus is not required to fully comply with the disclosure requirements. Any such written determination shall include a
description of the consultant's duties and, based upon the description, a statement of the extent of disclosure
requirements, if any. The City Manager may also determine whether a particular contract consultant constitutes a
"consultant" as the term is defined in the Political Reform Act and regulations promulgated there under or whether
the contract consultant is a registered professional engineer or licensed land surveyor exempted from the conflict of
interest provisions under Government Code Section 87100.1. The City Manager's determination is a public record
and shall be retained for public inspection in the same manner and location as the Conflict of Interest Code.
2 The City Attorney and City Clerk shall coordinate to determine whether a newly created body provides that
committees, boards, or commissions possesses decision making authority pursuant to Fair Political Practices
Regulation 18701 and make a recommendation to the Council on whether the body should be subject to the
disclosure requirements. Factors to be considered include but are not limited to whether the body will perform a
role that compels or prevents a governmental decision, or make substantive recommendations that may be regularly
approved without significant modification by another public official or governmental agency over an extended
period of time.
1. FULL DISCLOSURE
APPENDIX A
DISCLOSURE CATEGORIES
What to report? All investments and business positions in business entities, sources of
income including gifts, loans and travel payments, and interests in real property.
What Form 700 schedules? All Schedules (A through E)
2. ALL INCOME
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments.
What Form 700 schedules? A, C, D, E
3. CITY-RELATED INCOME
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments if the source is of a type which
provides, manufactures, or supplies services, supplies, materials, machinery or
equipment of the type utilized by or subject to the review or approval of the City.
What Form 700 schedules? A, C, D, E
4. CITY-RELATED INCOME, REAL PROPERTY
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments if the source is of a type which
provides, manufactures, or supplies services, supplies, materials, machinery or
equipment of the type utilized by or subject to the review or approval of the City and all
interests in real property.
What Form 700 schedules? All Schedules (A through E)
5. DEPARTMENT-RELATED INCOME
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments if the source is of a type if the
source is of a type which provides, manufactures or supplies equipment, supplies,
material, services or machinery of the type utilized by or subject to the review or
approval of the department in which that person is employed.
What Form 700 schedules? A, C, D, E
6. DEPARTMENT-RELATED INCOME, REAL PROPERTY
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments if the source is of a type if the
source is of a type which provides, manufactures or supplies equipment, supplies,
material, services or machinery of the type utilized by or subject to the review or
approval of the department in which that person is employed and all interests in real
property.
What Form 700 schedules? All Schedules (A through E)
7. DIVISION-RELATED INCOME
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments, which provide manufacture or
supply supplies, equipment, machinery, services or material of the type utilized by or
subject to the review or approval of the division in which that person is employed.
What Form 700 schedules? A, C, D, E
8. DIVISION-RELATED INCOME, REAL PROPERTY
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments, which provide manufacture or
supply supplies, equipment, machinery, services or material of the type utilized by or
subject to the review or approval of the division in which that person is employed and
all interests in real property.
What Form 700 schedules? All Schedules (A through E)
9. CITY-RELATED COMPUTER HARDWARE & SOFTWARE
What to report? All investments in business entities and sources of income including
gifts, loans and travel payments, which provide supply, manufacture or service
computer hardware or software of the type utilized by the City.
What Form 700 schedules? A, C, D, E