HomeMy WebLinkAbout2011-05-04 Utilities Advisory Commission Summary Minutes _______________________________________ City of Palo Alto
FINAL
UTILITIES ADVISORY COMMISSION - SPECIAL MEETING
MINUTES OF MAY 4, 2011
CALL TO ORDER
Chair Waldfogel called to order at 12:05 p.m. the meeting of the Utilities Advisory Commission (UAC).
Present: Commissioners Cook, Foster, Keller, Melton and Waldfogel. Commissioner Berry arrived at 12:15
p.m.
Absent: Commissioner Eglash and Council Member Liaison Scharff
ORAL COMMUNICATIONS
None.
APPROVAL OF THE MINUTES
The Minutes from the April 6, 2011 UAC meeting were approved as presented.
AGENDA REVIEW
No changes to the agenda were requested.
REPORTS FROM COMMISSION MEETING/EVENTS
Chair Waldfogel stated that the Finance Committee, in its review of the electric financial forecast,
recommended returning to the UAC with plans for spending the Calaveras Reserve on projects.
UTILITIES DIRECTOR REPORT
Director Fong noted that CPAU is expanding its ongoing safety program to include video camera inspection
of sewer laterals throughout the city at homes and businesses to identify and repair any situation where a
gas line passes through or intersects a sewer line, a condition known as a crossbore.
UNFINISHED BUSINESS
None.
NEW BUSINESS
ITEM 1: ACTION: Proposed Operating and Capital Budgets for Fiscal Year 2012
Director Fong advised that the budget presentation would be led by Senior Administrator Dave Yuan. Yuan
thanked the UAC commissioners for their contributions on the various ad-hoc subcommittees throughout
the year: UAC bylaws, strategic plan, Council colleague’s memo, budget, and innovation, technology and
projects. The UAC reviewed the 5-year financial forecasts and reserves projections for the Electric, Gas,
Water, and Wastewater Funds.
Utilities Advisory Commission Minutes Approved on: June 1, 2011 Page 1 of 9
Yuan stated that rate adjustments are being recommended for the Water, Wastewater, and Fiber Optics
Funds. The 12.5% rate increase in the Water Fund is the only revenue increase adjustment. The
adjustments in Water and Wastewater are fixed-cost realignments amongst the different customer classes
based on cost of service studies. The 1.5% adjustment in the Fiber Fund is based on the Consumer Price
Index (CPI) applied to pre-2006 rates.
Yuan noted that the UAC has reviewed and provided feedback on the following policy and plan updates:
Strategic Plan, Long-term Electric Acquisition Plan (LEAP), Gas Utility Long-term Plan (GULP), and
Demand Side Management Implementation Plan, and will be reviewing the Urban Water Management Plan
(UWMP) as the next item on the agenda. For cost management, staff worked closely with other members
of the Northern California Power Agency (NCPA) and NCPA staff in reducing NCPA costs. Where
appropriate, to achieve cost-effectiveness or to augment resources, services have been outsourced. For
example, Operations has outsourced some of the off hours dispatch calls to a 3rd party and contracted out
some sewer and line clearing responsibilities. Yuan emphasized that all levels of staff are constantly
monitoring their budgets and reviewing charges that are posted to their accounts.
Electric Fund
For the Electric Fund, Yuan provided the following highlights:
the proposed budget for fiscal year (FY) 2012 revenues is $3.5 million (M) lower than the FY 2011
adjusted budget
Overall commodity purchases are expected to decrease by $4.2M due mainly to lower market
purchase costs.
sales revenue is expected to decrease by $2.0M due to $1.5M reduction in surplus energy
because of lower hydro forecast and $0.5M decrease in market costs and load forecast
Interest income is decreasing by $0.3M reflecting lower cash balances in reserves and $1.2M
reduction in other income due to a methodology change in the Central Valley Project (CVP) loan
repayment program.
Central Valley Project (CVP) expenses are going down by $1.2M.
Yuan also noted a request to increase staffing by full time equivalent (FTE) in the marketing division to
coordinate energy management programs and support the new energy efficiency goals. He also noted the
increase in the General Fund equity transfer of $0.4M. Yuan summarized the major capital improvement
projects (CIP) and provided the expected levels of the Electric Supply and Distribution RSRs which are
both forecast to remain within the approved minimum and maximum guideline levels. Yuan listed the
following major accomplishments: updated long-term electric acquisition plan, defeat of Proposition 16,
designation of CPAU as a Platinum Level Reliable Public Power Provider by the American Public Power
Association, the doubling of energy efficiency goals, and the execution of geothermal renewable power
purchase agreements.
Commissioner Waldfogel commented that staff should show the percentage of renewable energy in the
budget overview.
Commissioner Waldfogel asked for an explanation of the $5M asset base increase which appeared to be
higher than the amount of CIP expenditures and which have an impact on the amount of the General Fund
equity transfer. Fong offered that Yuan will follow up with a separate email to the UAC.
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Gas Fund
For the Gas Fund, Yuan provided the following highlights:
revenues are expected to be $0.9M lower in FY 2012 due primarily to lower market costs.
commodity purchases are decreasing by $5.2M,
contract services are increasing by $3.8M for one-time expense crossbore program,
The General Fund equity transfer is increasing by $0.7M
CIP expenses are $7.8M for gas main replacement, system improvements, and customer
connection costs.
Commissioner Cook asked if the increased in contract expenses is related to the crossbore program. Yuan
confirmed the $3.8M increase is due entirely to the crossbore.
As a result of current rate proposals, the Gas SRSR will be above the maximum, but the Gas DRSR will be
below the minimum, however, the Gas Fund as a whole will have adequated total reserves. To address the
imbalance between the Supply and Distribution Rate Stabilization Reserves, staff will effect an estimated
$7.0M transfer from the Supply RSR to Distribution RSR in FY 2012 to bring reserve levels within
guidelines. Gas Fund highlights includes GULP update, increase of energy efficiency goal, and gas main
replacements in various locations.
In response to questions from Commissioner Keller, Yuan and Assistant Director Tomm Marshall indicated
that t Utilities has completed about 50% of the original 20-year gas main replacement project and. that the
gas main replacement project is an ongoing program which should require declining expenditures in the
future because most of the older steel and plastic pipes are being replaced by new and better plastic pipes
that are anticipated to have a very long lifespan
Commissioner Cook asked whether the laterals to the residences and businesses are maintained by the
City or owners. Marshall noted that the City owns the pipelines up to and including the meter.
Commissioner Waldfogel asked if there were any changes in headcount. Yuan noted a decrease of
approximately 2.0 FTEs due to reallocation to the Electric, Water, and Wastewater Funds.
Commissioner Waldfogel also asked if there are any formal guidelines for transferring reserves from Supply
RSR to Distribution RSR. Commissioner Melton mentioned that the management of the different reserves
within a fund is an internal Utility decision as long as the reserves fall within guidelines and that within-fund
transfers between Supply and Distribution reserves had occurred in the past. He noted that the City’s
financial statements only show a single reserve for the Gas Fund. Fong noted the impetus behind the
separately designated within-fund Supply and Distribution Reserves was prompted by open access rules
adopted in 1996 as a way to avoid having stranded distribution and supply assets. Fong suggested that
UAC could open up a discussion on a general reserves policy when they discuss Calaveras reserves in a
future meeting.
Water Fund
For the Water Fund, Yuan provided the following highlights:
revenues are expected to increase by $1.9M in FY 2012 due to a 12.5% proposed rate increase
effective July 1, 2011,
Utilities Advisory Commission Minutes Approved on: June 1, 2011 Page 3 of 9
water purchases from the SFPUC are expected to increase by $3.7M due to SFPUC rate increases
needed to fund the SFPUC’s system seismic upgrade project,
ten emergency generators will be rented for back-up power purposes at critical water pumping
stations,
CIP expenses are budgeted at $4.9M for local seismic water system upgrades, water main
replacements, system improvements, water recycling facility, and customer connection costs.
Commissioner Cook asked about a decrease of $4.0M in CIP budget compared to FY 2011. Yuan stated
that last year’s budget included funding of $3.5M for the emergency water supply project. Total funding for
the project is around $35M, and there is no need to ask for additional budget in FY 2012 for this project.
Commissioner Melton asked whether the City should be leasing or buying the emergency generators.
Fong stated the Engineering and Operation teams analyzed these two options thoroughly and it was more
economic to lease.
The Water RSR is expected to decrease by $3.9M. The ending RSR is projected to be above the guideline
level. However, the City is forecasting an additional $7.0M in expenses in FY 2013 for SFPUC water
purchases and continuing seismic improvements which were recommended in the Preliminary Design
Report completed in November 2010.
Water Fund highlights include completion of the water benchmark study, construction of two emergency
wells, and success of the cross connection program.
Commissioner Cook asked whether the 1,665 backflow devices installed marks the beginning or
completion of the cross connection program. Fong indicated the program is almost completed.
Commissioner Waldfogel asked if there were any changes in headcount. Yuan stated there was a minimal
decrease of 0.06 FTE due to position reallocation amongst different utility funds.
Wastewater Collection Fund
Yuan provided the following highlights for the Wastewater Collection Fund:
there is no change expected in revenues,
wastewater treatment charges are increasing by $0.5M,
operating transfers are decreasing by $0.5M because of a one-time funding for a Refuse project in
FY 2011,
CIP expenses are $4.3M for rehabilitation and augmentation of collection systems, continuous
improvements, and replacement of sewer laterals and manholes,
there is also a 0.9 FTE increase due to reallocation from other funds,
Reserves are expected to decrease by $1.3M but remain slightly above the guidelines.
Fiber Fund
Yuan provided the following highlights for the Fiber Fund
revenues are expected to increase by $0.3M,
no rate increased proposed for EDF-3 rate which is the rate most existing customers and all new
customers are charged,
Utilities Advisory Commission Minutes Approved on: June 1, 2011 Page 4 of 9
there is a 1.5% CPI increase for the pre-2006 rates EDF-1 and EDF-2 based on the existing dark
fiber agreement,
reserves are projected to increase by $1.6M in FY 2012,
staff will be presenting a conceptual plan to build-out existing fiber optic backbone network in June
or July.
Commissioner Waldfogel asked if there is a dedicated salesperson for fiber and would sales increase if the
City added another headcount to this fund. Fong indicated that the City could potentially garner more sales
but the challenge is coordinating marketing services with delivery capabilities. Commissioner Cook asked if
the City could outsource some of the duties for Engineering and Operations to meet the demand. Fong
stated that the idea is not inconceivable but the City might encounter some union issues with contracting
out.
For upcoming safety and reliability initiatives in FY 2012, Utilities will continue to assess an alternative
transmission connection, implement the crossbore safety program, continue to work on the emergency
water supply project, and staff 24/7 coverage in the Utility Control Center. For innovation and
environmental sustainability, Utilities will install LED streetlights, assess renewable energy feed-in-tariffs,
construct electric vehicle charging stations, and continue to assess Smart Grid technology. Finance
initiatives include reduction in commodity purchases costs, reductions in NCPA charges, and reductions in
operating expenses. There are several organizational efficiency projects which Utilities will be involved with
including the City Auditor’s work plan, an organizational assessment coordinated with the City Manager’s
Office and Administrative Services, a Communications Strategic Plan, and a Utilities IT Strategic Plan.
Commissioner Waldfogel asked if there was any budget set aside for innovations in the FY 2012 budget. .
Yuan explained that there is $0.5M budgeted in FY 2011 CIP for Smart Grid technology. Commissioner
Waldfogel asked for further clarification on the innovation fund since Utilities was not planning to do
anything related to Smart Grid in the near term based on discussions during the April 27th UAC meeting.
Marshall noted that Utilities will go back to Council to request funds for innovation efforts after a plan is
developed.
Commissioner Berry asked if budget was set aside for the Utilities IT strategic plan. Senior Resource
Planner Debra Lloyd stated no budget has been set aside for the Utilities IT strategic plan because the
initial plan is to follow up on the citywide IT strategic plan which will be completed in June or July. Currently,
the Utilities IT strategic plan is an internal effort based on the recommendations of the citywide plan. Fong
also mentioned Utilities did not add anything to the budget because Utilities not know how much to budget
for the Utilities IT strategic plan. Utilities would request for a budget adjustment at a later time if the costs
identified for a consultant was high.
Commissioner Waldfogel asked if some of the Utilities-related IT projects are budgeted under a different
fund. Yuan confirmed SAP projects are budgeted under the Technology Fund. Commissioner Berry asked
if there were any CIP changes in the Technology Fund that are Utilities-related. Yuan recalled there is one
continuous improvement project in the amount of $250,000 for SAP budgeted for FY 2012. Fong stated
the bill redesign CIP was not approved by the Finance Committee and is not moving forward.
Lloyd presented the increasing regulatory and reporting challenges with various agencies and noted the
proliferation and cumulative nature of the regulations imposed on all of the utilities, accompanied by stiff
Utilities Advisory Commission Minutes Approved on: June 1, 2011 Page 5 of 9
penalties and fines for non-compliance. She shared a timeline showing the increasing pace of new
regulations beginning in 1976 to present. In particular, beginning in 2005 and each year thereafter, multiple
legislated regulations were adopted into law regarding energy efficiency; greenhouse gas reporting;
renewables purchasing, reliability, and gas, water and sewer operation, maintenance and reporting
requirements. Lloyd noted the expected start of a cap and trade market sometime in 2012. Lloyd further
pointed out the ever increasing dedication of staff time needed to prepare annual reports, update
databases, attend workshops, complete 10-year target reporting, and update customer information on the
EPA Profile Manager system.
Commissioner Berry asked what impact the challenges had on this year’s budget. Lloyd responded that it
impacted energy efficiency in particular because Utilities had to request an additional $900,000 in budget
and 1.0 new FTE to implement new energy efficiency programs. Fong stated Utilities hires consultants to
help translate federal requirements, review plans to ensure City is meeting compliance, conduct table top
audits, and obtain specialized training for gas and other utility workers.
Yuan presented the upcoming staffing challenge as a result of higher turnover in recent years. There have
been an increased number of retirements and voluntary separations in the past 2.5 years of highly trained
and experience workers.
Commissioner Waldfogel asked if the higher number of vacancies is affecting operational efficiencies or
readiness. Fong indicated that there has been a tremendous loss of knowledge and experience due to
retirements. Utilities have struggled slightly with a less knowledgeable workforce. It might impact some
efficiencies because it could take longer to get work done correctly. Commissioner Waldfogel asked is
there any budget request to help fill the vacancy needs. Fong stated Utilities has been re-hiring retirees for
training and documentation purposes to bridge the knowledge gap.
Commissioner Melton noticed the ASD Risk Manager position was being eliminated and inquired about
future risk management functions. Fong indicated the functions will be filled by contract services and a
half-time Senior Financial Analyst. The analyst and consultant will continue to provide risk management
reports and evaluate annual risk assessment
The Commission discussed general methods of review of the budget and acknowledged the work of the
Budget Subcommittee in reviewing the budget proposals.
Commissioner Foster noted the commission has several options, including: 1) approve the budget without
sending any comments to Council; 2) write a transmittal letter at the meeting which would be time
consuming; 3) write a transmittal letter offline but this could potentially be a Brown Act violation; 4) approve
the budget and request the budget ad-hoc subcommittee to write up the transmittal letter. Commissioner
Cook added another option: 5) approve the budget and one of the budget ad-hoc subcommittee members
will speak on behalf of UAC at the Finance Committee.
ACTION: Commissioner Foster made a motion that the Utilities Advisory Committee recommend that the
Council adopt the Utilities budget as proposed. In addition, he moved that one or more members from the
Budget ad-hoc subcommittee attend this year’s Finance Committee budget hearing and next year’s Budget
ad-hoc subcommittee will write a transmittal letter to the Finance Committee recommending approval of the
budget. Commissioner Melton seconded the motion.
Utilities Advisory Commission Minutes Approved on: June 1, 2011 Page 6 of 9
The Commission voted unanimously (6-0) to support the motion.
ITEM 2: ACTION: Recommendation to Council to Approve and Adopt the 2010 Urban Water Management
Plan and SBx7-7 Compliance Strategy
Senior Resource Planner Nicolas Procos and Utility Account Representative Catherine Elvert prepared a
presentation to deliver to the UAC. Prior to beginning the presentation, Chair Waldfogel inquired about the
regulatory requirements behind the Urban Water Management Plan (UWMP) and if it were pertinent for the
Commission to discuss the highlights of the 2010 UWMP including any changes since 2005. In response,
Commissioner Melton explained that the UWMP is a legislative requirement, and made a motion for the
Commission to move ahead with approval of the plan and proposed SBx7-7 compliance methodology.
Commissioner Cook seconded the motion. Commissioner Melton then asked if there were any new
legislative actions included in the plan. Staff explained that the 2010 UWMP does not contain any dramatic
departures in policy since the 2005 UWMP, but did mention two differences from the 2005 UWMP worth
noting – the new efficiency program targets and the SBx7-7 compliance program. The Commission asked
staff to present the efficiency and SBx7-7 issues.
Elvert proceeded to discuss the current and past water conservation measures and savings achieved by
the Utilities Dept. For the 2010 UWMP and future savings projections, Elvert discussed the new measures
that the City will use to achieve the significant increase in water conservation savings when compared to
the 2005 UWMP.
Procos discussed the proposed SBx7-7 compliance strategy. Procos noted that there are four possible
methods and the rationale behind staff’s recommended methodology. Procos further discussed the City’s
compliance strategy, including the plan to review progress prior to the 2015 UWMP.
Commissioner Keller asked if the rising cost of water will result in a higher conservation potential, especially
with regards to outdoor conservation potential. Elvert responded that rising water costs should continue to
make a number of efficiency measures cost-effective, and in the future should be a contributing factor
toward additional water savings.
Commissioner Melton noted his skepticism with one savings measure in particular, “workshops.” Elvert
responded that there are certain assumptions involved in estimating water savings as a result of contacts
with the public, and that staff has noticed a dramatic increase in attendance at workshops and this trend
may continue. Utility Director Fong responded that staff agreed that savings from workshops and
educational classes was difficult to quantify and staff will track this measure closely.
Commissioner Keller discussed the extensive educational outreach to residents and asked if there was
anything more the City could do to work with businesses for water efficiency. Elvert replied that a number
of workshops are open to professionals in the community, and the City continues to diversify the
educational opportunities and incentives offered to this sector. Utility Director Fong replied that the Utilities
Department has Key Account representatives that work with large customers on a regular basis to identify
potential efficiency improvements. Elvert mentioned programs particularly beneficial to large customers
including the Water Efficient Technologies and outdoor irrigation rebate programs.
Chair Waldfogel asked whether the 2010 UWMP was consistent with the City’s current water reduction
policies. Staff clarified that the Chair was referring to the City Council approved 20% by 2020 reduction
Utilities Advisory Commission Minutes Approved on: June 1, 2011 Page 7 of 9
plan that was approved by Council on April 19th 2010 (CMR 212:10). Procos responded that the timing for
the City’s reduction plan was not synchronized to the SB7x-7 effort, but noted the alignment between the
2010 UWMP and the City’s own effort.
Chair Waldfogel inquired if there was anything in the plan that might result in a future recommendation to
the UAC to approve mandated water use restrictions. Procos responded that the SBx7-7 program may
change in 2015 and it does not at this time set specific use restrictions on any customer class. Other than
that, there is no intention at this time to use the 2010 UWMP as a basis to impose additional water use
restrictions. Utility Director Fong mentioned that new development regulations are included as part of the
demand management measures in the 2010 UWMP. Elvert added that the City adopted these new
regulations for indoor and outdoor water efficient design through its adoption of the new State Green
Building Standards Code, CALGreen, which went into effect at the first of this year. These regulations do
not require existing properties to change landscape design or water use practices. Utility Director Fong
mentioned the one exception would be water use during a drought.
ACTION: Commissioner Melton repeated the motion to recommend Council approval of the proposed
UWMP and SBx7-7 target methodology. Commissioner Cook seconded the motion. The motion carried
unanimously (6-0).
ITEM 3: ACTION: Designate Spokesperson at Council Meetings
The UAC discussed the idea of designating a spokesperson to represent the sense of the UAC when items
of importance are discussed at the Finance Committee or the Council. For example, Director Fong noted
that the budget will be discussed by the Finance Committee on May 17 and the Strategic Plan is being
considered by the Finance Committee on June 7.
Commissioner Melton stated that the Planning Commission rotates representatives to attend such
meetings. Chair Waldfogel suggested that the Chair should attend with a backup to be decided each
month. Director Fong said that, if that method was used, she would add an item on the agenda for a
designation of the monthly spokesperson.
ACTION:
No formal action was taken.
ITEM 4: ACTION: Potential Topic(s) for Discussion at Future UAC
Commissioners Melton and Keller announced that they will not be able to attend the June UAC meeting.
Future topics suggested for discussion included:
Whether the Renewable Portfolio Standard (RPS) of 33% within a rate impact 0.5 cents per kWh
means that the 33% is the maximum amount of renewables, or whether more renewables can be
pursued as long as the rate impact limit was not reached.
The status of the innovation fund effort and the City Manager’s progress on the test bed idea.
A review of the fiber optic fund.
ACTION:
No formal action was taken.
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COMMISSIONER COMMENTS
None.
Meeting adjourned at 2:25 p.m.
Respectfully submitted,
Marites Ward
City of Palo Alto Utilities