HomeMy WebLinkAboutStaff Report 10640
City of Palo Alto (ID # 10640)
Policy and Services Committee Staff Report
Report Type: Action Items Meeting Date: 11/12/2019
City of Palo Alto Page 1
Summary Title: State legislative update and guideline approval
Title: Update From the City's State Legislative Advocate and Review and
Approval of the 2020 Legislative Guidelines and Updated Advocacy Process
Manual
From: City Manager
Lead Department: City Manager
Recommendation
Staff recommends that the Policy & Services Committee (a) receive a state legislative update
from our contracted State advocate, and (b) subject to the Committee’s discussion and
revisions, recommend that Council approve both the 2020 Federal and State Legislative
Guidelines and the revised Advocacy Process Manual.
Background
The City has a long-standing legislative program to ensure that potentially impactful state and
federal legislation is identified and analyzed by staff, and that the City’s public advocacy
positions are made known to legislators. The program is guided by the Advocacy Process
Manual (formally, the Legislative Program Manual) which was last approved by City Council on
November 29, 2016 (ID 7507). In addition to the Manual, the City maintains a Council-
approved set of legislative guidelines that provides additional policy direction by City Council to
staff and the City’s state and federal legislative advocates. The guidelines were last discussed
by the Policy & Services Committee on November 14, 2017 and approved by the Council on
January 22, 2018.
Additionally, because of the unique nature of the Utilities Department, specific utilities
legislative guidelines are reviewed and approved by the Utilities Advisory Commission (UAC)
and City Council. The City Manager’s Office works closely with staff in the Utilities Department
to coordinate the City’s entire legislative portfolio. The City Council last approved the Utilities
Department’s legislative guidelines on January 22, 2018 (ID 8750). Those guidelines have
remained in effect, unchanged, since 2018 with approval by the UAC. At the December 4, 2019
UAC meeting, Utilities staff will suggest only minor, non-substantive changes to the 2020
Utilities Legislative Guidelines.
City of Palo Alto Page 2
Discussion
State advocate
Our contracted, Sacramento-based advocate with Townsend Public Affairs, Niccolo De Luca, will
make a brief presentation and respond to questions from the Committee regarding state
legislation.
Legislative program
To expand on the above, the draft 2020 guidelines are a compilation of the current, approved
guidelines, Council’s 2019 City priorities, and items staff and the City’s legislative advocates
believe will serve the City in 2020. The Manual is an update of the previously approved version,
with substantive additions that include:
• Specifying that any member of a City advisory body or commission must first work with
the City Manager’s Office if wishing to engage with a state or federal elected official in
his or her City capacity (page 5)
• Noting the Utilities Department’s process, as mentioned above (page 6)
• Including a Council role of working with external agencies on regional issues of shared
concern (page 4)
• The continuation of Council-approved guidelines from one year to the next, if staff
requests no change from Council (page 2)
Resource Impact
There is no direct resource impact associated with adopting legisltive guidelines and a process
manual. However, actions taken that support the efficient use of the City’s assets and
resources will help control costs, implement the Council’s policies and goals, and protect the
interests of our residents.
Environmental Review
This report is not a project for the purposes of the California Environmental Quality Act; an
environmental review is not required.
Attachments:
• Attachment A - Redlined draft 2020 legislative guidelines
• Attachment B - Clean version of Attachment A, draft guidelines
• Attachment C - Draft updated Advocacy Process Manual
The City of Palo Alto’s 2018 2020 Federal and State Legislative Guidelines
Page 1 of 3
The below Foundational Principles represent the ideals that form the core of the City’s policy
agenda. The legislative guidelines all rise from and strengthen our four foundational principles:
1. Protect local revenue sources and prevent unfunded mandates
2. Protect, seek, and increase funding for programs, projects, and services
3. Protect and increase local government discretion. Oppose items that preempt or reduce the
authority or ability of local government to determine how to effectively operate local programs,
services, and activities
4. Protecting the health and safety of the community
The below Legislative Guidelines create the framework for organizing the City’s policy interests,
while guiding staff and contracted lobbyists in their advocacy efforts on behalf of the City.
Transportation
• Deterring single occupancy drivers and alleviating local traffic congestion
• Supporting local and regional public transportation
• Seeking funding for rail grade separations and other means of reducing the local impacts
of regional transportation systems
• Promoting the ability of Cities to enforce a default speed limit for locally-controlled
streets and arterials
Environmental
• Reducing GHG emissions
• Reducing airplane noise and emissions and actively supporting such efforts
• Studying the efficacy and cost of residential electrification; Ppromoting such reasonable
residential and vehicle electrification programs if reasonable; promoting reasonable
vehicle electrification programs
• Promoting the use of renewable resources, water conservation, and the flexible use of
existing resources to support a healthy watershed and urban canopy
• Supporting a statewide ban on polystyrene containers and packaging materials
• Supporting advanced low emission vehicle technology and vehicle electrification
• Working with the Improving San Francisquito Creek Joint Powers Authority in its efforts
to improve the creek’s watershed and floodplain, including seeking grant funding
• Expanding Supporting federal, state, and regional efforts to protect local communities
from sea level rise and other impacts of climate change and funding for such efforts
The City of Palo Alto’s 2018 2020 Federal and State Legislative Guidelines
Page 2 of 3
Financial
• Supporting the long-term stability of CalPERS and the ability of local governments to
mitigate and manage with flexibility its pension obligations
• As needed, seek to pProtecting the funding of ambulance, paramedic, and other
emergency services
• Supporting the continued deductibility of tax-exempt municipal bonds while monitoring
tax reform efforts
• Promoting the ability of states to capture sales tax revenue on Internet purchases
Public Employment
• Preserving local government’s ability to manage its own employment issues, including,
but not limited to: employee hiring, evaluating, disciplining, and/or terminating and
negotiating collective bargaining agreements with employees’ representatives
Technology
• On a pilot basis, authorizing Palo Alto, and surrounding areas as needed, as a place for
autonomous vehicle testing
• Supporting reasonable state and federal efforts surrounding policies such as
strengthening cybersecurity, regulating drones and shared mobility services, preserving
returning to Obama-era net neutrality regulations, and pursuing smart city initiatives
Housing
• Supporting reasonable housing and land use policies that recognize local
autonomyccountability; opposing attempts to remove from localities the ability to
determine their own land use policies or stymie the local political process
• Supporting the development and implementation of efficient and sustainable land use
and building practiceso
Health
• Encouraging reasonable action to prevent minors from purchasing or using tobacco
and/or vaping products, and reducing or eliminating the negative health and
environmental impacts of such products
Other
• Supporting reasonable state action to update, implement, and refine processes,
services, and programs affecting the City
• Protecting individual privacy and the equal treatment of all individuals
Commented [SM1]: Autonomy?
The City of Palo Alto’s 2018 2020 Federal and State Legislative Guidelines
Page 3 of 3
• Supporting the collaborative work of regional partners and, trade associations, and
Joint Powers Authorities of which the City is a member
The City of Palo Alto’s 2020 Federal and State Legislative Guidelines
Page 1 of 2
The below Foundational Principles represent the ideals that form the core of the City’s policy
agenda. The legislative guidelines all rise from and strengthen our four foundational principles:
1. Protect local revenue sources and prevent unfunded mandates
2. Protect, seek, and increase funding for programs, projects, and services
3. Protect and increase local government discretion. Oppose items that preempt or reduce the
authority or ability of local government to determine how to effectively operate local programs,
services, and activities
4. Protect the health and safety of the community
The below Legislative Guidelines create the framework for organizing the City’s policy interests,
while guiding staff and contracted lobbyists in their advocacy efforts on behalf of the City.
Transportation
• Deterring single occupancy drivers and alleviating local traffic congestion
• Supporting local and regional public transportation
• Seeking funding for rail grade separations and other means of reducing the local impacts
of regional transportation systems
Environmental
• Reducing GHG emissions
• Reducing airplane noise and emissions and actively supporting such efforts
• Promoting reasonable residential and vehicle electrification programs
• Promoting the use of renewable resources, water conservation, and the flexible use of
existing resources
• Supporting a statewide ban on polystyrene containers and packaging materials
• Working with the San Francisquito Creek Joint Powers Authority in its efforts to improve
the creek’s watershed and floodplain
• Supporting efforts to protect local communities from sea level rise and other impacts of
climate change
Financial
• Supporting the long-term stability of CalPERS and the ability of local governments to
mitigate and manage with flexibility its pension obligations
The City of Palo Alto’s 2020 Federal and State Legislative Guidelines
Page 2 of 2
• As needed, seek to protect the funding of ambulance, paramedic, and other emergency
services
• Supporting the continued deductibility of tax-exempt municipal bonds while monitoring
tax reform efforts
Public Employment
• Preserving local government’s ability to manage its own employment issues, including,
but not limited to: hiring, evaluating, disciplining, and/or terminating and negotiating
collective bargaining agreements with employees’ representatives
Technology
• Supporting reasonable efforts surrounding policies such as strengthening cybersecurity,
regulating drones and shared mobility services, returning to Obama-era net neutrality
regulations, and pursuing smart city initiatives
Housing
• Supporting reasonable housing and land use policies that recognize local accountability;
opposing attempts to remove from localities the ability to determine their own land use
policies or stymie the local political process
• Supporting the development and implementation of efficient and sustainable land use
and building practices
Health
• Encouraging reasonable action to prevent minors from purchasing or using tobacco
and/or vaping products, and reducing or eliminating the negative health and
environmental impacts of such products
Other
• Supporting reasonable state action to update, implement, and refine processes,
services, and programs affecting the City
• Protecting individual privacy and the equal treatment of all individuals
• Supporting the collaborative work of regional partners, trade associations, and Joint
Powers Authorities
DRAFT City of Palo Alto Advocacy Process Manual
2020 update
TABLE OF CONTENTS
PAGE 2
PURPOSE
LEGISLATIVE GUIDELINES
COORDINATION OF THE LEGISLATIVE PROGRAM
PAGE 3
THE ROLE OF THE CITY COUNCIL
THE ROLE OF THE CMO
PAGE 4
THE ROLE OF CITY DEPARTMENTS
CITY ADVISORY COMMISSIONS AND COMMITTEES
UTILITIES DEPARTMENT
PAGE 5
LEGISLATIVE ADVOCACY IN SPECIAL CIRCUMSTANCES
SIGNATURES ON LEGISLATIVE COMMUNICATION
LOBBYING BY CITY PERSONNEL
PAGE 6
ADVOCACY METHODS
CITY COUNCIL MEETINGS WITH OTHER ELECTED OFFICIALS
STATE LEGISLATIVE TIMELINE
CITY-SPONSORED STATE LEGISLATION
Advocacy Process Manual
2020 update
Page 2
PURPOSE
The goals of the City of Palo Alto’s Legislative Program (Program) are to:
1. Set out internal procedures related to state and federal advocacy, and
2. Ensure potentially impactful state and federal legislation is identified, analyzed,
tracked, and possibly, communicated to policymakers
LEGISLATIVE GUIDELINES
Each year1 staff will suggest specific legislative priorities for Council approval, first at a
Policy and Services Committee meeting, and then once approved, before the full Council.
Ideally, the priorities will be fully approved by Council in December or January in advance
of the upcoming state legislative session. As the priorities will have been discussed and
approved by the Policy and Services Committee, they will be placed on the Council’s
consent agenda, unless requested otherwise.
The Legislative Guidelines provide direction to the City Council, City staff, and the City’s
state and federal legislative advocates. Each update is drafted after discussion with
lobbyists and consideration of policy issues that are current and/or will most likely appear
the following year.
COORDINATION OF THE LEGISLATIVE PROGRAM
Immediately after a department or the City Manager’s Office (CMO) learns of
governmental action potentially affecting the City, internal communication and
coordination to analyze the action begins. If warranted, a formal City position and
advocacy actions are developed for recommendation to the City Council or City Manager.
Departments are urged to proactively identify legislation of importance to the City, and
to communicate with the CMO.
At this point, action can proceed in either of two ways:
1. If the Council has previously adopted a legislative guideline relevant to the legislation,
the CMO may act by engaging in the advocacy methods noted on page 6.
2. If there is no relevant legislative guideline or Council direction related to a potentially
impactful bill, if the issue is politically controversial, or if there is significant local
1 1 If staff recommends no guideline changes - after a review of the current year’s approved guidelines,
Council’s adopted Citywide priorities, and a discussion with lobbyists - the priorities from one year will carry
over to the next year with no need to return to Council for a re-affirmation of previously approved
guidelines.
Advocacy Process Manual
2020 update
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interest in the issue, the proposed legislation is referred to Council for direction. (See
Legislative Advocacy, on page 5)
THE ROLE OF THE CITY COUNCIL
The City Council has ultimate responsibility for determining the City’s position on
legislative issues. The Council's specific responsibilities include:
• Through a review process and staff suggestions, establish state and federal legislative
priorities
• Meet with the City's State and Federal legislative advocates as needed or desired
• Work with external entities on issues of shared regional policy concern
• Determine positions on resolutions proposed for adoption by the League of California
Cities, the National League of Cities, the Santa Clara County Cities Association, and
similar regional entities, as requested
• Assume an active advocacy role with legislators on behalf of the City. This may include
travel to Washington, DC and/or to Sacramento. Any such travel will be consistent
with current City travel policies.
THE ROLE OF THE CMO
The CMO, through the City’s Intergovernmental Affairs Officer, is the central coordinator
of the City's legislative program. The responsibilities and activities of the office include:
• Ensuring the consistency of legislative action throughout the City
• Serving as a clearinghouse and record keeper for all legislation of interest and
monitoring bills of interest to the City
• Coordinating contacts and communications with legislators and their staff
• With departmental assistance, evaluating proposed legislation that may affect the
City
• Disseminating information on public policy items of interest to City departments
• Directing and overseeing the City’s lobbyists, including setting priorities for action
that are consistent with Council direction
• Preparing advocacy letters for the Mayor’s signature
• Maintaining the City’s Intergovernmental Affairs web portal
Advocacy Process Manual
2020 update
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• Serving, as needed, as the liaison to stakeholder groups, legislative offices, and local
jurisdictions concerning legislative activities
• Coordinating the regular review of Legislative Guidelines and presenting them at the
Policy and Services Committee
• Coordinating, briefing, and providing support to Council members for visits with State
and/or Federal legislators, as requested
THE ROLE OF CITY DEPARTMENTS
Active departmental participation is essential to the success of the Legislative Program.
Departmental employees are the subject matter experts who can provide technical
assistance and unique insight into issues potentially impacting the City. Responsibilities of
the departments include, but are not limited to:
• Informing the CMO of policy issues of importance to the City and any specific bills
they become aware of that may impact the department
• Designating key contacts within the department or division who are responsible for
evaluating legislation and/or assisting the Intergovernmental Affairs Officer with
legislative analysis and advocacy letters
• Suggesting organizations, individuals, publications, and/or legislators who may be
allies in advocating the City's position on certain legislation
CITY ADVISORY COMMISSIONS AND COMMITTEES
City employees who are staff or liaison to Council appointed advisory commissions and
committees should encourage those bodies to bring to the CMO’s attention any
proposed legislation for which they recommend a position or wish the CMO to track.
Any advisory commission or committee, or member of any such body, that wishes to
engage with a legislator or legislative staff member while under the auspicious of the
commission or committee must first coordinate with the CMO. No engagement will occur
prior to approval from the City Manager, to ensure adherence to the City’s guidelines,
process, and current Council priorities.
UTILITIES DEPARTMENT
The Utilities Department maintains its own set of legislative guidelines, due to the heavily
and separately regulated nature of the City’s utilities lines. These guidelines are reviewed,
discussed, and approved by the Utilities Advisory Commission, then approved by the City
Council. The Utilities legislative guidelines shall not conflict with, but will compliment, the
City’s guidelines. Advocacy actions that squarely and solely affect the Utilities
Department (ie: an increase in utility rates, a change in departmental operations or
policies, or additional work for staff of only the Utilities Department) and that conform
Advocacy Process Manual
2020 update
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with approved legislative guidelines, may be approved by the Director of the Utilities
Department.
LEGISLATIVE ADVOCACY IN SPECIAL CIRCUMSTANCES
The Council is the official voice of the City of Palo Alto and the final authority for
determining legislative positions. The processes outlined below reflect instances when
staff has no prior Council authority, or the issue is controversial, or is a current item of
significant community interest.
1. Staff will place the item on a City Council agenda, including a specific bill number,
if any, an analysis of the item, and a recommendation if warranted, for Council
deliberation
2. Staff will follow the direction from Council related to the specific item. If the
direction is to oppose or support a bill, the CMO will relay the position to the
City’s lobbyist, who will take any of the advocacy methods noted below
Importantly, due to the ever-evolving and often fast pace of legislative amendments, it is
rarely possible for staff to first appear before the Policy and Services Committee seeking
direction. Timing is also a reason why staff receives Council approval on legislative
priorities in advance of the next state legislative session.
SIGNATURES ON LEGISLATIVE COMMUNICATION
Letters and other communications expressing the City's position will customarily bear the
signature of the Mayor. However, if the legislation's principal impact is on the City’s
operating procedures, the communication may be signed by the City Manager. In order
to keep the Council and others informed of all City communication on legislation, copies
of the letters will either be distributed to the Council, or placed on the City’s
Intergovernmental Affairs web portal, or both.
LOBBYING BY CITY PERSONNEL
Any meetings or communication with State of Federal elected officials must be done in a
coordinated way to ensure consistency of messaging, accurate information and record
keeping, and sharing of resources. Therefore, any departmental staff, including
department heads, or City contractors, wishing to directly engage with a state legislator,
member of Congress, legislative staff, or wishing to testify at a committee hearing shall
first work with the CMO’s office.
Advocacy Process Manual
2020 update
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ADVOCACY METHODS
Drafting position letters is one advocacy tool, best used in conjunction with others. The
City Council, City Manager, Intergovernmental Affairs Officer, and lobbyists may use any,
or a combination of the below additional advocacy methods:
• Calls to policymakers, their staff, or legislative committee staff
• Meeting with legislators and their staff, stakeholders, and other groups active on
the same issue or bill
• Testifying at a committee hearings regarding the City’s position and/or concerns
• Building coalitions with like-minded entities
CITY COUNCIL MEETINGS WITH OTHER ELECTED OFFICIALS
From time to time, Council meets with the City’s County, State, and/or Federal
representatives, whether in Palo Alto or in other towns. These meetings are an important
component of building legislative relationships and sharing issues of significance to Palo
Alto. These meetings should be scheduled at the appropriate times during the respective
legislative calendars; City staff will work with the City’s lobbyists, as needed, to facilitate
any such meeting.
STATE LEGISLATIVE TIMELINE
Generally, the State legislature is in session from December to August or September; bills
must be introduced by February of each year. The Governor has 30 days after the end of
session to sign passed bills, depending on when the bill passed. The CMO will convey
specific legislative deadlines to the City Council as requested.
CITY-SPONSORED STATE LEGISLATION
If a department or Council member would like the City to sponsor a state bill, meaning
the City asks a legislator to introduce a bill making changes to state law at our request,
it’s important to note the timing. The general ideal timeline, and the process for such
action, is noted below:
October: The bill idea is discussed internally, with the CMO, the affected department(s),
the City’s lobbyist, and possibly, the City Attorney’s Office. Potential allies are also
discussed.
November: A fully vetted bill idea, including a summary document and amendments to
the affected code section(s), is brought to a meeting with the potential author. If needed,
more than one meeting with more than one legislator takes place until an author is
secured.
December-February: City staff and lobbyist work with the author’s office on the specific
language, as needed. The bill is sent to the State’s Legislative Council’s Office for official
Advocacy Process Manual
2020 update
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drafting, and the bill is formally introduced.
February to October: City staff and lobbyist work on advancing the bill, to include
testifying at committee hearings, meeting with proponents and opponents, discussing
amendments and strategy, meeting with the author’s staff and the Governor’s staff
crafting letters and advocacy pieces, and the like.
Due to the potential work load of bill sponsorship and technical specificity required to
craft bill language, it is very important that the affected department(s) designate one or
two staffers who can actively assist the CMO throughout the life of the bill. For specifics
about the timeline and actions required, please contact the Intergovernmental Affairs
Officer.