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HomeMy WebLinkAbout2010-03-08 City Council Agenda Packet 1 03/08/10 MATERIALS RELATED TO AN ITEM ON THIS AGENDA SUBMITTED TO THE CITY COUNCIL AFTER DISTRIBUTION OF THE AGENDA PACKET ARE AVAILABLE FOR PUBLIC INSPECTION IN THE CITY CLERK’S OFFICE AT PALO ALTO CITY HALL, 250 HAMILTON AVE. DURING NORMAL BUSINESS HOURS. Agenda posted according to PAMC Section 2.04.070. A binder containing supporting materials is available in the Council Chambers on the Friday preceding the meeting. Special Meeting Council Chambers March 08, 2010 6:00 PM ROLL CALL CLOSED SESSIONS Public Comments: Members of the public may speak to the Closed Session item(s); three minutes per speaker. THE FOLLOWING CLOSED SESSION WILL BE HELD WITH THE CITY LABOR NEGOTIATORS. 1. CONFERENCE WITH LABOR NEGOTIATORS City Designated Representatives: City Manager and his designees pursuant to Merit Rules and Regulations (James Keene, Kelly Morariu, Russ Carlsen, Lalo Perez, Sandra Blanch, Marcie Scott, Darrell Murray, Joe Saccio) Employee Organization: Local 521, Service Employees International Union (SEIU) - SEIU Hourly Unit Authority: Government Code Section 54957.6(a) CONFERENCE WITH LABOR NEGOTIATORS City Designated Representatives: City Manager and his designees pursuant to Merit System Rules and Regulations (James Keene, Kelly Morariu, Russ Carlsen, Sandra Blanch, Darrell Murray, Marcie Scott, Lalo Perez, Joe Saccio) Employee Organization: Local 521 Service Employees International Union Authority: Government Code Section 54957.6(a) 2 03/08/10 MATERIALS RELATED TO AN ITEM ON THIS AGENDA SUBMITTED TO THE CITY COUNCIL AFTER DISTRIBUTION OF THE AGENDA PACKET ARE AVAILABLE FOR PUBLIC INSPECTION IN THE CITY CLERK’S OFFICE AT PALO ALTO CITY HALL, 250 HAMILTON AVE. DURING NORMAL BUSINESS HOURS. CONFERENCE WITH LABOR NEGOTIATORS City Designated Representatives: City Manager and his designees pursuant to Merit Rules and Regulations (James Keene, Kelly Morariu, Russ Carlsen, Lalo Perez, Sandra Blanch, Marcie Scott, Darrell Murray, Joe Saccio, Dennis Burns) Employee Organization: Palo Alto Police Managers’ Association (Sworn) Authority: Government Code Section 54957.6(a) 7:00 PM or as soon as possible thereafter STUDY SESSION 2. Study Session to Provide the Status of Implementation of Council Direction on Composting and to Present Recent Information Regarding Possible Regional Composting Opportunities ATTACHMENT SPECIAL ORDERS OF THE DAY 3. Appointment to the Planning and Transportation Commission for One Unexpired Term Ending on January 31, 2012 ATTACHMENT CITY MANAGER COMMENTS ORAL COMMUNICATIONS Members of the public may speak to any item not on the agenda; three minutes per speaker. Council reserves the right to limit the duration or Oral Communications period to 30 minutes. APPROVAL OF MINUTES January 25, 2010 February 1, 2010 February 8, 2010 February 22, 2010 CONSENT CALENDAR Items will be voted on in one motion unless removed from the calendar by two Council Members. 3 03/08/10 MATERIALS RELATED TO AN ITEM ON THIS AGENDA SUBMITTED TO THE CITY COUNCIL AFTER DISTRIBUTION OF THE AGENDA PACKET ARE AVAILABLE FOR PUBLIC INSPECTION IN THE CITY CLERK’S OFFICE AT PALO ALTO CITY HALL, 250 HAMILTON AVE. DURING NORMAL BUSINESS HOURS. 4. Approval of a Three-Year Extension to the Agreement with the United States Geological Survey in the Amount of $186,000 for San Francisco Bay Monitoring CMR 146:10 & ATTACHMENT 5. Approval of Utilities Water, Electric and Gas Enterprise Fund Contract with Enernex Corporation in the Total Amount of $140,000 for Consulting Services to Develop a Smart Grid Strategic Plan CMR 148:10 & ATTACHMENT 6. Adoption of a Resolution Committing $2.5 Million In-Lieu Fees from SummerHill Homes to Tree House Apartments, L.P. for the Development of the 35-Unit Affordable Housing Tree House Apartments Project at 488 W. Charleston Road CMR 155:10 & ATTACHMENT 7. Approval of a Water Enterprise Fund Contract with URS Corporation in the Total Amount of $482,392 for Professional Engineering Services for the Assessment, Design and Construction Management Services for Coating and Seismic Upgrades of Six Existing City Reservoirs and Rehabilitation of Three Receiving Stations Project WS-07000, WS- 08001 and WS-09000 CMR 139:10 & ATTACHMENT 8. 2ND READING Adoption of an Ordinance Amending Section 21.04.030(a)(30) of Title 21 (Subdivisions) of the Palo Alto Municipal Code to Revise the Definition of “Private Streets” (First reading February 01, 2010—Passed 9-0) 9. Recommendation to Direct the Utilities Advisory Commission to Consider the Fiscal Year 2011 Wastewater Collection Fund Budget and Rates CMR 144:10 10. Adoption of Budget Amendment Ordinance for Fiscal Year 2010 to Provide Additional Appropriation of $89,196 Within the 4 03/08/10 MATERIALS RELATED TO AN ITEM ON THIS AGENDA SUBMITTED TO THE CITY COUNCIL AFTER DISTRIBUTION OF THE AGENDA PACKET ARE AVAILABLE FOR PUBLIC INSPECTION IN THE CITY CLERK’S OFFICE AT PALO ALTO CITY HALL, 250 HAMILTON AVE. DURING NORMAL BUSINESS HOURS. General Fund for the County of Santa Clara Registrar of Voters November 2009 Election Costs ATTACHMENT 11. Confirmation of Appointment of Pamela Antil as Assistant City Manager and Approval of At-Will Employment Contract CMR 167:10 & ATTACHMENT 12. Confirmation of Appointment of Gregory Betts as Director of Community Services and Approval of At-Will Employment Contract CMR 168:10 & ATTACHMENT 13. Adoption of a Resolution to Consent to the City of Palo Alto Being Included Within the Boundaries of the San Mateo County Tourism Business Improvement District and Direction to Terminate Destination Palo Alto Contract CMR 154:10 & ATTACHMENT AGENDA CHANGES, ADDITIONS, AND DELETIONS HEARINGS REQUIRED BY LAW: Applications and/or appellants may have up to ten minutes at the outset of the public discussion to make their remarks and put up to three minutes for concluding remarks after other members of the public have spoken. OTHER AGENDA ITEMS: Public comments or testimony on agenda items other than Oral Communications shall be limited to a maximum of three minutes per speaker. ACTION ITEMS Include: Public Hearings, Reports of Committees/Commissions, Ordinances and Resolutions, Reports of Officials, Unfinished Business and Council Matters 14. Designation of City Manager as Google Fiber to Communities Project Point Person and Approval of and Delegation to the City Manager to Provide Answers to Google’s Request for Information for its Fiber for Communities Plan CMR 159:10 PUBLIC COMMENT 15. Policy and Services Committee Recommendation to Direct Staff to Perform a Study Evaluating the Impact of Prevailing Wage on City Capital Construction Projects CMR 151:10 & ATTACHMENT 5 03/08/10 MATERIALS RELATED TO AN ITEM ON THIS AGENDA SUBMITTED TO THE CITY COUNCIL AFTER DISTRIBUTION OF THE AGENDA PACKET ARE AVAILABLE FOR PUBLIC INSPECTION IN THE CITY CLERK’S OFFICE AT PALO ALTO CITY HALL, 250 HAMILTON AVE. DURING NORMAL BUSINESS HOURS. 16. Colleague’s Memo from Council Member Yeh, Holman, and Scharff Requesting Council to Refer to Policy & Services to Return with a Recommendation for 1) an Amendment to City Policy to Require Release of CMRs and Supporting Documents (The Packet) at an Earlier Date and 2) Amend Council Policy Regarding Late Submissions for Planning Projects ATTACHMENT 17. Colleague’s Memo from Vice Mayor Espinosa and Council Members Klein, Scharff, and Schmid Requesting the City Council to Appoint an Infrastructure Blue Ribbon Commission (IBRC) ATTACHMENT 18. Public Hearing: Consider the Approval of Water Supply Assessment to Stanford Medical Center Facilities Renewal and Replacement Project (APPLICANT REQUESTS ITEM TO BE CONTINUED BY COUNCIL MOTION TO 3/15/10) ATTACHMENT PUBLIC COMMENT COUNCIL MEMBER QUESTIONS, COMMENTS, AND ANNOUNCEMENTS Members of the public may not speak to the item(s). ADJOURNMENT Persons with disabilities who require auxiliary aids or services in using City facilities, services, or programs or who would like information on the City’s compliance with the Americans with Disabilities Act (ADA) of 1990, may contact 650-329-2550 (Voice) 24 hours in advance. 2 CITY OF PALO ALTO Memorandum March 3, 2010 TO: City C6uncil SUBJECT: Study Se§si6n t6 Pr6vide the Status 6f Implementati6n 6f Council Direction IOn Comp6sting and t6 Present Recent Inf6rmati6n Regarding P6ssible Regional C6mp6sting Opp6rtunities On March 8, 2010, staff will make a presentation to Council summarizing the following items in regards to the subject referenced above: 1) the results of the Final Report of the Compost Blue Ribbon Task Force (Task Force) dated September 2009; 2) the request for further staff analysis by Council on October 19,2009; and 3) a preliminary summary of staff's response to October 19,2009 Council directive. Staff's response to Council is now scheduled to go to Council on April 5, 2010. The Study Session on March 8th is designed to prepare Council (and especially the four new Council members) for the Council Meeting on April 5, 2010. ATTACHMENTS Attachment A: Compost Task Force Final Report, dated September 2009 Attachment B: Council Minutes of October 19,2009 PREPARED BY: Phil Bobel, Manager Environmental Compliance Division PALO ALTO COMPOST TASK FORCE Steve Albertolle Cedric de La Beaujardiere Bryan Long FINAL REPORT SEPTEMBER 2009 Task Force Members Craig Barney Jeremy Eddy Emily Renzel ATTACHMENT A Maria Coladonato Hilary Gans Bob Wenzlau TABLE OF CONTENTS I. Executive Summary ................................................................................................... 1 II. Background ................................................................................................................ 3 III. Mission and Criteria ................................................................................................... 4 A) Mission .............................................................................................................. 4 B) Criteria .............................................................................................................. 4 IV. ApprQach of the Task Force ..................................................................................... 11 V. Findings and Conclusions ........................................................................................ 11 A) Acreage Requirement ...................................................................................... 12 B) Composting Technologies .............................................................................. 13 C) Advanced Technologies .................................................................................. 13 D) Ranking Tool .................................................................................................. 15 E) Greenhouse Gasses ......................................................................................... 16 F) Economic Impacts ........................................................................................... 16 VI. Recommendations and Next Steps ........................................................................... 17 A) Short Term Recommendations ....................................................................... 17 B) Recommendations for 2012 ............................................................................ 19. C) Recommendations for 2015-2021 ................................................................... 19 D) Next Steps ....................................................................................................... 19 VII. Alternatives and "Pros and Cons" ............................................................................ 20 A) Short Term (Operational) Alternatives ........................................................... 20 B) 2012 Alternatives ............................................................................................ 20 C) 2015-2021 Recommendation .......................................................................... 21 Appendix A) Short Term Recommendations of the Task Force and Palo Alto Staff Response B) Airport/Compost Issues C) Integrating Airport and Compost Facilities D) 2021 Location Screening (Task Force) E) Task Force Activities F) Greenhouse Gas Impacts (Bryan Long) G) 2012 Cost Analysis (Aerobic Subcommittee) H) Further Analysis I. Palo Alto Compost Task Force Final Report September 2009 Executive Summary Palo Alto's Compost Task Force was initiated by City Council on January 12,2009 and operated from March through September 2009. Its Council-assigned objective was to "evaluate and recommend alternatives to address Palo Alto's composting needs." Possible short-term m ------------. improvements to existing I GHG Reduction Opportunity: 3% or more of Palo Alto Emissions operations were evaluated, as Metric Tons CO,e well as longer-term 100.000 technology projects that 90.000 might reduce greenhouse gas land~lIed ,Highesti""'''' 80,000 Foadwasle & emISSIOns, generate clean Campallables energy, and lower rate-payer costs. The Task Force found that very substantial greenhouse gas (GHG) reductions can be achieved by diverting food and other wet organic wastes from landfill disposal, and by moving to advanced energy- recovery technology for our sewage, food, and yard wastes. Wastewater Incineration "- " Yard waste Compolling 2008 Baseline With commerc:ial foodwasle & yard waste composting With locol Anaerobic: Digestion 70,000 60,000 50,000 <10,000 30,000 20.000 10,000 The Task Force employed an initial screening to establish recommendations for implementation by 2012. The Task Force subsequently used a software based ranking tool to evaluate twelve potential locations and thirteen potential technologies that could be implemented longer term, directed at 2021. The results are somewhat grouped, resulting in five locations and five technologies showing the greatest promise. With a desire to keep parkland as a distinctly secondary option, the Task Force decided to link its short and long term recommendations into a phased approach at a non-parkland site adjacent to the Water Quality Control Plant. Accordingly, the key recommendations of the Task Force are: A) Implement the Short Term Recommendations of the Task Force with respect to current Palo Alto compost operations (Appendix A). B) Begin work to establish an Anaerobic Organics Processing Facility at the Embarcadero Road! Airport Site, with the expectation of bringing it online between 2015 and 2021. C) Install an Aerated Static Pile Compost Facility at the Embarcadero Road/Airport Site by 2012 or as soon thereafter as possible. D) Cease composting at the current location when the Aerated Static Pile facility is ready, or upon cessation of acceptance of yard trimmings due to landfill closure (2012), whichever is sooner. E) Take yard trimmings to the Z-Best facility (Gilroy area) for composting if the Aerated Static Pile facility is not completed by cessation of acceptance of yard trimmings. Corollary recommendations of the task Force are: F) While the Embarcadero Road/Airport is the most promising site at this time, other sites adjacent to the Water Quality Control Plant should also be considered. G) The City should determine, in the near term, the availability of the current commercial sites adjacent to the Water Quality Plant. H) The City should utilize the upcoming Master Planning process for the Water Quality Plant to continue to help analyze the long term (2015-2021) options for organics material management within Palo Alto. I) The City should add residential food scrap collection to the GreenWaste contract as soon as practical. J) The City should include small-scale pilot demonstration projects as part of the process in selecting a long term (2015-2021) technology or technologies. K) City staff should maintain the compost email list and webpage and continue to notify Task Force Members and interested parties of proposed and final actions and activities regarding organic materials management in Palo Alto. While, in the long term, anaerobic processing appears preferable, a final technology selection should depend upon an evaluation of responses to a Request for Information (RFI) and, ultimately a Request for Proposals (RFP). Ultimately, the selection of a suitable solution is an iterative process. Vendors require detailed information regarding potential sites before they can provide accurate cost or design estimates. The Embarcadero Road/ Airport site has a number of issues which were identified jointly with the Airport Community and are contained in Appendix B. Should Council decide to have this site fully considered, the next steps would be to: ~ Develop sufficient preliminary design details to request FAA approval, and ~ Prepare a companion plan for airport improvements to mitigate compo sting facility impacts. A rough example of such a plan from several Task Force Members is in Appendix C. 2 Available land is very limited and substantial challenges exist for all studied sites. Because the Task Force evaluated sites and technologies in parallel, acreages and site specific details could not be provided to assist vendors. The Task Force envisions the City soliciting Requests for Proposals to obtain more specific information pertinent to the decision-making process once the location has been selected. Final site selection cannot occur now. Many challenges exist with the Embarcadero Road! Airport Site which must be addressed. The overriding recommendation of the Task Force is to select a technology which minimizes the escape of methane currently occurring, and maximizes the extraction of energy from Palo Alto's organics. II. 8ackg rou nd Palo Alto's landfill is scheduled to cease waste acceptance in 2012. The current compost facility is located on the landfill site, and is required to cease yard trimmings acceptance shortly thereafter. The current plan, should nothing change, is to transport yard trimmings to Z-Best's compost facility near Gilroy. Many community members were very reluctant to see this option become reality because of the greenhouse gas emissions generated in transporting material there, and the would be failure of the community to deal with its own residuals. Many of those same community members did not want dedicated parkland (the current site) to continue to be used for composting. This dilemma led to the formation of the Compost Task Force. Finding a suitable site and a suitable technology has proven to be extremely difficult. The City of Palo Alto generates roughly 21,000 tons/year of segregated yard trimmings, 12,000 tons/year of food scraps and 24,000 tons/year of sewage biosolids. All three categories and other unsegregated organics are shown in Figure 1 below. Sources of Organics 67,000 Tons Per Year 3 I Figure 1 I 1% Composition of Disposed Organics III. Mission and Criteria A) Mission The Task Force established the following Mission for itself: "The Compost Task Force mission is to evaluate and recommend alternatives, in accordance with the Council's 1112/09 Compost Action, to address Palo Alto's organics material management needs, within approximately six months. Short term improvements, environmental impacts, economic impacts, permitting, .location and energy generation will be addressed. Locations on Palo Alto parkland would be considered as a second priority after all other non-parkland options have been pursued." The Mission summarized a more detailed directive Council approved when it created the Task Force. In its directive, Council stated that the Task Force shall "evaluate and recommend alternatives to address Palo Alto's composting needs ... " The Task Force was specifically directed to evaluate the following: 1. Short Term Improvements to Current Operations 2. Environmental Impacts of Alternatives 3. Economic Impacts of Alternatives 4. Permitting of Alternatives 5. Prospective Locations of Alternatives 6. Energy Generation of Alternatives The Council further directed: "that when the pnonties are set for the composting facility locations that parklands will be considered as a secondary priority after all other non-parkland options have been pursued." Council also requested that the Task Force consider all three of the major types of organic residuals: yard trimmings, food scraps and sewage biosolids. B) Criteria The following screening criteria were developed to eliminate alternatives for which further analysis would not be produCtive: 1. Demonstrated Technology The process should have been demonstrated, preferably in the United States, at a large enough scale to insure success. 2. Permitability There should be a reasonable possibility of success m obtaining all needed permits. 3. Diversion Credits Obtaining credit for diversion from landfilling under AB939 should be possible for the process. 4 4. Acceptable for Yard trimmings -The process should, at a minimum, be effective for yard trimmings. It is highly desirable that it also be effective for food scraps and sewage biosolids. 5. City-Wide Scale -The process should be able to manage yard trimmings at a city-wide scale, approximately 18,000 tons per year. The Task Force researched various options with the goal of recommending a class of alternatives, while refraining from specifying a particular technology. Ultimately, the selection of a suitable solution is an iterative process. Many vendors require detailed information regarding potential sites before they can provide accurate cost or design estimates. Because the Task Force evaluated sites and technologies in parallel, acreages and site specific details could not be provided to assist vendors. The Task Force envisions the City soliciting Requests for Proposals to obtain more specific information pertinent to the decision-making process once the location has been selected. Alternatives were evaluated for two time frames: 2012 and 2015-2021. The first one coincides with Palo Alto Landfill closure. The second one allows enough time for emerging technologies to be vetted and constructed. The above Screening Criteria was used for the 2012 recommendations. To use it for the 2015-2021 recommendations would have screened out alternatives which may well be viable by 2015-2021 as the processes are more fully demonstrated, developed and permitted. Another criteria used for 2012 was timing. If the process could not be developed, permitted and installed by 2012, it was initially screened out. With respect to 2015-2021, criteria were developed based upon Council direction, stakeholder interests, and resources to be protected. These are shown in Figure 2. The criteria were then re-categorized to relate to a) Location (Where?) and b) Type of Process (What?). The "Where" and "What" criteria are shown in Figures 3 and 4 respectively. 5 Compost Interests & Criteria Attachment A 3/18/09 F" 2 , < T-: ,:",,/'~" "~t<1~t::1 ~, '''"',' ,'</i .\C\','/ ~n erel:) '~"'." E;}S0I.lrC?eS\;;"X,1 ",,<' ntena ',', I. Short term improvements to -neighbors -short term impacts -minimize impacts current composting -city staff -short term cost -minimize net costs -compost users -compost aualitv -improve compost quality II. Environmental impacts of • minimize space alternatives: • space • minimize odor • odor • minimize dust • Footprint • dust • minimize noise • Odor • noise • minimize energy • Dust -community • energy • minimize GHGs • Noise -environmental advocates • GHGs • minimize air contam. • Energy use/generation • air contam. • minimize water use • GHG emissions • water use • minimize water contam. • Zero Waste • water contam. • minimize unused residuals • unused residuals • diversion from landfill • maximize soil enrichment III. Ability to handle: -effective for yard trimmingsorganic • Organic materials • Reduce source generation materials • Food scraps • Promote home composting -effective for food scraps • Sewage solids -effective for sewage solids • Other solid organics -effective for other organics -proven effectiveness IV. Economic viability -rate payers -product marketability -minimize net cost -General Fund -money -minimize cost fluctuations -financial certainty -Open Space advocates -regulatory agencies -maximize Byxbee Park creation V. Locations -affected land users -park land -maximize buffer zone -nearby park users -infrastructure land -minimize park use -habitat (environmental impacts from above) -minimize neighbor impacts -minimize traffic impacts VI. Permitting/Timing -minimize permit problems -minimize implementation time -Civic engagement -maximize local operations VII. Other -regulatory agencies -business expansion and reuse -local elected government -local self sufficiency -minimize risks -organics materials manage. -liability -degree of education -professionals -education -amount of free compost -free compost 6 No wastes to other "- communities ". Educational Opportunities c~ . Fleet maantalns Cost Parkland Use / / /Wsb -~~ Demonstrates ~\ ! I ~/ ~.Spa~ leadership____ ! ./ ~ _____ ! I ~ _______ I I ,/ ___ Security Invests --------....:Keeps I Resou~s -.-----. __________ . ' Difficu ----In land ----It ~ (Ity ---._._._-Elect --ty Local to provide>________ -, nCI GHG Emissions \ / / / --------Natural (Transportation)__ __~JI~ Gas Environmental utter----Impacts on --- Neighbo~ Air ~ i Em_ns~1 \ N*/// \ T~C I I \ I \ Visual Public Wa!er. Safety EmiSSions Version 7f2J09 ~re?"in20V -'\~~ Conflicting \ ~ _--'Uses- i Availabil~--- I \'\~ FOO~rint \' '''''''. ---_Lead / ~" """ Time Size Shape ~ CEQA Issues '''''"" Permitting \ Issues Commitment 1 7 Figure 3 Capital Operations Staffing ~ \ CO .... ;nts Fluctuatio~ ~~\ Construction ~\ related~ "---~I~ Yard Waste Food Scraps ! Other Biosolids organics /MSW Process the Emissions.---_ ~~, \ I I GHG? " . /' Is it et __ Doesit I ansporlatian_----m'nmoze '" \ I~. Fie Tr -" • . , ~\" filS it,l I / elligible /services Litter Odor 0.... ,~.,;~,/' ~Ian // Water "" eXlble / for Air ------= ~ ~waste dds' -Use Emissions _~ _ :---.... __________ types ~ Non-GHG __ ~Ooes H wei? \ // Space No • ...--------------'-mln"'~e o1her Doe. H /. ~ _~~nYin>nmental '" mmlmize _~ __________ Security Traffic------------------~~ ~,,"pacIs' ------'-----. '" reso ..... ;c---~ // /. use' ~ ______ Electri 'ty Visuar-----~ :/: I -C'Whatrln2~21 ~ a "/ ~ ~ ____ Na1u .. 1 SoIl/'./ Doe, H //jT-Does ft Ga. .."... I ----; hard-", .. ,. and use' Enrichment // /' """1m,, :"n;mIze PubIc / proJucIs?\ Can H be \ ~ Wastewa1e ~ / I~ ~d \~ r ~ \ ~L - mdUdIan / ume e '-.. ~ / Quality \ ~ Shape W81er "-... COn1amlnation M_~ Helgh1 ." "'-.. I Residuals Version 712109 Other Risks Amount Certainty of Free of \ Compost approvals Conflicting ~ Uses· \ "" "'-Permitting Public "'- Process Construction Figure 4 Cumulative Where O.S 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0.0 . 0. (.) a g: .- ..... 1:: t: .... I: 41 0 0 i u C. D- 1\:1, .!:: .1= , '!r III < N < I:: I r6 CI:I 0 II) :J ... '- i: CIl • en " lL-l:: lIS U .Q g a 0 lIS ~ B :z E L1J C'oI 1:: C o;t .g. t( t? Contributions to "Where?" in 2021 O.S • Are Resources Available I I 10.7 0lil: "CI 1:: ... II) 8. III Ii Do .!: U 41 ! t( .D • i !III ir I: ;:) ~ I 1! :;, 55 ~ -~ "D J: C III 1: !I tn 0 it 0 2 .-m en : Do .D 5 i- ! t- is: 1: f! «I 'e' t( .; a. 0. u a iii cO 9 .. i • N C III J: ... ~ .. J: '5 ! 0 "Sl .. D: .-.- "CI ~. i ~ ::I 2: t'i .- • Is It Available 0.6 • Is it a Useful Size and Shape 0.5 • D,oes It Minimize Environmental Impacts 0.4 Does it Minimize Cost of land 0.3 • Does it Minimize GHG Emissions 0.2 • Does it Keep it local • Does it Minimize Parkland Use 0.1 0.0 Note: Description of Locations 1-12 are found in Appendix D. 0.7 0.6 0.5 0.4 0.3 0.2 0.1 0.0 Cumulative Contributions to "What?" in 2021 ~--~--~--~--~--~--~--~--~--~--~--~--~--.0.7 ii?!' ~ Jt:. C s: ~ . . a:t ~ iI I ~ e 2-.a ~ til e CI ft! GI II: II: !'il 0:( 0( r;; 4: .. 'ii : In :! !:'! c CiS ~ a.. -< c 0 :> ~ III ~ ~ c -E .!:! -;' J] til !!:: I en ~ III .2 .e "C 10 .a r!! ~ e 11 G) 0 ~ .. a. ! E 0( c CJ ~ ;;; :g a. E 0 u • Does it minimize hard.to-dispose products? 1-----11----1----1----1---+1 0.6 c c .2 ~ .!! .. i 'i! 1: .2-e CD GIl E e ~ ... .. CD Go II. II. "C "C Ii: Ii: III II .!!! .!! ~ III .;:. ..;, ;: 0 ... "Cl "Cl !' ! 1 '2i c .!II as 'tl .c .12 iti IX! 10 ~ 'CI .5 s: !: 8. 0 I I:!I II: :;: ell 0 a. E 0 (J . • Does It minimize land use? 1 I 1 0.5 • Is the cost loW? ~ c .e '1li .!I !! l 0.4 • Can it be permitted and constructed in time? • Is it elligible for diversion credits? 0.3 D Does it minimize other environmental impacts? 0.2 • Does it minimize resource use? 0.1 • Is it flexible to handle waste types well? 0.0 • Does it minimize GHG? IV. Approach of the Task Force The City established a website to make available to the public informational documents which were prepared or used by the Task Force. The group met regularly every two weeks for six months. The Task Force was coordinated by Steve Emslie, Assistant City Manager and Phil Bobel, Environmental Compliance Manager. There were no significant consultant resources available so the Task Force divided into three research groups to study the available technologies - aerobic, anaerobic, and high technology. The lack of consultant resources dictated that most of the analysis be qualitative and not quantitative. This limited the extent to which the Task Force could implement the Council directive to conduct analysis. The Task Force held a half day Technology Seminar at which several experts presented information and at which each of the subcommittees reported its findings. In addition the entire Task Force toured the compo sting facility at Byxbee Park and the Aerobic Subcommittee toured the Z-Best facility. Staff Member Ken Torke provided a decision support software program through which each Task Force member could rank sites and technologies. The output from this exercise helped focus the Task Force and expedite decision making. As the Council did not provide broad consulting support to augment the Task Force's analysis, this resource limitation caused the Task Force's efforts to be developed from a more principled approach than a rigorous analytic approach. Given that the resources were not available for rigorous analysis, the Task Force's approach was to become informed of technologies, attributes of locations, and considerations that informed the criteria that were applied. The Task Force enjoyed a broad skill base that included knowledge of Palo Alto's land use, solid waste management, finance and accounting and greenhouse gas emissions. As such, this principled approach allowed examining and ranking alternatives drawing upon understandings gained across the term of the Task Force's service. Only when a recommendation was made toward the Embarcadero/Airport Site did the level of analysis shift to consider more detailed site specific elements. A chronology of Task Force activities is found in Appendix E. V. Findings and Conclusions This section presents a chronological review of the results of the Task Force's work and serves to answer some of the questions that may arise while reading the overall report. During the Task Force's six months together, numerous studies have been performed and findings indicate there are many facets, most of them intertwined, to be considered. For example: preservation of natural resources and parkland, the need and desire to reduce green house gas (GHG) emissions, and the potential for harvesting more useful by-products, beyond compost, from processing our organic materials such as capturing gasses emitted by decaying matter to produce biofuels or electricity to power vehicles or buildings. 11 An important realization was that "sequestering" carbon, or storing carbon in solid forms so that the carbon molecules do not escape into the air, can take many forms. (See Appendix F). For example, 30% of the carbon contained in yard trimmings is lost as CO2 to the atmosphere as the plants decompose during the composting process. Over time the finished compost applied in the soil decomposes further and emits more CO2. However, regular application of compost increases the total carbon sequestered in the soil, making composting a way to reduce total C02 released to the atmosphere. If any of the organic materials is missed during the collection process it ends up in landfill and the closed, oxygen-free environment turns it into methane, an even worse outcome (See Appendix F) with respect to GHG. Upon further study, the Task Force realized that organic materials from food scraps (vegetable scraps, fruit rinds, coffee grounds, oily pizza boxes, etc.) present an even greater problem of methane generation in the landfill. Diverting food scraps from the landfill would add volume to local composting operations to improve economies of scale, and would increase both the amount of carbon sequestered and methane avoided. The new GreenWaste Management contract requires that they begin picking up food scraps from multi-family dwellings and commercial enterprises that enroll in this program. While this commercial portion could represent approximately two thirds of the food scrap volume, it may require additional promotion to get 100% participation. Many cities are now offering single-family collection programs which greatly increases the effectiveness of diversion of carbon based materials away from the landfill and subsequent conversion into methane. Based on discussions with Z-Best, food scraps can add complications to composting such as vector control and eliminating some potential commercial uses. This issue is greatly mitigated by utilizing covered static piles which protect and cover the composting material throughout the conversion process, limiting vectors, particulate matter being released into the air, and odors. We recommend the city consider amending the Green Waste agreement and add this service for pick up in residential green bins as soon as possible. By increasing the potential volume of compostable material stream with residential food scraps and biosolids from the sewage plant, the higher volume (in tons per year or TPY) was then supplied to vendors representing different technologies for determining Palo Alto's potential use of various technologies for composting. As detailed elsewhere in this report, three sub-committees were formed that studied publicly available consulting studies prepared for other cities, websites, articles and contacting vendors to determine if they met our criteria and what their processes might be. While the process and outcome are detailed elsewhere in the report, the following are some findings and conclusions related to "What" we do: A) Acreage Requirement The acreage requirement for almost all technologies is about 4-6 acres. They require space for trucks to dump the material, for grinding and loading, for removal of the finished product and reloading into trucks. Some advanced technologies claim to use less than 4 acres; however the Task Force did not see clear evidence to support this. An outside expert consultant (Jim Binder) 12 pointed out that cost minimization and efficiency maximization result when the site supports a straight path from beginning to end as opposed to having to create artificial turns to fit a smaller or oddly shaped location. B) Composting Technologies Research on the state of composting technologies indicated that current operations could be significantly improved both in terms of quality of output and diversity of materials processed, by changing to an enclosed system. Enclosing the operation speeds the decomposition process, minimizes odor and release of particulate matter into the air and vector issues while improving the quality of the final product. This can range from open aerated static piles where forced air is used to speed decomposition, to enclosed static piles where the organic matter is covered to capture the water and heat produced to speed the process and minimize exposure of dust, odor and access to vectors. The cost of aerated static piles is also much lower since it involves a simple cement floor, aeration pipes, blowers and biofilters and covering material. For Palo Alto's organics stream an aerated static pile system would cost approximately $2.5 million. C) Advanced Technologies There are few commercial facilities with operating permits in North America for advanced technologies such as wet anaerobic, low heat carbon cracking technology for bio char production, or higher heat incineration called pyrolysis or gasification. Bio char was identified early in our process as a very promising because the carbon sequestering capability is very high. Using low heat incineration, wood and trimmings are effectively turned into charcoal which can then be ground and used as a soil amendment. The charcoal sequesters the carbon for a much longer period of time than compost and is very beneficial as a soil amendment. All of these technologies, while very promising, are still in the early adoption phase where multiple vendors seems to have a unique approach and standards are not widely accepted. Comparing the technologies involves comparing vendors which makes the process dependent on individual vendor cooperation. Presently, large city operations such as New York, Los Angeles, Sacramento and Santa Barbara are getting much attention as they evaluate these technologies. However, no final decisions have yet been made for these jurisdictions. For example, San Jose has announced that Harvest/Bekon may build an anaerobic compost operation on Zanker Road in San Jose. The outputs of the process will be compost, gas for combustion to generate electricity or for liquefaction for use in cars. Bekon is an experienced German company that has operations throughout Europe and other parts of the world. It is important to note that Europe's cost of energy and electricity are significantly higher than current US costs and thus the return on investment is much greater. The Task Force expects US oil prices to increase driving energy and transportation costs higher. This would make the economics more similar to Europe and anaerobic composting would become more attractive over the next several years. 13 Other advanced high temperature technologies are beginning to come on line and were also evaluated. These technologies involve incineration at higher temperatures and use the heat from burning the resultant synthetic gases to generate electricity. The heat is high enough to change the molecular structure of the waste so that the byproduct is a non-toxic ash that can be used in road beds or disposed of in landfills. These technologies are only efficient if used to incinerate the whole spectrum of municipal waste that presently ends up in landfill including non-recyclable pla,stics, rubber, tires, medical waste and other waste streams that currently end up in landfill. Adoption of these technologies as a way to reach landfill diversion goals has been further complicated by competing bills in the California legislature regarding the types of technologies that qualify for diversion credit. One legislative proposal states that once a city is recycling more than 50% of potential materials, it can use advanced technologies to process municipal solid waste (trash and organic materials) and receive diversion credits. The second proposal requires a minimum of 75% recycling before advanced technologies qualify for diversion credit. Once this debate is finalized there may be a way for Palo Alto to work independently or with surrounding cities to utilize its entire municipal waste stream for diversion credit which would greatly increase the contribution of composting and waste disposal to the city's goal of 100% GHG reduction. Given the state of this industry, and the timing of the GreenWaste Management contract, significant developments in this area are likely to be 7-10 years out. However, given permitting, contracting and implementation timing this is an area that Palo Alto needs to begin studying soon. The logical progression of technology usage over time could flow as follows: 1. Yard trimmings plus the addition of food scraps and possibly biosolids in a simple covered aerated static pile operation 2. Increased recycling efforts to reach 75% or greater of waste stream 3. Anaerobic digestion of organic materials 4. Use of advanced gasification technologies to mlllllllize landfilling and generate significant power for the City using the municipal waste stream currently being sent to landfills. An additional consideration, and part of the theme "What we do is more important than where we do it", is working with San Jose, Oakland or another regional municipality and take our compostable stream to their anaerobic facility. This would provide an opportunity to move the technology forward and support development of the Task Force's recommended anaerobic processing. 14 For example, the geographical center of Palo Alto from a garbage collection and transportation perspective (See GreenWaste Management Contract) is Silva Avenue. Relevant distances for hauling follow: ~ Distance to San Jose Zanker and Los Esteros Road locations: 12.5 miles ~ Distance to Embarcadero Road site: 4.7 miles ~ Net additional miles: 7.8 The downsides to teaming with San Jose could be the loss of long term control, the loss of negotiating power (i.e. small fish -big pond), and the loss of leadership that historically has benefitted Palo Alto. DJ Ranking Tool As for the "Where" side of this discussion, the tool for the Task Force's ranking process are described and the output are included in this package. While no tool is perfect, the Task Force considered the tool a significant decision making aid and considered the following important factors: I. Personal values: The Task Force members came with a set of core values that consciously or unconsciously would be included in the process. The decision making tool acknowledged this and allowed people to express their values so that they would be both visible to all but also weighted equally for each person. Thus the loudest voice or the most stubborn had no more weight than the quietest. 2. Breadth of choices: The tool allowed unlimited choices for selection. Thus several meetings were spent debating the precise definition of what "adjacent to the Water Quality Plant" meant or whether the old Los Altos treatment plant was a viable option for selection and so on. Adjacency to the water treatment plant was discussed throughout the months because there was appealing vacant land around it. City staff indicated it may be easier to secure permits in this area. Further, the Water Quality Plant would be a ready consumer of any power produced from any of the advanced technologies and has a ready supply of recycled water which could be used without the use of any incremental GHG's to produce water if needed for the composting process. 3. The outcome of the ranking process reinforced a choice near the Water Quality Plant and gave it credibility among Task Force members. The locations surrounding the water treatment plant clustered very clearly at the top. Locations utilizing parkland did not do as well. Locations which seemed unfeasible or impractical compared to others came out lower, increasing confidence in the ranking tool. 15 E) Greenhouse Gasses Substantial greenhouse gas (GHG) reductions can be achieved first by diverting food and other wet organic wastes from landfill disposal, and then by moving to advanced anaerobic digestion technology for our biosolids, food scraps, and yard wastes. Non-local transport of our organic wastes contributes to GHG emissions, but as can be seen from the chart below, how we process our organic wastes matters much more than where that processing occurs. Food scraps and other moisture-rich compostable wastes quickly decompose in landfills, releasing substantial methane gas long before methane recovery systems are in place. Achieving the contract collection target of our new commercial, institutional, and multi- family residence (C/IIM) food scraps program will reduce methane emissions by GHG Reduction Opportunity: 3% or more of Palo Alto Emissions landfllled foodwaste & Compo"obles Wastewater Incineration Yard waste Composting ".. 2008 8aseline High estimate LoweSlimate With oommer<;ial foodwaste & yard waste oomposling Metric Tons CO .. With 10001 Anaerobic Digestion 100,000 80,000 70,000 60.000 50,000 "'0,000 30,000 20,000 10,000 at least 6,000 and as much as 15,000 metric tons (mT) of C02 equivalent, depending on emissions model assumptions. Surpassing our collection target or implementing a single-family foodwaste collection program would reduce GHG emISSIons even more. The use of Advanced Anaerobic Digestion (AAD) facility to process our wastewater sludge, CIIIM foodwaste, and collected yard wastes would reduce C02 emissions by an additional 14,000 mT of C02 equivalent. A 50% increase of total foodwaste collections (from the current target of 9,000 mT) would result in an additional reduction of between 6,300 and 16,200 mT of C02e. Together, these steps could reduce our city's GHG emissions by 2% to 4% from the total emissions estimated in the Palo Alto Climate Action Plan. It should be investigated whether some of this might qualify for carbon credit sales under the emerging GHG Cap and Trade legislation. F) Economic Impacts Due to the complex nature of the technologies, the proprietary nature of vendor information, and the lack of sufficient time, the Task Force was not able to complete a quantitative economic analysis of alternatives. The Aerobic Subcommittee completed initial work on the current Palo Alto compost operation and the Z-Best (Gilroy) alternative and this work is contained in Appendix G. A preliminary cost analysis of an aerated static pile operation at the Embarcadero Road! Airport site for 2012 was begun by Task Force members but engineering estimates do not yet exist. The next step City staff would have 16 to take for this alternative is to prepare an engineering estimate, should Council so direct staff. With respect to the 2015-2021 recommendations, engineering cost estimates of the alternatives do not exist. Such estimates would have to be made as part of a facilities planning process, which is one of the recommendations of the Task Force. VI. Recommendations and Next Steps A) Short Term Recommendations The following recommendations are being made with respect to current operations at the Palo Alto compost facility. It is recommended that these be implemented within 45 days of acceptance by Council: 1. Transition from potable to reclaimed water saving approximately 3,700,000 gallons per year of potable water. 2. Suspend sale of blends and only sell pure compost -Blends are mixture of finished compost with imported materials like sand to create additional landscaping materials. The blends are not achieving the goal to move finished compost, especially since commercial disposal has been discontinued at the disposal site, and those commercial contractors were a primary customer. The yard has a throughput of about 600 tons per year at $160 per ton. 3. Instead of utilizing chips for hog fuel with the requisite hauling to the Central Valley, use the chips as Alternative Daily Cover (ADC) until the landfill closes. (Estimated at 2,800 tons per year based on 2009 numbers.) 4. Limit Size of Finished Compost Stockpile -While the current excessive size of the stockpile may be an anomaly based on the economy, a limit will dictate actions before it becomes a nuisance as was observed by the Task Group during the site visit. The maximum stockpiled amount should not exceed 6,500 tons until 6 months prior to cessation of acceptance of yard trimmings as part of the landfill closure. At that time, the maximum amount stockpiled can rise to the amount needed for landfill closure. 5. Reduce Dust -The estimated 8,625 to 11,500 tons of compost material needed for landfill closure should be managed to mitigate particulate loss, including covering it, ifnecessary. 6. Increase the throughput of Finished Compost to Market: )0> Enhance convenience and expand availability of free compost for Palo Alto residents. (For example more convenient pickup locations in town and more frequent or continuous availability of finished compost.) )0> Review the pricing range (current price to free) of Palo Alto compost to improve the flow of material to the commercial market. 17 7. Improve space utilization toward 7.5 acres or less with a consolidated footprint, for example: };> Locate all the materials handling operations (e.g., screening, finished product storage, blending) closer together in the 7.5 acre footprint and closer to the windrows to reduce transportation. };> Investigate combining windrows as volumes decrease. };> Limit width to lO feet between windrows (width of the loader bucket) to minimize area used. };> Maximize the length ofthe windrows for land use efficiency. 8. Enhance the final product by initiating improved protocol for compost operations. For example: };> Materials need to move through the process on a clear and regular cycle. This better serves commercial customers that can more easily use a predictable and dependable supply. };> If the regular cycle cannot be maintained due to equipment breakdown or lack of personnel, then material should be diverted to SMaRT/Z-Best. };> Add 100 gpm of reclaimed water at the grinder to enhance quality. };> Grind directly into a trailer or A-T dump truck to deliver material to the windrows. };> Increase water during windrow processing to 60% moisture content to enhance quality. };> Tum more frequently 2x/week, minimum 1 x/week 9. Contain composting cost by exammmg outside expenditures. Recommendations include: };> Proactively send organic materials overflows to SMaRT station vs. Half Moon Bay };> A void contracting out grinding services. 18 B) Recommendations for 2012 I. Install an Aerated Static Pile Compost Facility at the Embarcadero Road!Airport Site by 2012 or as soon thereafter as possible. 2. Cease composting at the current location when the Aerated Static Pile facility is ready, or upon cessation of acceptance of yard trimmings due to landfill closure (2012), whichever is sooner. 3. Take yard trimmings to the Z-Best facility (Gilroy areas) for composting if the Aerated State Pile facility is not completed by cessation of acceptance of yard trimmings. 4. Seek ways to increas~. commercial/multifamily food scrap collection and impl,ement a single family food scrap collection program. C) Recommendations for 2015-2021 , It is recommended that Palo Alto begin work to establish an Anaerobic Organics Processing Facility at the Embarcadero Road! Airport Site, with the expectation of bringing it online between 2015 and 2021. However, it is not recommended that the other technologies be ruled out now. Rather, it is recommended that the process described in D(3) (below) be followed which would ultimately result in final selection of the 2015-2021 technology. D) Next Steps The next steps suggested by the Task Force to implement the Task Force recommendations are: 1. With respect to the Short Term (Operational) Recommendations, Palo Alto .. staff should prepare and execute a brief Implementation Plan, reporting the outcome to Council as soon as practical. 2. Council should direct Staff to prepare a timeline for execution of the Task Force's 2012 Recommendation -Aerated Static Piles on the Embarcadero Road! Airport Site. The key components of that time line are: a. Resolution of the following issues and tasks associated with the Embarcadero Road! Airport site: }o> Roadway relocation }o> Airport operations }o> Future airport needs }o> Existing utilities, easements and access }o> Visual screening }o> Baylands habitat protection b. County, FAA, Corps of Engineers, and State Lands discussions and issue resolution c. CEQA documentation 19 d. Obtaining needed pennits e. Facilities planning f. Design g. Construction h. Operations commencement 3. Council should direct staff to begin work on the Task Force's 2015-2021 recommendations immediately following resolution of issues contained in 2.a above. ~ssuming that the issues associated with the Embarcadero Road! Airport site are resolved, and Council detennines that the site should be used for Organics Materials Management, a facilities planning process for that site for 2015-2021 should be initiated. The first step will be consultant selection for preparation of a facilities plan and CEQA documents, and an RFP for design and construction. The RFP process would result in final selection of a particular technology, insuring that developments in technology which occur in the next several years are fully considered at the time Palo Alto makes its final decision. VII. Alternatives and "Pros and C.ons" A) Short Term (Operational) Alternatives The alternative to the Immediate Recommendations is to continue current practices. City Staff have agreed to the majority of the recommendations and most result in cost savings or small cost increases. Therefore a detailed discussion of "Pros and Cons" is not provided here. The City Staff response (Appendix A) explains the reasons that some of the recommendations are not being targeted for implementation. B) 2012 Alternatives 1. Recommended Alternative: Aerated Static Piles at Embarcadero Road! Airport Site. Pros: ~ A voids use of parkland ~ Proximity to current site should facilitate pennitting };> Fewer emissions than current operation (windrows) };> Continues composting locally avoiding impacts on neighbors };> A voids CO2 and toxic diesel emissions from trucking to Gilroy area };> Can accommodate food scraps Cons: };> More costly than Z-Best facility near Gilroy ~ Uses land desired by Airport users 20 ~ Issues associated with proximity to Airport and Baylands ~ Unlikely able to be ready when needed (2012) 2. Fall-back Alternative: Z-Best Windrow Composting (Gilroy) Pros: ~ A voids use of parkland ~ Lower cost than Palo Alto facility ~ Certain to be available and ready on time ~ Produces compost similar to current Palo Alto facility Cons: ~ CO2 and toxic diesel emissions from trucking to Gilroy area ~ Organics sent to another community, impacting them ~ Windrow composting emissions greater than aerated static piles 3. Continuing Current Operations Alternative (Not Recommended) (Note: The Task Force specifically recommended against this alternative.) Pros: ~ Continues composting locally ~ A voids C02 and toxic diesel emissions from trucking to Gilroy area ~ Likely substantially easier to secure permits than the Embarcadero Road/Airport site ~ Likely to be ready when needed (2012) Cons: ~ Uses parkland ~ Windrow composting emissions greater than aerated static piles C) 2015-2021 Recommendation 1. Anaerobic Organics Composting at the Embarcadero Road/Airport site. (Recommended Alternative) Pros: ~ A voids use of parkland ~ Proximity to Water Quality Control Plant should facilitate permitting and operations ~ Fewer emissions than current operation (windrows) ~ Continue composting locally avoiding impacts on neighbors ~ A voids CO2 and toxic diesel emissions from trucking elsewhere ~ Produces both energy (methane) and compost ~ Less energy required than high-temperature processing ~ Less costly than high-temperature processing Cons: ~ More costly than aerobic composting ~ Uses land desired by Airport users 21 ~ Substantial issues associated with proximity to Airport, Baylands, and Water Quality Control Plant ~ Process does not control emissions at the same level as other energy producing technologies 2. Other Energy Producing Technologies (Note: The Task Force does not recommend ruling these out. Rather, the Task Force recommends a selection process in which the City makes a final choice once the location is finalized.) Pros: ~ Potentially fewer emissions than aerobic or anaerobic compo sting ~ Avoids use of parkland ~ Proximity to Water Quality Control Plant should facilitate permitting and operations ~ Continue composting locally avoiding impacts on neighbors ~ A voids CO2 and toxic diesel emissions from trucking elsewhere Cons: ~ Less likely to receive diversion credits than anaerobic compo sting, but quite possible ~ Consumes more energy than aerobic or anaerobic composting ~ More costly than aerobic or anaerobic composting ~ Uses land desired by Airport users ~ Substantial issues associated with proximity to Airport, Baylands, and Water Quality Control Plant 3. Other Non-parkland Locations at and/or Adjacent to the Water Quality Control Plant (Note: While the Task Force identified the Embarcadero Road/Airport Site as the top choice, all non-parkland sites at or adjacent to the Water Quality Control Plant scored almost the same in the ranking exercise. Site geometry may, however, impact the feasibility of particular options.) Pros: ~ Synergies with Water Quality Control Plant operations ~ Same type ofland use as Water Quality Control Plant ~ Area already has industrial activities Cons: ~ Depending on exact configuration, proximity to Airport, neighboring businesses, Baylands, and Water Quality Control Plant will all be issues ~ Purchase of land could be an issue 4. Regional Locations (San Jose, Gilroy, and others) (Note: Currently advanced technologies are not available at Regional sites, although GreenWaste is considering one in San Jose 12 freeway miles from Palo Alto. Palo Alto should fully evaluate this option, should it become available. 22 Pros: >-Could be less costly than a smaller Palo Alto facility due to economies of scale >-Would not take up Palo Alto parkland or other Palo Alto land Cons: >-CO2 and toxic diesel emissions from trucking >-Organics sent to another community, impacting them 23 \ APPENDIX A Palo Alto Staff Response to Short Term Recommendations 1) Transition from potable to reclaimed water saving approximately 3,700,000 gallons per year of potable water. Staff has concerns about fecal colifonn bacteria and higher salt content from the use of reclaimed water and the resulting quality impact to the finished compost. However, Staff accepts the recommendation with the condition that reclaimed water be used at the compo sting facility exclusively until such time (if any) that testing shows that reclaimed water is contaminating the compost with unacceptable levels· of salts or bacteria or, if sales of compost are affected by reduced quality of finished material. 2) Suspend sale of blends and only sell pure compost -Blends are mixture of finished compost with imported materials like sand to create additional landscaping materials. The blends are not achieving the goal to move finished compost, especially since commercial disposal has been discontinued at the disposal site, and those commercial contractors were a primary customer. The yard has a throughput of about 600 tons per year at $160 per ton. Staff accepts the recommendation for the following reasons: I) the volume of compost sold from the material yard has been impacted by the suspension of commercial refuse disposal at the landfill that has resulted in commercial customers not hauling back compost from the facility, and 2) it is a costly and labor intensive operation whose profit is marginal. Furthennore, Staff believes that the materials yard operation can be discontinued with only minimal interruption in compost sales. The blended material does account for 17% of the overall sales so projected revenue will be reduced. 3) Instead of utilizing chips for hog fuel with the requisite hauling to the Central Valley, use the chips as Alternative Daily Cover (ADC) until the landfill closes. (Estimated at 2,800 tons per year based on 2009 numbers.) Staff is already using chips as well as other ground green material for ADC. Staff accepts the recommendation and agrees that ADC is a less expensive final disposition than transporting the chips to the Central Valley for hog fuel, as long as ADC is counted as diversion in accordance with AB939. 4) Limit Size of Finished Compost Stockpile -While the current excessive size of the stockpile may be an anomaly based on the economy, a limit will dictate actions before it becomes a nuisance as was observed by the Task Group during the site visit. The maximum stockpiled amount should not exceed 6,500 tons until 6 months prior to cessation of acceptance of yard trimmings as part of the landfill closure. At that time, the maximum amount stockpiled can rise to the amount needed for landfill closure. Staff accepts the recommendation and agrees that 11,500 tons can be a viable finished compost stockpile limit with the existing operation. The current finished compost stockpile was recently' measured to be approximately 6,500 cubic yards Appendix A-I 5) Reduce Dust -The estimated 8,625 to 11,500 tons of compost material needed for landfill closure should be managed to mitigate particulate loss, including covering it, if necessary. It should be noted that the compost that will be used in the closure will not be produced until late 2010. Staff agrees to continue implementing dust control measures in accordance with our facility's BAAQMD permit which include such protocols as water suppression or other· measures as necessary to stay in compliance with Air District particulate emission standards. 6) Increase the throughput of Finished Compost to Market- a) Enhance convenience and expand availability of free compost for Palo Alto residents. (For example more convenient pickup locations in town and more frequent or continuous availability of finished compost.) b) Review the pricing range (current price to free) of Palo Alto compost to improve the flow of material to the commercial market. Staff acknowledges that throughput has been slow of late due to lack of landscaping projects from the recession, drought, and the commercial disposal ban (trucks not picking up compost after they drop off). Staff agrees with the recommendation to add more free giveaway days for residents (currently there are 5 per year). Staff will also evaluate whether significant volume discounts should be implemented to promote bulk sales when finished compost supplies are large. 7) Improve space utilization toward 7.5 acres or less with a consolidated footprint, for example: a) Locate all the materials handling operations (e.g., screening, finished product storage, blending) closer together in the 7.5 acre footprint and closer to the windrows to reduce transportation. b) Investigate combining windrows as volumes reduce. c) Limit width to 10 feet between windrows (width of the loader bucket) to minimize area used . . d) Maximize the length of the windrows for land use efficiency. Staff believes that the current 7.5 acre footprint is optimized for its equipment, traffic flow and operation. The current windrows lengths, volumes, orientations, and spacing are designed for the specifications of the Scarab windrow turner. Staff believes that combining windrows should be accomplished when the scarab is down. Staff will implement the 10 feet width between windrows. Staff believes that for safety purposes and operational flexibility the option needs to be kept open for placement of only the finished compost pile outside of the 7.5 acres. Appendix A-2 8) Enhance the final product by initiating improved protocol for compost operations. For example: a) Materials need to move through the process on a clear and regular cycle. This better serves commercial customers that can more easily use a predictable and dependable supply. Staff believes that the compost produced by Palo Alto is already very high quality and the materials move through the process on a clear and regular cycle. An exception to this cycle occurred last year when there were excessive and unexpected equipment breakdowns during the year. b) If the regular cycle cannot be maintained due to equipment breakdown or lack of personnel, then material should be diverted to SmaRTIZBest. Staff agrees that the curbside collected material should be diverted to SMaRT if equipment problems warrant it and have already been implementing that system within the last year. On two intervals in FY 08/09 staff instructed PASCO to take green material directly to the SMaRT station. c) Add 100 gpm of reclaimed water at the grinder to enhance quality. Staff believes that the finished compost produced by the site is already a high quality product and would not need further enhancement of this type. In addition the site does not have the equipment to input this large amount of water during processing. d) Grind directly into a trailer or A-T dump truck to deliver material to the windrows. Staff believes that moving the portable grinder adjacent to the new windrows and pushing the material in place is the most efficient way of delivering material from the ground pile to the windrows. Also, the windrow pad is not comprised of baserock and a truck would not be able to be used during the wet season. e) Increase water during windrow processing to 60% moisture content to enhance quality. Staff believes that the finished compost produced by the site is already a high-quality product and would not need further enhancement of this type. Very wet compost (55 to 60%) can become heavy and clumpy. making its application more difficult and delivery more expensive. A preferred moisture percent for finished compost is 40 -50% (Test Methods & Parameters from the US Composting Council, 2009). j) Turn more frequently 2x/week, minimum lx/week Staff accepts this recommendation and agrees that this could be accomplished with minimal cost and some benefit. 9) Contain composting cost by examining outside expenditures. Recommendations include: Appendix A-3 a) Proactively send organic materials overflows to SMaRT station vs. Half Moon Bay b) Avoid contracting out grinding services. Staff accepts this recommendation and agrees that overflows to SMaRT is the most cost efficient way to manage excess green material. As mentioned earlier, staff is already doing this. Staff accepts this recommendation and advises that we will only utilize contractor services when equipment problems occur or if landfill labor is in short supply. Appendix A-4 PRIORITIZED Airport/Compost Issues [August 27, 2009-Subcommittee Meeting Results] A) Safety Issues 1. Compost would attract birds 2. Compost too close to Heliport APPENDIXB 3. The proposal forces reduced separation between fixed-wing and helicopters B) Approval Issues 1. FAA must approve -may take several years, if possible at all 2. County must approve or give up lease -will be difficult C) Land is Needed for Other Purposes 1. Overflow area for landing helicopters 2. Tie-downs so taxiway can be enlarged 3. Hangers 4. Terminal Building D) Economic Viability of Airport 1. Should not "jump ahead" of Economic Plan now being prepared NEXT STEPS 1. Prepare sufficient detail about the proposal to: a. Demonstrate resolution of safety issues b. Request approval from F AAICounty 2. Find solution to Airport facility needs Appendix B-1 Airport/Compost Issues Identified at 7/29/09 Compost Task Force Meeting & Modified at 8118/09 Subcommittee Meeting Federal and County Requirements );> FAA must approve any non-airport use (per grants received by the Airport) );> Cannot cease airport use prior to 2026-otherwise FAA Grant repayment required );> Use of land must be consistent with safety plan (Santa Clara County Airport Land Use Commission and FAA approvals of safety plan revisions needed) );> FBOs have leases until 2017 The 4-Acre Site is Need For: );> Tie-downs so taxiway can be enlarged );> New heliport site (safety) );> "Overflow" landing site with respect to current site );> New hangars );> New terminal/administration building );> Allow separation between fixed wing and helicopter operations );> Changes will be very expensive Helicopter Pad );> Compost pile proximity to pad -too close; downwash would create dust and debris Wildlife and Hazards );> Compost pile would attract animals and birds (including geese) -hazard to airplane engines );> Land is occupied by burrowing owls endangered species National Defense Issues );> Civil Air PatrolJunctions are located at the Airport Visual Impact );> Compost Facility would detract from appearance of the area. City of Palo Alto );> City is working on a business plan );> Financial issues );> "No Intensification" Policy and "no expansion into open space" have prevented use of site );> The County's Lease Expires 2017 Palo Alto may take over operations then ):> Transition of the airport to Palo Alto mayor may not occur even earlier in 2012 -very uncertain Degree of Use of Palo Alto Airport );> Regional and busy airport that is greatly needed );> Should not drive air-traffic to other airports );> Airport is a Regional "Reliever" for other airport traffic );> Council supports airport );> New buildings and facilities badly needed Compost Final Report );> Should identify options and pros/cons Working Together );> Compost could produce methane which could ultimately be a source of fuel Appendix B-2 APPENDIXC Date: 9/09/2009 To: Palo Alto City Council From: Craig Barney, Co-chair of Blue Ribbon Compost Task Force Subject: Cedric de La Beaujardiere, Co-chair of Blue Ribbon Compost Task Force Bob Wenzlau, Member Blue Ribbon Compost Task Force A Suggested Integration of the Proposed Composting and Airport Facilities That Mitigates Airport Land Loss by Enhancing Facilities The Blue Ribbon Task Force identified the Embarcadero/Airport site as the recommended location for continued local management of organics in Palo Alto. The Council invited the Task Force to further consider this recommendation during the study session, and subsequently initiated discussions with advocates for the Palo Alto Airport. The development of the integration approach described herein was motivated by a request of several council members to seek a compatible land use arrangement between the airport and compost operations. This memo offers a potential arrangement of an airport that accommodates compost operations, improves the environmental footprint, and provides for needed development of airport facilities. This approach was developed by Bob Wenzlau, Craig Barney and Cedric de La Beaujardiere who served on the Task Force and also on the airport subcommittee that was formed to address concerns introduced by airport advocates when the compost site was announced. This memo was not adopted by the Task Force or the Task Force's Airport Subcommittee. However, the concepts within this memo were discussed by the Task Force, and time constraints to achieve the Council's schedule prevented the Task Force's full consideration and approval. The genesis of this approach formed around the concerns introduced and prioritized by the airport advocates and the Task Force Subcommittee. Those concerns are found in attachment to this memo. Among the concerns, and top ranked were the following: • Maintenance of safety of operations. • Loss of helicopter landing that occurs on the undeveloped land. • Maintaining tie-down capacity for airplanes • Provision for a variety of improvements including improved and expanded heliport, terminal and taxi-way. The airport advocates held an interest in maintaining and growing the airport including use of the same four undeveloped acres targeted for composting. During discussions, there was concern that the inherent loss of airport lands proved irreconcilable within the short time frame to achieve a mutually agreeable approach. Ultimately the airport Appendix C-l advocates felt that there should be better alternatives given the concerns raised. This memo, never the less, seeks to respond to Council's request to create an integrated approach. The proposed plan was informed by several premises: • The airport should improve safety, including taxiways and heliports. • The solution should contribute to, and not harm, the financial viability of the airport. • The airport should improve its environmental sustainability measurement. • The terminals should be replaced and better integrated with other airport facilities. • Any disruption to adjoining land uses should be minimized including disturbing the parks and the golf course. There were several observations made by the authors that informed this plan. Current helicopter landing are not consistent with existing aviation design requirements, and undeveloped land has been informally used as a second substandard landing site. We also learned that any terminal must exist between an automobile parking area and the taxi-way to facilitate safe access to passengers. Additionally, numerous tie-downs on the County lease portion of the airport (north side) are unoccupied. While this may be a manifestation of the economy or the County's pricing strategy, the vacancies presented land that might be applied to a solution. A proposed solution would have a physical component (the airport/compost layout), and an organizational component (the financial and organization elements). The physical component is framed by land use, safety, and the environment, while the organizational component is framed byeconomic viability of the airport and its organizational framework. Physical Layout: A proposed layout, shown on Figure 1 and 2, achieves an approach toward the physical layout accommodating the composting operations and allowing for improvements sought by airport advocates: • A new expanded terminal building located just south of the control tower and east of a road serving airport and golf facilities and an existing parking lot. (Shown as red outlined structure on Figure 1) • A new heliport area providing capacity for two helicopters, and likely improving safety by moving the location away from the proposed compost / existing Figure 1. Detail of New Terminal (T) and Heliports (H) near Existing duck pond area, and allowing for Tower a helicopter-safety-compliant area. Appendix C-2 Figure 2: Location of Improved Terminal and Proposed Composting Site (with shifted Embarcadero Road) • Improvements resulting in five increased tie downs: 23 tie-downs are eliminated near the tower to accommodate the heliport and new terminal, but 28 new tie- downs are created at the site of the existing terminal (that would be rebuilt in this proposal.) • The improvements do not address the taxiways or hangars, but neither do they impose any restrictions on achieving this. In fact, an airport advocate suggested hangars could be added north of the control tower, an area near the proposed new terminal location. • The improvement uses no golf course or park property. Furthermore, proposed improvements utilize existing roadways' and parking lots, both of which appear underutilized. The arrangement achieves integration of terminal and airport operations by placing them on the common access road to the golf course and airport. The existing fuel terminal remains and is undisturbed. Appendix C-3 Organizational Considerations: Integrating compost and airport operations provides organizational and financial advantages. We anticipated many changes after the city takes ownership, changes that can trigger accommodation of compost operations. As suggested by one of the airport advocates, the compost operation by the City could be designated a new Fixed Base Operator (FBO). When the FBO (in this case the compost operation) pays land rent to the general fund, the land rent could contribute to airport overhead, such as long-term funding of new terminals and heliports. These rent payments, consistent with the four acres utilized, are approximately $400,000 per year. The City, through its compost operation, and as a potential FBO, could also set as a goal the use of biologically-generated methane for airport use. With sustainability fuels integrated into the airport, the FAA might find Palo Alto's airport a model of sustainability in airport operations. One airport advocate thought that enhancing the sustainability of the airport would ease expected regulatory bars set by the FAA and the County. Potential harmonizing of compost, airport operations within the framework of the Baylands Master Plan moves Palo Alto toward a vision of a sustainable community that develops innovative accommodations to land use challenges. Appendix C-4 Airport/Compost Issues Identified at 7/29/09 Compost Task Force Meeting & Modified at 8/18/09 Subcommittee Meeting Federal and County Requirements ~ FAA must approve any non-airport use (per grants received by the Airport) ~ Cannot cease airport use prior to 2026-otherwise FAA Grant repayment required ~ Use of land must be consistent with safety plan (Santa Clara County Airport Land Use Commission and FAA approvals of safety plan revisions needed) ~ FBOs have leases until 2017 The 4-Acre Site is Need For: ~ Tie-downs so taxiway can be enlarged ~ New heliport site (safety) ~ "Overflow" landing site with respect to current site ~ New hangars ~ New terminal/administration building ~ Allow separation between fixed wing and helicopter operations ~ Changes will be very expensive Helicopter Pad ~ Compost pile proximity to pad -too close; downwash would create dust and debris Wildlife and Hazards ~ Compost pile would attract animals and birds (including geese) -hazard to airplane engines ~ Land is occupied by burrowing owls -endangered species National Defense Issues ~ Civil Air Patrol functions are located at the Airport Visual Impact ~ Compost Facility would detract from appearance of the area. City of Palo Alto ~ City is working on a business plan ~ Financial issues ~ "No Intensification" Policy and "no expansion into open space" have prevented use of site ~ The County's Lease Expires 2017 -Palo Alto may take over operations then ~ Transition of the airport to Palo Alto mayor may not occur even earlier in 2012 -very uncertain Degree of Use of Palo Alto Airport ~ Regional and busy airport that is greatly needed ~ Should not drive air-traffic to other airports ~ Airport is a Regional "Reliever" for other airport traffic ~ Council supports airport ~ New buildings and facilities badly needed Compost Final Report ~ Should identify options and pros/cons Working Together ~ Compost could produce methane which could ultimately be a source of fuel. Appendix C-5 ** ** ** ** 1. 2. 3. 4. 5. 6. 7. 8. 9. 10. 11. 12. *Note: ** Note: 2021 LOCATION SCREENING A site solely within the RWQCP A site (unspecified location) within and immediately adjacent to the WQCP (This may include Nos. 2, 3,4 and/or 6.) Palo Alto Airport (assumes Airport closure). The Embarcadero Road-Airport site (assume Airport continues to operate) Z-Best site (near Gilroy) A site centered in the RWQCP which may include Nos. 2, 3, 4 and/or 6 and may also include a small portion of Byxbee Hills Park (current landfill), if necessary to provide a minimally suitable site. The LA TP site The North Runway-Airport site (assume Airport continues to operate) The P A Landfill site An unspecified location on Stanford Land Regional site (other than Z-Best) An unspecified location to be purchased in the Palo Alto area. (An example includes Park Avenue land South of Oregon Expressway.) APPENDIXD Uncertain Uncertain 100 4 Sufficient Uncertain 6+ 22.5 7+ Uncertain Sufficient Uncertain Competing potential uses exist for any and all sites. No sites or portions thereof have been reserved for organics materials management. SCREENED OUT ON 6117/09 The WQCP Landfill Interface site The Embarcadero \llay City Ovmed City site An Embarcadero 'Vay site to be purchased The Police Building site Appendix D-I Appendix D-2 Appendix D-3 Appendix D-4 Appendix D-5 Appendix D-6 Appendix D-7 Appendix D-8 APPENDIXE Task Force Activities Meetings were held weekly in March of 2009 as the Task Force organized itself, selected Co- Chairs, established procedures, and developed communication methods. As a group covered by the Brown Act, agendas were published and posted as required. The City's website was used to share documents among Task Force members, and members of public. Meetings were changed to every other week in April and continued through September when the Task Force completed its work. Key accomplishments for each month were as follows: March );> Administration/Organization );> Mission Statement Developed );> Timeline Developed );> Technical Subcommittees Fonned );> Screening/Ranking Criteria Developed April );> Screening/Ranking Criteria Developed );> Three Subcommittees Analyze Alternatives o Aerobic o Anaerobic o High Tech );> Pennitability of Alternatives Analyzed May );> Greenhouse Gas Emissions Analyzed );> ("What" More Important than "Where") );> Technologies Seminar Held );> Technology Timelines Analyzed );> Baylands History and Land Use Analyzed );> Task Force Report Outline Developed );> Input From California Integrated Waste Management Board Obtained June/July );> Further Analysis of the following was accomplished: o Aerated Static Piles (Aerobic) o Dry Fennentation (Anaerobic) );> Screening and Ranking Alternatives was completed for the following timeframes: o Immediate (Operational) Changes o 2012 Timeframe o 2021 Timeframe );> Council Study Session was held on July 20, 2009 August/September );> Finalized Recommendations );> Finalized Brief Report Appendix E-I APPENDIXF Greenhouse Gas Impacts of Palo Alto Organic Wastes By Bryan Long 8117/09 Summary Substantial greenhouse gas (GHG) reductions can be achieved first by diverting food and other wet organic wastes from landfill disposal, and then by moving to advanced anaerobic digestion technology for our wastewater, food wastes, and yard wastes. Non- local transport of our organic wastes contributes to GHG emissions, but as can be seen from the chart below, how we process our organic wastes matters much more than where that processing occurs. Food wastes and other moisture- rich compostable wastes quickly decompose in landfills, releasing substantial methane gas long before methane recovery systems are in place. Achieving the contract collection target of our new commercial, institutional, and multi-family residence (CIIIM) food waste program will reduce methane emissions by at least 6,000 and as much as 15,000 metric tons (mT) of C02 equivalent, depending on emissions model assumptions. Surpassing our collection target or implementing a single-family GHG Reduction Opportunity: 3% or more of Palo Alto Emissions Londlilled Foodwaste & Composlobles Wostewater Incineralion Yard wosle Composling High estimal. Mettlc Tons CO,. 100,000 80,000 70,000 .... 60,000 50,000 "0,000 30,000 20,000 10,000 Non-locol Tronsport -"~~~··~:Wi·~iillhilieo.m.mlllleLrCi·o-'I,.JZ;.Wi~IIhi".;;.....loc~oJ.1 .... 2008 foodwosle & Anaerobic Baseline yard wosle Digestion c:omposling foodwaste collection program would reduce GHG emissions even more. The use of Advanced Anaerobic Digestion (AAD) facility to process our wastewater sludge, CIIIM foodwaste, and collected yard wastes would reduce CO2 emissions by an additional 14,000 mT of CO2 equivalent. A 50% increase of total foodwaste collections (from the current target of 9,000 mT) would result in an additional reduction of between 6,300 and 16,200 mT of C02e. Together, these steps could reduce our city's GHG emissions by 2% to 5% from the total emissions estimated in the Palo Alto Climate Action Plan. It should be investigated whether some of this might qualify for carbon credit sales under the emerging GH G Cap and Trade legislation. Appendix F-l Palo Alto's organic waste disposal currently contributes between 2.64% and as much as 7.74% of Palo Alto's annual anthropogenic greenhouse gas (GHG) emissions, depending on assumptions. The large variance in the estimate above is primarily due to differences in estimates regarding how much methane is released from food scraps and other. wet compostable matter sent to the landfill (see "A Trip to the Landfill", below). Once the new GreenWaste program for institutional/multifamily food scraps composting is well established, our organic wastes will still contribute between 1.76% and 5.64% of our city's total "footprint". Fortunately, methods and technologies exist that would allow us to substantially reduce these GHG emissions, 1. A reduction of approximately 8,650 mT of C02e1 could be realized by diverting sewage sludge from incineration to energy-generating Advanced Anaerobic Digestion (AAO) .. 2. A reduction of 5,300 mT C02e, or more, could be realized by shifting organic materials, food, and other compostables from compo sting to AAD. 3. Increasing commercial/multifamily collection rates or implementing a single- family residence collection program would achieve reductions of between 1.4 mT and 3.6 mT of C02e per additional mT of food and organic materials diverted from the landfill. A 50% increase of total collections from the current target of 9,000 mT would result in a reduction of between 6,300 and 16,200 mT ofC02e. Together, these steps could reduce our city's GHG emissions by 2% to 45% from the total emissions estimated in the Palo Alto Climate Action Plan2. It should be investigated whether some of this might qualify for carbon credit sales under the emerging GHG Cap and Trade legislation. Transportation of our organic wastes contributes less than 4000 (est.?) mT of C02, regardless of regional destination, and much of this is due to local collection. Insofar as GHG reduction is concerned, how we process our organic waste is far more important than where we process it. Nevertheless, city ownership of processing operations would provide greater assurance of optimal GHG reductions, and would likely reduce long-term costs to the ratepayers, since contract operators require a profit above capital and operational costs and demand for these services is high. Palo Alto's Organic Waste GHG Sources I C02e is C02 equivalent, which translates the GHG impact of methane and other gases, measured over a 100 year timeframe to the amount of C02 that would have an equivalent impact. See box section: The Methane Effect 2 The Palo Alto CAP estimates a total of 794,049 mT of C02e from all sources. However this is probably an underestimate due to overly conservative estimates of methane emissions from landfilled wastes. Appendix F-2 Primary organic waste sources of GHG emissions include: TYPRQp ORGANIC WASTE ESTIMATED GHGEMISSIONS Food scraps and other compostables sent to 21,000 -61,000 mT C02e (2008) landfill 14,700 44,800 mT C02e (2010 estl Sewage sludge incinerated at WQCP 21,200 mT CO2 Yard clippings and other greenwaste 15,000 mT C024 (compost) Transportation and Processing < 4000 mT CO2 (??) TOTAL (2008) Approx. 60,000 -100,000 mT C02e As much as 41,000 mT of the above is considered "biogenic" in origin: C02 that was originally taken up from the atmosphere by plants through the process of photosynthesis before being utilized by humans. Biogenic CO2 is not counted when calculating Palo Alto's "footprint" of anthropogenic (human caused) GHG emissions. For example, C02 from composting operations is biogenic, as is CO2 released from landfills. Methane released from landfills is counted as human caused, however, since decomposition under natural conditions would not usually generate methane. The Palo Alto Climate Action Plan estimates our city's total anthropogenic emissions at approximately 728794,000 mT of C02e. Landfill-related emissions, however, are probably underestimated. The CAP provides an estimate of 24,183 mT of annual landfill waste-related emissions, including the "upstream" emissions associated with manufactured goods. This was based on generic modeling software, and the assumption that the landfill would have effective methane capture. Such models and assumptions have come under criticism, however, because most landfills do not install methane recovery for several years after disposal of waste into a "working cell", and wet organic wastes like food and grass will decompose within a few months (see "A Trip to the Landfill" below). Thus for the higher food scraps estimate in the table above, the total city emissions should be increased by an equivalent amount. At the low end, anthropogenic emissions from the above listed organic waste categories, prior to the new food scraps composting program, total about 19,000 mT, or about 2.6 4 % of a 728794,000 mT total. At the higher end, anthropogenic emissions total about 59,000 mT, or about 7.74% of a 768794,000 mT total. After the new commercial & multifamily food composting program goes into effect, anthropogenic emissions from these sources will be between 12,700 mT and 42,800 mT equivalent to between 1.76% and 5.64% of total city emissions. 3 Estimate for 2010 after new GreenWaste program for collection and composting of institutional and multifamily residence food wastes. 4 Estimate based on 60% water content, 50% carbon content in dry material, and complete release of carbon as CO2. A good bit of carbon is retained in the finished compost, but most of this decomposes over time after application. Appendix F-3 It is important to note, however, that as Palo Alto works to reduce our footprint, any biogenic C02 reductions achieved by sequestration or "green energy" production are as effective as any anthropogenic CO2 reductions. For example, our current composting of yard waste releases about 15,000 mT of biogenic CO2 per year; The same amount of yard waste in an advanced anaerobic digestion facility will produce only 12,100 mT of CO2, along with a substantial amount of methane. When that methane is burned as fuel, the "missing" 2,900 mT of CO2 will be released. But without AAD, fossil gas would have been burned instead of that methane, producing about the same 2,900 mT of CO2 in addition to the 15,000 mT from composting. Thus, AAD reduces net anthropogenic emissions. Food/Compostable Waste: A Trip to the Landfill Compostable organics compromised about 29% of Palo Alto's "black bin" and dumpster waste sent to the Kirby Canyon landfill in 2008 (the Palo Alto landfill is open only to "self-haul" from Palo Alto residents). These landfilled organic compostables add up to over 22,000 metric tons per year - a greater tonnage than our yard waste composting operation handles. More than half of the organic compostable waste is food scraps. Food scraps, and moisture rich compostab1e waste like grass clippings, creates substantial methane gas emissions when landfilled. These wet organic wastes are dumped onto the open, working face of the landfill, and quickly buried under new incoming loads of waste. This creates a moist, warm, low oxygen environment in which anaerobic. (low oxygen) decomposition rapidly sets in. Within 120 days, food scraps and grass clippings may be nearly fully decomposed, with substantial methane generation (Brown, et aI, 1. Environ. Qual. 37:1396-1410 (2008)i. This occurs long before any methane recovery The Methane Effect Methane (CH4) is a molecule consisting of one carbonalom surrounded by four hydrogen atoms. It arises in many natural processes, but is of particula.r concemto us as a product of municipal waste disposal. . The specific molecular structure of CH4 makes it much more like1ythan a C02 to absorb a heat photon. Fortul1ately, methane is also not very .... stable. In any severt· yearpefi6d,a methane molecule has about a 50% chance of breaking down . into· C02 and H20 (water). In calcula.tions about climate change, therefore, the effects of methane. emissions are calculated over a specified time period, usually 100 years. . Over a period of 100 years, methane is 25 times more potent than an equal amount (by weight) of CO2. Over a period of 20 years, however, methane is 72 times mote potent than C02! This makes metha.nea prime target for l1ear-termOHG reductions while we work on . more difficult longer tenrtC02 reductions. ReduCing metha lie /emissionstodaY . provides 72 times the impact over the next20 years than does reducing an equivalent amount of CO2_ (source: IPCC) 5 Landfill operations, design, climate, and waste composition will affect the timing and degree of wet organics decomposition, but specific data for the Kirby Canyon landfill was not available for this analysis. Our dry summer climate may reduce decomposition during those months, but our relatively warm wet winters may have the opposite effect. Appendix F-4 systems are put in place (usually 2 years or more after disposal). Although some of this methane will be oxidized to CO2 as it reaches the surface of the landfill, most will escape. Use of simple GHG estimation models such as the EPA's WARM calculator or ICCLI's CACP are inaccurate for food and grass waste if landfill recovery of GHG is assumed in the model. The EPA W ARM model can be run on food scraps and grass clippings under the assumption of no methane recovery to get a better, but still conservative estimate of GHG emissions. The EPA WARM model gives a conservative result of 21,940 mT of C02 equivalent emissions6 that would be avoided if our landfilled food, grass, and leaves waste were composted instead of landfilled. Other research suggests that our annual landfilled food, grass, and leaves may generate as much as 68,000 mT of C02 e from methane (Brown, et aI, 1. Environ. Qual. 37:1396-1410 (2008), compared with a theoretical maximum of about 10,000 tons of CO2 if diverted to composting. The truth probably lies somewhere in-between: Palo Alto could achieve GHG reductions of 1.4 mT to 3.6 mT ofC02e per mT of food and organic materials diverted from the landfill. It must also be noted that the estimates above refer to 100 year CO2 equivalents. However, methane reduction benefits are "front-loaded", whereas most governmental plans for C02 reductions are "back-loaded", putting off most of the necessary reductions to future decades (see box "The Methane Effect). Keeping in mind that our City goals for GHG reductions are based in our desire to keep the planet livable, we should welcome measures that have their most significant impact in the near term. Using a 20-year C02e calculation, Palo Alto could achieve GHG reductions of an outstanding 4 mT to 12.3 mT ofC02e per mT of food and organic materials diverted from the landfill! A Good First Step: 2009 Compostables Collection In 2009, Palo Alto begins a new program with our new waste hauler, GreenWaste, to divert segregated compostable organics from the general waste stream, for compo sting at ZBest in Gilroy. This program will serve only commercial and multifamily residential buildings, not single-family residences. Commercial and multifamily buildings generate around 16,900 mT of compostable wastes annually, which includes compostable paper as well as food and yard waste. The City'S contract with GreenWaste establishes a target of 9000 tons of segregated compostables to be collected annually, with an incentive of $70 per ton for exceeding the target and a penalty 'of $70 per ton for shortfalls. Experience from other cities (e.g., San Francisco) suggests that this will be about 50% food and organic materials, and 50% compostable paper and other compostables. Thus we can estimate that if the target of 6 C02 Equivalent (C02e) emissions converts the warming impact of methane (or other GHGs) over 100 years into the amount of CO2 that would produce the same amount of warming over the same amount of time. Metric tons of methane emissions can be multiplied by 25 to get the 100-year CO2 equivalent (some models use 21 or 23 as the factor, based on older estimates). Over a 20-year evaluation period, the CO2 equivalent of methane would be much higher - a factor of72. Appendix F-5 9000 mT is reached, this will mean 4500 mT of food and organic materials diverted to composting. This will result in GHG emissions reduction of between 6,300 and 16,200 mT ofC02e, which would be around a 1-2% reduction in our City's total GHG footprint. Next Steps: Improving and Expanding the Program In auditing GreenWaste collections, the City should measure not just the total tonnage of compostables, but the composition of what is collected. Increasing the percentage of food scraps collected, compared especially with waste paper products, will have the most significant benefit in terms of GHG reductions. If institutional/multifamily collection efficiency could be increased to 75%, that would result in an additional 3,150 to 8,100 mT C02e reduction. Expanding the program to serve single-family residences should also be attempted, if costs are not prohibitive. A 50% efficient collection of single family residence food scraps compostables would provide a 3500-9000 mT reduction in C02e. Sewage Sludge: Anaerobic digestion vs. Incineration. Palo Alto incinerates approximately 24,000 mT of sewage sludge annually7. The incineration of the sludge itself releases approximately 16,000 mT of C028, while the natural gas used to incinerate the sludge releases another 5200 mT of C029• The end- product of incineration is an ash that is landfilled as low-grade hazardous waste. Many communities around the world are migrating to Advanced Anaerobic Digestion (AAD) for processing of sewage sludge, sometimes on its Qwn and sometimes along with , other municipal wastes. AAD would reduce 24,000 mT of sludge to between 3000 mT - 12,000 mTI of digested sludge cake -a safe and low odor product containing no detectable levels of pathogens that may be used as a valuable agricultural fertilizerll . More importantIy,from 24,000 mT of sludge AAD could generate approximately 66,300 MMBTU of methane natural gasl2, while saving an additional 100,000 MMBTU of natural gas that would have been used for incineration. At current spot market prices for natural gas 13 , the combined generated and saved natural gas is worth approximately $548,790, and much more at retail prices. 7 Only about 35% of this is from Palo Alto, the rest is from neighboring communities. 8 2008 Palo Alto Emissions Report 9 Approximately half of this is methane gas captured from the landfill, but it is gas that could be used for other purposes. 10 Different digestion technologies result in differences in end-product volume 11 Renewable Energy World April 27, 2009 Advanced Anaerobic Digestion: More Gas from Sewage Sludge 12 24,000 mT wet, 25% solids, = 6000 mT dry 13,260,000Ibs 66,300,000 cf CH4 66,300 MMBTU based on: EBMUD study, "Anaerobic Digestion of Food Waste" March 2008; "Stable anaerobic digestion of food waste at both mesophilic and thennophilic temperatures provides more gas production (6 to 8.5 ft3 CH4/1b TS applied) than digestion of municipal wastewater solids (5 ft3 CH4/1b TS applied.)" Different anaerobic digestion technologies may produce more or less CH4 gas. 13 Approximately $3.30 per MMBTU (NYMEX) Appendix F-6 Even more importantly from a GHG perspective, total GHG reductions would equal about 8650 mT of CO2. This is composed of 5200 mT of CO2 would be avoided by not burning ~as to fire the incinerator, and a 3450 mT C02e "credit" from the methane produced 4. Thus the use of AAD could reduce CO2 emissions by between 8650, for sewage sludge alone. The use of AAD for other municipal waste is considered below. Advanced Anaerobic Digestion vs. Composting Anaerobic digestion can also be utilized instead of composting for yard waste, food scraps, and other compostable organics. As with compostin~, anaerobic digestion results in an end-product suitable for agricultural soil conditioning 5. AAD, however, captures methane as "green energy" which provides a net CO2 reduction credit. Based on 21,000 mT organic materials, AAD could generate approximately 55,700 MMBTU of CH4 natural gas16, with a resulting emissions reduction credit of approximately 2900 mT CO2. If Palo Alto increased its collection of organic materials from landscaping contractors, it would realize additional green energy. For commercial and multifamily food and compostable waste, based on the current GreenWaste collection target of 9000 mT, AAD could generate approximately 46,500 MMBTU of CH4 natural gas, with a resulting emissions credit of approximately 2400 mT C0217• If we could realize 12,000 mT of commercia II multifamily collections (a 75% vs. 50% collection rate), these figures would increase to 69,700 MMBTU and 3,600 mT of CO2. Any collection of single family residence food scraps and compostables would provide a further increase.n The AAD process generates a biogas which is a mixture of methane and C02 (usually about 60% methane). The biogas is then either burned to generate electricity or "cleaned 14 Methane produced from AAD is "green" because it displaces an equal amount of fossil natural gas that would otherwise be consumed. 1 fe CH4 combusted will result in 1 fe of C02 (Gas turbine handbook); CO2 at .00184212 g/cm3 * 28317.016 cm31 ft3 52.16 g/ft3. 66,300,000 ft3 CH4 3458 mT CO2. This is the amount considered avoided from fossil natural gas. 15 Quantity and market value may differ, however. In general, compost from 100% organic materials will have higher market value than either food waste compost or digested end-product. 16 21 ,000 mT @ 40% solids 8,400 mT dry = 18,564,000 Ibs = 55,692,000 fe CH4 (conservative estimate, yield 50% less than food waste, below) 55,692 MMBTU (1 ft3 CH4 contains approximately 1000 BTU of energy) 17 assuming 9000 mT collected, 50% food, 50% paper: 4500 mT * 28% solids = 1260 dry mT 4500 mT * 50% solids = 2250 dry mT 7,735,000Ibs 46,410,000 ft3 natural gas (6 ft3llb, EBMUD 2008) 46,410 MMBTU C~ = 2420 mT CO2 when comb us ted Appendix F -7 and scrubbed" to produce a commercial quality CH4 natural gas. It is possible to capture the CO2 as well, and sequester it, for much larger CO2 reduction credits. This will involve significant additional capital and operational costs, however, and is not calculated in this assessment. Summary of GHG Reductions and Green Energy Production Diverting 9000 mT Food/Compost from Landfill Utilizing AAD for Food/Compost above Diverting wastewater sludge from incineration19 Utilizing AAD for sewage sludge Utilizing AAD for yard/organic materials Total C02e Reduction 11,250 mT18 2,400 mT 5,200 mT 3,450 mT 2,900 mT 25,200 mT MMBTUs o 46,500 100,000 66,000 55,700 268,200 The total reduction of 25,200 mT C02e is almost 3.52% of Palo Alto's total GHG emissions as estimated in the Climate Action Plan. The total of 268,200 MMBTUs of natural gas is worth about $885,000 at the current spot market wholesale price for natural gas. Further potential for reductions are: Diverting additional 4,500 mT Food scraps AAD for additional 4,500 mT Food scraps Increasing yard/green collections 20% Total Implementation C02e Reduction 5625 1,200 580 7405 MMBTUs o 23,250 11,140 34,390 Achieving the GHG reductions and green energy productions listed above may be accomplished in at least three ways: 1. by establishing contracts with waste management companies which specify landfill diversion and C02e reduction requirements (via AAD or other advanced conversion technologies) 2. by design and implementation of an AAD facility owned by the City of Palo Alto 3. by partnership with other regional cities for the ownership and/or operation of a regional AAD facility 18 Based on the average of the high and low estimates. 19 Natural gas not used for incineration that can be used for other purposes. Appendix F-8 Waste management companies operating organics conversion facilities can achieve economies of scale by serving numerous regional municipalities. However, regional municipal demand for organic conversion services is likely to outstrip commercial facility capacity for some time to come. Service providers will certainly capitalize on high demand by charging a premium for GHG reducing services, and retaining all profits from green energy production. On the other hand, for those municipalities willing to pay the premium, contract services will avoid the capital investment and expertise development required for city-owned facilities. If Palo Alto is willing to invest capital and land in a city owned facility, or to partner with other municipalities in building an AAD facility, utilities rate-payers would likely realize the lowest long-term cost as revenues from green energy production will help offset operational costs. Background Information on Greenhouse Gases Getting to Know the Greenhouse Gases Greenhouse gases in the Earth's atmosphere allow visible light photons from the sun to pass freely to the earth, but tend to absorb passing infrared (heat) photons from the earth and then re-emit those photons in any direction, including back where they came from. Just as a blanket over your body retains your body heat, the blanket of greenhouse gases retains the heat of the planet. Human-caused increases in the concentration of greenhouse gases is like adding another blanket -on a hot summer night. u -~A(:th(J~lr;! (CH.) _ ,o,.Ji1",J, '~hi~ { ..... :)) Carbon Dioxide (C02} ~ 2(0)0 114GO"'[ "! .~ i 121::0 is , • -i 1(.10 i source: IPCC Of the primary greenhouse gases, CO2 is by far the most prevalent. Increasing levels of C02 in the atmosphere due to the human burning of coal, oil, and natural gas is the primary culprit in climate change. C02 is a very stable molecule: once in the atmosphere it stays there, unless taken out by processes at the surface of the Earth, such as Appendix F-9 photosynthesis by plants. The flow of CO2 into plants as they grow, and out of plants as they die and rot, is a fairly balanced process20, and so changes in atmospheric C02 levels have been gradual, until the past couple of hundred years. The human extraction and burning of fossil fuels (coal, oil, and natural gas) has created a dramatic, rapid rise in CO2 levels that is already creating climate change, ocean level rise and severe weather events. Our best science suggests we must change our ways, and start reducing CO2 emissions by at least 2% per year to prevent disastrous climate change. Methane (CH41 Methane is a molecule consisting of one carbon atom surrounded by four hydrogen atoms. It arises in many natural processes, but is of particular concern to us as a product of municipal waste disposal. The specific molecular structure of CH4 makes it much more likely than a C02 to absorb a heat photon. Fortunately, methane is also not very stable. In any seven year period, a methane molecule has about a 50% chance of breaking down into CO2 and H20 (water). In calculations about climate change, therefore, the effects of methane emissions are calculated over a specified time period, usually 100 years. Over a period of 100 years, methane is 25 times more potent than an equal amount (by weight) of C02. Over a period of 20 years, however, methane is 72 times more potent than CO2! This makes methane a prime target for near-term GHG reductions while we work on more difficult longer term C02 reductions. Reducing methane emissions today provides 72 times the impact over the next 20 years than does reducing an equivalent amount of CO2_ (source: IPCC) Nitrous Oxide (N2ill Nitrous Oxide is released into the atmosphere from many natural processes, as well as from the use of nitrate fertilizers in agriculture, decomposition of food and animal wastes in landfills, the processing of sewage, and the burning of fossil fuels, (as well as trace amounts from compost piles, dentist offices, whipped cream cans, and open pints of Guinness!) N20 is a stable molecule, and is about 300 times more potent than CO2 over 100 years (289 times more potent over 20 years). Although composting generates some N20, the application of compost to agricultural fields can significantly reduce the need for nitrate fertilizers and the consequent release of much larger amounts of N20. Advanced technologies like anaerobic digestion with cogeneration release even less N20 than aerobic composting (Willis et.al., 2008). Technologies Aerobic Decomposition, Anaerobic Decomposition, Incineration and Pyrolysis Aerobic (oxygen rich) decomposition occurs when organic materials decay in the presence of air, as in a compost pile. In these conditions, micro-organisms break down the complex, carbon and hydrogen rich molecules of organic matter primarily into water 20 Except when humans clear-cut forests, or when climate change causes major vegetation pattern changes. Appendix F -10 and C02. Some trace amounts of methane and nitrous oxide may also be released, but in a well-managed composting operation these emissions are negligible. A significant amount of organic material remains in the finished compost, which will decay over a period of years into C02 and water. Anaerobic (oxygen deprived) decomposition occurs when organic materials are buried, or otherwise contained without exposure to air. In this case, micro-organisms and chemistry cause the carbon and hydrogen molecules from the organics to form methane (CH4), in addition to C02 (where the oxygen atoms come from water molecules). The relative production of CH4 and C02 will vary according to conditions, but typically CH4 will be 50% or more of emissions by weight. Material remaining from anaerobic decomposition is essentially the same as finished compost. Incineration involves heating organic materials to a combustion temperature in the presence of oxygen, and results in a complete release of all carbon, hydrogen, and nitrogen into gas form. Properly managed, Nitrous Oxide emissions are minimal, and no methane is released, so C02 is the predominate GHG. Pyrolysis involves heating organic materials to combustion temperature in the absence of oxygen. This results in the production of "syngas" consisting primarily of methane and C02, and the production of liquid hydrocarbons "bio-diesel" and/or charcoal. Pyrolysis differs from anaerobic digestion in that conversion depends solely on heat, not on microbes Appendix F-ll APPENDIXG What it would cost to run the Compost Operation as a stand-alone operation in Byxbee Park by Emily Renzel 3/10/09 Item 4/08 Feuibillty U/lS/08Q&A 1/r1J09 Renzel Renzel 3/t/09 Renze13/l/f'JIJ Study om 116:09 1/29/09 (38% benefits) (52% benefits) LEA Annual Permit Fee 0 0 0 0 5 13,'122 S 13,122 Salaries &t Benefits 250,000 $328,644 $328.644 (CMR 116:09) 5555,443 5611,793 (personnel Hsted in RCSO (Daily Post 2/3/09 + 38%) 1 supervisor 5139,015 1 refuse disposal attendant (avg 512.301) 512.307 2 heavy equipment operators (avg 592.909.75) $185,819 1 Landfill TeChnidan 5111,966 4% of PW DIrector, Deputy Director, Sr. Engineer SoDd Waste Mgr, Mgr Env.ControL Environmental Specialist -$1,15&342 x .04 .. $ 46,333 Contract Services $178,000 $178,000 $178,000 (CMR 116:09) $178,000 5178,000 Equipment (detail below) $107,763 $ 29,119 $171,898 (detail below) $220,605 (8.5 year amortization) $220,605 and indirect Allocated Charges 0 0 578,644 ($107,000..$29,119) $ 78,644 $ 78,644 Budget increase $150,000 $lso,OOO (grinding) $185,000 (CMR 387:08) $185,000 $185,000 Fuel Costs 0 0 0 5116,064 (ZWOP B-13) $116,064 $116,064 Maintenance Costs Q Q Q S3Y1S. {ZWQf D:l.D 1...3IL6II8 1...3IL6II8 Total OperadD8 Costs $550,000 $128/111 5'128/111 51,1.,152 5t.386,166 5l,442,51.6 Rent 7.5 acres drop off &t windrow $750,000 $750.000 $750,000 $751,410 (5100,188/ aae) 5751,410 $751,410 1 aae gate, organics yard, staff office $100,188 5100,188 $100,188 Subtotals 51,300,000 51,478,977 $1,478,977 51,991,750 $2,.23',764 ~2,294,114 Revenue Offset (5175,000) (5175,000) (5175,000) (5175,000) ($175,000) (5175,000) Total Costa $1.125.000 51.303.977 51.303,927 Sl.816.750 51.062.7"-S2.119.114 Cost/ton (5 day week, 21,000 tons/year) S53.57/ton S62.f'JIJ/ton S62.f'JIJlton SlUt/ton S91.23/ton $100.9l!ton Mimimum Staffing .% more days S U1/ton 5 3.8'1/ton Cost/ton (1 day week) S101.14/ton 10US/ton Per ton costs if average of 44 torttIday in RCS! is used (16,060 tons/year) S1O.05/t0n S8U9/ton S8U9/ton $113.12/ton $128.44/ton mUS/ton APPENDIXG April 6. 2009 Mayor Drekmeier and Members of the City Council: I received a free copy card so I used it to copy for you my latest version of the Composting Costs at Byxbee Park. [have submitted this infonnation to our Composting Task Force a..'i well. CMR 178:09 in your packet this week includes infonnation on contracts awarded by the Gty Manager from July 2008 to December 2008 .. Included in those are the following items which probably also pertain to the composting costs: . Ahem Rentals Skylonda Equipment Peterson Tractor Peterson Tractor Power Screen of No CA Morbark Inc. ExtecWest Skylonda Equipment Tractor Equipment Sales TMT Enterprises Inc. 8/7/08 8/25/08 9/09/08 9/11/08 9/11/08 9/15/08 7/10/08 8/14/08 8/27/08 9/26/08 27,149.14* 45,000.00* 249,4%.68 85,000.00* 27,000.00* 45,000.00* 40,000.00* 85,000.00 65,000.00* 98,000.00* Water truck rental Trucking Services Purchase of Wheel Loader 950H Caterpillar equipment, parts & service Power screen parts and service Wood grinder, parts& service Compost screener rental (2nd year) Trommel screen rental w. operator PM & repairs for Landfill Equipment Purchase of Composting Material The items from the above list that are nQt included* in my summary total $432,149.14 or $20,58/ton, bringing the total per ton to $125.36/ton at 8yxbee Park. The Composting Task Force will be developing its own numbers, but this is where my numbers are at the present time. Sincerely, Emily M. Renzel 1056 Forest Avenue Palo Aito, CA 94301 Appendix G-2 APPENDIXG What it would Cott to ran tile Compost OperatioJa U I stua.aloae operation in Byxbee Put by Emily R.eaze1 311_ Ilmrl .PeuibUlty .U/l!IGI ow. 1/'UIOJ ..... 1 Resu:el 3/!JfJJ RenHlatJ/OJ Sta4y CMIl116:Ot !/I!IIf» (J8~ bae8ta) (5~ haeftIs) LEA Annual Permit Pee 0 0 0 0 • ts,m S U.722 Sallries 6: BeIw8tI , ~ (1'etIcmrlet listed in RCSI) ~ ~ (CMR 116:(9) .. .-S6t1,793 (DeJl1 Poet 2/3/09 +.) ~=-~atteltdant( .. ~ .139,015 $12NI 2 ~ ~pDent operaklft (a. $92,90,.,5) $1815,819 1 iIiiimldlft $111,. 4~ofFW~DlNctDr, Sr. JinsIneer Solkl WMIe , Mar Bnv..<:'o.nlnil, SpedaIJJt -'J,.1!58,3I'Z".DC-$ 46.333 Contract~ $178,000 5118,000 $178,000 (CMR 116:(9) '178,000 $178,000 l!qutpment (detail below) $W.763 • 29,119 $tn.898 (debd1 below) (8.5 yaarllDOl'lfzatlcla $22D..fiQ5 $22OJi(15 aNllNIIrai ADocated Charaes 0 0 $78M4 (S101,000.G9,119) S~ .". JJudaet i.D.aeue $150,000 $150,(0) (grtndIna) $185.000 (OCR 38'1:08) $185,(0) 5188,(0) PuelCOIII 0 0 0 $116,06& (ZWOP 8-13) 51l6,OM $116,06f Mlinhlrumm C'o!mI .II .II .II l'"*l aQ! I:l3l ,.a SM- Total Operadas CCIItI .... $TlJ/I'/'I mun fJ,t40,U2 11 __ S1,4CI.816 Rent :1.5 ... drcp off. windrow S7!0.000 $75O.ODO $7!IO,ooo $15IA1O ($100,188/ acre) $751,4.10 $751,4.10 1 aae .... orpnla ,.-d.ltlffofBce '100.188 '100,188 $100.188 SubtuIaIt $1,300,000 '1,1178,91'1 ,1.t78,91'1 SJ,.99l.750 ~,166 $U9t..Ui Rnenue 0fJ8et ($175,000) ($115,000) ($1",000) ($175,000) ($175..0:10) '($175,(QJ) r .... c:. 111", ,...", 11 am IUtUM .M,. 'U"U4 CoIt/IDa • .., ... Zl,GDDtDDf/yeut -.s7/taD tw19/Iea ...... SIU1IIan ...,.. IlOUJ/Iaa .............. 2 .... • U1/Ioft , U'I/toa Cost/tDa rt..,...w ,101.7..,.. 101."'_ ,. .. __ If aftI'III of .. flt:ll.W/IIrt ill RCSlII Uled (t6,.M ~ S7V.tIiI/Iml StLU/IDn IIt.l9/IoD 1111.17/ton S12IMIIaft sm.9IItaa APPENDIXH Further Analysis A) Short Term (Operational) Recommendations The Task Force visited the current Palo Alto windrow composting operation, received a briefing on the operation and received follow-up data from Public Works Operation Staff. The Aerobic Subcommittee (joined by Hilary Gans) reviewed the information provided with the following objectives in mind: ,.. Minimize expenditures and use of resources. ,.. Minimize the need for stockpiling finished compost. ,.. Maximize the conversion of yard trimmings to compost. ,.. Minimize dust. ,.. Maximize compost quality. Based on these objectives, the Aerobic Subcommittee developed the specific recommendations contained in Section VII. Of the Task Force Report. B) 112012" and 112015 -2021" Recommendations The year 2012 is anticipated to be the year in which the current Palo Alto Compost Facility will cease accepting of yard trimmings, as a result of the landfill reaching full capacity. Therefore it was essential for the Task Force to develop recommendations for that timeframe. Initially two longer term recommendations were considered -one for 2015 and one for 2021. These were ultimately merged into one set of recommendations as it appeared that it may be possible to implement any of the alternatives studied by 2015. Experts advised the Task Force that approximately 4 years would be needed for permitting, CEQA, design and construction of an advanced technology facility. An additional 2 years may be needed for full consideration by all Palo Alto Commissions, Committees and the Council itself and for consultant selection, preliminary analysis and land acquisition. A total of 6 years may therefore be needed, and 2015 became the soonest achievable timeframe. In its final deliberations, the Task Force linked its 2012 and 2015-2021 recommendations by recommending a phased approach at a single site. For that reason, the time frames will described together below. C) Perspective Locations ("Where'? Initially, all sites were screened out for 2012 except Z-Best and the current Palo Alto (Landfill) site because the Task Force concluded that no other sites could be developed in time. However, the desire to avoid dedicated Parkland (the current site) and the desire to keep composting local, were both so strong, that the Embarcadero Road! Airport site was added back to the options, and ultimately selected. The recommendations (Section VII) recognize that the 2012 time frame may not be met, and it may be necessary to take yard trimmings to Z-Best in the interim. The Task Force recommendations make it clear that composting at the current Palo Alto site should not continue beyond the currently planned cessation Appendix H-l of yard trimming acceptance. This recommendation follows Council guidance that parklands only be considered "after all other non-parkland options have been pursued." Thus the recommended site is the vacant rectangle in the Southeastern corner of the Palo Alto Airport, augmented by adjacent Water Quality Control Plant land and the current roadway, totaling approximately 5.5 acres (see Figure 5 and 6). The key features of the proposed site are: ~ The site does not use parkland. ~ The site is local thereby minimizing transportation-derived greenhouse gas generation and toxic diesel fuel emissions. ~ The site is adequately sized, and could further draw upon about one- half acre of space within the water pollution control plant to arrive at a 6-acre facility for accomplishing most organic waste management. ~ As a plan that derives from the Council's immediate attention and City staffs action, there is greater assurance that the program of the Task Force will be pursued rather than forgotten if its direction were merely strategic toward 2020. There are no existing locations for local municipal-scale composting in Palo Alto unless a new site is developed. Any existing vacant land has multiple competing interests for its use, and is not a short-term practical choice. The Task Force also found that any facility in Palo Alto would optimally be located near the existing Water Pollution Control Plant given the benefit of proximity to its staff and physical infrastructure, generation of wastewater-derived organics (biosolids) which can be processed by the new facility, and production of treated water that can be used by composting and other organics management options with a minimum generation of GHa's to fulfill any water needs that may be required by present and future technologies. The City's potential take-over of the Palo Alto Airport by 2012 creates a possibility in which a new site can be developed concurrent with the time when a new site is needed. This would allow the City to control the use and development of the land as long as it does not interfere with airport operations. The Task Force realizes that safety considerations, potential conflicts with federal grants that may require the land to remain vacant past 2012, and other airport considerations may Appendix H-2 potentially require fine tuning of the proposed site boundaries. Vacant land between Embarcadero and the Water Pollution Control Plant is used for landscape screening, which the proposal addresses by providing an adequate and substantial landscape buffer to the new Embarcadero road site and all the way around the proposed site for greenery, and an existing bio-filter for odor control. There is an East Palo Alto sewer line and a 56-inch outfall line that may need to be re-routed if significant construction takes place. While the site is City-owned, it is not dedicated as parkland. There are expectations for screening that would need to be maintained or developed as part of this plan. There are also transportation impacts which are similar to existing transportation, but which are none-the-Iess impacts, which would interfere with access to the parkland. However, given the subtle change in Embarcadero's routing, little change might be noticed by Palo Altans. As background, another site option considered by the Task Force is located immediately Southeast of the Water Pollution Control Plant. This site is not recommended for several reasons. The site would be on parkland; The site's southern extent would have been constrained by the edge of the landfill's lift. The site would have interfered with anticipated screening between the Byxbee Hills Park and the water pollution control plant, and also have been too narrow and small to accommodate a practical operation. Its access would have also conflicted with the park. The option of leaving Embarcadero Road as-is could also be explored. In this case, composting would occur in the same approximated location, but without moving the road. This has inherent disadvantages caused by the need to landscape screen two facilities, and of limiting the storage at pre and post- processed organics. Also, it forces a need to transport biosolids across Embarcadero Road. D) "What?" (Type of Organics Processing) For the 2012 timeframe, an aerated static pile approach has been selected by the Task Force. A static pile approach uses blowers instead of a scarab windrow turner to provide air for the process, and uses fabric covers to control aeration. This approach is offered by several vendors and offers significant advantages including compactness, and dust and odor control. Figure 7 shows an aerated static pile compost by Gore that is representative of the technology. The existing windrow approach now applied appears to require more space, and entails greater heavy equipment usage during the compost process. The static pile could permit the beginning of food scraps composting from Palo Alto residences -a collection not offered by the City now. Given that the recommended site is near the airport, measures will taken to avoid attracting birds. Appendix H-3 Figure 7 taw material / Porous base Condensate trap Odor filter pile of screened corrIJ)OSt Because aerated static pile technology offers improvements over windrow composting, and yet is not a fundamentally different technology, it is believed to be the one more advance technology which· could be permitted in time. Staff discussions with the Air District find that permitting new urban sites for windrow composting will be very problematic due to dust and emissions issues. Air emissions from aerated static piles are controlled, and therefore it is believed that the Air District permit can be readily obtained. Task Force discussions with the Integrated Waste Management Board find them quite amenable to assisting with the appropriate permitting actions for the upgrade of operations at a contiguous, City owned location. The Embarcadero Road! Airport site is a contiguous, City owned site. Technologies which convert orgamc materials to energy ("conversion technologies") cannot be permitted, designed, and constructed in the 2012 time frame. The Task Force studied all of the types of conversion technologies and conducted a ranking exercise for them for the 2015-2021 timeframe. A ranking exercise was also conducted for sites for those technologies for the 2015- 2021 timeframe. The ranking criteria are shown in Figures 3 and 4. Task Force members individmilly assigned weightings to the criteria, and then numerically ranked the criteria. Criterion Decision Plus software was then used to compute overall scores for both the "Where?" (location) and the "What?" (type of process) questions. Figures 8 and 9 show the results of the overall Task Force ranking. Anaerobic Processing ranked highest and was selected by the Task Force as the recommended technology for the 2015-2021 timeframe. The key attributes of anaerobic processing are: ~ Low energy 'requirements ~ Production and capture of methane for energy production ~ Lower costs than high-temperature processes ~ Contained in a building with emissions controlled ~ Produces compost ~ Amenable to yard trimmings, food scraps, and sewage biosolids Appendix H-4 Aerated Static Pile (ECS) Anaerobic Dry Fermentation (Bekon/Havest) (BEKON Dry Fermentation Plant, Munich-Germany) Appendix H-5 The Embarcadero Road! Airport site was ranked in the top tier of sites for the 2015-2021 timeframe (Figure 10). The scores among the top tier sites were almost identical. The key attributes of the Embarcadero Road! Airport site are: };;-Can be augmented from 4 acres to 5.5 acres by combining with Water Quality Control Plant land and relocating Embarcadero Road. };;-Adjacent to Water Quality Control Plant with synergies for organics management };;-Not on parkland };;-Fills in land use between two industrial type facilities the Airport and the Water Quality Control Plant };;-Appears large enough for aerated static piles initially, with a transition to anaerobic processing in the 2015-2021 timeframe. Schedule and Task Elements for 2012 Compost Site at Embarcadero Road I WPCP Figure 10 City of Palo Alto Permitting Agencies Site Preparation For Aerated Static Pile Compost Center on Embarcadero Rd. Site Events 2009 2010 2011 2012 b ~c Di~ct N!r. ~ I tr.--bV...J.~-e-:-'---'''-;:--CJC.L.--CI-l·I CIWMB D~ ··I!w .... _ ........ 1-...................... , --, ~ : I PermIt f • BIAAQMD Re¥1IilDII". I i I Valli/I I ~Biil == A D~ 8III1d I fL-r' I I E) "When?" (Timeframes) 2013 New Compost Operation starts Accomplishing this project requires approvals by Palo Alto commissions, state regulatory agencies, an environmental impact report, and the design and construction of the project -all this within 26 months. Fortunately, the proposal may benefit from alignment of constituencies previous at conflict over the fate of Appendix H-6 local composting and parkland. The proposal maintains local compo sting without the use of parkland, and not interfering with other anticipated public projects. The schedule anticipates three broad scheduling elements: Palo Alto City governance, agency approvals, and project design and construction, all schedule elements constrained by key events. The key events that bracket the schedule include the end of composting at the current Byxbee Park (Landfill site) and the availability of the airport property through its transfer back to the City of Palo Alto. As a practical approach, the schedule anticipates the use of the Z-Best regional compost facility if the local compost operation cannot be readied by the time current compost operations must cease. City staff should maintain the ability to utilize the regional facility, but understand the goal to keep composting local, if possible and practical. Therefore a Z-Best regional option might be necessary for as much as 12 months. The following are additional schedule considerations: » City of Palo Alto Approvals. Staff has indicated an Environmental Impact Report (EIR) will likely be necessary for this project, a process that could take 18 months. While not a prerequisite for all development activities, it is on the critical path for the project. The EIR will be considered by the Planning and Transportation Commission as well as the City Council. Preceding the EIR, the City would need to procure planning and design contractors to develop the basis of a project and EIR. » State Permits. The Task Force visited with representatives of the California Integrated Waste Management Board (CIWMB). We found that the state seemed very accommodating to develop permitting approaches to facilitate a composting operation. This is evidence that composting is an alternative supported by the state instead of landfilling. The accommodation could include the ability to extend the boundaries of the disposal site to include new facilities. » Project Construction. The duration of the design and construction of the aerated static pile system has been derived from two representative vendors. The design and construction for shifting Embarcadero, and any necessary rerouting of the sanitary sewer from East Palo Alto would need to be developed, but within the broad constraints of the schedule do not seem critical. The schedule for this project will need to be vetted further. The ability to access airport land is critical to the success of the project, and the interest and approach to win use of this land should be pursued by staff. However the availability and general timing of this land is anticipated by this alternative. The Task Force should consider developing more details prior to completion of their study. Appendix H-7 F) Greenhouse Gasses Substantial greenhouse gas (GHG) reductions can be achieved first by diverting food and other wet organic wastes from landfill disposal, and then by moving to advanced anaerobic digestion technology for our wastewater, food scraps, and yard wastes. Non- local transport of our organic wastes contributes to GHG emissions, but as can be seen from the chart below, how we process our organic wastes matters much more than where that processing occurs. GHG Reduction Opportunity: 3% or more of Palo Alto Emissions landfilled FoodwoSI. & Compostabl.s Waslewaler Incineration Yard waste Composting '). estimate M&trIe Tons COre 100,000 90,000 80,000 70,000 60,000 50,000 ~o,ooo 30,000 20,000 10,000 Non-lOCQI_L.ii.i~ii.L. __ '-___ "'~_j1i2;..:.s:!.$J.;.iJ Transport . 2008 8aseline Wrth commercial Ioodwosle & yard waste composling With local Anaerobic; 'Digestion Food scraps and other moisture-rich compostable wastes quickly decompose in landfills, releasing substantial methane gas long before methane recovery systems are in place. Achieving the contract collection target of our new commercial, institutional, and multi-family residence (CIIIM) food scraps program will reduce methane emissions by at least 6,000 and as much as 15,000 metric tons (mT) of CO2 equivalent, depending on emissions model assumptions. Surpassing our collection target or implementing a single-family foodwaste collection program would reduce GHG emissions even more, The use of Advanced Anaerobic Digestion (AAD) facility to process our wastewater sludge, C/I/M foodwaste, and collected yard wastes would reduce C02 emissions by an additional 14,000 mT of C02 equivalent. A 50% increase G) Economic Impacts Due to the complex nature of the technologies, the proprietary nature of vendor information: and the lack of sufficient time, the Task Force was not able to complete a quantitative economic analysis of alternatives. The Aerobic Subcommittee completed initial work on the current Palo Alto compost operation and the Z-Best (Gilroy) alternative and this work is contained in Appendix G. A preliminary cost analysis of an aerated static pile operation at the Embarcadero Road/Airport site for 2012 was begun by Task Force members but engineering estimates do not yet exist. The next step City staff would have to take for this alternative is to prepare an engineering estimate, should Council so direct staff .. With respect to the 2015-2021 recommendations, engineering cost estimates of the alternatives do not exist. Such estimates would have to be made as part of a facilities planning process, which is one of the recommendations of the Task Force. Appendix H-8 ATTACHMENT B CITY COUNCIL MINUTES CITY COUNCIL MEETINGS ARE CABLECAST LIVE ON GOVERNMENT ACCESS CHANNEL 26 ==========AND BROADCAST ON KZSU. 90.1 FM========== Special Meeting October 19, 2009 STU DY SESSION I •••••• I ••••••••••••••••••••••• 11 ••• 1 ••••••••••••• 11 ••••••••••••••• ., ••••••••••••••• 216 1. Meeting with Senator Simitian Regarding State and Local Issues ......... 216 ORAL COMMUNICATIONS ....................................................................... 216 ACTION ITEMS ..................................... I •••••••••••••••••••••••••••••••••••••••••••••••• 217 2. Approval of Final Recommendations of the Compost Blue Ribbon Task Force ..... I •••••••••••••••••••••••••••••• I •• I ••• I •••••••••••••••••••••••••••••••••••••••••••••• 217 STUDY SESSION ....................................................•............. 11 ••••••••••••••• 229 3. Discussion of Federal Legislative Process and Preliminary Development of 2010 Federal Priorities ............................................................... 229 CITY MANAGER COMMENTS .................................................................... 230 APPROVAL OF MINU-rES .......................................................... III ••••••••••••••••• 230 ACTION I ... rEMS ..................................................... 111 •••••••••••••••••••••••••••••••• 231 4:-Colleagues ~4emo from Council ~4embers Espinosa, Kishimoto, and Schmid Directing Staff to Take Actions to Permit Early Opening of Portion of S"(xbee Parl< ......................................................................... 231 -5. Re'lie'..., of Community Supported Agriculture (GSA) Pilot Program at Palo Alto City Hall King Plaza and ~4alEe Recommendations for Continuation of the Program ........................................................... 231 6. Resolution 8992 entitled "Resolution of the Council of the City of Palo Alto Revising Green Building Standards for Compliance for Private, l\Jonresidential and Residential Construction and Renovation, and Review of Report on Implementation of the City's Green Building Ordinance. I' ••••••••••• III ....... : ........................................................................... 231 10/19/09 105-214 7. PUBLIC HEARING: Adoption of Two Ordinances: (1) Repealing Chapter 16.17 of the Palo Alto Municipal Code and Amending Title 16 to Adopt a New Chapter 16.17, California Energy Code, 2008 Edition; and (2) Repealing Chapter 16.18 of the Palo Alto Municipal Code and Amending Title 16 to Adopt a New Chapter 16.18, Establishing Local Energy Efficiency Standards for Certain Buildings and Improvements Covered by the 2008 California Energy Code .................................... 234 COUNCIL MEMBER QUESTIONS, COMMENTS, AND ANNOUNCEMENTS .......... 235 CLOSED SESSION ................................................................................. 235 &-CONFERENCE ¥JITH LABOR NEGOTIATORS ....................................... 235 ADJOURNMENT: The meeting adjourned at 12: 16 a.m ............................... 235 10/19/09 105-215 The City Council of the City of Palo Alto met on this date in the Council Conference Room at 6:05 p.m. Present: Barton, Burt, Drekmeier, Espinosa, Kishimoto, Klein, Morton, Schmid, Yeh arrived at 7:20 p.m. Absent: STUDY SESSION 1. Meeting with Senator Simitian Regarding State and Local Issues. The City Council met with State Senator Joe Simitian to discuss Statewide issues of concern to Palo Alto. Senator Simitian began the session by providing an overview of the State budget challenges. Next, Deputy Administrative Services Director, Joe Saccio described the issues related to Comcast charges for access to the I-Net system under the City/s cable TV franchise. The Council and Senator Simitian then discussed current issues related to the High Speed Rail project. Director of Planning and Community Environment, Curtis Williams then expressed the City/s concerns with implementation of SB375 related to regional planning. Lastly, Environmental Compliance Manager, Phil Bobel thanked Senator Simitian for his leadership on various environmental issues related to water, in particular the return of unused pharmaceuticals. Mayor Drekmeier announced that there will not be a Closed Session at the end of the Council meeting. ORAL COMMUNICATIONS Christopher Earl, Akeena Solar Marketing Manager, Los Gatos, said Akeena Solar would be sponsoring the 2nd Annual Mayor1s Cup Challenge which was part of the 5th Annual Applied Materialsl Silicon Valley Turkey Trot. The City of Palo Alto would compete with the Cities of Cupertino, Milpitas, and Mountain View and a Mayor1s Cup presented to the winning city and displayed locally. Sherri Sager, Lucille Packard Children/s Hospital, said the Children/s Hospital would be sponsoring the 5th Annual Kid/s Fun Run. The event raises money for the Santa Clara County Housing Trust, Second Harvest Food Bank, and Childrenlsl Health Initiative. 10/19/09 105-216 Timothy Gray, 4173 Park Boulevard, spoke regarding the importance of local elections to be free from undue influence by outside special interest groups and should be open and fair. He expressed the importance in following the lead of the Fair Political Practices Commission. ACTION ITEMS 2. Approval of Final Recommendations of the Compost Blue Ribbon Task Force. Public Works Department Environmental Compliance Manager, Phil Bobel, said the following presentation would include hearing from the. Compost Blue Ribbon Task Force (BRTF), statements from the City Attorney's Office, and comments from the Airport community. He said the BRTF held 20 meetings in 6 months. Blue Ribbon Task Force Co-chairperson, Craig Barney gave a presentation as outlined in Staff Report CMR:402:09 and an overview of the Compost Task Force Final Report. The Council had directed the BRTF to determine a way to handle the City's organic materials management problems in terms of: 1) Short-term Improvements to current operations, 2) Environmental impacts of alternatives, 3) Economic impacts of alternatives, 4) Permitting of alternatives, 5) Prospective locations of alternatives, and 6) Energy generation of alternatives. Recommendations fell into three timelines. The immediate timeline was the possibility of modifying the existing compost operation currently located at the landfill. The mid-term recommendations focused on closing the landfill, when it no longer could accept Palo Alto's composting materials with a projected date of 2012 or 2013. The longer- term recommendation was 2021 requiring a more involved technology. The key recommendation was for the City to establish an Aerated Static Pile, at the Embarcadero Road Airport site by 2012. Composting material would be transferred to Z-Best through the Smart Station in Sunnyvale until the Aerated Static Pile operation was completed in 2012. A dry Advance Anaerobic Digestion (AAD) facility would be established at the same location. It was technology that could take on larger inputs, process wastewater sludge, and food and yard wastes. The goal was to treat all organics the City generated. The recommended technologies had been used and proven and the process would be done locally. Reducing greenhouse gases was a primary consideration and local sites were being considered. 10/19/09 105-217 Blue Ribbon Task Force Co-chairperson Cedric de La Beaujardiere presentation included the technical portion of the process as outlined in the BRTF Final Report. Senior City Attorney, Cara Silver said Staff did not have the opportunity to review the mid-and long-term recommendations. There were legal hurdles that had to be addressed regarding the Airport site that include: 1) The Federal Aviation Administration's (FAA) objecting to the proposal because the Embarcadero Road site violated certain FAA grant conditions that were in effect through 2026. A compositing facility at that site was too close to the airport and would create hazardous situations of wildlife interfering with airplane flight patterns. Further discussions needed to take place to determine whether issues were non-starters or to try to reach a resolution through negotiations; 2) The Baylands Master Plan could require amending the permitting of compositing sites; 3) Currently, the Airport was governed bya lease with the County of Santa Clara through 2017. Use of the airport site prior to that date would require the County's consent; and 4) Other agencies could exercise jurisdiction over the airport site, including the Army Corp of Engineers and the State Lands Commission. The City Attorney's Office was willing to analyze these issues in more detail but wanted to raise them during the preliminary stages of the process. Ralph Britton said the airport community was not in favor of placing the composting facility at the airport site. The Baylands Master Plan had restrictive guidelines against buildings on the site. A City Auditor's Report was completed that assu red the operation was profitable and the airport had the capability of standing on its own. Currently, the open land was used for helicopters serving medical needs, training, and personal transportation. Composting piles were subject to rodents and birds. One of the key features of the airport was to operate independently of any public funding other than Federal funding. Council Member Burt asked how the airport community felt about the possibility of dedicating 8-10 acres of the northern portion of the site as parkland. The concept was if the BRTF's recommended alternative could not be reconciled with airport use, the upper strip of the 22 acres and a strip of land parallel to the levy, adjacent to natural habitat, would be taken as potential future parkland in exchange for the land desired by the BRTF. The area ~was adjacent to the Wastewater Treatment Plant along with the current recycling center and the undedicated five acres of the former landfill. This plan would require an election. 10/19/09 105-218 Mr. Britton said he was unsure of the FAA's concerns and that the FAA might want to weigh in on the suggestion. Council Member Espinosa needed clarification as to why Staff was in disagreement with the BRTF recommendations. Mr. Bobel said Staff had concerns with both dealing with the day-to-day operations and the BRTF recommendations to condense the current working area. Staff was able to go forward with 75 percent of the recommendations. Bob Wenzlau, BRTF member said the Task Force felt Staff understood their intent and honored their disagreement. The BRTF did not find any reason to revisit the issues and try to persuade Staff. The Windrow Composting was ending and wanted to have a smooth closure and solution was necessary. Council Member Espinosa asked what the qirport business plan was and the timeline for coming back to the Council. Deputy City Manager, Steve Emslie said a draft of the plan was being prepared and scheduled to return to the Finance Committee in December. Council Member Espinosa raised concerns as to why the City Attorney's Office had not had the opportunity to review the proposal and requested a timeline for review. Ms. Silver said the City Attorney's Office had not had the time to analyze the actual legal obstacles of the airport site which required more analysis in giving a definitive opinion. There also needed to be consultation with the FAA. Council Member Espinosa asked whether the process had begun. Ms. Silver said a meeting was held with the FAA at a lower staff level and was too premature to begin full discussions until the Council gave direction to pursue the airport site. Mr. Bobel said legal and technical issues had to be discussed with the FAA and the County. FAA wanted a proposal that would meet their concerns in controlling the bird problem issue. A plan had not been started and Staff needed the time to develop the plan. Staff felt it was prudent to get direction from the Council. 10/19/09 105-219 Vice Mayor Morton said there seemed to be a general agreement that the six acres needed to be somewhere close to the Water Treatment Plant. He asked if the land being looked at was in Bixby Park, but noted all of the land was within the Baylands; and whether the land being referred to was dedicated parkland beyond Bixby Park or was the word dedicated parkland and Bixby equivalent. Mr. Bobel said they were not equivalent. The 22.5 acres was part of the airport and not in dedicated parkland. The landfill area was dedicated parkland and the 2.3 acres above the landfill was also dedicated parkland. Emily Renzel said the Palo Alto Municipal Code, stated the Baylands Park along with the Bixby Recreational area and everything within the Baylands was publicly owned in 1965. It was dedicated parkland except for five sites; the airport, the sewage plant, the Municipal Services Center (MSC), a small PASCO site of one acre, and a small gas-up station at Geng Road. The Baylands Master Plan covered both park dedicated and non-dedicated sites. Council Member Yeh asked whether the anaerobic process was the only process being studied and why both the aerobic and anaerobic process required six acres of space. Mr. Bobel said more than half of the area would be for the actual digester or piles. The remaining portion would be for truck turn-around, storage, and ancillary areas. Entrances, exits, and the shape of the facility also had to be considered. Mr. de La Beaujardiere said the initial processing of materials or anaerobic digestion occurred within a building. The post processing would be placed in piles for distribution. Council Member Klein spoke of the landfill as not being an appropriate site for the facility. He asked if the land being referred to was the same area Council Member Burt spoke of as the trade off for the six acres. Additionally, he asked if the areas labeled 9, 1, 2, and 6 in the Report were disqualified for use of the facility. Mr. de La Beaujardiere said Area 9 was slated to be filled with the landfill and would need to be excavated in order to use the land. Areas 1, 2, and 6 were the Water Treatment Plant. 10/19/09 105-220 Council Member Klein asked whether Areas 1, 2, and 6 with some acquisition of existing commercial land would be a viable alternative. Mr. de La Beaujardiere said it would be. Council Member Klein referred to the Report, page 12, and asked for clarification on the statement recommending the City consider amending the Green Waste Agreement and to add the pick up service in residential green bins as soon as possible. Mr. de La Beaujardiere said he did not know what the estimated cost would be but the City had created a new contract for picking up organics to include food scraps from all businesses and multi-family residences having 5-units or more. There was a plan to expand to cover all residences within the City and believed it should be implemented sooner rather than later in order to get food scraps out of the landfill. Council Member Klein asked what the cost would be and how long it would take to develop a plan for FAA discussion. Mr. Bobel said it would take a few months to gather the information. The only thing that would satisfy the agency was a plan to address and prevent the bird problem. The cost to design the Aerated Static Pile was $3 Million and an estimated cost would be approximately $100,000 for a meaningful plan. The funds would come from the Refuse Fund. Council Member Schmid raised concerns regarding the health issues that surround the composting process. Mr. Bobel said compost piles contained coliform but Staff recognized it was not a likely source of the problem. Reclaimed water would be used at the composting facility exclusively until testing confirmed that reclaimed water was contaminating the compost. Compost plies would be tested for coliform. Council Member Schmid asked whether the Council was being asked to extend the life of the' landfill by voting to accept recommendations that contained the date "2012"; and would the City be liable for the $7 million annual payment. Mr. Bobel said he would try and answer for the BRTF since it was technical. Recognizing that concern, Staff tried to be careful in all the recommendations to say 2012 or when the landfill closed. The reason for 10/19/09 105-221 the language was because it was not really when the landfill closed. It would be when acceptance of garbage ceased, but still accepted the yard trimmings for six months in order to get enough compost for the final cover. It was accurate to say that it would be in the beginning of 2012 when yard waste no longer would be accepted at the compost facility and required an alternative home. Mayor Drekmeier asked if the anaerobic process entailed getting a new permit. Mr. Bobel said it would. Mayor Drekmeier asked whether the Calaveras Fund could be. used for the anaerobic digestion facility. Mr. Bobel said he could not provide the answer since it was not within the expertise of the BRTF members. Mayor Drekmeier asked whether an economic evaluation was completed. Mr. Bobel said he felt an economic evaluation would require the expertise of a consultant. Mayor Drekmeier asked what the feasibility was in reshaping the landfill to create six acres of flat space. Hilary Gans, BRTF member said it would require an engineering study, but could be done with the existing eqUipment currently on the site. Mayor Drekmeier asked Staff for feedback regarding the middle and final step of aerated static piles and the anaerobic process. Mr. Bobel said the BRTF had analyzed the technology and concluded the next step would be the aerated static pile. The current and most favorable in the market was the dry Advance Anaerobic Digestion (AAD).· The safest route to take would be to move forward with one step but not both at the same time. Mayor Drekmeier asked if it was a timing or financial issue. Mr. Bobel said it was both. The aerated static pile could be used as an integrated part of the AAD. 10/19/09 105-222 Vice Mayor Morton said with respect to recommendations (B) through (I) in the Executive Summary Report, the Council could request Staff to provide the costs and challenges that involved the northern versus the southern location. Council Member Kishimoto asked for the size of the land south of the landfill and what would it take to smooth out the landscaping. Mr. Bobel said a review of the existing plan would need to take place to stay within the engineering guidelines. Ms. Renzel said everything including the sewage tr,eatment plant was landfill. The Water Quality Control rules required certain slopes to eliminate standing water in the landfill. The steep slopes made the land difficult for park use. Council Member Burt asked what the cost would be in the trade off between using an aerated static pile for a few years before moving into a . long-term anaerobic digestion system. Mr. Bobel said he did not have an answer. Mr. Wenzlau said the BRTF felt there were more reasons for the interim solution rather than introduce a new technology. It accomplished getting the permit and having the City maintain the expertise in composting. Council Member Yeh asked who owned the 3.6 acres as indicated in Staff Report CMR:402:09, 2021 Location Screening, Appendix 0-4. Mr. Bobel said it was privately owned. Council Member Yeh asked if the sale price was known. Mr. Bobel said he did not have the total dollar amount for the three buildings. The middle building sold for half-a-million dollars, but did not know the sale, price on the other two buildings. He estimated $10,000,000. Stanley Peters, Menlo Park, spoke regarding the safety issues of moving a landfill closer to an airport runway and how it would increase the risk and frequency of damaging events. He said safety as well as cost should be taken into consideration in making a decision. 10/19/09 105-223 Harry Hirschman, Palo Alto, BRTF member said the Task Force did not have the opportunity to complete the economic evaluations which included the cost of operating the Windrow System, compared to shipping materials to the Smart Station, and the cost of the Smart Station to take green waste and not food waste. The Smart Station cost would increase significantly if food waste was included. Mark Deem, 685 Sierra Avenue, Mountain View, encouraged completing a trade-off analysis and the cost and challenges in dealing with the FAA, the County, and other stakeholders of the Embarcadero/Airport site versus City- controlled areas. Chuck Byer, 1170 Hamilton, said he viewed the airport as being a precious resource. It provided emergency, life-giving, business, and recreation services. He urged the Council to table the report until economics were clarified. Susan Stansbury, 741 Josina Avenue, spoke regarding reducing greenhouse gas emissions. She suggested looking at innovative technology in ways to address a global issue. Debbie Mytels, 2824 Louis Road, said in an effort to find a solution to yard waste composting, the BRTF found methane from food waste was another significant problem. By utilizing all of the City's biosolid waste, the proposal also tackled a problem of handling solid waste from the Water Treatment Plant. It had the capability of burning the waste stream to produce a new source of energy which could be used for electric generation. Enid Pearson said she supported the short-term recommendation to 2012 and urged the Council to begin the process of diverting food and organic waste from landfill disposal. She was in support of ending the current compost operation on Bixby Park, taking yard trimmings to Z-Best facility, opening the landfill and to not prolong the closure. She urged the Council to begin the study on an aerated static pile compost facility. David Creemer, Joint Committee Relations Committee for the Palo. Alto Airport (JCRC) Chair, said his group wanted to be involved and should have been invited to partiCipate in the BRTF process. Herb Borock, P.O. Box 632, said he supported the short-term recommendations and asked how the commercial customers would be notified in using the landfill again. The BRTF's long-term recommendations 10/19/09 105-224 focused more on the process of what to do rather than the importance of the location. He asked whether the interim solution was necessary. Larry Shapiro said he supported the airport as well as composting. The issue was location. The airport community suggested placing the new composting operations south of Palo Alto Airport, across the street from the airport, behind the trees, eliminating the cost of moving Embarcadero Road and the underground pipes and disrupting the view. All could be done in the City's desired timeframe. MOTION: Vice Mayor Morton moved, seconded by Council Member XXXX to: 1) Accept the September 9, 2009 Palo Alto Compost Task Force Final Report (Report) submitted by the Compost Blue Ribbon Task Force (BRTF), 2) Direct Staff to implement the short term recommendations for current compost operations contained in the BRTF Report as modified by the Staff response, 3) Request Staff provide economic impacts of relocating composting to the north site Number 4 and expanding the south site of 2.3 acres to the required 6 acres, and 4) Confirm direction to Staff that commercial garbage disposal at the Palo Alto Landfill is to resume following Council action on the BRTF recommendations. MOTION FAILED FOR LACK OF SECOND MOTION: Council Member Barton moved, seconded by Council Member XXXX to: 1) Direct Staff to evaluate the FAA issues from a cost and schedule point of view, 2) Look at the transition between the two composting systems, and 3) Work closely with airport community for potential options on the airport site. Council Member Espinosa, for clarification asked Council Member Barton if he was suggesting adopting any of the recommendations listed in the Report. Council Member Barton said he was more focused on the bigger picture but was open to discussion. MO:rION FAILED FOR LACK OF SECOND MOTION: Council Member Burt moved, seconded by Council Member Klein to: 1) Accept the September 9, 2009 Palo Alto Compost Task Force Final Report (Report) submitted by the Compost Blue Ribbon Task Force (BRTF), 2) Direct Staff to implement the short term recommendations for current compost operations contained in the BRTF Report as modified by the Staff 10/19/09 105-225 response, 3) Request Staff return with analysis and recommendation of whether to incorporate an interim solution of aerobic static pile composting or consider offsite composting on an interim basis, and 4) Staff to evaluate the two options (Embarcadero Road/Airport site and 5-6 acres in the northwest corner of the current landfill site) on the locations. INCORPORATED INTO THE MOTION WITH THE CONSENT OF THE MAKER AND SECONDER: 1) Staff to consider an option of partnering with other city(ies), 2) Staff to consider whether other locations on Embarcadero Road could work, taking no more than 90 days, and 3) Consideration of the airport would not have any negative impact on its operatiol)s, finances, or relationship with either the FAA or Santa Clara County. Council Member Yeh asked whether Staff had considered the 3.6 acres and the adjoining one acre of land by the facility. IVlr. Bobel said the area contained an air-pollution control device and underground sewer lines which made it not 100 percent available. Council Member Yeh said he wanted to know what the different options were for the north and south end of the area and the economic analysis to see what the cost benefit was between the different sites. He was in favor of having local generation through an anaerobic facility. Additionally, if the facility could be constructed on the 4.6 acres it would not require an FAA process or having to utilize parkland. Mr. de La Beaujardiere said he tried configuring the dry anaerobic composting on the 3.6 acres and it would not fit. Mr. Bobel said the BRTF recommendation was to find six acres. There were consultants that felt the facility could fit but Staff found it to' be extremely tight. SUBSTITUTE MOTION: Council Member Schmid moved, seconded by Council Member Yeh to: 1) Accept the September 9, 2009 Palo Alto Compost Task Force Final Report (Report) submitted by the Compost Blue Ribbon Task Force (BRTF), 2) Direct Staff to implement the short term recommendations for current compost operations contained in the BRTF Report as modified by the Staff response, 3) To explore the longer term possibility for an anaerobic digestion site, and 4) To direct Staff to continue accepting commercial garbage disposal at the Palo Alto Landfill. 10/19/09 105-226 Council Member Schmid said his intent was to open a range of possibilities of looking into different sites, locations, and economics. It would put a longer term focus of getting into the anaerobic process, allow dropping the interim step, and keep the BRTF's momentum generated. Council Member Yeh felt it was a short diversion from the ultimate goal by moving forward with the anaerobic process. Council Member Espinosa said he supported the original Motion. Council Member Kishimoto needed clarification on the Substitute Motion. She wanted to know whether the long-term was being focused on and if the maker of the Motion was saying not to pursue the intermediate step of the aerated static pile. Council Member Schmid clarified his suggestion was to focus on the long- term goal and to look back after a decision was made on the best location, place, and timing. A determination could then be made if an interim step is feasible. It would open up discussion but would be a secondary long-term goal. Council Member Kishimoto asked whether the City would be shifting away from the Windrows System. Council Member Schmid said yes but not until the decision was made on location a nd site. Council Member Kishimoto asked for clarification regarding the Main Motion and what was being viewed as interim and long-term. Council Member Burt said it was to evaluate the two different locations and to request Staff to return to the Council with additional information on cost impacts and feasibility and whether to move forward with the interim approach. The Amendment was in support of a long-term anaerobic approach and to evaluate potential partnership with other cities. Council Member Kishimoto asked if an evaluation was going to be done on the Wastewater Treatment Plant. Mr. Bobel said it would be done in 2010. 10/19/09 105-227 Council Member Kishimoto asked Staff whether north or south was preferable in having the long-term solution. Mr. Bobel said he was referring to the biosolid portion and not the yard waste portion. He raised concerns as where to place biosolids in the facility if the process changed. The odds of fully incorporating the yard waste and food waste was not probable. It would mean having to look at areas outside the fence. Council Member Kishimoto said the Report did not address green waste reduction and incentives to reduce the need of having a massive composting facility. Mayor Drekmeier was in favor of the anaerobic process and urged the Council to move forward toward an anaerobic composting system. He said the BRTF did a good job in treating' parkland as a second priority but felt the need to take a more serious look at that option. The landfill was a more favorable site than the airport since the City had full control over it, less visible from the Embarcadero, and was already heavily impacted. He was in favor of doing the 2 for 1 trade of the parkland, including the triangle of the 2.6 acre of the Bayland and a portion of the runway. He supported the original Motion. Council Member Klein supported the original Motion and would vote against the Substitute Motion. AMENDMENT: Council Member Kishimoto moved, seconded by Vice Mayor Morton to add the condition that any undedicated parkland would be offset by twice the dedicated parkland elsewhere. AMENDMENT FAILED: 3-6 Drekmeier, Kishimoto, Morton yes INCORPORATED INTO THE SUBSTITUTE MOTION WITH THE CONSENT OF THE MAKER AND SECONDER to Change Number 4 above to \\Evaluate deferring accepting commercial garbage until the south option can be evaluated with any impacts on the need to reduce the grades, and this action would not extend the life of the landfill." SUBSTITUTE MOTION FAILED: 4-5 Kishimoto, Morton, Schmid, Yeh yes INCORPORATED INTO THE MOTION WITH THE CONSENT OF THE MAKER AND SECONDER: 1) Staff to work closely with the airport 10/19/09 105-228 community in the development of any proposals, and 2) Staff to take into consideration the Airport Business Plan being developed. AMENDMENT: Council Member Kishimoto moved, seconded by Council Member Schmid to ask Staff to preliminarily evaluate the proposal to move the airport helipad to another location. AMENDMENT FAILED: 2-7 Kishimoto, Schmid yes MOTION: Council Member Klein moved, seconded by Council Member Espinosa to Call the Question. MOTION TO CALL THE QUESTION PASSED: 6-3 Drekmeier, Schmid, Yeh no MOTION AS AMENDED PASSED: 6-3 Kishimoto, Schmid, Yeh no MOTION: Mayor Drekmeier moved, seconded by Council l"1ember Yeh that it is the intention of the City Council to move toward on an anaerobic composting system. MOTION PASSED: 9-0 STUDY SESSION .3. Discussion of Federal Legislative Process and Preliminary Development of 2010 Federal Priorities Assistant to the City Manager, Kelly Morariu introduced the City's new Federal legislative advocacy firm, Van Scoyoc Associates, and the firm's representatives, Steve Palmer and Thane Young. Mr. Palmer and Mr. Young introduced themselves, provided an overview of their professional backgrounds, and described the experience and qualifications of their firm. Mr. Palmer and Mr. Young then reviewed the current legislative climate in Washington, DC and the rationale for maintaining a federal legislative advocacy program. Ms. Morariu then reviewed the existing Federal legislative priorities and provided suggested priorities for the upcoming year. The Council provided feedback and input on these suggested priorities. The study session ended with a review of the Federal legislative calendar. 10/19/09 105-229 March 8, 2010 REVISED HONORABLE CITY COUNCIL City of Palo Alto SUBJECT: Appointment to the Planning and Transportation Commission for one unexpired term ending on July 31, 2012. Dear Council Members: On Monday, March 8, 2010 the City Council should vote to appoint one commissioner to an unexpired term ending July 31, 2012. The Candidates are as follows: Brent Butler Nakul Correa Leon Leong Corey Levens Gordana Pavlovic Greg Tanaka Voting will be by paper ballot. Five votes are required to be appointed. The first candidate to receive at least five votes will be appointed. Respectfully submitted, Ronna Jojola Gonsalves Deputy City Clerk cc: Donna Grider, City Clerk Curtis Williams, Staff Liaison TO: HONORABLE CITY COUNCIL FROM: CITY MANAGER DEPARTMENT: PUBLIC WORKS DATE: MARCH 8, 2010 CMR:146:10 REPORT TYPE: CONSENT SUBJECT: Approval of a Three-Year Extension to the Agreement with the United States Geological Survey in the Amount of $186,000 for San Francisco Bay Monitoring RECOMMENDATION Staff recommends that Council approve and authorize the City Manager or his designee to execute the attached extension to Contract No. C05109138 with the United States Geologic Survey (U.S.G.S.) in the amount of $62,000 per year for a total of $186,000 to monitor pollutants in clam tissue and sediments and to monitor ecosystem diversity in the Palo Alto Baylands area of San Francisco Bay during calendar years 2010-2012. DISCUSSION Project Description The work to be done by the U.S.G.S. consists of two parts. Part I provides for sampling and analysis of tissue from clams and sediment found in the mud flats near the discharge point of the Regional Water Quality Control Plant (R WQCP). Part IT provides for monitoring of the number and diversity of the benthic organisms and the reproductivity of the clams. The monitoring is required by the San Francisco Bay Regional Water Quality Control Board (Regional Board), whiCh regulates the discharge of treated wastewater to the Bay by Palo Alto. The sampling will cover a three-year period (calendar years 2010 -2012), and continue the work approved by Council and completed during the past three years (CMR:197:07). .... ~ The results to date show dramatic decreases in pollutant levels in the clams compared to the early 1980s when pollutant discharges from the RWQCP were much greater. Part IT of the program has shown that the clams are better able to reproduce and that certain other benthic organisms are on the increase, consistent with a less contaminated environment. Selection Process The U.S.G.S. has collected clam and sediment data adjacent to the Palo Alto discharge point since 1974. Much data on diversity and clam reproductivity has also been collected at that location. No other consultants or institutions have the unique capability to analyze pollutant and ecosystem trends in the vicinity. The work done by the U.S.G.S. for Palo Alto to date has been exemplary and received nationwide recognition. The U.S.G.S. does not charge Palo Alto for the full cost of the sampling program, but only for incremental costs associated with Palo Alto's required monitoring. CMR:146:10 Page 1 of2 The Regional Board and the City wish to take advantage of the knowledge, experience, and efficiency in analyzing and interpreting data.that the U.S.G.S. is able to bring to this project. For these reasons, the U.S.G.S. has been declared a sole source provider of the required services. RESOURCE IMPACT The total cost of the three-year agreement is $186,000. First year costs in the amount of $62,000 will be funded from fiscal year 2009-10 operating budget of the RW QCP. It is anticipated that funds for the second year ($62,000) and the third year ($62,000) will be included for in subsequent base budgets. The agreement acknowledges that it is "subject to the availability of appropriations". As with almost all RWQCP expenditures, approximately 113 of expenditure comes from Palo Alto funds and approximately 2/3 comes from the other partners of the Plant. POLICY IMPLICATIONS Approving this continuing monitoring program does not have any new policy implications. ENVIRONMENTAL REVIEW The monitoring program does not constitute a project under the California Environmental Quality Act and, therefore, an environmental assessment is not required. ATTACHMENT Attachment A: Agreement with U.S.G.S. PREPARED BY: DEPARTMENT HEAD: CITY MANAGER APPROVAL: -----~-------------------------PHIL BOBEL Manager, Environmental Compliance Division Ii 1, f:kr: GLENN S. ROBERTS Director of Public Works J KEENE . . Ci anager Page 2 ATTACHMENT A Customer #: CA228 Agreement#: 04H4CAWROOOOIO TIN#: 94-6000389 Fixed Cost Agreement: Yes UNITED STATES DEPARTMENT OF THE INTERIOR U.S. GEOLOGICAL SURVEY AMENDMENT OF JOINT FUNDING AGREEMENT FOR WATER RESOURCES INVESTIGATIONS This is Amendment 2 for USGS Joint Funding Agreement 04H4CA WROOOOI 0 (Reference Palo Alto City Contract #C05109138 dated January 1,2004. 1. The parties hereto agree that subject to the availability of appropriations and in accordance with their respective authorities there shall be maintained in cooperation Near Field Receiving Water Monitoring of (1) Tissues and Sediments and (2) Benthic Community herein called the program. 2. Paragraph 2a of the agreement's period ofperfonnance is hereby extended by 3 years to now read as follows. (a) $0 by the party of the first part (USGS) during the period January 1,2004 to April 30, 2013 3. Paragraph 2b ofthe agreement's funding amount is increased by $186,000 and the agreement's period ofperfonnance is hereby extended to now read as follows: (b) $558,000 by the party of the second part (City of Palo Alto) during the period January 1,2004 to April 30, 2013 4. The Billing Tenns and Conditions listed in Paragraph 2b of the agreement are now changed to read as follows: The city of Palo Alto will allocate funds for this project annually to the USGS in increments of the following for Part (1), $41,000 in 2004, $41,000 in 2005, $41,000 in 2006, $41,000 in 2007, $41,000 in 2008, $41,000 in 2009, $41,000 in 2010, $41,000 in 2011, $41,000 in 2012; and the following for Part (2), $21,000 in 2004, $21,000 in 2005, $21,000 in 2006, $21,000 in 2007, $21,000 in 2008, $21,000 in 2009, $21,000 in 2010, $21,000 in 2011, and $21,000 in 2012. Upon completion of work, the City of Palo Alto will pay USGS $62,000 in April 2005, $62,000 in April 2006, $62,000 in April 2007, $62,000 in April 2008, $62,000 in April 2009, $62,000 in April 2010, 2011, $62,000 in April 2012, and $62,000 in April 2013. 5. Additions made to the existing Statement of Work are attached as pages numbered 1 to 35. 6. All other tenns and conditions of the original agreement remain unchanged. UNITED STATES DEPARTMENT OF THE INTERIOR U.S. GEOLOGICAL SURVEY ,/ -/)) BY:~/J~ (Signature) , Keith R. Prince (Name) Branch Chief (Title) / Date: { ~; 12 u /0 I I CITY OF PALO ALTO Sr. Asst. City Attorney By::::::---:----:-_______ -- (Signature) (Name) (Title) Date: ___________ _ COMBINED PROPOSAL TO THE CITY OF PALO ALTO: NEAR FIELD RECEIVING WATER MONITORING January 1, 2010 through December 31, 2012 U. S. GEOLOGICAL SURVEY . Janet Thompson, Dan Cain, and Samuel Luoma 345 MIDDLEFIELD ROAD MENLO PARK, CA 94025 1 Table of Contents Executive Summary 3 Tissue and Sediment Proposal 5 Introduction 6 Objectives 9 Monitoring Program Approach 10 Budget 19 Bent,hic Community Proposal 20 Introduction 21 Objectives 23 Approach 25 Budget 33 Executive Summary of Past Findings Since 1976, USGS personnel have assessed trace metal concentrations in sediments and sediment-dwelling species and have profiled benthic community structure in the vicinity of the discharge of the Palo Alto Regional Water Quality Control Plant (PAR WQCP). Ancillary factors that could affect metal concentrations (body weight in animals, characteristics of sediment, salinity) and benthic community structure (exotic species invasions, pelagic food availability, and weather anomalies) have also been measured during this time. These studies initially found exceptionally high concentrations of copper and silver in mud-dwelling animals from this area and strong seasonal variability in concentrations that confounded some interpretations. Additional studies documented that these contaminants were present in enriched concentrations throughout the food web, including birds from the area. The two metals that were enriched at this site reached levels unprecedented in the literature for such species and the levels were much greater than seen elsewhere in the Bay: annual mean concentrations for copper and silver in Macoma petalum, the clam used to monitor metals at the site, were 287 flg/g and 105 flg/g respectively, in 1980. During this period of enriched metal concentrations, reproductive activity in M petalum was very low. This is believed to be due to silver inhibition of reproductive tissue development. The benthic community also showed signs of environmental stress during this time. The community was dominated by opportunistic animals (organisms capable of fast invasion and spread in disturbed environments) that lived on the surface of the mud in tubes or as shelled animals, brooded their young, and fed on waterborne particles. Concentrations of copper and silver declined in both sediments and M petalum after 1981 as the P ARWQCP improved its waste treatment facilities .. The downward trends in copper in sediments and in the clam corresponded with reduced Cu discharges from the P ARWQCP. The mudflat environment where this animal lives is quite complex and variable from year-to- year. Sediment composition (for example mean particle size and organic content), salinity, and other factors varied seasonally and from one year to another. However, over a long period of study (32 years) none of these factors displayed sustained directional trends that corresponded to the changes in metal concentrations, metal effects, or benthic community changes. The only unidirectional change in an environmental factor during this period was the decline in metal inputs from the waste treatment plant during the 1980s. Coincident with the decline in copper and silver in the sediment and clams, the reproductive activity of the clam greatly increased such that the periods of reproductive activity now exceed the periods with no activity. The benthic community also responded to this changed environment. Opportunistic species became less dominant and now there are more equally dominant, equally persistent, non-opportunistic species. The community, which was previously dominated by surface dwelling, brooding species, is now composed of species with varying life history characteristics. In particular, species that lay their eggs in the mud and feed by burrowing through and consuming the mud, which were previously rare in the community, have increased in abundance. The changes to the benthic community are "young" by the standards used to measure stability in estuarine benthic communities and patterns that are barely visible now may become more apparent in the future. Since the significant reductions in the 1980's, concentrations of Cu and Ag in sediments and clams have remained relatively low, fluctuating modestly but without a sustained temporal trend. For example, since 1991 copper and silver concentrations in clams averaged 40 and 3.9 3 Jlg/g, respectively. Positive excursions occurred in 1992-1996 when concentrations averaged 59 Jlg/g Cu and 6.2 Jlg/g Ag, but concentrations after this period typically ranged between 30-40 Jlg/g and 2-3 Jlg/g Ag. The lower range ofCu concentrations are comparable to the lower range of values from other sites within the Bay (20 -30 Jlglg), and therefore could mark the approach of a regionally-defined baseline concentration. Although Ag remains elevated it was only 3 percent of the maximum value observed in 1980. Importantly, since 1991 annual variations in metal concentrations in M petalum do not correlate with discharge of Cu and Ag from P ARWQCP, suggesting that variations in tissue metal concentrations due to metals discharged from the plant can not longer be distinguished against the background of other variables .. A concurrent study was conducted at San Jose for a few years and those results suggested that trends in the 1990's were driven by regional factors, not by changes at individual waste treatment facilities. The legacy of contamination held in regional sediments appeared to be more important than local factors. Other metal contaminants have also been monitored since the early 1990's (including selenium and mercury). For all metals studied, regional influences and year-to-year differences appear to be much more important in determining exposures of bioavailable metals to clams than does the local influence of the PARWQCP (again, when compared to studies at San Jose). These studies demonstrated the effectiveness of changes in waste discharges that followed passage of the Clean Water Act in 1972. Metals were important pollutants in South Bay in the late 1970's through 1980's, and local discharges were an important source of those metals. Although metal contamination of the Bay has receded as the local facilities implemented different and better treatment technologies, human impacts on the Bay ecosystem will continue. Events that have the potential of altering the observed contamination in the system include: (1) the ongoing salt pond restoration which could mobilize old and new sediments and change the hydrodynamics of South Bay, (2) the recent changes in the copper standard for South Bay by USEPA, and (3) new technologies, such as the rapidly expanding commercialization of consumer products utilizing metallo-nanoparticles. An important implication of our recent findings is that effects on metal contamination from these changes have not proven to be sufficient to be detectable in the present South Bay environment Recent changes in the seasonal pattern of phytoplankton growth and accumulation (blooms) in south bay are also likely to affect and be affected by the benthic community. We have seen a significant increase in the background levels of phytoplankton biomass in the south bay since 1999. We have also observed a fall phytoplankton bloom in addition to the spring bloom during many years since 1999. There are a number of possible factors contributing to these changes in phytoplankton dynamics. Two strong possibilities include: (1) a change in light availability due to lower suspended sediment concentrations; or (2) smaller populations of filter feeding bivalves that normally heavily graze the phytoplankton during all periods except early spring. But it is also likely that these changes would not be occurring if metal contamination had not been reduced to a level that is no longer inhibiting phytoplankton growth. The decline in metals in the south bay has created an environment that is more conducive to healthy phytoplankton growth. PROPOSAL TO THE CITY OF PALO ALTO: NEAR FIELD RECEIVING WATER MONITORING OF TISSUES AND SEDIMENTS: January 1,2010 through December 31, 2012 U. S. GEOLOGICAL SURVEY Daniel Cain ,Samuel Luoma, Michelle Hornberger, MAIL STOP 465 345 MIDDLEFIELD ROAD MENLO PARK, CA 94025 5 1.0 INTRODUCTION In the 1990's the Regional Water Quality Control Board described a Self Monitoring Program with its NPDES pennits for South Bay dischargers that included specific receiving water monitoring requirements. One of the requirements was for inshore monitoring of metals and other specified parameters, to be conducted using the clam Macoma petalum, fonnerly reported as Macoma balthica (Cohen and Carlton, 1995), and sediments, following protocols compatible with the Regional Monitoring Program. Monitoring efforts were to be coordinated with the U. S. Geological Survey (USGS). The latter requirement stemmed from the 18 years of previous data that USGS collected from a station south of the Palo Alto discharge site in the extreme South Bay. Over the last decade such a program has-continued with the partial support of the City of Palo Alto. The goal of the Board was to take advantage of that data in interpreting monitoring data in the future. The program has had demonstrated successes in this regard, documenting a progressive reduction of contamination at a mudflat near the discharge of the Palo Alto RWQCP and identifYing regional and local factors contributing to more complicated temporal patterns. Looking forward, our understanding of water quality and the ecosystem needs to consider on-going and planned activities during the next three years. The South Bay Salt Pond Restoration Project is about to enter an intensive period of construction and opening of ponds to the bay. Present plans (July 2009) show one pond at Ravenswood will be breached in Aug 2010, and two more in Alviso will be breached in September and November 2010. Remobilized sediment and water from these ponds are likely to be transported throughout South Bay, and specifically to our field site. In addition, recent increases in phytoplankton biomass in South Bay since 1999 (Cloern et al. 2007) and the apparent causes of the increase (influx of predators on the benthos and decreased turbidity) are likely to be reflected in the benthic community structure if the higher phytoplankton biomass persists. Monitoring of metals will contribute to a strength-of- evidence approach to assess potential causes for observed shifts in community composition. The present proposal describes a continued program of metal exposure monitoring at the near field (inshore) site in Palo Alto, taking advantage ofthe more than 32 years of existing data. We also propose, in a separate document, to accompany evaluations of trends in metal exposure with determinations of effects on reproduction in the indicator clam, and an evaluation of benthic community structure. The reproductive index and the biointegrity index are proven indicators of biological responses to metals (Hornberger et aI, 2000). Monitoring these indices will allow a strong near field evaluation of environmental change in the years ahead that is compatible with the Regional Monitoring Program's broader approach. 1.1 PREVIOUS MONITORING STUDIES IN NEAR FIELD RECEIVING WATERS Since 1976, USGS personnel have monitored and studied trace metal concentrations in sediments and sediment-dwelling species in the vicinity of the discharge of the Palo Alto Regional Water Quality Control Plant (PARWQCP), along with ancillary factors that could affect metal concentrations (body weight in animals; characteristics of sediment, salinity). These studies initially found exceptionally high concentrations of copper and silver in mud-dwelling animals from this area and strong seasonal variability in concentrations that confounded some interpretations. Additional studies documented that contaminants were present in enriched concentrations throughout the food web, including birds from the area. Two metals were 7 enriched at this site to levels much greater than seen elsewhere in the Bay: copper and silver (mean concentrations in M. petalum were 287 Ilg/g and 105 Ilg/g, respectively, in 1980). Concentrations of copper and silver declined in both sediments and M. petalum after 1981 as the P ARWQCP improved its waste treatment facilities. The downward trends in copper in sediments and in the clam correlated with reduced Cu discharges from the PARWQCP. The mudflat environment where this animal lives is quite complex and variable from year-to-year. Sediment composition (for example mean particle size and organic content), salinity, and other factors varied seasonally and from one year to another. However, over a sustained period of study (32 years) none of these factors displayed temporal trends that corresponded to the changes in metal concentrations, metal effects, or benthic community changes. The only unidirectional change in an environmental factor during this period was the decline in metal inputs from the waste treatment plant during the 1980s. Since 1991, metal concentrations in M petalum more or less stabilized around 40 Ilg/g Cu and 4 Ilg/g Ag. Annual variations in tissue metal concentrations of relatively small magnitude occur, but there have been no sustained trends and the temporal patterns do not correlate with Cu and Ag discharged from the plant. A concurrent study was conducted at another site in South Bay for several years, and it suggested that temporal variation at least during the 1990s was driven by regional factors rather than discharges at individual treatment facilities. These studies demonstrated effective approaches to long term monitoring. The results suggested that sediments and local populations of clams are sensitive indicators of the response of receiving waters to changes in metal output from a discharger. They illustrated that reducing metal discharge in South Bay can be reflected within a year by reduced near field contamination in the environment and biota of San Francisco Bay. Both sediments and clams responded sensitively to the changes. Also, both incorporated important environmental factors in their responses. When sediments and clams were monitored together, they provided corroborating lines of evidence, minimizing mis-interpretations. The most effective interpretation of trends occurred when samples were collected at several times during the year, because of seasonality in concentrations. The data from a receiving water monitoring program of this type is not only useful for the Regional Board but can provide valuable feedback to local industries and small businesses. Palo Alto has used the data to provide feedback to participants in their silver source control program, for example. Periodically summarizing the long term data set may offer opportunities to evaluate influences of the P A WRQCP on contamination in South Bay compared to influences of other inputs. By analyzing archived animals we also have recently shown that clams with high metal exposures in the 1980's were unable to produce mature gametes (i.e. it is highly likely individual animals at Palo Alto could not reproduce). In the attached proposal we are suggesting to extend the reproductive study into the future and to continue to analyze the community data for effects on other species, thereby providing a program of exposure and effect monitoring, consistent with risk assessment paradigms. 2.0 Objectives The purpose of the monitoring program is to characterize trends in trace element concentrations inshore near the discharge of the P ARWQCP. Trace elements and associated parameters will be determined in fine-grained sediments and in the clam M petalum. The monitoring will be conducted in a manner that will provide high-quality data that are compatible with existing data, and with data provided by programs such as the Regional Monitoring 9 Program. Specific objectives include: • Provide data to assess seasonal patterns and annual trends in trace element concentrations in sediments and clams near the discharge; specifically at the site designated in the RWQCB's Self-Monitoring Program for PARWQCP. • Present the data within the context of historical changes inshore in South Bay and within the context of on-going monitoring of effluents. • Coordinate sampling efforts with similar inshore receiving water monitoring programs associated with the Regional Monitoring Program. • Provide data which could support other South Bay issues or programs such as development of sediment quality standards. The monitoring approach described below has been effective in the past in relating changes in near field contamination in San Francisco Bay to changes in metal discharges from RWQCPs, despite the complexities of monitoring natural systems. Existing historical data will provide a context within which cause and effect can be assessed for change in the future. If continued, this study will build on a unique record of understanding how investments in sewage treatment actually affect a receiving water environment. The monitoring effort also will act as a local extension of the Regional Monitoring Program. 3.0 Monitoring Program Approach The proposed approach will be to monitor trace element concentrations in fine-grained sediments and resident populations of the deposit feeding clam M petalum. Sediment particles bind most trace element pollutants strongly, efficiently removing them from the water column. Numerous prior studies have shown that analysis of concentrations of these pollutants in sediments provide a time-integrated indicator of trace element input to the water column. Animals such as M. petalum live in contact with sediments and feed upon organic material associated with sediment particles. Thus they are exposed to this concentrated pool of trace elements and sequester them in their tissues. These animals are important prey for larger species that live in the Bay, including migrating water fowl. Analysis of the tissues of the clams provides a measure of their exposure to bioavailable pollutants and an estimate of food chain exposures. Study of such exposure is the first step in understanding whether pollutants are adversely affecting an environment (although elevated tissue concentrations alone do not prove an effect is occurring). Understanding exposure in one species can be useful in indicating a larger exposure of the local food web, as shown in earlier studies at Palo Alto. Past USGS monitoring efforts have demonstrated the value of the dual sediment/tissue approach, when data are collected following the rigorous protocols described below. 3.1 Sampling Design 3.1.1 Sampling location Samples will be collected from one station located north of Sand Point (Figure 1). This is a mudflat on the shore of the bay (not a slough) approximately 1 kilometer southeast of the Palo Alto discharge. It was chosen because it is influenced by the discharge ofPARWQCP, but it is not immediately adjacent to that discharge. Thus it reflects a response of receiving waters to the effluent, beyond just a measure of the effluent itself. Earlier studies have shown that dyes, natural organic materials in San Francisquito Creek and effluent from the PA WQCP all move 11 predominantly south toward Sand Point and thereby influence the mudflats in the vicinity. Earlier work showed that San Francisquito Creek and the Yacht Harbor were minor sources of most trace elements compared to the PARWQCP. Earlier studies also showed that intensive monitoring at one site was more effective in determining trends in trace element contamination than was less frequent sampling at a larger number of sites in the vicinity of the discharge. 3.1.2 Sampling frequency The basic monitoring program supported by Palo Alto will have a sampling frequency of three times per year as stipulated by the RWQCB. Sampling will correspond as closely with Regional Monitoring Program sampling as tides permit. The RMP samples once during the wet season, once during the dry season and then again at the end of the dry season. The basic program will follow this schedule also. Statistical techniques such as power analyses indicate that three samples per year will provide a 20 percent sensitivity in detecting trends. The USGS monitoring experience through the last 32 years indicates that three samples per year will be insufficient to sensitively track seasonality in metal contamination; and that understanding the seasonal cycles in metals and sediments is critical to understanding and interpreting metal concentrations and their effects. The City of San Jose also now has an extensive data set on metals in solution that further verifies that a complex seasonal cycle exists in metal concentrations in the Bay. Thus, frequent sampling is essential to provide accurate interpretation of cause and effect in a temporally variable environment (accuracy is not considered in power analysis). USGS activities will include collecting samples an additional 3 - 5 times per year at their own expense. 3.2 Constituents to be Determined The constituents to be analyzed in sediments, and associated variables, are listed in Table 1. The constituents and variables to be detennined in clam tissues are listed in Table 2. The constituent list is consistent with the constituents analyzed by the Regional Monitoring Program. The methods employed will be adjusted so as to minimize below detection limit detenninations. The variables chosen for detennination are those required by the Regional Board. 3.3 Methods 3.3.1 Sampling M. petalum and sediments will be collected at low tide from the exposed mudflat. Sediment samples will be scraped from the surface oxidized layer «2cm depth) with a metal- free tool in a manner similar to previous sediment sampling in the area. Sediment will be collected from the same area as the clams. Enough sediment will be obtained to conduct all proposed analyses (Table 1) and to archive approximately 10 grams for any unforeseen future needs. Approximately 60 individual clams will be collected for metals analysis at each sampling time. In addition, approximately 40 individual clams will be collected for total analysis of mercury and selenium three times during the year. 3.3.2 Sample preparation Sediments will be sieved through 100 Jlm mesh in ultra-clean (-18 Mohm) deionized water immediately upon return to the laboratory. Both the fraction of sediment passing through the sieve and the fraction retained on the sieve will be dried and weighed. Particle size distribution will be defined as the proportion of the total sediment mass divided between these 13 two fractions. This also provides an estimate of the particle size characteristics of the bulk sediment for those who might want to make comparisons with bulk analyses. Replicate aliquots of the fraction of sediment that passes through the 100 llm sieve will be digested by reflux with concentrated nitric acid to determine near total concentrations (the same approach employed by the RMP). Replicate aliquots of each sediment will also be extracted in O.SN hydrochloric acid to determine the leachable, anthropogenic contribution to the sediment concentration. Standard reference materials will be digested with each sediment digestion run. Clams will be returned to the laboratory live, washed free oflocal sediment and placed in clean ocean water diluted with distilled water to the salinity on the mudflat at the time of collection (determined from the water in the mantle cavity of representative individual clams). The animals will be held for two days to depurate undigested sediment, then prepared for analysis. The length of each clam will be determined then the shell and soft tissue will be separated. Soft tissues will be composited into 4 -8 composite samples, each containing animals of similar shell length, and digested by nitric acid reflux. Samples for mercury and selenium analysis will be composited as above, and freeze dried before digestion in concentrated nitric/perchloric acid. The above procedure will result in 4 -8 replicate samples from each collection for ICPOES analysis and 4 samples for mercury/selenium analysis. The data from these animals are not normally distributed and may be affected by animal size. Correlations will be calculated between animal size and metal concentration; and established procedures will be employed to calculate metal content of a standard sized clam for each collection. Previous studies show that such data reduction procedures are necessary to account for biological factors (size and growth) that affect metal concentrations, thus allowing a clearer linkage between RWQCP discharges and responses of the clams. 3.3.3 Analytical methods Digested tissue and sediment samples will be evaporated to dryness and reconstituted in O.6N hydrochloric acid. Most elements will be analyzed by Inductively Coupled Plasma Optical Emission Spectrophotometry (ICPOES) (Table I and 2). All glassware and field collection apparatus will be acid washed, thoroughly rinsed in ultra-clean deionized water, dried in a dust-free positive pressure environment, sealed and stored in a dust free cabinet. Quality control will be maintained by frequent analysis of blanks, analysis of National Institute of Standards and Technology standard reference materials (tissues and sediments) with each analytical run, and internal comparisons with prepared quality control standards. Detection limits for each ICPOES analytical method (tissue and sediment) are determined. Typical detection limits for each element, in the appropriate sample matrix, are shown in Table 3 and compared to "background" (the lowest) concentrations found in San Francisco Bay. A full QAlQC plan is available upon request. 3.4 Data Analysis Data will be summarized and reported to Palo Alto annually. Annual reporting will be consistent with Regional Monitoring Program reporting format and will be coordinated with the receiving water monitoring programs of San Jose/Sunnyvale. Data appendices that show basic analytical and computational data will be included. The data report will include interpretive figures and tables that express each year's monitoring data within the context of historical change and concentrations observed elsewhere. 15 4.0 Budget The budget for the proposed project is outlined in detail in Table 4. This budget includes charges only for the basic monitoring program of 3 collections per year~ USGS will complement the study with the additional collections in each year. This proposal describes work that will begin January 2010 and continue for three years, through December 2012. Renewal each January will be at the discretion ofPa10 Alto. Table 1. Activities, constituents and variables in near field monitoring of fine grained sediments near Palo Alto RWQCP discharges. Activity Method Additional Frequency activities Field Collections Intertidal Logistics 6-8/y Sediment -Particle size >100 f.Ull & sieve from field 6-8/y <100 11m Sample prep for metals HCI & Total 6-8/y extractions Sample prep for Hg & Se Hydride Freeze dry, 3/y (total) sample shipping Quantitative analysis ICPOES 6-8/y (metals listed below) Ag Al Fe Mn Cd Cr Cu Pb Ni Zn Hg & Se (total) Hydride 3/y TOC Total C dry aliquot 6-8/y Archive sediment Scint vial Dry 6-8/y Assemble data Common 6-8/y spreadsheet Annual Report Common fonnat lIy 17 Table 2. Activities, constituents and variables in near field monitoring of metals in the bivalve, Macoma petalum near the discharge of the Palo Alto RWQCPs. Activity Method Additional Frequency Field Collect Intertidal Logistics 6-8/y Sample preparation metals 60-80 individuals 6-8/y Sample preparation Hg&Se 40 individuals 13/y Quantitative analysis ICPOES 6-8/y (metals listed below) Ag Fe Mn Cd Cr Cu Pb Ni Zn Se & Hg (total) Hydride Sample packaging 3/y and shipping Condition Calculate index/content Assemble data Common spreadsheet 6-8/y Annual Report Common Fonnat 1/y Table 3. Typical detection limits for constituents to be determined in monitoring study (units are micrograms per gram dry sediment). Element Detection Background in SF Bay* Cd 0.05 0.2 Cr 1.0 >50 Cu 1.0 10-20 Pb 1.0 5-20 Hg 0.1 0.1 Ni 1.0 >40 Se 0.1 0.1 Ag 0.05 0.1 Zn 1.0 >40 TOC 0.1% 0.3%lowest *Determined from pre-1850 sediments from cores. 19 Table 4. 2007-2009 Budget* for Palo Alto Metals Studies, in dollars. ACTMTY Field Work Sample Preparation ICP Analyses Mercury/Selenium Total Organic Carbon Reduce & Assemble Data Instrument Repair & Maintenance Final Report SUBTOTALS TOTAL DIRECT COST INDIRECT COST TOTAL COSTS 2010 TOTAL COSTS 2011 TOTAL COSTS 2012 SALARY 3,850 4,950 2,200 3,465 4,200 18,665 TOTAL COSTS 2010 through 2012 SUPPLIES ANALYSES 500 1,100 1,100 2,600 805 2,700 3,405 MISCELLANEOUS 1,650 1,650 26,420 14,580 41,000 41,000 41,000 123,000 PROPOSAL TO THE CITY OF PALO ALTO: NEAR FIELD RECEIVING WATER MONITORING OF BENTHIC COMMUNITY: January 1,2010 through December 31,2012 U. S. GEOLOGICAL SURVEY Janet K. Thompson and Francis Parchaso MAIL STOP 496 345 MIDDLEFIELD ROAD MENLO PARK, CA 94025 21 INTRODUCTION Concurrent, and prior to the initiation of the Luoma study, the USGS has been collecting benthic (sediment dwelling animals) community data at three, nearby intertidal sites (south of Sand Point). This data provides us with the opportunity to examine if the changes seen in the tissue concentrations of metals in Macoma petalum are reflected in physiological changes to the clams (i.e. reproduction) and are reflected in changes to the benthic community structure. In addition, this data can serve as background information should changes to the system occur with salt pond restoration in South San Francisco Bay. This proposal describes a continuation of the near-field (inshore) monitoring program at Palo Alto to continue an analysis of the benthic community between January 1, 2010 and December 31, 2012, and for analysis of reproductive activity from January 1, 2010 through December 31, 2012. PREVIOUS MONITORING OF THE BENTHIC COMMUNITY IN NEAR FIELD RECEIVING WATERS Since 1974, USGS personnel have monitored and studied the benthic community and reproductive activity of Macoma petalum in the vicinity of the discharge of the Palo Alto Regional Water Quality Control Plant (PARWQCP). Our findings during the first 10 years of this study were published in Nichols and Thompson (1985a and 1985b). We found that this community was composed of non-indigenous, opportunistic species that dominated the community due to their ability to survive the many physical disturbances on the mudflat. The disturbances discussed included sediment erosion and deposition, and exposure at extreme low 22 tides. The possible effects of metal exposure as a disturbance factor were not considered in these analyses as the decline in metal concentrations in Macoma petalum and sediment had just begun. Luoma's results (see Hornberger et al. 1999,2000) have suggested that sediments and local populations of clams at this location are sensitive indicators of the response of receiving waters to changes in metal output from a discharger. These studies have illustrated that reducing metal discharge in South Bay can be seen, within a year, as reduced near-field contamination in the environment and biota of San Francisco Bay. Recent analysis (Thompson et al. 2002, Shouse 2002,2003, Moon et a12005, Cain et a12006) has shown that the benthic community response to reduced metal output takes longer. A response at the organism level (Le. reproductive activity) is seen within a year or two, but a consistent response at the community level, a change in the number or type of species that colonized the area change when the pollutant concentration, took several years to develop. Due to the natural intra-annual variability of benthic community dynamics it is likely to take 5-10 years for a change in the benthic community to be stable. trends: Analyses ofthe benthic community data from 1974 through 2009 revealed the following 1. The community has shifted from being dominated by a few opportunistic species to a community where there are more equally dominant, equally persistent species. 2. The community, which was previously dominated by surface dwelling, brooding species in now composed of species with varying life history characteristics. 3. Species that lay their eggs in the mud, previously rarely present in the community, have increased in abundance. 23 4. Macoma petalum reproductive activity has increased concurrent with the decline in tissue metal concentrations, resulting in a population with predictable semi- annual reproductive periods. Continued sampling and analysis will allow us to monitor if the benthic community structure continues to reflect changes in pollutant concentration. We propose here that samples will be analyzed at a frequency of no more than one per month. We learned in our analyses of the early (1974 through 1983) sampling (Nichols and Thompson 1985a, 1985b) that benthic samples need to be collected at a maximum time step of every other month in order to distinguish seasonal differences from inter-annual differences if the differences are small. In dynamic systems such as San Francisco Bay, distinguishing between the effects of natural seasonal changes and anthropogenic environmental stressors is more reliable with more frequent samples. Objectives The purpose of this program is to characterize long term trends in benthic community structure and reproductive activity of Macoma petalum near the discharge of the PARWQCP. It is our goal to describe these characterizations with simple measures. For example, changes in community structure will be described as number of species, number of individuals of dominant species and rank analysis curves (i.e. benthic communities in more polluted environments are expected to have fewer species, and higher numbers of individuals for the dominant species than benthic communities in non-polluted environments). Reproductive activity will be reported as (1) total percentage of animals reproductively active for each year (we know from previous work that this percentage is lowest during periods with the highest pollutant concentrations 24 (Hornberger et a1. 1999,2000)) and (2)a reproductive index. Coincident near field monitoring of trace element concentrations in sediment and clams (Luoma study) will allow us to compare changes in the reproductive activity and benthic community structure with changes in metal accumulation in animals. The analyses will be conducted in a manner that will provide high- quality data that are compatible with data collected historically, and with data provided by programs such as the Regional Monitoring Program. Specific objectives are separated into two priorities and include the following: Priority 1: On-going Benthic Community Analyses (2010-2012) • Continue monitoring to assess seasonal and annual trends in benthic community structure at one location near the discharge (specifically at the site designated in the RWQCB's Self-Monitoring Program for PARWQCP) • Coordinate sampling efforts with inshore receiving water monitoring programs by Luoma Priority 2: Reproductive Activity of Macomapeta/um (2010-2012) • Provide data to assess seasonal and annual trends in reproductive activity of clams near the discharge; specifically at the site designated in the RWQCB's Self-Monitoring Program for P ARWQCP • Coordinate sampling efforts with inshore receiving water monitoring programs by Luoma The approach described below has been shown to be effective in relating changes in near field contamination to changes in benthic community structure (Kennish, 1998) and in reproductive activity of a clam (Hornberger et a1. 2000), despite the complexities inherent in. 25 monitoring natural systems. Historical data (Shouse et al. 2003), provides a context for any observed changes. Continuation of this study will build on a unique data set where ecological data and contaminant data are concurrently collected and analyzed within the context of changing sewage treatment practices. This monitoring effort would act as a local extension of the Regional Monitoring Program. The coordination with Luoma's study will provide an environmental context for interpreting results. Approach The benthic community data will be analyzed in a manner similar to that used in published benthic studies near sewage treatment outfaIls (see Kennish 1998). The proposed approach will examine species dominance patterns and community composition changes in combination with environmental variables. Other studies have shown that more opportunistic species are likely to persist in highly disturbed environments (as was shown by Nichols and Thompson (1985a) at this location in 1974 through 1983), and that the abundance and types of dominant species can change with changes in metal concentrations (Shouse et al. 2003). We will also examine changes in the benthic community concurrent with changes in the concentrations of specific metals. For example it has been shown that some crustacean and polychaete species are particularly sensitive to elevated copper (Morrisey et aI. 1996, Rygg 1985) and that most taxonomic groups have species that are sensitive to elevated silver (Luoma et al. 1995). Analysis of the trace element concentration in the tissues of Macoma petalum, as done by Luoma, provides a measure of their exposure to bioavailab1e pollutants and an estimate of food chain exposures. This does not however, examine the physiological effect of the metal exposure on the animal. One of the more common animal responses to an environmental stressor is a 26 change in reproductive activity. Earlier studies (Hornberger et al 2000) have shown that reproductive activity of Macoma petalum has increased with declining heavy metal concentration in animals from this location. Therefore, reproductive activity of Macoma petalum appears to be a good indicator of physiological stress by pollutants at this location. Sample Locations/Frequency Samples will be collected at a station located south of Sand Point (Figure 1): station FN45 is 12 m from the edge of the marsh and 110 em above MLL W. The location of the benthic station, on a mudflat on the shore of the bay (not a slough) 1 kilometer south of the Palo Alto discharge, is influenced by the discharge of PAR WQCP, but is not immediately adjacent to that discharge. Thus this location reflects a response of receiving waters to the effluent, beyond just a measure of the effluent itself. Earlier studies have shown that dyes, natural organic materials in San Francisquito Creek and wasters in the P A WQCP discharge all move predominantly south toward Sand Point and thereby influence the mudflats in the vicinity of Sand Point (Thomson 1984). Earlier work by Luoma showed that San Francisquito Creek and the Yacht Harbor were minor sources of most trace elements compared to the PARWQCP. Sampling Methods Samples for benthic community analysis will be collected quarterly from station FN45 as part of the continuous monitoring study (Priority 1). Three replicate samples will be collected using 8.5 cm diameter x 20 cm deep cores for the monitoring study. Our prior analysis of benthic community data in San Francisco Bay has shown us that quarterly samples are not sufficient to show important community patterns so the USGS will sample the benthic community an additional two to six times per year. 27 Samples for analysis of reproductive activity will be collected on a near monthly basis coincident with the sampling for trace elements in Macoma petalum. A minimum of 10 individual Macoma petalum of varying sizes (minimum of Smm) will be collected for analysis. Laboratory Analysis Benthic community samples will be analyzed as in the past (1974-2003). Samples will be washed on a O.Smm screen, preserved, and sorted to species level where possible (some groups are still not well defined in the bay, such as the oligochaetes), and individuals for each species will be enumerated. Samples will be currated by the USGS until it can be arranged for the California Academy of Sciences (CAS) to take this collection. A minimum of 10 clams will be processed for reproductive activity each month. Clams will be immediately preserved in 10% formalin at the time of collection. In the laboratory, the visceral mass of each clam will be removed, stored in 70% ethyl alcohol, and then prepared using standard histological techniques: tissues will be dehydrated in a graded series of alcohol, cleared in toluene (twice for one hour each), and infiltrated in a saturated solution of toluene and Paraplast for one hour and two changes of melted Tissuemat for one hour each. Samples will then be embedded in Paraplast in a vacuum chamber and then thin sectioned (10 micrometer) using a microtome. Sections will be stained with Harris' hematoxylin and eosin. The stained thin sections will be examined with a light microscope. Each individual will be characterized by size Oength in mm), sex, developmental stage, and condition of gonads, thus allowing each specimen to be placed in one of five qualitative classes of gonadal development (previously described by Parchaso 1993). 28 Data Analysis: Methods Benthic community data analyses will be done at a frequency of quarterly at a minimum. Annual patterns during prior years will be compared with the patterns seen in 2004-2009. The seasonal benthic community data will be examined using multivariate techniques (Shouse 2002). Multivariate classification and ordination analyses will be used to identify connections between the environmental variables (including body burdens of trace elements in bivalves and copper and silver sediment concentrations) and benthic community structure. Data for individual species will also be examined to determine if there are any population changes as a result of metal concentration change&. The time series for individual species will be examined using annual and seasonal trends, and will be examined in conjunction with time series of trace metal concentration. The reproductive stage data will be similarly analyzed as a time series in conjunction with trace metal concentrations and benthic community data. Data Analysis: Products Data will be appended to the existing data record maintained by the USGS, summarized, reviewed and reported with the metals data as annual USGS Open-File Reports that will be made available to the City of Palo Alto at the completion of each year. Each annual report will be consistent with the Regional Monitoring Program reporting format. Appendices will include species lists, species counts, species analysis by functional group, and basic analytical and computational data for the benthic community and reproductive data. The report will include interpretive figures and tables that show the data as a part of the of the long-term time series. Summary, mUlti-year reports will include analysis of the data within the context of the historical 29 change of trace element concentration as reported by Hornberger et al. (1999) and that being concurrently studied by Luoma. Budget The budget for the proposed project is outlined in Table 1. This proposal describes work that will begin January 2010 and continue for three years, through December 2012. Renewal each January will be at the discretion of Palo Alto. 30 Bibliography Cain, DJ., F. Parchaso, J.K. Thompson, S.N. Luoma, A. H. Lorenzi, E. Moon, M.K. Shouse, M.I. Hornberger, J.L. Dyke, and R. Cervantes. 2005. Near field receiving water monitoring oftrace metals and a benthic community near the Palo Alto Water Quality Control Plant in South San Francisco Bay, California: 2005. U.S. Geological Survey Open File Report 2006-1152, 120 pp. Cloern, J.E., Jassby, A.D., Thompson, J.K, Hieb, K. 2007. A cold phase of the east Pacific triggers new phytoplankton blooms in San Francisco Bay. Proceedings National Academy of Science v. 104, no. 47, p. 18561-18565 Cohen, A.N., and Carlton. J.T., 1995, Biological study, nonindigenous aquatic species in a United States estuary; a case study of the biological invasions of the San Francisco Bay and Delta: Washington D. C., U.s. Fish and Wildlife Service. Hornberger, M., S. Luoma, D. Cain, F. Parchaso, C. Brown, R. Bouse, C. Wellise, and J. Thompson. 1999. Bioaccumulation of metals by the bivalve Macoma balthica at a site in South San Francisco Bay between 1977 and 1997: Long-term trends and associated biological effects with changing pollutant loadings. U.S. Geological Survey Open File Report 99-55, 42p. Hornberger, M., S. Luoma, D. Cain, F. Parchaso, C. Brown, R. Bouse, C. Wellise, and J. Thompson. 2000. Linkage ofbioaccumulation and biological effects to changes in pollutant loads in South San Francisco Bay. Environmental Science and Technology, 34:2401-2409. Kennish, J.K. 1998. Pollution impacts on marine biotic communities. CRC Press, New York. 310 pp. Lorenzi, A., Cain, D. J., Parchaso, F., Thompson, J.K., Luoma, S.N., Hornberger, M.I., Dyke, J.L., Cervantes, R., and Shouse, M.K. 2007, Near-field receiving water monitoring of trace metals and a benthic community near the Palo Alto Regional Water Quality Control Plant in South San Francisco Bay: 2006: u.s. Geological Survey Open File Report 2007-1199, 121p. Luoma, S.N., Y.B. Ho, and G. W. Bryan. 1995. Fate, bioavailability and toxicity of silver in estuarine environments. Marine Pollution Bulletin, 31 :44-54 Moon, E., M.K. Shouse, F. Parchaso, J.K. Thompson, S.N. Luoma, D. J. Cain, and M. I. Hornberger. 2004. Near field receiving water monitoring of trace metals and a benthic community near the Palo Alto Water Quality Control Plant in South San Francisco Bay, California: 2004. U.S. Geological Survey Open File Report 2005-1279, 115 pp. Morrisey, DJ., AJ. Underwood, and L. Howitt. 1996. Effects of copper on the faunas of marine soft-sediments: an experimental field study. Marine Biology 125:199-213 31 Nichols, F.N, and J.K. Thompson. 1985a. Persistence ofan introduced mudflat community in South San Francisco Bay, California. Mar. Ecol. Prog. Ser. 24:83-97. Nichols, F.N, and J.K. Thompson. 1985b. Time scales of change in the San Francisco Bay benthos. Hydrobiologia.129:121-138 Rygg, B. 1985. Effect of sediment copper on benthic fauna. Mar. Ecol. Prog. Ser. 25:83- 89. Shouse, Michelle K. 2002. The effects of decreasing trace metal concentrations on benthic community structure. Master's Thesis, San Francisco State University. 177pp. Shouse M.K., Parchaso, F., and J .K. Thompson. 2003. Near field receiving water monitoring of benthic community near the Palo Alto Water Quality Control Plant in South San Francisco Bay: February 1974 through December 2002. U.S. Geological Survey Open File Report 03-224, 52pp. Thomson, E.A., S.N. Luoma, C.B. Johansson, and DJ. Cain. 1984. Comparison of sediments and organisms in identifying sources of biologically available trace metal contamination. Water Resources. 18(6):755-765. Thompson, J.K and F. N. Nichols. 1988. Food availability controls seasonal cycle of growth in Macoma balthica (L.) in San Francisco Bay, California. J. Exp. Mar. BioI. Ecol. 116:43-61. Thompson, J .K., F. Parchaso, and M.K. Shouse. 2002. Near field receiving water monitoring of benthic community near the Palo Alto Water Quality Control Plant in South San Francisco Bay: February 1974 through December 2000. U.S. Geological Survey Open File Report 02-394, 117pp. 32 Figure 1 Palo Alto sa mpli ng site 33 $3,950 34 Total $500 $1,000 $1,500 $13,550 $7.450 $21,000 $21,000 $21,000 $63,000 TO: HONORABLE CITY COUNCIL FROM: CITY MANAGER DATE: MARCH 8, 2010 REPORT TYPE: CONSENT ITEM DEPARTMENT: PLANNING AND COMMUNITY ENVIRONMENT CMR: 155:10 SUBJECT: Adoption of a Resolution Committing $2.5 Million In-Lieu Fees from SummerHill Homes to Tree House Apartments, L.P. for the Development of the 35-Unit Affordable Housing Tree House Apartments Project at 488 W. Charleston Road EXECUTIVE SUMMARY The recommended action will enable Tree House Apartments, L.P. to fill an existing funding gap for the development of a 35-unit 100% affordable housing project for extremely-low and very- low income households at 488 West Charleston Road, proposed by the Palo Alto Housing Corporation. In addition, approval of the recommended action will allow Tree House Apartments, L.P. to submit a more competitive application for the Low Income Housing Tax Credit Allocation. A City commitment of this additional funding is a critical component of Tree House Apartments, L.P.' s March 2010 application for tax credit allocation. The additional funds will make the City's total contribution to the project in the amount of $5,338,577. No monies from the General Fund will be committed, only funds that are restricted to housing will be used. The federal low-income housing tax credit program is a principal source of federal funding for the construction and rehabilitation of affordable rental homes created as part of the Tax Reform Act of 1986 to encourage the development of rental housing for low income households. States allocate the tax credits to developers according to the criteria specified in the states' qualified allocation plans. Developers, either for-profit or nonprofit, then work with syndicators to sell the credits to investors generating the equity necessary to complete their projects. Some states, like California, also have similar tax credit programs. CMR: 155:10 Page 1 of5 RECOMMENDATION Staff recommends that the City Council: 1. Adopt a resolution committing $2.5 million of in-lieu fees from SummerHill Homes to Tree House Apartments, L.P. for the development of a 35.:.unit 100% affordable housing project; 2. Direct staff to include an appropriation of $2.5 million in Residential Housing In-Lieu Funds for the Tree House Project, to be provided in the form of a loan for housing construction expenses; 3. Authorize the City Manager or designee to prepare and execute documents approved by the City Attorney that are required to demonstrate the City's commitment of funding for the Tree House project in support of the developer's application for tax credit allocation. BACKGROUND On October 14,2008, the City and Summerhill Redwood Gate LLC entered into an agreement for the provision of seven (7) Below Market Rate (BMR) units for their housing project at 4249 El Camino Real. The project involved the demolition of the Elks Lodge facility and the construction of forty-five (45) new homes, including ten (10) attached duet units and thirty-five (35) single-family homes to be built behind a new Elks Lodge facility. The project was subject to a fifteen percent (15%) BMR requirement. The owner agreed to sell seven (7) of the forty-five (45) units under the rules and procedures of the BMR program. On December 9, 2009, Council approved an amendment to the Agreement between SummerHill Redwood Gate LLC and the City of Palo Alto allowing the payment of fees in-lieu of providing seven (7) Below-Market Rate (BMR) dwelling units. The amendment allows SummerHill to satisfy the project's BMR requirements by making cash payment to the City's Housing Development Fund in an amount equal to seven and one-half percent (7.5%) of the greater of the actual sales price or fair market value for each unit sold. City staff estimates $4,387,500 in total revenues will be generated from in-lieu fees based on an estimated average per unit sales price of $1.3 million for the Redwood Gate market rate homes and an in-lieu fee rate of7.5% applicable to all 45 units. One of the primary reasons for amending the existing BMR Agreement is to generate revenues to provide additional funding to two recently approved affordable housing rental projects, Eden Housing's 50-unit family housing project at 801 Alma and Palo Alto Housing Corporation's (PAHC) 35-unit Single Room Occupancy (SRO) project at 488 Charleston Road. Both projects target very-low and extremely-low income households and each needs at least $2.5 million in additional funding to be more competitive in obtaining tax credit allocations. In June 2009, Tree House Apartments, L.P. submitted an application to the California Tax Credit Allocation Committee for low income housing tax credits. The application received a perfect score, but lost to another project by a narrow margin in the tiebreaker category, which measured the percentage of public funding and overall leveraging. Included in the application was the City's commitment to provide an acquisition loan in the amount of$2,838,577 from the CMR: 155:10 Page 2 of5 Residential Housing Fund and Community Development Block Grant (CDBG) funds for the development of the project. This month, P AHC will submit a new application for the Low Income Housing Tax Credit Allocation reflecting the City's committed additional funding from the in-lieu fee payments. DISCUSSION Tree House Project Description On April 3, 2009, Council approved a Planned Community (PC) zone application for the development of the 35-unit affordable housing project. The project site, located between Alma Street and El Camino Real on West Charleston Road, is approximately 0.7 acres and contains a single-family home that was previously occupied by Recording for the Blind and Dyslexic. PAHC proposes to construct 35 new affordable housing units consisting of33 studios and two one-bedroom units, which will be affordable to extremely-low and very-low income households earning between 20% and 50% of the area median income. PAHC estimates the overall development cost for the 35-unit Tree House project to be approximately $12.9 million, and plans to assemble a financing package to fund the project as shown below. Permanent Sources of Funds for Development • Low Income Housing Tax Credits $ 5,582,432 • City of Palo Alto (Acquisition) $ 2,838,577 • City of Palo Alto In-Lieu Fees (Construction) $ 2,500,000 • County of Santa Clara -Stanford Affordable Housing Fund $ 960,000 • County CDBG $ 400,000 • County of Santa Clara -Housing Trust Fund $ 350,000 • Fee Waivers $ 308,403 • General Partner Equity $ 100 TOTAL PROJECT FUNDING $ 12,939,512 Total Funding per Unit (35 units) 369,700 Funding Commitment Upon adoption of the resolution, the requested $2.5 million would be earmarked to the Tree House project; the funds will not actually be loaned to Tree House Apartments, L.P. until other development funding has been obtained and construction is scheduled to commence. The total $5,338,577 funding for the project ($2,500,000 in new housing funds plus the previously approved $2,838,557 in CDBG and housing funds) will then be combined into one permanent, long-term City loan, secured by appropriate legal documents against the entire property. The permanent loan will have similar terms as the existing City loan, which is evidenced by a Note and Deed of Trust secured by the property. The Note will bear simple interest at 3% per annum, and payments will be made from residual receipts over and above the project's operating CMR: 155:10 Page 3 of5 expenses and will be divided among other funding agencies based on the City's proportionate share of its funding to total development costs. No interest will accrue and no payments will be required until after the project is constructed and occupied. Due to the deep affordability of the rents, it is not expected that residual receipts will pay the annual interest in full. In return for less annual interest payments, the proposed project will be affordable to extremely low and very low income households, and the affordability restrictions will be in place for a minimum of 55 years after the issuance of a certificate of occupancy. The loan terms are typical to this type of development and similar to other affordable housing properties and developments funded with City funds. Some of the City's standard loan terms described here may need to be modified to meet the requirements of other lenders or funding programs for construction or permanent sources of funds. Rents and Occupancy of the Apartments In order to succeed in the competition for the State's Multifamily Housing Program (MHP) funding and tax credit allocation, P AHC needs to emphasize housing for extremely low-income and very-low income households. The project's proposed rent categories and income limits are shown below; actual rents may change somewhat by the time the project is constructed and ready for occupancy due to changes in the County median income. T H ree ouse H pOt D OUSln~ rO.1ec-Of eSCrIp' Ion 0 fP ropose dU °t nl san d R t 1St t en a ruc ure Rent As A Percent of Median Studios I-Bedroom Total Units Income Extremely Low Income (20% of AMI) 5 units at $371 ° 5 14% Extremely Low Income (30% of AMI) 7 units at $557 1 unit at $597 8 23% Very Low Income (40% of AMI) 5 units at $743 ° 5 14% Very Low Income (50% of AMI) 16 units at $928 ° 16 46% Manager's Unit ° 1 unit (rent free) 1 3% Total Units 33 2 35 100% Notes: AMI means the Area Median Income for Santa Clara County, which equals $105,500 for a household of four persons as published on April 3, 2009. RESOURCE IMPACT The Residential Fund has a current available balance of approximately $2.1 million, of which $982,014 came from SummerHill's payment of in-lieu fees on ten (10) Redwood Gate homes sold. As mentioned earlier, City staff estimates $4,387,500 in total revenues will be generated from SummerHill in-lieu fees based on an estimated average per unit sales price of $1.3 million for the market rate homes and an in-lieu fee rate of7.5% applicable to all 45 units. Thus, after funding the Tree House Project, about $3 million will still be available from the Residential Fund for future housing development activities. POLICY IMPLICATIONS The actions recommended in this report implement the City's adopted Housing Element policies and programs supporting the development of very low and extremely low income housing. CMR: 155:10 Page 4 of5 These 35 units will be counted towards the City's housing production goals for the 2007 to 2014 Housing Element period. This project will also provide 12 of the 35 units to households below 35% of the Area Median Income (AMI), considered Extremely Low Income, which will help the City address State requirements for meeting housing needs of this population. ENVIRONMENTAL REVIEW On April 3, 2009, Council approved the Mitigated Negative Declaration and Environmental Assessment for the development of the 35-unit Tree House project in accordance with the California Environmental Quality Act (CEQA) and National Environmental Policy Act (NEPA). PREPARED BY: DEPARTMENT HEAD REVIEW: ~W~"".J~'M-t\ CURTIS WILLIAMS, Director Planning and Community Environment CITY MANAGER APPROVAL: ATTACHMENT A: Resolution of the Council of the City of Palo Alto Committing $2.5 Million In-Lieu Fees from SummerHill Homes to Tree House Apartments, L.P., for the Development of the 35-Unit Affordable Housing Tree House Apartments Project at 488 W. Charleston Road COURTESY COPIES Palo Alto Housing Corporation CMR: 155:10 Page 5 of5 ATTACHMENT A i Not Yet Approved Resolution No. ---Resolution of the Council of the City of Palo Alto Committing $2.5 Million In-Lieu Fees from SummerHill Homes to Tree House Apartments, L.P., for the Development of the 35-Unit Affordable Housing Tree House Apartments Project at 488 W. Charleston Road WHEREAS, On March 16,2009, the City Council approved a loan agreement with Tree House Apartments, L.P. to provide an acquisition loan in the amount of $2,838,577 from the Residential Housing Fund and Community Development Block Grant (CDBG) funds for the development of the proj ect; and WHEREAS, On April 3, 2009, Council approved a Planned Community (PC) zone application for the development of the 35-unit affordable housing project at 488 West Charleston Road; and WHEREAS, On December 9,2009, Council approved an amendment to the Agreement between SummerHill Redwood Gate LLC and the City of Palo Alto allowing the payment of approximately $4.3 million fees in-lieu of providing seven (7) Below-Market Rate (BMR) dwelling units; and WHEREAS, Tree House Apartments, L.P.'s project will provide affordable rental units to be made available to extremely low income households at or below 35% Area Medina Income ("AMI") and very low income households at or below 50% AMI, with one unrestricted manager's units; and WHEREAS, Tree House Apartments, L.P. must have commitments of all local government funding, including funding from the City of Palo Alto, to have a competitive tax credit allocation application and such funding commitment can be documented by an approved resolution; and WHEREAS, the City has determined that an additional loan amount of $2.5 million for housing unit construction costs is needed to make the project feasible and that the City funds shall be provided in the form of a loan with a promissory note at 3 % interest deferred for 55 years and secured by a Deed of Trust, and payments will be made from residual receipts over and above the project's operating expenses and will be divided among other funding agencies based on the City'S proportionate share of its funding to total development costs.; and WHEREAS, $2.5 million will be available in the Residential Housing In-Lieu Fund from the payment of in-lieu fees from SummerHill Redwood Gate Project; and 1 100302 syn 0120428 Not Yet Approved WHEREAS, the appropriation of funds committed from the Residential Housing In-Lieu Fund is for one-time cost and no future funding costs are anticipated; and WHEREAS, the City Council authorization is needed to amend the 2010-11 budget as hereinafter set forth. NOW, THEREFORE, the Council of the City of Palo Alto does RESOLVE as follows: SECTION 1. The sum of $2.5 million is hereby appropriated to non-salary expense in the Residential Housing In-Lieu Fund to be committed to the Tree House project as a loan for the affordable housing project. No transfer shall occur except per execution of loan agreements prepared in a form approved by the City Attorney. SECTION 2. A note receivable of $2.5 million will be established on behalf of the Tree House project, upon execution of the aforesaid loan agreements. INTRODUCED AND PASSED: AYES: NOES: ABSENT: ABSTENTIONS: ATTEST: City Clerk APPROVED AS TO FORM: Assistant City Attorney 100216 syn 0120428 Mayor APPROVED: City Manager Director of Planning and Community Services Director of Administrative Services REPORT FROM THE CITY CLERK Honorable City Council FROM: Donna J. Grider, City Clerk DATE: March 8, 2010 , ), SUBJECT: ADOPTION OF BUDGET AMENDMENT ORDINANCE FOR FISCAL YEAR 2010 TO PROVIDE ADDITIONAL APPROPRIATIONS of $89,196 WITHIN THE GENERAL FUND FOR THE COUNTY OF SANTA CLARA REGISTRAR OF VOTERS NOVEMBER 2009 ELECTION COSTS. RECOMMENDATION Staff recommends that Council adopt the Budget Amendment Ordinance (BAO) in the amount of $89,176 to make an additional appropriation within the General Fund to cover the County of Santa Clara Registrar of Voters November 2009 election costs. DISCUSSION On November 3, 2009 the City of Palo Alto participated in the Uniform District Election Law election to elect five City Council members and the Business License Tax Initiative. The City Clerks Office estimated the costs for the Registrar of Voters to be $258,000. The total cost was $352,796. The City Clerk's office needs an additional $89,196 to make final payment to the Registrar of Voters for the November 3, 2009 election. RESOURCE IMPACT A Budget Amendment Ordinance in the amount of $89,176 is required to make this final payment. Funds will come from the Budget Stabilization Reserve. POLICY IMPLICATIONS This recommendation does not represent any change to existing City Policies. ENVIRONMENTAL REVIEW This is not a project for purposes of the California Environmental Quality Act. endment Ordinance Donna J. Grider City Clerk ATTACHMENT A ORDINANCE NO. ______ _ ORDINANCE OF THE COUNCIL OF THE CITY OF PALO ALTO AMENDING THE BUDGET FOR FISCAL YEAR 2010 TO PROVIDE ADDITIONAL APPROPRIATIONS OF $89,196 WITHIN THE GENERAL FUND FOR THE COUNTY OF SANTA CLARA REGISTRAR OF VOTERS NOVEMBER 2009 ELECTION COSTS The Council of the City of Palo Alto does ORDAIN as follows: SECTION 1. The Council of the City of Palo Alto finds and determines as follows: A. Pursuant to the provisions of Section 12 of Article III of the Charter of the City of Palo Alto, the Council on June 15, 2009 did adopt a budget for Fiscal Year 2010; and B. The City Clerk's Office estimated a budget of $258,000 for the costs associated with the Uniform District Election Law (UDEL) Election; and C. The City of Palo Alto participated in the UDEL Election held on November 3, 2009; and D. City Council authorization is needed to amend the Fiscal Year 2010 budget to make an additional appropriation of $89,196 (Eighty Nine Thousand One Hundred Ninety Six Dollars) for the cost associated with increased election costs. SECTION 2. The sum of $89,196 (Eighty Nine Thousand One Hundred Ninety Six Dollars) is hereby appropriated to Inter- Agency non-salary expenses in the City Clerk's department, and the Budget Stabilization Reserve is correspondingly reduced. SECTION 3. The Budget Stabilization Reserve is hereby decreased by the sum of $89,196 (Eighty Nine Thousand One Hundred Ninety Six Dollars) . As a result of this change the Budget Stabilization Reserve will be reduced from $24,747,000 to $24,657,804. SECTION 4. As specified in Section 2.28.080(a) of the Palo Alto Municipal Code, a two-thirds vote of the City Council is required to adopt this ordinance SECTION 5. The Council of the City of Palo Alto hereby finds that this is not a project under the California Environmental Quality Act and, therefore, no environmental impact assessment is necessary. ATTACHMENT A SECTION 6. As provided in Section 2.04.350 of the Palo Alto Municipal Code, this Ordinance shall become effective upon adoption. INTRODUCED AND PASSED: AYES: NOES: ABSTENTIONS: ABSENT: ATTEST: City Clerk APPROVED AS TO FORM: City Attorney APPROVED: Mayor City Manager Director Services of Administrative TO: HOr~ORABLE CITY COUr~CIL FROM: CITY MANAGER DEPARTMENT: CITY MANAGER'S OFFICE DATE: March 8, 2010 CMR:167:10 REPORT TYPE: CONSENT SUBJECT: Confirmation of Appointment of Pamela Anti! as Assistant City Manager and Approval of At-Will Enlploynlent Contract RECOMMENDATION The City Manager recolnmends that the City Council confinn the appointInent of Palnela Antil as Assistant City Manager and approve the attached at-will elnploytllent agreelnent. BACKGROUND The Municipal Code designates the Assistant City Manager as an "officer of the city" (Sec. 2.08.010) and requires that the City Council approve the City Manager's appointInent of the Assistant City Manager and all City departlnent heads (Sec.2.08.020). The position has relnained vacant since May, 2008 due to the transition of City Managers in 2008 and a subsequent operational asseSSlnent by the new City Manager. The Assistant City Manager serves as the operations officer for the City and Inay act on behalf of the City Manager when necessary at City Councillneetings and in other high-level capacities. Filling the position at this tilne is critical to the effective operations of the City and our ability to help transition our organization through challenging times while fulfilling Council priorities. DISCUSSION The City Manager requests approval of the appointment of PaInela Antil to the position of Assistant City Manager. Ms. Antil was selected as result of an extensive national search by the executive recruitnlent finll of PeckhaIn & McKenney. An in-depth assessnlent process was conducted, a process which resulted in the selection of Ms. Antil whose cOlnbination of energy, experience, and cOlnmitInent to professional city Inanagelnent make her an ideal fit for Palo Alto. Ms. Antil has been the Assistant City Manager for the City of No vi, MI (pop.53,000) since 2006, and she was the Assistant City Manager for the City of Rancho Palos Verdes, CA CIVIR: 167: 10 Page lof 2 (pop.45,000) where she served froln 1989-1995. She worked for the City of Ann Arbor, MI (pop.l14,000) fron12004-2006 in a variety of positions including a brief appointnlent as Assistant City Manager before Inoving to Novi. Ms. Antil holds the title of International City/County Managelnent Association (lCMA) Credentialed Manager and has a Master of Public AdIninistration Degree froln California State University, Long Beach. She has also served onnUlnerous policy and planning conmnttees with ICMA and is a highly respected IneInber of the city Inanagelnent cOlrununity. RESOURCE IMPACT The annual control point for the Assistant City Manager position is $199,431. The attached at-will eInploYlnent agreelnent for Ms. Antil reflects an annual salary level of $195,000, which is approxilnately 2.2% below control point. The agreelnent includes reiInburseInent for basic relocation costs for travel and Inoving expenses for Ms. Antil and her falnily in accordance with the basic relocation provision in the Managelnent Professional COInpensation Plan and the City's existing policies. All other terms are consistent with the at-will agreelnent teInplate that the Council approved in 2004 when it transitioned to an at-will systeln for new department heads. Ms. Antil is to begin her duties as Assistant City Manager on April 12,2010. POLICY IMPLICATIONS This recommendation is consistent with existing City policies. ATTACHMENT EInployment Agreelnent Between Pamela Antil and the City of Palo Alto FOR DEPARTMENT HEAD: W G~ ------~----~--------------------------- CITY MANAGER APPROVAL: CMR:167:10 Russell Carlsen Director of HUInan Resources ----~~~~~~~~---¥~--------- Jalne City - Page 20f2 THIS AGREEMENT is between the City of Palo Alto, a 1111111icipal corporation and chartered city ("City") and Pan1elaWeaver Antil ("AntH") its Assistant City Manager. It is effective on the latest date. next to the signatures on the last page. This Agreelnent is entered into on the basis of the following facts, aluong others: A. City, acting by and tln'ough its duly appointed City Manager and with the approval of its duly elected City Council, desires to enlploy Antil as its Assistant City Manager subject to the terms and conditions set forth in this Agreement, the Palo Alto Municipal Code and in the Charter oftlle City of Palo Alto (the "Charter"). B. Antil desires to be enlployed by the City as its Assistant City Manager, subject to the terms and conditions set forth in this Agreelnent, the Palo Alto Municipal Code, and in the Charter. C. City and Antil desire to establish specific ternlS and conditions relating to cOlnpensation and benefits, perfonnance evaluations, and related lnatters. D. Notwithstanding any provision of the City of Palo Alto Merit Systen1 Rules and Regulations, the City desires Anti} to serve on an at-will basis, with no expectation of continued enlploytl1ent, and with no right to pre-or post-separation due process or appeal. E. Antil desires a predictable runount of severance notice and severance pay should her enlployment be ternlinated with or without cause or notice. BASED UPON THE FOREGOING, CITY AND ANTIL AGREE AS FOLLOWS: 1. Erl1ployment. City will appoint and enlploy Antil as Assistant City Manager with the City of Palo Alto ruld Antil will accept the appointInent and elllployment with the City for an indefinite te1ID to begin on April 12, 2010 (the "Start Date"). In the event Antil does 110t actually report for or C0111n1011ce work on Aplil 12, 2010, the emploYlnent Start Date will be the date, if any, as otherwise Dlutually agreed by the parties. 2. Duties of Antil. Antil shall perfonn the duties established for the Assistant City Manager by the Charter, Palo Alto Municipal Code, direction of the City Manager, or as otherwise provided by law, ordinance, or regulation. 2.1. Full Energy and Skill. Antil shall devote her full energy, skill, ability, and pl:oductive thlle to the perfomlance ofhis/her duties. 2.2. No Conflict. Antil shall not engage in any enlploYIl1ent, activity, consulting service, or other enterprise, for compensation or otherwise, which is actually or potentially in conflict with, iniIllical to, or which interferes with the perfornlance of her duties. 1- 100225 sh 8261264 Antil ac1010wledges that she is subject to the various conflict of interest requirements found in the California Goverlllllent Code and state and local policies and regulations. 2.3 Permission Required For Outside Activities. Antil shall 110t engage in any elnployment, activity, consulting service, or other enterprise, for compensation or otherwise, wHhout the express, written permission of the City Manager. 3. Compensation. While perfonning the duties of Assistant City Manager, Antil shall be cOll1pensated as provided in this Section 3. 3.1. COll1pensation. Antil shall receive an initial base alUmaI salary of One Hundred Ninety Five Thousand Dollars ($195,000) cOlmnencing on the effective date of the contract. 3.2. Salary Adjusttnents. Not less than once each year, the City Manager shall nleet with Antil for the express purpose of evaluating the perfOlll1anCe of Anti!. The City Manager will act in good faith in detennining whether to increase the salary of Antil, but the ultimate decision in this regard is within the sole discretion of the City Manager. 3.3. Variable Managenlent COlnpensation. If a Variable Management COlnpensation (HVMC") progranl is provided in any given year, Antil shall be entitled to receive VMC pursuant to the terms of a City Council approved ll1anagelnent compensation plan. 4. Regular Benefits and Allowances. Antil will be eligible for, and shall receive, all regular benefits (i.e., health insurance, PERS contribution paid by City, etc.) and vacation, sick leave, and Inanagement leave as are generally provided to Inanagelnent employees pursuant to the City Council-appl'oved Management C0111pensation Plan. 5. Additional Benefits and Allowances. In addition to the benefits specified in section 4, Antil sha11 receive the following additional benefits and allowances: 5.1 Reinlbursement for Relocation Expense: 5.1.1 Basic Relocation Benefits. Antil shall receive the Basic Package for relocation benefits as provided in section B of Policy and Procedure 2-08. 5.2 Transportation Allowance. Anti! shall receive a transportation allowance as provided in the City Council-approved Manageluent Compensation Plan. 6. Additional Expenses of ElnploYlnent. City shall pay the following usual and custOlnary enlploymellt expenses: 6.1. The cost of any fidelity or other bonds required by law for the Assistant City Manager. 7. Dlu'ation of EluploYlnent. Antil understands and agrees that she has no constitutionally protected property or other interest in her employnlent as Assistant City 2- 100225 sh 8261264 Manager. She understands that notwithstanding any provision in the Merit System Rules and Regulations, she has no right to pre-or post-disciplinary due process. She understands and agrees that she works at the will and pleasure of the City Manager and that she lnay be tenninated, or asked to resign, at any time1 with or without cause, upon thirty (30) days written notice to Anti!. Anti11nay telminate this agreement upon thirty (30) days written notice to the City Manager. 7.1. Severance Pay. If Antil is asked to resign or is terminated as Assistant City Manager helshe shall receive a cash severance pa)'lnent, or pa)'lnents (without interest) at intervals specified by Anti!, equaling 6 months salary and benefits. 7.2. Non-Pa)l1nent of Severance Under Celtain Conditions. If the termination of Anti! is the result of conviction of a felony, helshe shall not be paid any severance pay. 8. IvIiscellaneous. 8.1. Notices. Notices given under this Agreenlent shall be in writing and shall be either: a) served personally; or b) sent by facsiInile (provided a hard copy is mailed within one (1) business day); or c) delivered by first-class United States lnai!, certified, with postage prepaid and a retunl receipt requested; or d) sent by Federal Express, or some equivalent private nlail delivery service. Notices shall be deemed received at the earlier of actual receipt or tlu-ee (3) days following deposit in the United States In ail , postage prepaid. Notices shall be directed to the addresses shown below, provided that a party Inay change such party's address for notice by giving written notice to the other party in accordance with this subsection. CITY: Attn: City Manager City of Palo Alto 250 Hanlilton Avellue Palo Alto, CA 95901 Phone: (650) 329-2226 FAX: (650) 328-3631 PA.MELA WEAVER ANTIL: Pmnela Weaver Antil 250 Hamilton Avenue Palo Alto, CA 94301 Phone: (650) 329-2226 FAX: (650) 328-3631 8.2. Entire Agree111entiAmendlnent. This Agreenlent constitutes the entire understanding and agremnent between the parties as to those matters contained in it, and supersedes any and all prior or contelnporaneolls agreenlents, representations and understandings of the parties. This Agreement may be amended at any time by mutual agreelnent of the parties, but any such alnendnlent Inust be in writing, dated, and signed by the parties and attached hereto. -3- 100225 sh 8261264 8.3. Applicable Law all(i Venue. This Agreelnent shall be interpreted according to the laws of the State of California. Venue of any action regarding this Agreement shall be in the proper court in Santa Clara County. 8.4. Severability. In the event any portion of this Agreelnent is declared void, such portion shall be severed from this Agreement and the relnaining provisions shall relnain in effect, unless the result of snch severance would be to substantially alter this Agreelnent or the obligations of the parties, in which case this Agree111ent shall be imlnediately ten11inated. 8.5. Waiver. Any failure of a party to insist upon strict compliance with any term, undertaldng, or condition of this Agreement shall not be deelnecl to be a waiver of such term, undertaking, or condition. To be effective, a waiver nlust be in writing, signed and dated by the parties. 8.6. Representation by Counsel. Antil and City acknowledge that they each did, or had the opportunity to, consult with legal counsel of their respective choices with respect to the Inatters that are the subject of tIns Agreement prior to executing it. 8.7 Section Headings. The headings on each of the sections and subsections of this Agreenlent are for the convenience of the parties only and do' not lhnit or expand the contents of any such section or subsection. Dated: CITY OF PALO ALTO By ________________________________ __ Ci ty Manager Dated: _____ _ Assistant City lVIanager ~{;J ,~7=Up Pamela Weaver Antil Attest: City Clerk Approved as to Fonn: By: -4- 100225 sh 8261264 TO: HONORABLE COUr~CIL FROM: CITY MANAGER DEPARTMENT: CITY MANAGER'S OFFICE DATE: March 8, 2010 CMR:168:10 TYPE: SUBJECT: Confirmation of Appointment of Gregory as Director of Community Services and Approval of At-Will Employment Contract RECOMMENDATION The City Manager recolmnends that the City Council confinn the appointinent of Gregory Betts as Director of COlnmunity Services and approve the attached at-will employtnent agreeinent. BACKGROUND Municipal Code Section 2.08.020 requires that the City Council confinn the City Manager's appointinent of City departInent heads. DISCUSSION The City Manager is reconunending appointnlent of Gregory Betts to replace Richard Jmnes as Director of COlllinunity Services who retired in June, 2008. Mr. Betts has acted as the Interiin Director of the Conmlunity Services Department since June, 2008. Mr. Betts was selected as a result of a national search conducted by the executive recruitInent finn of Peckhain & McKenney as well as a subsequent in-depth assessment process. This process also included an outreach by the City Manager to various stakeholder groups in the course of developing a candidate profile. Once finalists were selected, interviews were conducted by two panels whose Ineinbers included SOlne executive personnel as well as cOlnmunity representatives froin various cOlllinissions and friends groups. Mr. Betts has worked for the City of Palo Alto as a Inanager for the past twenty-six years and has Inanaged a variety of responsibilities including the operation of the Aniinal Services Division, Special Events, Open Space & Interpretation, Mitchell Park COlnmunity Center, the Parks Division and special interest classes and caInps. was liaison to the Parks and Recreation COlnmission and was responsible for a number of CMR:168:10 10f2 public/private projects such as the playground at Heritage Park, the renovation of Lytton Plaza, and the stewardship agreement for the Pearson Arastradero Preserve. Mr. Betts holds degrees froln the University of Califonlia, Davis, in Aninlal Science and Wildlife Biology, and received his Master of Public Adlninistration degree fronl the University of San Francisco. He is also an active Inember of the California Parks and Recreation Society, National Parks and Recreation Association, and National Association of Interpretation. RESOURCE IMPACT The annual control point for the Director of COlrununity Services position is $174,221. The attached at-will emploYlnent for Mr. Betts reflects that salary level, and all other tenllS are consistent with the at-will agreelnent teInplate that the Council approved in 2004 when it transitioned to an at-will systenl for new departlnent heads. POLICY IMPLICATIONS This reco1TIlnendation is consistent with existing City policies. ATTACHMENT EInploYlnent Agreelnent Between Gregory Betts and the City of Palo Alto F~D~AITMlliTHMD:_~~='_~~~~_~ __ ~~~ ____ _ Russell Carlsen Director of Human Resources CITY MANAGER APPROVAL: ------~~~~--~~~~~--------- CMR:168:10 Page 20f2 EMPLOYMENT AGREEMENT THIS ... t\GREE::VIENT is between the of Palo Alto, a Inunicipal corporation and chartered city ("City") and Betts, Conununity Services Director ("Betts"). It is effective on the latest date next to signatures on last This Agreenlent is entered into on the basis of the following facts, alnong others: A. City, acting by and through its duly appointed City Manager and with the approval its duly elected City Council, desires to elnploy Betts as Community Services Director, subj ect to the temlS and conditions set fOlih in this Agreement, the Palo Alto Municipal Code in the Charter of the City of Palo Alto (the "Charter"). Betts desires to be elnployed by the City as its Community Services Director subj ect to telIDS and conditions set forth this Agreement, Palo Alto Municipal Code, and the Charter. City and Betts desire to establish specific terms and conditions relating to compensation and benefits, performance evaluations, and related matters. D. Notwithstanding any provision of the City of Palo Alto Merit System Rules and Regulations, the City desires Betts to serve on an at-"will basis, with no expectation continued employment, and with no light to pre-or post-separation process or appeal. E. Betts desires a predictable anlount of severance notice and severance pay should his enlployment be terminated with or without cause or notice. BASED UPON THE FOREGOING, CITY Al'ID BETTS AGREE FOLLOWS: 1. City will appoint and elnploy Betts as Community Services Director with the City of Palo Alto and Betts will accept the appointment and employment for City for an indefinite ternl to begin on March 8, 2010. In the event Betts does not actually report for or commence work on March 8, 2010, Employment Stmi Date will be date, any, as otherwise mutually agreed by the parties. 2. Betts shall perform the duties established for the C01111nunity Services Director by the Charter, Palo Alto NIunicipal Code, direction of City Manager, or as otherwise provided by law, ordinance, or regulation. 2.1. Betts shall devote his full energy, skill, ability, and productive time to the performance of his duties. 2.2. No Conflict. Betts shall not in any employment, activity, consulting service, or other enterprise, compensation or otherwise, which is actually or potentially in conflict with, inilnical to, or which interferes with performance his duties. 100225 sh 8261266 Betts acknowledges that he is subject to the various conl1ict of interest requirenlents found in the California Government Code and state and local policies and regulations. 2.3. Permission Required For Outside Activities. Betts shall not engage in any employment, activity, consulting service, or other enterprise, for compensation or otherwise, without the express, written pennission of the City Manager .. 3. COlnpensation. While performing the duties of Conlll1unity Services Director, Betts shall be compensated as provided in this Section 3. 3.1. Compensation. Betts shall receive an initial base annual salary of One Hundred Seventy Four Thousand Two Hundred Twenty One Dollars ($174,221.00) commencing on the effective date of the contract. 3.2. Salary AdjustInents. Not less than once each year, the City Manager shall Ineet with Betts for the express purpose of evaluating the perfoilllance of Betts. The City Manager will act in good faith in determining whether to increase the salary of Betts, but the ultimate decision in this regard is within the sole discretion of the City Manager. 3.3. Variable Management Compensation. If a Variable Management Compensation ("VMC") program is provided in any given year, Betts shall be entitled to receive VMC pursuant to the terms of a City Council approved management compensation plan. 4. Regular Benefits and Allowances. Betts will be eligible for, and shall receive, all regular benefits (i.e., health insurance, PERS contribution paid by City, etc.) and vacation, sick leave, and management leave as are generally provided to management employees pursuant to the City Council-approved Management Compensation Plan. 5. Additional Benefits and Allowances. In addition to the benefits specified in section 4, Betts shall receive the following additional benefits and allowances: 5.1. Transportation Allowance. Betts shall receive a LTansportation allowance as provided in the City Council-approved Management Compensation Plan. 6. Additional Expenses of Employment. City shall pay the following usual and custOlnary elnployment expenses: 6.1. The cost of any fidelity or other bonds required by law for the Comn1unity Services Director. 7. Duration of Employment. Betts understands and agrees that he has no constitutionally protected property or other interest in his employment as Conununity Services Director. I-Ie understands that notwithstanding any provision in the Merit System Rules and Regulations, he has no right to pre-or post-disciplinary due process. I-Ie understands and agrees that he works at the will and pleasure of the City Manager and that he may be terminated, or asked to resign, at any ti1ne, with or without cause, upon 30 days written notice to Betts. Betts may tenninate this agreement upon 30 days written notice to the City Manager. -2- 100225 sh 8261266 8. 7.1. If Betts is asked to resign or is tenninated as Conununity Services Director he shall receive a cash severance payment, or payments (without interest) at intervals specified by Betts, equaling 6 lTIonths salary and benefits. 7.2. If the termination of Betts is the result of conviction of a felony, he shall not be paid any severance pay. 8.1. Notices given under this Agreelnent shall be in writing and shall be either: a) served personally; or b) sent by facsimile (provided a hard copy is mailed within one (1) business day); or c) delivered by first-class United States mail, certified, with postage prepaid and a return receipt requested; or d) sent by Federal Express, or some equivalent private mail delivery service. Notices shall be deemed received at the earlier of actual receipt or tbree (3) days following deposit in the United States mail, postage prepaid. Notices shall be directed to the addresses shown below, provided that a party may change such party's address for notice by giving written notice to the other party in accordance with this subsection. CITY: BETTS: Attn: City Manager City of Palo Alto 250 Hamilton Avenue Palo Alto, CA 95901 Phone: (650) 329-2226 FAX: (650) 328-3631 Greg Betts 250 Hamilton Avenue Palo Alto, CA 94301 Phone: 650-463-4951 FAX: 650-321-5612 8.2. Entire Agreement/An1endment. This Agreement constitutes the entire understanding and agreement between the parties as to those matters contained in it, and supersedes any arid all prior or contelnporaneous agreements, representations and understandings of the parties. This Agreement may be arnended at any tin1e by mutual agreement of the parties, but any such amendment must be in writing, dated, and signed by the parties and attached hereto. 8.3. This Agreement shall be interpreted according to the laws of the State of California. Venue of any action regarding this Agreement shall be in the proper court in Santa Clara County. 8.4. Severability. In the event any portion this Agreement is declared void, such portion shall be severed from this Agreelnent and the remaining provisions shall remain in effect, unless the result of such severance would be to substantially alter this -3 100225 5h 8261266 Agreement or the obligations of the parties, which case this Agreement shall be immediately terminated. 8.5. Any failure of a party to insist upon stdct compliance vvith any term, undertaking, or condition of this Agreement shall not be deemed to be a waiver of such term, undertaking, or condition. be effective, a waiver must be in wliting, signed and dated by the parties. 8.6. Betts and City acknowledge that they each did, or had the opportunity to, consult with legal counsel of their respective choices with respect to the matters that are subj ect this Agreement pdor to executing 8.7. The headings on each of the sections and subsections of this Agreement are for the convenience or the parties only and do not linlit or expand the contents of any such section or subsection. Dated: _____ _ CITY OF P ALO ALTO City Manager Dated: -----~ C01v1MUN1':VISERVICES DIRECTOR (~#~ ~es Attest: City Clerk Approved as to Form: By: -4- 100225 sh 8261266 TO: HONORABLE CITY COUNCIL FROM: CITY MANAGER DATE: MARCH 8, 2010 REPORT TYPE: CONSENT DEP ARTMENT:PLANNING AND COMMUNITY ENVIRONMENT CMR: 154:10 SUBJECT: Adoption of a Resolution to Consent to the City of Palo Alto Being Included Within the Boundaries of the San Mateo County Tourism Business Improvement District and Direction to Terminate Destination Palo Alto Contract RECOMMENDATION Staff recommends that the City Council: 1) Approve the attached Resolution to Consent to the City of Palo Alto being included within the boundaries of the San Mateo County Tourism Business Improvement District; and 2) Direct City Manager to formally provide written notice to the Convention Visitors Bureau that the contract between the City of Palo Alto and the San Mateo County/Silicon Valley Convention Visitors Bureau be terminated effective June 6, 2010, providing the required 60 day notice for this action. EXECUTIVE SUMMARY The purpose of this report is to provide City Council with the Resolution of Consent which will initiate the process to include Palo Alto hotels as participants in the San Mateo County Tourism Business Improvement (TBID). Following adoption of the Resolution of Consent, the City of Burlingame, as lead agency for the San Mateo County TBID will propose the addition of Palo Alto Hotels into the TBID. The participation of Palo Alto hotels in the TBID would result in the hotel guest paying a small increment of approximately ($.15 to $1.00) per room, per night rather than the City providing funds in the Destination Palo Alto contract. (The exact amount of assessments would depend on a property's projected occupancy.) Essentially, the same service level would be provided to hotels through this approach, as was provided under Destination Palo Alto. The SMC/SVCVB has also indicated continuation of the Palo Alto Visitors' Center at the Palo Alto Chamber of Commerce. The potential cost savings to the City would be $80,000 in FY 2010. CMR: 154:10 lof5 BACKGROUND In October 2005, the City Council directed staff to agendize a Council discussion that would explore enhancing Palo Alto's economy by improving visitor outreach. In February 2006, staff convened a committee of stakeholders for a Palo Alto visitorship effort. The Destination Palo Alto committee was chaired by the City Manager and held its first meeting on March 15,2006. Stakeholders included: the Palo Alto Chamber of Commerce, Stanford Athletics, Palo Alto Business Improvement District, Palo Alto Weekly, Stanford Visitor's Center, Palo Alto Online, California Avenue Area Development Association (CAADA), Stanford Shopping Center, Stanford University, Town and Country Shopping Center, Palo Alto Arts Center and business representatives from the hotel, retail and hospitality industries. On October 6, 2008, City Council authorized the City Manager or his designee to execute the agreement with the San Mateo County/Silicon Valley Convention and Visitors Bureau (SMC/SVCVB) in an amount not to exceed $455,000 for visitorship services for the fiscal year 2009 and fiscal year 2010. The first year of the contract included $215,000 to the SMC/SVCVB, and $25,000 to the Palo Alto weekly for an update of the Destination Palo Alto website and additional marketing materials. In the second year of the contract, the full amount of $240,000 was allocated for the provision of visitors hip services by the SMC/SVCVB. On November 2,2009, City Council confirmed the extension of the contract but requested that staff return with a description of the methodology and specific metrics to be used to quantify the City's return on its investment. The Council also directed that the contract be amended to provide for a 60-day termination clause by either party (which has been completed). In December, the Council received a request from the SMC/SVCVB that the City vote to approve inclusion in the Bureau's TBID, switching from a contractual arrangement with the City. In February 2010, staff presented baseline information and metrics quantifying the City's return on investment for Destination Palo Alto to assess the effectiveness of the program thus far, and considered a letter from the CVB to move to include the Palo Alto hotels in its TBID and terminate the Destination Palo Alto contract. Following this review, City Council unanimously approved the staff recommendation to consider adoption of a Resolution of Consent to participate in the San Mateo County TBID. DISCUSSION Attached to this staff report is a letter dated December 18, 2009 which staff received from the SMC/SVCVB. In the letter, the CVB indicates that inclusion of Palo Alto hotels into the Tourism Business Improvement District which encompasses most of San Mateo County (with whom Palo Alto would otherwise compete for hotel room bookings without inclusion into the CVB) would be a more effective way to deliver tourism services in the Palo Alto marketplace. Eventual transition of the Destination Palo Alto to a TBID was the longer term outcome when it was initiated. Should Palo Alto opt into the TBID, the CVB will retain its visitor center presence in the Palo Alto Chamber office, at no additional cost to the City, so service would be uninterrupted. In addition, a Palo Alto hotel owner will be included on the TBID's advisory board. CMR: 154:10 20f5 The CVB proposed that the contract between the CVB and the City of Palo Alto end in April or May of2010 (to allow for public notifications regarding transition, etc.) and that the City Council pursue participation in the existing TBID. Inclusion into the TBID would result in a nominal additional cost to travelers. The range of cost is approximately 15 cents to $1 per room night based on the projected occupancy of each hotel. Smaller hotels with limited services and meeting space with lower occupancy pay less than larger, full-service hotels. The CVB's TBID has been in place successfully since April of2001. The City of Burlingame is the lead city for the TBID and conducts the notifications and public hearings for the TBID. Other areas competing for meetings with TBIDs of their own include San Jose, San Francisco, Santa Clara, Sacramento County, San Diego and Santa Cruz County. The CVB has already conducted outreach to the largest hotels in Palo Alto that represent a majority of rooms in the City. Several Palo Alto hotels, including the Westin, Sheraton, Cabana, Garden Court and Dinah's Court, have indicated their support for inclusion into the TBID. The CVB is continuing its outreach and will update the City Council on the outreach to both large and small hotels. Expanding the TBID to include Palo Alto hotels is a multi step process. To initiate the process, the Palo Alto Council must adopt a Resolution of Consent to be included within the San Mateo County TBID (Attachment 3). Once the initiating resolution is adopted, the Burlingame City Council as lead agency of the TBID conducts two additional public hearings to formalize the inclusion of the Palo Alto hotels as District C of the TBID. At these hearings, affected hotels will be given the right to file written protests. If protests are not received from owners of hotels or other lodging establishments responsible for 50% or more of the total value of the projected Palo Alto hotel assessment, the district will be amended to include Palo Alto hotels and the assessments will be levied against the hotels. The entire TBID inclusion process may take up to 90 days due to the, notification and public hearing process. Once the Palo Alto hotels are included in the TBID, the Burlingame City Council will conduct annual re-authorization hearings. This process is similar to that used to establish the Palo Alto Downtown Business Improvement District. To provide for an effective transition of this program, the contract with the San Mateo County/Silicon Valley Convention and Visitor's Bureau (SMC/SVCVB) would continue through May with an effective termination date of June 6, 2010. As discussed at the February 8, 2010 City Council meeting, City Council, staff, and the Convention Visitors Bureau believe that termination of the Destination Palo Alto contract and participation in the Tourism Business Improvement District is the best option for the delivery of services to the hotels in Palo Alto. Since hotels would not begin paying TBID assessments until the beginning of the first full quarter of inclusion, anticipated to be July 2010, there would be ample time to transition from the Destination Palo Alto contract to the Tourism BID. The SMC/SVCVB has met with the City's largest hotels and thus far the Sheraton/Westin, Cabana, Dinah's, Garden Court hotels and Creekside have indicated support for the transition to a TBID. Immediately following the City Council meeting on February 8, 2010, all Palo Alto hotels received a letter explaining the plan to make a transition TBID (Attachment 4). The letter provided contacts for questions and comments. To date, only one clarification request was CMR: 154:10 30f5 received from the Stanford Terrace hotel. No other comments, questions or concerns have been communicated to the CVB or the City. RESOURCE IMPACT The first year of Destination Palo Alto Visitor Program was funded through an allocation of the City's General Fund for FY 2009. The Destination Palo Alto program is a two-year pilot with $240,000 for the second year allocated as a part of the 2009-10 budgets. If the contract is ended on June 6, 2010, $80,000 of the original contract amount will not be expended. City Council will consider how to redirect the remaining Destination Palo Alto funds as a part of the FYI0 mid- year or FY 2011 budget process. Should the City collect the TBID remittances directly, there will be additional administrative workload for the Administrative Services Department. In light of past and future budget reductions and general policy to become more effective and efficient, staff recommends that remittances be sent directly from hotels to the City of Burlingame. There appear to be no benefits to the City from it acting as an intermediary or second step in the remittance process. It is important to note that most cities in the TBID collect TBID assessments while collecting the transient occupancy tax. By remitting fees directly to Burlingame, hotels will experience a modest increase in work and mailing expenses. ENVIRONMENTAL REVIEW This action by the City Council is not considered a project pursuant to Section 21065 of the California Environmental Quality Act. PREPARED BY: DEPARTMENT HEAD: CITY MANAGER APPROVAL: CMR: 154:10 ~cb.~~ $USAN BARNES{ Manager Economic Development/Redevelopment CURTIS WILLIAMS, Director Planning and Community Environment 40f5 ATTACHMENTS Attachment 1: Attachment 2: Attachment 3: Attachment 4: CMR: 154:10 . Letter from SMC/SVCVB of December 21,2009 CMR 138:10 (February 8, 2010) Resolution of Consent for inclusion of Palo Alto hotels into the San Mateo County Tourism Business Improvement District Letter from SMC/SVCVB re: Joining San Mateo County TBID 50f5 December 21, 2009 Palo Alto City Council 250 Hamilton St. Palo Alto, CA 9430 I ATTACHMENT 1 111 Anza Boulevard, Suite 410, Burlingame, CA 94010 650-348-7600 • 1-800-288-4748 Fax 650-348-7687 info@sanmateocountycvb.com • www.visitsanmateocounty.com Dear Mayor Drekmeier and Members of the Council: As you know, we began representing Palo Alto hotels and motels in October, 2008, promoting your properties in the same manner as the properties in the cities we represent as part of ollr TOllrism Business Improvement District (TBID). We have appreciated your Council's support and we believe that the relationship has resulted, and will continue to result, in a positive economic benefit for your city. When we entered into a contract with your city, our hope was that after two years under contract, Palo Alto properties would become patt of Ollr tourism business improvement district, with no Palo Alto City money involved. In these challenging times, ollr desire as a board is to maximize the time our staff spends on selling and promoting the area as a whole. It is the regional efforts that maximize the return on investment and bring people i11to ollr properties. What we are tinding lately. however, is that a disprop01tionate amollnt of staff time is being spent on local Palo Alto meetings, questions, etc. In an eff0l1 to allow our team to foclls on regional promotion, we voted at Ollr December Board meeting to spend the next fe\v weeks talking to Palo Alto properties about becoming part of our existing TBID midway through the second year of our contract with the City of Palo Alto, rather than operating under a system under which the City of Palo Alto pays for the equivalent of their assessments. Should such a change occur, it would save your city approximately $120,000. We will repOIt back to your city staff well in advance of your February 8 council meeting. If the hotels have an interest and your council wishes to be part of the TBlD (with hotel guests paying for the assessments, rather than using any city money), it would mean the City of Palo could simply pass a resolution requesting that Palo Alto be included in the existing TBID. The request would then go to the City of Burlingame as lead agency for our TBID, to handle all noticing requirements. We look forward to a continued positive relationship with the City of Palo Alto, We want to commend Susan Barnes in particular for doing everything possible to promote your businesses and city. It is a pleasure working with her. Sincerely, Ken Landis E~~O~ (tid» Chairman of the Board (2009) Chairman of the Board (2010) ATTACHMENT 2 City of Palo Alto City Manager's Report TO: HONORABLE CITY COUNCIL 14' FROM: CITY MANAGER DATE: FEBRUARY 8, 2010 REPORT TYPE: ACTION DEPARTMENT:PLANNING AND COMMUNITY ENVIRONMENT CMR: 138:10 SUBJECT: Review of Destination Palo Alto Metrics and Direction to Staff to Pursue Transition to Participation in the San Mateo County Tourism Business Improvement District RECOMMENDATION Staff recommends that the City Council: 1) Review the baseline data, methodology and Destination Palo Alto return on investment information; and , 2) Direct staff to explore participation in the San Mateo County Tourism Business Improvement District operated by the San Mateo County/Silicon Valley Convention Visitors Bureau. EXECUTIVE SUMMARY The purpose of this report is to respond to City Council questions and concerns regarding the City's return on investment for the City's visitorship effort, Destination Palo Alto. At the November 2,2009 City Council Meeting, staff was directed to return to City Council within three months with details of metrics t6 be used to measure performance of the program. This staff report contains detailed baseline data on transient occupancy tax revenue, occupancy rates, and total number of hotel rooms for Palo Alto and 7 other area cities. In addition, a specific estimate is provided for transient occupancy tax revenue generated as a-result of the San Mateo/Silicon Valley Convention and Visitors Bureau (SM/SVCVB) through Destination Palo Alto. The period covered in this review is November 2008 through December 2009. The data indicates the City received $187,061 in revenues, as compared to the $249,000 cost of the program which includes the $25,000 paid directly to the Palo Alto Weekly (for local marketing-website, visitors' guides, rack brochure) and operation of the Visitors' Center at the Chamber of Commerce. CMR: 138:10 10f6 Since the City Council meeting in November, staff has received communication from the SM/SVCVB regarding its desire to transition from the existing contract to the inclusion of Palo Alto hotels into the existing Tourism Business Improvement District operated by the CVB. This change would result in the hotel guest paying a small increment ($.15 to $1.00) per room, per night rather than the City providing funds in the Destination Palo Alto contract. Essentially, the same service level would be provided to hotels through this approach, following up on the success of Destination Palo Alto. The SMlSVCVB has also indicated continuation of the Palo Alto Visitors' Center at the Palo Alto Chamber of Commerce. The potential cost savings to the City would be approximately $60,000 -$120,000 in FY 2010. BACKGROUND In October 2005, the City Council directed staff to agendize a Council discussion that would explore enhancing Palo Alto's economy by improving visitor outreach. In February 2006, staff convened a committee of stakeholders for a Palo Alto visitorship effort. The committee, Destination Palo Alto, was chaired by the City Manager and held its first meeting on March 15, 2006. Stakeholders included: the Palo Alto Chamber of Commerce, Stanford Athletics, Palo Alto Business Improvement District, Palo Alto Weekly, Stanford Visitor's Center, Palo Alto Online, California Avenue Area Development Association (CAADA), Stanford Shopping Center, Stanford University, Town and Country Shopping Center, Palo Alto Arts Center and business representatives from the hotel, retail and hospitality industries. The goals of Destination Palo Alto included the development of a specific, actionable and achievable plan that would strengthen visitorship in Palo Alto. Three key objectives included: 1. Attracting more visitors to Palo Alto 2. Promoting return visitorship to Palo Alto 3. EntiCing visitors to stay longer, use additional amenities and spend more money locally Staff issued an RFP for visitorship services on April 14, 2008. Staff was directed to include $240,000 for the Destination Palo Alto program in the FY 2009 proposed budget and $240,000 in the FY 2010 proposed budget. Based on input from the Administrative Services Department, a formula was identified for estimating the City's return on its investment for Destination Palo Alto. Based on a 5% increase in the occupied room days for the five largest hotels in Palo Alto, the growth in revenue was estimated to be approximately $240,000 yearly. This amount was proposed for two years as a part of the FY 2009 and FY 2010 budgets. On October 6, 2008, City Council authorized the City Manager or his designee to execute the agreement with the San Mateo County/Silicon Valley Convention and Visitors Bureau (SMC/SVCVB) in an amount not to exceed $455,000 for visitorship services for the fiscal year 2009 and fiscal year 2010. $25,000 of the total $240,000 contract amount was awarded to the Palo Alto Weekly for an upgrade of the Destination Palo Alto website ($15,000) and for the provision of two visitor CMR: 138:10 20f6 · guides ($10,000). The cost of the visitor guides and website upgrade are one time costs. No rate of return was calculated for this portion of the contract. Thus, in the first year of the contract, the SMC/SVCVB portion of the contract was only $215,000. In the second year of the contract, the full amount of $240,000 was allocated for the provision of visitorship services by the SMC/SVCVB. On November 2,2009, City Council confirmed the extension of the contract but requested that staff return with a description of the methodology and specific metrics to be used to quantify the City's return on its investment. The Council also directed that the contract be amended to provide for a 60-day termination clause by either party (which has been completed). DISCUSSION Staff has collected baseline data from a number of other cities in an effort to address the questions from City Council. Attached is a spreadsheet that identifies the transient occupancy tax (TOT) revenue, occupancy rates (when available) and the tot~:tl number of hotel rooms in Palo Alto, Berkeley, Redwood City, Cupertino, Campbell, Mountain View, Menlo Park and Sunnyvale (Attachment 2). Baseline Metrics Staff analyzed FY2007, 2008, and 2009 data related to TOT revenue, percentage occupancy rates and number of hotel beds from 8 cities: Palo Alto, Menlo Park, Cupertino, Berkeley, Redwood City, Campbell and Sunnyvale. The statistical analysis did not identify any significant differences accounted for by either the presence or absence of a convention bureau, or the rate of TOT. Overall, the statistical results of the TOT analysis indicated that macroeconomic factors, especially the downturn in the economy in the Bay Area Region, swamped any other effects. While no specific inferences can be made from this data, the collection of baseline figures will allow staff to determine the impact of Destination Palo Alto as the program continues to develop. Rate of Return The Destination Palo Alto contract was initiated in October of 2008. Events and hotel room bookings are planned months and even years in advance. For this reason, the CVB cannot attribute any hotel bookings to the program for that 2008, therefore the table below begins with calendar year 2009. The following table illustrates rooms booked in Palo Alto for 2009, and 2010 (based on bookings through 12/15/2009). In addition, revenues generated through transient occupancy tax, secondary impacts (such as sales tax) and costs to operate Destination Palo Alto are detailed. CMR: 138:10 30f6 Table I Destination Palo Alto 2009 2010 (Full year estimate) 10 .. Rooms bookedl , 9,900 12,000 Palo Alto hotel room revenue generated by $1,439,559 $1,744, 920 DPA2 ... Secondary Revenue· Impact 3 $1,439,059 $1,735,080 . A. TOT Revenue to Palo Alto from DP A $172,747 $209,390 bookings 4 B. Sales tax revenue 5 $14,314 $17,351 Total TOT and Sales Tax Revenue 6 $187,061 $226,741 Annual Cost ofDPA 7 $240,000 $240,000 C. Return on investment 8 78% 94.4% D. Rate of Return (without Visitor Center) 117% 142% The following summarizes some of the key assumptions used to prepare the table (corresponding to the footnotes): 1. Rooms booked by SMC/SVCVB 2. Average room rate (9,900 x $ 145.41/night = hotel room revenues) 3. Secondary Revenue Impact (retail sales, restaurant sales, services purchased by travelers) -144.59 per room per day per Smith Travel Research 4. TOTrateofl2% 5. Sales tax at 1 % of retail impacts 6. A+B 7. Amount includes $25,000 to PA Weekly (2009) and $80,000 for Visitor Center at Chamber of Commerce 8. Ratio of total City revenue to cost ofDPA ($240,000) 9. Data through 12115/2009 10. Contract period is 10 months in 2010 Staff notes that there is an anticipated 21 % increase in total transient occupancy tax, and sales tax revenue comparing 2009 figures to 2010. This trend is expected to continue as the program matures and as additional room nights are booked. The ROR is estimated at 78% for 2009, including the dollars allocated to the Palo Alto Weekly ($25,000) and for the Visitor Center ($80,000). For 2010, the return on investment is projected at 94% (again including the Visitor Center costs). The figures above assume all room nights booked become actual room stays, which may tend to overstate bookings. However, this overstatement is somewhat offset by other revenues not captured in this metric, such as room night revenue, sales tax and total economic impact generated from leisure travelers generated by numerous articles and advertisements featuring Palo Alto, and rooms generated by features or ads in publications aimed at meeting planners. CMR: 138:10 40f6 Tourism Business Improvement District Attached to this staff report is a letter dated December 18, .2009 which staff received from the SM/SVCVB. In the letter, the CVB indicates that inclusion of Palo Alto hotels into the Tourism Business Improvement District (TBID) which encompasses most of San Mateo County (with whom Palo Alto would otherwise compete for hotel room bookings without inclusion into the CVB) would be a more effective way to deliver tourism services in the Palo Alto marketplace. This was the longer term outlook for Destination Palo Alto when it was initiated. Should Palo Alto opt into the TBID, the CVB will retain its visitor center presence in the Palo Alto Chamber office at no additional cost to the City, so service would be uninterrupted. The CVB proposes that the contract between the CVB and the City of Palo Alto end in April or May of 2010 (depending on the timeframe for public notifications, etc.) and that the City Council direct staff to pursue participation in the existing TBID. Inclusion into the TBID would result in a nominal additional cost to travelers. The range of cost is approximately 15 cents to $1 per room night based on the projected occupancy of each hotel. Smaller hotels with limited services and meeting space with lower occupancy pay less than larger, full-service hotels. The CVB' s TBID has been in place successfully since April of 200 1. Other areas competing for meetings with TBIDs of their own include San Jose, San Francisco, Santa Clara, Sacramento County, San Diego and Santa Cruz County. The CVB has already conducted outreach to the largest four hotels and others in Palo Alto that represent a majority of rooms in the City. Currently· a number of Palo Alto hotels including the Westin, Sheraton and Dinah's Court have indicated their support for inclusion into the TBID. The CVB is continuing its outreach arid will report these outcomes at City Council. Should City Council determine that participation in the TBID be explored, staff will return to City Council tentatively on March 8, 2010, with a resolution of intention for inclusion into the TBID by Palo Alto hotels. The entire TSID inclusion process may take up to 90 days with notifications. This process is similar to that used to establish the Palo Alto Downtown Business Improvement District. RESOURCE IMPACT The first year of Destination Palo Alto Visitor Program was funded through an allocation of the City's General Fund for FY 2009. The amount of the funding allocated for the program was based on the expected growth in hotel occupancy that results from implementation of the program. The expected growth in occupancy was estimated to be 5 percent, which translates into $240,000. It is estimated that approximately $187,061 was generated in revenue to the City in transient occupancy tax and sales tax alone for 2009. The Destination Palo Alto program is a two-year pilot with $240,000 for the second year allocated as a part of the 2009-11 budgets. If the contract is ended in April-June, 2010, approximately $60,000-$120,000 of the original contract amount will not be expended. Staff has recommended the flexibility to terminate the contract in April or May, depending on the time required for TBID inclusion to ensure uninterrupted services to the hotels and visitor's center at the Chamber of Commerce. CMR: 138:10 50f6 ENVIRONMENTAL REVIEW This action by the City Council is not considered a project pursuant to Section 21065 of the California Environmental Quality Act. PREPARED BY: S SAN BARNES, anager Economic Development/Redevelopment DEPARTMENT HEAD: . CURTIS WILLIAMS, Director Planning and Community Environment CITY MANAGER APPROVAL: ATTACHMENTS Attachment 1: Attachment 2: Attachment 3: CMR: 138:10 Letter from SMC/SVCVB of December 21, 2009 Baseline data on transient occupancy tax revenue, number of hotel rooms and occupancy for selected cities CMR: 386:09 dated November 2,2009: Approval of the Extension of the Agreement between San Mateo County Convention and Visitors Bureau and the City of Palo Alto for the Provision of Destination Palo Alto Visitorship Services in the amount of $240,000 for Fiscal Year 200911 0 60f6 Not Yet Approved ATTACHMENT 3 Resolution No. --- Resolution of the Council of the City of Palo Alto to Consent to the City of Palo Alto Being Included Within the Boundaries of the San Mateo County Tourism Business Improvement District WHEREAS, Section 36521.5 of the California Streets and Highways Code authorizes this City to consent to its inclusion within the boundaries of a Business Improvement District; and WHEREAS, it is proposed that the City of Palo Alto be included in the boundaries of the San Mateo County Tourism Business Improvement District for the purpose of collecting assessments from commercial lodging facilities (hotels, motels, etc); and WHEREAS, pursuant to the Streets and Highways Code sections 36500 and following, the City of Burlingame will hold necessary hearings, provide required notices, and receive testimony and protests; and WHEREAS, this City has reviewed the ordinances establishing the San Mateo County Tourism Business Improvement District, including but not limited to the proposed district boundaries, assessments, and purposes for the District. NOW, THEREFORE, the Council of the City of Palo Alto does RESOLVE as follows: SECTION 1. The City of Palo Alto hereby consents to being included in the boundaries of the San Mateo County Tourism Business Improvement District for hotels and authorizes the City of Burlingame to take necessary steps and actions to formalize its inclusion in the boundaries of the District. SECTION 2. The City further requests that the Burlingame City Council amend Section 14 of Ordinance 1648 to require an owner or manager of a hotel or property occupied by a hotel in the City of Palo Alto be appointed to the advisory board. II II II II II II 100210jb 0130565 Not Yet Approved SECTION 3. The Council finds that this is not a project under the California Environmental Quality Act and, therefore, no environmental impact assessment is necessary. INTRODUCED AND PASSED: AYES: NOES: ABSENT: ABSTENTIONS: ATTEST: , City Clerk APPROVED AS TO FORM: City Attorney 100302 jb 0130565 Mayor APPROVED: City Manager Director of Director of Administrative Services February 9, 2010 To: Palo Alto Properties ATTACHMENT 4 111 Anza Boulevard, Suite 410, Burlingame, CA 94010 650-348-7600 • 1-800-288-4748 Fax 650-348-7687 info@sanmateocountycvb.com • www.visitsanmateocounty.com From: The San Mateo County/Silicon Valley Convention and Visitors Bureau Re: Joining Existing San Mateo County (Silicon Valley) Tourism Business Improvement District Dear Property Owners and Managers: A few years ago, we approached some of the largest properties in Palo Alto with an offer to have Palo Alto hotels and motels join our tourism business improvement district (TBID). In our TBID, hotels are assigned an assessment*, which is passed on to guests on the guest folio as a small "tourism fee". These TBIDs are now in place all over California, including Sacramento County, San Francisco/San Francisco County, Monterey County, the City of San Jose, the City of Santa Clara, San Diego and, of course, San Mateo County. They have become commonplace and visitors have become used to paying a tourism or TBID fee. At that time, it was proposed that instead of joining the TBID, the hotels get representation and sales outreach from our Bureau, but funded by the City of Palo Alto in a contract. In October of 2008, a contract was signed with the City of Palo Alto and all promises in that contract honored. We have found, however, that the "strictly local" meetings, reports and requests are detracting from our sales outreach for our area. We are all about sales and marketing, and our Board is convinced your properties would benefit far more from joining the TBID. At a Council meeting on March 8, the Palo Alto City Council will vote on a resolution requesting Palo Alto's inclusion in our TBID. If approved, the process would take up to 90 days, with Palo Alto properties officially in the TBID as of Mayor June, but with no assessments passed on until the quarter beginning July 2010, to allow collection of the fees prior to any billing, so no money would be out-of-pocket. We have already met with multiple properties in Palo Alto that would have the highest assessments and all five to whom we have spoken so far support giving the TBID a try, particularly in today's challenging economic times. (Hotels are notified annually when the renewal process is pending.) We are now reaching out to notify Palo Alto properties whose assessments would be at much lower levels to let them know this is under discussion. Enclosed is a list of services we offer. Worth noting for smaller properties are the opportunities we provide in terms of generating editorial about the area, leisure room nights, film crew leads and tour and travel. In addition, a general rule of thumb is that,even when we book a large conference into an area hotel, 20% of the attendees will book elsewhere in the area, "outside the block", in order to get a lower rate. Large meetings usually also generate overflow rooms for smaller properties. Please let us know if you have any questions or concerns prior to March 80 Thank you! Sincerely, Anne LeClair President & CEO * According to our calculations, since your property has over 20 sleeping rooms, if your occupancy is at 60%, your assessment would be covered with a tourism fee of 15 cents per night. The fee is adjustable. So, if your occupancy were at 30%, you could pass on a fee of30 cents per night. (All of this is explained in documentation that goes out to participating properties.) 111 Anza Boulevard, Suite 410, Burlingame, CA 94010 650-348-7600 • 1-800-288-4748 Fax 650-348-7687 info@sanmateocountycvb.com • www.visitsanmateocounty.com Your best contacts for questions about: Sales efforts in general/how small properties benefit most: Teipo Brown teipo@smccvb.com Billing/payment process: Gina Allhands gina@smccvb.com General Questions: Anne LeClair AnneL@smccvb.com Office Number: 650-348-7600 that could be sent to bidders bidding Palo Alto construction projects to evaluate differences· in benefits and work conditions present at contracting companies paying or not paying prevailing wage on their projects. This report presents the details of the recommended prevailing wage study. BACKGROUND As a charter city, Palo Alto is not required to pay prevailing wages on "public works" projects, so long as the projects are within the realm of "municipal affairs", funded entirely by local funds, and no other statutory exceptions apply. This "home rule" principle allows decisions on expenditure of local funds to be made by locally elected officials. In 1981, Palo Alto passed a resolution to pay prevailing wage, "only when required by federal or state grants and on other jobs considered to be of statewide concern." (See Attachment B). Recently, charter cities' power to opt out of state prevailing wage law was upheld by California's Follf$ District Court of Appeal in State Building and Construction Trades Council of California v. City of Vista, (2009) D052181. In 2007, the City of Vista (Vista), a charter city like Palo Alto, adopted an ordinance under which City contracts generally would not require payment of the prevailing wage. The Court held that state prevailing wage laws were intended ''to keep state contracting from undermining what local markets have established." However, because an ordinance like Vista's would not materially interfere with the stability of the area's labor market, the effect of ordinances like Vista's were not a matter of statewide concern. Therefore, the court _:held that charteLcities, like Vista and Palo Alto, retain the pow_er to_opt out of the_state's prevailing wage law. The State Building and Construction Trades Council of California intends to petition the California Supreme Court to review this case. In the meantime, the Vista decision is still good law, and it affi~s the City of Palo Alto's right to opt out of paying prevailing wage. Also relevant is SB 9EX, which the Governor Arnold Schwarzenegger signed on February 20, 2008, noting the (then) ongoing litigation in Vista. SB 9EX narrowed potential prevailin.g wage obligations for charter cities involving work on water, sewer, or storm drain systems that have previously been extended to disadvantaged communities. Amid the recent debate over charter cities' prevailing wage requirements, on December 9,2008, staff presented to the Council and the P&S Committee a recommendation that Council not change current prevailing wage policy, allowing City capital construction ("public works") projects to be bid without prevailing wage requirements unless prevailing wage is required for the project pursuant to state or federaLlaw, due to potential cost impacts to the City's General and Enterprise Fund Capital Improvement Program (CIP) Projects (CMR 443:08, Attachment C). The Committee carefully reviewed this recommendation and decided it was in the best interest of the City to recommenct to the full Council that a resolution be adopted requiring prevailing wage on all City capital construction contracts. The P&S Committee also instructed staff to recommend types of construction contracts that could be considered for exemption from a prevailing wage requirement. Minutes of the December 9th P&S Committee meeting is Attachment D. On March 10, 2009, staff presented to the Council's Ad Hoc Committee on Prevailing Wage proposed exemptions from the possible prevailing wage policy discussed at the December 9, 2008 P&S Committee meeting. The possible exemptions reviewed with the Ad Hoc Committee were: CMR:151:10 Page 2 of6 1. Maintenance projects under $250,000 as defined by Section 22002 of the California Public Contract Code; 2. Projects using public-private partnership funding; 3. Projects that construct/rehabilitate affordable housing for people with low or moderate incomes; and 4. Projects where the work is performed either entirely or partially by volunteers. A detailed discussion of the above staff recommended exemptions can be found in the CMR:150:09, Attachment E. At the March 10th meeting the Ad Hoc Committee on Prevailing Wage recommended that Council. approve the staff recommended exemptions for projects where the work is performed entirely by volunteers and for low and moderate income housing projects. Minutes of the March 10th meeting are Attachment F. The Ad Hoc Committee asked staff to come back to the full Council with additional information on possible exemptions for maintenance projects and projects involving public-private partnerships, as well as clarification that the proposed exemption for affordable housing would apply unless otherwise required by law. Speci:&cally, the Ad Hoc Committee asked staff to present justification for the proposed $250,000 threshold for maintenance projects that is reflective of the dollar value of most maintenance contracts and not tied solely to the $250,000 threshold cited in Section 2.30.210 of the City's Municipal Code for Public Works projects requiring City Council approval. The Ad Hoc Committee also asked staff to develop criteria for exemptmg pubbc-pnvate partnershIp projects that reflects the amount of CIty fUridmg m these projects and addresses project administrative responsibilities. At the June 29, 2009, P&S Committee meeting staff recommended that the Committee recommend that the City Council retain its current prevailing wage policy, allowing City "public works" construction projects to be bid without prevailing wage requirements unless prevailing wage is required for the project pursuant to state law, in light of the City'S current economic difficulties and to avoid additional cost impacts to the City's General and Enterprise Fund CIP projects. At that time staff also recommended a pilot study of potential prevailing wage impacts be conducted on selected CIPs where prevailing wage would be required, to determine whether the prevailing wage requirement impacts the number of bids, project costs, change orders and other factors. At this meeting staff also presented additional information on a possible exemption for maintenance projects less than $250,000 and another possible exemption for Public-Private Partnership projects where the private party is the lead entity funding 50% or more of the project cost and manages the project design and construction. CMR:236:09 (Attachment G) contains a full discussion of the prevailing wage topics presented at the meeting on June 29. At this meeting the P&S Committee voted unanimously (with Committee member Yiaway Yeh absent) to defer the prevailing wage Ordinance for one year and direct staff to study the issue using pending projects to achieve constructive data. The P&S Committee Chair also confirmed that staff would come back to the P&S Committee with the study criteria within a couple months and then within a year with final results. Minutes of the June 29 meeting are Attachment H. At the December 17, 2009 P&S Committee meeting, staff presented proposed prevailing wage study criteria that the P&S Committee could recommend to the City Council. The staff recommended study criteria would center on the following two areas: CMR:151:1O Page 3 of6 • Performance of a pilot study of potential prevailing wage impacts on selected CIPs where prevailing wage would be required to determine whether the prevailing wage requirement impacts the number of bids, project costs, change orders and other factors; and • Development of a survey to be submitted to all bidders on Palo Alto construction projects that would be used to evaluate differences in benefits and work conditions at contracting companies paying or not paying prevailing wages. At the December 17 meeting, the P&S Committee moved to recommend that the City Council accept the above staff recommendations with the following additional requests: • Staff should reevaluate the proposed survey questions presented at the December 17 meeting to explore the core issues of wages and the nature of worker benefits; • Staff should conduct a post study evaluation of completed work for quality, cost and schedule control on projects using and not using prevailing wage; • Staff should also survey sub-contractors bidding on Palo Alto construction projects; • The City Manager should convene with the City Attorney to determine how the survey can be distributed at bid time; and • A question on construction company training programs should be included in the survey. The P&S Committee Chair Sid Espinosa also requested that the prevailing wage staff report to Council remove any discussion of a potential 5% to 10% cost impact to CIP projects as the purpose of the study will be to verify if there are any cost impacts on projects the City bids. CMR:472:09 (Attachment I) contains a full discussion of the prevailing wage topics presented at the December 17 meeting. DISCUSSION Since the December 17 P&S Committee meeting, the City Attorney has opined that a contractor survey may be sent to all contractors and sub-contractors bidding on Palo Alto construction projects. The surveys should be sent after bids are opened, in order to preserve the integrity of the bid process. A survey cannot be required as part of the invitation for bid (IFB) contracting process on CIP projects. Study of Selected CIP Projects Next fiscal year's CIP will include some projects that could be separated into two contracts, one with prevailing wage and one without. These projects will need to be of similar size and scope to ensure comparable bid price data. The projects would be bid in late spring in anticipation of funding with the adoption of the 2011 Capital budget. Some of the projects staff will consider using this approach includes: • Annual street maintenance projects; CMR:151:1O Page 4 of6 City Auditor Lynda Brouchoud agreed that the City Clerks office could serve the function. The most recent amendment to the contract did address the issue. This contract serves as another Council Appointed Officer (CAO). Mr. Keene said the existence of one CAO did not eliminate the responsibilities of other CAO's and did not create immunity. He quoted Article 3, Section 6 of the Charter to explain the duties of the City Manager in relation to contracts. Council Member Kishimoto was happy there was consensus. She suggested a change to Staff's recommendation to reflect that Council should approve contract management and that receipt and distribution of the Police Auditor Report will be done through the City Clerks Office. Mr. Keene said that the Independent Police Auditor will supply the City Clerk with their report and the City Clerk will immediately distribute it to the Council. MOTION: Council Membel Kishimoto moved, seconded by Council Member Barton that the Police Auditor will provide their reports to the City Clerk to immediately distribute to the City Council. Chair Espinosa said that the Committee requested that Staff debate the pros and cons of this process. He said Staff provided a very strongly worded report on the one side of the argument. He didn't feel they had received information on both sides of the issue. MOTION PASSED: 3-0, Yeh absent Council Member Kishimoto asked for clarification regarding the Police Auditor's role in the racial profiling issue. Assistant to the City Manager, Kelly Morariu said the contract amendment stated that the Police Auditor would audit policy, training and practices, and some demographic data collection. They would not perform additional demographic data analysis. Council Member Kishimoto said the Council should consider requesting the Police Auditor add that to the contract. Chair Espinosa said that could be discussed in 2010. Policy & Services: 091217Working 2 'questionnaire out at that time would jeopardize the process. Staff would take the list of bidding contractors and send the questions out to contractors following the contractor selection. Council Member Barton said that needs to be reviewed again by the Attorney. Mr. Sartor said they suggested a sealed package to be opened by contractors after the bid was awarded, but the City Attorney did not approve the process. Council Member Kishimoto said this was cost versus benefits. She asked how the packets would be evaluated in terms of the numbers of bidders. She said they should measure quality. Mr. Sartor said that was more, of a qualitative question. The questions being proposed would shed light on the quality of construction. Council Member Kishimoto questioned the accuracy of determining the quality of the construction work by the questions. Mr. Sartor said if they have worked Palo Alto before, they would be aware of Palo Alto's standards. Council Member Barton added that Staff would want to know if they've worked in Palo Alto before to gauge an increase in the size of the bidding pool. Council Member Kishimoto asked if there was a way to look at total compensation to the workers. Mr. Sartor said with the prevailing wage requirement they would be bidding on the worker pay scale. The question about which benefits are provided will allow Staff to evaluate additional compensation. Council Member Kishimoto said the level of expertise should be defined. Mr. Sartor said contractors who are familiar with Palo Alto standards for construction will have that quality already. Council Member Kishimoto said the contractor can bid whether or not they've had experience in Palo Alto. Policy & Services: 091217Working 4 Mr. Sartor agreed and said Staff had to ensure contractors followed standards. Council Member Kishimoto asked if Palo Alto standards were different from other municipalities. Mr. Sartor said they were typical for the Bay Area, though higher than municipalities outside the Bay Area. Chair Espinosa asked what buckets Council Member Kishimoto wanted to organize the questions in. Council Member Kishimoto defined them as benefits to workers, cost to the City, and quality of work. Chair Espinosa said Council will be concerned about the cost to do the study. Council Member Barton said it was similar to Council's vote to study the externality costs of environmental issues. Chair Espinosa said the wording was that it could be 5%-100j~-higher; implying that there were resource costs not yet understood. Council Member Kishimoto said Council will request that Staff leave out that 50/0. Chair Espinosa the goal of the study was to solve these logistical issues and that there were arguments on both sides. He said the survey needs to be looked at in terms of process and what needs to be learned. . Council Member Kishimoto asked if wording should be added requiring sub-contractors complete the surveys. Mr. Sartor said the prime contractor was required to list their subs, so the survey would go out to both. Council Member Kishimoto asked if prevailing wage applies to the sub- contractors. Mr. Keene asked about the total change orders and additional costs at close out. He asked if they could be added. Policy & Services: 091217Working 5 Council Member Yeh arrived at 6:48. Mr. Sartor indicated that Mr. Struthers made that suggestion as a mechanism for evaluating quality. Mr. Keene asked if they could be added. Mr. Sartor said they wouldn't be part of the questionnaire but they could be included at some pOint. Mr. Keene asked if patterns regarding pay scale and other social concerns such as minority representation should be addressed in the survey. Chair Espinosa clarified that these measurement suggestions should be included in a follow-up Staff Report. MOTION: Council Member Barton moved, seconded by Council Member Yeh that the Policy and Services Committee recommend that Council direct Staff to perform a pilot study of potential prevailing wage impacts on selected Capital Improvement Projects to determine . whether the prevailing wage requirement impacts the number of bids, project costs, change orders and other factors. Council Member Barton moved, seconded by Council Member Kishimoto that the Policy and Services Committee recommend the Council accept the staff recommendations with the following additional requests: 1) Staff should revaluate the survey questions to explore the core issues of wages and the nature of benefits; 2) a post study evaluation of completed work for quality cost and schedule control should be included; 3) sub-contractors should be included in the survey; 4) the City Manager should reconvene with the City Attorney to determine how the survey can be distributed at bid time; and 5) training should also be included. Chair Espinosa requested that the measures discussed here should be incorporated into the next Staff Report, the impact should be studied and the 5% should be removed. MOTION PASSED: 3-0, Yeh Abstained 4. Recommendation for Council Approval of the City's 2010 Federal and State Legislative Priorities and Overall Legislative Action Program Structure Policy & Services: 091217Working 6 Assistant to the City Manager Kelly Morariu said the overall Legislative Program structure had been refined. Staff requested the Committee's comments on the legislative process. A few minor changes had been outlined in Attachment D. Staff had taken input from the City's Federal legislative advocacy firm, the Executive Team and other Staff Members who have been involved in the process, and put together some Federal legislative priorities which were included in the Staff Report. With the Committee's approval, Staff was planning to bring the program before Council in January in conjunction with the Utilities Department legislative program. Council Member Barton commented on the different relationships between the federal program and state program. He commented on broadband-cable-telephone-wireless issues as they related to the tax base. He questioned how competition should be addressed at the federal level. He also stated that the San Francisquito Creek issue should be addressed more specifically as part of the appropriations request. City Manager James Keene said they 'Nere guiding principles. Council Member Kishimoto said that Staff should look at liberal communities and climate change. Smart Grid straddles broadband, and should be considered. Positioning Palo Alto as a model city should be mentioned. Council Member Barton suggested finding a way to build innovation in, and to leverage the brand. Mr. Keene agreed with the suggestions. He added that the Federal lobbyists made the same point in relation to competing for Federal funds. Council Member Barton suggested working with private industries to accomplish the goal. Ms. Morariu said that was something the Council would like as an overall principal. Council Member Kishimoto agreed they should add the public-private partnerships to the procedure. Chair Espinosa commented that progress was being made in this Policy & Services: 091217Working 7 program. He said it's important to clarify the role the Council will play, and it's being mentioned more, but it should be thought through more than it has. Council Member Kishimoto said that guidelines for High Speed Rail have been developed and the role of the legislature is to respond quickly. Chair Espinosa said creating a flow chart would be a good idea. Community engagement should also be added. There should be triggers that instigate community involvement. He asked about the next steps for understanding what the lobbyist's work plans were. Ms. Morariu asked for suggestions on what that would look like. Mr. Keene asked for timing suggestions. He said that every year there should be a work plan with priorities defined. Chair Espinosa said the most important priority should be identified. Ms. Morariu said Council will help define that in January. Chair Espinosa said that community partners could help reach legislators with certain appropriations requests. Ms. Morariu said the Federal lobbyist had recommended a trip to Washington in early February. Chair Espinosa said it should be up to the new Council, but they will have to have the conversation quickly. It's incumbent on the lobbyists to inform Staff soon about issues that are important to give them time to prepare a response for when Palo Alto visits them. Council Member Kishimoto asked if Palo Alto had a State Lobbyist. Mr. Keene said the City does not. Council Member Kishimoto suggested the City prioritize their goals with the Cities Association. High Speed Rail could be prioritized to have more of an impact. Council Member Barton suggested creating an organization of Cities that shared Palo Alto's view, such as a coalition of green California Cities. A small group of Cities with a relatively small amount of money Policy & Services: 091217Working 8 can accomplish much with the nimble nature of such a group. Chair Espinosa agreed with Council Member Barton's suggestion, with the exception that they were competing with some of those cities for much of the project funds. He also discussed the process for determining when Palo Alto will connect with other organizations to join forces to leverage lobbying resources. Council Member Kishimoto said that under Guiding Principles they should add "proactive advocating on behalf of the City, taking a proactive role in working with Federal and State legislatures, League of Cities,and CPA or other partners." Council Member Yeh said another area with dollars available was the Low Carbon Cities Initiative between China and the U.S. The other Bay Area Cities participating in the program were Oakland and Berkeley. He talked about the importance of familiarizing Staff with that process, without taking too much of their time. MOTION: Council Member Kishimoto moved, seconded by Council __ MembeLBartQn that the Policy and Services Committee recommend approval of the 2010 State and Federal legislative Priorities with changes recommended by Staff, and the additional bullet under Overall Guiding Principles, and promoting Palo Alto's role as a leader. Chair Espinosa said the three bullets were; 1) positioning and branding ourselves as an innovation leader to lead on certain policies, 2) taking a proactive step to building a coalition of cities to leverage resources, and 3) thinking about broader community engagement. He said that, if Staff understood the three bullets, the motion was fine. Council Member Kishimoto added that Smart Grid needed to be added under Federal, and asked about High Speed Rail. Mr. Keene said he wanted to define how proactive the City should be. Chair Espinosa said it would be good to call that out in a Staff Report. There will be an evaluation of the committee assignments in the following year. The State approach needs to be driven through the League; we would like to see them be decisive. Ms. Morariu suggested that should be called out under the role of Council in the program manual. Policy & Services: 091217Working 9 Chair Espinosa agreed but added the principals will already have been assigned at that time. The Mayor will need to recognize the impact this will have in the overall strategy. Mr. Keene added that the overall guiding principles don't have this detail. It may be beneficial to recognize the state was broken and determine the importance of advocacy for State reform. MOTION PASSED: 4-0 5. Discussion and Recommendation to Council of a Structure for Policy and Services Committee to Provide Feedback on Prioritizing Major Issues City Manager James Keene said the role the Committee should play can help structure the Council Agenda. The smaller forum of the Policy & Services Committee would be ideal to have discussions about priorities. Assistant to the City Manager Kelly Morariu said that ultimately the . .::City'sjob.uwas to CI eate public value. Tllecolltext of that was the Staff and Council's capacity, another component was the authorizing environment, and how does the organization and Council find that spot where all the pieces come together. The authorizing environment creates added processes and a greater need for additional capacity. The City needs to find a balance and understand how that environment impacts Staff's time. Mr. Keene said the Council Agenda process was the collection of things Staff and Council were trying to do to create or protect public value. There is no systematic vehicle for matching the capacity to deliver those items. Ms. Morariu used the California Avenue Tree Incident as an example to show the number of Staff that were needed to work on a situation. She noted how all of the Staff that had to work on this still had their original workload to accomplish in addition to this new project. She said that the impacts can be seen around the organization. She said it has been difficult for Staff to communicate these impacts to Council and the community, and Staff would like some suggestions. Staff would also like to discuss how projects are prioritized as they come up, and how to evaluate the accomplishments from the previous year. Mr. Keene. added that it's not very effective to have this conversation Policy & Services: 091217Working 10 at the Council Meetings. The smaller scale of this committee created a different type of conversation. Chair Espinosa said the Policy & Services Retreat will help move this forward. This conversation was about how to help Staff in their work and how to help the City operate better. He said the Committee can't dictate action to Staff without the approval of full Council. He said the broader objective was to have a sounding board for priorities and how they compete. He wasn't sure how that could happen with Policy & Services. He said that was something they needed to figure out, if it was the goal. Mr. Keene said there was a process to create new projects or direct new work. But there was no process to take anything away. Chair Espinosa said he understood that was what Staff was asking for, but he voiced concern about whether or not Policy & Services would be able to help. He felt that the full Council should be the mechanism for taking priorities away. _ Mr. Keene !;~id that perhaps the role of Policy & Services needed to be redefined. Perhaps Policy & Services should deal with delivering the services that are being financed by the Finance Committee. He said that often new tasks didn't get prioritized at all or they move up to a high priority and other items fall to the bottom of the list. The Policy & Services Committee could be in a position to communicate to Staff what the priorities are. Council Member Barton said that Policy & Services was underutilized. He said Council had learned to trust the Finance Committee to digest the budget. They could learn to trust Policy & Services with this type of work as well. It would be helpful for Staff if Policy & Services looked at overarching work plans each month. They would not change Council priorities, but they could discuss goals and capacity. The policy on colleague's memos had not been followed. There was no analysis behind them for Council to discuss around. He suggested that Policy & Services could be more involved with that. The Policy & Services Committee can· also serve in a "policy scheduling executive committee" role. He encouraged Staff to be more forward with their vision of what Policy & Services could be and how they could help Staff. Council Member Yeh suggested that crisis response pulls immediate resources which are different than procedures for normal priorities. To Policy & Services: 091217Working 11 have clarity as it relates to resource impact was very important. The See It site had many projects in it, and could be utilized more. Ms. Morariu said there was an internal See It site available that was more of a work load management tool but Staff hasn't taken advantage of that feature yet. Council Member Yeh said it should be used more. The Policy and Services Committee should deal with some high-stakes issues much like the Finance Committee does. Delegated authority, such as annual prioritizing in January, could be beneficial for Staff. Council Member Kishimoto said the Finance Committee was the holder of the budget. We. are the holder of public value. Regular presentations can help highlight the See It site. The SEA report could be used more. Using these tools that we already have in place would help prioritize. The climate plan was already on See It. See It could be used like a dashboard for the Policy and Services Committee. Mr. Keene said that it's an interesting idea. There weren't policy --discussions on the olganization. Selvices that Council would want to be protected should be discussed. The whole communications plan and capacity for connecting with the community regarding our goals, is an area that needs work. If the City doesn't have effective communications vehicles, we won't have the support and trust. Council Member Kishimoto said the City Clerk maintains a ten-week agenda that could be used as a tool. Council had been frustrated because some of the topics aren't seen by the Council. She suggested a mechanism for the entire Council to vote on priorities, perhaps by using that ten-week agenda. Council Member Barton spoke regarding the work plan document saying it had value to the public. When a new idea comes from Staff or Council, where it fits in is critical to know. Mr. Keene said the building of departmental work plans was critical. It was appropriate to have a vehicle to discuss that with the Council. He said that transparency wasn't just openness; it was meaningful openness. They need to explore the City's proposal for High Speed Rail as well as how Staff can deliver without harming other projects. Chair Espinosa said it will take a shift in the way Council thinks of this Committee's role. He suggested that Staff continue to develop their Policy & Services: 091217Working 12 idea of the role Policy & Services should have. Council Member Kishimoto reminded everyone that they should refer to the Charter. Espinosa said a clear plan should be put together for Council. Council Member Barton said a retreat would be a great place to start the process. 6. Review of 2009 Policy & Services Items Assistant to the City Manager Kelly Morariu discussed the agenda items that came before the Policy and Services Committee in 2009. She said the Committee reviewed the Council Procedure Changes. The work plan had one item that did not get back to Committee, the Social Networking policy, which was drafted. However, there were some legal issues which needed to be resolved first before it came back to the Committee. 7. Discussion of Upcoming Meetings and Topics. Council Member Barton said that Google Wave should be looked at during the social networking conversation. Council Member Kishimoto said Open City Hall should be continued and used for the social networking. Mr. Keene suggested it might be a good survey tool for advanced input on budget issues. Ms. Morariu said Open City Hall was linked on the City website now. Council Member Kishimoto asked if there was a process for distribution of emails on this topic. Mr. Keene said there was no constituent relationship management system. Council Member Yeh said that the list of neighborhood associations should be plugged into this somehow to help issues from specific neighborhoods come up in a constructive manner. Ms. Morariu said that having a more formal process to bring Policy & Services: 091217Working 13 neighborhoods into the City process was on the work plan. Chair Espinosa said that issues. like packet distribution, and liaison relationships with the community will need to be looked at. Council Member Kishimoto asked for packets one or two days earlier. She also suggested a formal council liaison for PAN. Adjourned at 8:29. Policy & Services: 091217Working 14 wage discussion to the Council Policy. and Services Committee (see Attachment B, minutes of September 17, 2007 Council meeting). ' What are Prevailing Wage Rates? The intended purpose of prevailing wage law is to ensure that public construction projects do not lower local wages by allowing contractors to pay' wages below the local standard. In 1931, Congress passed the Davis-Bacon Act, which mandated the payment of prevailing wages on all construction projects that receive more than $2,000 of Federal funds -an amount that has remained unchanged today. In subsequent years, especially during the Great Depression, many states and localities passed similar prevailing wage laws. Most states, including California, now have such laws., Prevailing wages are determined in many different ways across the' country. The Federal and California Prevailing Wage calculations are similar because if more than 50% of the workers make the same wage this becomes the prevailing wage for the trade. They differ in the calculation when less than 50% of the workers have the same wage. The Federal Law determines the prevailing wage by averaging all the wages, whereas in California the most common wage occurring becomes the prevailing wage. California's calculation method usually results in a slightly higher wage than the Federal calculation method. California passed its prevailing wage law in 1931, the same ear the federal Davis-Bacon Act._ was passe . 1 orma Labor Code § 1771 requires that any "public works" project that receives more than $1,000 in state funding pay prevailing wages. The Labor Code dermes "public works;' to include construction, alteration, most demolition, installation or repair work done under contract and paid for in whole or part out of public funds. All capital improvement projects done by the City, including those managed by the Community Services, Utilities or the Public Works Departments are considered "public works" under this law. Although California's prevailing wage law applies to all of California's "general law" cities, charter cities are permitted to elect whether to pay prevailing wage on locally funded public works projects that qualify as municipal affairs. DISCUSSION . Prevailing Wages in Charter Cities , The California Labor Code require$ that public agencies pay prevailing wages, as determined by the California Department of Industrial Relations, on most public works projects. As a charter city, Palo Alto is not required to pay prevailing wage rates on "public works" projects, so long as the projects are within the realm of "municipal affairs'" are funded entirely by local funds, and no other statutory exceptions apply. This "home rule" principle, grounded in the California' Constitution, allows decisions on expenditure of local funds' to be made by locally elected officials. Utilities Enterprise Fund projects are often deemed to be "public works" projects in this context. Since no precise definition of what constitutes a "municipal affair" has been judicially settled, courts consider the issue on a case by case basis. The expenditure of city funds on local projects and th~ rates of pay of the workers the City hires to carry out such projects has been held to be a municipal affair. In 1981, Palo Also passed a resolution to pay prevailing wage "only when required by federal or states grants and on other jobs considered to be of statewide concern." (See Attachment A: Resolution 5981). CMR:443:08 Page 2 of8 · ' Recently, courts have blurred the issue of whether a charter city may elect not to pay prevailing wage. For example; in 2004; the California Supreme Court in City of Long Beach v.DIR, declined to decide whether p~vailing wage law is such a matter of statewide concern that it should override the ability of charter cities to conduct their municipal affairs. Since then, labor unions have mounted a statewide campaign to overturn existing law and declare prevailing wage a matter of state, concern. The charter city of Vista is <:urrently defending its choice not to pay prevailing wages in a lawsuit brought by the State Building and Construction Trades Council. Although the trial court reluctantly ruled in favor of Vista in December 2007, the case is pending on 'appeal. A detailed summary of the case is included in this report's discussion below. These recent judicial developments led the City Attorney to recommend that Palo Alto pay prevailing wages on regional projects that transcend the city's geographic boundaries, even if these projects could be considered municipal affairs. Capital improvement projects related to the City's Water Quality Control Plant (WQCP) fall into this category. Some Charter Cities have created special categories where they do not pay prevailing wages on low-income housing and maintenance type projects, but do pay prevailing wage on construction projects. To date, Palo Alto has not made this distinction. Summary of Staff Research Staff found that there is considerable disagreement on the impacts of prevailing wage· rates on project quality found in studies cited by the union groups and builder trade groups. Studies by "government agencies, however, concluded that paying prevailing' wage rates do not significantly change the quality of construction on most projects. In a survey of contractors, it was reported that requiring the payment of prevailing wage rates could reduce the quantity of bidders on projects by about 20% percent. Most contractors that are not paying prevailing wages, which make up about 50% of the' contractors responding to the survey, will bid prevailing .wage contracts. In the majority of cases, the makeup of their workforce does not change to accommodate prevailing wage requirements. In its ,surveys of both contractors and other cities, staff found that implementing prevailing wage rates in construction contracts may increase construction costs' on City capital iniprovem~nt contracts by up to 10%. This increase would also affect projects involving private/public partnerships. The following sections present a summary of the studies related to prevailing wage reviewed by staff and the results of surveys of other cities and contractors. The pending City of Vista case related to the charter city exemption from prevailing wage is also discussed below. Studies on the Effects of Prevailing Wage A number of academic and government studies have examined the costs and benefits of prevailing wage. Generally, these studies fall into three different camps: Pro-prevailing wages studies, issued by University-level academics, and conStruction trade organizations. Anti-prevailing wage studies, issued by University-level academics, and various policy institutes. ' Government studies, issued by the States of Ohio and Kentucky legislative commissions. CMR:443:08 Page 3 of 8 Staff reviewed seventeen such studies, both pro-prevailing wage and anti-prevailing wage, and studies prepared by government organizations. Summaries of these studies are included in the attached memorandum dated ~ebruary 15,2008 (Attachment C). Studies by government organizations provide some of the most interesting insight into the issue of prevailing wage. These studies should, in theory, have no ag~nda beyond uncovering what is in the best interest of taxpayers. All of the studies examined indicated that prevailing wage laws do not save money .. Some studies did, however, equivocate about whether the benefits of prevailing wage -once other unquantifiable factors were taken into account -. may be higher than the costs. The two most-referenced government studies are both studies conducted by state legislative research offices, in Kentucky and Ohio. In Ohio, its Legislative Service Cortunission issued a study analyzing the effect of a 1997 bill that exempted school districts from being forced to require prevailing wage. The study, which asked contractors for bids under and not under prevailing wage conditions, found that repeal did save money -especially on smaller projects. It asserts that the exemption yielded 1.2 percent in total cost savings in new construction, 10.7 percent savings on building alteration projects and 19.9 percent savings on building additions. This conclusion seems to strongly support the notion that the smaller projects have greafer savings when prevailing wages are not required. ---------=-~----~~~----~~~~~~~--~~~~~~--~--­Furtheimore~ the study surveyed school districts to discover if they had noticed any decrease in the quality of construction. Six percent of respondents said that they had noticed higher quality construction since the exemption, 91 percent noted no change and 3 percent said quality had decreased. In one very unique case, the survey discovered that one school district had put a project out to bid under prevailing wage conditions and then rebid the project without such requirements. The winning bidder in the second case, without prevailing wage, was 5.8 percent lower; yielding a cost savings of more than $500,000 . . In Kentucky, the legislature also ordered its research arm to· study the issue of prevailing wage. The study made a notable number of findings, including learning that 60 percent of workers surveyed were paid more on prevailing wage jobs than on market-rate jobs; the average increase for prevailing wages was 24 percent over the workers' market rates. Among the 141-page report's other findings were: • 90.7 percent of non-union and 24.4 of union contractors said prevailing wage laws raise construction costs. • 55.4 percent of small firms (10 or fewer employees) said prevailing wage laws have a negative effect on their business, compared to 73 percent of large firms. • 95.7 percent of cities and 83.3 percent of municipal utilities that responded believe prevailhig wage laws increase construction costs, while, respectively, 7 and zero percent believe laws increase quality. • More cities believed prevailing wage legislation decreases -not increases -quality of construction. It is worth noting that the report did not call for the abolishment of prevailing wages in Kentucky. The report did not take an opinion on the issue. Its main overall conclusion on the effectiveness of the legislation, however, is as follows: CMR:443:08 Page 4 of8 To the extent that quality is increased, prevailing wages are an inefficient method to increase qUality. The wage requirement results in contractors paying higher wages with no guar8:Iltee that these additional wages will result in· quality improvements. Aside from the Kentucky .and Ohio reports, there are a number of smaller government reports on the topic. The Federal Congressional Budget Office (CBO) and General. Accounting Office (GAO) have both issued reports on prevailing wage, with the GAO 'asserting that repealing the Davis-Bacon Act would save $1.2 billion annually. The CBO study, written during the early 1980's, was likely the impetus that caused.the Reagan Administration to change the definition of prev8iJ.ing wage to the wage earned by 50 -as opposed to 30 -percent of local wageeamers .. It found that repeal of.Davis-Bacon would save $13 billion (2007 dollars) over five years and that some 20 percent of opt!n shop. contractors have no interest in bidding on prevailing wage contracts. It also recommended raising the threshold at which the prevailing law is triggered, as the $2,000 trigger"was set in 1931 and has never beeri increased. The final government study of note is another state legislative study -Maiyfand "in this case - conducted in 1997. Maryland's Department of Fiscal Services, which issued the study, asserted that repeal of the prevailing wage 'aw then. on Maryland's books would save the state· between 5 and is percent on public works construction .. surVey· ofCaliforilia Cities To further exa:mine the policies of other California municipalities regarding prevailing wage law, staff surveyed dozens of other cities on the topic. The survey was sent out to all members of the Association of Bay Area Governments, as well as to all Charter Cities that had email addresses. available. Forty-eight municipalities responded to the survey. Usually, the respondents were public works offiCials, though afew citY managers replied as well. A short summary of the findings follows and ~e more detailed results are included in' Attachment C. • 42 of 48 .cities surveyed pay prevailing wage rates. • 26 out of 32 Charter Cities pay prevailing wage rates. • Based on the survey. results, staff estimates that paying prevailing wages may increase construction costs in the range of 5% to 10%. • A large majority' of the respondents believe that paying prevailing wages does not increase quality of the work. • Most believed that requiring prevailing wages decreases the number of bidders on projects. . • Some cities have exceptions to paying prevailing wages for certain· types of contracts. The responding cities were also asked to provide comments on the positive and negative effects of paying prevailing wages. These are summarized below: Positive Effects • Supportive of labor .• Evens the playing field • . Assures that workers are being treated and paid fairly • . Higher wages allow people to live closer to work • More professional bidding pool CMR:443:08 Page 5 of8 • Higher-quality work Negative Effects • Higher costs • Fewer projects can be built . • Need for extra staffmg and paperwork for compliance monitoring .• Smaller pool of bidders Survey of Contractors The staff's. research on prevailing wage did provide a number of insights into the views of construction contractors on the topic of prevailing wage legislation. In addition, staff conducted a. survey of contractors bidding work in Palo Alto to best judge .the impaCt a change in Palo Alto's prevailing wage policy would have on construction projects in Palo Alto. A'summary of the survey results follows: • Approximately 50 % of the contractors responding pay prevailing wages on all contracts. • Most contractors that do not typically pay prevailing wage rates will bid prevailing wage . contracts. . ' • 70% of the contractors not paying prevailing wage mtes use the same labor force when bidding prevailing wage contracts. • The a".,rerage of. the estimated increase to consttUctioIl costs associat~ with,· paying prevailing wage rates was approximately 8% according to the contractors responding to the survey. . City of Vista Court Case As discussed previously, the Charter City of Vista is currently defending its decision not to pay prevailing wages in a lawsuit brought by the State. Building and Construction Tmdes Council. The outcome of this case'will be very important, as it could determine whether charter cities can continue to exercise their ability to locally determine whether to pay prevailing wages on local projects. Some background on the case is illustrative. . In Jl,Ule 2007, Vista became a Charter City. Before the election,·the City prepared a fact sheet discussing common questions regarding the Charter City proposition, including questions and answers regarding the. potential tax savings on local public works projects should the. City chose to forego prevailing wages on municipal projects. 67% of Vista voters approved the decision to become a Charter City. Vista plans on completing about $100 million in public improvements in the near future; projects which would traditionally be considered within the· realm of''municipal affairs" and paid from local·revenues. The State Building and. Construction Trades Council of California, a labor union, challenged Vista's assertion that it was exempt from prevailing wage law, arguing that the prevailing wage statute is of statewide concern. Although the trial court reluctantly found in favor of Vista, in issuing his ruling, the Superior Court judge stated that were he not bound by a preceding case, Vial v. City of San Diego, he would have been inclitied to grant the union's petition. The Vial decision stated that prevailing wage law does not apply to public works projects of a chartered city, "as long as the projects in question are within the realm of 'municipal affairs.'" CMR:443:08 Page 6 ofS The judge in Vista, however, contended that instead of focusing on the project, a more appropriate analysis would involve whether the prevailing wage statute is a matter of statewide concern. Had the court not b~en obligated·to foliow Vial, the court acknowledged that it would have found that the prevailing wage law is a matter of statewide concern and that Vista was therefore bound to follow the law in relation to its pending public works projects. The petitioner's appeal. is currently pending before the California Court of Appeal and oral argument was heard on Friday, November 14, 2008. A decision is expected in the next two months. Should the court frame the question as suggested by the superior court, and ask whether the prevailing wage statute is a "statewide concern," it is possible that the Court will answer that question affirmatively, thereby overruling or limiting the Vial decision. The California Legislature has previously declared that the prevailing wage statute addresses two important statewide concerns: (1) it prevents public projects from driving down. area labor standards and (2) it ensures training opportunities for apprentice construction workers. Even if Vista wins on appeal, observers expect this case will eventually be appealed to the California·Supreme Court. A California Supr~me Court decision would not be expected on this case for at least another year. The City Attorney's Office will keep Council informed on the· statUs of this case. RESOURCE IMPACT The Adopted 2009 Capital Budget includes about $11.5 million in General Fund projects and about $28 million in Enterprise Fund projects that are not now or will not require prevailiIlg-------~--­ wage in their. consttUction contracts. The Enterprise Fund projects include those under the . electric, water, gas, wastewater collection, storm drainage and refuse fund programs. Projects constructed by the Wastewater Treatment Fund already require prevailing wage as discussed . above and would not be impacted by a change in Council policy. If staff research proves correct, the costs of the 2009 General Fund projects could increase by as much as $1 million and the ·2009 Enterprise Fund projects could increase by as much as $2.8 million if Council were to adopt a policy requiring prevailing wage rates be paid on all capital construction projects contracted by the City. It also should be noted that any private/public partnership agreements entered into by the City for capital construction would also require payment of prevailing wage rates on these construction projects (e.g. Art Center, Lytton Plaza, Junior Museum and Zoo). POLICY IMPLICATIONS The recommendation does not change existing policy. If Council were to change policy and require prevailing wage be paid on all City capital construction projects, Council would need to adopt an ordinance codifying such a requirement. ENVIRONMENTAL REVIEW Policy and Services Committee review of the prevailing wage policy issues presented in this report does not represent a project under the California Environmental Quality Act (CEQA), pursuant to Section 21065 of the Public Resources Code. CMR:443:08 Page 7 of8 ATTACHMENT D POLICY AND SERVICES COMMITTEE Regular Meeting December 9, 2008 Chairperson Kishimoto called the meeting to order at 7:01 p.m. in the Council Conference Room, 250 Hamilton Avenue, Palo Alto, California. Present: Barton, Drekmeier, Kishimoto (chair), Espinosa Absent: None 1. Oral Comml mlcations None. 2. Review and Request for Recommendation on Prevailing Wage Issues Related to City Capital Construction Projects Assistant Public Works Director, Mike Sartor presented a staff research report related to the prevailing wage issue and City Capital projects. He stated prevailing wages pertain to Public Works contracts which include Utilities, Capital Improvement Projects and Public Works General Fund and Enterprise Fund Projects. He explained that as Palo Alto was a Charter City, it was not required to pay prevailing wage unless the project involved Federal or State Grant funding, Gas Tax Funds or other non-local funding sources. Council Member Barton asked whether the potential for cost increase was at the bid process or the total at the end of a project. He stated there were bid numbers and the true cost of a project. He stated he would not be supporting the recommendation. Mr. Sartor stated the study was based on the review of completed projects. 12/09/2008 P&Sl Vice Mayor Drekmeier asked whether the income levels of prevailing wage were that of a medium income versus average income. Mr. Sartor stated the State determined the prevailing wage based on individual labor categories. For example carpenters in Santa Clara County, the State takes a look at wages for carpenters throughout the entire County then take fifty percent of the highest wages being paid and establish that as the prevailing wage. Vice Mayor Drekmeier clarified the breakdown of wages was by county. Mr. Sartor stated yes, by the Department of Industrial Relations. Vice Mayor Drekmeier asked whether Palo Alto currently had policy on union wages. Mr. Sartor stated no. Vice Mayor Drekmeier asked whether there was a forum to view municipality rating systems for contractors. Mr. Sartor stated the purpose of the survey was to verify any quality impact. Vice Mayor Drekmeier asked how to determine whether a contractor had poor quality of work. Mr. Sartor stated reference checks and checking with other municipalities. The bid process require statements of qualifications and experience of similar types of projects. Vice Mayor Drekmeier asked the impact. of the economy on the timeline for moving forward with the prevailing wage. Mr. Sartor stated direct impact of quality in work were protected by performance specifications and plans prepared. He stated when a contractors' performance was not adequate the contract could be terminated or the contractor could be given the opportunity to correct any performance issues. Vice Mayor Drekmeier asked how frequently the prevailing wage was recalculated . . Mr. Sartor stated he had no actual data however, he antiCipated an annual review would be probable. 12/09/2008 P&S2 Vice Mayor Drekmeier asked whether there was data on prevailing wage contractor's not bidding in Palo Alto because of the possibility of low-balling by non-prevailing wage entities. Mr. Sartor stated in his research the non-prevailing wage contracts attracted more bidders than prevailing wage contracts. Council Member Espinosa asked how employees being treated or paid fairly was factored in to the calculations of whether to recommend prevailing wage or not to. Mr. Sartor stated staff's primary consideration was fiscal. He stated an expected increase in cost of up to ten percent would occur during smaller and or maintenance type projects. Research revealed on major projectsthe contractor usually paid prevailing wage already. Mr. Keene stated if the adoption of prevailing wages did increase costs the question to Council would be what the consequence would be in absorbing the costs. _I _____________________ _ Council Member Espinosa stated his agreement. The City as a whole needed to weigh the two challenges between increase in cost to a project versus ensuring fairness and fair payment for employees working on projects. Mr. Keene stated the basis of the decision being requested was not quality against cost but an overall combination of reaching a higher level of them together. Council Member Barton asked for a comparison of both prevailing wage and non-prevailing wage bidders against projects in Palo Alto for 2007 and 2008. Chair Kishimoto asked whether the increase in cost of going with prevailing wage was transferred to the worker or administrative fees. Mr. Sartor stated the study being viewed was a study compiled by the State of Kentucky of contractors in their region. Chair Kishimoto stated it appeared the higher cost of the project went to more administrative fees which was against the object of going forward with prevailing wage. She stated her process was for the higher cost to translate to better wages for the worker. 12/0912008 P&S3 Mr. Sartor stated the administrative costs were incurred by the owner. Chair Kishimoto asked whether the employees' benefits and healthcare were included in the cost. Mr. Sartor stated no. He stated the benefits and healthcare costs were included in the rates. For example a thirty dollar per hour job would cost forty-five dollars. Chair Kishimoto asked whether the rates changed by skill level or category. Mr. Sartor stated the rates tended to be geared towards the level of skill for the person in a particular category. Chair Kishimoto asked how flexible the categories were as in filling-in. If person A from category one was out could person A from category two fill-in or was it job specific. Mr. Sartor stated his understanding was there was no cross trading without experience. Council Member Espinosa asked how quality and safety played a role together. Mr. Sartor stated there were standard quality controls and safety measures in place and monitored by the contractor in charge of the project. The inspector's checks ensure appropriate operators for the specific duties on each project. Nicole Goehering, 4577 Las Rositas Rd, Unit C, Livermore, spoke of flexibility under prevailing wage work. She stated within Palo Alto the flexibility of metal roofing could be covered by sheet metal workers or roofers and underground utility work could be covered by utilities or laborers. Kevin Dayton, 4577 Las Rositas Rd, Unit C, Livermore, spoke of the increase in cost not necessarily coming from the prevailing wage but the specifics of how prevailing wage was determined by the state. Neil Struthers, 2102 Almaden Road, San Jose, spoke of how qualification implied quality. He stated the more experienced worker would turn out a better and quicker product than one of less skill. The hourly wage does not determine the quality. He noted statistical data on percentages of prevailing wage versus non-prevailing wage bids in Palo Alto. 12/09/2008 P&S4 Peter Philips, Economics Department, University of Utah, Salt Lake City, stated. the staff report data was built on impressions from first principles rather than natural experiments or empirical observations. He stated there was no statistically significant difference in the number of bidders on Palo Alto jobs compared to the four surrounding cities. In the sample examined, there were 140 projects, 19 of which were in Palo Alto with 450 bidders. He continued to speak of the study he provided. Council Member Barton stated one of the supporting factors for the prevailing wage rule was the majority of the workers had come up though some sort of union training program. The people would be well trained in their trade, have quality standards and efficient. He stated Council had an obligation to be morally efficient in the expenditure of public dollars. MOTION: Council Member Barton moved, seconded by Council Member Espinosa, that the Committee make a recommendation to the Council to impose a prevailing wage requirement for all City Capital Projects. Mr. Keen asked for clarification as to the relativity to City Capital Construction Projects. Council Member Barton stated yes. Chair Kishimoto asked whether the Motion covered all capital projects. Council Member Barton stated in the beginning to incorporate them all and at a later date discussions could be brought forward as to the necessity of each project. Council Member Espinosa stated the treatment of workers in any function or capacity as workers for the City needed to be treated with fairness and payment equality. Vice Mayor Drekmeier stated the Water Treatment Plant project brought about concern whether the City needed to provide prevailing wage or not. The lowest bidder chosen was paying prevailing wage. He noted the importance of fairness in treatment of employees' payment and benefits. AMENDMENT: Chair Kishimoto moved, seconded by Council Member XXX to incorporate parameters of exclusion for maintenance and smaller projects, and to add a financial threshold where prevailing wage would not apply to a project below $XXX. 12/09/2008 P&S5 Amendment failed for lack of second. Mr. Sartor stated staff was prepared to return with exclusionary criteria for maintenance projects from the prevailing wage requirements. Chair Kishimoto asked whether the matter should be moved forward without adequate information or revisited at a later date. Mr. Keene stated the language could incorporate the exclusion of routine maintenance contracts. He noted a more specific concern would be public/private partnerships. Chair Kishimoto asked whether the exclusion of public/private partnerships would cause any legal matters.· Deputy City Attorney, Amy Bartell stated the current statute reads if a project was receiving public funds in whole or part it was subject to prevailing wage law in General Law Cities. She noted currently, Palo Alto remained in the Charter City category, pending the outcome of the City of Vista's court case. ~hair Kishimoto clarified General Law Cities were required to pay prevailing wage when entering into a public/private partnership. Ms. Bartell stated yes. She clarified the requirement for a Charter City to pay prevailing wage included the receipt of public funds in any amount. Mr. Keene stated not to overlook the possibility of a group or non-profit organization offering to accomplish a capital project that the city may nor have planned to move forward with and they request a contribution or matching funds. The question would be how prevailing wage would affect that situation. Vice Mayor Drekmeier asked whether there was a recommendation ready for Council or if the matter would go before Council with further information from staff. Chair Kishimoto stated staff would return to Policy and Services for further review prior to going to Council. Council Member Espinosa stated he would prefer staff return to Policy and Services with information detailed to the concerns coming from this meeting. He noted a set timeline should be outlined to avoid prolonging unresolved matters. 12/09/2008 P&S6 Chair Kishimoto suggested requesting the new Mayor extend the current Committee panel for a one month term therefore allowing staff time to gather the detailed information needed to complete a recommendation for Council. Mr. Keene stated he concurred and stated staff would be prepared to return with adequate information. INCORPORATED INTO THE MOTION WITH THE CONSENT OF THE MAKER AND SECONDER, to request the Mayor allow the current Committee panel to meet an additional time in January to finalize a recommendation to the City Council. . Council Member Barton withdrew the Motion. The Committee recommended that the Mayor direct staff to return to the current Committee panel in late January of 2009 with threshold discussions so the current Committee could return a recommendation to Council on prevailing wage requirement. 3. Discussion for Future Meeting Schedules and Agendas-Last meeting- another in January ADJOURNMENT: Meeting adjourned at 8:38 p.m. 12/09/2008 P&S8 TO: ATTN: FROM: DATE: ATTACHMENT E CITY COUNCIL AD·HOC COMMITTEE ON PREVAILING WAGE CITY MANAGER MARCH 10,2009 DEPARTMENTS: PUBLIC WORKS UTILITIES CMR:150:09 REPORT TYPE: RECOMMENDATION SUBJECT: Review and Recommendation on Proposed Prevailing Wage Policy for City Capital Construction Projects RECOMMENDATION Staff recommends that the Council Ad-Hoc Committee on Prevailing Wage recommend that the GltyCouncil adopt a Resolution Requiring the Payment of Prevailing Wage 011 City Capital Improvement Project Construction Contracts with exemptions for maintenance projects under $250,000 as defined under Section 220002 of the California Public Contract Code, projects involving public-private partnerships, projects where the work is performed either· entirely or partially by volunteers, and low and moderate income housing projects. EXECUTIVE SUMMARY This report responds to the December 9, 2008 discussion by the Council Policy and Services Committee on prevailing wage issues related to City capital construction contracts. Attachment B contains minutes of that meeting. At the December 9 meeting, the then Policy and Services Committee indicated a strong interest in requiring prevailing wage on City capital construction contracts and directed staff to come back with additional information on possible exemptions to the proposed Council policy. Discussed in this report are staff recommended exemptions for mainteruuice, public/private partnership, volunteer and low and moderate income housing projects. BACKGROUND As a charter city, Palo Alto is not required to pay prevailing wages on "public works" projects, so long as the proje~ts are within the realm of ''municipal affairs", ·~ded entirely by local funds, and no other statutQry exceptions apply. This "home rule"· principle allows decisions on expenditure of local funds to be made by locally elected officials. In 1981, Palo Alto passed a resolution to pay prevailing wage "only when required by federal or state grants and on other jobs considered to be of statewide concern." (See Attachment A Resolution 5981). Recently, charter cities' authority to opt out of prevailing wage law has been subject to challenge. The charter city of Vista, California is .currently defending its decision not to pay CMR: 150:09 Page 1 of 6 prevailing wages in a lawsuit brought by the State Building and Construction Trades Council. Further, on February 20, 2008, the Governor signed SB 9EX, noting the ongoing litigation in Vista and narrowing potential prevailing wage obligations for charter cities involving work on water,sewer, or storm drain systems that have previously been extended to disadvantaged communities. . Amid the recent debate over charter cities' prevailing wage requirements, on December 9, 2008 staff presented to the Council Policy and Services Committee a recommendation that Council not change current prevailing wage policy, allowing City capital construction ("public works") projects to be bid without prevailing wage requirements unless prevailing wage is required for the project pursuant to state or federal law, due to potential cost impacts to the City's General and.Enterprise Fund Capital Improvement Programs (CIPs) (CMR 443:08, Attachment B). The Committee carefully reviewed this recommendation and decided it was in the best interest of the City to recommend to the full Council that a resolution be adopted requiring prevailing wage on all City capital construction contracts. They also instructed staff to recommend types of construction contracts that could be considered for exemption from a prevailing wage requirement. DISCUSSION Following the December 9, 2009 meeting, staff reviewed four areas that the Council Ad-Hoc Committee on Prevailing Wage could consider for exemptions to the prevailing wage requirement it may recommend to the full Council. The possible exemptions reviewed were: 1. Maintenance projects under $250,000 as defined by Section 22002 of the California Public Contract Code 2. Projects using public-private partnership funding 3. Projects that construct/rehabilitate affordable housing for people with low or moderate incomes 4. Projects where the work is performed either entirely or partially by volunteers In starr s research on the prevailing wage issue, 48 general law and charter cities responded to a survey examining the policies of other California municipalities regarding prevailing wage.law. Of the 48 survey respondents, 25 were charter cities that have a prevailing wage policy in place. As noted, charter cities have a policy choice of paying prevailing wage or not on ''public works" construction contracts, so long as the projects are municipal affairs and no federal or state funds are involved. Half of the 25 charter cities responding, that already pay prevailing wage, have prevailing wage exemptions for maintenance projects. This exemption is applied to smaller projects. where prevailing wage requirements may discourage many contractors from bidding due to restrictions on the ability of contractors to move workers from one trade to another or simply due to the additional administrative costs of producing Certified Payrolls as required by prevailing wage law. Exemption for Maintenance Projects Although as a charter city, Palo Alto is free to craft its own definition of ''maintenance'' in a proposed prevailing wage exemption policy, referring to a definition already present in CMR:lSO:09 Page 2 of6 California law is a helpful starting point. Section 22002 of the California Public Contract Code defines maintenance as shown: . • Routine, recurring work for the preservation or protection of any publicly owned or publicly operated facility • Minor repainting • Resurfacing of streets at less than 1 inch • Landscape maintenance including mowing, watering, trimming, pruning, planting, replacement of plants, and servicing of irrigation and sprinkler systems • Work performed to keep, operate, and maintain publicly owned water, power, or waste disposal systems Since the City's Street Maintenance program receives funding from State Gas Tax and other State and Federal grant funding, prevailing wage is already required on these projects, and the proposed maintenance exemption category of resurfacing streets at less than 1 inch would not apply. For the other maintenance categories defined above, staff recommends that any projects in these categories that fall under the City's Purchasing Ordinance threshold of $250,000 (the City Manager has the authority to award "Public Works" construction contracts under $250,000 ------~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~~---.-------- without Council approval, pursuant to Section 2.30.21O(a) of the Palo Alto Municipal Code) be exempt from any Council adopted prevailing wage policy. This will ensure the City of having the broadest pool of bidders on these routine maintenance projects, keeping bids competitive and likely reducing costs for these critical building, parks, and utility system maintenance activities. Staff has received suggestions that a lower threshold should be considered. The Committee may wish to discuss that. Exemption for Public-Private Partnerships Staff also recommends that Council consider an exemption for City projects that are funded through public-private partnerships. The purpose of offering this exemption is to maximize the use of private funding in joint projects with the City. Because many public-private partnership projects are administered by the private entity in the partnership, exempting prevailing wage requirements from these contracts could make participating in such projects more attractive to private funders by reducing restrictions on potential contractors and reducing administrative work for the private entity. Some background on public-private partnerships is helpful, as there are several types. A public- private partnership is an agreement between the City and a nonprofit or private organization to provide services or to assist in funding of public facilities and programs. Public-private partnerships typically fall into one ofthree categories: co-sponsorship, alliances or joint ventures. Co-Sponsorships: In this common type of public-private partnership, an organization furthers the mission of the City by supporting a City activity or program in conjunction with pursuit of that organization's own mission or program. Some examples include the CMR:150:09 Page 3 of6 Palo Alto Tennis Club use of City courts to provide a youth tennis program and American Youth Soccer Organization's use of space in a City facility to train· referees. Co-sponsorships are entered into by staff and normally have no or minimal financial impact. • Alliances: This type of public/private partnership involves organizations that have been created for the sole purpose of supporting a City program(s). The organization does not expect to receive any direct financial benefit or to alter City policy and/or operations, but undertakes to work cooperatively with staff to implement City goals. Alliance organizations include the Recreation Foundation, the Art Center Foundation (project Lo~k or Cultural Kaleidoscope), the Library Foundation and the Friends of the Palo Alto Library (financial assistance with the renovation and expansion of the Children's Library). Alliances are approved by the Council if there are any staffing or budgetary implications to the partnership. • Joint Ventures: This type of public-private partnership involves organizations which have programs or missions independent of the City and involve the' City entering into a contractual relationship with the public or nonprofit organization with both parties contributing to the partnership for their mutual benefit. Each joint venture is uniquely negotiated by the staff and approved by the City· Council. Examples of Joint Ventures include TheatreWorks, Palo Alto Players and West Bay Opera's use of the Community Theatre and use of the former police station broIder adult service provider, Avenidas. The applicability of an exclusion to the requirement to pay prevailing wages on contracts which arise out of a public-private partnership will depend on the details and goals each project, the financial· requirements, assets, and capabilities each the party brings to the partnership and how each contract is structured. Because the characteristics of each partnership will be unique, the proposed decision to exempt public-private partnerships from prevailing wage requirements may not be suitable for every project. For example, if Palo Alto, as a charter city, is involved in a public works project which would not normally require the payment of prevailing wages, and the City becomes involved in a pUblic-private partnership, the partnership could trigger prevailing wage requirements if the funding sources are unclear or the partnership causes the project to become more regional in nature. Without fully ,knowing the details of a future relationship between partners, it will be difficult to draft exclusionary prevailing wage language broad enough to cover all potential partnership scenarios, and narrow enough to meet the key statutory elements of whether the contract is "paid for in whole or in part out of public funds", and whether the project is a "municipal affair." The application of these legal requirements to the unique facts in each case will be. needed to determine if the City's Prevailing Wage Policy exclusions will apply. Thus, it would be wise to avoid trying to establish a single all encompassing exclusion on this point. Instead, staff recommends that the City's proposed prevailing wage policy simply state that the City's intention is that prevailing wage law will not apply to pUblic-private partnerships. However, the applicability of the prevailing wage requirement to any pUblic-private partnership CMR:150:09 Page 4 of6 ATTACHMENT F CITY OF PALO ALTO City Council Ad Hoc Committee on Prevailing Wages Special Meeting Tuesday, March 10,2009 The meeting of the City Council Ad Hoc Committee on Prevailing Wages was called to order at 6:01 p.m. Present: Barton, Drekmeier, Espinosa Absent: Kishimoto 1. Oral Communications None 2. Review and Recommendation on Proposed Prevailing Wage Policy for City Capital Construction Projects. City Attorney, Gary Baum reviewed the City's Prevailing Wage policy. Assistant Public Works Director Mike Sartor reviewed the PowerPoint presentation in follow-up of the December 9, 2008 meeting. His presentation included a summary of that meeting, the Prevailing Wage exemptions and Staffs recommendations. Neil Struthers, 2102' Almaden Road, San Jose, thanked Staff for incorporating information from meetings held prior. He questioned why $250,000 was listed as a threshold for the prevailing wage. He stressed more thought should be given to the public-private partnership aspects of the policy. He spoke regarding affordable housing and requested further research be completed on Staff's recommendation and how the policy affected the General Fund. Lindsay Byers, 4577 Las Positas Blvd., Livermore, Associated Builders and Contractors Union, in representation of non-union members, stated they would continue to work in the City of Palo Alto whether or not prevailing wage was opposed. She gave an overview of prevailing wage calculations and the wide variety of areas that the wages cover beyond employee compensation. She suggested raising maintenance project wage thresholds to allow smaller community businesses to remain competitive with regional and statewide contractors. Aletha Coleman, 296 Bay Road, Atherton, from the Palo Alto Friends of the Junior Museum and Zoo spoke in support of Staffs recommendations from a public-private partnership viewpoint. Molly McAuliffe, 1554 Cowper Street, from the Palo Alto Friends of the Junior Museum and Zoo spoke in support of Staff s recommendations. Council Member Barton stated it was his understanding that the $250,000 threshold was consistent with what the City Manager brought forth to Council for authorization and approval. Mr. Sartor stated that was correct. Council Member Barton asked how many projects fit within this $250,000 threshold per year. Mike Sartor stated the amount pertained to Capital Improvement Projects (CIP) and maintenance type projects, with several projects projected for the year within that threshold. He gave the example of parks and maintenance type projects. Council Member Barton stated maintenance was defined under California Code and State Law exemptions. Mr. Sartor stated many maintenance projects exceed the threshold. He gave the example of the Utility Department's gas main replacement project, which was considered a maintenance project and routine work and repair of an existing system. He stated Staff is mindful that larger projects should be included, but they· did not want to restrict the smaller maintenance-type projects. Council Member Espinosa stated Staff s current report was concise· and covered all the options available. He asked for further clarification on the different dollar points ($50,000, $100,000 to $250,000 and above). He asked for further information on the scale and scope of projects within each threshold. Mr. Sartor stated there were $10-12 million contracts each year in the CIP. Smaller projects made up less than one million, or 10 percent, of the total for projects. Most of the CIPs greater than $250,000 are major projects. The types of small range projects included annual roofing, interior finishing and landscaping contracts for buildings and parks. The total value of maintenance-type projects was likely less than one-tenth of the overall CIP. Assistant Director of Utilities, Tom Marshall stated there were not a lot of contracts in the under $250,000 range. Projects that fell into this range included annual Roto-Rooter service contracts for sewer maintenance, as one example. City Manager, James Keene reviewed various projects from the 2008-09 Adopted Budget for CIP. He listed projects that fit underneath the $250,000 threshold which included the Bayland Athletic Center's fencing, dugout and trailhead park projects as one example. He listed several other projects of the same caliber. Council Member Espinosa asked how each specific project was cast as a recipient of these buligeted amounts within the CIP budgeting. He stressed they were making the effort to create a policy around what these projects were exactly. Mr. Sartor gave an overview of what projects are considered as maintenance projects. Maintenance projects specifically include such items as annual roofing projects or interior projects such as carpeting and painting. Park trail projects were also included within this realm. He stated many of these projects were already defined in the Public Contract Code as Maintenance projects and separate from the Public Work projects. He stated these types of contracts typically attract the smaller contractors. Mr. Keene stated one of the goals is to spread the work around, from these smaller projects, to smaller contractors that might not otherwise be considered. He stated this brought with it social equity value. He asked what the results were in areas where there were no prevailing wage policies. Mr. Sartor stated when-eompared-to what other-Cities are doing, a broader-xwanUJg""eJ--VofL-Ub""id ..... s>---______ _ come through with smaller contractors when prevailing wage policies did not exist. Council Member Espinosa stated this was an area where he felt he did not have sufficient data with which to form a decision. Council Member Barton asked whether Staff might consider modification of the public- private partnership funding exemptions to the point at which the private-partner became the managing partner. He understood that there could be bookkeeping issues and volunteers may not be able to do this. He stated that public funds should be spent in ways that cover external costs associated with living in this area. Mr. Keene stated the goal was to move projects forward and keeping costs to a minimum. In some cases, when volunteers took the lead on a project, they were not considered under the prevailing wage guidelines. Council Member Barton stated the assumption was that prevailing wages drove up the costs for a project. He was not of this mind. When you build in externalities it is better all around. He doesn't want to go down the road of implied incentives. Mr. Keene stressed taking a look at future emerging public-private partnerships where there may be a situation wherein the City may want the lead on the project. He noted civil liability issues came into play in this case. Council Member Espinosa hoped for clarity around defining the public-private partnership aspects of this proposed policy. He agreed with the policy in concept but was worried about these public-private partnerships working against the policy. He stated he felt that clarity was needed on this policy as it pertains to public-private partnerships. Mr. Baum stated there were different standards in the pUblic-private partnership where the private party is the majority contributor but is not the managing partner. Council Member Espinosa stressed there were instances where further clarity was necessary when private parties were donating money for these projects within the confines of the proposed policy. Mr. Keene pointed the Committee towards Page 4 of the Staff report on regarding exemptions and exclusions. He gave examples and applications of what was proposed on Page 4 of the proposed policy. Council Member Espinosa stated this was a good start. He hoped for more clarity on the criteria and an outline of this prior to taking it to Council. Mr. Baum stated under the Committee's general direction this was adequate for them to forward on to Council. The presumption of paying prevailing wage in public-private parmershipsua.n<lifl!Ot then under what circumstances. Council Member Espinosa stressed the needs for more specifics. Mr. Baum stated ironing out the specifics may require another meeting. Council Member Barton suggested deleting the complicated language on Federal Tax Credits on Page 5 of the proposed policy. Council Member Espinosa asked for clarification on what he specifically wanted excluded. Council Member Barton wished to delete bullet point 3, on Page 2, which refers to affordable housing projects. Council Member Espinosa stated it was included at this point more for clarity than policy based on information Mr. Sartor and Mr. Baum gave in address to this point. Council Member Barton stated if the inclusion was for clarity's sake, it should be worded to include affordable housing projects that would otherwise be exempt. Mr. Sartor stated the extent of the exemption was an attempt to clarify and specifically note the other two bulleted items. Council Member Barton stated this did not matter in either direction and was merely semantics. Mayor Drekmeier asked for further clarification on the prevailing wage. He asked what causes fluctuations in the prevailing wage. Mr. Sartor stated fluctuations were tied to union bargaining agreements and labor rates. He was not famili~ with any recent bargaining agreements which cut these wages and rates. Mayor Drekmeier asked if they went with prevailing wage, would the prevailing wage go up a notch with the addition of their City coming on board. Mr. Sartor stated it would not go up. The wages are set by the County and State. Council Member Espinosa asked if there was a way to move forward but also get clarity on how decisions were made and what the different dollar amounts meant with regard to the number of projects. Mr. Sartor stated in projects less than $250,000, prior Council was comfortable In providing the City Manager with the authority to award those types of contracts. Council Member Espinosa stated the issue was not about the dollar amount of the contracts but the kind of contracts we are setting up in terms of whether we would have more bids, different kinds of companies, workers doing different levels of work. The decision making would be based on the types of contracts, companies, skill levels of employees and that would drive prevailing wage Mr. Sartor stated the difference remained in what was considered a maintenance versus construction project in that maintenance projects were of a recurring nature on existing structures. He stressed these projects were typically, significantly smaller in scope. He stated they were not suggesting that a new building project under $250,000 would be exempt. A new building project would still require prevailing wage parameters. Mr. Keene stated moving forward meant getting something on the Consent Calendar and then they could return with more definitive data. Council Member Espinosa stated it was important to understand who these companies are, and understand why the dollar amount is what it is for these smaller projects. Mr. Keene stated the dollar amount was not at issue. They were not vetted to any particular dollar amount at this point. Council Member Espinosa agreed it was more important how they arrived at their final conclusions rather than the actual final numbers. Mayor Drekmeier stated recent Request for Proposals brought in lower bids. He asked if wages were the same, how or where costs were rising within this bidding process. Mr. Sartor stated product costs were the primary reason for any extra or higher costs above and beyond what may have been· seen in the past. Also material costs have· gone down. Council Member Barton stated it was not labor rate, per se, of a project, but the number of people working on that project that also played a role. MOTION: Council. Member Barton moved, seconded by Mayor Drekmeier to recommend to the City Council to adopt: 1) Paying Prevailing wage for City Capital Improvement Projects with exemptions for; a) maintenance projects between $ lOOk- $250k to be determined by the Council after further investigation by Staff, b) projects worked entirely by volunteers, c) public-private partnerships unless otherwise exempted by Council. Mayor Drekmeier asked how many projects would be heard by Council. Council Member Barton stated it would not be each and every project. It would be prevailing wage, unless the private funding is greater than City funding. Mayor Drekmeier stated it was suggested that the City is in a better position to manage prevailing wages than a private group. He asked if they were suggesting that the City would manage all or most of the projects. Council Member Barton asked how many public-private partnership projects have been done where the City has not been the hiring agent. Mr. Sartor stated it was his experience that the private partners have managed more than the City has managed in the past. Council Member Barton asked by what percentage has the private partner provided more than 50 percent of the funds for a project. Mr. Sartor stated the Heritage Park project received more private partner funds. Mayor Drekmeier stated he did not want his vote to be a recommendation at this point. He remained neutral until more information was available. He agreed that if more than 50% of the funds came from private partner that it could fall into one category, but in fairness it would make it easier to be the same across the board. Chair Espinosa clarified Staff s return at a later date with delineation of the decision- making criteria for public-private partnerships. Council Member Barton was comfortable with Staff making the decision to modify the Motion. Chair Espinosa asked for clarification of what exact information they would return with for further discussion. Mr. Bawn stated what he heard was they should bring back more information on the presumption and concerns over paying prevailing wage for public-private· partnerships . unless specific exemptions are met. '. INCORPORATED INTO THE MOTION WITH CONSENT OF THE MAKER AND SECONDER to change the language to read "public-private partnerships needed to meet specific exemptions in order to receive payment of prevailing wage." Council Member Barton asked the number of yes votes required to take action. Mr. Bawn stated the in the absence of a member there would not be a unanimous vote and the Chair had the discretion to provide their own Motion. Chair Espinosa asked why there needed to be a specified dollar amount in order to qualify for prevailing wage. Council Member Barton stated the dollar amount was not necessary. Chair Espinosa had a concern about the affordable housing aspect and he did not have a concern how Staff had written it. He wanted the inclusion of the wording on page 2 and page 5 of the Staff report. Mr. Bawn stated the language "unless otherwise required by law" would be added. INCORPORATED INTO THE MOTION WITH CONSENT OF THE MAKER AND SECONDER to add "unless otherwise required by law." Mayor Drekmeier asked how the situation would be handled if both the affordable housing and public-private partnership entities were vying for the same project. Mr. Keene stated there would be qualifying factors of exemption and one entity would be less qualified than the other. Mr. Bawn stated the public-private partnership was not designed to apply to affordable housing projects. MOTION PASSED : 3-0, Kishimoto absent Meeting Adjourned at 7: 14 p.m. TO: FROM: DATE: ATTACHMENT G POLICY AND SERVICES COMMITTEE CITY MANAGER JUNE 29, 2009 DEPARTMENTS: PUBLIC WORKS UTILITIES CMR:236:09 REPORT TYPE: RECOMMENDATION SUBJECT: Policy and Services Committee Review and Request for Recommendation on Prevailing Wage Issues Related to City Capital Construction Projects RECOMMENDATION , Staff recommends that the Council Policy and Services Committee recommend that City Council retain its current prevailing wage policy, allowing City "public works" projects to be bid without prevailing wage requirements unless prevailing wage is required for the project pursuant to state law,-m hght oflheuGity's economic difficUlties and to aVOid ad<litlonal cost impactS to the City'S General and Enterprise Fund Capital Improvement Programs (CIPs). Staff also recommends a pilot study of potential prevailing wage impacts be conducted on selected ClPs where prevailing wage would . be required, to determine whether the prevailing wage requirement impacts the number of bids, project costs, change orders and other factors. EXECUTIVE SUMMARY This report responds' to the December 9, 2008 and March 10,2009 discussions by the Council Policy and Services Committee and Ad Hoc Committee on Prevailing Wage regarding prevailing wage issues related to City capital construction contracts. At the December 9 meeting, the Policy and Services Committee (comprised at that time of Chairperson Kishimoto and Council members Barton, Drekmeier and Espinosa) indicated a strong interest in requiring prevailing wage on City capital construction contracts and directed staff to come back with additional information on possible exemptions to the proposed Council policy. At the March 10th meeting the Ad Hoc Policy and Services Committee· (Chairperson Kishimoto and Council members Barton, Drekmeier and Espinosa) reviewed staff's proposed exemptions to the prevailing wage policy and recommended Council approve exemptions for projects involving volunteers and low income housing projects. The Ad Hoc Committee also directed staff to come back to the full Coun<;il with the proposed prevailing wage policy. and with further infor.mation on possible exemptions for maintenance projects and projects involving public-private partnerships. On June 15th, the City Council adopted the 2010 budget which included several dramatic and unavoidable cuts to the City's operating and capital budgets. The "adopted budget reduced spending in the Infrastructure Reserve by $2 million. In addition, the 2010 budget assumes additional reductions in staifmg costs which have not yet been identified. Due to on-going budget challenges, staff recommends that Council retain the current prevailing wage policy, for CMR:236:09 Page I of7 now and direct staff to perform a pilot study where prevailing wage would be required on selected CIPs ,that are not subject to prevailing wage under the current policy. This will allow staff to collect ''real-time'' data on Palo Alto construction to better assess potential costs and quality impacts on projects where prevailing wage is a requirement. Although staff is not recommending a change in the City's prevailing wage policy at this time, this report' provides additional information as requested by the Ad Hoc Committee on Prevailing Wage regarding possible exemptions from a possible prevailing wage requirement for maintenance projects and projects involving public-private partnerships. BACKGROUND As a charter city, Palo Alto is not required to pay prevailing wages on "public works" projects, so long as the projects are within the realm of "municipal affairs", funded entirely by local funds, and no other statutory exceptions apply. This "home rule" principle allows decisions on expenditure of local funds to be made by locally elected officials. In 1981, Palo Alto passed a resolution to pay prevailing wage "only when required by federal or state grants and on other jobs considered to be of statewide concern." (see Attachment A, Resolution). Recently, charter cities' power to opt out of state prevailing wage law was upheld by California's FoUrth District Court of Appeal in State Building and Construction Trades Council of California v. City of Vista, (2009) 0052181. In 2007, the City of Vista, a charter city like Palo Alto, adopted an ordinance under which City contracts generally would not require payment of the prevailing wage; Theeourt held that state prevailing wage laws were intended ''to keep state contracting from undermining what local markets have established." However, because an ordinance like Vista's would not materially interfere with the stability of the area's labor market, the effect of ordinances like Vista's were not a matter of statewide concern. Therefore, the court held that charter cities, like Vista and Palo Alto, retain the power to opt out of the state's prevailing wage law. The State Building and Construction Trades Council of California interids to petition the California Supreme Court to review this case. In the meantime, the Vista decision is still good law, and it affirms the City of Palo Alto's right to opt out of paying prevailing wage. Also relevant is SB 9EX, which the Governor signed on February 20, 2008, noting the (then) ongoing litigation in Vista. SB 9EX narrowed potential prevailing wage obligations for charter cities involving work on water, sewer, or storm drain systems that have previously been extended to disadvantaged communities. Amid the recent debate over charter cities' prevailing wage requirements, on December 9,2008, staff presented to the Council and the Policy and Services Committee a recommendation that Council not change current prevailing wage policy, allowing City capital construction ("public works'') projects' to be bid without prevailing wage requirements unless ,prevailing Wage is required for the project pursuant to state or federal law, due to potential cost impacts to the City's General and Enterprise Fund Capital Improvement Programs (CIPs) (CMR 443:08, Attachment B). The Committee carefully reviewed this recommendation and decided it was in the best interest of the City to recommend to the full Council that a resolution be adopted requiring prevailing wage on all City capital construction contracts. The Committee also instructed staff to recommend types of construction contracts that could be considered for exemption from a CMR:236:09 Page 2 of 7 overall budget challenges, and economic challenges in the region as a whole, staffbelieves·that this is an inopportune time to change the City's current prevailing wage policy. To better assess the potential impact prevailing wage may have on construction cost and quality staff proposes to conduct a pilot study. The pilot study will select a few Capital projects where one of the bid requirements will be the payment of prevailing wage on the project. The bids received on these projects will be analyzed to determine: • If the imposition of a prevailing wage requirement had an impact on the number of bids received • If the prevailing wage requirement increased the project cost • If the number of change orders were increased or decreased by the prevailing wage requirement • If quality of construction was impacted by the prevailing wage requirement Staff proposes to return to the Council Policy and Services Committee next year with the results of the pilot study and further recommendations on the prevailing wage issue. Discussed below is the additional information on possible prevailing wage exemptions requested by the Ad Hoc Committee on Prevailing Wage at their March 10th meeting. Maintenance PrQject Exemption Attachment F is a table liSting all of the maintenance CIPs· included in the 2009 Adopted five Year Capital Budget with their associated budgets and project category. The listed projects are budgeted at a level of $222,000 or less and all meet the definition of a maintenance project under Section 22002 of the California Public Contract Code (see page 3 of 6, CMR: 150:09, Attachment D). Many of the maintenance CIPs listed in Attachment F are annual projects where the budget is often carried from year to year. The construction contracts associated with annual CIPs are . typically $250,000 or less. Staff recommends that if the Council were to require prevailing wage on "public works" co~struction contracts they should also approve an exemption for City maintenance CIP contracts valued at $250,000 or less to ensure the City of having the broadest pool of bidders· on these routine projects. This would keep bids competitive and will likely reduce costs for ~ese critical building, parks, and utility system maintenance activities. Public-Private Partnership Exemption Staff met with representatives of the Friends of the. Palo Alto Junior Museum and Zoo on March 30th and with representatives of the Friends of Lytton Plaza and the Palo Alto Art Center Foundation on April 1,2009. Each of these groups has an ongoing public-private partnership with the City supporting their projects. At these meetings the proposed prevailing wage policy was presented and the potential impacts of prevailing wage on their projects was discussed. The upcoming planned projects at both the Junior Museum and Zoo (proposed 2009-10 CIP AC- .10000 New Bobcat Habitat) and Lytton Plaza Renovation (CIP PE-08004) will be managed by the respective private entity while the Art Center Improvement project (CIP PF-07000) will be managed by the City once design work is completed. The Friends of the Palo Alto Museum and Zoo are funding all of their project with donations (totaling over $505,000) while the City will be contributing $70,000 for resurfacing of zoo pathways. The Council approved letter of intent with the Friends of Lytton Plaza provides for a maximum City contribution of $350,000 for Lytton CMR:236:09 Page4of7 Plaza improvements wjth the Friends of Lytton Plaza responsible for 50 percent or more of the additional funding that will· be needed for this project. The City will be funding more than 50 percent of the Art Center project. The private groups that will be funding the majority of their projects and also managing project design and construction (Junior Museum and Zoo and Lytton Plaza) are very concerned about the potential of prevailing wage requirements increasing the cost of their projects. They are also concerned that the administrative requirements associated with ensuring contractor compliance with prevailing wage requirements would likely impose a burden on private entity project managers that they are not prepared to undertake. On the other hand, the Palo Alto Art Center Foundation indicated that they would be in a better position to comply with the proposed prevailing wage policy since the City will be contributing over 50 percent of project funding and managing project construction. Attached is a letter from the Friends of the Palo Alto Junior Museum and Zoo and two emails from the Friends of Lytton Plaza asking that their projects be exempt from the proposed prevailing wage policy (Attachments G and H respectively). Staff recommends that if the Council were to require prevailing wage on "public works" construction contracts they. should also approve a Public-Private Partnership exemption that would exempt Public-Private Partnership projects where the private party is the lead entity managing the project design and construction and the private entity funds at least 50 percent of the project cost. RESOURCE IMPAC'I' -------------~---- The Adopted FY 2010 Capital Budget includes an estimated $56.1 million in General Fund construction and $32.1 million in Enterprise Fund construction that would require prevailing wage in their construction contracts if Council were to change the City's prevailing wage policy. These amounts can be seen in Attachments J and K and do not include total project costs such as design services contracts which would not be subject to prevailing wage in most cases. The construction costs of maintenance projects under $250,000 and Public-Private partnerships where the private entity funds at least 50 percent of project cost and manages the project, are not included in the above totals (see footnotes 1,2,3 and 5 of Attachment J). The FY 2010 General Fund projects include $50.5 million for Mitchell Park and Downtown Measure N Library bond projects and the FY 2010 Enterprise Fund projects include $22.5 million for the Utility Department Emergency water supply project. The remaining four years (FY 2011 through FY 2014) of General and Enterprise Fund projects included in the Adopted Capital Budget are also included in the attached tables. Both total project and construction costs for these projects are shown in the attachments. Attachments J and K also show the potential increased cost impacts on the City's CIP project if the City's prevailing wage policy is changed. As discussed above, stafrs research indicates that prevailing wage may incre.ase construction costs by up to 10 percent. While other studies have . been conducted which indicate no such impact on project costs, based on the study conducted by staff, one can see that the FY 2010 General Fund construction costs may increase by $2.8 million if prevailing wage caused a 5 percent increase and by as much as $5.6 million if prevailing wage caused a 10 percent increase in construction costs. Similarly, the FY 2010 Enterprise Fund construction costs may increase by $1.6 million at 5 percent and $3.2 million at 10 percent. Attachments J and K also show the possible construction costs increases in the FY 2011 through CMR:236:09 Page 50f7 wage discussion to the Council Policy and Services Committee (see Attachment B, minutes of September ,17, 2007 Council meeting). What are Prevailing Wage Rates? The intended purpose of prevailing wage law is to ensure that public construction projects do not . lower local wages by allowing contractors to pay wages below the local standard. In 1931, Congress p,assed the Davis-Bacon Act, which mandated the payment of prevailing wages on all construction projects that receive more than $2,000 of Federal funds -an amount that has remained unchanged today. In subsequent years, especially during the Great Depression, many states and localities passed similar prevailing wage laws; Most states, including California, now have such laws. Prevailing wages are determined in many different ways across the country. The Federal and California Prevailing Wage calculations are similar because if more than 50% of the workers make the same wage this becomes the prevailing wage for the trade. They differ in the calculation when less than 50% of the workers have the same wage. . The Federal Law determines the prevailing wage by averaging all the wages, whereas in California the most common wage occurring becomes the prevailing wage. California's calculation method usually results in a slightly higher wage than the Federal calculation method. • California passed its prevailing wage law in 1931, the same year the federal Davis-Bacon Act . was passed. California Labor Code § 1771 requires that any "public ')Jerks" project that receiv~s more than $1,000 in state funding pay prevailing wages. The Labor Code defines "public works" to include construction, alteration, most demolition, installation or repair work done under contract and paid for in whole or part out of public funds. All capital improvement projects done by the City, including those managed by the Community Services, Utilities or the Public Works Departments are considered "public works" under this law. Although California's prevailing wage l~w applies to all of California's "general law" cities, charter cities are permitted to elect whether to pay prevailing wage on locally funded public works projects that qualify as municipal affairs. DISCUSSION Prevailing Wages in Charter Cities The California Labor Code requires that public agencies pay prevailing wages, as determined by the California Department of Industrial Relations, on most public works projects. As a charter city, Palo Alto is not required to pay prevailing wage rates on "public works" projects, so long as the projects are within the realm of "municipal affairs," are funded entirely by local funds, and no other statutory exceptions apply. This "home rule" principle, grounded in the California· Constitution, allows decisions on expenditure of local funds to be made by locally elected officials. Utilities Enterprise Fund projects are often deemed to be "public works" projects in this context. Since no precise definition of what constitutes a "municipal affair" has been judicially settled, courts conSider the issue on a case by case basis. The expenditure of city funds on local projects and the rates of pay of the workers the City hires to carry. out such projects has been held to be a municipal affair. In 1981, Palo Also passed a resolution to pay prevailing wage "only when required by federal or states grants and on other jobs considered to be of statewide concern." (See Attachment A: Resolution 5981). CMR:443:08 Page20fS Recently, courts have blurred the issue of whether a charter city may elect not to pay prevailing wage. For example, in 2004, the California Supreme Court in City of Long Beach v. DIR, declined to decide whether prevailing wage law is such a matter of statewide concern that it should override the ability of charter cities to conduct their municipal affairs. Since then, labor unions have mounted a statewide' campaign to overturn existing law and declare prevailing wage a matter of state concern. The charter city. of Vista is currently defending its choice not to pay prevailing wages in a lawsuit brought by the State Building and Construction Trades Council. Although the trial court reluctantly ruled in favor of Vista in December 2007, the case is pending on appeal. A detailed summary of the case is included in this report's discussion below. These recent judicial developments led the City Attorney to recommend that Palo Alto pay prevailing wages on regional projects that transcend the city's geographic boundaries, even if these projects could be considered municipal affairs. Capital improvement projects related to the Citfs Water Quality Control Plant (WQCP) fall into this category. Some Charter Cities have created special categories where they do not pay prevailing wages on low-income housing and maintenance type projects, but do pay prevailing wage on construction projects. To date, Palo Alto has not made this distinction. Summary of Staff Research Staff found that there is considerable disagreement on the impacts of prevailing wage rates on project quality found in studies cited by the union groups and builder trade groups. Studies by government agencies, however, concluded that paying prevailing--wage rates do not sigllificIDltly change the quality of construction on most projects. In a survey of contractors, it was reported that requiring the payment of prevailing wage rates could reduce the quantity of bidders on projects by about 20% percent. Most contractors that are not paying prevailing wages, which make up about 50% of the contractors responding to the survey, will bid, prevailing wage contracts. In the majority of cases, the makeup of their workforce does not change to accommodate prevailing wage requirements. In its surveys of both contractors and other cities, staff found that implementing prevailing wage rates in construction contracts may increase construction costs on City capital improvement contracts by up to 10%. This increase would also affect projects involving private/public partnerships. The following sections present a summary of the studies related to prevailing wage reviewed by staff and the results of surveys of other cities and contractors. The pending City of Vista case related to the charter city exemption from prevailing wage is also discussed below. Studies on the Effects of Prevailing Wage A number of academic and government studies have examined the, costs and benefits' of prevailing wage. Generally, these studies fall into three different camps: Pro-prevailing wages studies, issued by University-level academics, and construction trade organizations. Anti-prevailing wage studies, issued by University-level academics, and various policy institutes. Government studies, issued by the States of Ohio and Kentucky legislative commissions. CMR:443:08 Page 3 of8 Staff reviewed seventeen such studies, both pro-prevailing wage and anti -prevailing wage, and studies prepared by government organizations. Summaries of these studies are included in the attached memorandum dated ~ebruary 15,2008 (Attachment C). Studies by government organizations provide some of the most interesting insight into the issue of prevailing wage. These studies should, in theory, have no agenda beyond uncovering what is in the best interest of taxpayers. All of the studies examined indicated that .prevailing wage laws do not save money. Some studies did, however, equivocate about whether the benefits of prevailing wage -once other unquantifiable factors were taken into account -may be higher than the costs. . The two most-referenced government studies are both studies conducted by state legislative research offices, in Kentucky and Ohio. In Ohio, its Legislative Service Commission .issued a study analyzing the effect of a 1997 bill that exempted school districts from being f.orced to require prevailing wage. The study, which asked contractors for bids under and n.ot under prevailing wage conditions, found that repeal did save money -especially .on smaller pr.ojects. It asserts that the exemption yielded 1.2 percent in t.otal cost savings in new constructi.on, 10.7 percent savings on building alteration projects and 19.9 percent savings on building additi.ons. This conclusion seems to str.ongly supp.ort the noti.on that the smaller projects have greater savings when prevailing wages are not required. Furtbennore, the study surveyed school-distriets to diseov'er if-they had net4ced any dee-rease in the quality of construction. Six percent .of respondents said that they had noticed higher quality construction since the exempti.on, 91 percent n.oted no change and 3 percent said quality had decreased. In one very unique case, the survey disc.overed that .one scho.ol district had put a project out to bid under prevailing wage conditions and then rebid the projtct without such requirements. The winning bidder in the second case, without prevailing wage, was 5.8 percent lower, yielding a cost savings of more than $500,000. In Kentucky, the legislature .also ordered its research arm t.o study the issue of prevailing wage. The study made a notable number of findings, including learning that 60 percent of workers surveyed were paid m.ore on prevailing wage jobs than on market-rate jobs;. the average increase for prevailing wages was 24 percent over the workers' market rates. Among the 141-page 'report's .other findings were: • 90.7 percent of non-uni.on and 24.4 .of uni.on contractors said prevailing wage laws raise constructi.on costs. • 55.4 percent of small firms (10 .or fewer empl.oyees) said prevailing wage laws have a negative effect on their business, compared to 73 per~nt of large firms. • 95.7 percent of citie~ and 83.3 percent .of municipal utilities that responded believe prevailing wage laws increase construction costs, while, respectively, 7 and zero percent believe laws increase quality. • M.ore cities believed prevailing wage legislati.on decreases -not increases -qualitY of construction. It is w.orth n.oting that the report did n.ot call f.or the ab.olishment .of prevailing wages in Kentucky. The report did n.ot take an opinion .on the issue. Its main .overall conclusion.on the effectiveness of the legislation, h.owever, is as f.oll.ows: CMR:443:08 Page 4 of8 To the extent that quality is increased, prevailing wages are an inefficient method to increase quality. The wage requirement results in contractors paying higher wages with no guar~tee that these additional wages will result in quality improvements. Aside from the Kentucky and Ohio reports, there are a number of smaller government reports on the topic. The Federal Congressional Budget Office (CBO) and General Accounting Office (GAO) have both issued reports on prevailing wage, with the GAO asserting that repealing the" Davis-Bacon Act would save $1.2 billion annually. The CBO study, written during the early 1980's, was likely the impetus that caused the Reagan Administration to change the definition of prevailing wage to the wage earned by 50 -as opposed to 30 -percent of local wage earners. It found that repeal of Davis-Bacon would save $13 billion (2007 dollars) over five years and that some 20 percent of open shop contractors have no interest in bidding on prevailing wage contracts. It also recommended raising the threshold at which the prevailing law is triggered, as the $2,000 trigger'was set in 1931 and has never been increased. The final government study of note is another state legislative study -Maryland in this case - conducted in 1997. Maryland's Department ofFisca1 Services, which issued the study, asserted that repeal of the prevailing wage law then on Maryland's books would save the state between 5 and 15 percent on public works construction. Smyyof California Qities To further examine the policies of other California municipalities regarding prevailing wage law, staff surveyed dozens of other cities on the topic. The survey was sent out to aU members of the Association of Bay Area Governments, as well as to all Charter Cities that had email addresses available. Forty-eight municipalities responded to the survey. Usually, the respondents were public works officials, though a few city managers replied as well. A short summary of the findings follows and the more detailed results are included in' Attachment C. • 42 of 48 cities surveyed pay prevailing wage rates. • 26 out of 32 Charter Cities pay prevailing wage rates. • Based on the survey results, staff estimates that paying prevailing wages may increase construction costs in the range of 5% to 10%. • A large majority of the respondents believe that paying prevailing wages does not increase quality of the work. • Most believed that requiring prevailing wages decreases the number of bidders on projects. • Some cities have exceptions to paying prevailing wages for certain types of contracts. The responding cities were also asked tQ provide comments ()n the positive and negative effects of paying prevailing ·wages. TheSe are sumriwized below: Positive Effects .' Supportive of labor • Evens the playing field • Assures that workers are being treated and paid fairly • Higher wages allow people to live closer to work • More professional bidding pool CMR:443:08 Page 5 on 1& Higher-quality work Negative Effects • Higher costs • Fewer projects can be built • Need for extra statling and paperwork for compliance monitoring • Smaller pool of bidders . Survey of Contractors The Staff's research on prevailing wage did provide a number of insights into the views of construction contractors on the topic of prevailing wage legislation. In addition, staff conducted a survey of contractors bidding work in Palo Alto to best judge the impact a change in Palo Alto's prevailing wage policy would have on construction projects in Palo Alto. A summary of the survey results follows: • Approximately 50 % of the ~ntractors responding pay prevailing wages on all contracts. • Most contractors that do not typically pay prevailing wage rates will ,bid prevailing wage contracts. • 70% of the contractors not paying prevailing wage rates use the same labor force when bidding prevailing wage contracts. • The average of the estimated increase to construction costs associated with paying prevailing wage rates was approximately 8% according to the contractors responding to the survey. City of Vista Court Case . . As discussed previously, the Charter City of Vista is currently defending its decision not to pay prevailing wages in a lawsuit brought by the State. Building and Construction Trades Council. The outcome of this case will be very important, as it could detennine whether charter cities can continue to exercise their ability to locally determine whether to pay prevailing wages on local projects. Some background on the case is illustrative. In June 2007, Vista became a Charter City. Before the election, the City prepared a fact sheet discussing common questions regarding the Charter City prop'osition, including questions and answers regarding the potential tax savings on local public works projects should the. City chose to forego prevailing wages on municipal projects. 67% of Vista voters approved the decision to become a Charter City. Vista plans on completing about $100 million in public improvements in the near future; projects which would traditionally be considered within the. realm of "municipal affairs" and paid from local revenues. The State Building and Construction Trades Council of California; a labor union, challenged Vista's assertion that it was exempt from prevailing wage law, arguing that the prevailing wage statute is of statewide concern. Although the trial court reluctantly found in favor of Vista, in issuing his ruling, the Superior Court judge stated that were he not bound by a preceding case, Vial v. City of San Diego, he would have been inclined to grant the union's petition. The' Vial decision stated that prevailing wage law does not apply to public works projects of a chartered city, "as long as the projects in question are within the realm of 'municipal affairs.'" CMR:443:08 Page60fS The judge in Vista, however, contended that instead of focusing on the proj ect, a more appropriate analysis would involve whether the prevailing wag~ statute is a matter of statewide concern. Had the court not been obligated to follow Vial, the court acknowledged that it would have found that the prevailing wage law is a matter of statewide concern and that Vista was therefore bound to follow the law in relation to its pending public works projects. The petitioner's appeal is currently pending before the California Court of Appeal and oral argument was heard on Friday, November 14,2.0.08. A decision is expected in the next two months.. Should the court frame the question as suggested by the superior court, and ask whether the prevailing wage statute is a "statewide concern," it is possible that the Court will answer that question affirmatively, thereby overruling or limiting the Vial decision. The California Legislature has previously declared that the prevailing wage statute addresses two important statewide concerns: (1) it prevents public projects from driving down area labor standards and (2) it ensures training opportunities for apprentice construction workers. Even if Vista wins on appeal, observers expect tbis case will eventually be appealed to the California Supreme Court. A California Supreme Court decision would not be expected on this case for at least another year. The City Attorney's Office will keep Council informed on the'status oftbis case. RESOURCE IMPACT The Adopted 20.09 Capital Budget includes about $11.5 million in General Fund projects, and about $28 million in Enterprise Fund projects that are not now or will not require prevailing wage in their constmction contracts The Enterprise Fund projects include those under the -electric, water, gas, wastewater collection, . storm drainage and refuse fund programs. Projects constructed by the Wastewater Treatment Fund already require prevailing wage as discussed above and would not be impacted by a change in Council policy. If staff research proves correct, the costs of the 2.0.09 General Fund projects could increase by as much as $1 million and the 2.009 Enterprise Fund projects could increase by as much as $2.8 million if Council were to adopt a policy requiring prevailing wage rates be paid on all capital construction projects contracted by the City. It also should be noted that any private/public partnership agreements entered into by the City for capital construc~ion would also require payment of prevailing wage rates on these construction projects (e.g. Art Center, Lytton Plaza, Junior Museum and Zoo). POLICY IMPLICATIONS The recommendation does not change existing policy. If Council were to change policy and require prevailing wage be paid on all City capital construction projects, Council would need to adopt an ordinance codifying such a requirement. ENVIRONMENTAL REVIEW Policy and Services Committee review of the prevailing wage policy issues presented in this report does not represent a project under the California Environmental Quality Act (CEQA), pursuant to Section 21.065 of the Public Resources Code. CMR.:443:08 Page 7 of8 recommendations to move to prevailing wage. However, he is now less confident that there is enough data to assure Council whether prevailing wage would or would not cost the City money. Staff met with Neil Struthers to review this issue. After those meetings, and given the current economic climate, prevailing wage should be put on hold for this year. Staff should design some test cases that will show comparisons using prospective bidding of City projects. Staff recommends the Committee put this on hold. Staff will report back to the Committee on a pilot test design by this winter so that by next spring Staff can report back with more data. Assistant Public Works Director, Mike Sartor, stated the Staff report included an attachment that lists all projects that are considered maintenance, per the Committee's request, to support a potential exemption for maintenance projects. Attachments I and J show all General Fund and Enterprise Fund capital projects. This shows a 5-10 percent potential impact based on the application of prevailing wage requirements. A pilot study would help determine if that is a realistic number. Lastly, Staff held meetings with representatives of the Friends groups that have an interest in this issue. They presented letters that are included in the packet detailing their concerns. The resulting recommendation would be to exempt public private partnerships . where the private partner would do more than 50 percent of the 'Nork and manage the job. Mr. Keene added that his goal is to make a clear recommendation for or against a prevailing wage proposal. Staff has suggested that not having a mandatory prevailing wage provision incites competition among firms that provide prevailing wage. On the other side, Mr. Struthers suggested that not paying prevailing wage may result in drawing from a smaller pool of firms, causing less competitive prices. Hidden costs in performance could exist. There aren't many projects in the near future, but there will be some important ones that will assist in gathering data. He stated that Staff recommendsdeferment of action on this and for the Policy and Services Committee to direct Staff to undertake the recommended study. Nicole Goehring, 4577 Las Positas Road, Livermore, requested that the Committee go forward with a pilot study and not change the existing policy regarding prevailing wage. Council Member Kishimoto asked Ms. Goehring what her experience is regarding the impact on wages paid and bidding on projects. Ms. Goehring said that the City is at an advantage as they would have 30 to 40 bidders on a project. It would have a 5-10 percent impact on the bidding. P&S: 090629 PS FINAL 2 Council Member Kishimoto asked if she had any sense of how many workers are affected. Ms. Goehring said it would depend on how the contractor puts the bid together. Molly McAuliffe, 1554 Cowper Street, thanked Staff and the Committee for hearing this issue and supported Staff's exemption for public/private entities. She also announced that the Friends of the Palo Alto Junior Museum and Zoo have. raised $350,000 to fund the next project. Ben Lerner, 3482 Janice Way, spoke regarding prevailing wage as a resident not affiliated with any group. He hopes the Committee votes in favor of prevailing wage and hopes such an ordinance has no exemptions. It's in the best interest of all involved parties because it creates an improved quality of work, defers negative costs to society, and it's a good example for Palo Alto to set. Neil Struthers, 2102 Almaden Road, San Jose, Head of the Building and Trades Council, thanked Staff for meeting with him last week and feels that progress is being made. The pilot study is a reasonable plan as Staff and Council need to be comfortable that they are doing the right thing. There are a lot of tangible -benefits to having this policy in a city like Palo Alto; not having one sends a bad message. He understands that Staff looks at things conservatively, whereas he is less conservative, looking at the global impact. He is confident that, given the right criteria, this issue will be re-visited within a year and Staff will be confident in their support at that time. Mr. Struthers said he is experiencing 20-30 bidders on public works projects. Contractors must decide to do public works projects or go out of business as it is the only thing being financed. More competition is good typically but some contractors are submitting bids way over their head. Council Member Kishimoto asked about a gap emerging on large projects, stating that there isn't usually much of a difference in prevailing wage versus . non-prevailing wage. She asked if there is a difference in submitted bids, if they were dropping and if so, how rapidly. Mr. Struthers wasn't sure if prevailing wage is lowering wages, but the contractors let go of less skilled workers when times are tough. So now contractors have more skilled workers and they are being paid prevailing wage based on their skills. We are seeing their bids come in lower than non union private and public. This will continue to be measured. Productivity isn't factored into most studies. P&S: 090629 PS FINAL 3 Council Member Barton stated that he will reluctantly support Staff's recommendation. This issue has been an important one that he has worked on for two years. He also expressed frustration over the concern for costs. The City should pay more for services just as we are asking our citizens to pay more for many projects. In addition, if there are so many conflicting studies regarding the impact of prevailing wage, it's probably a wash. His personal experience has taught him that preliminary pricing for private projects, including three bidders where one is union and two are not union, had bids that were close. He pOinted out that even if there were a five percent surcharge for. projects, prevailing wage is the right thing to do. The City is going to upgrade emergency water, and charge more for it, but it's the rightthing to do. The Business License tax costs businesses more, but it's the right thing to do. The City can't have it both ways; we'll need to pay more too. He reiterated that he will reluctantly support Staff's recommendation in recognition of all the work that has been done and he hopes that, if he isn't on the Council when this issue is revisited, that someone else will take his stance. MOTION: Council Member Barton moved, seconded by Council Member Kishimoto, that the Policy and Services Committee defer the prevailing wage Ordinance for one year and direct Staff to study the issue using pending _ .. J2rojects to achieve constructive data. Council Member Kishimoto asked for an update on the City of Vista Prevailing Wage Court Case Senior Deputy City Attorney, Melissa Tronquet, stated that the city is waiting for resolution. Palo Alto has an Ordinance stating that, as a Charter City it is not required to pay prevailing wage. A group challenged the Charter City exemption in the City of Vista, as it should be a matter of state wide concern. They won at both the trial and appellate levels; both were appealed. Charter Cities may still opt in or out, and there will likely be another appeal. Council Member Kishimoto asked for clarification on the type of data Staff will gather. Mr. Sartor said Staff has not put together a plan on how to do the study yet. The thoughts are that Staff would want to evaluate engineer's estimates with bids that come in and compare to prevailing wage or not prevailing vvage. Staff also thought of using Add Alternates to look at a way of gauging the cost difference. Staff will confer with experts such as Mr. Struthers and put together a plan that makes sense. Staff has gone as far as thinking of some specific projects to see if they can bid those with prevailing wage requirements to see how they might look. P&s: 090629 PS FINAL 4 Mr. Keene added that the City doesn't have an unlimited amount of time or projects. Anything will not be perfect, but it will be structured enough to give better results, and provide more confidence in decision making. An Add Alternate approach mayor may not be the best way. Staff may decide to study two separate projects that are alike and see how they bid. It may be hard with out a short term project to do the quality assessment. Staff can look at prevailing wage union or not union with a prequalification, to control a bit for the capacity. Staff is not ready at this time to be definitive in the design. The intent is that this will be a collaborative design approach. Council Member Kishimoto wanted to look at the impact on the workers on that project, what wages they are getting paid and what their skill level is. She referred to an item on Monday's Council Agenda about DBEs, the Disadvantaged Business Enterprise program for minority and women owned businesses, which are only 6 percent in Santa Clara Valley. She asked if there is anything we are doing to encourage more women and minorities to enter these fields and to own these companies. Mr. Keene said that Staff would treat that as another issue to focus on. As we deal with different types of data, we could look at it to see any patterns. ------------------~-~~----- Chair Espinosa asked about the mention made to the most recent financial report and requested clarification. Mr. Keene said that Staff was looking at what the infrastructure reserve would be at the end of this biannual budget, and it's down to $1.6 million based on the budget that Council adopted. With reserves, pooled cash and investments, it may end up being closer to $1 million. Chair Espinosa asked if Staff has a sense of how many projects in next 12 months would qualify. Mr. Sartor said the projects he spoke of earlier were General Fund projects that are coming up such as Greer Park and the Downtown Library, and then later in the year, Mitchell Park Library. There are a number of projects in the Utility & Enterprise Fund, such as storm drain rehabilitation. Assistant Director of Utilities Engineering, Tomm Marshall, confirmed that they have a number of projects that would fit into the prevailing wage ordinance. He believes most of their projects already pay prevailing wage. There should be 5 or 6 projects annually that would be appropriate for a study. Chair Espinosa asked for specifics regarding the timeline and how long it will be before Staff gets back to the Committee. P&S: 090629 PS FINAL 5 Mr. Keene said that taking into consideration the concerns expressed by the Committee, Staff would revisit this sooner rather than later. The goal would be to get back to the Policy and Services Committee some time in the next couple of months, and Council by the end of this fiscal year. He also said that to be fair, it could be a year from now. Chair Espinosa confirmed that Staff would come back to the Committee with the study criteria within a couple of months and then within a year with final results. He hopes that when it does come back it will clearly address the concerns raised regarding price and quality of service, as well as the pay and for any sort of package that takes care of workers and how that's weighed. MOTION PASSED 3-0 Yeh Absent 3. Review of Open City Hall Pilot Program and Recommendation to the City Council Regarding Continuation of the Program Assistant to the City Manager, Kelly Morariu, said that Council approved a six month pilot of Open City Hall in 2008. The City launched the forum in 2009 with the first topic being composting. One to three topics for each agenda are posted each week and there have two on-going topics: High Speed Rail and Long Range Forecast. Each Thursday prior to a Council Meeting, staff posts a question and people are allowed to post comments until Monday at noon when the topic is closed. Comments are printed and left at places for Council on Monday. It's a small window of time for comments, but that is the way the agenda process is structured. The cost is fairly minimal. The City paid a $5000 set up fee, and pays $200 a month for ongoing maintenance, for unlimited topics. Th~re is a 24 hour holding period where Peak Democracy staff review the comments, and no statements have been held so far. Regarding average usage, the site has had 137 visitors and an average of 24 statements per topic. If compared to the 3 minutes of public commentary time at Council meetings, that equates to about 1.2 hours public commentary that has been transferred to the Open City Hall Program, and is equal to .4 statements per thousand residents. Each time a new user signed up, they were asked to complete a user survey. Eighty seven users like the forum and left a number of comments about why they liked it. A few complaints were about technical issues, most of which were resolved fairly quickly. Robert Vogel, Peak Democracy, said that Open City Hall is an online forum that is both civil and free speech compliant. Palo Alto is getting an average of 24 statements per topic, which is equivalent to 1.2 hours of Public Comment orally presented but being in writing it's easier to review. He spoke regarding the usage of Open City Hall in context with the five other Cities that have used it in P&S: 090629 PS FINAL 6 the last six months. Palo Alto is the only City using it exclusively for Council Agenda items. Decatur GA, State College PA, and Lake Oswego OR, are using it for Council agenda items, as well as some more general items. Montgomery OH is using it exclusively for more general items. He stressed that he wanted to share these examples to give a sense of what they are doing to bring people to the forum and to publicize it. If the City wants to increase the number of users there are opportunities to do so. To identify them, he did a comparison of the type of usage from all five cities. Palo Alto has .4 statements per topic per 1000 residents; other cities are seeing a broad range of participation from .3 to 2.1. That range of partiCipation rates is easily understood when you look at how other cities are publicizing their forum. Decatur and Lake Oswego are announcing each new topic via email using City email lists. Montgomery announces their topics in a monthly newsletter that goes to every household. Palo Alto and State College have no similar program and are only seeing a participation rate about 20 -30 percent of the others. Another opportunity to increase participation is related to a development recently put into the software. Open City Hall can now run clones on other websites. The City can add it to the City of Palo Alto website. Sacramento is using the Open Town Hall program where the Mayor chooses issues and updates them in a· form that he controls, and the form is embedded in the Sacramento Bee as well as in Capital Pllblic Radio Website. Media outlets carry the forum to be consistent to their mission and to bring readers to their website. The City can invite the local newspapers to embed a copy of the forum on their websites, as well as embed it on the City's website, at no extra charge. Ms. Morariu said that Staff recommends continuing the Open City Hall program at the same $200 a month service fee. Staff's time to manage the forum is 1-3 hours a week when there are topics. Staff has been exploring ways to increase participation. The City can work with the local media outlets to get it on their websites, as well as putting it on the City's website. The pilot was on the Open City Hall website to insure the public recognizes the program's independence from the City, but at this point adding it to the City website would give it some legitimacy. Staff also wants to reach out to the neighborhood associations, in lieu of a comprehensive email list like Decatur and Lake Oswego has. Staff also wants to look at how to incorporate the Open City Hall logo on the printed agendas to identify the topics that are on the forum. Lastly, staff is looking at increasing the number of issues on the forum, as a response from various Boards and Commissions as well as other Council Committees. City Manager James Keene concurred with Ms. Morariu and added that he doesn't think that the pilot really hit it out of the park, but it did get participation and civil commentary with a high level of discourse taking place. P&S: 090629 PS FINAL 7 Staff is working on the area of social networking, such as establishing the City's own Facebook page and Twitter Account. Tweet notices can be sent in the absence of email list. Chair Espinosa shared three pOints that Council Member Yeh shared with him earlier: 1) Peak Democracy should continue, 2) Distributing it At Places doesn't work because there isn't enough time to influence decision making, which ties into the bigger issue of Council not getting the staff reports early enough; and 3) the need for more publicity is paramount to the success of the program. Council Member Kishimoto recognized that Peak Democracy first contacted her two years ago, so it is nice to see it going. She agreed with Council Member Yeh's comment regarding the timeliness of the reports, agreeing that At Places isn't useful. She asked Staff if the Council can get the comments real time. Ms. Morariu said that it would be possible for Council Members to view comments on the forum as often as they would like or Staff could distribute comments via email on Monday at noon instead of waiting until the end of day. Council Member Kishimoto said that those options would be better than the <::ljrrent process of putting the comments At Places. She agreed that the value of this program is uneven. She was disappointed that there is no longer a one page view containing one line from all the comments. It is less dynamic now. She would like the City to take advantage of the knowledge and analysis our residents have and do, getting them to add their hard earned information to Peak Democracy is her goal. .Mr. Vogel explained that the previous look of the website that Council Member Kishimoto was referring to was a prototype that was much more labor intensive. The one line comments were hand selected and edited. It would require work to do it. Council Member Kishimoto suggested showing just the first one or two lines from the most recent comments. Only seeing the numbers of yes and no's is not as compelling for the public to read further and add their own comments. She asked if there is a way for people to sign up for email notifications. Mr. Vogel said that the original press release attracted 200 or so people to sign up and receive additional announcements as topics are added. This is less than the several thousand subscribers other cities have, but they started with a mass email distribution, Palo Alto did not. Ms. Morariu added that if it were embedded in the City website, staff would be able to use the Gov Delivery service so that people can subscribe through that. P&S: 090629 PS FINAL 8 Council Member Kishimoto asked if High Speed Rail is a perpetual topic. Mr. Keene said it might be best to put the comments on the City's website so we can keep a rolling history of commentary and perhaps even a database. High Speed Rail has a set of deepening, evolving opinions, data and grass roots strategies. Then it would start to become part of a body of work and it might be more compelling to participants. Mr. Vogel agreed with Mr. Keene about having some editorial process to have the most relevant topics at the top. Council Member Barton agreed that the trial wasn't perfect but believes it should be continued. It's not expensive enough for the financing to be prohibitive. The timing of when Council gets the comments doesn't work. What does work is the way Staff sends out the answers to Council Member's questions that come out around 2:00 -3:00. If Open City Hall came out at that time he stated that he would have time to read it. He is concerned about the idea of editing the comments; the City shouldn't be making the decision about what's best. The point is to have something to engage people. He would like to see it embedded with randomly selected comments that comaup and change frequently. The current structure is to put the most recent comments on top, unedited. Mr. Vogel said that it is important to make sure the users can't edit their comments in order to have them move back to the top. Open City Hall is set up so that it is sorted by creation date, not updated date. It is also critical that if the City does edit or filter comments, that there is no political agenda behind it. Council Member Barton said that because Palo Alto's daytime population is so much bigger than the night time population, there is value to a passive communication system. An email communication would miss a lot of the daytime reSidents, even though they do have a stake in the decisions made by the Council, such as with business license taxes. He also said that he likes the agenda pages the way they are currently posted on the website. Users are able to click on a link that leads them to a PDF of the agenda item. It would be helpful if we could put an Open City Hall logo next to that link, so that users can click on it and get to the Open City Hall page. He then asked if there is a way to find out where the users came from. Mr. Vogel said that they do know where the users are coming from and they do have the ability to share that information with the City. P&S: 090629 PS FINAL 9 Council Member Barton said the Media Center partnering would be interesting because they could reflect the item back to their video post back to the discussion and there might be some value. He asked if it can be embedded in Facebook. Mr. Vogel said Open City Hall can be embedded in sites like Facebook, and asked if the City has a presence on Facebook. Mr. Keene said that the Staff is currently working on it. Council Member Barton reiterated that Facebook is another opportunity to get Open City Hall some passive exposure. He also stated that embedding it in the City website makes sense. Overall, he found the program valuable. He tries to reflect on the public comments, but it is difficult to do right before the Council meetings. There has been occasion where he has seen that the tally on Open City Hall is different than what he hears from other sources. It gives him a fresh perspective. It is consistently on topic. Palo Alto Online is an intriguing idea but it is too scattered and unpleasant to be useful to him as a policy maker. Mr. Vogel said if we embed it in a local newspaper the format wUI be exactly the same as it is now on Open City Hall. There should be no change in the quality of comments, and this was indeed the outcome of the experience in Sacramento. Council Member Barton asked how Open City Hall fits in to the FPPC fairness rules. If a newspaper hosts a Mayor's page during elections, it would be an endorsement. He then asked if they would be able to host similar pages for other candidates. Mr. Vogel said that the forum is open to all elected officials now, and when an election comes up, it would open to all candidates. Chair Espinosa asked Staff to speak to the cost impacts of the program and whether adding additional items from Committee Members or Boards and Commissions, increasing outreach, email communications or increasing the number of items discussed increase the cost of the program. Ms. Morariu said that, originally, there was a per-item cost, but was changed during the pilot. The City pays a $200 per month flat fee for an unlimited amount of topics. Having the Boards and Commissions add items would not increase the cost. She stated that there might be an increased Staff cost, due to a possible increased need for coordination. Increasing the public's P&S: 090629 PS FINAL 10 comments about the program. She feels that expanding the outreach will address a lot of his concerns. She also hopes to attract more in-depth comments. Palo Alto residents do a lot of research on the topics that affect the City; it's great to have a forum for them to share all of that. However, three days isn't enough time for them to do all that work, and then to respond with in-depth answers, so longer term topics would be useful. It is also valuable to see real time data. Council Member Barton agreed in part with Chair Espinosa's comments, but believes the start up money has been spent and should now be leveraged. He added that if this conversation is still happening in a year or two, then it might be time to stop the project. Chair Espinosa said that if the City must continue to use the program, it should include other Boards and Commissions as they deal with some hot topics that should be included. Council Member Kishimoto agreed to include Planning and Transportation Commission and other Boards and Commissions as Staff sees fit. _~_QTION PASSED 2-1 Espinosa no, Yeh absent 3. Discussion for Future Meeting Schedules and Agendas Assistant to the City Manager Kelly Morariu said that the next regular scheduled meeting is July 14th. The currently scheduled agenda is the Legislative Program. The Committee had asked Staff to bring an expert in to discuss this. Dan Carrigg from the League of CA Cities is willing to come speak, but won't be able to come until September. While no expert will be there, Staff and the Committee can still have a more general discussion. City Manager James Keene added that he wanted to have a general conversation with the Committee regarding their scope of work, and how Staff identifies the stream of issues that is coming to the Policy and Services Committee. Chair Espinosa said that he had raised that issue as well. He felt this is a good time to discuss the Committee's role and make sure the agenda is broad and comprehensive. He then asked what would be involved with a general conversation regarding the legislative program. Ms. Morariu said that a general conversation might include the City Manager speaking about effectiveness of the lobbying efforts and ways to incorporate the P&S: 090629 PS FINAL 12 Council into the lobbying process as well as discussion about Sacramento lobbyists and Federal lobbyists. Chair Espinosa said that he is concerned about the lobby effort and opportunities that may be missed if we push out the agenda. Ms. Morariu said that Council has already adopted the legislative program for this year. This was about more of a general structure for moving forward. Mr. Keene said that he would like to have a discussion on the routine process for working with our local officials, and how the process is working for Council. Chair Espinosa agreed that we must discuss the process. There are also more specific issues such as High Speed Rail, and figuring out how to track this on a more useful basis is critical. He again expressed concern that this is being pushed out to the fall. He stated that High Speed Rail is coming fast and the Committee needs to get back to Council with specific requests. Council Member Kishimoto said that most of the bills are turning into two year bills, so the urgency is not as strong as it was. She also suggested that the lilly meeting move to July 7th or 21st• Chair Espinosa reiterated that the Committee and Staff can discuss this without the lobbyists. Mr. Keene said it would be a good chance for Staff to gauge what the Committee wants to see, rather than waiting until the fall. Chair Espinosa agreed that such a conversation would be helpful. He said he can not attend a meeting on July 7th• Ms. Morariu reminded the Committee that the Finance Committee has meetings on both June 7th and June 21st• Council Member Kishimoto asked if that would create a conflict with Staff. Mr. Keene said he may have conflict on June 21 st• Council Member Kishimoto asked if June 15th might work better for everyone. Chair Espinosa tentatively agreed to June 15th• Ms. Morariu said that the Attorney's Office wanted to add the Ad Hoc Committee Policy as the third item. P&S: 090629 PS FINAL 13 ADJOURNMENT: Meeting adjourned at 8:52 p.m. P&s: 090629 PS FINAL 14 TO: FROM: DATE: ATTACHMENT I POLICY AND SERVICES COMMITTEE CITY MANAGER DECEMBER 17, 2009 DEPARTMENTS: PUBLIC WORKS UTILITIES CMR:472:09 REPORT TYPE: RECOMMENDATION SUBJECT: Policy and Services Committee Recommendation That City Council Direct Staff to Perform a Study Evaluating the Impact of Prevailing Wage on City Capital Construction Projects RECOMMENDATION Staff recommends that the Council Policy and Services Committee recommend that City Council direct staff: 1. To perform a pilot study of potential prevailing wage impacts on selected Capital Improvement ProjectS (CIPsrw determine whether the· prevailing wage requirement impacts the number of bids, project costs, change orders and other factors. 2. To develop a survey to be submitted to all bidders on Palo Alto construction projects that will be used to evaluate differences in benefits and work conditions between contracting companies paying or not paying prevailing wages. EXECUTIVE SUMMARY This report responds to the June 29, 2009 discussion by the Council Policy and Services Committee (P&S Committee) regarding prevailing wage requirements for City capital projects. At the June 29 meeting, the Policy and Services Committee indicated an interest in requiring prevailing wages on City capital construction contracts and moved that the P&S Committee defer recommending any prevailing wage Ordinance and direct staff to study the issue using pending projects to achieve constructive data. This motion passed on a 3-0 vote with Committee member Yeh absent (see P&S Committee minutes Attachment A). In October, staffmet with representatives of the Santa Clara & San Benito Counties Building and Construction Trades Council (Trades Council) and the Associated Builders and Contractors (ABC) to discuss possible prevailing wage study criteria. At the meeting, the group agreed that the City should pick a few projects that could be bid with and without prevailing wage to determine differences in actual bid prices. The group also discussed a possible survey that could be sent to contractors bidding Palo Alto construction projects to evaluate differences in benefits . and work conditions present at companies paying or not paying prevailing wage on their projects. This report presents the details of the recommended prevailing wage study. CMR:472:09 Page 10f6 2F BACKGROUND As a charter city, Palo Alto is not required to pay prevailing wages on ''public works" projects, so long as the projects are within the realm of "municipal affairs," funded entirely by local funds, and no other statutory exceptions apply. This "home rule" principle allows decisions on expenditure of local funds to be made by locally elected officials. In 1981, Palo Alto passed a resolution to pay prevailing wage "only when required by federal or state grants and on other jobs considered to be of statewide concern." (see Attachment B, Resolution). Recently, charter cities' power to opt out of state prevailing wage law was upheld by California's Fourth District Court of Appeal in State BUilding and Construction Trades Council of California v. City of Vista, (2009) D052181. In 2007, the City of Vista, a charter city like Palo Alto, adopted an ordinance under which city contracts generally would not require payment of the prevailing wage. The Court held that state prevailing wage laws were intended "to keep state contracting from undermining what local markets have established." However, because an ordinance like Vista's would not materially interfere with the stability of the area's labor market, the effect of ordinances like Vista's were not a matter of statewide concern. Therefore, the court held that charter cities, like Vista and Palo Alto, retain the power to opt out of the state's prevailing wage law. The State Building and Construction Trades Council of California intends to petition the California Supreme Court to review this case. In the meantime, the Vista decision is still good law , and it affirms the City of Palo Alto's right to opt out of paying prevailing wage. Also relevant is SB 9EX, which the Governor signed on February 20, 2008, noting the (then) ongoing litigation in Vista. SB 9EX narrowed potential prevailing wage obligations for charter cities involving work on water, sewer, or storm drain systems that have previously been extended to disadvantaged communities. Amid the recent debate over charter cities' prevailing wage requirements, on December 9,2008, staft' presented to the Council and the Policy and Services Committee a recommendation that Council not change current prevailing wage policy, allowing City capital construction (''public works") projects to be bid without prevailing wage requirements ~ess prevailing wage is required for the project pursuant to state or federal law, due to potential cost impacts to the City's General and Enterprise Fund Capital Improvement Programs (CIPs) (CMR 443:08, Attachment C). The Committee carefully reviewed this recommendation and decided it was in the best interest of the City to recommend to the full Council that a resolution be adopted requiring prevailing wage on all City capital construction contracts. The Committee also instructed staff to recommend types of construction contracts that could be considered for exemption from a prevailing wage requirement Minutes of the December 9th meeting are attached (Attachment D). On March 10, 2009, staff presented to the Council Ad Hoc Committee on Prevailing Wage proposed exemptions from the possible prevailing wage policy· discussed at the December 9, 2008 Policy and Services Committee meeting. The possible exemptions reviewed with the Ad Hoc Committee were: 1. Maintenance projects under $250,000 as defined by Section 22002 of the California Public Contract Code; CMR:472:09 Page 2of6 / 2. Projects using public-private partnership funding; 3. Projects that construct/rehabilitate affordable housing for people. with .low or. moderate incomes; and 4. Projects where the work is perfonned either entirely or partially by volunteers. A detailed discussion of the above staffrecommended exemptions can be found in (CMR:150:09 Attachment E). At the March 10 meeting, the Ad Hoc Committee on Prevailing Wage recommended that Council approve the staff recommended exemptions for projects where the w9rk is' perfonned entirely by volunteers, and low and moderate income housing projects. Minutes of the March 10th meeting (see Attachment F). The Ad Hoc Committee asked staff to come back to the full Council with additional infonnation on possible exemptions for maintenance projects ~d projects involving public-private partnerships, as well as clarification that the proposed exemption for affordable housing would apply unless otherwise required by , law. Specifically, the COmmittee asked staff to present justification for the proposed $250,000 threshold for maintenance projects that is reflective of the dollar value of most maintenance contracts and not tied solely to 'the $250,000 threshold cited in Section 2.30.210 of the City's Municipal Code for Public Works projects requiring City Council approval. The Committee also asked staff to develop criteria for exempting public-private partnership projects that reflects the amount of City funding in these projects and addresses project administrative responsibilities. This information is discussed below for consideration by the Council Policy and Services Committee. At-· the June 29, 2009 P&'.S committee meetmg, staff recommended that the Comrmttee recommend that the City Council retain its current prevailing wage policy, allowing City "public works" construction projects to be bid without prevailing wage requirements unless prevailing wage is required for the project pursuant to state law, in light of the City's current economic difficulties and to avoid additional cost impacts to the City's General and Enterprise Fund Capital Improvement Programs (CIPs). At that time, staff also recommended a pilot study of . potential prevailing wage impacts be conducted on selected CIPs where prevailing wage would be required, to detennine to the extent feasible, whether the prevailing wage requirement impacts the number of bids, project costs, change orders and other factors. At this meeting, staff also presented additional infonnation on a possible exemption for maintenance projects less than $250,000 and another possible exemption for Public-Private Partnership projects where the private party is the lead entity funding 50% or more of the project cost and manages the project design and construction. The attached staff report (CMR:236:09 Attachment G) contains a full discussion of the prevailing wage topics presented at the June 29 meeting. At this meeting, the P&S Committee voted unanimously (with Committee member Yeh absent) to defer the prevailing wage Ordinance for one year and direct staff to study the issue using pending projects to achieve constructive data. The P&S Committee Chair also confrrmed that staff would come back to the Committee with the study criteria within a couple months and then within a year with fmal results. DISCUSSION In October 2009, staff met with representatives of the Trades Council and the ABC to discuss possible prevailing wage study criteria and to seek their input in the process. At the meeting, two possible methods of comparing prevailing wage impacts were reviewed. One method would be to select a few upcoming CIPs where the work could be divided into two separate contracts, one with and the other without prevailing wage requirements. These contracts would all be over CMR:472:09 Page 3 of6 the Citts Municipal Code bid solicitation threshold ($65k) and would be fonnally bid. The other method of evaluating potential prevailing wage impacts would be to survey contractors bidding Palo Alto CIP project~ to measure differences in worker benefits and working conditions provided by contractors paying or not paying prevailing wage on their projects. Selected CIP Projects Next fiscal year's CIP will include some projects that could be separated into two contracts, one with prevailing wage and one without. These projects will need to be of similar size and scope to ensure comparable bid price data. The projects would be bid in late spring in anticipation of funding with the adoption of the 20 II Capital budget. Some of the projects staff will consider using this approach include: • Annual street maintenance projects • Annual sidewalk replacement projects • Utility main replacement projects (water, gas and wastewater) Bids received on these projects are typically good for 60 days after bid opening so the contract awards on these projects could easily occur shortly after budget adoption in late June when both General and Enterprise funding becomes available. Staff will evaluate which of these projects would be ready to bid by late spring so that bid results will be available for evaluation and reporting back to the P&S Committee by summer 2010. -nSWVey of Contractors A survey would be conducted of contractors bidding Palo Alto construction contracts. The survey would be distributed to the bidders' list on all contracts bid over the next several months. The survey would be used to measure those things that have a real impact on worker benefits and working conditions to evaluate to the extent possible, the impact prevailing wage has on construction workers. Survey questions may include: • Do you have a defined retirement benefit plan and what is the employee contribution to this plan? • What is the employee vesting requirement for your retirement plan? • If your company participates in a multi-employer retirement pension plan, what is the amount of underfunding in your plan? • Is your retirement pension plan regarded as "endangered" or "critical" by the u.S. Department of Labor? • Do you provide a health care plan and what is the employee contribution to this plan? • What is the employee contribution to the health care plan and who does it cover? • What is the average years of experience for your workforce? • Do you participate in an apprenticeship program and if so which one? • Have you bid ''public works" projects in Palo Alto before? • Did your company receive subsidies for your bid, such as "market recovery" or ''job targeting"funds? These survey questions were developed in conjunction with representatives of the ABC and the Trades Council. If the P&S Committee recommends that Council direct staff to proceed with the staff recommendations included in this report and Council approves the study, staff will meet CMR:472:09 Page4of6 CITY OF PALO ALTO MEMORANDUM DATE: March 8, 2010 TO: City Council Members FROM: Council Members Yeh, Holman, and Scharff SUBJECT: Request for the Council to refer to Policy and Services to return with a recommendation for 1) an amendment to City policy to require release of CMRs and supporting documents (The Packet) at an earlier date and 2) amend Council policy regarding late submissions for Planning projects. RECOMMENDATION We ask our Council Colleagues to refer to Policy and Services for a discussion of (1) City policy regarding the earlier release of the Packet and (2) a review and recommendation for a Council policy regarding late submissions. BACKGROUND Council packets are currently released on Thursday evenings for Monday Council meetings. Several issues exist related to this policy. Issues have also been identified related to late submissions. Issues include: • inadequate time for Council, public, applicants, media and other interested parties to review and analyze materials; • inadequate time to formulate questions and get answers to questions, given the limited time available to staff to provide responses with the 9-80 work schedule; • does not maximize an open and transparent process for disseminating and reviewing Council agenda materials; • continues to be a source of ongoing criticism by the public and media; • fuels the appearance of and concern that applicants use late submissions to circumvent scrutiny of relevant materials. PURPOSE An earlier release of the Packet will resolve or mitigate these issues in positive and proactive ways. Adequate time for review will also better assure effective and efficient analysis by various stakeholders and improve the efficiency of Council meetings. The change is also intended to bring Palo Alto into general consistency with the practices of other communities which have an earlier release date and do not have a 9-80 staff work schedule. Establishing a policy that governs late submissions will eliminate concerns that some "game the system" and thus avoid appropriate consideration of project review. PROPOSAL That Policy and Services is being asked to: 1) • review and recommend a policy change to establish an earlier Packet release date; • direct and support staff in determining and establishing deadlines for material submissions from applicants and others and any other issues that need to be identified and addressed to effectuate this change in the Packet release date; • establish a deadline for implementation and no later than the first Council meeting following the August Council break; 2) review and recommend a policy precluding last minute proposals and submission of materials that are integral to decision making on Planning projects after staff-designated deadlines for packet preparation; RESOURCE IMPACT Staff and Policy & Services will review the resource impacts of any proposed changes after further staff research and analysis. DATE: TO: FROM: CITY OF PALO ALTO MEMORANDUM March 8, 2010 City Council Colleagues Vice Mayor Espinosa and Council Members Klein, Scharff, and Schmid SUBJECT: Request for the City Council to appoint an Infrastructure Blue Ribbon Commission (IBRC) PROBLEM Staff has advised us, based on prior studies, that we have a backlog of approximately $500 million of infrastructure projects. We presently allocate about $10 million per year of the General Fund budget to infrastructure. At that rate, we will never reduce that backlog and in all likelihood will fall further behind. However, the Council has not explored in depth the need for particular projects in the $500 million list, whether additional projects should be added to the list and whether a bond measure or other financing measure should be attempted to reduce or eliminate this backlog. RECOMMENDATION The Council appoint, as soon as feasible, an Infrastructure Blue Ribbon Commission (IBRC) to advise us on the questions set forth in the Problem statement. The IBRC would be charged with providing its report to Council no later than February 28, 2011, so that there would be sufficient time for the Council to review the report and put an item on the November 2011 ballot if that was deemed desirable (final Council action would have to take place by late July 2011 for an item to be on the November ballot). The I BRC would be advised that it could assume that the Council would continue to fund infrastructure at not less than 5% of General Fund revenues per year. We suggest that the IBRC consist of 18 members, each Council Member to appoint two following such procedures as he or she deems appropriate. One of the Mayor's appointees would serve as the Convener and the IBRC would elect a Chair and Vice Chair within its first 30 days. The IRBC would be subject to the financial disclosure rules and the Brown Act. We hope that the IBRC would be seated and get to work no later than May 1,2010. A copy of this Memorandum has been sent to the City Manager who has expressed general agreement with its contents but has not as yet provided any specific comments. He supports sending it to Policy and Services Committee at this time for further discussion. CONCLUSION We hope that you will join us in voting to send this proposal to the Policy and Services Committee for further consideration with direction that the matter be returned to the full Council in time for action at the Council's meeting of April 5, 2010. CITY OF PALO ALTO Memorandum March 8, 2010 TO: HONORABLE CITY COUNCIL FROM: DATE: CITY MANAGER MARCH 8, 2010 DEPARTMENT: PLANNING AND COMMUNITY ENVIRONMENT SUBJECT: Approval of the Water Supply Assessment for the Proposed Stanford University Medical Center Facilities Renewal and Replacement Project. The applicant requests that this item described above be continued to the City Council hearing of March 15,2010. Thank you, CURTIS WILLIAMS Director of Planning and Community Environment