HomeMy WebLinkAboutRESO 9299Resolution No. 9299
Resolution of the Council of the City of Palo Alto Amending the
Conflict of Interest Code for Designated City Officers and
Employees as Required by the Political Reform Act and
Regulations ofthe Fair Political Practices Commission and
Repealing Resolution No. 9122
RECITALS
A. . The Political Reform Act requires certain City officials, specified in section
87200 of the California Government Code, to file economic disclosure forms ("Form 700") and
abstain from making or participating in making governmental decisions which have a
reasonably foreseeable material effect on an economic interest; and
B. The Political Reform Act also requires the City to adopt a local conflict of
interest code that enumerates specific City positions other than those specified in Government
Code section 87200 which involve making or participating in making decisions which have a
reasonably foreseeable material effect on an economic interest, and to deSignate for each
position the specific types of investments, business positions, interests in real property and
sources of income which are reportable based on the scope ofthe decision-making authority of
the position; and
C. Consistent with Chapter 2.09 ofthe Palo Alto Municipal Code and the
biennial schedule established by the Fair Political Practices Commission for amending local
conflict of interest codes, the City reviews and amends its local conflict of interest code by
resolution every two years.
NOW, THEREFORE, the Council ofthe City of Palo Alto does RESOLVE as follows:
SECTION 1. Resolution No. 9122 is hereby repealed.
SECTION 2. The Conflict of Interest Code for the City of Palo Alto is hereby
amended to read as follows:
CONFLICT OF INTEREST CODE FOR THE
CITY OF PALO ALTO
The Political Reform Act, Government Code section 81000, et seq.,
requires state and local government agencies to adopt and promulgate
conflict of interest codes. The Fair Political Practices Commission has
. adopted a regulation (2 Cal. Code of Regs. section 18730), which contains
the terms of a standard conflict of interest code. After public notice and
hearing the regulation may be amended by the Fair Political Practices
Commission to conform to amendments in the Political Reform Act.
Therefore, the terms of 2 California Code of Regulations Section 18730
and any amendments to it duly adopted by the Fair Political Practices
Commission are hereby incorporated by reference. This regulation and
Appendix A attached to this resolution and a part of it, designating
officials and employees and establishing disclosure categories, shall
constitute the conflict of interest code of the City of Palo Alto.
Designated employees shall file statements of economic interests with
the City Clerk who will make the statements available for public
inspection and reproduction. (Gov. Code, § 81008.) Statements for all
designated employees will be retained by the City Clerk.
SECTION 3. The Conflict of Interest Code for the City of Palo Alto will be
effective thirty (30) days from the date the City Council approves this resolution.
SECTION 4. The City Council finds that there is no possibility that this resolution
will have a significant effect on the environment and upon that basis determines that this
resolution is exempt from the California Environmental Quality Act.
INTRODUCED AND PASSED: DECEMBER 3, 2012
AYES: . BURT, ESPINOSA, HOLMAN, KLEIN, PRICE, SCHARFF, SCHMID, SHEPHERD, YEH
NOES:
ABSENT:
ABSTENTIONS:
t£~·
Mayor
APPROVED AS TO FORM: APPROVED:
&1Jif Senior Deputy City Attorney
Titles
APPENDIX A
DESIGNATED POSITIONS
ADMINISTRATIVE SERVICES DEPARTMENT
Finance Division
Assigned Disclosure Category
Assistant Director, Administrative Services ................................................................................... 1
Deputy Director, Administrative Services ...................................................................................... 1
Senior Financial Analyst .................................................................................................................. 4
Manager, Accounting ..................................................................................................................... 1
Senior Accountant .......................................................................................................................... 4
Accountant .......................................................................................................................... , .......... 4
Manager, Purchasing & Contract Admin ........................................................................................ 1
Warehouse Supervisor ................................................................................................................... 5
Contracts Administrator ................................................................................................................. 3
Senior Business Analyst .................................................................................................................. 4
Manager, Energy Risk ..................................................................................................................... 4
Real Estate Division
Manager, Real Property ................................................................................................................. 4
Senior Financial Analyst ................................................................................................................. 4
Budget & Management Analysis Division
Oirector, Office of Management and Budget ................................................................................. 1
Principle Financial Analyst .............................................................................................................. 4
Senior Financial Analyst ................................................................................................................. 4
APPOINTED OFFICIALS
Architectural Review Board ........................................................................................................... 1
Historic Resources Board ................................................................................................................ 1
Human Relations Commission ....................................................................................................... 1
Library Advisory Commission .......................................................................................................... 1
Public Art Commission .................................................................................................................... 1
Utilities Advisory Commission ........................................................................................................ 1
Parks and Recreation Commission ................................................................................................. 1
. CITY ATTORNEY
Senior Assistant City Attorney ........................................................................................................ 1
Assistant City Attorney ................................................................................................................... 1
Senior Deputy City Attorney ........................................................................................................... 1
Deputy City Attorney ...................................................................................................................... 1
Claims Investigator ............................................................................................... ~ .......................... 3
Secretary to City Attorney .............................................................................................................. 4
legal Services Ad min istr·ator .......................................................................................................... 4
CITY AUDITOR
City Auditor ..................................................................................................................................... 1
Senior Performance Auditor .......................................................................................................... 1
Performance Auditor ..................................................................................................................... 1
CITY CLERK
City Clerk ..................................................................................................................................... 1
Hearing Examiner ........................................................................................................................... 1
Assistant City Clerk ......................................................................................................................... 3
Deputy City Clerk ............................................................................................................................ 3
CITY MANAGER
Assistant City Manager /Chief Operating Officer ........................................................................... 1
Deputy City Manager ................................................................................................................................. 1
Assistant to City Manager ................................................................................... , ........................... 1
Manager, Economic Development and Redevelopment.. ................... ~ .......................................... 1
Executive Assistant to the City Manager .................... ~ ................................................................... 3
Com.munications Manager ............................................................................................................. 4
Administrator, CMO ........................................................................................................................ 1
Sustainability Manager ............................................................................ ~ ...................................... 1
Senior Management Analyst ........................................................................................................... 3
Chief Communications Manager .................................................................................................... 1
COMMUNITY SERVICES
Director, Community Services ........................................................................................................ 1
Assistant Director, Community Services ......................................................................................... 1
Executive Assistant ......................................................................................................................... 3
Senior Management Analyst .......................................................................................................... 5
Arts & Sciences Division
Manager, Arts and Science ............................................................................................................. 6
Recreation Division
Recreation Division M·anager .......................................................................................................... 6
Community Services Senior Program Manager ............................................................................. 5
Supervisor, Recreation Programs .................................................................................................. 5
Coordinator, Recreation Progra ms ............................................................... " ................................ 5
Community Services Superintendent ............................................................................................ 5
Community Service Manager ......................................................................................................... 5
Open Space, Parks and Golf Division
Open Space, Parks and Golf Division Manager ............................................................................... 6
Superintendent, Open Space, Parks and Golf ................................................................................ 5
Com munity Service Manager .......................................................................................................... 5
I
FIRE DEPARTMENT
Fire Chief ......................................................................................................... , ............................... 1
Emergency Medical Services (EMS) Chief.. ..................................................................................... 1
Deputy Fire Chief ........................................................................................................ : .................. 1
Fire Marshal .................................................................................................................................... 1
Battalion Chief. ................................................................................................................................ 6
Emergency Medical Services (EMS) Director .................................................................................. 6
Emergency Medical Services Data Specialist.. ................................................................................ 7
Geographic Information System Specialist ..................................................................................... 9
Emergency Services (OES) Director ................................................................................................ 1
Office of Emergency Services (OES) Coordinator ........................................................................... 1
Office of Emergency Services (OES) Program Assistant ................................................................. 4
HUMAN RESOURCES DEPARTMENT
Director, Human Resources/Chief People Officer .......................................................................... 1
Assistant Director, Human Resources ............................................................................................ 1
Manager, Em p loyee Relations ................................ ~ ...................................................................... 3
Senior Human Relations Administrator ......................................................................................... 3
Senior Management Analyst .......................................................................................................... 3
INFORMATION TECHNOLOGY DEPARTMENT
Director, Information Technology/Chief Information Officer ........................................................ 1
Information Technology Security Manager ... : ................................................................................ 2
Information Technology Governance & Planning Manger ............................................................. 2
Manager, Information Technology Services ................................................................................... 2
Senior Technologist ............................................................ ; ..........................................•................. 9
Executive Assistant .......................................................................................................................... 9
Technologist ........................................................ · ............................................................................ 9
Management Analyst ...................................................................................................................... 9
LIBRARY DEPARTMENT
Director, Libraries .............................................................................. , ............................................ 1
Assistant Director, Public Services Division .................................................................................... 4
Division Head, Collection and Technical Services Division ............................................................. 5
Library Services Manager ................................................................................................................ 4
PLANNING & COMMUNITY ENVIRONMENT DEPARTMENT (9/19/12)
Planning and Transportation Division
Director, Planning and Community Environment.. ......................................................................... 1
Assistant Director, Planning and Community Environment ........................................................... 1
Development Services Director ...................................................................................................... 1
Development Center Manager ....................................................................................................... 1
Chief Planning Official ..................................................................................................................... 1
. Administrator, Planning & Community Environment ..................................................................... 1
Chief Transportation Official ........................................................................................................... 1
Manager, Planning .......................................................................................................................... 4
Senior Planner ................................................................................................................................. 4
Planner ..................................................................................................................................... 4
Associate Planner .......................................................... ~ ................................................................ 4
Coordinator, Transportation Systems Mgmnt ................................................................................ 4
Code Enforcement Officer ........................................................................................................................ 4
Plans Examiner ................................................................................................................................ 4
Development Project Coordinator III .............................................................................................. 4
Inspection Services Division
Chief Building Official ...................................................................................................................... 1
Assistant Building Official. ............................................................................................................... 4
Supervisor, Building Inspection ...................................................................................................... 4
Building Inspector Specialist ..................................................................................................................... 4
Building Inspector ...................................................................................................................................... 4
POLICE DEPARTMENT
Police Division
Police Chiefl
Assistant Police Chief ................................................................................................................................. 1
Police Captain ................................................................................................................................. 1
Police Lieutenant· ............................................................................................................................ 1
Senior Management Analyst .......................................................................................................... 3
Supervisor, Police Services .............................................................................................................. 3
Animal Services Division
Superintendent, Animal Services .................................................................................................... 7
Supervisor, Animal Services ............................................................................................................ 7
Veterinarian ..................................................................................................................................... 7
Communications Division
Deputy Director Technical Services Division .................................................................................. 9
PUBLIC WORKS DEPARTMENT
Administration Division
Director, Public Works/City Engineer ............................................................................................ 1
Senior Management Analyst ........................................................................................................... 3
Airport Manager ....................................... : ..................................................................................... 1
Assistant Director, Special Projects ................................................................................................ 1
Engineering Services Division
Assistant Director, Engineering Services ........................................................ ; .. ; ............................ 1
Management Analyst ...................................................................................................................... 3
Senior Engineer ............................................................................................................................... 4
Supervisor, Inspection & Surveying ................................................................................................ 4
Senior Project Manager .................................................................................................................. 4
Project Manager ............................................................................................................................. 4
Project Engineer .............................................................................................................................. 4
Public Services Division
Assistant Director, Public Services .................................................................................................. 1
Management Analyst ....................................................................................................................... 3
Manager, Maintenance Operations ................................................................................................ 5
Fleet Manager ................................................................................................................................. 5
Urban Forester ................................................................................................................................ 5
Assistant Fleet Manager .................................................................................................................. 5
Facilities Management Division
Manager, Facilities Maintenance & Projects .................................................................................. 5
Project Manager ............................................................................................................. ; ............... 5
Supervisor, Facilities Management .................................................................................................. 7
Operations Division
Manager, Maintenal')ce Operations ................................................................................................ 5
Managing Arborist ..... .' .................................................................................................................... 5
Environmental Services Division
Assistant Director, Environmental Services .................................................................................... 1
Management Analyst ...................................................................................................................... 3
Manager, Water Quality Control .................................................................................................... 4
Manager, Solid Waste ................................................................................................. : ................... 6
Manager, Watershed Protection .................................................................................................... 4
Manager, Laboratory Services ........................................................................ : ............................... 5
Manager, Environmental Control Programs ................................................................................... 4
Assistant Manager, Water Quality Control Operations .................................................................. 3
Assistant Manager, Water Quality Control Maintenance .............................................................. 3
Superintendent, Public Works Operations ..................................................................................... 5
Project Manager ............................................................................................................................. 6
Refuse Administrator ............................................................ , .......................................................... 3
Senior Engineer ............................................................................................................................... 4
Coordinator, Public Works Projects ................................................................................................ 5
Water Quality Control Division
Senior Engineer .............................................................................................................................. 4
Management Analyst ...................................................................................................................... 5
UTILITIES DEPARTMENT
Director, Utilities ............................................................................................................................. 1
Senior Management Analyst ~ ......................................................................................................... 3
Senior Business Analyst .................................................................................................................. 4
Contracts Administrator ................................................................................................................. 3
Utilities Compliance Manager ........................................................................................................... 5
Utilities Supervisor ................................................................................ ~ ........... 5
Utilities Communications Manager ................................................................................................ 5
Customer Support Services Division
Assistant Director, Customer Support Services .............................................................................. 1
Manager, Customer Service and Meter Reading ............................................................................ 4
Senior Resource Planner/Credit and Collection ............................................................................. 4
Manager, Utility Marketing Services .............................................................................................. 4
Resource Management Division
Assistant Director, Resource Management .................................................................................... 1
Senior Resource Planner ................................................................................................................ 3
Senior Resource Originator ............... ~ ................................. , ............................................................ 3
Resource Planner ............................................................................................................................ 3
Engineering Division
Assistant Director, Utilities Engineering ..................................................... : .................................. 1
Engineering Manager, Water-Gas-Wastewater ......................................... ; ................................... 4
Engineering Manager, Electric ........................................................................................................ 4
Manager, Utilities Telecommunications ......................................................................................... 1
Project Engineer .............................................................................................................................. 4
Senior Project Engineer .................................................................................................................. 4
Senior Electrical Engineer .............................................................................................................. 4
Electric Project Engineer ................................................................................................................. 4
Operations Division
Assistant Director, Utilities Operations .......................................................................................... 1
Manager, Electric Operations ......................................................................................................... 4
Manager, W-G-W Operations ......................................................................................................... 4
Utilities Supervisor ......................................................................................................................... 4
OTHER REPORTING REQUIREMENTS
Newly created positions between conflict code amendments ..................... 1-9, As Applicable and
City Clerk to work with Department to fill out EPPC form 804 at the time a new position is
created
Consultants (Defined in FPPC Regulation 18701(a)(2)) ...................................... 1-9, As Applicable1
and City Clerk to work with Department to complete FPPC form 805 at the time a consultant is
hired
Members of Task Forces, Special Committees and Similar Advisory Bodies Created by the City
Council ....................................................................................... 1, if applicable2
1 Pursuant to Palo Alto Municipal Code section 2.09.060, the City Manager may detennine in writing that a
particular consultant, although a designated position, is hired to perfonn a range of duties that is limited in scope and
thus is not required to fully comply with the disclosure requirements. Any such written detennination shall include a
description of the consultant's duties and, based upon the description, a statement of the extent of disclosure
requirements, if any. The City Manager may also detennine whether a particular contract consultant constitutes a
"consultant" as the tenn is defined in the Political Refonn Act and regulations promulgated there under ()r whether
the contract consultant is a registered professional engineer or, licensed land surveyor exempted from the conflict of
interest provisions under Government Code Section 87100.1. The City Manager's detennination is a public record
and shall be retained for public inspection in the same manner and location as the Conflict ofInterest Code.
2 The City Attorney and City Clerk shall coordinate to detennine whether a newly created body provides that
committees, boards, or commissions possesses decision making authority pursuant to Fair Political Practices
Regulation 18701 and make a recommendation.to the Council on whether the body should be subject to the
disclosure requirements. Factors to be considered include but are not limited to whether the body will perfonn a
role that compels or prevents a governmental decision, or make substantive recommendations that may be regularly
1. FULL DISCLOSURE
APPENDIX A
DISCLOSURE CATEGORIES
What to report? All investments and business positions in business entities, sources of
income including gifts, loans and travel payments, and interests in real property.
What Form 700 schedules? All Schedules.(A through E)
2. ALL INCOME
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments.
What Form 700 schedules? A, C, 0, E
3. CITY-RELATED INCOME
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments if the source is of a type which
provides, manufactures, or supplies services, supplies, materials, machinery or
equipment ofthe type utilized by or subject to the review or approval of the City.
What Form 700 schedules? A, C, 0, E
4. CITY-RELATED INCOME, REAL PROPERTY
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments if the source is of a type which
provides, manufactures, or supplies services, supplies, materials, machinery or
equipment of the type utilized by or subject to the review or approval of the City and all
interests in real property.
What Form 700 schedules? All Schedules (A through E)
5. DEPARTMENT-RELATED INCOME
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments if the source is of a type if the
source is of a type which provides, manufactures or supplies equipment, supplies,
material,services or machinery of the type utilized by or subject to the review or
approval of the department in which that person is employed.
What Form 700 schedules? A, C, 0, E
6. DEPARTMENT-RELATED INCOME, REAL PROPERTY
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments if the source is of a type if the
source is of a type which provides, manufactures or supplies equipment, supplies,
material, services or machinery of the type utilized by or subject to· the review or
approved without significant modification by another public official or governmental agency over an extended
period of time.
approval of the department in which that person is employed and all interests in real
property. I
What Form 700 schedules? All Schedules (A through E)
7. DIVISION-RELATED INCOME
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments, which provide manufacture or
supply supplies, equipment, machinery, services or material of the type utilized by or
subject to the review or approval of the division in which that person is employed.
What Form 700 schedules? A, C, D, E
8. ... DIVISION-RELATED INCOME, REAL PROPERTY
What to report? All investments and business positions in business entities and sources
of income including gifts, loans and travel payments, which provide manufacture or
supply supplies, equipment, machinery, services or material of the type utilized by or
subject to the review or approval of the division in which that person is employed and
all interests in real property.
What Form 700 schedules? All Schedules (A through E)
9. CITY-RELATED COMPUTER HARDWARE & SOFTWARE
What to report? All investments in business entities and sources of income including
gifts, loans and travel payments, which provide supply, manufacture or service
computer hardware or software of the type utilized by the City.
What Form 700 schedules? A, C, D, E